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2
the resultant output of the instrument is zero, since the
same data is subtracted from itself to yield no observable
waveform (Figure 2C). However, if the active electrode
records a signal while the reference electrode records the
same waveform but with half the amplitude as that of
the active electrode, then the output is reduced by half
of what it could have been (Figure 2D). This situation
may occur when our reference electrode is not com-
pletely off, but perhaps partially located on the distal
portion of the APB muscle. A reduced APB amplitude
compound muscle action potential (CMAP) can then be
anticipated from this electrode arrangement compared
Figure 2. Differential Amplification. A.) Two amplifiers, a non-in- to the situation where the reference electrode is posi-
verting (Triangle with “+” sign) and inverting amplifier (triangle with tioned off the muscle tissue.
“–“ sign) detect signals from E-1 and E-2 respectively, magnify them
by a factor of 2, after which they are then electrically summated (“S”). Differential Amplification. The above examples define
B.) E-1 detects a signal of magnitude “1” while E-2 detects a signal of
magnitude “0”. The non-inverting amplifier magnifies the signal by
the concept of differential amplification. Specifically,
a factor of 2 and then passes it to the summation unit (S), while the differential amplification represents the amplified electri-
inverting amplifier obviously magnified the signal by a factor of two as cal output difference between the signals recorded by
well. The net result is an output of “2” (2 – 0 = 2). C.) E-1 detects a the active and reference electrodes. As the examples
signal with a magnitude of one, which is then magnified and sent onto in Figure 2 demonstrates, differential amplification is
the summation unit. E-2 also detects the same signal and magnifies it
for a result of “2” but then inverts it to a “-2” which is added electrical-
an extremely powerful way in which to simultaneously
ly to the (+2) resulting in a net zero signal (2 – 2 = 0). D.) E-1 again display very small signals while eliminating unwanted
detects a signal with a magnitude of 1 and amplifies it by two, while large signals, i.e. getting rid of the surrounding sea of
E-2 detects a signal with a magnitude of one-half (1/2) and magnifies electrical noise.
by two. The ½ is inverted to a -1 which is then summated to the +2 of
the non-inverting amplifier for an output of 1 (2 – 1 =1).
First, let us attempt to unpack the above definition a
bit, and then provide some specific examples to help
We can appreciate the above amplifier effects by consid-
us problem solve a few clinical situations once we are
ering a few examples. As described above, we have two
armed with the above conceptualization of differential
amplifiers that are essentially identical from an electrical
amplification. The primary idea of differential amplifi-
perspective (Figure 2A). The active (E-1) electrode is
cation is to detect small electrical signals even if there are
connected to the positive, or non-inverting amplifier,
very large unwanted electrical signals (noise) simultane-
while our reference (E-2) electrode is connected to the
ously coinciding with our signal of interest. As we all
negative or inverting amplifier. Each amplifier will
know, there are enormous electrical signals surround-
magnify the signal and send it to the summation circuit
ing us at all times originating from television stations,
(the electrical activity from both amplifiers are simul-
cell phone towers, and even equipment in the hospital
taneously added together from an electrical perspec-
(ventilators, beds, monitors, etc.) or, nearby within our
tive: designated “S” in Figure 2A). The net waveform
office. Therefore, when we try to detect a microvolt
result of this electrical summation is then sent on to be
signal in the body, our electrodes are also simultaneously
filtered and subsequently displayed and/or listened to
detecting all of the large environmental signals which
acoustically (e.g. electromyography [EMG] waveforms).
can easily overwhelm the tiny biologic signal.
If we can position our active electrode over the area of
interest (e.g. mid-belly of the abductor pollicis brevis
As an example, let us consider what is actually happen-
(APB) muscle) and the reference electrode over an area
ing whenever we stimulate a nerve and want to record
of relative zero potential, then what is generated at the
the ensuing response. Both of our electrodes simultane-
active electrode should be amplified without waveform
ously and easily detect the environmental noise sur-
modification, i.e. little in the way of influence from the
rounding us (Figure 3; large sine wave). Also, the active
reference electrode (Figure 2B). On the other hand, if
electrode is detecting our signal of interest coinciding
both electrodes record the identical information, then
with the large sine wave noise (Figure 3; superimposed
3
same signal is cancelled out is a way of measuring how
“good” or alike the two amplifiers are, and referred to as
the “common mode rejection ratio”. Today, amplifiers
are built not identically but for all practical purposes, al-
most identical so as to allow us to no longer worry about
the common mode rejection ratio. We couldn’t change
it anyway, as this is a fixed parameter of the amplifier
itself.
4
titioners would now respond with: “4 cm distal to the
active electrode.” But wait, lets go back in time when
that question was first asked. Now what? In order to
properly answer that question, we can attempt a simple
empirical approach.
6
Optimal Electrode Placement. Of course, the above reference inter-electrode placement: “How close is too
discussion addressing inter-electrode separation clearly close, and how far is too far?” Recall, in order to opti-
begs the question: “Ok, so just where should I locate mally record a biologic signal of interest, we need suffi-
the electrodes to optimally record the signal of interest cient electrode separation to ensure that the two elec-
with minimal contamination from both environmental trodes are not recording similar data with respect to the
noise and coincident activity from the tissue of interest?” signal’s parameters of interest, i.e. amplitude, rise time,
An alternative question might be: “Why not just locate etc. If the electrodes are too close, then some portion of
a single reference electrode on the patient’s big toe and our signal of interest will be common to both electrodes
use this location for any and all recordings?” In order and subsequently eliminated as a common mode signal
to address these questions fully, we first need to return (Figure 4). On the other hand, what would happen if
to the fundamental process of differential amplification, the two electrodes were very far apart, but still on the
but this time consider what the electrodes are recording patient, i.e. the “big toe question”?
simultaneously from the environment as well as the tis-
sues of interest. As noted above, we can detect small biologic waveforms
because the two electrodes are capable of simultaneously
First and foremost, we must understand that the elec- recording the large environmental noise and eliminate
trodes do not “know” what we want to record, but will it as a common signal. In order for this process to be
in fact record whatever electrical activity is within their successful, it is imperative that the two electrodes detect
recording territory. In effect, our electrodes are antennas these large signals identically. You can imagine what
and will act to detect any signal of sufficient strength. would happen if there were even the slightest difference
Let us consider the example of stimulating the median in detection for such large signals. Specifically, this small
nerve at the wrist and recording a CMAP from the difference would be detected by the two amplifiers, and
abductor pollicis brevis (APB) muscle. When we locate then this difference signal would be magnified. Recall,
our active and reference electrodes on the muscle’s end- any difference between the two electrodes is considered
plate region and musculotendinous junction respectively a “difference signal” and subsequently amplified. As the
with a ground electrode nearby, what then is happen- separation between our two electrodes increases, so does
ing when we stimulate the nerve? Initially we activate the opportunity for each of them to not detect the vari-
our stimulator with a minimal or submaximal current ous environmental noise generators identically. Even a
which is insufficient to depolarize the nerve. What do separation of a few meters for somewhat distant signals
we see on the instrument’s screen? If our electrodes are (big toe) or a few centimeters for close by signal noise
securely placed on the patient we should see a flat line, can result in a significant enough amplification of these
i.e. no signal is detected. Let’s stop here and address environmental waveforms to preclude biologic signal
the completely silent screen. We know there are huge detection. Specifically, if there is some type of machine
electrical signals surrounding us, but yet the instrument generating electrical noise nearby (next room or a floor
does not display them. Why not? As noted above, this is up or down), a few meters or even centimeters of elec-
because these distant signals are detected equally by each trode separation may be all that is required to detect and
of our recording electrodes and eliminated completely as subsequently amplify this signal thereby interfering with
a so called common mode signal rendering a nice quiet our biologic signal of interest.
trace so that we can then detect even a very small bio-
logic signal. When the current is increased to a strength Quite simply then, our electrodes should be far enough
sufficient to fully depolarize the nerve, we can now apart to minimize common mode signals from the
document a fully formed CMAP from the APB (Figures biologic tissue of interest, but close enough to maximize
3 & 5). We can rest assured that if the active electrode the common mode signals from those sources we wish
is on the muscle belly and the reference electrode off the to eliminate. Therefore, placing the reference electrode
muscle, a maximal amplitude CMAP will ensue with on the big toe may indeed be far enough apart to mini-
minimal CMAP degradation, or contamination from mize recording from the nerve or muscle of interest
large environmental noise generators. compared to the active electrode, but also insufficiently
close to the active electrode so as to eliminate some
With respect to the two questions posed above, we can environmental or even biologic sources of noise par-
reformulate a single question regarding optimal active/ ticularly those nearby. The end result, in this situation,
7
would be sufficient contamination of the biologic signal We can designate the biologic signal’s voltage in the
of interest so as to preclude its proper detection. Don’t’ body as Etotal. Some of the signal’s voltage is going to
forget, the body may also be generating undesired signals be lost at the electrode (Eelec) and what is left over will
or noise. If the electrode is on the big toe for example, be detected at the amplifier (Eamp). In other words, the
EMG potentials from contracting muscles near the ac- total amplitude of the biologic signal in the body can be
tive recording electrode may not be detected by the big represented by the summation of the signal at the elec-
toe reference electrode, and subsequently amplified as a trode and that at the amplifier: Etotal = Eelec + Eamp.
