Professional Documents
Culture Documents
ID LEVEL CREDITS
FACILITATOR’S GUIDE
Skills Program Two (2):
Manage and Lead Human
Resources in the Workplace
Copyright
All rights reserved. The copyright of this document, its previous editions and any annexures thereto, is
protected and expressly reserved. No part of this document may be reproduced, stored in a retrievable
system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or
otherwise without the prior permission.
Facilitator Guide Introduction
About the Facilitator This Facilitator Guide provides a comprehensive overview of MANAGE AND
Guide… LEAD HUMAN RESOURCES IN THE WORKPLACE, and forms part of a
series of Facilitator Guides that have been developed for National Certificate:
Public Administration Learning Programme at NQF Level 5, worth 156
credits.
Learner Workbook
Theory 19 Hrs
Practical 29 Hrs
Assessments 2 Hrs
4
Facilitator’s Checklist & Training Aids
Learners are supplied with all resources and aids as required by the program – including:
Objects & devices such as equipment, protective clothing, and safety gear, etc.
Use this checklist below during your preparation to ensure that you have all the equipment,
documents and training aids for a successful session.
Preparation: Yes No
Unit Standard Knowledge – I have familiarised myself with the content of all
aspects of the applicable unit standard
Enterprise knowledge – I know & understand the values, ethics, vision &
mission of the workplace & have prepared my programme delivery, reporting &
administrative tasks accordingly.
Equipment check:
Documentation checklist:
Attendance Register
Course Evaluation
Portfolios of evidence
6
Learning Program Time Frames
Total time
Theoretical learning Practical learning time Activities to
allocated
time allocated (hours) allocated (hours) be completed
(hours)
8
TRAINING PROGRAM
Learner’s Responsibilities
5 min
Etc…
LEARNING UNIT 2:
INTERPRET AND MANAGE CONFLICTS WITHIN THE WORKPLACE
WORKBOOK MEMORANDA
This is a Unit Standard intended for managers in all economic sectors. These managers would
typically be second level managers such as a heads of department, section heads or divisional
PURPOSE:
heads, and may have more than one team reporting to them.
The qualifying learner is capable of:
Demonstrating knowledge of the principles and processes of team building in workplace
activities.
Getting agreement from team members on objectives, timeframes, rules and guidelines
for participation.
Leading team to complete workplace activities.
LEARNING ASSUMED TO BE IN PLACE:
It is assumed that people learning towards this Unit Standard are competent in:
Communication at NQF level 4.
Computer Literacy at NQF level 4.
Questions and Answers below
SESSION 1.
Learning Outcomes
The goals and objectives of the workplace activity are identified and explained with examples.
Styles of team leadership and membership are identified and their impact on team dynamics is
evaluated for the specific organisation.
Principles of effective delegation are identified and explained with relevance to team-building.
Executives, managers and organization staff members universally explore ways to improve business.
Many view team-based, horizontal, organization structures as the best design for involving all
employees in creating business success.
No matter what you call your team-based improvement effort: continuous improvement, total quality,
lean manufacturing or self-directed work teams, you are striving to improve results for customers. Few
organizations, however, are totally pleased with the results their team improvement efforts produce. If
your team improvement efforts are not living up to your expectations, this self-diagnosing checklist
may tell you why. Successful team building, that creates effective, focused work teams, requires
attention to each of the following.
The Director: is a leadership style that tends to appear where the leader has a highly Dominant
personality. Such a leader has a demanding and impatient leadership style. They rarely tolerate
dissension, and act quickly to quell any possible threats (as they will see them) to their leadership
position.
The Persuader: (a style related to profiles showing high Influence) prefers to foster a friendly, open
atmosphere, and to build strong relationships with the members of their team. This approach often
hides the fact, though, that this style is still an assertive and active one, and will react badly where
they believe other members of the team are in some sense taking advantage of their informal style.
The Supporter: (a style based on high Steadiness) tends to see themselves as providing a service
for the team's members, rather than a source of direction. While they understand their responsibilities
as a leader, they will typically seek to establish rapport with the members of their team, providing
support where circumstances require it, and looking for similar support from their members.
The Thinker: (which applies to styles showing high Compliance) represents a leader who works
through planning and structure. We have already seen how highly Compliant types will attempt to
impose authority through procedure and organisation. This is due largely to their desire for certainty -
they will wish to know as much as possible about the operations of the team on a day-by-day level.
1. Determine what you will delegate. Effective delegation begins with defining your
responsibilities. Write down all of your activities and responsibilities. Review your master list and
Diverse Team Membership. There are often several agencies involved, each having different
terminology, goals, and priorities. Members may lack understanding of various agency roles and
contributions to the issues. And, members have different perceptions about how the government
works.
Lack of Policy Guidance. Strategic-level decision-making teams often are not given clearly
defined policy guidance from above due to politics or concerns about media scrutiny. This often
leads to involvement in undesirable arenas.
Low Team Authority. The framework for getting things done is either ambiguous or nonexistent.
Nobody is in charge of the process. The "lead agency" concept is confusing and agencies are
designated without specific guidance. Standard military formats and structures are not useful.
Internal Politics. Bureaucratic bias impedes team performance. Team member mindsets
emphasize agency goals and programs at the expense of overall government objectives. There is
a strong preference for agency autonomy due to narrow budget constraints and rigid resource
controls. A powerful bias against adapting and integrating operations precludes coordinated
implementation.
Organizational Inertia. There is strong inertia toward familiar situation assessments and courses
of action. Members resist change or divergence from existing policies.
Lack of Integration. Sub-groups produce uncoordinated products because they work in parallel,
even when dealing with sequential tasks. There is no coordination mechanism to integrate
subgroup work while in development. In the end, the team staples together disconnected
subgroup products for implementation.
Gaps and Ambiguities. In interagency teams, the economic component and the private sector
often have no spokespersons. The resource dimension security is often lacking, and team
assessments in this area are absent, weak, or wrong.
Activity Questions Description Mark
22 | P a g e ALL COPYRIGHT RESERVED
List the different approaches to decision making with regard to different
5 5
individual views
Using team input is challenging, and it takes preparation and time. As the saying goes, if you put three
people together in a room, you'll often get four opinions. People can often see issues differently – and
they all have different experiences, values, personalities, styles, and needs. Team decision-making
strategies should therefore be used when you want to get participation and achieve consensus. When
time is of the essence, a good decision is one that's made quickly. That doesn't usually happen with
full team decision-making. And when one or two people have the necessary expertise to make the
decision, it doesn't make sense to involve the whole team – the experts provide most of the input and
make the final choice anyway.
However, where the situation is complex, consequences are significant, commitment and buy-in are
important, and where team members can work together maturely, team decision-making is often best.
Goal
Defining a clear goal is important so the group understands what it is trying to achieve. Without a clear
goal or purpose, the team may not be able to identify when the task has been completed or finished.
With a clear goal, the team can unify and focus on the objectives rather than determine what the
objectives should be.
Timeline
It is important to establish a timeline for group selection as well as project finish date (the project finish
date may be defined as ongoing or indefinite). While selecting the "best" members of a group, one
must not lose track of the date by which the group must be formed.
Request a meeting: Is a good idea to request a meeting, especially with superiors, because
usually they are busy and you will want to capture all of his/her attention. When you request a
meeting, you can be sure that the other person will pay attention to your concern. Usually this
type of meetings doesn’t last very long. Remember that our bosses are busy. A half hour to an
hour will be enough.
Present your concern: Don’t be afraid, present your concern. Be open and honest. Ask why you
were not considered. The majority of the times you will be surprised that a) there was not a
reason behind, they just didn’t think about you or b) you can realize the reason behind the
decision. At this point, you will have the opportunity to clarify the perception or you can ask how
you can perform better or in a different way in order to be considered in future projects.
Present your point of view and the reason(s) why you consider you will be a great asset to
the team: If the reason is they didn’t think about you, sell yourself and present your ideas.
