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296 Food and Nutrition Bulletin, vol. 33, no. 4 © 2012, The United Nations University.
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Rice fortification and vitamin and mineral deficiency 297
acid intake, 18 million babies born mentally impaired Rice fortification: An underutilized
because of maternal iodine deficiency, and 1.6 billion opportunity
adults with reduced productive capacity due to anemia
[4]. These losses represent 7.3% of the global burden of As the major food staple for an estimated 3 billion
disease and US$180 billion annually [5, 6]. The imple- people, rice has the potential to fill an obvious gap
mentation of sustainable, food-based interventions to in current fortification programs, in particular in
address VMD is essential to help nations make progress low-income and food-deficit countries, where there is
toward the achievement of the Millennium Develop- widespread VMD. A large proportion of the population
ment Goals by 2015. in these countries, particularly infants and young chil-
dren, pregnant and lactating women, and the elderly,
suffer from high rates of VMD. Rice provides up to
Food fortification: A key intervention 60% of their daily energy requirement and a substantial
part of their protein intake, and is therefore crucial for
The Lancet series on “Maternal and Child Undernutri- nutrition security [12, 13]. At the recent World Bank–
tion” includes fortification of foods with micronutrients International Monetary Fund spring meetings held in
among the key interventions with a history of dem- April 2011 before the G20 meetings, the head of the
onstrated impact in reducing VMD, undernutrition, World Bank urged the adoption of rice fortification
death, and disease [7]. The Copenhagen Consensus, an as a means to improve nutrition for millions of people
expert panel of world-renowned economists, including facing hunger [14]. To benefit those communities that
six Nobel Prize winners, ranked fortification of foods are not covered by current fortification vehicles, it is
with vitamins and minerals among the top three most time to catalyze action and introduce new fortified rice
cost-effective international development priorities [8]. technologies on a large scale.
Food fortification is a supporting and complementary New technologies to fortify rice using an improved
strategy to other interventions, such as supplemen- coating method and cold and hot extrusion techniques
tation and dietary diversification, and can deliver have recently been shown to have the potential to
sustainable improvements in health to large segments address VMD [15, 16]. The fortified rice kernels now
of the world’s population. Mass fortification of staple being produced have been shown to have improved
foods does not require a change in dietary patterns sensory characteristics (e.g., taste and appearance) as
of the population. People consume their normal por- well as improved vitamin and mineral retention during
tions but receive a significant added proportion of the distribution, washing, and cooking. Work is currently
daily requirement for micronutrients [9]. However, the under way to quantify the vitamin and mineral reten-
experience of the past century demonstrates that it does tion during the various rice fortification techniques.
require a high level of political commitment to imple- There are emerging data to support the observation
ment food fortification as a mandatory requirement. that fortified rice is also acceptable to consumers.
The most successful fortification programs are those Compared with the increases in rice prices of up to
in which governments have created a supportive policy 50% over the last few years [17], the marginally higher
and legislative environment for both public and private cost of fortified rice may be affordable even to poorer
partners to work together; this includes a properly populations for whom the health benefits are expected
regulated market environment with strong support- to be substantial.
ive food laws and implementing regulations that are
actively monitored and enforced. The rising concerns
about global and national food quality and safety Loss of vitamins and minerals in rice
can be harnessed and extended to include protecting milling
populations from VMD. Based on public–private col-
laboration, the world has seen a dramatic reduction The milling of paddy rice removes the outer hull, germ,
in iodine deficiency through salt iodization over the and bran layers to produce brown rice. Further milling
past two decades. Currently 125 countries have salt of brown rice to remove the bran layer yields white rice
iodization programs [10]. Flour fortification has also [15]. On average, paddy rice produces 25% hulls, 10%
been implemented successfully for more than 60 years, bran, and 65% white rice [18]. Rice milling results in
starting with the United States. Since 2004, the number the loss of a significant proportion of B vitamins and
of countries requiring fortification of flour with at least minerals such as iron and zinc that are found predomi-
iron or folic acid has increased from 30 to 74 [11]. nantly in the outer germ and bran layers (fig. 1) [15,
However, there are major gaps in the elimination of 19]. Additionally, washing or rinsing rice prior to cook-
VMD, especially in large rice-consuming populations. ing and certain cooking methods can result in further
losses of these nutrients [9]. It is worth noting that the
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298 S. Muthayya et al.