difference signal as opposed to eliminated as a common According to Ohm’s law, the current (I) across the
signal resulting in too noisy a trace for optimal detection electrode and amplifier is the same, but the voltage drop
of the desired waveform. across each component is different depending upon the
impedance (Z)/resistance (R) of each component. For
Electrode Materials/Cleanliness. Although not fre- our purposes, we will use the term impedance (Z) and
quently discussed, the materials of which electrodes are consider it equivalent to resistance. From basic physics,
made, as well as how clean they are, can directly influ- Ohm’s Law, therefore, is defined as: E = I X Z. This is
ence the success of our recording the signals of inter- true for any circuit in series (series circuit) of which our
est. Prior to addressing these two important issues and electrode and amplifier constitute such a series circuit.
appreciating their practical implications, we need to first Specifically, the voltage observed at any location is
consider how the electrodes and amplifiers interact with defined by the current over that location multiplied by
each other so as to influence what we see on the instru- the impedance for that location. For our voltage divider
ment’s screen. concept of electrode and amplifier, the current is as-
sumed be the same across the recording electrode and
As previously noted, biologic signals are relatively small amplifier, while the impedance differs for the recording
and require placement of recording electrodes on, or electrodes and amplifier. As a result, the amount of volt-
in the patient so as to approach, detect, and record the age “dropped” at each location depends upon the respec-
desired signal. The signal is then passed onto the ampli- tive impedance of the electrode and amplifier. Whatever
fier and processed through differential amplification. portion of the signal is not lost at the electrode, subse-
The two electrodes are actual physical entities and hence quently remains for us to observe.
are made of various metals that will, by their very nature,
degrade some of the signal. Specifically, no electrode Therefore, applying Ohm’s law for the electrode and
passes the signal onto the amplifiers without degrading amplifier, the voltage drop across each component is:
that signal somewhat. Whatever portion of the signal
is not adversely affected by the electrode, is then passed Electrode: Eelec = I X Zelec, and
onto the amplifier to be processed and subsequently Amplifier: Eamp = I X Zamp
displayed. In electrical terms, the electrode and ampli-
fier form a “voltage divider”. Simply, this means that the Substituting the above terms into : Etotal = Eelec + Eamp
total biologic signal is “divided” or shared between the results in:
electrode and amplifier. That is, some of the signal drops
across the electrode and that which remains passes on to
Etotal = I X Zelec + I X Zamp or;
the amplifier for us to observe. Ideally, we want as little
of the signal as possible to drop at the electrode so that Etotal = I X (Zelec + Zamp)
most of it passes onto the amplifier to be analyzed by the
practitioner. In this way, the magnitude of the response Since we are particularly interested in the signal’s volt-
most accurately represents that which is occurring in the age at the amplifier as this is the signal we will eventually
body, i.e. total number of axons or muscle fibers. At this analyze, we can solve the above equation for that portion
point, it may help to try to express this issue with some of the voltage detected at the amplifier.
simple mathematics and then apply a conceptualization
to the mathematics so to have a practical understanding The equation from above for the current flow across the
that can be implemented clinically by the practitioner. amplifier is:
8
I = Eamp/Zamp; and this term can then be substituted for Similarly, the large environmental noise may be detected
current (I) in the previous equation to get: differently. This difference would be amplified and pos-
sibly overwhelm our signal of interest.
Etotal = Eamp X (Zelec + Zamp)
Zamp Clinical Considerations: Inter-electrode Separation.
Solving the above equation for what we see, the signal’s OK, let us now attempt to use the above theoretical/con-
voltage detected at the amplifier becomes: ceptual information to address a number of real world
clinical considerations. What would be anticipated if
Eamp = Etotal X Zamp our sensory recording electrodes were too close together?
Zelec + Zamp As we have previously discussed, a reduction in ampli-
tude with a shortening of the peak latency would be
The above equation has a number of particularly relevant anticipated. If we were performing an antidromic me-
clinical implications operational every time we assess a dian nerve sensory study utilizing wrist and mid-palm
patient with our electrodiagnostic equipment. As we stimulation sites in a patient with possible carpal tunnel
have previously stated, we would like the voltage de- syndrome, and our electrodes were too closely spaced,
tected at the amplifier to be as close as possible to that we could document a number of possible erroneous
originating in the body so as to most accurately reflect findings. First, as an example, let’s say the patient either
what is actually occurring biologically. As can be seen had a mild peripheral neuropathy or a cold hand with
in the above equation, the desired goal of accurate signal a prolonged mid-palm latency. If our electrodes were
detection can be best achieved when there is little drop properly spaced, we would easily detect that there was
of voltage across the electrode, i.e. the impedance of the preferential slowing of the mid-palm-to-digit segment
electrode is very tiny compared to that of the amplifier. with no slowing across the remaining carpal tunnel seg-
If Zelec is minimal (say 1% of Zamp: i.e. Zelec = 0.01Zamp) ment. But, because our electrodes are too close, we have
compared to the Zamp in the above equation, then Eamp a slight shortening of the peak latency for both responses
equates to Etotal: eliminating any hint of distal slowing. In this case, we
could erroneously conclude there is no abnormality
Eamp = (Etotal X Zamp) / (0.01Zamp + Zamp) present if the reduction in amplitude was not that great,
Eamp = (Etotal)(Zamp) / 1.01Zamp particularly in a cold hand (focal temperature cooling
Eamp = (Etotal)(0.99) tends to increase SNAP amplitudes).
Eamp = 0.99Etotal
As another example, if our SNAP electrodes were too
We can now fully appreciate that if the electrode has close, we could record normal latency, small amplitude
a minimal impedance compared to the amplifier, then SNAPs. Suppose our electrodes were properly placed
most of the biologic signal’s amplitude should be de- for the CMAP studies yielding normal amplitude
tected by the amplifier since little of it was degraded CMAPs. This finding could suggest a non-demyelinat-
by the electrode. In the above hypothetical situation, ing axonal loss type of pure sensory neuropathy (small
we were able to detect 99% of the signal generated in amplitude normal latency responses). On the other
the body since only 1% “dropped” across the electrode. hand, if our SNAP electrodes had a proper inter-elec-
Practically, we do not need to worry about modern trode separation, but the CMAP electrodes were both on
day amplifiers as their “input impedance” is quite high the muscle tissue, normal SNAPs and abnormal CMAP
compared to all new electrodes. However, what if we amplitudes with normal onset latencies and NCVs
were using electrodes that perhaps where dirty, rusted, would ensue. This could be misconstrued as a possible
caked with paste, or otherwise less than optimal. Obvi- myopathy, motor neuron disease, neuromuscular junc-
ously the electrode’s impedance could rise dramatically. tion disorder, or pure motor neuropathy and possibly
If the impedance of the electrode does indeed increases even acute motor axonal neuropathy (AMAN). These
substantially, and begins to become a significant percent- erroneous findings could certainly lead one to embark
age of the amplifier’s impedance, the above equation on an expensive and fruitless clinical investigation. Similar-
clearly shows us that the detected signal at the amplifier ly, a combination of motor and sensory electrode mis-place-
would be reduced and hence no longer accurately reflect ments can produce a combination of the above possible
the total number of axons or muscle fibers depolarized. clinical disorders leading to considerable confusion.
