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788598

research-article2018
CRE0010.1177/0269215518788598Clinical RehabilitationViziano et al.

CLINICAL
Article REHABILITATION

Clinical Rehabilitation

Long-term effects of vestibular 2019, Vol. 33(1) 24­–33


© The Author(s) 2018
Article reuse guidelines:
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DOI: 10.1177/0269215518788598
https://doi.org/10.1177/0269215518788598

gaming task procedure in unilateral journals.sagepub.com/home/cre

vestibular hypofunction: a 12-month


follow-up of a randomized
controlled trial

Andrea Viziano1 , Alessandro Micarelli1,2, Ivan Augimeri3,


Domenico Micarelli3 and Marco Alessandrini1

Abstract
Objective: To investigate the long-term effects of adding virtual reality–based home exercises to
vestibular rehabilitation in people with unilateral vestibular hypofunction.
Design: Follow-up otoneurological examination in two randomized groups following a previous one-
month trial.
Setting: Tertiary rehabilitation center.
Subjects: A total of 47 patients with unilateral vestibular hypofunction, one group (n = 24) undergoing
conventional vestibular rehabilitation and the other one (n = 23) implementing, in addition, head-mounted
gaming home exercises, 20 minutes per day for one month.
Interventions: One year after completing rehabilitation, patients underwent testing with static
posturography, video head impulse test, self-report questionnaires, and a performance measure.
Main measures: Vestibulo-ocular reflex gain, posturographic parameters such as length, surface, and
fast Fourier transform power spectra, self-report, and gait performance measure scores.
Results: Vestibulo-ocular reflex gain was significantly better with respect to pretreatment in both groups.
The mixed-method group showed significantly higher gain scores: mean (standard deviation (SD)) at
12 months was 0.71 (0.04), versus 0.64 (0.03) for the vestibular rehabilitation–only group (P < 0.001).
Accordingly, some classical posturography scores such as surface with eyes open and length with eyes
closed and low-frequency power spectra were significantly different between groups, with the virtual
reality group showing improvement (P < 0.001). Self-report measures were significantly better in both
groups compared to pretreatment, with significant improvement in the mixed-method group as compared
to conventional rehabilitation alone: Dizziness Handicap Inventory mean total score was 24.34 (2.8)
versus 35.73 (5.88) with a P-value <0.001.

1Department of Clinical Sciences and Translational Medicine, Corresponding author:


University of Rome “Tor Vergata,” Rome, Italy Andrea Viziano, Department of Clinical Sciences and
2Department of Systems Medicine, Neuroscience Unit,
Translational Medicine, University of Rome “Tor Vergata,” Via
University of Rome “Tor Vergata,” Rome, Italy Montpellier, 1, E sud Tower, 00133 Rome, Italy.
3ITER Center for Rehabilitation, Rome, Italy
Email: andrea.viziano@gmail.com
Viziano et al. 25

Conclusion: Results suggest that head-mounted gaming home exercises are a viable, effective, additional
measure to improve long-term vestibular rehabilitation outcomes.

Keywords
Vestibular rehabilitation, virtual reality, head-mounted devices, posturography, video Head Impulse Test

