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Received 11/15/15

Revised 08/09/16
Accepted 08/09/16
DOI: 10.1002/jcad.12154

Parental Apologies, Empathy,


Shame, Guilt, and Attachment:
A Path Analysis
Jeremy Ruckstaetter, James Sells, Mark D. Newmeyer,
and Daniel Zink
The authors investigated the complex relationships of parental attitudes toward apologies, empathy, shame, guilt, and
the parent’s attachment orientation. Survey responses were obtained from 327 parents. A path analysis of the developed
model demonstrated a close model fit (root-mean-square error of approximation = .07; comparative fit index = .93;
incremental fit index = .94; χ2 = 30.71, p < .001), supporting previous research on apologies as beneficial to relation-
ships. A parent’s proclivity toward apologies, positively influenced by empathy and guilt and negatively influenced by
shame-withdraw behaviors, produced a more secure parent–child attachment.

Keywords: parent, apology, attachment, empathy, guilt

We investigated the complex relationships of parental attitudes sometimes include religious perspectives (Balkin, Freeman, &
toward apologies (PATA), parental empathy, shame, guilt, and Lyman, 2009; Worthington, Jennings, & DiBlasio, 2010). As a
the path of those variables within the parent–child attach- mechanism of communication and as a way of relating to oth-
ment relationship. Parent–child relationships inevitably face ers, apologies are offered in various ways for various reasons.
conflict. Sometimes the parent is the person who exacerbated For example, apologies are offered for various breaches in
the conflict or caused the rupture in the relationship with a interactions, including moral and conventional breaches, but
child (Siegel & Hartzell, 2003). To coach parents through also for incidents such as accidents, interruptions in activities,
the process of repairing a relational rupture, Gottman (1997) or to convey sympathy (Ely & Gleason, 2006).
advocated for the use of an apology. Similarly, Siegel and Most perspectives require an admission of guilt or an ac-
Hartzell (2003) illustrated this process of repair by describing knowledgment of responsibility from the transgressor to the
an apology. Within these approaches, there is an assumption victim (Newman & Kraynack, 2013; Sandage et al., 2000)
that apologies help to restore a relational rupture between a and an expression of regret (Darby & Schlenker, 1982; Reik,
parent and a child. However, there is minimal research on 2010) or remorse (C. Smith & Harris, 2011) to constitute a
parental apologies to guide counselors in their work with genuine apology. P. Davis (2002) stated, “It is intrinsic to a
parents and children. genuine apology that one takes oneself to be in the wrong”
(p. 169), and Tavuchis (1991) clarified that apologies are
Apologies “to someone . . . for something” (p. 13). Remorse does not
necessarily need to be explicitly stated. C. Smith and Harris
Apologies have been explored from various perspectives (2011) suggested that nonverbal expressions of remorse
(e.g., Ashy, Mercurio, & Malley-Morrison, 2010; Ely & may suffice in the communication of an apology. However,
Gleason, 2006; Goffman, 1971) and investigated under taking responsibility and expressing remorse—verbally or
similar constructs and verbiage, such as seeking forgiveness nonverbally—are key aspects of truly apologizing. Apologies
(Sandage, Worthington, Hight, & Berry, 2000) and repentance recognize that rules have been broken and reaffirm the value
(Witvliet, Hinman, Brandt, & Exline, 2011). Apologies are of those rules, and they regulate “social conduct by acknowl-
also mentioned in forgiveness literature and research, which edging the existence of interpersonal obligations” (Darby

Jeremy Ruckstaetter and Daniel Zink, Counseling Department, Covenant Theological Seminary; James Sells and Mark D. New-
meyer, School of Psychology and Counseling, Regent University. Correspondence concerning this article should be addressed
to Jeremy Ruckstaetter, Counseling Department, Covenant Theological Seminary, 12330 Conway Road, Creve Coeur, MO 63141
(e-mail: jeremy.ruckstaetter@covenantseminary.edu).

© 2017 by the American Counseling Association. All rights reserved.


Journal of Counseling & Development  ■  October 2017  ■  Volume 95 389
Ruckstaetter, Sells, Newmeyer, & Zink

