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Review Article

Evolving use of new oral anticoagulants for treatment of


venous thromboembolism
Calvin H. Yeh,1,2,3 Peter L. Gross,1,3 and Jeffrey I. Weitz1,2,3
1
Department of Medicine and 2Department of Biochemistry and Biomedical Sciences, McMaster University, Hamilton, ON, Canada; and 3Thrombosis and
Atherosclerosis Research Institute, Hamilton, ON, Canada

The new oral anticoagulants (NOACs), anticoagulant therapy for prevention of unique design features of the phase 3
which include dabigatran, rivaroxaban, recurrence and are associated with less trials that evaluated the NOACs for VTE
apixaban, and edoxaban, are poised to bleeding. Rivaroxaban and dabigatran are treatment, (3) reviews the results of these
replace warfarin for treatment of the major- already licensed for VTE treatment in the trials highlighting similarities and differ-
ity of patients with venous thromboembo- United States, and apixaban and edoxa- ences in the findings, (4) provides per-

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lism (VTE). With a rapid onset of action ban are under regulatory consideration for spective about which VTE patients should
and the capacity to be administered in this indication. As the number of approved receive conventional treatment or are can-
fixed doses without routine coagulation drugs increases, clinicians will need to didates for NOACs, and (5) offers sug-
monitoring, NOACs streamline VTE treat- choose the right anticoagulant for the gestions about how to choose among the
ment. In phase 3 trials in patients with right VTE patient. To help with this decision, NOACs. (Blood. 2014;124(7):1020-1028)
acute symptomatic VTE, NOACs have been this review (1) compares the pharmaco-
shown to be noninferior to conventional logic profiles of the NOACs, (2) outlines the

Introduction
Venous thromboembolism (VTE), which includes deep vein throm- if warfarin is stopped and the risk of bleeding if it is continued. Patients
bosis (DVT) and pulmonary embolism (PE), occurs for the first time with VTE in the setting of transient and reversible risk factors, such as
in about 1 in 1000 persons each year, and the incidence rises with surgery, have a low risk of recurrence if anticoagulant therapy is stopped
age to at least 5 in 1000 persons in those over the age of 80 years.1,2 at 3 months provided they are fully mobile.5 In contrast, those with
About one-third of patients with symptomatic VTE present with PE, ongoing risk factors, such as active cancer, and patients with unprovoked
whereas the remainder manifests with DVT.3 Within 1 month of VTE are often prescribed extended anticoagulation therapy as long as
diagnosis, death occurs in approximately 6% of patients with DVT the bleeding risk is not excessive. Therefore, anticoagulant treatment
and 12% of those with PE.4 Although VTE often occurs after of VTE has been divided into 3 stages: initial therapy, long-term
surgery, with immobilization, or in patients with cancer, as much treatment, and extended anticoagulation.
as 50% of VTE patients have no identifiable risk factors and are Although current therapy is effective and safe, it is a cumbersome
identified as having unprovoked VTE.5 If anticoagulant therapy is process for patients and physicians because LMWH needs to be
stopped in patients with unprovoked VTE, the risk of recurrence is at administered via daily subcutaneous injections, and warfarin requires
least 10% at 1 year and 30% at 5 years.6 Recurrent DVT increases the frequent coagulation monitoring and dose adjustments to ensure that
risk of postthrombotic syndrome, a chronic disorder that occurs in the INR remains therapeutic. The limitations of warfarin prompted
20% to 50% of DVT patients and is characterized by leg swelling and the development of new oral anticoagulants (NOACs), which can be
discomfort; venous ulcers can develop in severe cases.7 Chronic given in fixed doses and produce such a predictable anticoagulant
thromboembolic pulmonary hypertension develops in 2% to 4% of response that routine monitoring is unnecessary. Because of their
patients with PE and can be life threatening.8 Therefore, VTE is a rapid onset of action, the NOACs have the potential to enable all-oral
common disorder associated with significant morbidity and mortality. regimens, which can replace parenteral anticoagulants and warfarin for
Anticoagulants are the cornerstone of VTE treatment. The goal of initial, long-term, and extended VTE treatment.
therapy is to prevent thrombus extension or embolization and to Four NOACs have been evaluated for VTE treatment: dabigatran
prevent new thrombi from forming. Traditionally, treatment occurs (an oral thrombin inhibitor) and rivaroxaban, apixaban, and edoxaban,
in 2 overlapping steps.9 It starts with a rapidly-acting parenteral which are oral factor Xa inhibitors. All 4 agents have been compared
anticoagulant, usually low-molecular-weight heparin (LMWH), with conventional anticoagulant therapy for the treatment of acute
which is overlapped with a vitamin K antagonist, such as warfarin. symptomatic VTE, and all but edoxaban have been compared with
As initial therapy, the parenteral anticoagulant is given for at least placebo for extended treatment. Dabigatran has also been compared
5 days and is stopped when the anticoagulant response with warfarin with warfarin for extended therapy. Rivaroxaban is currently
is therapeutic, as evidenced by an international normalized ratio licensed for initial, long-term, and extended VTE treatment, whereas
(INR) between 2 and 3. Warfarin is then continued as long-term therapy dabigatran is approved for the latter 2 indications. With apixaban and
for a minimum of 3 months. At this point, the decision to stop or continue edoxaban currently under consideration for licensing for the VTE
treatment depends on the balance between the risk of recurrence indication, it is likely that we will soon have 2 additional choices.