Date received: 3 December 2017; accepted: 21 June 2018

Introduction other one undergoing a mixed-method protocol


including vestibular rehabilitation and head-
Vestibular rehabilitation has been proven effective mounted device treatment over the same period of
in improving balance and gait in people with ves- time) immediately after completing a rehabilitation
tibular disorders, whose daily life may be impaired cycle. This study is a 12-month follow-up evalua-
by dizziness and falls, as well as by concomitant tion of the same study group. Long-term results
depression and anxiety. Central neuroplasticity have been compared with both pretreatment and
mechanisms like adaptation, habituation, and sub- posttreatment values to investigate possible differ-
stitution underline the effectiveness of this inter- ences in the outcomes related to additional virtual
vention, which can be provided through a variety reality–based rehabilitation.
of methods lasting different periods of time.1,2
Although the short-term efficacy of conventional
vestibular rehabilitation has been widely ascer- Methods
tained, there is no consensus or long-term data
about patient satisfaction and the absence of symp-
Selection of patients
toms, with studies evaluating improvement reten- In line with previous studies demonstrating func-
tion after the suspension of vestibular rehabilitation tional correlations between vestibular dominance
exercises ranging from a one- to six-month follow- and side of vestibular lesion,10,11 right chronic ves-
up.3–5 Due to the recent explosion of virtual reality tibular hypofunction right-handed patients were
in the field of rehabilitation, the use of head- enrolled consecutively in the study at “Tor Vergata”
mounted devices has been proposed in addition to University Hospital of Rome. According to
conventional vestibular rehabilitation therapy in accepted criteria,1 the diagnosis of chronic unilat-
unilateral vestibular hypofunction patients.6 This eral vestibular hypofunction was achieved by
approach has been proved to be useful in maximiz- responses to bithermal water caloric irrigations,
ing vestibular rehabilitation outcomes, with mini- with at least 25% reduced vestibular response on
mum simulator-related side effects.6 Virtual one side when calculated by means of Jongkees’
reality-based devices have been tested in vestibular formula.12,13 The study adhered to the principles of
rehabilitation by many clinicians, due to the possi- the Declaration of Helsinki, and all participants
bility of achieving habituation, substitution and provided written informed consent.
adaptation, effectiveness in people presenting vis-
ual vertigo, and positive effects on anxiety.4,7–9
In our previous study,6 the possible advantages
Selection of patients—exclusion criteria
of the integration of head-mounted devices into a All study participants who met the following cri-
vestibular rehabilitation protocol were demon- teria were excluded from the study: subjects with
strated, by comparing otoneurological and daily diabetes; a history of cancer; HIV; neurological,
life outcomes in a cohort of patients with vestibular psychiatric or mood disorders; surgery; radiation;
hypofunction randomized into two groups (one or brain trauma. None of the subjects showed
treated with vestibular rehabilitation alone, the liver or renal abnormalities, or were pregnant or
26 Clinical Rehabilitation 33(1)

breastfeeding. Moreover, patients with neuro-psy- was blinded to the treatment allocation), with a fur-
chiatric disorders (Parkinson’s disease, ther otoneurological examination and self-report
Alzheimer’s disease, schizophrenia, multiple and performance measures evaluation (carried out
sclerosis, and depression), lower respiratory tract one week before and one week after the respective
and/or lung diseases, active hepatitis, cirrhosis, rehabilitation protocol) which included a variety of
chronic renal failure, Vitamin B12 deficiency, otoneurological tests.
alcohol or drug abuse, cerebral vascular acci-
dents, insulin-dependent diabetes mellitus, hypo-
Otoneurological testing
thyroidism, or Cushing syndrome were not
included in the study. We also excluded all sub- Video Head Impulse Test.  The EyeSeeCam System
jects taking drugs that could affect auditory and (Interacoustics, Middelfart, Denmark) and the
visuo-vestibular functions. technique proposed in previous studies14,15 were
None of the patients enrolled in the study under- used for the video Head Impulse Test measure-
went previous vestibular rehabilitation treatment, ments. As per the instructions of the software man-
and they were all naïve to virtual reality–based ufacturer (OtoAccess, Interacoustics), the
procedures. vestibulo-ocular reflex median gain values of both
sides recorded at 60 ms were extracted on an .xls
file for raw analysis. According to previous proce-
Trial registration and random allocation dures,14,15 a diagnosis of unilateral vestibular hypo-
The study population consists of participants function was re-confirmed in case of gain below
belonging to a previous randomized controlled 0.83, calculated as the lower cut-off value of the
pilot trial6 registered in the clinicaltrials.gov web- gain–reference range (meannormal ± 2(standard devi-
site with identification number NCT03553264. ation; SD) equal to 0.91 ± 2 (0.04) = 0.83–0.99),
Patients had previously been allocated to two incorporating 95% of healthy population, age and
matched groups—in terms of age, sex, body mass gender matched with the current population of
index (BMI), pathology, and cause of vertigo—by patients14 and regarding 87 normal volunteers in
means of a computer-generated randomization our laboratory.6
schedule.
Static posturography testing. Each patient was
instructed to maintain an upright position on a
Patient enrollment for the follow-up visit standardized platform for static posturography
Patients belonging to both groups, tested in the pre- (EDM Euroclinic, MEDI-CARE Solutions, Bolo-
vious study, one undergoing only the conventional gna, Italy). The recording period was 60 seconds
vestibular rehabilitation therapy, and the other one for each test, with eyes closed or open while
with the mixed protocol including head-mounted standing on the stiff platform and the sampling
device treatment in addition to the vestibular reha- frequency was 25 Hz.16 The posturography param-
bilitation treatment, were called back 12 months eters considered in our study were the trace length,
after the conclusion of the intervention. Patients the surface of the ellipse of confidence, and the
were contacted by means of a phone interview and fast Fourier transform elaboration of oscillations
written consent was obtained for a follow-up on both the X (right–left) and Y (forward–back-
examination, if not already scheduled. These visits wards) planes. As in previous experiences,17,18
were performed in a time frame not exceeding spectral values (power spectra) of body oscilla-
10 days before or after exactly one year from tions were subdivided into three groups: 0.01–
the last visit of the rehabilitation program. 0.70 Hz (low-frequency interval); 0.70–1.00 Hz
Examinations were all carried out on the same (middle-frequency interval); and 1.00–5.00  Hz
occasion, by one clinical researcher (A.V., who (high-frequency interval).
Viziano et al. 27