& Schlenker, 1982, p. 742). Additionally, the transgressor’s a parent or caregiver (Siegel, 2001). A parent’s ability to regu-
motivations play an important role in the delivery and the late his or her emotions and connect with a developing child’s
acceptance of an apology. An apologizer intends “to advance emotional state fosters the child’s neurobiological develop-
the victim’s well-being and affirm the breached value” (N. ment and subsequent behavioral flexibility, affect regulation,
Smith, 2008, p. 142). and executive functioning used to process socioemotional
information (Schore, 1997). This process of repairing ruptures
Attachment between the parent and the developing child shapes the child’s
understanding of the self within relationships, including the
Relational intimacy has been examined from an attachment
capacity to regulate one’s emotions.
framework in children (Bowlby, 1988; Clark & Symons, 2009)
and adults (Fraley, Waller, & Brennan, 2000). Bowlby (1988)
conceptualized the parent–child relationship through attach-
Empathy
ment theory, which indicates early parent–child interactions Broadly, empathy has been described as an individual’s re-
as the model for the child’s subsequent relational interactions actions to another person’s experiences (M. Davis, 1983b).
due to the early formation of the child’s sense of self and other. Empathy, like attachment, is comprised of cognitive and
An attachment framework addresses cognitive, affective, and affective components (M. Davis, 1983b) as well as neuro-
behavioral aspects of development within relationships. Ain- biological processes (Coutinho, Silva, & Decety, 2014). The
sworth (1989) described the behavioral system of interaction affective aspect of empathy involves an observer’s emotional
as comprised of “outward manifestations” and “internal orga- reaction being similar to another person’s emotional state,
nization” (p. 709), anchored in neurological and physiological though distinct from the observer’s own feelings of distress,
responses in the individual. From a cognitive perspective, whereas cognitive aspects of empathy include understanding
Baldwin and Fehr (1995) discussed attachment as a product another person’s perspective (M. Davis, 1983a). Empathy
of activated relational schemas, memories, self-concepts, and formation is a developmental process (Hughes, Tingle, &
relational expectations. From an affective perspective, Preston Swain, 1981), and cognitive empathy increases in ado-
and de Waal (2002) described the parent–child relationship as lescents (Van der Graaff et al., 2014). Empathy promotes
parents and infants who are each mutually and emotionally positive social functioning (M. Davis, 1983b) and moral
affected by the other, and this reciprocity is understood to development (Hogan, 1969), and empathy stimulates altru-
organize the developing infant’s ability to regulate emotions istic motivation to respond to the needs of others (Batson
and other developmental processes. & Shaw, 1991).
The quality of early attachment relationships has been
shown to positively and negatively influence social and psy- Empathy, Apologies, and Attachment
chological functioning later in life. Attuned and responsive
caregiving benefits a child’s attachment (Bowlby, 1988). Attachment and empathy development are interconnected
Children who demonstrated a secure attachment style had through affective, cognitive, and neurobiological processes.
increased positive appraisals of themselves and of the social There is evidence that secure attachment and empathy are pos-
behaviors of others (Clark & Symons, 2009) and increased itively correlated in adult relationships (Joireman, Needham,
social, emotional, and cognitive functions (Siegel, 2001). & Cummings, 2001), and scores for personal and parental
Children who were not securely attached showed increased empathy predict overall attachment scores between parents
aggressiveness toward others (Savage, 2014) and “attach- and children (Black & Leszczynski, 2013). Furthermore, the
ment insecurities are associated with a wide range of mental development of empathy in children is related to parent–child
disorders” (Mikulincer & Shaver, 2012, p. 14). attachment and is mediated by emotion regulation (Panfile
From an attachment perspective, disconnection and con- & Laible, 2012). A positive orientation toward apologies is
flict within the parent–child relationship have been referred correlated with a secure attachment style in adults (Ashy et
to as ruptures that require repair from the parent or caregiver al., 2010), and apologies help to repair relationships (Exline,
(Flores, 2006; Siegel & Hartzell, 2003). The ongoing process Deshea, & Holeman, 2007; McCullough, Worthington, & Ra-
of rupture and repair within the parent–child relationship has chal, 1997; Zuccarini, Johnson, Dalgleish, & Makinen, 2013)
ramifications on the child’s neurobiological development, and foster empathy and closeness within relationships (Mc-
ability to self-regulate emotion, and brain maturation, all of Cullough et al., 1997). Apologies are associated with empathy
which occur in an interpersonal context and include social in both the giver of the apology (Howell, Turowski, & Buro,
aspects of development (Schore, 2001). The neurological or- 2012) and the one who receives the apology (McCullough et
ganization of the child’s developing brain is affected by early al., 1997). By contrast, a lack of empathy may inhibit one’s
attachment relationships as a child develops memories and as ability to forgive (Worthington, 1998) and presumably one’s
the mind records the self’s experience in the relationship with propensity to apologize.