Submitted March 25, 2014; accepted June 4, 2014. Prepublished online as © 2014 by The American Society of Hematology
Blood First Edition paper, June 12, 2014; DOI 10.1182/blood-2014-03-
563056.

1020 BLOOD, 14 AUGUST 2014 x VOLUME 124, NUMBER 7


BLOOD, 14 AUGUST 2014 x VOLUME 124, NUMBER 7 NEW ORAL ANTICOAGULANTS FOR VTE TREATMENT 1021

Table 1. Comparison of the pharmacologic properties of warfarin, rivaroxaban, apixaban, and edoxaban
Warfarin Dabigatran Rivaroxaban Apixaban Edoxaban
Target VKORC1 Thrombin Factor Xa Factor Xa Factor Xa
Prodrug No Yes No No No
Bioavailability (%) 100 7 80 60 62
Dosing OD BID OD (BID) BID OD
Time-to-peak effect 4-5 d 1-3 h 2-4 h 1-2 h 1-2 h
Half-life (h) 40 14-17 7-11 8-14 5-11
Renal clearance as unchanged drug (%) None 80 33 27 50
Monitoring Yes No No No No
Interactions Multiple P-gp 3A4/P-gp 3A4/P-gp P-gp

OD, once daily; BID, twice daily; P-gp, P-glycoprotein; VKORC1, C1 subunit of the vitamin K epoxide reductase enzyme; 3A4, cytochrome P450 3A4 isoenzyme.

Focusing on VTE, this paper (1) compares and contrasts the p-glycoprotein can be problematic, and there are no dietary restrictions,
pharmacologic properties of the NOACs with those of warfarin; except that rivaroxaban should be administered with a meal to maximize

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(2) highlights how differences in the design of the phase 3 clinical its absorption.
trials impact how each of the NOACs will be used; (3) describes Vitamin K is the antidote for warfarin. When given orally or by
the results of these trials, pointing out the class effects with the slow intravenous infusion, vitamin K will restore the INR to baseline
NOACs, and the findings that potentially differentiate one agent levels, but this often takes more than 24 hours. Rapid warfarin reversal
from another; (4) provides perspectives on the emerging role of the can be achieved with 4-factor prothrombin complex concentrate
NOACs for treatment of VTE with a focus on identification, of (PCC). Fresh frozen plasma is an alternative to PCC, but plasma
which patients are or are not candidates for the new agents; and (5) infusion takes longer and large volumes are often needed, which
offers suggestions on how to choose among the NOACs. can be problematic for patients with compromised cardiopulmonary
function. There are no specific antidotes for the NOACs, but these are
under development.11,12 Although PCC may be effective for reversal
of the NOACs, clinical data are limited.13
Comparison of the pharmacologic properties
of NOACs with those of warfarin
As is outlined in Table 1, warfarin acts as an anticoagulant by reducing Comparison of the designs of the clinical
the function of the vitamin K–dependent clotting proteins—factors II, trials evaluating NOACs for VTE treatment
VII, IX, and X—thereby attenuating the extrinsic, intrinsic, and
The studies comparing the NOACs with conventional therapy for
common pathways of blood coagulation. Because of its indirect
initial and long-term VTE treatment and those comparing NOACs
mechanism of action, the onset and offset of action with warfarin
with placebo or warfarin for extended therapy vary in design. The
take several days. In contrast, the NOACs inhibit only a single
trial designs for the 2 indications will be discussed separately.
target—either factor Xa or thrombin—and have a rapid onset of
action such that peak plasma levels are achieved 1 to 4 hours after Initial and long-term VTE treatment
oral administration.10 With half-lives of about 12 hours, the
NOACs also have a rapid offset of action. Dabigatran, rivaroxaban, apixaban, and edoxaban were compared
Although warfarin is predominantly cleared through nonrenal with conventional treatment in the RE-COVER I and II, EINSTEIN-
mechanisms, the NOACs are excreted, at least in part via the kidneys. DVT and PE, AMPLIFY, and Hokusai-VTE trials, respectively.14-19
The extent of renal clearance varies depending on the agent: about The designs of these trials are summarized in Table 2. Except for
80% of dabigatran is cleared unchanged by the kidneys, and 50%, EINSTEIN, which used a prospective, randomized, open-label, blinded
33%, and 27% of edoxaban, rivaroxaban, and apixaban, respec- end point evaluation (PROBE) design, all of the trials were conducted
tively, are cleared unchanged via the renal route. Because of their in a double-blind fashion. A list of expanded clinical trial abbreviations
renal clearance, NOACs should be used with caution in patients with can be found in the Appendix.
a creatinine clearance ,30 mL/min and should not be used in The primary efficacy outcome of these trials was recurrent VTE.
patients with a creatinine clearance ,15 mL/min. Although all of the studies were designed to show noninferiority of
The dose of warfarin varies among patients, reflecting differences the NOACs compared with conventional therapy, the noninferiority
in dietary vitamin K intake, multiple drug-drug interactions, and margins differed and ranged from 1.5 to 2.75. The primary safety
common polymorphisms that affect warfarin metabolism or outcome in these trials was major bleeding, or the composite of major
pharmacodynamics. Furthermore, warfarin has a narrow therapeutic or clinically relevant nonmajor bleeding.
window and in patients with VTE, deficient anticoagulation can lead In patients with acute VTE, the risk of recurrence is highest in the
to recurrent thrombosis, whereas excessive anticoagulation can first month after diagnosis.20 Phase 2 VTE treatment studies with
cause bleeding. Consequently, frequent coagulation monitoring and rivaroxaban and apixaban not only helped to identify the dose to be
dose adjustments are necessary to ensure that the INR remains within carried into phase 3 but also provided reassurance that an all-oral
the therapeutic range. In contrast, because the NOACs produce a approach was possible from the start.21,22 Consequently, the EINSTEIN
more predictable anticoagulant response, they can be given in fixed and AMPLIFY trials used oral regimens that started with more
doses without routine monitoring, thereby simplifying VTE treatment. intensive therapy; with rivaroxaban, this involved administering
There are few clinically important drug-drug interactions with the 15 mg twice daily for 3 weeks followed by 20 mg daily thereafter,
NOACs, although potent inhibitors or inducers of CYP 3A4 and/or whereas the apixaban regimen consisted of 10 mg twice daily for
1022 YEH et al BLOOD, 14 AUGUST 2014 x VOLUME 124, NUMBER 7