Self-report and performance measures four weeks of treatment as well as during the fol-
low-up visit after 12 months as the within subject
1. The Italian Dizziness Handicap Inventory factors. Age, disease duration (in months), and
consists of 25 questions designed to assess a gender were treated as continuous and categorical
patient’s functional (nine questions), emo- predictors. The significant cut-off level (α) was set
tional (nine questions), and physical (seven at a P-value of 0.05. In order to avoid family-wise
questions) limitations;19 scores range from 0 to error, Bonferroni correction for multiple compari-
100, with moderate and severe disability usu- sons was used post hoc to test significant main
ally associated with scores above 30 and 60, effects. The STATISTICA 7 package for Windows
respectively.20 was used for the statistical analysis.
2. The Activities-specific Balance Confidence
scale was used to record the patient’s per-
ceived level of balance confidence during 16 Results
everyday activities ranging from 0% to
100%.21
Patients
3. The Dynamic Gait Index examined the Among the 51 enrolled patients, two were using
patient’s ability to perform various gait activi- antidepressant drugs, one did not report vestibulo-
ties on an eight-item scale;22 range is from 0 to ocular reflex gain below the calculated reference
24, with scores of less than 19 indicating range when undergoing video Head Impulse Test,
increased risk of falls. and one reported a history of diabetes. Therefore,
these patients were excluded. Among the remain-
ing 47 patients (vestibular rehabilitation–only
Vestibular rehabilitation and head-
group: n = 24, head-mounted device group: n = 23)
mounted device protocol who completed the randomized trial with no com-
The vestibular rehabilitation protocol, which was pliance differences, all were re-tested at the pro-
administered to both study groups in the exact grammed follow-up meeting (Figure 1) with the
same way, and the head-mounted device-based following results:
home exercise program are described in the
Appendix.
Otoneurological testing
Vestibulo-ocular reflex gain.  When comparing long-
Statistical analysis term vestibulo-ocular reflex gain values at the fol-
The chi-square test was carried out to define associ- low-up visit, the head-mounted device group
ations between categorical factors in both groups. patients showed significantly higher scores com-
Mean and SDs of otoneurological and self-report pared to the vestibular rehabilitation-only group
and performance measures scores were calculated in (P = 0.003; Table 1, Supplementary Figure 1).
both vestibular rehabilitation and head-mounted However, the vestibulo-ocular reflex gain in the
device groups before and after a four-week period of ipsilesional side, as measured 12 months after ves-
treatment as well as during the follow-up visit after tibular rehabilitation with the video Head Impulse
12 months. In order to assess that data that were of Test, showed a significant increase compared to
Gaussian distribution, the D’Agostino K-squared pretreatment values in both the head-mounted
normality test was applied (where the null hypothe- device (P = 0.0021) and the vestibular rehabilita-
sis is that the data are normally distributed). tion–only group (P = 0.0025; Table 1, Supplemen-
A mixed analysis of variance (ANOVA) was tary Figure 1). When comparing the vestibulo-ocular
performed with group as the between-factor and reflex gain to values measured immediately after
otoneurological and self-report and performance treatment, a non-significant reduction in mean
measurement variables recorded before and after scores was found.
28 Clinical Rehabilitation 33(1)

Figure 1.  Flow-diagram of participants in the study.