100
80
60
%
40
20
0
g)
g)
g)
g)
g)
g)
g)
g)
g)
g)
g)
g/
g/
g/
g/
g/
g/
g/
g/
g/
g/
g/
(µ
(µ
(µ
(µ
(µ
(µ
(m
(m
(m
m
(
(
id
in
nc
um
us
er
B
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ac
ot
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or
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lci
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ph
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FIG. 1. Percent rice milling losses of vitamins and minerals. Source: adapted from Dexter [15]
and Bauernfeind and DeRitter [19]
natural vitamins and minerals in rice grains are not all through an extruder to produce rice-shaped kernels.
readily bioavailable; however, fortification can ensure These kernels are blended with natural rice during
that vitamins and minerals are restored to rice in a bio- milling (at a 1:200 to 1:50 ratio) to produce fortified
available form to provide intakes that will reduce VMD. rice. The nutrients embedded in the extruded fortified
kernels are effectively protected during washing and
cooking. The process uses low-cost broken rice as raw
Innovations in rice fortification material, and kernels can be made to customers’ spe-
cific requirements of shape, color, and nutrient content
Rice fortification technologies to match the rice with which the fortified kernels are
to be blended.
Until a few years ago, technical challenges around Research on extrusion technologies began in the
fortifying rice were still being resolved. Fortifying rice early 1990s. Since then, a number of studies have dem-
by “dusting” it with a powdered mixture of vitamins onstrated the stability, acceptability, and effectiveness
and minerals that adheres to the grains by electrostatic of extruded rice kernels [23, 24]. There are two general
forces resulted in high losses of micronutrients in types of extrusion technology—hot and cold extru-
cooking, particularly when the rice was rinsed before sion—both of which have been studied and proven to
cooking or the excess cooking water was discarded, be effective. In the hot extrusion process, the dough
which are common cooking processes [20]. A more is passed through a single or twin screw extruder at
advanced and relatively inexpensive coating method relatively high temperatures (70° to 110°C), which
was developed that involved spraying several layers results in a consistency and translucency that are very
of a liquid mix of vitamins and minerals onto rice similar to those of natural rice [16]. The cold extrusion
grains and covering them with an outer waxy layer to method uses a similar process at a lower temperature
produce fortified rice kernels that are later blended (below 70°C), often using a pasta press to produce rice-
with natural rice. The coating method is reported to shaped fortified kernels that closely resemble natural
effectively prevent nutrient losses during washing [21]. rice but are slightly more opaque [16]. There are also
Early reports estimated cooking losses of less than 1% hybrid extrusion methods in which the dough under-
for added thiamine, pyridoxine, niacin, vitamin E, folic goes some heat treatment prior to extrusion but is then
acid, iron, calcium, and zinc from rice fortified by this passed through an extruder at low temperature (below
method [22]. Additional studies on vitamin and min- 70°C) to produce similar effects. An evaluation of the
eral losses during washing and cooking and the efficacy retention of iron and vitamin B1 in rice fortified by both
and effectiveness of fortification of rice by the coating hot- and cold-extruded rice kernels showed that both
technique are ongoing. products retained 100% of iron and between 83% and
In recent years, new technologies with innovative 63% of vitamin B1. Iron and vitamin B1 contents were
features have been developed to produce fortified determined after rigorous preparation and cooking
“faux” rice kernels using extrusion technology [15, methods, including rinsing several times, soaking in
16]. In the extrusion method, dough made from rice water for 30 minutes, and even frying some samples
flour and a premix of vitamins and minerals is passed prior to cooking [25, 26]. Both hot- and cold-extruded
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Rice fortification and vitamin and mineral deficiency 299
grains were also found acceptable in a study in which for rice fortification is currently under consideration
50 consumers rated each product on a seven-point by a global expert group under the guidance of WHO.
hedonic scale [26]. Another study found both hot- and
cold-extruded rice products to be well accepted by
schoolchildren, their parents, and their teachers based Evidence of biological efficacy of fortified
on their organoleptic properties.* rice
TABLE 1. Evidence of efficacy of fortified rice in improving the prevalence of anemia and deficiencies of iron and other
micronutrients in different settings
Study site, duration, Change in anemia Change in iron defi-
and design Daily dose Subjects prevalence ciency prevalence Ref.