Showing them that you have the experience and knowledge, as well as the skills and background
that can benefit the team selected. If you are still not considered, at least they will have an idea of
who you are and it will be a possibility in the future that they will select you. Remember: be clear,
concise and simple.
Discussion and answer of questions: Be prepared to defend your ideas, also to answer
questions. Usually the other person just wants to better understand your point of view. Other
times they just want to know if you really have the knowledge and the experience that you said
you have. Don't be afraid to sell yourself and tell them about your experience and knowledge. An
excellent way to do this is telling stories.
Conclude the meeting: Always conclude the meeting in good and positive terms. Most of the
times a diplomatic conversation is more valuable and can open other opportunities.
If necessary, always follow up the conversation: If after the meeting you get a possibility to
be included in the team, always follow up the conversation to show that you are interested.
Open communication
Negotiation for a “win-win” situation rather than a “win-lose” result
Trust and respect
Acknowledgment of individual differences
Effective listening
Focus on controlling or changing yourself rather than trying to control or change others
Giving everyone fair opportunity to contribute and express their concerns and issues
Genuine appreciation of others, rather than criticism or blame
Understand the needs or others
Disorganisation - You are so disorganised that you always lose the important documents and
you seldom find what you need on your desk and you scarcely ever finish your tasks. Your desk
often looks like it has been hit by a hurricane, and at the end of your working day you carry part of
your paper mess home with the hope that you will order it. You do not keep a proper diary or to-
do list and have no idea of what is most important to do first.
Procrastination - You leave your tasks till the very last minute and when you have to do it you
find that you are under so much pressure that you cannot meet the deadlines.
Inability to say “No " - You feel that you cannot say "no" to requests because that is letting
people down, something that is not in your value system. You cannot say "No" because no one
else can do this task as well as you, or there is no one else to do it.
Learning Unit2
UNIT STANDARD NUMBER : 114226
LEVEL ON THE NQF : 5
CREDITS : 8
FIELD : Business, Commerce and Management Studies
SUB FIELD : Human Resources
As a problem is the least serious of these three. You might agree with a colleague about working
together, but there is a problem about finding time when you are both free.
If you both try hard enough, you will, probably find a solution to the problem.
A dispute arises when there is a clash between the interests, needs, or goals of two individuals or
groups. Both parties are determined to promote their own interests, even if it is at the expense of
others. Disputes can be settled through negotiation, or through compromise where both parties are
prepared to sacrifice on one issue, on condition that they secure another that is important to them.
Disputes sometimes have to be settled by inviting a third party to intervene.
A conflict is deeper and more serious than a dispute. Conflicts arise when individuals or groups
believe that their interests are incompatible, and they often take very aggressive action to protect
and secure their interests
Some people use these terms interchangeably, but the following distinction is useful:
a conflict thinker assumes there will always be conflict, and therefore talks about the need to
find ways to benefit from and manage conflict
29 | P a g e ALL COPYRIGHT RESERVED
a consensus thinker assumes that conflict is an aberration and that the aim should be to
remove conflict, and therefore talks about the need to resolve conflict
Activity Mark
Questions Description
6 What are functions of conflict? 10
What positive things have happened to you as a result of conflict? Here are some of the positive
aspects noted by Coser (1956):
Conflict helps establish our identity and independence . Conflicts, especially at earlier
stages of your life, help you assert your personal identity as separate from the aspirations,
beliefs and behaviors of those around you.
Intensity of conflict demonstrates the closeness and importance of relationships .
Intimate relationships require us to express opposing feelings such as love and anger. The
coexistence of these emotions in a relationship creates sharpness when conflicts arise. While
the intensity of emotions can
threaten the relationship, if they are dealt with constructively, they also help us measure the
depth and importance of the relationship.
Conflict can build new relationships . At times, conflict brings together people who did not
have a previous relationship. During the process of conflict and its resolution, these parties
may find out that they have common interests and then work to maintain an ongoing
relationship.
Conflict can create coalitions. Similar to building relationships, sometimes adversaries
come together to build coalitions to achieve common goals or fend off a common threat.
During the conflict, previous antagonism is suppressed to work toward these greater goals.
Conflict serves as a safety-valve mechanism which helps to sustain relationships .
Relationships which repress disagreement or conflict grow rigid over time, making them
brittle. Exchanges of conflict, at times through the assistance of a third party, allow people to
vent pent-up hostility and reduce tension in a relationship.
Conflict helps parties assess each other’s power and can work to redistribute power in
a system of conflict . Because there are few ways to truly measure the power of the other
party, conflicts sometimes arise to allow parties to assess one another's strength. In cases
where there is an imbalance of power, a party may seek ways to increase its internal power.
This process can often change the nature of power within the conflict system.
Conflict establishes and maintains group identities . Groups in conflict tend to create
clearer boundaries which help members determine who is part of the “in-group” and who is
part of the “outgroup”. In this way, conflict can help individuals understand how they are part
of a certain group and mobilize them to take action to defend the group’s interests.
Conflicts enhance group cohesion through issue and belief clarification When a group
is threatened, its members pull together in solidarity. As they clarify issues and beliefs,
The following questions and dilemmas are ones that are useful to consider in a conflict analysis
process.
1. Who are the parties relevant to the conflict situation?
2. What are the positions of each party in the conflict?
3. What are the needs and interests of each party? [In other words, what are they saying without
saying? What lies beyond the spoken word?]
4. What is the relative power, status and resources of each part in the conflict?
5. What are the processes they are using to pursue their interest in conflict with other?
6. Within what framework, structure or system is the conflict taking place?
7. How are decisions made and conflict resolved/transformed in the situation?
8. What external factors impact the conflict?
9. What outcome does each party expect?
10. What are the possible changes as the result of the resolution/transformation of the conflict at
following levels:
a) Personal,
b) Relational,
c) Structural/systems,
d) culture/traditions, and
e) Spiritual.
Regardless of the level of conflict, there are differing approaches to deal with the incompatibilities that
exist. Conflict can result in destructive outcomes or creative ones depending on the approach that is
taken. If we can manage conflict creatively, we can often find new solutions that are mutually
Given interdependence, three general strategies have been identified that the parties may take toward
dealing with their conflict; win-lose, lose-lose, and win-win (Blake, Shepard & Mouton, 1964).
1. The win-lose approach is all too common. People learn the behaviors of destructive
conflict early in life – competition, dominance, aggression and defense permeate many of our
social relationships from the family to the school playground. The “fixed pie” assumption is
made, often incorrectly, that what one party gains, the other loses. The strategy is thus to
force the other side to capitulate. Sometimes, this is done through socially acceptable
mechanisms such as majority vote, the authority of the leader, or the determination of a
judge.
3. The win-win approach is a conscious and systematic attempt to maximize the goals of
both parties through collaborative problem solving. The conflict is seen as a problem to be
solved rather than a war to be won. The important distinction is we (both parties) versus the
problem, rather than we (one party) versus they (the other party). This method focuses on the
needs and constraints of both parties rather than emphasizing strategies designed to
conquer.
Full problem definition and analysis and development of alternatives precede consensus
decisions on mutually agreeable solutions. The parties work toward common and
superordinate goals, i.e., ones that can only be attained by both parties pulling together.
32 | P a g e ALL COPYRIGHT RESERVED
There is an emphasis on the quality of the long term relationships between the parties, rather
than short term accommodations. Communication is open and direct rather than secretive
and calculating.
Threat and coercion are proscribed. The assumption is made that integrative agreements are
possible given the full range of resources existing in the relationship. Attitudes and behaviors
are directed toward an increase of trust and acceptance rather than an escalation of
suspicion and hostility. The win-win approach requires a very high degree of patience and
skill in human relations and problem solving.
1. If there is a dispute about the interpretation or application of any provision of this Chapter,
any party to the dispute may refer the dispute in writing to-
(a) a council, if the parties to the dispute fall within the registered scope of that council; or
(b) the Commission, if no council has jurisdiction.
2. The party who refers the dispute must satisfy the council or the Commission that a copy of
the referral has been served on all the other parties to the dispute.