Table 2. Design and patient characteristics of the trials comparing NOACs with conventional therapy for acute VTE treatment
Dabigatran Rivaroxaban Apixaban Edoxaban
Trial RE-COVER I & II EINSTEIN AMPLIFY Hokusai-VTE
Indication VTE DVT PE VTE VTE
Design Double-blind PROBE Double-blind Double-blind
Number of patients 2539 2568 3449 4832 5365 8240
Mean age 6 SD (y) 54.9 6 16.0 56.1 6 16.4 57.7 6 7.3 57.0 6 16.0 55.8 6 16.3
CrCl ,30 mL/min, n (%) 22 (0.4) 15 (0.4) 6 (0.1) 29 (0.5) n/a
Age $75 y, n (%) 529 (10) 440 (13) 843 (17) 768 (14) 1104 (13)
Prior VTE (%) 22 19 20 16 18
Unprovoked VTE (%) 35 62.0 64.5 89.8 65.7
Index event PE 6 DVT (%) 31 0.7 100 34 40
Noninferiority margin 2.75 2.0 1.8 1.5
Bridge with heparin/LMWH Yes No No Yes
Treatment protocol 150 mg BID 15 mg BID for 3 wk; 10 mg BID for 7 d; 60 mg OD; 30 mg OD for those with a
then 20 mg OD then 5 mg BID creatinine clearance of 30-50 mL/min,

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weight ,60 kg, or taking potent
P-gp inhibitors
Duration (mo) 6 3, 6, 12 6 3-12
TTR (%) 60 58 63 61 64

n/a, not available; OD, once daily; BID, twice daily; P-gp, P-glycoprotein; LMWH, low-molecular-weight heparin; PROBE, prospective, randomized, open-label, blinded
endpoint; TTR, time in therapeutic range with warfarin.