India, 7 mo, rand- 20 mg iron (MFPP) Schoolchildren; From 30% to 15% in From 78% to 28% in 31
omized, double- 6–13 yr; n = 184 the iron-fortified the iron-fortified
blind, controlled group group
trial From 28% to 27% in From 78% to 49% in
the control group the control group
Mexico, 6 mo, ran- 13 mg iron (MFPP) NPNL women; From 21% to 4% in From 33% to 23% in 32
domized, placebo- 18–49 yr; n = 201 the iron-fortified the iron-fortified
controlled trial group group
From 20% to 13% in From 27% to 28% in
the control group the control group
Brazil, 5 mo, rand- 23 mg iron (MFPP) Infants and young From 100% to 69% From 69% to 25% in 33
omized, double- children; 0.5–2 yr; in the iron-forti- the iron-fortified
blind, home-based n = 175 fied group group
trial From 100% to 86% From 77% to 53% in
in the control the control group
group
Philippines, 6 mo, 13 mg iron (FeSO4 Schoolchildren; 6–9 From 100% to 38% — 34
randomized, or MFPP) yr; n = 180 in the FeSO4-forti-
double-blind, con- fied group;
trolled trial From 100% to 33%
in the FePP-forti-
fied group
From 100% to 63%
in the control
group
India, 7 mo, double- 19 mg iron (MFPP) Schoolchildren; From 40% to 14% in From 33% to 14% in 35
blind, placebo- 5–11 yr; n = 140 the iron- fortified the iron-fortified
controlled trial group group
From 38% to 16% in From 33% to 37% in
the control group the control group
India, 6 mo, rand- 12.5 mg or 6.25 mg Schoolchildren; From 59% to 62% in From 5% to 7% in 36
omized, double- iron (MFPP) 6–12 yr; n = 258 the iron-fortified the iron-fortified
blind trial 0.5 mg vitamin A (12.5 mg) group (12.5 mg) group
0.38 mg thiamine From 61% to 39% in From 9% to 14% in
5 mg niacin the iron-fortified the iron-fortified
0.38 mg vitamin B6 (6.25 mg) group (6.25 mg) group
0.75 µg vitamin B12
75 µg folic acid From 62% to 54% in From 7% to 12% in
3 mg zinc the control group the control group
FeSO4, ferrous sulfate; MFPP, micronized ferric pyrophosphate; NPNL, nonpregnant, nonlactating
other factors beyond additional iron intake had a large Cost of fortified rice
influence on hemoglobin concentration [34]. A recent
trial of extruded rice grains fortified with multiple The processes involved in fortification add extra costs
micronutrients reported significant improvements in to rice that are minimal when compared with the health
vitamin B12 status and physical performance in Indian and economic costs associated with populations expe-
schoolchildren [35]. These studies demonstrate that riencing high levels of VMD. The initial capital invest-
rice can now be fortified effectively for real-life situ- ments to be made for centralized facilities to produce
ations. Additional studies confirming the efficacy of fortified rice kernels (for later addition to normal rice)
fortified rice in improving population zinc, folic acid, using the coating, cold extrusion, and hot extrusion
and vitamin B12 status are needed. methods are approximately US$0.30 million, US$0.75
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Rice fortification and vitamin and mineral deficiency 301
TABLE 2. Cost of fortified rice produced from different rice fortification technologies
Estimated cost Estimated cost
Retail rice price of rice premix of rice fortifica- Retail price
Country (US$/kg) Technology (US$/kg) tion (US$/MT) increase (%)
China 0.50 Hot extrusion 2.00 15.0 2–4
Philippines 0.55 Coating 2.00 10.0 1.8
Costa Rica 0.63 Cold extrusion 2.11 10.5 1.7
India 0.52 Cold extrusion 1.50 14.7 1.5–2.5
Source: adapted from A2Z Project [16].
million, and US$4.0 million, respectively. These capital would be around US$0.40 (40 cents). However, the
costs will vary widely depending on the location and total costs incurred by governments to subsidize large
capacity of the rice fortification facility. The cost of school meal programs supplying fortified rice, such
production of fortified rice kernels is expected to be as that in India, could be substantial. This investment
reduced considerably if countries go to scale with rice will pay off several fold with improved health, lower
fortification and if the processing equipment is pro- healthcare costs, and improved productivity. The esti-
duced locally or regionally. mated additional costs of fortifying rice with vitamins
Ideally, rice millers would be responsible for the and minerals using the various technologies in selected
relatively minor capital investment in machinery, staff rice-eating countries are shown in table 2. It is probable
training, and establishing quality assurance systems to that economies of scale and competitive markets will
incorporate such kernels, thus producing fortified rice lower these costs considerably, as more countries take
that conforms to government standards. The govern- up rice fortification.