3. The council or the Commission must attempt to resolve the dispute through conciliation.
4. If the dispute remains unresolved, any party to the dispute may refer it to the Labour Court
for adjudication
So what’s the difference? The distinction is acknowledgement. Your role is to help the employee gain
a deeper understanding of her own interests and needs; to define concepts and words in a way that
expresses her values (i.e. respect means something different to each one of us); and to make her feel
acknowledged someone sees things from her point of view.
Making an acknowledgement is tricky in corporate settings. Understandably, you want to help the
employee but are mindful of the issues of corporate liability. You can acknowledge the employee even
while safeguarding your company.
Simply put, acknowledgement does not mean agreement. It means letting the employee know that
you can see how he got to his truth. It doesn't mean taking sides with the employee or abandoning
your corporate responsibilities. Acknowledgement can be the bridge across misperceptions.
3. Be a Good Transmitter
Messages transmitted from one person to the next are very powerful. Sometimes people have
to hear it from the horse’s mouth. Other times, you will have to be the transmitter of good
thoughts and feelings. Pick up those gems, those positive messages that flow when
employees feel safe and heard in mediation, and present them to the other employee. Your
progress will improve.
We are all human. You know how easy it is to hold a grudge, or assign blame. Sharing gems
appropriately can help each employee begin to shift their perceptions of the situation, and
more importantly, of each other. To deliver polished gems, try to:
4. Recognize Power
Power is a dominant factor in mediation that raises many questions: What is it? Who has it?
How to do you balance power? Assumptions about who is the powerful one are easy to make
and sometimes wrong. Skillful conflict resolvers recognize power dynamics in conflicts and
are mindful about how to authentically manage them. You can recognize power by being
aware that:
Power is fluid and exchangeable Employees possess power over the content and their
process (think of employees concerns as the water flowing into and being held by the
container) Resolvers possess power over the mediation process (their knowledge, wisdom,
experience, and commitment form the container) Your roles as an HR professional and
resolver will have a significant impact on power dynamics
QUESTION 15
QUESTION 16
Give a brief explanation of each of these ten roles and qualities of a leader:
Have vision
Make decisions
Take risks
Motivate others
Build teams
Possess self-knowledge
Display integrity
Pursue lifelong learning
Communicate effectively
Help others succeed
Leaders are both born and made. Managers don't become leaders overnight. Even “born” leaders
don’t start out possessing all these skills. To be a strong leader, you need to:
1. Have vision. Leaders have a clear sense of where they want to go and how they intend to get
there. They see the big picture, then create a strategic plan for achieving their goals.
3. Take risks. Leaders have the courage to act in situations where results aren’t assured. They're
willing to risk failure
4. Motivate others. Leaders can articulate their vision and ideals to others, convincing them of the
value of their ideas. They can inspire people to work toward common goals and to achieve things they
never thought they could do.
5. Build teams. Leaders create productive teams that draw the best from people. They effectively
coach teams in collaboration, consensus building, and conflict resolution.
6. Possess self-knowledge. Leaders know their own strengths and weaknesses and are able to view
their behavior objectively. They recognize their shortcomings, open themselves to feedback, and are
willing to make changes when necessary.
7. Display integrity. Leaders must be trustworthy before others will follow them. Warren Bennis, The
Leadership Institute, University of Southern California, says qualities that establish trust are
competence, constancy, caring, candor, and congruity, which he defines as authenticity, reliability,
and feeling comfortable with oneself.
8. Pursue lifelong learning. Leaders have a desire to continually learn and grow and are open to
new ideas.
9. Communicate effectively. Leaders can convey their ideas to diverse individuals and adjust their
styles to meet the needs of the people they lead.
10. Help others succeed. Leaders empower others and go out of their way to help them achieve
QUESTION 17
Leadership is setting a new direction or vision for a group that they follow, ie: a leader is the
spearhead for that new direction
The difference between leadership and management can be illustrated by considering what happens
when you have one without the other.
Present in tabular form, the roles and qualities of a leader and a manager, in terms of the
following: Essence, Focus, Have, Horizon ,Seeks, Approach, Decision, Power, Appeal to,
Energy, Culture, Dynamic, Persuasion, Style, Exchange, Likes, Wants, Risk, Rules, Conflict,
Direction, Truth, Concern, Credit, Blame
QUESTION 19
By definition, managers have subordinates - unless their title is honorary and given as a mark of
seniority, in which case the title is a misnomer and their power over others is other than formal
authority.
Managers have a position of authority vested in them by the company, and their subordinates work for
them and largely do as they are told. Management style is transactional, in that the manager tells the
subordinate what to do, and the subordinate does this not because they are a blind robot, but
because they have been promised a reward (at minimum their salary) for doing so.
Work focus
Managers are paid to get things done (they are subordinates too), often within tight constraints of time
and money. They thus naturally pass on this work focus to their subordinates.
Seek comfort
An interesting research finding about managers is that they tend to come from stable home
backgrounds and led relatively normal and comfortable lives. This leads them to be relatively risk-
Leaders do not have subordinates - at least not when they are leading. Many organizational leaders
do have subordinates, but only because they are also managers. But when they want to lead, they
have to give up formal authoritarian control, because to lead is to have followers, and following is
always a voluntary activity.
Telling people what to do does not inspire them to follow you. You have to appeal to them, showing
how following them will lead to their hearts' desire. They must want to follow you enough to stop what
they are doing and perhaps walk into danger and situations that they would not normally consider
risking.
Leaders with a stronger charisma find it easier to attract people to their cause. As a part of their
persuasion they typically promise transformational benefits, such that their followers will not just
receive extrinsic rewards but will somehow become better people.
People focus
Although many leaders have a charismatic style to some extent, this does not require a loud
personality. They are always good with people, and quiet styles that give credit to others (and take
blame on themselves) are very effective at creating the loyalty that great leaders engender.
Although leaders are good with people, this does not mean they are friendly with them. In order to
keep the mystique of leadership, they often retain a degree of separation and aloofness.
This does not mean that leaders do not pay attention to tasks - in fact they are often very
achievement-focused. What they do realize, however, is the importance of enthusing others to work
towards their vision.
Seek risk
In the same study that showed managers as risk-averse, leaders appeared as risk-seeking, although
they are not blind thrill-seekers. When pursuing their vision, they consider it natural to encounter
problems and hurdles that must be overcome along the way. They are thus comfortable with risk and
A surprising number of these leaders had some form of handicap in their lives which they had to
overcome. Some had traumatic childhoods, some had problems such as dyslexia, others were shorter
than average. This perhaps taught them the independence of mind that is needed to go out on a limb
and not worry about what others are thinking about you.
QUESTION 20
List and discuss at least 8 Theories of leadership
QUESTION 21
Great man theories assume that the capacity for leadership is inherent – that great leaders are born,
not made. These theories often portray great leaders as heroic, mythic and destined to rise to
leadership when needed. The term "Great Man" was used because, at the time, leadership was
thought of primarily as a male quality, especially in terms of military leadership. Learn more about the
great man theory of leadership.
2. Trait Theories:
Similar in some ways to "Great Man" theories, trait theories assume that people inherit certain
qualities and traits that make them better suited to leadership. Trait theories often identify particular
personality or behavioral characteristics shared by leaders. If particular traits are key features of
leadership, then how do we explain people who possess those qualities but are not leaders? This
question is one of the difficulties in using trait theories to explain leadership.
3. Contingency Theories:
41 | P a g e ALL COPYRIGHT RESERVED
Contingency theories of leadership focus on particular variables related to the environment that might
determine which particular style of leadership is best suited for the situation. According to this theory,
no leadership style is best in all situations. Success depends upon a number of variables, including
the leadership style, qualities of the followers and aspects of the situation.
4. Situational Theories:
Situational theories propose that leaders choose the best course of action based upon situational
variables. Different styles of leadership may be more appropriate for certain types of decision-making.
5. Behavioral Theories:
Behavioral theories of leadership are based upon the belief that great leaders are made, not born.