9
I am confident you could mix and match the above pos- whenever large 60 Hz interference is detected, this in
sibilities to clearly see that a full compliment of potential effect signifies an inability of the instrument to success-
false positive and false negative results can ensue from fully perform common mode rejection. This situation is
a poor understanding of proper electrode placement. problem solved by ensuring the following:
In short, your diagnostic capabilities are only as good
as your ability to ensure an accurate collection of data. -- all electrodes are connected to the patient
This is certainly consistent with the old axiom: garbage
in, garbage out (GIGO). -- all electrodes are plugged into the proper ports and
proper channel
Clinical Considerations: Electrodes. In addition to
the above noted inter-electrode spacing issues, prob- -- all electrodes are thoroughly cleaned
lems with the electrodes themselves can produce similar
effects even if the electrodes were properly positioned. -- a ground electrode is connected to the patient and
Specifically, if the electrode’s impedance increases instrument
enough to degrade the biologic signal’s detection at the
amplifier, we would then observe a signal with a reduced -- the skin is not dirty or covered with debris which
amplitude. If this dirty electrode is the active electrode may lead to different signal detection between the
we could see a number of possibilities. For sure, the two electrodes
amplitude of the evoked SNAP and CMAP would be
reduced leading us to conclude that there was an axonal -- no obvious broken wires are present
sensory and motor neuropathy operational with little
in the way of demyelination if both sensory and motor -- the same type of electrodes with respect to metallic
electrodes were dirty. However, if the sensory electrodes composition are used
were fine, but the motor electrodes were dirty, we could
interpret this data as a combination of normal SNAPs -- the preamplifier is located as close to the patient as
with reduced CMAP amplitudes of normal latency sug- possible (minimize electrode antenna effect)
gesting a pre-ganglionic lesion (motor neuron disorder
or radiculopathy) or a particular type of post-ganglionic -- short as opposed to long electrode leads are used
lesion (neuromuscular junction disorder, myopathy, or (minimize antenna effect)
even AMAN). Also, what if the sensory electrodes are
dirty, but the motor electrodes are fine. In this case, we -- the active and reference wires are braided together
could conclude that a primary sensory axonal neuropa- to assist in common mode rejection (each electrodes
thy with no motor component is operational. As can be detects the common noise identically all along their
clearly seen, something as simple as dirty or otherwise length)
adversely affected electrodes (rust, frayed wires, etc.) with
elevated impedances can result in false positive studies -- any nearby equipment that can be unplugged should
with serious adverse diagnostic consequences. be unplugged
An additional serious issue with respect to dirty, or even -- lights should be turned off
broken wires within plastic sheathing, arises with re-
spect to the environmental noise. If both electrodes are -- touching the patient with your bare hand/finger
sufficiently different enough in their impedance charac-
teristics (one is dirty while the other is clean or one of -- consider using the 60 Hz notch filter
the wires is unknowingly broken) then the instrument’s
ability to accomplish common mode signal rejection and Problem Solving: Clinical Situation. Let us use a
hence differential amplification is compromised. The hypothetical case to specifically address some possible
net result is the amplification of environmental noise instrumentation/amplifier/electrode issues related to
leading to the possibility of large 60 Hz interference differential amplification. Suppose we are asked to enter
or other unwanted signals either completely or par- one of the most difficult electrophysiologic environ-
tially obliterating the desired biologic signal. Therefore, ments in which we will ever be asked to work so as to
10
assess a patient with a possible neuropathy/myopathy,
i.e. the Intensive Care Unit (ICU). These are very chal-
lenging locations in which to perform an electrophysi-
ologic study because they are frequently high up in the
building (great place to detect transmitted TV/Radio
signals), filled with electronic instruments generating
wonderful interference, much of the equipment cannot
be turned off, the patient may not be able to cooperate
fully with the assessment, physical space is a limitation,
we may not be able to position either the instrument or
the patient optimally, and the list goes on.
Figure 6. Differential Amplification-Clinical Setting. A) A
monopolar recording demonstrating significant environmental interfer-
Suppose, for this discussion, we begin our assessment ence despite employing a number of mitigating strategies (see text). B)
with a monopolar needle examination of some of the Insertion of a second monopolar needle (reference electrode) just into the
limb muscles. We note that there is significant 60 Hz subcutaneous tissue close to the active electrode, monopolar needle in the
interference. We first make sure all our electrodes are muscle, results in a dramatic reduction in the interference.
plugged into the proper amplifier ports. Although
employing the 60 Hz notch filter can distort some of tive needle electrode deeper in the muscle (Figure 6).
our waveforms, we use it anyway but there is only a Amazingly all of the interference disappears and we now
small improvement. We check all our electrodes and have a completely quiet baseline with easily detectable
they seem to be intact and connected to, or inserted biologic waveforms.
into the patient. We then touch the patient with a
non-gloved hand and the interference is reduced some- In the above example, any one of the maneuvers we tried
what but not completely. It is unclear why touching could have eliminated the problem. In this case, the
the patient helps, but it certainly can, and does make a most helpful alteration was to use a second monopolar
difference in this case. Looking around the room reveals needle as the reference electrode. The instrument was
that the only things we can unplug are the bed and calf telling us that differential amplification of the common
sequential compression device. Not much of a change mode signal was insufficient because we could clearly de-
is noted. We clean the skin under the surface reference tect the large 60 Hz interference. By replacing the sur-
and ground electrodes and dry it off, and them employ face electrode with a second monopolar needle, we were
a small amount of paste with a good but not complete now using two electrodes with identical metallic compo-
reduction in the interference. We next move the pre- sitions permitting both electrodes to record the nearby/
amplifier as close as we can to the patient to shorten the distant environmental signals with equal magnitude,
electrode leads minimizing their “antenna effect”( long thereby eliminating them as a common signal. Recall
leads act like good antennas) and again a further small from the above equation, if the impedances of the two
reduction in interference is achieved. At this point, it is electrodes are different for whatever reason, we may not
now possible to detect spontaneous and voluntary activ- be able to effectively record either the signal of interest
ity, but the interference is still annoying. We move the or eliminate unwanted common environmental signals.
surface reference electrode close to the needle insertion An alternative approach could have been to use a con-
site and this helps a bit. The intent is to have our refer- centric needle electrode. The idea here is that although
ence electrode as close as we can to the needle electrode the two recording surfaces are of different metallic com-
to eliminate common environmental signals. Since the position, their close proximity may have also helped the
needle is deep in the tissue and the reference is on the situation. However, having tried this approach in the
skin surface, it is unlikely they will result in a reduction past, I have found that the two monopolar needles work
of the EMG signal because they are too far apart with better than a concentric needle electrode suggesting
respect to the biologic signal. We change our electrodes the difference in metals for the concentric needle’s two
in case there is a faulty wire but no change is observed. recording surfaces adversely outweighs their close prox-
As a last ditch effort we disconnect the surface reference imity. This isn’t to say, that a concentric needle electrode
electrode and replace it with another monopolar needle may not suffice to a sufficient enough degree so as to
inserted just into the subcutaneous tissue with our ac record the desired activity. The above described example
11
of performing a needle EMG in the ICU is a real situa-
tion I encountered and problem solved as noted above.
The utilization of two monopolar needles was dramatic
and should be considered in any situation when more
common solutions prove to be ineffective.
12
we can perceive earlier and earlier (smaller and smaller) Quite simply, each waveform can be thought of as be-
waveform departures from the baseline (Figure 7). The ing comprised of low frequencies and high frequencies.
important clinical aspect to this finding is a requirement Although the terms high and low are rather arbitrary, for
to utilize the same gain/sensitivity settings originally our purposes, a low frequency is in the neighborhood of
defined by the reference data, and all stimulation sites 2-5 Hz and a high frequency approximates 10,000 Hz,
between different locations. That is, if our reference data with those frequencies below and above these respective
utilizes a sensitivity of 2 mV/division and we are using values considered for the most part as noise. We are
500 µV/division, all of our detected latencies will have hereby defining “noise” as any signal or frequency that
earlier onsets than that defined by the reference data. does not contribute to the clinically relevant portion of
This could result in a borderline prolonged distal motor our waveform. The frequencies between 2-5 Hz and
latency detected earlier than would be documented at 2 10,000 Hz for the most part are the frequencies primar-
mV/division producing an erroneously normal result. Of ily contained in the majority of the different waveforms
note, the issue of gain and waveform onset is much more we routinely detect. Those frequency values between
relevant to CMAPs than SNAPs since such a relatively these somewhat arbitrary values constitute our desired
high gain is already employed for measuring SNAPs. bandwidth. The bandwidth is derived and maintained
through the application of a low frequency filter and a
FILTERS high frequency filter.
In my estimation a functional understanding of filters A low frequency filter permits frequencies above its
and how they affect electrophysiologic signals is arguably limit to pass through the instrument while block-
the least understood, and/or most misunderstood con- ing those frequencies below its limit. This is why low
cept in electrodiagnostic medicine. This is not due to frequency filters are also sometimes referred to as high
an inability of clinicians to understand signal filtration, pass filters. That is, they permit high frequencies to pass.
but rather a result of such poor attempts on the part of For example, a low frequency filter of 5 Hz will act on a
electrophysiologic textbooks at explaining filters and waveform so as to preclude all those frequencies approxi-
their effects on waveforms. Specifically, either the topic mating 5 Hz or less from contributing to the observed
is not addressed at all, or electrical engineers are typically waveform. In short, those frequencies of 5 Hz or less are
asked to write chapters on filters utilizing incomprehen- “extracted” out of the waveform. The frequencies greater
sible mathematics with absolutely no, or precious little than 5 Hz are not affected.
clinical relevance. In this section of the handout, I will
employ basic concepts with no mathematics so as to pro- A high frequency filter permits lower frequencies below
vide information that is preferentially directed toward a its limit to contribute to the observed waveform, but
functional and clinical application of filters. extracts out any frequencies at or above its limit. As a
result, a high frequency filter is also referred to as a low
We may define a filter as a device with the specific pass filter. That is, it permits low frequencies to pass.
purpose of limiting the frequency content of waveforms For example, a high frequency filter of 10,000 Hz will
recorded by the electrodiagnostic medicine instrument. allow all frequencies below 10,000 Hz to contribute to
In other words, we want to observe a bandwidth of fre- the waveform of interest but “extract” out those frequen-
quencies consisting of only those frequencies contained cies of approximately 10,000 Hz and above.
within our electrophysiologic waveform of interest (e.g.