390 Journal of Counseling & Development  ■  October 2017  ■  Volume 95


Parental Apologies, Empathy, Shame, Guilt, and Attachment

Shame and Guilt A child’s early experiences of apologies shape the devel-
opment and incorporation of the prosocial behavior of apolo-
Parents’ experiences of shame and guilt were also factors in gizing. C. Smith and Harris (2011) offered the perspective
the present study. Shame and guilt are similar constructs with that continuities exist between both the experience and the
overlapping elements (Leith & Baumeister, 1998; Tangney & mechanism of apology from childhood to adulthood. Apolo-
Dearing, 2002). Both are considered moral emotions (Cohen, gies from a parent to a child model numerous social and
Wolf, Panter, & Insko, 2011), although guilt is understood emotional processes within the parent–child relationship,
as having a greater relationship to morality than does shame and apologies create meaning, organization, and connection
(Tangney & Dearing, 2002). Researchers and theorists follow for a parent and a child in the wake of disorganizing ruptures.
two main trajectories when differentiating between shame As a parent engages in an apology, takes responsibility for
and guilt: the self-behavior distinction and the public–private his or her actions, and offers a congruent emotional expres-
distinction (Cohen et al., 2011; Tangney & Dearing, 2002). sion when familial values are transgressed and relational
The public–private distinction understands guilt as resulting breeches occur, the parent models an empathic, remorseful,
from transgressions that remain private or are not heightened and responsible posture toward the child. A child’s experi-
by exposure, whereas shame results from public exposure of ence of receiving a parental apology or apology prompt
one’s action (Cohen et al., 2011). The self-behavior distinc- may account for a child’s sensitivity to apology, and the
tion of shame and guilt understands shame as deriving from a apology process may be influenced by other factors, includ-
negative assessment of one’s self, and guilt as emerging from ing a child’s perception of the genuineness of an apology,
one’s assessment of one’s actions or behaviors (Lewis, 1971; expressed remorse, and the use of nonverbal expressions (C.
Tangney & Dearing, 2002). Leith and Baumeister (1998) Smith & Harris, 2011). A child’s experience of prosocial
found shame-proneness to be correlated with higher personal behaviors and the reparative process of an apology would
distress, whereas guilt-proneness was correlated more highly seemingly parallel the experience of relationally damaging
with cognitive aspects of empathy. Shame, negatively, and behaviors such as aggression and violence. Just as children
guilt, positively, are correlated with apology seeking (Fisher who experience abuse exhibit greater aggression and inse-
& Exline, 2006; Howell et al., 2012). cure attachments (Savage, 2014), children who experience
empathy and apologetic expressions tend toward reproduc-
Parents, Children, and Apologies ing those behaviors and subsequent stronger attachments in
Apology research and literature focused on parents and chil- current and future relationships.
dren is limited. A small number of studies have explored the This study focused on a parent’s orientation toward apolo-
developmental nature of a child’s understanding of apologies, gizing within the parent–child relationship and underlying
pointing toward an understanding of apologies as a learned, variables that promote or impede parental apologies. There
developmental process navigable by young children on an is substantial evidence regarding the relationship among vari-
emotional level (C. Smith, Chen, & Harris, 2010) and entail- ous combinations of the variables discussed above, namely,
ing sociocognitive aspects (Darby & Schlenker, 1982; Ely attachment, shame, guilt, aspects of empathy, and the effects
& Gleason, 2006). Darby and Schlenker (1982) understood of apologies. Within the limited apology literature focused
apologies as an aspect of social–cognitive development and on parents and children, there is an emphasis on a child’s
found that even kindergarten and first-grade students have a developmental understanding and acquisition of the use
basic understanding of apologies. Ely and Gleason (2006) of apologies. However, parental apologies directed toward
examined a child’s understanding and acquisition of apolo- children lack attention within the literature, and it is not
getic language from a linguistic perspective and recognized known how apologies from a parent to a child influence the
the important role parents provide in defining what constitutes parent–child relationship, or what factors might deter a par-
an offense and what offenses require an apology. C. Smith ent’s apology. Considering the positive nature of apologies
et al. (2010) studied children’s emotional understandings to enhance relational functioning (McCullough et al., 1997),
toward an apologetic and an unapologetic transgressor and apologies within the parent–child relationship are an under-
concluded that most young children, as young as 4 and 5 studied phenomenon.
years old, understood within an apology both “the expres- The present study was designed to examine the com-
sion of regret by the transgressor for harm caused, and the plex relationships of parental apologies, parental empathy,
mitigation of the distress of the victim” (p. 742). Also from shame, and guilt, and how these variables influence the
an emotional perspective, C. Smith and Harris (2011) found parent–child attachment relationship. A hypothesized
that the presence of an apology from a transgressing child model was developed based on attachment theory and
to an offended child significantly impacted the emotional the previously cited research, and the model was tested
responses of the offended child. to see if the proposed causal effects among the variables