Rooted in behaviorism, this leadership theory focuses on the actions of leaders not on mental
qualities or internal states. According to this theory, people can learn to become leaders through
teaching and observation.
6. Participative Theories:
Participative leadership theories suggest that the ideal leadership style is one that takes the input of
others into account. These leaders encourage participation and contributions from group members
and help group members feel more relevant and committed to the decision-making process. In
participative theories, however, the leader retains the right to allow the input of others.
7. Management Theories:
Management theories, also known as transactional theories, focus on the role of supervision,
organization and group performance. These theories base leadership on a system of rewards and
punishments. Managerial theories are often used in business; when employees are successful, they
are rewarded; when they fail, they are reprimanded or punished. Learn more about theories of
transactional leadership.
8. Relationship Theories:
Relationship theories, also known as transformational theories, focus upon the connections formed
between leaders and followers. Transformational leaders motivate and inspire people by helping
group members see the importance and higher good of the task. These leaders are focused on the
performance of group members, but also want each person to fulfill his or her potential. Leaders
with this style often have high ethical and moral standards.
QUESTION 22
QUESTION 23
The leadership theories and styles discussed so far fit within formal theoretical frameworks. However,
many more terms are used to describe leadership styles, even if these don't fit within a particular
system. It's worth understanding these!
1. Autocratic leadership
Autocratic leadership is an extreme form of transactional leadership, where leaders have absolute
power over their workers or team. Staff and team members have little opportunity to make
suggestions, even if these would be in the team's or the organization's best interest.
Most people tend to resent being treated like this. Therefore, autocratic leadership often leads to high
levels of absenteeism and staff turnover. However, for some routine and unskilled jobs, the style can
remain effective because the advantages of control may outweigh the disadvantages.
2. Bureaucratic leadership
Bureaucratic leaders work "by the book." They follow rules rigorously, and ensure that their staff
follows procedures precisely. This is a very appropriate style for work involving serious safety risks
(such as working with machinery, with toxic substances, or at dangerous heights) or where large sums
of money are involved (such as handling cash).
3. Charismatic leadership
A charismatic leadership style can seem similar to transformational leadership, because these leaders
inspire lots of enthusiasm in their teams and are very energetic in driving others forward. However,
charismatic leaders can tend to believe more in themselves than in their teams, and this creates a risk
that a project, or even an entire organization, might collapse if the leader leaves. In the eyes of the
Although democratic leaders make the final decisions, they invite other members of the team to
contribute to the decision-making process. This not only increases job satisfaction by involving team
members, but it also helps to develop people's skills. Team members feel in control of their own
destiny, so they're motivated to work hard by more than just a financial reward.
Because participation takes time, this approach can take longer, but often the end result is better. The
approach can be most suitable when working as a team is essential, and when quality is more
important than speed to market, or productivity.
5. Laissez-faire leadership
This French phrase means "leave it be," and it's used to describe leaders who leave their team
members to work on their own. It can be effective if the leader monitors what's being achieved and
communicates this back to the team regularly. Most often, laissez-faire leadership is effective when
individual team members are very experienced and skilled self-starters. Unfortunately, this type of
leadership can also occur when managers don't apply sufficient control.
This is the opposite of task-oriented leadership. With people-oriented leadership, leaders are totally
focused on organizing, supporting, and developing the people in their teams. It's a participative style,
and it tends to encourage good teamwork and creative collaboration.
In practice, most leaders use both task-oriented and people-oriented styles of leadership.
7. Servant leadership
This term, created by Robert Greenleaf in the 1970s, describes a leader who is often not formally
recognized as such. When someone, at any level within an organization, leads simply by meeting the
needs of the team, he or she is described as a "servant leader."
In many ways, servant leadership is a form of democratic leadership, because the whole team tends
to be involved in decision making.
Supporters of the servant leadership model suggest that it's an important way to move ahead in a
world where values are increasingly important, and where servant leaders achieve power on the basis
of their values and ideals. Others believe that in competitive leadership situations, people who
practice servant leadership can find themselves left behind by leaders using other leadership styles.
9. Transactional leadership
This style of leadership starts with the idea that team members agree to obey their leader totally when
they accept a job. The "transaction" is usually the organization paying the team members in return for
their effort and compliance. The leader has a right to "punish" team members if their work doesn't
meet the pre-determined standard.
Team members can do little to improve their job satisfaction under transactional leadership. The
leader could give team members some control of their income/reward by using incentives that
encourage even higher standards or greater productivity. Alternatively, a transactional leader could
practice "management by exception" – rather than rewarding better work, the leader could take
corrective action if the required standards are not met.
Transactional leadership is really a type of management, not a true leadership style, because the
focus is on short-term tasks. It has serious limitations for knowledge-based or creative work, however
it can be effective in other situations.
Learning Unit4
UNIT STANDARD NUMBER : 116928
LEVEL ON THE NQF : 5
CREDITS : 14
FIELD : Business, Commerce and Management Studies
SUB FIELD : Generic Management
"Organizational culture" refers to the importance that is attached to the development of people and
the norms, values and beliefs that reinforce or discourage people development in general and the
advancement of the historically disadvantaged in particular. Anorganizational culture that supports
people development is characterized by the following:
3 evaluation of performance based on results achieved in terms of short and long term objectives;
the development of people is a key result area for managers and performance in this area is
measured and rewarded/sanctioned in a meaningful way;
managers understand the process of development and their roles in this process;
This refers to the extent to which the development of employees in general occurs in the organization.
The importance of this issue rests on the assumption that the creation and maintenance of standards
(whether in terms of quality or output, etc.) relies in large measure on well-trained staff who are
responsible for the development of those who report to them. Development should not be perceived,
however, in racial or gender terms. Development is rather characterized by:
Diversity in the workplace encompasses a range of elements. Differences in national origin, primary
language, religion, social status and age can benefit or harm organizations. Managing diversity
effectively is the key to leveraging the advantages and minimizing the disadvantages of diversity in
the workplace.
Diverse Experience
Co-workers with diverse cultural backgrounds bring unique experiences and perceptions to the table
in groups and work teams. Pooling the diverse knowledge and skills of culturally distinct workers
together can benefit companies by strengthening teams' productivity and responsiveness to changing
conditions. Each employee in a diverse workplace possesses unique strengths and weaknesses
derived from their culture in addition to their individuality. When managed properly, diversity in the
workplace can leverage the strengths and complement the weaknesses of each worker to make the
impact of the workforce greater than the sum of its parts.
Another advantage of workplace diversity is the opportunity for employees' personal growth. Being
exposed to new ideas, cultures and perspectives can help individuals to reach out intellectually and
gain a clearer view of their surroundings and their place in the world. Spending time with culturally
diverse co-workers can slowly break down the subconscious barriers of ethnocentrism and
xenophobia, encouraging employees to be more well-rounded members of society.
Communication Issues
Diversity impacts workplace communication in positive and negative ways. Between co-workers,
diversity can place impediments in the way of effective communication, which can directly dampen
productivity and the cohesiveness of small groups. Spending time with diverse employees can break
down communication barriers over the long-term, but first impressions and co-workers' orientation
periods can be difficult to control when cultures clash. Diversity can strengthen your company's
relationships with specific customer groups by making communication more effective. Customer
service representatives can be paired up with customers from their specific demographic, making the
Integration Issues
Social integration at work can only be influenced to a small degree. The formation of cliques and
exclusive social groups is a natural process that can be impossible to control at times. Because of
this, companies can experience informal divisions in their staff, creating a situation where culturally
diverse employees avoid exposure to each other during break times and after work. Although there
is nothing fundamentally wrong with this scenario, it can hinder the effectiveness of sharing
knowledge, skills and experience, thus curbing productivity growth and the effectiveness of teams.