7 days followed by 5 mg twice daily thereafter. Phase 2 studies in of PE patients into these trials to ensure that the efficacy and safety of
VTE treatment were not conducted with dabigatran or edoxaban; the NOACS in PE and DVT patients were similar. In RE-COVER,
doses for the RE-COVER and Hokusai-VTE trials were selected AMPLIFY, and Hokusai-VTE, this was accomplished by ensuring
based on the results of phase 2 studies in patients with atrial that at least 30% of the enrolled patients had PE with or without
fibrillation.23,24 In the absence of evidence supporting the immediate concomitant DVT. In contrast, in the EINSTEIN program, patients
use of dabigatran or edoxaban in patients with acute VTE, the treatment with PE, with or without associated DVT, and those with DVT alone
regimens in the RE-COVER and Hokusai-VTE trials started with a were enrolled into separate trials. All of the trials excluded PE
minimum of a 5-day course of a parenteral anticoagulant, and patients patients with hemodynamic compromise because such patients often
were then transitioned to warfarin or given dabigatran or edoxaban, undergo advanced therapies, which may include administration of
respectively. fibrinolytic agents.
Treatment duration varied among the trials; it was fixed at Although the clinical characteristics of patients enrolled in the
6 months in the RE-COVER and AMPLIFY trials, and it was flexible various trials differed, few patients with a creatinine clearance
at 3, 6, or 12 months in the EINSTEIN and Hokusai-VTE trials. In the ,30 mL/min were included, and the proportion of patients over
EINSTEIN trials, investigators selected the treatment duration when the age of 75 years ranged from only 10% to 17% (Table 2). Heavier
patients were enrolled; in Hokusai-VTE, investigators determined patients were better represented than underweight patients in all of
treatment duration in an ongoing fashion. Treatment duration can be the studies.
an important design variable; a flexible treatment period more closely
mirrors current practice where treatment duration depends on patient Extended VTE treatment
characteristics. In contrast, fixing treatment duration at 6 months may
limit enrollment of patients with provoked VTE because guidelines Rivaroxaban, apixaban, and dabigatran were compared with
recommend a 3-month course of anticoagulant treatment of such placebo in the double-blind EINSTEIN-Extension, AMPLIFY-
patients provided that their reversible risk factors have resolved.9 This Extension, and RE-SONATE trials, respectively (Table 3).16,25,26
explains why the majority of patients enrolled in the AMPLIFY trial Patients enrolled in the EINSTEIN and AMPLIFY-Extension studies
had unprovoked VTE, but it does not explain the under-representation had received 6 to 12 months of anticoagulation therapy for their
of such patients in the RE-COVER I and II trials (Table 2). index VTE event, whereas those entered in the RE-SONATE study
The case fatality rate in patients with PE is twice that in those with had received 6 to 18 months of treatment. Although single-dose
DVT.2 Consequently, it was important to recruit sufficient numbers regimens of rivaroxaban and dabigatran were evaluated in the

Table 3. Comparison of the designs of the trials evaluating NOACs for extended VTE treatment
Dabigatran Rivaroxaban Apixaban
Trial RE-SONATE RE-MEDY EINSTEIN-Ext AMPLIFY-Ext
Comparator Placebo Warfarin Placebo Placebo
Design Double-blind Double-blind Double-blind Double-blind
Number of patients 1343 2856 1197 2486
Noninferiority margin — 2.85 — —
Duration of prior anticoagulation treatment (mo) 6-18 3-12 6-12 3-12
Treatment protocol 150 mg BID 150 mg BID 20 mg OD 2.5 or 5 mg BID
Duration (mo) 6 6-36 6-12 12

BID, twice daily; Ext, extension; OD, once daily.


BLOOD, 14 AUGUST 2014 x VOLUME 124, NUMBER 7 NEW ORAL ANTICOAGULANTS FOR VTE TREATMENT 1023

EINSTEIN-Extension and RE-SONATE trials (20 mg once daily

23.2 (24.6, 21.8)

25.4 (26.8, 24.1)


21.8 (23.1, 20.6)
ARR % (95% CI)

20.6 (21.9, 0.7)


and 150 mg twice daily, respectively), 2 dosage regimens of apixaban
were studied in the AMPLIFY-Extension trial (2.5 and 5 mg twice
daily). All of the trials were powered to demonstrate superiority of
the NOACs over placebo, and the primary efficacy outcome was
recurrent VTE.
Dabigatran is the only agent to be compared with warfarin for

Major and CRNB


Warfarin, n/N (%)
extended VTE treatment in the RE-MEDY trial.26 Patients enrolled

412/4116 (10.0)

423/4112 (10.3)
217/2554 (8.5)

261/2689 (9.7)
in this trial had received 3 to 12 months of anticoagulant treatment of
their index VTE event, and the study was designed to show non-
inferiority of dabigatran compared with warfarin with the non-
inferiority margin set at 2.85. Although edoxaban has yet to be
evaluated in an extension study, because of the flexible treatment
duration in the Hokusai-VTE trial, the drug has been administered for

NOAC n/N (%)


136/2553 (5.3)
388/4130 (9.4)
115/2676 (4.3)
349/4118 (8.5)
up to 12 months.