Journal of Counseling & Development  ■  October 2017  ■  Volume 95 391


Ruckstaetter, Sells, Newmeyer, & Zink

were consistent with parents’ reported data. It is hoped Participants were also asked how many children they had
that parents, children, and those who counsel them will (one child, n = 51, 15.6%; two children, n = 146, 44.6%; three
benefit from this study. children, n = 74, 22.6%; four children, n = 38, 11.6%, five or
more children, n = 14, 4.3%). Four participants (1.2%) did not
Method report the number of children they had. Most parents reported
A path analysis was used to investigate a hypothesized model. having a child 12 years of age or younger, but older than 3
The exogenous variables were empathic concern (EC), per- years (n = 285, 87.2%). Other child ages reported included 15
spective taking (PT), guilt, shame, and PATA. The endogenous years or younger but not under 12 years (n = 20, 6.1%) and 18
variable was attachment represented by low levels of attach- years or younger but not under 15 years (n = 22, 6.7%). Any
ment anxiety and avoidance. There was a particular focus on of the parent participants could also have children older than
the variable of PATA, which was examined as a mediating 18 or multiple children in the varying age ranges.
variable between empathy and attachment, with consideration
Measures
of shame and guilt.
Proclivity to Apologize Measure. The Proclivity to Apologize
Sample Measure (PAM), developed by Howell, Dopko, Turowski,
A convenience sampling method was used to recruit par- and Buro (2011), is based on apology theory and research.
ticipants via the distribution of a web-based survey sent to The measure assesses dimensions of taking responsibility
e-mail lists of various nonprofit organizations, including and a willingness to express remorse for a transgression.
ecclesial organizations, private schools, and youth sports Dimensions of responsibility are assessed by statements
leagues, and the survey was distributed through social such as, “I don’t like to admit to my child that I am wrong.”
media as well. We sought institutional approval and coop- Statements that assess a lack of remorse for the wrong that
eration from each organization, and all data were collected was committed include, “By not apologizing, I can continue
anonymously. The survey consisted of the measures listed to behave as I want.” The eight items are scored on a 7-point
in the following sections, a demographic questionnaire, Likert-type scale with 1 indicating strong disagreement and
and an informed consent form. Participants were asked to 7 indicating strong agreement. For this study, the wording
complete the survey only if they were a biological parent, was adjusted to reflect apologies within the parent–child
stepparent, adoptive parent, or a combination of those relationship and is referred to as the Proclivity to Apologize
categories, and if they had a child between 3 years and 18 Measure for Parents (PAM-P). This measure represents the
years of age. To maximize the independence of the obser- variable PATA. Low scores represent a strong orientation
vations, it was asked that only one parent per household toward apologizing to one’s child. The PAM has previously
complete the survey. demonstrated evidence of construct validity, including an
The sample consisted of 327 parents (25.1% male, n = inverse relationship to narcissism and a positive relationship
82; 74.9% female, n = 245). Participating parents reported with forgiveness and agreeableness (Howell et al., 2011). In
their ages as 21–29 years (n = 10, 3.1%), 30–39 years (n = the current study, the scores on the PAM-P showed favorable
126, 38.5%), 40–49 years (n = 163, 49.8%), and 50 years and reliability (α = .87), consistent with Howell et al. (2012)
older (n = 28, 8.6%). Biological parents outnumbered other and Dunlop, Lee, Ashton, Butcher, and Dykstra (2015),
participants (n = 307, 93.9%). One stepparent participated in who found similar reliability estimates using the original
the study (0.3%), as well as adoptive parents (n = 6, 1.8%) and PAM (α = .79–.84).
parents who reported being in two or more of the parenting Experiences in Close Relationships—Relationship
categories (n = 12, 3.7%). One parent did not identify which Structures Questionnaire. The Experiences in Close
type of parent he or she was. There were 36 single parents Relationships—Relationship Structures Questionnaire
(11%) who participated in the study. The remaining 291 (ECR-RS; Fraley, Heffernan, Vicary, & Brumbaugh, 2011)
parents (89%) reported being married. Of the parents who is a shortened form of the Experiences in Close Relation-
reported being married, 10 (3.1%) reported to be married to ships—Revised scale (Fraley et al., 2000). The ECR-RS
someone other than the child’s biological or adoptive par- was designed to capture the differentiation of attachment
ent, and 281 (85.9 %) were married to the child’s biological across multiple attachment relationships. Fraley et al.
or adoptive parent. A majority of participants reported to (2011) encouraged the adaptation of the scale to assess
be Caucasian (n = 270, 82.6%). Other ethnicities reported particular relationships. The ECR-RS has demonstrated
included African American (n = 30, 9.2%), Hispanic (n = 8, construct validity. For example, the ECR-RS was compared
2.4%), Asian (n = 8, 2.4%), Pacific Islander (n = 1, 0.3%), to other relationship measures that assessed characteristics
Native American (n = 1, 0.3%), other (n = 4, 1.2%), and not such as relational commitment and satisfaction, and when
reported (n = 5, 1.5%). compared to personality traits, the Anxiety subscale correlated