Sexism
Racism (including anti-Arabism and anti-Semitism)
Classism
Ableism
Homophobia
Ageism
Activity Questions Description Mark
5 What does “racism” mean, and what are its manifestations? 10
1. Racism is often equated with hatred, so it may be defined as “hating people because of their
race or color.” Hatred, of course, is something inward. We should be quick to recognize it in
ourselves, slow to accuse others of it. Unfortunately, in the current discussion, the reverse is often
true. People quickly accuse others of racial hatred, but they almost never admit such hatred in
themselves. That is one thing that goes wrong in current discussions of race.
Certainly it is sinful, and irrational, to hate someone merely because of ancestry or skin color.
A person cannot help who his ancestors were, and ancestry alone never makes a person worthy of
hatred.
I do not doubt that such irrational racial hatred exists, but I suspect it is more rare than many ethical
writers and news commentators suppose. Most of the time, what we call “racial hatred” is really
Activity Mark
Questions Description
Explain how discrimination and prejudices are experienced by all South
6 10
African as part of daily life
In terms of the Population Registration Act of 1950, all South Africans were classified for legal
purposes according to the racial categories of white, black, and colored, with the Indian population
group constituting a distinct section within the colored community. The racist laws of apartheid South
Africa never attempted to define race as such and applied different criteria so as to be able to allocate
racial classifications to all its citizens. Being "white" depended on a person's appearance and general
acceptance by other members of the white community, whereas being Native/Bantu/black/African
depended on a person's belonging to an aboriginal race or tribe of Africa. A "colored person" was
defined as someone who was neither white nor black. It is perhaps interesting to note that although
Chinese persons were classified as colored, Japanese persons were classified as white.
Based on this classification, apartheid was particularly noted for the totalitarian interference of the
state in the private sphere of peoples' day-to-day lives. In apartheid South Africa, the state prescribed,
with race as the prime criterion, whom one could marry, where one could reside and own property,
what schools and universities one would be allowed to attend, and which jobs were reserved for one.
The state dictated to sports clubs whom they could admit as members, and against whom they were
permitted to compete. The sick had to be conveyed in racially exclusive ambulances, could receive
blood transfusions only from donors of their own racial groups, and could qualify for treatment only in
racially defined hospitals. The state even regulated, with race as the prime criterion, who would be
allowed to attend church services in some regions, and where one could be buried.
The implementation of segregation in pre-1994 South Africa was designed to secure the political
dominance and the economic and social privileges of the white population group. When the Union of
South Africa was established in 1910, political rights in the provinces of Natal, the Orange Free State,
and Transvaal were almost exclusively confined to whites. Indians had been disfranchised by the
British colonial authorities of Natal in 1896, but those who at that time were already registered voters
retained their right to vote for life. When the 1948 elections were held, only two Indians were still on
the voter rolls. In the Cape of Good Hope, Africans and coloreds had (qualified) franchise rights, and
those rights were afforded entrenched protection in the Constitution of the Union of South Africa;
however, Cape of Good Hope African voters were disfranchised by the legislature under United Party
rule in 1936, and Cape coloreds were deprived of their voting rights by the legislature under National
Party rule in 1956. The South African Constitution of 1983 reinstated political rights for coloreds and
Indians, but did so on a racist basis. It created segregated legislative chambers for the colored and
Indian population groups, elected by the colored and Indian voters (respectively). The constitution was
carefully crafted to afford dominance to the white chamber of Parliament in all matters, including those
over which the coloreds and Indians supposedly had primary jurisdiction. Because of the constitution's
As prescribed by the Bantu Land Act of 1913 and the Bantu Trust and Land Act of 1936, portions
of South Africa were demarcated for exclusive occupation by Africans. Although the African
communities comprised approximately 80 percent of the South African population, the land allocated
for their occupation constituted no more than 13 percent of the territory comprising the South African
state. In 1951 the South African government appointed a commission instructed by the governor-
general "to conduct an exhaustive enquiry into and report on a comprehensive scheme for the
rehabilitation of the Native Areas with a view to developing within them a social structure in keeping
with the culture of the Native, and based on effective socioeconomic planning." The commission,
chaired by Frederick Tomlinson, professor of Agricultural Economy at the University of Pretoria,
submitted its report to Parliament in 1954. It among other things calculated the costs of extending the
African homelands and of creating economic incentives that might prompt Africans to remain in, return
to, or settle in their respective ethnic homelands. The government rejected those recommendations as
being too costly and instead embarked on a policy of separating the races by means of legal coercion.
H. F. Verwoerd (1901966), commonly regarded as the architect of apartheid, transformed the
Tomlinson recommendations into a policy that promoted the political "independence" of the black
homelands, demarcated on an ethnic (tribal) basis. In due course eight black self-governing territories
were proclaimed: Bophuthatswana, Ciskei, Lebowa, Transkei, Venda, Gazankulu, Qwaqwa, and
kwaZulu. Four opted for independence: Transkei in 1976, Bophuthatswana in 1977, Venda in 1979,
and Ciskei in 1981. In the UN, South Africa claimed that the policy of separate development was
congruent with the right of its population groups to self-determination as proclaimed in international
law. Not so, responded the UN: The right to self-determination presupposes participation of the
people in the legislative and executive structures of the state that determine their fate, whereas the
independence of the black homelands was imposed on the peoples of those territories without their
consent. Further, the black homelands were never accepted as independent political entities by the
international community of states.
The movement of Africans to and within the main employment centers of the country was regulated by
the Blacks (Urban Areas) Consolidation Act of 1945. Africans required special permission to enter
and to remain within an urban area and had to carry a reference book at all times that would indicate
their right to be at a particular place within the countryhe so-called dom pass (dommeaning stupid). As
part of the Group Areas Act of 1966 (which consolidated earlier similar legislation), separate
residential areas were designated for occupation by whites, Africans, coloreds, and Indians within the
towns and cities of the country.
The South African exploitation of the African population group, and to a lesser extent the Indian and
colored communities, was carried out in such a way as to preserve the privileged political, economic,
and social status of white South Africans in a racially defined elitist oligarchy. Educational facilities,
residential areas, and job opportunities reserved for persons of color were considerably inferior to
50 | P a g e ALL COPYRIGHT RESERVED
those at the disposal of the dominant white communityoth in quality and in degree of availability.
The group areas reserved for occupation by members of a particular population groups other than
whites were almost invariably far removed from the business districts and employment centers, and
the residential areas reserved for Africans and coloreds were conspicuously inferior, as far as
locality, infrastructure, and aesthetic appeal were concerned. When Verwoerd, Minister of Bantu
Affairs at the time, introduced in Parliament the Bantu Education Act of 1953, he sought to justify
the inferior education of blacks by invoking the system of job reservation imposed on the black
community as part of the apartheid system:
Equality is about ‘creating a fairer society, where everyone can participate and has the opportunity to
fulfil their potential’ . By eliminating prejudice and discrimination, the NHS can deliver services that are
personal, fair and diverse and a society that is healthier and happier. For the NHS, this means
making it more accountable to the patients it serves and tackling discrimination in the work place
Historically, employers and services have ignored certain differences such as background, personality
and work style However, individual and group diversity needs to be considered in order to ensure that
everybody‘s needs and requirements are understood and responded to within employment practice
and service design and delivery.
QUESTION 25
Emotional intelligence (EI) is a skill or ability in the case of the trait EI model, a
self-perceived ability to identify, assess, and control the emotions of oneself, of
others, and of groups. Various models and definitions have been proposed of
which the ability and trait EI models are the most widely accepted in the
scientific literature. Criticisms have centered on whether the construct is a real
intelligence and whether it has incremental validity over IQ and the Big Five
personality dimensions.
Emotional Intelligence (EQ) is sometimes described as more important than IQ, since EQ helps us to
understand our life, our values better. Psychologists have established through various tests and
scientific evaluations that having better Emotional Intelligence is a must for making healthy choices in
every aspects of life.
Emotional Intelligence, or EQ for short, is a group of traits or abilities which relate to the emotional
sides of life.