SNAP, CMAP, EMG, single fiber EMG [SFEMG], etc.) It is the manipulation of the above noted high and low
and exclude all other frequencies. We may consider all frequency filters which acts to create the bandwidth
those frequencies not contained within our waveform comprised of only frequencies we want contained in our
to be noise. Therefore, through the process of filtration, waveform and remove all others considered to be noise.
we are attempting to create recorded waveforms that The high and low frequency filters act in concert to for-
contain only those frequencies for the waveform mulate a “window” (bandwidth) of observed frequencies.
An inability to conceptualize what effects filters have on
we want and remove all others producing a relatively
clinically derived waveforms will have adverse conse-
noise-less recording.
quences regarding the creation of false positive and false
negative diagnoses. We will consider these consequences
at the end of this filter section.
13
served on the instrument’s screen is in essence a balance
or summation of high and low frequency subcomponent
waveforms all contributing to the observed waveform.
Extracting any of the subcomponent waveforms from
the overall signal results in a changed composite wave-
form because of a now different subcomponent summa-
tion of frequencies with those extracted subcomponents
no longer interacting with those that remain.
14
Figure 10. Low Frequency Filter Elevation On CMAP. Elevat-
ing the low frequency filter while not altering the high frequency filter
on a CMAP produces similar changes to those observed for a SNAP but
Figure 9. Low Frequency Filter Elevation On SNAP. A sequential
with comparatively more dramatic alterations documented. In addition
elevation in the low frequency filter without altering the high frequency
to the significant amplitude drop as the high frequency filter is elevated,
filter produces: 1) amplitude reduction, 2) total potential duration
note how clearly the waveform changes from a biphasic to triphasic
shortening, 3) negative spike duration shortening, 4) peak onset latency
configuration. From: Dumitru D, Walsh NE: Practical instrumentation
shortening, 5) no change in onset latency, and 6) addition of a phase.
and common sources of error. Am J Phys Med Rehabil 67:55-65, 1988.
The specific waveform parameter alterations are documented in the
figure’s accompanying table. From: Dumitru D, Walsh NE: Practical
instrumentation and common sources of error. Am J Phys Med Rehabil more predominant as less of the “fast stuff” is balanced
67:55-65, 1988. by the previously extracted “slow stuff”. Therefore,
“What would a waveform with a lot of “fast stuff” look
frequency filter on our instrument from 1 Hz to 300 like?” Well, we can anticipate that its peak latency
Hz, what type of ensuing waveform alterations can we would be shorter (fast stuff occurs sooner in time, that is
expect (Figure 9). In order to answer this question us- why it is called fast stuff) than before, its negative spike
ing our subcomponent waveform model in conjunction duration would be shorter because “fast stuff” starts and
with the previously noted “slow” and “fast” stuff termi- stops sooner, and the total waveform duration should be
nology, we can ask ourselves a series of questions so as to shortened for the same reason. “Would the onset laten-
arrive at the most appropriate answers. cy be expected to shorten?” No, this is because the onset
of a waveform is typically where the waveform changes
First, we note that we are “elevating” the low frequency from the baseline (zero potential) to the waveform’s peak
filter from 1 Hz to 300 Hz. We then ask ourselves, within a relatively short time-frame. In other words, this
“Are we taking something out of the waveform or put- is a rapid change dominated by “fast stuff”. “Did we al-
ting something into the waveform?” By elevating the ter the “fast stuff” by elevating the low frequency filter?”
low frequency filter to 300 Hz we are “taking away” or Of course not. Therefore, there is no observed change in
extracting stuff from the waveform. If we “take away” the waveform’s onset latency. In summary, elevating the
something, do you think the waveform will get big- low frequency filter for any recorded waveform (EMG
ger or smaller? Obviously, if there is less of something, motor unit action potential (MUAP), somatosensory
it MUST get smaller. Hence, we would anticipate evoked potentials [SEPs], SNAP, CMAP, etc.) will result
a reduction in waveform’s amplitude. Next, we ask in the following: 1) amplitude reduction, 2) peak latency
ourselves, “What did we take away, “fast stuff” or “slow shortening if it is a time-locked signal, 3) negative spike
stuff”?” Since we elevated the low frequency filter we duration shortening, 4) total potential shortening, 5)
took away slow stuff from the waveform. Now, “What no change in the onset latency if the waveform is de-
is left?” Clearly, if we removed some “slow stuff”, then rived from neural stimulation, and finally 6) a possible
“fast stuff” must remain, or at least be comparatively increase in the number of phases. This last waveform
15
alteration arises because the waveform is now predomi- Clearly, when we lower the high frequency filter from a
nated by high frequencies (fast stuff) and high frequen-
cies have more phases per unit time compared to low
frequencies. In other words, elevating the low frequency
filter produces waveforms that are smaller, shorter, more
polyphasic, with faster rise times, and if a stimulation
is required to elicit it, no change in onset latency. Of
course, the degree of the waveform alteration depends
entirely upon the amount of low frequencies contained
in the waveform. The more low frequencies contained
in the waveform, the greater the reduction in magnitude
as well as the other changes noted above. For example, a
CMAP can be anticipated to have much more dramatic
changes to similar elevations in the low frequency filter
compared to a SNAP because the CMAP is a waveform
with a comparatively greater amount of slower changing
parameters (more slow stuff), i.e. longer total potential
duration and slower rise time (Figures 9 & 10). Spe-
cifically, a CMAP is a waveform comprised of signifi- Figure 11. High Frequency Filter Reduction On SNAP. As we
cantly more low subcomponent frequencies (slow stuff) lower the high frequency filter without altering the low frequency filter
for a recorded SNAP, we note there is a reduction in potential magni-
than subcomponent high frequencies (fast stuff). As a
tude (see Table), but now the onset and peak latencies increase as does
result, a similar but much more dramatic manifestation the rise time and total potential duration. From: Dumitru D, Walsh
of waveform alterations can be anticipated for CMAPs NE: Practical instrumentation and common sources of error. Am J
compared to SNAPs when the low frequency filter is Phys Med Rehabil 67:55-65, 1988.
elevated, since comparatively more stuff (slow stuff) is
extracted from the waveform (Figure 10). high to relatively lower level, we are removing those high
frequencies, or “fast stuff”, from the waveform (Figure
“What would you expect if we “lowered” the low fre- 11). “If we take out the fast stuff, or remove anything
quency filter from 300 Hz to 1 Hz?” Well, since we are for that matter, do you think the waveform will get
now not taking out, but putting back in, low frequen- bigger, or smaller?” Once again, if there is less of some-
cies, the exact opposite changes to those previously thing compared to before, how can there possibly more
described would occur. The high frequencies (fast stuff) of it, i.e. how can the amplitude get bigger? This may
would now be balanced by the added slow stuff (low seem like common sense, and it is, but unfortunately,
frequencies). The waveform would increase in ampli- the problem with common sense is that it is not very
tude while the peak latency would increase, rise time common. Hence, the waveform must get smaller, i.e.
would increase, total potential duration would increase, decline in amplitude. We then ask, “What did we take
a reduction in the number of phases may occur, and out of the waveform, fast stuff, or slow stuff?” Since we
finally, as previously noted, there would continue to be are lowering the high frequency filter and taking out fast
no change in onset latency. stuff, the remaining slow stuff must now influence the
waveform to a greater degree than previously as it is no
High Frequency Filter. We can use a similar approach longer balanced by the extracted fast stuff. “What then,
to understand the operation of high frequency filters would be anticipated for a waveform now predominated
as that used above for low frequency filters. For our by slow stuff?” Well, slow stuff by its very nature takes
discussion, we will consider the high frequency filter to longer to initiate, stays around longer, i.e. takes longer
function between 10,000 Hz and 500 Hz. We may then to disappear. Therefore, the waveform’s onset would be
ask, “What effects will lowering the high frequency filter anticipated to take longer to manifest, the negative spike
from 10,000 Hz to 500 Hz have on a SNAP?” duration would take longer to form and last longer, the
total potential duration should also increase as there is
As before, we ask ourselves, “Are we taking something less fast stuff to terminate the potential comparatively
out of, or putting something into, the waveform?” sooner. Also, low frequencies have fewer phases per unit
16
time compared to high frequencies, and the waveform (remember we look for prolonged and not “shortened”
under investigation may lose a phase if it contains a suf- peak latencies), but a reduced amplitude. If one were to
ficiently large number of subcomponent high frequen- encounter this finding clinically and not realize that the
cies. In the final analysis then, a reduction in the high low frequency filter setting was too high, an erroneous
frequency filter will produce a comparative waveform conclusion of a primary sensory axonal neuropathy with
with the following changes in its parameters: 1) reduced little in the way of demyelination could be entertained.