392 Journal of Counseling & Development  ■  October 2017  ■  Volume 95


Parental Apologies, Empathy, Shame, Guilt, and Attachment

with neuroticism and the Avoidance subscale was inversely The scales were used to measure the variables of guilt (G-
related to agreeableness (Fraley et al., 2011). Fraley et NBE) and shame-withdraw behaviors (S-W). Cohen et al.
al. (2011) reported Chronbach’s alpha for scores on the (2011) showed evidence of construct validity for the various
ECR-RS subscales when they were adapted for different subscales, comparing the scales to other prosocial mea-
relationships as ranging from .81 to .92. The present study sures, as well as measures of anger, hostility, and unethical
adjusted the measure for parents to children and found behavior. Cohen et al. (2011) reported previous reliability
values of .83 for the ECR-RS Anxiety subscale scores and findings of scores on the S-W subscale (α = .66 and .63) and
.63 for the ECR-RS Avoidance subscale scores. the G-NBE subscale (α = .69 and .71). In the present study,
For the present study, the ECR-RS (Fraley et al., 2011) the S-W (α = .54) and G-NBE (α = .55) subscale scores
was adapted and the wording was modified to align with the of the GASP demonstrated lower reliability than reported
parent–child relationship. Participants were asked to indicate by Cohen et al. (2011). Potential limitations of the GASP
the extent to which they agreed or disagreed with each item are discussed in the following sections. All alpha values,
using a 7-point Likert scale from 1 (strongly disagree) to 7 means, and standard deviations for the measures used are
(strongly agree). Lower scores on the Anxiety and Avoidance presented in Table 1.
subscales reflect higher levels of attachment security. The
measure, like other attachment measures, is more sensitive Data Analysis
to nonsecurely attached respondents than it is to securely at- A path analysis was performed to assess the model fit of
tached respondents, and it differentiates more clearly those the hypothesized model and to develop a final model using
leaning toward avoidant and anxious tendencies (Fraley et AMOS (Version 22.0). Using path analysis, a researcher can
al., 2011). study a system and the relationships of observed variables
Interpersonal Reactivity Index. The Interpersonal Re- within that system, and the researcher can assume direct
activity Index (IRI) was constructed by M. Davis (1983b). and indirect causal links between variables by examining
The present study uses the EC and PT subscales from the the effects of one variable upon another, while examining
IRI to measure affective and cognitive empathy, respec- whether both variables are “the effect of another cause or
tively. Psychogiou, Daley, Thompson, and Sonuga-Barke causes” (Karadag, 2012, p. 201). Key assumptions within the
(2008) adapted the IRI to be used with the parent–child method include the notion that the theory driving the model
relationship from the parent’s perspective, and their version accurately reflects reality and that the variables and constructs
was used in the present study. The adapted measure will are linear and causal.
represent the EC and PT aspects of parental empathy within We used the chi-square goodness-of-fit measure and other
the present study. The items are assessed on a 5-point fit indices for assessing model fit (Hu & Bentler, 1999). A
Likert-type scale. The responses range from 0 (does not significant chi-square result suggests misspecification of
describe me well) to 4 (describes me well). Each subscale the model (Chen, Curren, Bollen, Kirby, & Paxton, 2008).
contains seven items for a total of 14 items. Higher scores However, chi-square tests are susceptible to sample size,
represent a higher presence of reported parental empathy. particularly when N = 200 or more (Schumacker & Lomax,
The PT and EC subscales have demonstrated construct
validity through comparison with other measures of social TABLE 1
orientation to self and others (M. Davis, 1983b). M. Davis
(1983a) reported internal reliabilities for the subscale Descriptive Statistics for Variables
scores of the IRI to be between .71 and .77. In the present Variable M SD Possible Range α N
study, the scores on the IRI PT subscale adjusted for parents PAM-P 13.72 6.80 8.0–56.0 .87 314
demonstrated a Cronbach’s alpha value of .78. The scores ECR-AV 2.16 0.75 1.0–7.0 .63 317
on the IRI EC subscale adjusted for parents demonstrated ECR-ANX 2.15 1.33 1.0–7.0 .83 322
IRI-PT 18.45 4.58 0.0–28.0 .78 316
a value of .63. IRI-EC 23.94 3.28 0.0–28.0 .63 312
Guilt and Shame Proneness Scale. The Guilt and Shame GASP G-NBE 6.36 0.72 1.0–7.0 .55 318
Proneness Scale (GASP; Cohen et al., 2011) is a scenario- GASP S-W 2.41 0.93 1.0–7.0 .54 318
based measure designed to assess emotional traits of guilt Note. PAM-P = Proclivity to Apologize Measure for Parents; ECR-AV =
and shame. The subscales used for analysis in the current Experiences in Close Relationships, Avoidance subscale; ECR-ANX
study include the Guilt–Negative Behavior-Evaluation (G- = Experiences in Close Relationships, Anxiety subscale; IRI-PT =
Interpersonal Reactivity Index, Perspective Taking; IRI-EC = Inter-
NBE) subscale and the Shame–Withdraw (S-W) subscale.
personal Reactivity Index, Empathic Concern; GASP G-NBE = Guilt
Scores on the G-NBE and S-W subscales have previously and Shame Proneness Scale, Guilt–Negative Behavior-Evaluation
predicted PAM scores (Dunlop et al., 2015). Higher scores subscale; GASP S-W = Guilt and Shame Proneness Scale, Shame–
on the GASP represent a higher presence of shame and guilt. Withdraw subscale.