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Safety outcomes
Results of clinical trials

20.8 (21.3, 20.3)


21.3 (21.8, 20.6)
ARR % (95% CI)
20.5 (21.3, 0.2)

20.2 (20.8, 0.3)


Initial VTE treatment

In patients with acute symptomatic VTE, rates of recurrent VTE with

Table 4. Efficacy and safety outcomes of the trials comparing NOACs with conventional therapy for acute VTE treatment

ARR, absolute risk reduction; CRNB, clinically relevant nonmajor bleeding; n/N (%), number of events/number of patients in group (percentage).
the NOACs are similar to those with conventional therapy
(Table 415,18,19,27) in both PE and DVT patients (Figure 1). The
consistency of the findings across trials is reassuring and suggests
that as a class, NOACs are noninferior to conventional therapy for

Major bleeding
Warfarin, n/N (%)
treatment of PE and/or DVT. Rates of major bleeding are

51/2554 (2.0)
72/4116 (1.7)
49/2689 (1.8)
66/4122 (1.6)
significantly lower with rivaroxaban and apixaban than with
conventional therapy, and with the exception of rivaroxaban, the
rates of the composite of major or clinically relevant nonmajor
bleeding also are significantly lower with the NOACs than with
conventional therapy (Figure 2).27,28 The absolute risk reductions in
safety shown in Table 4 translate to the prevention of one major or
NOAC, n/N (%)
37/2553 (1.4)
40/4130 (1.0)
15/2676 (0.6)
56/4118 (1.4)
clinically relevant nonmajor bleed in every 19 to 167 patients treated
with a NOAC instead of warfarin. Overall, therefore, NOACs are
noninferior to conventional therapy for VTE treatment and are
associated with less bleeding. Furthermore, NOACs are more
convenient to administer. Rivaroxaban and apixaban can be given in
all-oral regimens that obviate the need for a parenteral anticoagulant
ARR, % (95% CI)
0.2 (20.6, 1.0)
20.2 (20.8, 0.4)
20.4 (21.3, 0.4)
20.4 (21.2, 0.4)

at the outset, and all of the NOACs are easier to administer than
warfarin because they can be given in fixed doses without the need
for routine coagulation monitoring.
Recurrent VTE and VTE-related death

In a predefined subset of PE patients with right ventricular


dysfunction, as evidenced by right ventricular dilatation on computed
tomography of the chest and/or an elevated level of N-terminal pro-
Efficacy outcome

Warfarin, n/N (%)

brain natriuretic peptide, edoxaban was superior to warfarin. Right


55/2554 (2.2)
95/4131 (2.3)
71/2635 (2.7)
146/4122 (3.5)

ventricular dysfunction occurs in patients with extensive PE, which


explains the higher mortality rates reported in such patients.5
Although the mortality rates in PE patients with and without right
ventricular dysfunction were similar in the Hokusai-VTE trial, the
superiority of edoxaban in patients with right ventricular dysfunction
supports the effectiveness of edoxaban for VTE treatment.19
NOAC, n/N(%)
60/2553 (2.4)
86/4130 (2.1)
59/2609 (2.3)
130/4118 (3.2)

Extended VTE treatment

Dabigatran, rivaroxaban, and apixaban are superior to placebo for the


prevention of recurrent VTE and are associated with low rates of
major bleeding.16,25,26 Compared with placebo, both the treatment
Rivaroxaban27

and the prophylactic dose of apixaban (5 mg and 2.5 mg twice daily,


Dabigatran15

Edoxaban19
Apixaban18

respectively) significantly reduced the risk of recurrent VTE.25


Although both dose regimens were associated with low rates of major
bleeding, there was a trend for less clinically relevant nonmajor
1024 YEH et al BLOOD, 14 AUGUST 2014 x VOLUME 124, NUMBER 7

Figure 1. Hazard ratios (HR) for recurrent VTE and


VTE-related death and their 95% confidence inter-
vals (CI) in phase 3 trials comparing NOACs with
conventional therapy for acute VTE treatment.

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bleeding with the lower-dose apixaban regimen. This finding however, because the rates of all-cause mortality and cardiovascular
raises the possibility that the intensity of treatment with NOACs mortality tend to be lower with dabigatran than with warfarin.32
can be lowered for extended VTE treatment to reduce the risk
of bleeding without compromising efficacy. In contrast, attempts
to lower the intensity of warfarin therapy for extended VTE
treatment resulted in reduced efficacy without evidence of less
bleeding.29 Choosing the right anticoagulant for the right
Dabigatran was noninferior to warfarin for extended VTE treatment VTE patient
in the RE-MEDY trial, and was associated with less bleeding.26 Acute VTE
Although the number of events was small, myocardial infarction
was more common with dabigatran than with warfarin, a phenom- When faced with a patient with acute VTE, the first question to ask is
enon observed in other studies that compared dabigatran with whether the patient is suitable for treatment with a NOAC (Table 5).
warfarin.15,30,31 The clinical relevance of this finding is uncertain, Patients who require advanced treatment, such as those with