1. Knowing our own emotions: Emotions are termed as powerful reactions. It means to say that
everyone should be aware of his emotions. However, this is not the case. It has been proved
that some are highly aware of their emotional side of life, and others are perfectly oblivious to
their emotions. It has some serious implications for day-to-day life. If one is not aware of his
emotions how can one make a judgment like whom to marry, whom to date with, or which car
to buy. Second, it has been observed that when one is not has any inkling about one’s
emotions then they are found to be low in expressiveness. Expressiveness means showing
your expressions through facial expressions, body language, and other gestures. Lack of
expressiveness hurts in terms of interpersonal relationships since, other people will find it
tough to decipher the inner world of that person. Hence, being aware of one’s emotions is a
must.
2. Managing your own emotions: In day-to-day life, often we try to manage our emotions. It is
like regulating the nature, intensity and expression of concerned emotions. For example, if we
don’t get expected grade in the examination, we try to remain calm before our parents,
nevertheless, the emotions running behind our face is not good. Managing emotions is very
much important for your mental health and for keeping your interaction with others efficient.
3. Motivating ourselves: To get something special in our life, one thing that matters most is self
motivation. Motivating oneself to work hard and be on right direction is one of the main
aspects of Emotional Intelligence. Being high in this can give surprising results for any
individual.
4. Recognizing and influencing others’ emotions: This relates to the ability to understand others
exactly. It is to recognize their mood and the emotions that they had at any point of time. As
life experience says, this ability is very much valuable in practical settings. For example,
understanding others’ mood and emotions exactly can say us whether it is the right time or
not to ask for a favor.
QUESTION 27
Emotional Intelligence does not fit the classic historical models of leadership. The latter are usually
associated with great figures of military history and conjure up charismatic and sometimes despotic
images. However, people often use the same language for leadership today - bold, brave and tough
with a strong sense of purpose and resolve. However, this does not fit today's needs, because:
Today’s workforce does not accept the autocratic style often adopted by leaders following
historical models of leadership.
Leadership has had to evolve to match a growing sense of democracy and independence in
the workforce
Employees now have far more options and choices than the foot soldiers of yesterday
QUESTION 28
Self-esteem is a term in psychology to reflect a person's overall evaluation or appraisal of his or her
own worth. Self-esteem encompasses beliefs (for example, "I am competent", "I am worthy") and
emotions such as triumph, despair, pride and shame[citation needed]: some would distinguish how
'the self-concept is what we think about the self; self-esteem, the positive or negative evaluation of the
self, is how we feel about it'.
Self-esteem can apply specifically to a particular dimension (for example, "I believe I am a good writer
and I feel happy about that") or have global extent (for example, "I believe I am a bad person, and feel
bad about myself in general"). Psychologists usually regard self-esteem as an enduring personality
characteristic ("trait" self-esteem), though normal, short-term variations ("state" self-esteem) also exist
Importance
Abraham Maslow states that no psychological health is possible unless the essential core of the
person is fundamentally accepted, loved and respected by others and by her or his self. Self-esteem
54 | P a g e ALL COPYRIGHT RESERVED
allows people to face life with more confidence, benevolence and optimism, and thus easily reach
their goals and self-actualize. It allows oneself to be more ambitious, but not with respect to
possessions or success, but with respect to what one can experience emotionally, creatively and
spiritually. To develop self-esteem is to widen the capacity to be happy; self-esteem allows people to
be convinced they deserve happiness. Understanding this is fundamental, and universally beneficial,
since the development of positive self-esteem increases the capacity to treat other people with
respect, benevolence and goodwill, thus favoring rich interpersonal relationships and avoiding
destructive ones. For Erich Fromm, love of others and love of ourselves are not alternatives. On the
contrary, an attitude of love toward themselves will be found in all those who are capable of loving
others. Self-esteem allows creativity at the workplace, and is a specially critical condition for teaching
professions.
QUESTION 29
Self-confidence
Realistic self-assessment
Self-deprecating sense of humor
Self-awareness is the basis for the other components of emotional intelligence. It refers to a person's
capacity for being aware of how they are feeling. In general, more self-awareness allows a person to
more effectively guide their own lives and behaviors
Being aware of emotions requires reflection. If one learns to pause, to focus inward, and to seek one's
emotions, one can become more aware of them. You might begin asking yourself several times during
a normal day, "What am I feeling now?" If you question yourself frequently for a week, you will
probably be able to notice what you feel more readily. Then the challenge--one accepted by people
with high emotional intelligence--is to manage those emotions in a more positive way. People who
develop a high emotional intelligence do not yield to their emotions easily--rather they seek to manage
them.
Emotional awareness: Recognizing ones emotions and their effects. People with this competence:
QUESTION 30
QUESTION 30
Identify and describe each of the Steps involved in Improving Feedback in the Workplace
Many studies of both the animal kingdom and people show that when leaders exhibit a quality, others
imitate that quality hoping to find favor with the “boss.” IBM’s moniker “Big Blue” didn’t come from the
color of the logo but from the color of the suits founder Thomas Watson Sr. wore to work everyday . . .
as did any aspiring manager.
Almost every business today has tried some form of open-session feedback forums. Brown-bag
lunches and skip-level meetings are just a few techniques. They often last for a month or several
months, but over time, they tend to run their course and vanish like steam on a freezing day. Why ?
People tend to either lose interest or are too busy to participate in these more formal activities.
Nevertheless, as managers interact with employees in day-to-day routines, they should collect and
provide feedback regularly. Any personalized comment reinforcing or constructively offering
alternatives to actions is attention showered on employees. People respond well to attention, even if
it’s an alternative suggestion to what they are doing.
3. Ask questions
Rather than wait for feedback to be offered, an effective leader asks questions, thereby opening the
door to receive feedback. “How is the development going ?” “How is your relationship with department
X’s team ?” “Do you have the resources you need to complete the project on time?” “Am I providing
enough, the right, and timely information you need ?”
Feedback often says more about the giver than about you, the receiver. This phenomenon occurs
because feedback provides insights into the issues the feedback-giver has with you, and those issues
often reside within the giver and have nothing at all to do with you. That is why I always invoke the
three-times rule.
The first time I hear a piece of feedback; I thank the giver and tuck it away in my memory. The second
time I hear the same piece of feedback from a different source, I listen a lot closer to what the person
is saying. If I hear the same piece of feedback from a third party, I must decide if I am going to act on
that feedback or not. This technique provides people with permission to not re-act immediately to
feedback with a knee-jerk, defensive reaction, but gives them time to process the information they’ve
received and determine for themselves its relevancy.
One of the most effective techniques in gathering feedback is initiating a formal feedback process to
develop a baseline for development. The process might start with an anonymous feedback data-
collection system, such as the 360° Partnering Quotient Assessment offered by Partnership
Continuum, Inc.
The assessment allows an individual to gather input from teams, peers, bosses, and partners or can
be tailored to collect data from customers, suppliers, and community members as well as internal
sources, richly broadening the impact and importance of the feedback. Using a safe and secure
methodology, the assessment allows raters the freedom to provide honest and candid feedback. From
that point, the assessed individual can determine what areas of improvement he or she would like to
tackle. It is important however, to close the communication loop by setting goals around the feedback
and continuing to ask for feedback on progress.
Dean DeGroot, a Partnership Continuum consultant and licensed psychologist, cites a study by Keilty,
Goldsmith & Company, documenting “The Impact of Direct Report Feedback and Follow-up on
Leadership Effectiveness.” The study validated the hypothesis that leaders who frequently ask direct
reports for feedback about their progress on development goals are 95 percent more likely to be
perceived as actually making progress on those goals.
Dialogue with direct reports about areas for improvement along with the action plan
Follow up with direct reports to check progress and receive further feedback
Several months after these dialogues, direct reports were surveyed, with the following questions:
To what degree did the manager follow up on the initial dialogue about plans for
improvement?
For those managers who responded and did a little follow up, two-thirds of the leaders were viewed as
more effective; those who did some follow up were 89 percent more effective; and those who did
frequent follow up were 95 percent more effective.
Feedback not only enables managers to appear more effective, research conducted at several
universities indicates that when people believe they are more effective, their level of competencies
increases. Feedback is an important form of personal and professional development that when
utilized, can increase your effectiveness in all aspects of your life.