amplitude, 2) prolonged onset latency, 3) prolonged If this same filter setting were used for both upper and
peak latency, 4) increase in negative spike duration, 5) lower limb sensory nerves, a generalized axonal sensory
increase in the total potential duration, and 6) a pos- neuropathy could be considered. If consideration were
sible reduction in the number of phases (Figure 11). not given to the appropriate filter settings, a potentially
Of course, the degree of the previously noted altera- expensive and fruitless workup could be initiated with
tions is directly dependent upon the frequency content no success in achieving an accurate diagnosis.
of the waveform and the relative amounts of low and
high frequencies. Those waveforms with primarily high Similarly, if the low frequency filter is set too high when
frequencies (SFEMG potential, SNAPs, and EMG mo- obtaining CMAPs, we would document CMAPs with
tor unit potentials) will demonstrate the greatest effects normal distal motor latencies, normal conduction ve-
while those waveforms with little in the way of high locities, but reduced amplitudes. These findings could
frequency subcomponents (CMAPs) will demonstrate suggest that a demyelinating peripheral neuropathy is
very little changes. not present. If the filter setting for the SNAPs were op-
timal in this case, a pure axonal motor neuropathy may
Combined Effects. It is to be understood that simul- be considered. Also, one would have to also consider
taneously elevating the low frequency filter while lower- a neuromuscular junction disorder (reduced CMAP
ing the high frequency filter will act to take out both amplitudes and normal SNAPs), a myopathy, or even
the fast and slow stuff. As the two filters approach each AMAN. These possibilities clearly demonstrate that a
other, there are fewer and fewer remaining subcompo- lack of knowledge regarding filters can result in a mul-
nent waveforms comprising the observed potential. This titude of erroneous possibilities. Once again, an expen-
combined effect may render the waveform very small in sive and fruitless assessment could be undertaken not to
amplitude and rather distorted. Consideration of the mention the unnecessary inconvenience and potential
above filter effects suggest a number of very plausible worry to the patient.
clinical effects.
Also, as noted above, these filter effects also apply to
Clinical Consequences Of Filter Errors (False Posi- the needle EMG. If the low frequency filter is set too
tives/False Negatives). One could quite correctly argue: high, the recorded MUAPs could display durations that
“Look, if we set the filters correctly in the first place, are too short (recall that the total potential duration of
don’t mess with them, then everything should be OK.” waveforms is reduced). Specifically, the MUAP’s initial
I certainly agree with this sentiment, but unfortunately positive onset and positive termination are predomi-
there are individual practices where circumstances may nated by relatively low frequencies. Removing the low
conspire to diminish this laudable argument. Specifi- frequencies to a sufficient degree can reduce the duration
cally, one may be required to travel from one hospital to of the MUAP’s onset and termination thereby reduc-
another, or from one office to another. This may neces- ing the overall duration of the MUAP thus simulating
sitate the practitioner using an instrument previously a myopathic waveform. This is specifically why one
used by other practitioners who may purposefully or should never attempt to define if a myopathy is present
inadvertently alter the filter settings. Failure to recognize by performing a qualitative needle EMG with either a
“inappropriate” filter settings can result in errors. This is monopolar or concentric electrode as the low frequency
of course, assuming the practitioner is aware of so called filter for most routine EMG programs is purposefully
“correct settings” in the first place. set at between 10 Hz and 20 Hz specifically to reduce
the significant baseline deviations produced by needle
As we have seen above, an instrument with too high a insertions. This low frequency filter setting (20 Hz)
low frequency filter setting can result in a SNAP with a is great for producing a stable baseline during needle
normal onset latency, a relatively normal peak latency insertions, but terrible for defining the true MUAP
17
duration. As a test, try lowering the low frequency filter Table 1
during routine needle insertions to 3 Hz (necessary for
accurate quantitative MUAP duration measurements). I
think you’ll be amazed at just how hard it is to now as-
sess insertional activity. Additionally, reducing the high
frequency filter can produce a reduction in the overall
amplitude of the MUAP as the main spike component
is preferentially comprised of primarily high frequencies
that accounts for most of the MUAP amplitude. Also,
reducing the high frequencies from a MUAP may also
produce a slight prolongation of the MUAP duration.
It is conceivable that normal amplitude, normal dura-
tion MUAPs could be transformed into longer duration elongated into the lower limit of normal range, again
smaller amplitude waveforms resulting in some diagnos- producing a false negative study. As noted above, the
tic confusion. Clearly filter parameters for qualitative degree to which these effects are noticed depends en-
vs quantitative needle EMG are set for specific purposes tirely upon the specific frequency content of individual
and using them interchangeably or without regard for waveforms which may vary considerably including
clinical consequences will, without doubt, lead to er- MUAPs.
roneous conclusions.
Notch Filter. Most if not all current electrodiagnostic
If one performs SEPs extreme caution must be exercised medicine instruments permit the practitioner to employ
with respect to the low frequency filter in particular. a 60 Hz (50 Hz) notch filter. This is a specific filter
The SEP is comprised primarily of low frequencies. designed to preferentially eliminate the above noted line
Elevating the low frequency filter much above 10 Hz (a frequency noise. Personally, I find this filter can be quite
relatively low setting) can produce a dramatic reduction helpful and do not hesitate to use it for any study. As
in the SEP’s amplitude. Obviously, a marked reduction long as the practitioner is aware that some waveform dis-
in the SEP amplitude can suggest a number of patholog- tortion may occur, the filter can at times permit a study
ic entities at numerous points along the neuraxis. The to be performed when otherwise the interference would
high frequency filter for SEPs can be relatively low (500 preclude any assessment. This may be particularly true
Hz) and produce little in the way of adverse effects on when examining patients in the intensive care unit.
the waveform.
Recommended Filter Settings. The literature is replete
The above effects are purposely kept somewhat simplistic with filter recommendations for various studies. In
primarily for discussion purposes. All of the above ef- this document a table of such filter settings is provided
fects are described for patients without pathology affect- (Table 1). There is nothing particularly special about
ing the neuromuscular system. If pathology is present, this table and is effectively derived empirically by record-
then multiple effects can be anticipated. For example, if ing a waveform with a rather low frequency setting and
a patient has a mild carpal tunnel syndrome with some a particularly high, high frequency setting. The low
degree of demyelination but not much axonal loss, and frequency filter is slowly elevated until the waveform
the low frequency filter is set too high, the normative shows demonstrable changes and then it is lowered
data for peak latencies is no longer valid as the peak to the previous setting. Similarly, the high frequency
latencies are erroneously short secondary to the filter ef- filter is sequentially lowered until the waveform shows
fects. In this instance, a mild disease state can be missed some degree of alteration and the high frequency filter
and we arrive at a false negative study when indeed the is returned to the next highest value. This same process
patient has pathology. Similarly, a patient with neuro- is repeated for each type of study (motor NCV, Sensory
genic motor units (long duration) may display normal NCV, needle EMG, SEP, and SFEMG). As a result, a
duration motor units if the low frequency filter is set particular bandwidth is established for each study.
too high, again producing a false negative study. On
the other hand, if the high frequency filter is set too low, The most important aspect of filter settings is to use
borderline short duration MUAPs may be erroneously those bandwidths for particular studies from which the
18
normative data is taken. If one uses different filter set- 2. A SNAP is recorded antidromically from the third
tings from those utilized to derive a reference data base, digit. The high frequency filter is lowered from
erroneous results will ensue. As has been demonstrated 2,000 Hz to 300 Hz. Which of the following
above, different filter settings can produce significant changes in the ensuing waveform can be anticipated?
alterations in those waveform parameters used to diag-
nose pathology. A. Amplitude increase, prolongation of the onset la-
tency, prolongation of the total potential duration
How To Answer Filter Test Questions: Two typical test B. Amplitude increase, possible reduction in the
questions one may encounter on various electrophysi- number of phases, prolongation of the peak
ologic specialty boards are listed below. Consideration latency
of the above “fast stuff” and “slow stuff” explanation C. Amplitude reduction, potential onset prolonga-
should permit the practitioner to now answer these types tion, peak latency prolongation
of questions with ease. D. Amplitude reduction, shortening of the total
potential duration
1. A SNAP is recorded antidromically from the third
digit. The low frequency filter is elevated from 10 Answer: C
Hz to 100 Hz. Which of the following changes in
the ensuing waveform can be anticipated? Again, we first ask ourselves if we took stuff out or put
stuff in. By lowering the high frequency filter we are
A. Amplitude increase, unchanged onset latency, removing high frequencies and, therefore, taking out fast
reduced negative spike duration stuff. So once again, if we take something away from
B. Amplitude increase, reduced peak latency, re- the waveform, can it possibly get bigger? Of course not.
duced negative spike duration So, possible answers A and B are immediately eliminated
C. Amplitude decrease, unchanged onset latency, no matter what else is in the response. This leaves C or
possible increase in phases D and the question is once again effectively a true/false
D. Amplitude decrease, unchanged onset latency, question. If we take out fast stuff, then slow stuff is left
increased peak latency and predominates so as to influence the resulting wave-
form. Since slow stuff takes longer to happen, we would
Answer: C anticipate a prolongation of the onset latency and peak
latency as well as an increase in the total potential dura-
Recall, that if the low frequency filter is increased, we tion. Only response “C” fulfills all of the criteria noted
are taking something away from the waveform. If we re- previously for lowering the high frequency filter.