ment would be responsible for overall food control,
monitoring, and evaluation. Ultimately, a part of the
cost of fortification will be borne by the consumer, Global opportunities for rice fortification
either directly through the market price of rice or
indirectly through any government subsidies [16]. The Major producing and consuming nations
incremental increase in cost to fortify 1 kg of rice has
been calculated to be around 1.5% to 3% of the current Rice is a globally produced, milled, and traded staple
retail price of rice. To provide further perspective, the food with an annual production worldwide of about
cost to fortify 1 MT of rice is only approximately US$6 450 million MT. Fifteen countries account for 92%
to US$20, and the cost of providing a child a school of the world’s rice harvest, and approximately 90% of
lunch meal of fortified rice daily for an entire year the world’s rice is grown in Asia, as shown in figure 2
Proportion of global
rice production (%)
1.0–1.9
2.0–4.9
Rice fortification
5.0–9.9
None
Planned 10.0–19.9
Medium or small scale
≥20.0
National requirement or large scale
[36–38]. For these rice-growing countries, which are and exporting of rice is a large-scale enterprise that is
as varied as China, India, Indonesia, Bangladesh, concentrated in 12 countries, which account for more
Vietnam, Brazil, Pakistan, and Egypt, there may be than 90% of this global rice trade (fig. 3). About half
opportunities to fortify a reasonably significant share of this international trade is supplied from Thailand
of consumed rice that comes from large mills. Rice con- and Vietnam. While there appears to be a lack of
sumption is also among the highest in Asian countries, information on a full industry analysis of rice forti-
with Brunei Darussalam, Vietnam, Laos, Bangladesh, fication feasibility, the supply chain that runs from
Myanmar, and Cambodia reporting intakes of over 400 producer to mill to distribution warehouse to loading
g of rice per capita per day (fig. 3). Other countries in container ships may have a number of critical points
the Pacific Islands region, West Africa, and South and where fortification can be applied. The opportunities
Central America consume rice as their staple food in to fortify internationally traded rice are concentrated
significant quantities. among only a few countries and need to be further
Rice can be fortified on a large scale in large rice researched, identified, and developed. Many countries
mills, commercial retail distribution centers, or large import significant quantities of rice to meet national
supermarkets. However, in most rice-growing coun- food security needs, and these tend to be among the
tries, milling takes place in thousands of small and world’s least developed countries (fig. 3). Although
medium-sized mills and fewer large industrial facilities. rice represents less than 10% of all cereal imports on
This is likely to change over time, as there are indica- a global basis, it accounts for 25% to 33% of cereal
tions that the rice industry is consolidating to include imports to the least developed countries, according
more medium and large mills in many rice-growing to the FAO. Some regions are particularly dependent
countries. Small-scale fortification using simple blend- on imports and may offer short-term opportunities to
ers is being tested in small rural mills, where most of develop rice fortification [36, 37].
the rice is locally grown and consumed and where the
classic fortification technology is difficult to apply. Humanitarian food aid: Showcasing the United
However, past experience with small-scale operations Nations World Food Programme
has raised concerns about their sustainability in the
long term. Over the past decade, between 0.5 and 1.5 million
MT of rice has been provided annually in the form of
Exporting and importing nations international food assistance. The largest global pro-
vider of food assistance, the World Food Programme
Approximately 30 million MT of rice (8% of global (WFP), is one of the key organizations exploring
rice production) is internationally traded annually, the potential of fortified rice. WFP’s commitment to
enough to supply about 800 million people with 100 determining the feasibility of using fortified rice in
g daily throughout the year [36–38]. The importing its own programs could bring immediate benefit to a
Proportion of global
milled rice (%)
Imports Exports
≥20.0
significant proportion of the poorest rice-consuming at the Pacific Island Forum in 2010. Since then, the gov-
populations in some of the most remote places in the ernments of several Pacific Island countries have been
developing world. WFP is conducting operational trials exploring the next steps in implementing rice fortifica-
to determine how fortified rice could be provided in tion. The approaches being considered are intended to
its programs. Yet, WFP recognizes that there is even maintain a level playing field in that all traders of rice
greater potential beyond its own operations and sees will all have to comply with the requirement of fortified
an opportunity to advocate for and encourage invest- rice in the Pacific Island countries.