Static posturography testing. Significant reduc- which only demonstrated a significant reduction


tions were found in surface values during closed- of the abovementioned pretreatment and post-
eyes condition (P = 0.0029), trace length values treatment conditions in the head-mounted device
during open-eyes condition (P = 0.0022) as well group (for details see Micarelli et al.6).
as low-frequency interval power spectra out- No significant within-subjects differences in
comes (closed eyes on X plane, P = 0.0028; values measured one week and 12 months after
closed eyes on Y plane, P = 0.0026; eyes open on treatment were found in either group. Between-
X plane, P = 0.0024; eyes open on Y plane, groups and within-subject analyses showed no
P = 0.0025) in the head-mounted device group significant difference in middle- and high-
compared to the vestibular rehabilitation-only frequency power spectra or in the surface during
group (Table 1, Supplementary Figure 2). These open eyes and trace length in closed-eyes
findings reflect the within-subjects behavior, condition.
Viziano et al.

Table 1.  Significant follow-up between-group effects of otoneurological variables and self-report and performance measures in head-mounted device and
vestibular rehabilitation.
HMD pre HMD post HMD 12 months VRT pre VRT post VRT 12 months Between-group effect at
12 months
  Mean (SD) Mean (SD) Mean (SD) Mean (SD) Mean (SD) Mean (SD) Significance
Ipsilesional 0.38 (0.04) 0.51 (0.05) 0.71 (0.04) 0.37 (0.04) 0.43 (0.04) 0.64 (0.03) F(2, 90) = 21,531; P < 0.001
VOR gain
Low-frequency interval PS
CE X 8.53 (1.9) 6.5 (1.44) 6.61 (1.45) 8.41 (1.43) 7.6 (1.58) 8.3 (1.42) F(2, 90) = 47,457; P < 0.001
CE Y 8.36 (1.75) 6.05 (1.51) 6.21 (1.54) 8.19 (1.82) 7.29 (1.86) 8 (1.75) F(2, 90) = 97,318; P < 0.001
OE X 5.55 (0.49) 4.73 (0.55) 4.82 (0.54) 5.66 (0.46) 5.38 (0.46) 5.45 (0.46) F(2, 90) = 34,710; P < 0.001
OE Y 4.79 (0.36) 3.97 (0.41) 4.07 (0.39) 4.66 (0.39) 4.44 (0.34) 4.5 (0.35) F(2, 90) = 55,893; P < 0.001
Surface
CE 1696.07 (446.38) 1077.59 (341.48) 1108.42 (345.23) 1701.3 (505.33) 1364.96 (452.45) 1436.61 (449.46) F(2, 90) = 64,053; P < 0.001
Length
OE 644.65 (112.48) 395.63 (98.28) 431.49 (99.21) 639.77 (119.88) 568.52 (112.98) 604.14 (112.75) F(2, 90) = 226,66; P < 0.001
Self-report and performance measures
DHI— 16.26 (4.48) 7.13 (2.54) 6.52 (2.01) 15.73 (4.83) 9.73 (3.87) 9.73 (3.87) F(2, 90) = 15,335; P < 0.001
physical
DHI— 20.69 (3.49) 10.08 (2.13) 9.47 (2.1) 20.26 (3.48) 13.56 (3.07) 13.56 (3.07) F(2, 90) = 41,738; P < 0.001
emotional
DHI— 18.66 (5.41) 8.86 (2.61) 8.34 (2.14) 19.91 (4.61) 12.43 (3.9) 12.43 (3.9) F(2, 90) = 15,013; P < 0.001
functional
DHI—total 56.6 (5.13) 26.08 (2.92) 24.34 (2.8) 55.91 (5.3) 35.73 (5.88) 35.73 (5.88) F(2, 90) = 58,566; P < 0.001
DGI 14.39 (2.03) 24.69 (1.76) 24.69 (1.76) 13.91 (1.8) 20.65 (1.64) 19.87 (1.8) F(2, 90) = 11,510; P < 0.001
ABC 64.78 (5.44) 78.56 (4.61) 80.04 (4.65) 65.08 (5.75) 73.21 (6.01) 74.33 (5.86) F(2, 90) = 31,049; P < 0.001