duce the waveform’s content of anything, can it possibly
get bigger? Of course not. Therefore, any answer that As a cautionary note regarding test questions, care must
suggests an increase in waveform magnitude is simply be taken to read the question carefully. If the ques-
wrong. As a result, possible answers A and B are wrong tion stem states that a high frequency filter is elevated
irrespective of whatever else is contained in the supposed and not lowered, then a reverse process of thinking
answer. This question then boils down to an effective must be employed. In this instance, we are not taking
true/false response, it is either C or D. Since we elevated something out, but putting something in. The ensuing
the low frequency filter, we extracted slow stuff from the waveform’s amplitude must then increase. If we put fast
waveform leaving mostly fast stuff. Fast stuff happens stuff in, then it balances the slow stuff already present
sooner in time. Because the waveform’s onset latency and the waveform takes on more of the high frequency
is fast stuff, and we didn’t fool with fast stuff, the onset characteristics: shortened onset latency, shortened peak
latency should remain unchanged. We know that fast latency, etc. Similarly, lowering the low frequency filters
stuff has more phases than slow stuff per unit time, so a should be thought of as adding back in slow stuff with
possible increase in phases is correct. Also, we know that appropriate consequences.
fast stuff happens sooner in time, so one would antici-
pate a reduction and not increase in peak latency. The As can be directly observed from the previous discus-
only correct response based on an analysis of fast stuff sion, filters can be relatively easy to conceptualize, and
and slow stuff is C. apply both clinically and for examination purposes. No
19
complex mathematics, guess work, or magic is required. subsequently induced to propagate an action potential
Just a simple understanding of waveform subcomponent if the nerve’s threshold voltage value is achieved. The
frequencies consisting of low frequencies or so called instrument’s sweep is simultaneously triggered and we
“slow stuff” and high frequencies or so called “fast stuff”. thereby observe a time-locked response from the nerve
If the concepts described in the above section on filters or muscle induced by the stimulator. If the stimulator
are worked through slowly and completely, they will location and recording electrodes do not change between
never let you down. Also, you can now finally explain stimuli, then the response will occur at the same latency
filters to your friends and relatives. following each stimulation thereby defining the above
concept of an induced response being “time-locked”
STIMULATOR with the stimulus.
The stimulator typically utilized in electrodiagnostic There are two issues explored in this document with
medicine evaluations can either be a constant current, or respect to the electrophysiologic instrument’s stimulator.
constant voltage stimulator. Either can be used equally The first is “anodal block” while the second is “stimulus
well for most if not all evaluations. A constant current artifact”. Both of these concepts are important in elec-
stimulator implies that irrespective of the impedance trodiagnostic medicine and in my opinion, often misun-
between the stimulator and patient changing over the derstood by novice as well as seasoned practitioners.
course of an evaluation, the current is maintained at the
same level. That is, if the impedance changes, the instru- Anodal Block
ment automatically alters the voltage delivered so as to Anodal block DOES NOT HAPPEN IN ROUTINE
maintain the same current delivered for each stimulus. ELECTROPHYSIOLOGIC STUDIES! PERIOD.
Similarly, if a constant voltage stimulator is used and the END OF STORY. In fact, anodal stimulation rou-
skin/stimulator interface impedance changes under the tinely happens and can result in erroneous diagnoses
cathode/anode, then the current is also altered com- if the practitioner is not aware of this fact.1,2 An even
mensurately so as to maintain the same voltage for each cursory search of the cardiology literature quickly reveals
stimulus delivered. discussions of cathodal vs anodal stimulating currents.
Further, direct muscle stimulation by both the cathode
We can appreciate the above concepts by simply apply- and anode has been known since the turn of the previ-
ing Ohm’s law (E = IZ). Let us suppose we are stimulat- ous century. In order to better appreciate the above
ing a nerve using a constant voltage stimulator and set categorical statement, we need to further delve into how
the voltage at 100 V and our skin resistance is 5,000 a stimulator produces neural activation by the cathode
ohms. The amount of current delivered is 20 milliamps and then appreciate what is going on about the anode.
(100 V = 20 milliamps X 5,000 ohms). If the skin im-
pedance suddenly increases to 10,000 ohms, the instru- If we locate a cathode over a nerve, initially with no
ment will deliver 10 milliamps to maintain the stimula- current flowing, the nerve is in the resting state with the
tor’s output at 100 V (100 V = 10 milliamps X 10, 000 intracellular region approximately -90 mV with respect
ohms). On the other hand, if we are utilizing a constant to the extracellular space (Figure 12A). If we begin to
current stimulator and applying 20 milliamps through apply a current to our stimulator, the cathode begins to
a skin impedance of 5,000 ohms, the stimulator will acquire a negative charge (Figure 12B). The sodium
deliver 100 volts (see right). If the skin impedance now voltage-gated channels imbedded in the axon’s axolem-
increases to 10,000 ohms, the stimulator will output 200 ma begins to “sense” this voltage shift. If an increasing
volts to maintain a current flow of 20 milliamps. amount of current is applied, the extracellular region
The typical electrophysiologic instrument stimulator about the cathode continues to increase in its negativ-
consists of a cathode and anode. The cathode is the ity. At some point the extracellular space will acquire a
stimulator’s negative pole (attracts cations or positive sufficiently large negative charge and the transmembrane
ions) while the anode is the stimulator’s positive pole sodium voltage sensor will detect an extracellular voltage
(attracts anions or negative ions). When we activate the that is now relatively more negative than the intracellular
stimulator, charge will build up on the respective poles voltage. In other words, the intracellular voltage (-90
of our stimulator and induce a current flow between the mV) is in effect less negative, or relatively more positive,
two poles. An intervening nerve will be activated and
20
Figure 12. Cathodal Stimulation. A) A cathode (negative pole) is
located over a nerve. In the resting state the nerve’s intracellular region
is negative with respect to the extra-cellular environment. B) Applica-
tion of current to the stimulator begins to generate a negative electric
field about the cathode. C) An increase in the negative field at some
point cause the voltage-gated sodium channels to open producing a local
depolarization sufficient to induce sodium activation in the tissue sur- Figure 13. Anodal Stimulation. A) An anode (positive pole) is
rounding the cathode thereby generating a propagating action potential. positioned over a nerve. B) Increasing the current to the stimulator
produces a positive electric field about the anode. C) Further increas-
than the extracellular region (Figure 12C ). At some ing the current generates an increasingly intense positive field with a
threshold voltage value, the transmembrane sodium relative negative zone adjacent to the anode in effect creating a sur-
voltage-gated protein will respond through sodium rounding “virtual” cathode. D) When the positively generated anodal
field is sufficiently large and creates an associated accompanying virtual
activation because there has, in effect been a transmem- cathode large enough, it will act to depolarize the neural tissue similar
brane voltage difference relatively more positive inside to the previously describe “real” cathode (see Figure 12). In effect, a
compared to outside in effect acting to initiate sodium peri-anodal zone of depolarization is generated.
activation. The net result is the creation of a negative
sink beneath the cathode with a traveling wave of depo- sively increased, the anode will commensurately increase
larization now initiated because the neural tissue im- in its positive charge (Figure 13B). As the positive
mediately adjacent to the cathode is induced to undergo charge increases, the relative negative transmembrane
sodium channel induced depolarization through local voltage across the membrane will also increase tending
circuit current flows. The sodium channels beneath to result in a relative hyperpolarization of the nerve im-
the cathode are “tricked” into opening because of the mediately about the anode. Clearly, as far as the trans-
cathode generating a sufficiently large negative voltage membrane voltage-gated sodium channels are concerned
such that compared to the inside of the cell, the intra- beneath the anode, the detected transmembrane voltage
cellular voltage (-90 mV) is actually relatively positive has moved further from the depolarization threshold, i.e.
compared to the outside of the cell. The net result is hyperpolarization. However, if we continue to increase
cathodal depolarization with an ensuing propagating the current intensity to the anode, its associated posi-
action potential. tive electric field is now much more positive than the
extracellular tissue surrounding the anode. That is, the
Now, let us consider what is happening under the anode extracellular tissue’s previously positive voltage adjacent
(Figure 13A). As previously noted, the anode will take to the anode is now becoming relatively more negative,
on a positive charge once the stimulator is activated (Fig- i.e. less and less positive (Figure 13C). In effect, the
ure 13B). As the current to the stimulator is progres- anode is acting to generate a surrounding peri-anodal
21
“virtual cathode”. A further increase in the anode’s
field strength will subsequently increase the intensity
of the virtual cathode zone. This in turn will produce
a relative peri-anodal negative region sufficient enough
to exceed that of the intracellular negativity detected
by the transmembrane voltage-gated sodium channels
at this peri-electrode location, which can again “trick”
those channels into sensing a relative shift in the trans-
membrane voltage. That is, the extracellular peri-anodal
region is now sufficiently negative enough, so that the
intracellular region is relatively less negative and reaches
the transmembrane threshold value required for sodium
activation induction and subsequent action potential Figure 14. Cathode VS Anode Responses CMAP. A) A median
propagation (Figure 13D). Once this state is estab- nerve CMAP for the APB is generated with a cathode over the median
lished, a propagating action potential is then initiated in nerve at the wrist. The APB onset latency is 3.7 ms with an amplitude
the peri-anodal region, i.e. not anodal block but rather, of 7.2 mV requiring a current delivery of 33 mA. B) Transposing the
cathode and anode once again produces a median nerve CMAP with
anodal stimulation.
an amplitude of 7.2 mV but now with an onset latency of 3.4 ms and
requiring 66 mA to produce this comparable CMAP.