Figure 2. Hazard ratios (HR) for major bleeding or


major plus clinically relevant nonmajor bleeding
(CRNB) and their 95% confidence intervals (CI) in
phase 3 trials comparing NOACs with conventional
therapy for acute VTE treatment.
BLOOD, 14 AUGUST 2014 x VOLUME 124, NUMBER 7 NEW ORAL ANTICOAGULANTS FOR VTE TREATMENT 1025

Table 5. Suggestions for choice of anticoagulant for acute VTE treatment


Characteristic Drug choice Rationale
Extensive DVT or massive PE Heparin Such patients often require advanced therapy and were excluded
from trials with the NOACs
High initial risk of bleeding Heparin Enables dose titration; rapid offset and availability of protamine as
an antidote simplify management should bleeding occur
Active cancer LMWH No trials comparing NOACs with LMWH
Pregnancy LMWH Warfarin and NOACs cross the placenta
Liver dysfunction with increased prothrombin time/ Warfarin Such patients were excluded from the trials because NOACs undergo
INR at baseline hepatic metabolism
Unable to afford NOACs LMWH followed by warfarin NOACs cost less than LMWH but are more expensive than warfarin
Limited access to anticoagulation clinic because of NOAC Given in fixed doses without monitoring
impaired mobility or geographical inaccessibility
All-oral therapy Rivaroxaban or apixaban Only NOACs to be evaluated in all-oral regimens
Creatinine clearance ,30 mL/min Warfarin Such patients were excluded from trials with NOACs
Creatinine clearance 30-50 mL/min Rivaroxaban, apixaban, or edoxaban Less affected by renal impairment than dabigatran; if edoxaban is

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chosen, the 30-mg OD dose should be used
Dyspepsia or upper gastrointestinal symptoms Rivaroxaban, apixaban, or edoxaban Dyspepsia in as much as 10% given dabigatran
Recent gastrointestinal bleed Apixaban More gastrointestinal bleeding with dabigatran, rivaroxaban, and
edoxaban than with warfarin
Recent acute coronary syndrome Rivaroxaban, apixaban or edoxaban Small myocardial infarction signal with dabigatran
Poor compliance with long-term twice-daily dosing Rivaroxaban or edoxaban OD regimens for long-term use

OD, once daily; LMWH, low-molecular-weight heparin.

massive PE who are candidates for systemic or catheter-directed receive conventional anticoagulant treatment because NOACs are
thrombolytic therapy or patients with extensive proximal DVT more expensive than warfarin. Finally, if compliance is a concern,
who may benefit from pharmaco-mechanical therapy, should not warfarin may be a better choice because of its need for monitoring.
receive NOACs to start because such patients were excluded from In VTE patients eligible for NOACs, there is no evidence to
the clinical trials and because the NOACs have not been evaluated recommend one agent over another because the NOACs have never
in conjunction with thrombolytic therapy. Intravenous unfractio- been compared in head-to-head trials. Nonetheless, suggestions can
nated heparin is probably the best choice for these patients be provided based on the distinct pharmacologic profiles of the
because of its short half-life, the option to tailor the dose as NOACs and the designs of the trials in which they were investigated.
needed, and the availability of protamine sulfate as an antidote Thus for patients with a creatinine clearance between 30 and 50 mL/min,
should serious bleeding occur. For the same reasons, heparin may an oral factor Xa inhibitor may be a better choice than dabigatran
also be the best choice for patients at high initial risk for bleeding, because the factor Xa inhibitors are less dependent on renal excretion.
such as those whose VTE occurs soon after major surgery or If edoxaban is chosen for such patients, the dose must be reduced from
trauma. 60 mg to 30 mg once daily to maintain similar drug exposure. The
Other groups of patients who should not receive NOACs include NOACs should be avoided in patients with a creatinine clearance
those with a creatinine clearance ,15 mL/min and those with hepatic ,30 mL/min.
dysfunction. NOACs are contraindicated in patients with a creatinine An all-oral regimen streamlines transition of care from the clinic
clearance ,15 mL/min because efficacy and safety data in such or the emergency department to home; rivaroxaban and apixaban, the
patients are lacking, and the drugs should be used with caution in only agents to be evaluated in all-oral regimens, are the agents of
patients with a creatinine clearance between 15 and 30 mL/min choice for this purpose. Selection between the two may depend on the
because few such patients were included in the trials. All of the ease of switching from the higher initial dose to the maintenance dose
NOACs require some degree of hepatic metabolism; consequently, at 3 weeks and 1 week, respectively, and patient preference for a once
they should be avoided in patients with liver dysfunction as evidenced daily or twice daily regimen thereafter. In contrast, dabigatran and
by an increased prothrombin time/INR and reduced serum albumin at edoxaban should only be prescribed after patients have received a
baseline, important indicators of an increased Child-Pugh score.33 minimum of a 5-day course of heparin or LMWH treatment.
Patients with VTE in the setting of active cancer for which they Rivaroxaban or apixaban may be good choices for patients over the
are receiving chemotherapy, biological agents, and/or radiation may age of 75 with reduced renal function (creatinine clearance of
do better with LMWH, which has been shown to be superior to 30-50 mL/min), particularly females with low body weight, because
warfarin for the prevention of recurrent VTE in this population.34 the benefit-to-risk profile of these agents in frail patients is superior
Although some patients with active cancer were included in the to that of conventional therapy.18,27 Dabigatran may not be the best
studies with the NOACs, the numbers are small and studies comparing choice in patients with a history of coronary artery disease because of
NOACs with extended LMWH in patients with VTE in the setting of its higher risk of myocardial infarction compared with warfarin.32
active cancer are lacking. Likewise, NOACs have not been evaluated Dabigatran should be avoided in patients with upper gastrointestinal
in patients with VTE in the setting of antiphospholipid antibody complaints because dyspepsia can occur in as much as 10% of
syndrome (APS) or other high-risk thrombophilic conditions, or in patients treated with this agent, a problem that tends to subside over
patients who develop VTE as a complication of heparin-induced time and can often be resolved by taking the drug with food. Except
thrombocytopenia (HIT). Until more data are available, VTE patients for apixaban, the rate of gastrointestinal bleeding with the NOACs
with APS should receive conventional anticoagulant therapy and is higher than that with warfarin, particularly in the elderly.18,35
those with HIT should be given fondaparinux or a parenteral direct Consequently, apixaban may be the best choice for patients with
thrombin inhibitor. Patients who cannot afford the NOACs should a recent history of gastrointestinal bleeding. Finally, potential
1026 YEH et al BLOOD, 14 AUGUST 2014 x VOLUME 124, NUMBER 7