CE: closed eyes; OE: open eyes; PS: power spectra; VOR: vestibulo-ocular reflex; DHI: Dizziness Handicap Inventory; DGI: Dynamic Gait Index; ABC: Activities-specific Bal-
ance Confidence scale; VRT: vestibular rehabilitation; HMD: head-mounted device.
Mixed-model ANOVA highlighting significant outcomes in otoneurological variables and self-report and performance measures, recorded before (pre) and after (post) treat-
ment and during the follow-up meeting (12 months) in patients undergoing only vestibular rehabilitation (VRT) or the mixed protocol including head-mounted device (HMD).
Exact P values in the text.
29
30 Clinical Rehabilitation 33(1)

Self-report and performance measures Figure 1). Another interesting finding of this study
is the significant improvement in static posturog-
Significant reductions were found in Dizziness raphy scores observed in the head-mounted device
Handicap Inventory total score and subscales in group alone. In particular, between-groups analy-
head-mounted device group compared to the ves- sis showed head-mounted device patients had sig-
tibular rehabilitation–only group at the follow-up nificantly lower surface and length scores—during
meeting (physical subscale, P = 0.0029; emotional closed- and open-eyes conditions, respectively—
subscale, P = 0.0023; functional subscale, and in low-frequency power spectra (Table 1,
P = 0.0027; total score, P = 0.002). Conversely, a Supplementary Figure 2). This aspect is further
significant increase was found in the same com- corroborated by the within-subjects analysis which
parison in the Dynamic Gait Index (P = 0.0026) showed a postural sway improvement—especially
and Activities-specific Balance Confidence in the head-mounted device subjects—compared
(P = 0.0022) scores (Table 1, Supplementary to pretreatment in low-frequency power spectra
Figure 3). scores and in classical posturography parameters
As highlighted in previous experiences,6 the like surface and length, in both open- and closed-
within-subjects analysis yielded statistically sig- eyes conditions. In turn, it is worth pointing out
nificant results of the abovementioned self-report that the between-groups analysis showed signifi-
and performance measures in both groups com- cant differences in self-report and performance
pared to pretreatment scores. No significant differ- measures, like the Dizziness Handicap Inventory,
ences were found when posttreatment scores were Activities-specific Balance Confidence, and
compared with scores evaluated at the follow-up Dynamic Gait Index scores, which demonstrate a
meeting. significant improvement in both groups compared
to pretreatment scores. These results suggest a
Discussion synergic role, played by stimulation via the head-
mounted devices and the well-known mechanisms
A total of 47 patients with unilateral vestibular of habituation, substitution, and adaptation pro-
hypofunction undergoing vestibular rehabilitation vided by vestibular rehabilitation, in restoring the
with or without the addition of a virtual reality– balance function.
based protocol with head-mounted devices, were The significant improvement in vestibulo-ocular
re-tested 12 months after the end of treatment by reflex gain was maintained in both groups 12 months
means of the video Head Impulse Test, static pos- after the end of treatment. This confirms previous
turography, self-report, and performance measures. experiences, indicating that patient-tailored vestib-
To our knowledge, no previous trial involving ves- ular rehabilitation may induce long-lasting adapta-
tibular rehabilitation has evaluated the retention tions in the central nervous system and that patients
outcome as far as 12 months after discontinuation. can remain free of symptoms after long periods of
Vestibulo-ocular reflex gain values maintained time2,4,5 (Table 1, Supplementary Figure 1). As the
significant improvement—especially in the head- sensory mismatch challenges imposed by vestibular
mounted device group—compared to pretreatment rehabilitation cease with the end of treatment, it is
values, as shown by the within-subjects analysis to be expected that a “damaged” vestibular system
on video Head Impulse Test scores. Although will undergo deterioration, especially in elderly
these values were lower in both groups than those subjects.23 However, head movements coupled with
measured immediately after treatment, these dif- reinforcing altered visual scene motion, which
ferences were not significant. Moreover, the occur during gameplay with head-mounted device
patients in the head-mounted device group showed tasks, may explain why the virtual reality group
higher vestibulo-ocular reflex gain values than the encountered reinforcing factors that significantly
vestibular rehabilitation-only subjects at the improved the vestibulo-ocular reflex even for a
12-month follow-up test (Table 1, Supplementary long period of time.6,24,25
Viziano et al. 31