QUESTION 31
QUESTION 32
Define What Is Stress and give a simple distinction of Good Stress and Bad Stress
Stress is a feeling that's created when we react to particular events. It's the body's way of rising to a
challenge and preparing to meet a tough situation with focus, strength, stamina, and heightened
alertness.
The stress response (also called the fight or flight response) is critical during emergency situations,
such as when a driver has to slam on the brakes to avoid an accident. It can also be activated in a
milder form at a time when the pressure's on but there's no actual danger — like stepping up to take
the foul shot that could win the game, getting ready to go to a big dance, or sitting down for a final
exam. A little of this stress can help keep you on your toes, ready to rise to a challenge. And the
nervous system quickly returns to its normal state, standing by to respond again when needed.
Long-term stressful situations can produce a lasting, low-level stress that's hard onpeople. The
nervous system senses continued pressure and may remain slightly activated and continue to pump
out extra stress hormones over an extended period. This can wear out the body's reserves, leave a
person feeling depleted or overwhelmed, weaken the body's immune system, and cause other
problems.
Stress is the inability to cope with a perceived threat to one’s mental, physical, emotional and spiritual
well-being, which can affect one’s physical health. ™
These perceptions of stress are rooted in our feelings of fear and anger. These feelings can be
expressed as impatience, frustration, envy, hostility, depression, doubt, anxiety, guilt or worry.
QUESTION 33
The Emotional Intelligence model developed by Daniel Goleman and others identifies 4
components; list these below…
1. Self Awareness
2. Self Management
3. Social Awareness
4. Relationship Management
QUESTION 34
Think about the situations in which you've found yourself feeling flustered and frustrated.
Maybe you've witnessed others experience emotional outbreaks at work. What are the
questions people are likely to ask themselves in a situation like that?
Have you ever dealt with an issue, either personal or professional, by taking your frustrations
out on someone in the workplace — even though it had nothing do with him or her?
Do you feel like there's too much to do and not enough time or resources to do it … and you
might snap at the next request that comes your way?
Have you avoided confronting an employee or coworker because you're unsure of the best
way to deal with the situation should it become emotional?
Do you hide your emotions at work for fear of "losing it"?
Do you let your emotions go and feel you can pick up the pieces after the fact?
QUESTION 35
QUESTION 36
In order to manage conflict effectively we need special tools. These tools include good communication
skills, using group problem solving processes, behaving assertively and working co-operatively
together.
Learning Unit6
Learning Outcome 2: All legislation relating to human resources management is reviewed and
explained in relation to public sector human resources requirement.
Learning Outcome 3: Public service training and management development policies are
explained and applied.
Learning Outcome 4: Public service disciplinary codes and practices are explained and
applied where relevant.
Learning Outcome 5: The link between human resource management and integrated
development plans are explained.
The HR function is typically responsible for drafting and implementing employee codes of conduct. As
such, HR managers hold the pen on the principles contained in the employee codes. Since a number
of recent high profile corporate frauds, boards of directors have become very concerned about the
ethical culture within their organizations, looking for 100% sign-off on and compliance with codes of
conduct which articulate their ethical values.
Human resource managers are well positioned to play an instrumental role in helping their
organization achieve its goals of becoming a socially and environmentally responsible firm – one
which reduces its negative and enhances its positive impacts on society and the environment.
Further, human resource (HR) professionals in organizations that perceive successful corporate social
responsibility (CSR) as a key driver of their financial performance, can be influential in realizing on
that objective.
HR can facilitate the development of processes and systems; however, employee engagement is
ultimately a shared responsibility. The more the HR practitioner can understand their leverage with
Over the last few years, employees have become more and more aware of their rights within
organisations. Huge amounts of money have been paid out to employees and small businesses are
now realising the importance of managing employees within the boundaries of legislation and good
practise.
There are very clear and stringent guidelines which need to be adhered to in South Africa when
dealing with staff and labour issues. These acts should be studies and understood by all employers to
ensure they are complying with the regulations outlined. These include:
1. The purpose of this Act is to advance economic development and social justice by fulfilling the
primary objects of this Act which are-
a. to give effect to and regulate the right to fair labour practices conferred by section 23(1) of the
Constitution-
i. by establishing and enforcing basic conditions of employment; and
ii. by regulating the variation of basic conditions of employment;
b. to give effect to obligations incurred by the Republic as a member state of the International
Labour Organisation.
This Act outlines what is and is not considered acceptable relating to the conditions of employment for
an individual.
Labour Relations Act
Purpose of this Act.--The purpose of this Act is to achieve equity in the workplace by--
a. promoting equal opportunity and fair treatment in employment through the elimination of
unfair discrimination; and
b. implementing affirmative action measures to redress the disadvantages in employment
experienced by designated groups, in order to ensure their equitable representation in all
occupational categories and levels in the workforce.
The Disciplinary Code and Procedures for the Public Service provide the framework within which
departments must manage the discipline of their employees. Whilst the Code provides examples of
sanctions to be imposed, the discretion to decide on sanctions ultimately rests with presiding officers
and the departments that they represent. There is a real risk that the sanctions imposed by presiding
officers may vary not only between departments but also within departments themselves.
The Labour Relations Act 66 of 1995 (LRA) provides the overarching legislative framework for the
management of discipline in the private and public sector. Employers and employees in the Public
Service are accordingly bound by the provisions of the LRA and any relevant disciplinary codes and
procedures which may be collectively bargained through the Public Service Co-ordinating Bargaining
Council (PSCBC). Public Service employees are also bound by legislation governing public servants
specifically. Where an employer develops its own disciplinary policy and procedure these are to be
read with the Code of Good Practice in the LRA, and any specific disciplinary codes and procedures
developed by a department.
The link between human resource management and integrated development plans
Six principles of integrated planning
At the heart of integrated planning are the six guiding principles. These principles form the basis on
which planning activities and processes are to be developed and implemented.
Integrated planning calendar
Based on the Six Principles of Integrated Planning, the Public Service Human Resources
Management Agency can develop an integrated planning calendar. The Calendar illustrates a four-
phase approach to aligning human resources and business lines to achieve integrated planning. It
also provides approximate timeframes for each of the four phases.
Five-step approach to determining and building for current and future needs
A five-step approach to determining and building for current and future needs was also developed to
guide organizations in their efforts to implement integrated planning. The Integrated Human
Resources and Business Planning Checklist is a "how to" model, and provides some important
questions for managers to consider as they develop their plans. More specifically, the five steps
include:
Step 1 determining your business goals;
Step 2 analyzing your environment to see if you have the right mix and complement to meet your
current and future needs;
Step 3 assessing the gaps in your workforce - what are you missing from a human resources
perspective in order for you to achieve your goals;
Step 4 taking action and initiating strategies to close the gap and help obtain the required resources;
and
Step 5 reviewing, monitoring and measuring whether efforts were successful.
Together, the six principles, the planning calendar, and the five-step approach outlined above form
the basis from which planning activities, tool and instruments should be derived.
Learning Outcome 1: A human resources plan is compiled in line with strategic objectives of
organisation, the goals and objectives of a division and in line with
legislative requirements.
Learning Outcome 2: Labour related regulations and principles are applied in the planning and
recruitment strategies of employees.
Learning Outcome 3: Public service training and management development policies are
explained and applied.
Learning Outcome 4: Human resources plan is monitored and reviewed on an ongoing basis
according to work requirements and any changing legislation and/or
public sector policies and procedures.
Human resources planning is a process that identifies current and future human resources needs for
an organization to achieve its goals. Human resources planning should serve as a link between
human resources management and the overall strategic plan of an organization. Aging worker
populations in most western countries and growing demands for qualified workers in developing
economies have underscored the importance of effective Human Resources Planning.
The planning processes of most best practice organizations not only define what will be accomplished
within a given timeframe, but also the numbers and types of human resources that will be needed to
achieve the defined business goals (e.g., number of human resources; the required competencies;
when the resources will be needed; etc.).