Journal of Counseling & Development  ■  October 2017  ■  Volume 95 393


Ruckstaetter, Sells, Newmeyer, & Zink

2010). In such cases, researchers are led to consider other 2001). The analysis for the present study relied on the ML
fit indices. Various indices and ranges of cutoff values have estimation. In the present study, missing data for each measure
been promoted as indicative of a model fit. The root-mean- were minimal (< 5%). The IRI PT subscale was missing 11
square error of approximation (RMSEA) has been described cases (3.4%), and the IRI EC subscale was missing 15 cases
as indicating a poor fit if greater than .10, a mediocre fit (4.6%). The G-NBE and the S-W subscales of the GASP were
from .08 to .10, and a close fit from .05 to .08, and cutoff both missing nine cases (2.8%). The PAM-P was missing nine
points of less than .06 or .05 have been proposed to indicate cases (2.8%). The ECR-RS Avoidant subscale was missing
a good fit (Byrne, 2001; Hu & Bentler, 1999; Schumacker nine cases (2.8%), and the ECR-RS Anxiety subscale was
& Lomax, 2010). Other measures, such as the incremental missing five cases (1.5%).
fit index (IFI) and the comparative fit index (CFI), have
been described as indicating a good fit with cutoff points Results
of .90 or .95 (Byrne, 2001; Schumacker & Lomax, 2010).
Efforts to identify universal cutoffs are discouraged as a Results of the chi-square and three standard fit indices are
single way of assessing model fit (Chen et al., 2008). Due presented for each model. The hypothesized model (see
to varying complexities in models and sensitivity to sample Figure 1) demonstrated a close fit (RMSEA = .08; CFI =
size, researchers are encouraged to assess multiple indices .93; IFI = .93; χ2 = 32.85, p < .001; N = 327). A slightly
and criteria when assessing model fit (Chen et al., 2008; improved model, the final model (see Figure 2), also
Schumacker & Lomax, 2010). “Ultimately, a researcher demonstrated a close fit (RMSEA = .07; CFI = .93; IFI =
must combine these statistical measures with human judg- .94; χ2 = 30.71, p < .001; N = 327). The final model was
ment when reaching a decision about model fit” (Chen et developed by adding a correlation to the shame and guilt
al., 2008, p. 491). variables and by excluding the path from parental empathy
Similarly, various ranges and rationale for an adequate to S-W. It was determined that there were no problems due
sample size have been proposed. Haenlein and Kaplan (2004) to multicollinearity. Pearson correlation coefficients are
cited literature which recommended that a minimum sample presented in Table 2.
size of 100 or 200 cases should be achieved. Other acceptable In both the hypothesized model and the final model, the
ranges require a minimum of 10 to 20 cases per parameter path from parental empathy to PATA reflected a positive
(Kline, 2016). The present study included 24 parameters and relationship between the variables. High scores on parental
a sample size of 327, thereby meeting an acceptable sample empathy represented a high presence of empathy and low
size under various ranges. scores on PATA represented a high proclivity to apologize.
Missing data should be addressed when conducting em- Thus, the path coefficient is a negative value because of the
pirical research (Byrne, 2001). Ad hoc methods of dealing inverse scoring of the measures, but it represents a positive
with incomplete data are discouraged (Byrne, 2001; Enders relationship and is displayed as such in Figures 1 and 2. The
& Bandalos, 2001). AMOS uses a maximum likelihood path demonstrated that a higher presence of parental empathy
(ML) estimation for treating missing data (Byrne, 2001). positively influenced PATA.
This theoretical approach is advocated over other methods of Parental empathy influenced a parent’s reported guilt,
navigating missing data (Byrne, 2001; Enders & Bandalos, and guilt influenced PATA. Again, the numerical value of

Shame–
Empathic
Withdraw Avoidance
Concern
(–.20)
(–.06)
(.71) (.51)

(.53) Parental Attitudes (.65)


Empathy Attachment
Toward Apologies

(.76) (.52)
(.20)
(.09)
Perspective
Anxiety
Taking G-NBE

FIGURE 1
Hypothesized Model
Note. Values in parentheses are the path coefficients. G-NBE = Guilt–Negative Behavior-Evaluation.

394 Journal of Counseling & Development  ■  October 2017  ■  Volume 95


Parental Apologies, Empathy, Shame, Guilt, and Attachment

(–.10) Shame–
Empathic
Withdraw Avoidance
Concern
(–.21)
(.71) (.51)

Parental Attitudes (.65)


Empathy Attachment
(.53) Toward Apologies

(.77) (.52)
(.19)
(.09)
Perspective
Anxiety
Taking G-NBE

FIGURE 2
Final Model
Note. Values in parentheses are the path coefficients. G-NBE = Guilt–Negative Behavior-Evaluation.

the path between G-NBE and PATA was negative because empathy, S-W, and guilt, had a substantial positive effect
the scores were inversely related. However, a higher pres- on a parent’s reported attachment to a child.
ence of trait guilt positively influenced a higher proclivity
to apologize to one’s child, so this was represented with Discussion
a positive path coefficient in Figures 1 and 2. S-W was
negatively related to PATA and negatively related to pa- The relationships of the variables within the final model
rental empathy. The value of the path from S-W to PATA (Figure 2) demonstrated that parental attitudes in favor of
was represented in Figures 1 and 2 as negative to adjust apologies produce more secure parent–child attachment
for the inverted scoring of the measures used to assess relationships. The final model begins with the parents’ abil-
those variables. Shame and guilt also demonstrated a small ity to empathize with their child and is influenced by the
correlation within the model, which improved the overall parents’ experience of trait guilt and S-W behaviors, which
model fit. This correlation is consistent with other research leads to parental apologies and a perception of a more secure
on shame, guilt, and apologies (Howell et al., 2012). In the attachment, as evidenced by a less anxious and less avoidant
hypothesized model, parental empathy showed a minimal attachment orientation toward the child. The final model fits
effect on S-W. The model fit improved slightly when this with previous research with adults, which has shown that
path was removed from the model. In summary, the path apologies help to repair and strengthen close relationships
from PATA, when considering the influence of parental (Zuccarini et al., 2013). Contributing to an understanding
TABLE 2 of apologies in the parent–child relationship, the present
study demonstrated that parental empathy, feelings of guilt,
Pearson Correlations and parental apologies are beneficial to parents’ attachment
orientation toward their child, and S-W behaviors hinder
Variable 1 2 3 4 5 6 7
the process. Due to the limitations that occur when using a
1. PAM-P —
2. ECR-AV .33** — convenience sampling method to collect data, conclusions
3. ECR-ANX .33** .27** — should be considered tentatively.
4. IRI-PT –.41** –.30** –.23** — For apologies to benefit a parent’s attachment to a child,
5. IRI-EC –.40** –.29** –.17** .54** —
6. GASP G-NBE –.19** –.20** –.14* .14* .14* — there is an assumption that the apology would need to be
7. GASP S-W .23** .03 .20** –.02 –.05 –.11 — consistent with the literature’s description of an apology,
Note. PAM-P = Proclivity to Apologize Measure for Parents; ECR- namely that it includes an admission of moral responsibil-
AV = Experiences in Close Relationships, Avoidance subscale; ity or wrongdoing, as well as an expression of remorse.
ECR-ANX = Experiences in Close Relationships, Anxiety subscale; The PAM-P used in this study is based on an admission of
IRI-PT = Interpersonal Reactivity Index, Perspective Taking; IRI-EC responsibility and a display of remorse, and this study as-
= Interpersonal Reactivity Index, Empathic Concern; GASP G-NBE
sessed the parent’s orientation toward apology in conjunction
= Guilt and Shame Proneness Scale, Guilt–Negative Behavior-
Evaluation subscale; GASP S-W = Guilt and Shame Proneness with parental empathy, guilt, and aspects of shame. These
Scale, Shame–Withdraw subscale. variables exclude the notion of manipulative and self-
*p < .05. **p < .01. serving motives within the model. Parental apologies that