Static posturography findings suggest that head- measures with greater differences in cohorts of
mounted device exercises may induce specific, patients treated with different interventions for bal-
long-lasting effects in ameliorating static balance ance rehabilitation.35,36 This may indicate that a
related to the vestibular sensorial inflow. In fact, relevant difference in outcomes, also confirmed by
body sway within low-frequency intervals is con- widely accepted self-report scores such as the
sidered to be mainly under vestibular control,18,26 Dizziness Handicap Inventory and Activities-
suggesting a head-mounted device–related mecha- specific Balance Confidence, could be achieved by
nism of action on the neural centers integrating the implementation of virtual reality.35 Such data
postural control, enhancing vestibular contribution tend to confirm that (1) vestibular rehabilitation is
compared to vestibular rehabilitation therapy a valuable tool in avoiding significant worsening in
alone. Moreover, this behavior is confirmed by the the quality of life following unilateral vestibular
significant between-group differences in head- hypofunction1,2,4 and (2) the head-mounted device–
mounted device and vestibular rehabilitation-only specific contribution to self-report and perfor-
groups in surface outcomes during closed-eyes mance measures could be related to greater patient
condition (Table 1, Supplementary Figure 2). In involvement and adherence to treatment with a
fact, among other parameters, surface has been home-based technique, as previously confirmed in
associated with vestibular function27,28 and its other experiences.3,8
improvement—especially during challenging situ- However, this study suffers from some limita-
ations (i.e. with eyes closed)—may reinforce the tions which have to be elucidated in order to ade-
hypothesis of the maximization of vestibular input quately interpret its main findings. First of all,
in central postural signal integration. some factors, such as the individual variability in
The persistence of improvements in vestibular accepting to undergo the rehabilitation protocol,
function 12 months after discontinuation of the may have affected the selection of unilateral ves-
exercises in the head-mounted device group could tibular deficit patients and thus reduced the possi-
be explained by taking into account the numerous bility to achieve a larger sample size. This aspect
positive contributions of this modality, which is goes together with the fact that no specific test was
widely used in neurorehabilitation,9,29–31 such as administered apart from weekly monitoring of the
providing task-oriented and graduated learning in a compliance of both groups of patients. Then, there
variable and unpredictable fashion, often in a com- is the different amount of time spent in rehabilita-
fortable environment.32 The use of head-mounted tion in the two groups of patients, which probably
device–based exercises, in particular, has the has an effect on the final outcomes and which was
advantage of proximity to the eye, offering high- driven by ethical reasons for administering the con-
resolution images33 and follows the user’s move- ventional rehabilitation protocol to all the patients.
ments, which makes them feel as part of the Bonferroni multiple correction, which may have
computer-created environment.34 increased the likelihood of type II statistical errors,
Another important point is that the between- was chosen in order to achieve an over-conserva-
group analysis showed significant differences in tive approach so as not to encourage the possibility
the self-report and performance measures, like of erroneously accepting the null hypothesis. This
the Dizziness Handicap Inventory, Activities- should all be borne in mind when considering the
specific Balance Confidence, and Dynamic Gait results. Moreover, the results in the head-mounted
Index scores—while demonstrating a significant device group may have been biased by patients
improvement in both groups compared to pretreat- receiving additional treatment, with considerable
ment scores. In particular, the Dynamic Gait Index extra time (although short in absolute terms) spent
score results are of great significance, as this test is on rehabilitation procedures. Motivation and other
a valid tool for gait performance in people with psychological factors must be accounted for when
balance and vestibular dysfunction. Some studies interpreting the results, especially with respect to
have associated between-group differences in these the self-report measures.
32 Clinical Rehabilitation 33(1)

Considering these promising findings, we could Supplemental material


advocate the use of head-mounted devices in asso- Supplemental material for this article is available online.
ciation with conventional vestibular rehabilitation.
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