Competency-based management supports the integration of human resources planning with business
planning by allowing organizations to assess the current human resource capacity based on their
competencies against the capacity needed to achieve the vision, mission and business goals of the
organization. Targeted human resource strategies, plans and programs to address gaps (e.g., hiring /
These strategies and programs are monitored and evaluated on a regular basis to ensure that they
are moving the organizations in the desired direction, including closing employee competency gaps,
and corrections are made as needed. This Strategic HR Planning and evaluation cycle is depicted in
the diagram below.
LEARNING UNIT 3:
MANAGE PERFORMANCE OF INDIVIDUALS WITHIN A TEAM.
Learning Outcome 1: The performance management system that applies to public sector
finance and administration is sourced and explained.
Learning Outcome 2: The performance management monitoring and review tools are
integrated into overall management function.
Learning Outcome 3: Performance reviews are conducted at regular intervals with individuals
and codes of conduct relating to performance reviews are firmly
established.
Learning Outcome 4: All related reports to performance reviews are documented and kept on
record.
Activities
Resolution 1 of 2003 of the Public Service Co-ordinating Bargaining Council recognises the following
principles:
Discipline is a corrective measure and not a punitive one.
Discipline must be applied in a prompt, fair, consistent and progressive manner.
Discipline is a management function.
A disciplinary code is necessary for the efficient delivery of service and the fair treatment of
public servants, and ensures that employees:
o have a fair hearing in a formal and informal setting;
o are timeously informed of the allegations of misconduct made against them;
o receive written reasons for a decision taken; and
o Have the right to appeal against any decision.
The disciplinary procedure should be held in the place of work of an employee and be
understandable to all employees.
If an employee commits misconduct that is also a criminal offence, both procedures shall
continue separately.
Disciplinary proceedings do not replace or seek to imitate court proceedings.
o The Disciplinary Code and Procedures constitutes a framework within which departmental
policies may be developed provided that such policies do not deviate from the provisions of the
framework.
The principles of substantive fairness as articulated in the Code of Good Practice of the LRA are
reiterated in the Disciplinary Code and Procedure. The requirement of consistency in the application
of rules falls within the ambit of substantive fairness. The consistency of sanctions is a key tenet of
the principle of fair labour practice, with the Code of Good Practice in the LRA stating that an
72 | P a g e ALL COPYRIGHT RESERVED
employer should apply the penalty of dismissal consistently with the way in which it has been
applied to the same transgressions and other employees in the past, and consistently as between
two or more employees who participate in the misconduct under consideration.
Activity Questions Description Mark
8 Discuss the importance of performance reviews. 12
Conducting employee reviews is a task that many business owners and managers dread, especially if
they have yet to develop a sound system for conducting those reviews. However, a practical and well-
designed employee review system is a vital element to attract, retain, and encourage top talent in this
competitive marketplace.
Here are some tips for creating and implementing a fair, accurate, and discerning employee review
system:
2. Be focused and clear in your purpose. The purpose of an employee review is not to mete
out punishment or to merely avoid lawsuits. It should act as a solid and fundamental method
of communication for you and your employees; it should function as the yardstick by which
you set common goals and measure progress.
3. Keep it simple. Keep the process and the paperwork as simple as possible. A basic and
standardized evaluation form can have several advantages, such as greater uniformity among
reviews. The forms, like their function, should be direct and on point.
4. Be flexible. Conversely, rigidly maintaining a uniform system of appraisal does not work for
every employee, every time. Some employees — especially in small businesses where
people tend to wear many hats — possess unique competencies that may not be covered on
your stock evaluation. Have a system in place to commend and critique any particular or
specific qualities and accomplishments of your staff.
evaluated. It offers your employees a chance to review the quality of their work, to highlight
the projects or responsibilities of which they are most proud, and to reflect on mistakes
made and lessons learned.
You’ve invested your time, your money, and all your energy into building your company. But no
company can function for very long without a team of productive employees supporting it. It’s
important not only that your employees feel appreciated, but also that they feel they're progressing
steadily in their careers.
One of the best ways to ensure this level of job satisfaction is by holding employee performance
reviews at least once a year. However, as essential as these reviews can be for the growth of the
company and the well-being of its employees, many small business owners remain uncomfortable
with the entire process.
To make your performance reviews as productive and as painless as possible, follow these 10 tried-
and-true suggestions:
1. Be prepared. First of all, make sure you are fully prepared before sitting down with the
employee. Decide both what you're going to say and how you're going to say it.
2. Lead with the positive. It’s important to reaffirm the employee’s strengths at the beginning of
the review. Since job security is the number one concern of most people, the performance
review is a good time to tell an employee how much you value their contributions to your
business.
3. Don’t be confrontational. It’s also important not to criticize the employee in general terms.
The goal is to evaluate job performance and not the person. A performance review that turns
into a gripe session misses the opportunity to raise employee morale.
4. Keep it real. Human resource professionals recommend that you avoid detailed reviews that
are too complicated and mechanistic, which can leave the employee feeling like a drone
rather than a human being.
5. Be consistent. Make sure to handle performance reviews in a consistent manner. Top
performers should hear affirmations from you regarding their exemplary efforts; weak
performers need to hear that their performance requires improvement. A simple approach to
review criteria is to evaluate work based on quantity and quality relative to the job
requirements. Secondary considerations might be employee attitude, willingness to help other
personnel with their work when appropriate, and the ability to get along with others.
6. Make it a two-way conversation. An effective performance review requires an interactive
discussion with an open agenda. Try to formulate questions that seek the employee’s ideas
Learning Outcome 2: Recruitment policies relating to internal and external recruitment are
complied with.
Learning Outcome 3: Job descriptions are drawn up and interviewing questions designed
accordingly.
Learning Outcome 4: Any assessment tools are reviewed and effectively utilized for selection
purposes.
Activities
RECRUITMENT PLAN
This is sample / example of recruitment plan
1. Quantity of recruitment
• Identify number of employee / staff recruited per department
• Design a table with columns: No, department, Position, Number of employee, date got new
employee, remarks
2. Design of recruitment materials
• Testing tools for the above positions are available?
• If not, company should have plan to fulfill above materials
• Job description of the above positions are available?
3. Sources of recruitment
• You should design a table with columns: No, position, channel, budget, who follow?, remark
• You can identify recruitment sources by internal or external
• What are channels for recruitment?
The internal recruitment can offer the chance to change the job position to anyone in the
organization, but the efficient internal recruitment process needs a strong help from other processes
to provide managers with the additional information to work with. In case of the unknown additional
information, the internal recruitment process can not offer much of the value added. The internal job
candidate should be known to the organization and the HRM Function should provide the hiring
manager with the information about the background information.
The internal recruitment process has to be driven by strict and agreed HR Rules and HR Policies
as the unclear rules for the process can bring a lot of tension inside the organization as the best
employees can be easily stolen among different units and different managers. This issue looks pretty
simple to solve, but the reality can bring difficult issues and conflicts among the management team
and can affect the performance of the organization hardly.
A job description is a detailed explanation of the roles and responsibilities of the post advertised.
Most applicants will ask for this before applying for the job. It refers to the post available rather than
the person.
A job specification is drawn up by the business and sets out the kind of qualifications, skills,
experience and personal attributes a successful candidate should possess. It is a vital tool in
assessing the suitability of job applicants and refers to the person rather than the post.
Learning Outcome 1: Training and development plans are compiled according to related
legislation and public sector policies and procedures.
Learning Outcome 2: Appropriate providers are sourced, evaluated and appointed for external
training requirements and schedules for such training programmes are
drawn up.
Learning Outcome 3: Internal trainers are sourced for internal training requirements and
schedules for training programmes drawn up.
Activities
External trainers have the advantage of an outside perspective. They can effectively deliver training or
intervene in a way that is difficult for internal trainers. Trainers can help employees learn new skills but
to have an impact on broader organizational change, they need the support of senior management.
Some employees become corporate trainers through their expertise in a particular subject matter and
an interest in instruction