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Ruckstaetter, Sells, Newmeyer, & Zink

foster a more secure attachment orientation to one’s child based measures, though useful for measuring shame and guilt,
would seem to come from an orientation of contrition that are based on differing value systems for which respondents
recognizes one’s guilt and is motivated by compassion and may or may not feel guilt or shame. For example, one question
care for one’s child. Apologies are one method of attuning in the S-W subscale assessed withdraw behaviors when an
to and regulating the parent–child relationship when rup- uninvited guest comes to one’s messy house. Yet, respondents
tures occur. A parent’s ability to understand, to feel, and to may feel both guilt and shame for the messy house, or they
behaviorally navigate relational distance during and after a may not place any value on a messy or clean house and feel
rupture is influenced by parental empathy, the parent’s nega- no shame or guilt.
tive emotions (guilt and shame), and approach behaviors like Shame responses often manifest as withdraw behaviors,
apologizing. The confluence of these cognitive, affective, but can also be externalized as aggression or anger (Tangney
and behavioral tendencies were shown to benefit the parent’s & Dearing, 2002). For shame-prone individuals, it is possible
attachment perspective. that the capacity for empathy is overwhelmed by the experi-
Empathy positively contributed to the path of parental ence of shame, which leads to self-protecting behaviors like
apologies and a secure attachment orientation to one’s child. aggression and withdraw in an effort to avoid the negative
When parents reported higher cognitive and affective parental experience of shame. Parents who exhibit dysregulated or
empathy, the parent participants also reported a more secure extreme shame reactions may tend toward withdraw, thus
attachment orientation to their child. The path from empathy neglecting a child’s needs, or they may externalize the shame
to attachment was positively influenced by a parent’s experi- by displaying aggressive tendencies toward a child, or both.
ence of guilt and PATA. Avoiding or not engaging in S-W However, parents who are able to regulate those emotions
behaviors also contributed to PATA and to attachment. These may be better able to retain the empathic orientation toward
results contribute to the body of knowledge on parental at- their child and pursue relationship-improving interactions,
tachment motivations and parental attuning behaviors toward like apologizing.
children beyond infancy. A parent’s ability to regulate emotions may be a contribut-
The present study demonstrated that a parent’s tendency ing variable to the model that was not assessed in the present
to experience guilt (G-NBE) mediates the process between study, though a degree of emotion regulation can be assumed
parental empathy and apology, and that parental empathy, to contribute to the final model. The variables of empathy,
guilt, and PATA lead to a more secure attachment with attachment, and prosocial behaviors have been linked to the
one’s child. This is consistent with other research assess- ability to regulate emotions (Panfile & Laible, 2012). In the
ing the positive nature of apologies in adult relationships present study, the sample was skewed toward demonstrat-
(Ashy et al., 2010; Exline et al., 2007; McCullough et al., ing high parental empathy, a high proclivity to apologize,
1997; Zuccarini et al., 2013), and the influence of empa- and a tendency toward secure attachment, all suggestive of
thy and guilt on one’s proclivity to apologize (Howell et an ability to regulate one’s emotions. This may be another
al., 2012). S-W behaviors negatively influenced PATA. reason explaining why the path from empathy to shame did
To apologize is to expose one’s guilt, which may be too not contribute to the final model. Participants who reported
shame inducing of an experience for some parents. Parents a high degree of parental empathy may experience shame but
who feel intense shame, despite the presence of guilt or also may possess the ability to regulate shame reactions and
empathy, would seemingly apologize less and may resort remain empathic toward the child. Overall, the study sup-
to self-justification, avoidance, aggression, or even blam- ports the notion that parents who are able to work through the
ing a child for the transgression or incident. If a parent emotions of shame and guilt, avoid withdraw behaviors, and
can work through the shame response, recognize guilt, and respond empathically to their child in prosocial ways, such
apologize to the child, the parent would begin to develop as apologizing, achieve a more secure attachment orientation
a more secure attachment with the child, which benefits toward their child.
both the parent and the child.
By eliminating the path from empathy to S-W in the pres- Implications of Parental Apologies for Children
ent study, the overall model fit improved slightly. If a lower This study explored factors that influence parental apologies
disposition toward empathy is indeed a contributor to a higher and the parent’s attachment benefits that occur when a par-
experience of shame as previous research indicates (Tangney ent is willing to consider apologizing to a child. However,
& Dearing, 2002), then one explanation for the present study’s within attachment theory, it is assumed that reciprocity exists
results is that the S-W measure from the GASP uses scenarios in the parent–child relationship (Sroufe & Waters, 1977), and
that articulate withdraw behaviors, but may not differentiate that parents who are more attuned to their child’s emotional
between shame and guilt and may use scenarios that are not and cognitive state are better able to care for and nurture their
shame- or guilt-inducing for some respondents. Scenario- child, fostering a mutually reinforcing attachment pattern that