The above explanation can be quite easily demonstrated
clinically. Let us locate an active electrode on the APB stimulation location for the cathode (displaced peri-
with the reference electrode located on the APB’s mus- electrode anodal depolarization compared to the relative
culotendinous junction. We then position a disc elec- coincident site of the cathode/nerve site for neural ac-
trode over the median nerve at the wrist with a second tivation), and 3) more current is required for the anode
disc electrode 15 cm more proximal and on the dorsal (a need to create a sufficiently large peri-anodal rela-
aspect of the forearm. The disc located over the median tive negative field (virtual cathode) for transmembrane
nerve is plugged into the cathode port for the stimulator depolarization). Certainly, we know that increasing the
and the second disc is plugged into the stimulator’s current for the cathode at some point will also result
anode port. The current is sequentially increased until a in a shortening of the CMAP’s onset latency (current
just supramaximal CMAP is obtained (Figure 14A). spread). This confirms that the detected CMAP for the
Then, the two stimulating electrode leads are switched so anode is generated by a current spread away from the
that the disc over the median nerve is plugged into the hyperpolarization zone (closer to the recording elec-
anode port while the forearm disc is plugged into the trode) thus inducing neural depolarization, and that
cathode port. The current is again increased until a just there is no hyperpolarization induced anodal block.
supramaximal CMAP is obtained (Figure 14B). The
electrodes’ locations are specifically chosen to ensure that Repeating the above demonstration of anodal stimula-
only the electrode over the nerve can activate it while its tion for a mixed nerve response (median/ulnar 8 cm
“partner” is too far away and no where near the nerve to mid-palm study) reveals a number of interesting find-
participate in the nerve’s activation (proximal dorsal ings. Let us first perform a routine 8 cm mid-palm
forearm). In this example, we first notice that both the study locating active recording electrodes over the
isolated cathode and anode are quite capable of generat- median and ulnar nerves at the wrist while activating
ing a supramaximal CMAP from the APB. We do note each corresponding nerve in the mid-palm (Figure 15
however, that the amount of current required by the A&B). We detect the anticipated mixed nerve responses
anode to achieve a similar CMAP amplitude as that of with comparable peak latencies (median peak latency:
the cathode is approximately doubled. Further, the 1.9 ms; ulnar peak latency: 1.8 ms). We now utilize the
CMAP arising from the anode is shorter in latency than identical setup for the median nerve with the exception
that derived with cathodal stimulation. Therefore, we of transposing the anode and cathode (cathode is now
document the following: 1) no anodal block but anodal several centimeters more distal to the unchanged wrist
stimulation, 2) the anodal CMAP onset is shorter in recording electrodes). We easily obtain a response
latency confirming the site of depolarization is further identical to that previously recorded for median nerve
from the activating electrode (anode) than the same stimulation but with a peak latency of 2.2 ms (Figure 15C).
22
both directions, a portion of the nerve begins to collide
with action potentials generated by the cathode resulting
in a progressive reduction of the second phase’s recorded
magnitude. Within this demonstration and the given
intensity of the current delivered (within subject toler-
ances), the anode never completely depolarizes the nerve
since complete cathodal blockade was not achieved, i.e.
the second peak never disappeared.
23
appears to be insufficient to cause depolarization when we can encounter significant diagnostic dilemmas.
the cathode has already achieved its supramaximal Specifically, if we do not have complete confidence in
state (Figure 14). the waveform’s onset or latency, erroneous diagnostic
conclusions are inevitable.
Sensory/Mixed Nerve Studies. Stimulating the mixed
nerve in this presentation and examinations of pure When the stimulator is activated, a necessarily large
sensory nerves in previous studies have clearly shown voltage difference is produced between the cathode and
the biphasic response.1 The most important aspect anode so as to in turn create a sufficiently large voltage
of anodal stimulation in this context is inadvertently difference across the neural membrane conducive to
activating the sensory or mixed nerve with the anode. action potential generation (see above). The stimula-
It is clearly shown that if the anode and cathode are tor’s voltage difference extends virtually instantaneously
physically reversed in location, a comparatively longer throughout the body because our tissue fluids are such
cathodal induced response will be observed first (Figure good conductors. Because the stimulator’s voltage dif-
15A & C). The reason for the prolongation is obvious ference traverses the body’s fluid medium and does not
as the cathode is further from the recording electrode. depend on neural conduction for its presentation, it is
Clearly, this inadvertent prolongation can produce a false recorded immediately upon stimulus induction by both
positive result as the nerve is normal, but an unrealized the active and reference electrodes. Given the above pre-
longer distance than that measured has been introduced, sentation of differential amplification, a reasonable ques-
thereby prolonging the latency yielding a possible false tion would be: “OK, if differential amplification is such
positive result. a good deal, why doesn’t it get rid of the stimulus arti-
fact?” In fact, differential amplification does an excellent
On the other hand, if one inadvertently reverses the an- job with stimulus artifact, it is just that the generated
ode and cathode, but starts off with rather large current artifact is so large that as previously noted, even a small
intensities, or the anode is on the nerve while the cath- difference at the electrodes is amplified. Remember,
ode is physically off the nerve, an erroneously short and if a noise generator is in close proximity to the record-
possibly biphasic response can result (Figure 15 E & ing electrodes, there may be a small difference of that
F). In this instance, a comparatively shortened response noise as it presents to both electrodes. This situation
can result in a false negative study. That is, a slightly can then lead to an amplification of the small difference
prolonged response will be shortened possibly into the and be sufficient enough to obscure our intended signal,
normal range because of the shortened distance between if that signal is not particularly large. In other words,
the recording electrode and displaced anodal stimula- because we see the stimulus artifact, we now know from
tion. Although it doesn’t always happen, the detection the above discussion that all things being equal, there
of a biphasic sensory or mixed nerve response should continues to be a small voltage difference detected at
alert the practitioner to a possible artifact arising from each electrode as generated by the stimulator. As noted
anodal stimulation. above, the closer the noise generator is to the record-
ing electrodes, the more important small differences in
Stimulation Artifact location become. Even though the recording electrodes
Arguably, one of the most commonly encountered and are only a few centimeters apart, the voltage difference
annoying issues relating to neural stimulation, is that arises since the stimulator is typically a few centimeters
of stimulation/stimulus artifact. The stimulus artifact away from the recording electrodes. So, we will need ad-
is essentially always present as a relatively large baseline ditional strategies to preclude the stimulus artifact from
deflection originating commensurate the stimulus onset. adversely affecting our intended waveform of interest.
It takes a variable amount of time for it to settle back to
baseline. The primary issue relates to how long it takes Problem Solving Stimulus Artifact. Since there is no
to achieve baseline return with respect to the temporal hope in separating a sufficient stimulation intensity from
occurrence of the waveform of interest. If there is a its accompanying stimulus artifact, we need to think
relatively long time before the waveform appears with about what else can be implemented to minimize its
respect to the stimulus artifact, then the stimulus artifact effect on our recorded SNAP or CMAP (Table 2).
is essentially a non-issue. However, when the waveform Obviously, we do not want to help the stimulus artifact
of interest coincides in time with the stimulus artifact, reach our recording electrodes. Therefore, we need to
24
Table 1
25
Figure 17. Anode Rotation: Theoretical. A) A hypothetical voltage
distribution is depicted as originating from the cathode and anode
projected toward the recording electrodes (E-1 and E-2). The voltage
difference between the recording electrodes is amplified. B) Rotating the
anode about a stationary cathode causes a redistribution of the stimulus
artifact’s voltage at the two recording electrodes so as to minimize the
difference detected between them. The net result is an improvement in
differential amplification and a commensurate stimulus artifact reduc-
tion. From: Dumitru D, Amato AA, Zwarts MJ: Electrodiagnostic
Medicine, 2nd ed. Philadelphia, Hanley & Belfus, 2002.
voltage distribution about the recording electrodes ap- Figure 18. Subtraction Of Stimulus Artifact. A) A radial nerve
SNAP is recorded with a large positive deflection rising toward the
pears to change (Figure 17). Rotating the anode in SNAP. B) Application of the “signal enhancer” method improves the
small increments empirically in either direction results practitioner’s ability to record the waveform’s onset and magnitude.