drug-drug interactions may inform the selection of NOACs. For Finally, although cheaper than LMWH, the NOACs are more
example, as potent inducers of CYP3A4, phenytoin and carbama- expensive than warfarin. However, the cost is likely to decrease
zepine may reduce plasma levels of apixaban or rivaroxaban but will when all 4 agents are licensed for this indication, and with a reduced
not affect the levels of dabigatran or edoxaban. risk of bleeding compared with conventional therapy, the NOACs
The risk of bleeding with NOACs or warfarin is increased with are likely to provide a cost-effective option.44
concomitant use of antiplatelet agents, such as aspirin and nonsteroidal
antiinflammatory drugs, and these agents should be avoided if
possible. For patients who must use aspirin, the daily dose of aspirin
should not exceed 100 mg.
Conclusions and future directions

NOACs for treatment of prevalent cases of VTE The NOACs represent an important advance in VTE treatment. By
streamlining transition of care, they facilitate out-of-hospital treatment
Patients already on warfarin for VTE treatment should be switched and are easier to use and safer than warfarin. Despite the availability
to a NOAC if their INR is erratic. A switch can also be considered of all-oral regimens of rivaroxaban and apixaban, clinicians may be
for patients who find INR testing and warfarin dose adjustment more reluctant to initiate use of them in PE patients than in those with

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burdensome, such as those with limited mobility or patients with DVT. Although more data are needed to evaluate the efficacy and
active lifestyles. For extended treatment, the risk of bleeding is likely safety of the NOACs in patients with PE, even if treatment in these
to be lower with the NOACs than with warfarin, particularly if the patients starts with LMWH, it remains easier to transition and maintain
dose intensity can be reduced, as was investigated with apixaban. them on a NOAC than on warfarin.
Therefore, for patients who have already completed at least 6 months To enable all-oral therapy with dabigatran and edoxaban, starting
of anticoagulant treatment of their index VTE event, apixaban 2.5 mg doses need to be identified and their efficacy and safety determined.
twice daily is a good choice. It remains to be established whether Although the NOACs are a potentially attractive option in patients
reduced dose regimens are effective for extended therapy with the with VTE in the setting of active cancer, they need to be compared
other NOACs and whether such regimens can be used in patients with extended LMWH in such patients. Gastrointestinal disturbances
with a history of recurrent VTE. associated with chemotherapy may limit intake of the NOACs in
Compared with placebo, aspirin produces approximately a 32% cancer patients, and potential drug-drug interactions may increase or
reduction in the risk of recurrence when used for secondary pre- decrease drug exposure. Furthermore, dose titration in cancer patients
vention in patients with unprovoked VTE who have received at least with thrombocytopenia is likely to be more complicated with NOACs
6 months of anticoagulant therapy for their index event.36,37 By than with LMWH. For these reasons, head-to-head trials comparing
contrast, anticoagulants produce an 80% to 90% reduction in the risk the NOACs with extended LMWH in cancer patients with VTE are
of recurrence compared with placebo. Therefore, anticoagulants needed.
should be used instead of aspirin for secondary VTE prevention in Finally, the utility of the NOACs for VTE treatment in vulnerable
most patients, particularly when one considers the convenience of patients, such as those who are morbidly obese, those of very low
the NOACs, their low risk of bleeding, and the fact that with the body weight, pregnant women, nursing mothers, those with serious
lower-dose apixaban regimen, the rates of bleeding approached those thrombophilic defects, or those requiring concomitant antiplatelet
with placebo. therapy, remain to be established. Therefore, additional studies are
needed to optimize the role of NOACs for VTE treatment.