396 Journal of Counseling & Development  ■  October 2017  ■  Volume 95


Parental Apologies, Empathy, Shame, Guilt, and Attachment

benefits both parent and child. Panfile and Laible (2012) parent in comparison with the child could be leveraged to
claimed a reciprocal relationship exists in the parent–child begin the repair process.
relationship concerning the child’s experience of receiving A parent’s ability to self-regulate negative guilt and
and displaying relational security, empathy, and prosocial shame experiences will improve his or her relational re-
behaviors, and they stated that children learn to “regulate sponding to the child and advance the apology process.
their emotions after repeated instances of the sensitive By helping parents to identify shame-induced reactions,
responding of their caregivers” (p. 15). As well, previous counselors can help parents develop alternative responses
research has linked empathy and attachment (Black & toward their child. Equally, naming and exploring a par-
Leszczynski, 2013), and a lack of parental empathy has ent’s feelings of guilt in relation to family values can assist
been associated with aggression, abuse, and less prosocial the parent in moving toward consideration of an apology.
responding (Wiehe, 1997). Furthermore, a parent’s capacity Counselors must be aware of their own values and neither
for attachment is important to foster a child’s ability to attach assume a parent’s guilt over a rupture nor dismiss feelings
within relationships (Zilberstein & Messer, 2010). Although of guilt or “shoulds,” but they can carefully assist a parent
the present study demonstrated that a parent’s empathic in evaluating feelings of guilt while working within the fam-
reaction to a child positively contributes to that parent’s use ily’s expressed value system to facilitate the repair process
of apologies and the parent attachment perspective, when around interpersonal transgressions.
considering additional attachment theory and research, it Lastly, guiding a parent through the apology pro-
can be assumed that parental empathy and apologies offered cess includes helping the parent take responsibility
to repair relational ruptures will be beneficial to children for his or her actions and express regret or remorse to
as well. Attuned responses, such as apologies from parents the child for the transgression. Parents will differ in
to children—even at a young age—would help to integrate how they def ine transgressions that require an apology.
the child’s increasing cognitive understanding of self and For example, some parents may determine that yelling at
other in social relationships, as well as the child’s ability to their child or raising their voice is a transgression worthy
self-regulate affective responses and to develop the capac- of apology. In other families, raised voices may occur often
ity to appropriately convey empathy and offer apologies and not necessitate an apology. Counselors can explore and
when needed. discuss the interpersonal transgression and rupture in rela-
tion to the family’s values and suggest or even recommend
Implications for Counseling the possibility of apology as a method of moving beyond
When navigating clinically significant issues that involve ruptures toward a more secure relationship, which benefits
conflicts between parents and children, or as conflicts and both parents and children.
ruptures arise in the course of clinical work, counselors use
discernment and empirical evidence as they help those who Limitations and Future Research
are entrusted to their care. Brief clinical suggestions are Apologies are one way to create strong and meaningful
offered below, and it is hoped that counselors will further bonds with one’s child. This study makes a contribution to
transform the information from this study into practical in- the literature on apology and, more specifically, to PATA
terventions when working with attachment ruptures between and the parent–child relationship. Additional research
parents and children. needs to be conducted to enhance counselors’ and re-
To facilitate an apology process with the goal of repairing searchers’ understanding of the phenomenon and process
attachment ruptures, a counselor can begin with empathy of apologies between parents and children. Researchers
development around the rupture within the relationship. The could consider qualitative and experimental approaches,
parent’s ability to understand the child’s perspective and as well as replication studies with other populations or
ability to experience the child’s emotional pain surrounding different variables.
a particular relational rupture are possible focal points that The present study is limited by the homogeneity of the
address both cognitive and affective aspects of empathy. sample. The sample consisted of 93.9% biological parents.
Additionally, through modeling empathy and providing In an era in which children are frequently being raised by
relational attunement in therapy, counselors can help family caregivers other than biological parents (stepparents, grand-
members experience empathy, which may further stimulate parents, adoptive parents, etc.), these findings should be
the parent–child repair process. No doubt the parent may extended to include these family constellations. The sample
also feel pain and frustration when navigating difficulties population all lived in the United States, so additional research
with an obstinate child or a pernicious adolescent. Perhaps is needed to begin to apply the conclusions cross-culturally.
there is much for the child or teenager to apologize for as Further research is also needed to better understand the
well. Hopefully and normally, however, the maturity of the impact of apologies within parent–child relationships

Journal of Counseling & Development  ■  October 2017  ■  Volume 95 397


Ruckstaetter, Sells, Newmeyer, & Zink

that are less securely attached. The convenience sampling Cohen, T., Wolf, S., Panter, A., & Insko, C. (2011). Introduc-
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