ments in national safety net programs by supporting
rice fortification technology. WFP’s broader vision is
to see fortified rice on commercial markets at prices Illustrative global potential for rice
within reach of the poor. A commitment by donors and fortification: Progress in countries
organizations operating food assistance programs to
utilize fortified rice can begin to build the experience, The most obvious opportunity to scale up rice fortifi-
systems, and supply chain needed for large-scale com- cation is the 30 million MT of internationally traded
mercial rice fortification programs. As this happens, a rice that reaches the rice-importing and vitamin- and
broader advocacy with governments of rice-consuming mineral-deficient countries in Asia, West Africa, and
nations is needed to galvanize support for its usage. the Pacific island region. Countries with high rice pro-
duction, high per capita rice consumption, and VMD
West Africa: Opportunities to import fortified rice are also an obvious target for this intervention. Before
the countries are ready to adopt a nationally required
According to the US Department of Agriculture For- fortification program, it may be possible to consider a
eign Agriculture Service, “The largest rice-importing more targeted approach. Examples of this under early
region in the world is Sub-Saharan Africa,” which is consideration are the public distribution system (PDS)
supplied mainly from southeast Asian countries [37]. in India and the RASKIN program in Indonesia. There
The structure of rice consumption and trade in West is also great potential for the use of fortified rice in sup-
Africa may offer some significant opportunities for plementary feeding programs, food stamp programs
rice fortification. With a population of 270 million (targeting children and women), and food for work
and widespread micronutrient deficiencies, this region programs, which target those most in need. In the
relies on a basket of five staple cereals: maize, millet, medium short term, there are opportunities to fortify
sorghum, wheat flour, and rice. The average per capita rice in the large-production countries of the Mekong
rice consumption is 31.3 kg per year or about 22% of Basin region. This could all add up to a reasonable goal
total cereal intake. In some countries, such as Guinea, of seeing 30% of the world’s industrially milled rice
Sierra Leone, Guinea-Bissau, Senegal, Liberia, Côte being fortified by 2030.
d’Ivoire, and Gambia, rice consumption is on a par Competition on price is especially intense for staple
with that in Asian populations [36]. About 60% of rice foods such as rice, and even a small incremental cost
is imported by the large-scale rice trade, and an addi- can tilt the market in favor of producers or traders who
tional unknown share is produced by large domestic choose not to fortify. Therefore, to reach all rice con-
processors. Therefore, it may be possible to fortify a sumers, a national requirement for rice fortification is
large proportion of the rice consumed in this region, a key policy requirement. Nearly two decades of experi-
as part of a comprehensive program that supports the ence with global salt iodization and flour fortification
fortification of oil with vitamin A and flour with vita- programs indicate that only when such an approach is
mins and minerals. Blending a premix of fortified rice adopted by countries can a level playing field be main-
grains could be done at source by exporting mills, or tained that enables companies to invest in fortification.
potentially in large blending facilities in warehousing However, when considering such an approach, policy
facilities prior to distribution. makers will need to implement changes in require-
ments in a way that will not be seen as a barrier to
Pacific Island countries: Illustrative of the niche that international and regional trade obligations. Several
rice fortification could play countries around the world are making significant
progress advancing rice fortification initiatives (fig. 2
Most of the rice consumed in the Pacific Island coun- and table 3).
tries is imported, with the trade being managed by
a handful of importing companies. The average per National requirement for rice fortification
capita rice consumption is more than 100 g per day in
several of these countries. At the Pacific Food Summit » The United States has been fortifying rice since
in 2010, representatives from all of the 22 Pacific Island the 1970s with a nonuniform requirement for rice
countries included rice fortification as a food security fortification; rice fortification is mandatory in only
goal, which was further endorsed by the heads of state six states in the United States.
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304 S. Muthayya et al.
» All rice in Papua New Guinea has been required Countries planning rice fortification
by law to be fortified since 2007.
» In 2009, Nicaragua issued a Ministerial Resolution Countries such as Bangladesh, Cambodia, Burundi,
that it was the responsibility of the rice producers and Egypt are planning the introduction of fortified
and traders to make sure that rice was fortified. rice into their national markets in the near future. Sev-
» In Costa Rica, mandatory regulations on rice for- eral of the Pacific Island countries are considering the
tification were issued in 2001. introduction of fortified rice as an immediate solution
» In 2009, Panama passed a food bill that requires for micronutrient malnutrition and are indicating a
all rice to be fortified willingness to move forward as soon as possible.
» Since 2000, the Philippines has mandated the
fortification of rice with iron. Most of the fortified
rice is handled by the National Food Authority, a Rice Fortification Resource Group: A global
quasi-governmental institution. partnership
the supply and consumption of rice in key rice-eating already seen as one of the highest-priority programs
countries. for delivering cost-effective human development on a
global scale. The challenges are real, the imperative to
address them is powerful, and the opportunities to fur-
Conclusions ther develop the promise of rice fortification are clear.
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