Potential limitations of NOACs for


VTE treatment Acknowledgments
The lack of specific antidotes for the NOACs can complicate their The authors thank Professor Robin Roberts for statistical support.
reversal in patients who require urgent surgery or in those with life- J.I.W. holds the Canada Research Chair (Tier I) in Thrombosis
threatening bleeding, a concern that makes some clinicians hesitant and the Heart and Stroke Foundation J. Fraser Mustard Chair in
to prescribe the NOACs.38 It is important to point out that despite the Cardiovascular Research at McMaster University.
lack of antidotes, the outcome in patients with intracranial bleeds or This study was supported by a Doctoral Scholarship from the
major bleeds in other sites was no worse in patients taking dabigatran Canadian Institutes of Health Research (C.H.Y.).
than in those taking warfarin, and intracranial bleeding was less
frequent with dabigatran than with warfarin.39,40 Likewise, in patients
requiring urgent surgery or interventions, the shorter half-lives of
the NOACs relative to warfarin may be an advantage.41 Emerging
postmarketing data suggest that the safety of the NOACs in the Authorship
real world is similar to that observed in the trials.42 Nonetheless,
antidotes are under development to simplify the reversal of NOACs Contribution: C.H.Y., P.L.G., and J.I.W. analyzed and interpreted
in emergency situations. data, and wrote the manuscript.
In the absence of laboratory monitoring, adherence may be more Conflict-of-interest disclosure: P.L.G. has received honoraria
difficult to assess with NOACs than with warfarin. Ongoing education from Pfizer, Bayer, and Leo. J.I.W. has served as a consultant and
and vigilance by physicians, nurses, and pharmacists can help to received honoraria from Bristol-Myers Squibb, Pfizer, Daiichi Sankyo,
ensure adherence, and there is evidence that persistence with Bayer, Janssen, Boehringer Ingelheim, and Portola. The remaining
therapy may be better with NOACs than with warfarin.43 author declares no competing financial interests.
BLOOD, 14 AUGUST 2014 x VOLUME 124, NUMBER 7 NEW ORAL ANTICOAGULANTS FOR VTE TREATMENT 1027

Correspondence: Jeffrey I. Weitz, Thrombosis and Atherosclerosis EINSTEIN-Extension, Once-daily oral rivaroxaban versus pla-
Research Institute, 237 Barton St E, Hamilton, ON, Canada L8L 2X2; cebo in the long-term prevention of recurrent symptomatic venous
e-mail: weitzj@taari.ca. thromboembolism; Hokusai-VTE, Comparative Investigation of Low
Molecular Weight Heparin/Edoxaban Tosylate Versus Low Molec-
ular Weight Heparin/Warfarin in the Treatment of Symptomatic
Deep-Vein Blood Clots and/or Lung Blood Clots; RE-COVER I,
Appendix Efficacy and Safety of Dabigatran Compared with Warfarin for 6 Month
Treatment of Acute Symptomatic Venous Thromboembolism;
Abbreviations for clinical trials
RE-COVER II, Phase III Study Testing Efficacy & Safety of Oral
AMPLIFY, Apixaban for the Initial Management of Pulmonary Dabigatran Etexilatevs Warfarin for 6 m Treatment of Acute
Embolism and Deep-Vein Thrombosis as First-Line Therapy; Symptomatic Venous Thromboembolism; RE-MEDY, A Phase
AMPLIFY-Extension, Apixaban after the Initial Management of III, Randomized, Multicenter, Double-blind, Parallel-group, Active
Pulmonary Embolism and Deep Vein Thrombosis with First-Line Controlled Study to Evaluate the Efficacy and Safety of Oral
Therapy–Extended Treatment, EINSTEIN-DVT, Oral, direct Factor Dabigatran Etexilate Compared with Warfarin for the Secondary
Xa inhibitor rivaroxaban in patients with acute symptomatic deep Prevention of Venous Thromboembolism; RE-SONATE, Twice-

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vein thrombosis; EINSTEIN-PE, Oral, direct Factor Xa inhibitor daily Oral Direct Thrombin Inhibitor Dabigatran Etexilate in the
rivaroxaban in patients with acute symptomatic pulmonaryembolism; Long Term Prevention of Recurrent Symptomatic VTE.

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