in producing a more uniform stimulus artifact voltage
distribution in the proximity of both the active and waveshape approximating the stimulus artifact is created
reference electrodes. The net effect is to maximize differ- which in turn is subtracted from the original response
ential amplification so that the stimulus artifact becomes containing the stimulus artifact and desired waveform.
a more common mode signal with a resultant reduction Let’s suppose you obtain a response but the stimulus
in the recorded artifact, and less interference with our artifact is rather large. Because the stimulus artifact and
desired signal of interest. When the anode is rotated in response are coincident with each other, the intended
one direction or the other, it is possible in some cases to response’s true latency and amplitude are difficult to dis-
actually completely eliminate the stimulus artifact and cern. Specifically, if the stimulus artifact is very positive
additional minute rotations in either direction results in and rising (moving in the negative direction) while the
a stimulus artifact with opposite polarity. Of note, one response is occurring, the biologic waveform’s latency is
cannot predict in which direction the rotation must oc- artificially delayed and amplitude somewhat magnified.
cur for signal optimization and as a result, it is primarily On the other hand, if the stimulus artifact is descend-
a trial and error approach. ing from a large negative voltage while the biologic
waveform is manifesting, the amplitude is somewhat
A relatively new approach to handling the stimulus diminished and its corresponding latency shortened.
artifact can be rather remarkable (Figure 18). This is a The computer using the “signal enhancer” technique
proprietary methodology offered by one of the equip- effectively extracts out the waveform from the envelop-
ment manufacturers referred to as a “signal enhancer”. ing stimulus artifact. The ensuing potential now more
The exact method employed is not entirely clear to me, accurately reflects its true magnitude and latency. In my
but uses in part a low frequency filtration on a so called opinion, I find this new method very promising, but I
“moving average” of the initially acquired response. A tend to use it only after all of the above noted methods
26
have been implemented. This is because no studies have conversion (ADC). In other words, a continuous vary-
been published verifying exactly what is going on, and ing voltage over time (analog signal) is converted into a
what effects it can potentially have on the accuracy of discrete digital number proportional to the magnitude
waveform recordings. Because some type of low fre- of the voltage in the original analog signal for its corre-
quency filtration effect is apparently being utilized, we sponding time period (digital signal).
know from the above discussions that the waveform will
be affected to some degree. The question, of course, Simply, there are primarily only two issues we need
is to what degree is the response altered? The stimulus concern ourselves regarding ADC: 1) resolution and
artifact certainly looks like it is comprised of mostly very 2) sampling frequency. The resolution has to do with
slowly changing frequencies which are likely way below how accurately the instrument can reproduce the ana-
those contained in the waveform. If this is indeed the log waveform’s voltage for any given interval, while the
case, then the SNAP is most probably not going to be sampling frequency reflects how accurately the instru-
affected significantly. Although the CMAP is predomi- ment can reproduce waveform changes between one
nated by low frequencies, it typically occurs after the interval and the next. With respect to resolution, we
stimulus artifact has returned to baseline and, therefore, are referring to how many vertical voltage intervals there
this particular technique most likely will not be imple- are for our instrument, i.e. how many voltage steps can
mented anyway. Until actual studies are independently be produced for the vertical height of our potential.
carried out to assess the possible statistical consequences The ADC’s resolution is given in “bits” and is expressed
of this technique, caution should be exercised in its use digitally as a power of 2. Specifically, an ADC with a
particularly in responses arising from pathologically resolution of 8 bits equates to 256 vertical levels of po-
affected nerves. tential voltage (vertical) measurement (2 to the 8th power
= 256 discrete levels). If we have a waveform that has a
ANALOG-TO-DIGITAL CONVERSION (ADC) peak amplitude that falls between two vertical measur-
As can be appreciated above, the signal of interest has ing points, we will obviously not get an accurate mea-
been detected in the body by our electrodes following surement as the peak falls between two of our points of
electrical activation through a stimulator (e.g. SNAP, measurement. The net result is a waveform with an am-
CMAP, etc.), or secondary to arising in the body ei- plitude that is too small. As a result, the more vertical
ther spontaneously or through voluntary efforts (e.g. measuring points we have, the more accurate our digital
EMG signal). This signal must then be amplified and signal will be with respect to the original analog signal.
extracted from the surrounding environmental noise The good news is that all modern day instruments have
(differential amplification), and subsequently processed more than enough ADC resolving power and we need
through filtration (high frequency and low frequency not concern ourselves with this issue.
filters) to help isolate just the waveform of interest. The
signal is then forwarded to a speaker so that it can be The second issue of sampling frequency is also important
listened to if relevant (EMG signals), and obviously and can be thought of as the instrument’s number of
needs to be displayed for our visual assessment. Up to discrete horizontal or time points of resolution. Quite
this point, the signal of interest is a continuous varying simply, we want to sample our analog or continu-
voltage over time and is referred to as an “analog signal”. ously changing waveform over time with a sufficiently
In order for us to observe and analyze the signal, it must small enough time interval to ensure that no waveform
be held stationary on the screen or “frozen” in time if changes occur between our sampling intervals, i.e. the
you will. Once the fleeting and time-varying signal is sampling frequency. Clearly, if a waveform alteration
held in position on the screen, we can then leisurely (e.g. phase change) occurs between our sampling points
measure it various parameters of interest (onset/peak then it will be missed. This could lead to a waveform
latency, amplitude, phases, etc.), and/or manipulate the with fewer phases or otherwise instrument induced
waveform in whatever manner deemed clinically relevant configuration changes, thereby no longer accurately
(alter the gain, change the time base, etc.). However, representing the analog waveform’s shape. For example,
this “freezing” of the waveform on our screen can only if we picture a sine wave with a peak and trough every
be accomplished if the instrument can convert the ana- 1 ms, then the waveform is undergoing an important
log signal of interest into a faithful digital reproduction. change that can be represented by a frequency of 1000
This conversion process is referred to as analog-to-digital Hz. It is generally accepted that a minimally faithful
27
reproduction of the waveform can be accomplished only
if we employ a sampling rate for our ADC of twice the
highest frequency contained in our analog signal. In this
example, the ADC needs to provide a minimal sampling
frequency (number of samples per time) of 2,000 Hz (a
time sample every 0.5 ms). This sampling time inter-
val is referred to as the Nyquist frequency. As with the
vertical resolution, we now have instruments with ADC
converters that have no problems sampling the biologic
waves of interest with sufficient time intervals. However,
we can alter the instrument’s time base (changing the
sweep speed) to such an extent that the observed signal
begins to reveal a discrete “stair-step” appearance because
we are reducing the amount of time given to any inter-
val. Clearly, when we begin to see this effect, the time
base should be altered so as to eliminate this observation
because unintended waveform distortions can occur.
28
4 times greater than our background noise and likely CONCLUSION
to be easily observed (S/N ~ 2 X √64/4 = 4). I find As we have discussed at length above, the electrophysio-
averaging can be a very useful technique and never logic instrument can have profound effects on waveform
hesitate to use it when deemed necessary. It can be quite parameters. There can be no doubt that the presented
helpful at times to extract a signal out of the surround- material is important, clinically relevant, and complicat-
ing noise (Figure 19 ). Of course, a number of stimuli ed, but above all, accessible with a little bit of diligence.
are required to obtain an averaged response, and the I would strongly encourage all practitioners to expend a
patient should be appropriately warned with respect to little bit of time and alter the electrode separation/loca-
this issue. Also, it is a good practice to utilize a stimulus tions, filter settings, and cathode/anode relationship to
frequency that is not divisible into 60, i.e. 60 Hz (or 50 better appreciate the material presented above. Actually
if the line current utilizes a 50 Hz frequency). Unfor- observing how waveforms change in relationship to the
tunately 60 is divisible by quite a few possible stimulus above instrument/electrode alterations can significantly
frequencies (2, 3, 4, 5, 6, etc.). Therefore, a common help understand the material presented. It is incumbent
strategy utilized is to implement a stimulus frequency of upon the practitioner to possess a working knowledge
2.7 Hz or something similar. In other words, a stimulus of how the instrument and electrodes function so as to
frequency that is not exactly divisible into 60 Hz. The problem solve various issues that may arise during the
point is to not amplify the 60 Hz line interference by electrophysiologic assessment. We must assure that any
treating it as a regularly occurring signal, i.e. not random data collected is accurate and worthy of being utilized to
and therefore not subject to the anticipated cancellation help arrive at an appropriate clinical diagnosis. Failure
of random waveforms. to do so can quickly lead to possible false positive and/or
false negative results.
BIBLIOGRAPHY
Dumitru D, Walsh NE: Practical instrumentation and
common sources of error. Am J Phys Med Rehabil
67:55-65, 1988.
REFERENCES
1. Dryer SJ, Dumitru D, King JC: Anodal block
versus anodal stimulation. Am J Phys Med Rehabil
1993;72: 10-18.
2. Winkler T, Stalberg E: Surface anodal stimula-
tion of human peripheral nerves. Exp Brain Res
1988;73:481-488.
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