Professional Documents
Culture Documents
An Examination of Fetal
Learning Before and After
Birth
a
Peter G. Hepper
a
The Queen's University of Belfast , Belfast
Published online: 13 Nov 2012.
Taylor & Francis makes every effort to ensure the accuracy of all
the information (the “Content”) contained in the publications on our
platform. However, Taylor & Francis, our agents, and our licensors
make no representations or warranties whatsoever as to the accuracy,
completeness, or suitability for any purpose of the Content. Any
opinions and views expressed in this publication are the opinions and
views of the authors, and are not the views of or endorsed by Taylor
& Francis. The accuracy of the Content should not be relied upon and
should be independently verified with primary sources of information.
Taylor and Francis shall not be liable for any losses, actions, claims,
proceedings, demands, costs, expenses, damages, and other liabilities
whatsoever or howsoever caused arising directly or indirectly in
connection with, in relation to or arising out of the use of the Content.
This article may be used for research, teaching, and private study
purposes. Any substantial or systematic reproduction, redistribution,
reselling, loan, sub-licensing, systematic supply, or distribution in any
form to anyone is expressly forbidden. Terms & Conditions of access
and use can be found at http://www.tandfonline.com/page/terms-and-
conditions
Downloaded by [American University of Beirut] at 23:56 03 September 2014
The Irish Journal of Psychology, 1991, 12, 2, 95-107
.........................................................................................................
Peter G. Hepper
EXPERIMENT la
Method
Subjects. Thirty healthy newborn infants, delivered at the Royal Maternity
Hospital, Belfast, were examined in this study. For inclusion in the study all
individuals had to meet the following criteria: an uncomplicated pregnancy and
delivery; an Apgar score (a measure of the physical condition of the newborn
based on heartrate, respiratory effort, muscle tone, reflex irritability and colour;
ranging from 0: poor prognosis to 10: good prognosis) of greater than 7 at 1
min and 5 min after birth; a singleton pregnancy. All individuals in this study
were bottle-fed. The testing procedures were fully explained to the mothers,
who voluntarily agreed to participate in the study. The newborns were divided
into two groups: the Learning group and the Control group. The Learning
group were newborns whose mothers regularly watched Neighbours (an
Australian soap opera lasting 20-25 minutes, broadcast on BBC 1 TV, two
times a day), at least once per day and often twice, for the duration of their
pregnancy. It was estimated that this group would have heard the theme tune a
minimum of 360 times during their pregnancy. The Control group comprised
newboms whose mothers did not watch Neighbours during their pregnancy.
Apparatus. The Neighbours theme tune was used as a stimulus; this was
rerecorded to provide 3 min of continuous music and was played to the infant
by means of a Bush BR 5902 B radio cassette recorder. Heartrate was recorded
98 Hepper
.........................................................................................................
by means of a Corometrics Neonatal Monitor, Model 512, which provided a
paper tracing of the newborn's heartbeat used in the determination of hearttate.
Procedure. The babies were tested 2-4 days after birth, in their cots in a
quiet room off the main ward. At the time of testing no baby had heard the
Neighbours theme tune after their birth. Mothers were invited to watch the
testing if they wished. All testing took place approximately 3 hr after the
newborn's last feed. The infant's clothing was removed and three electrodes
connected to the heartrate recorder were placed on the left and right sides of the
Downloaded by [American University of Beirut] at 23:56 03 September 2014
chest and the right leg. A test trace was produced to ensure heartbeat was
satisfactorily recorded. The infant was then left for a period of 3 min. A 30
sec observation period (the baseline) then followed, during which three scores
were obtained:
(i) Movement. The number of movements exhibited by the infant was
recorded. This score was produced by summing the number of
movements exhibited by the legs, arms and head. Only gross movements
were recorded, fine tremors were not counted.
(ii) Behavioural state. The behavioural state of the newborn was assessed
using a method based on the original observations of Wolff (1966). Five
behavioural states were recognised in this study: (1) Sleep; the newborn
was asleep. This state includes the three sleep states described by Wolff
(1966) - regular sleep, irregular sleep and periodic sleep. At the start of
testing no individual was in this state. (2) Drowsiness; in this state the
infant's eyes open and close every now and then and breathing is irregular
and fast. (3) Alert; the infant is awake and breathing is regular. Very
little movement is observed, the infant's eyes are open and bright, and the
infant actively pays attention to its environment. (4) Active; the infant is
awake, shows frequent bursts of motor activity and breathing is irregular.
Occasional grunts and whimpers are emitted by infant. (5) Crying; the
infant is awake and crying.
The individual was observed for the 30 sec period and the state observed
given a number from 1 (sleep) to 5 (crying). In cases where more than
one state was observed the state in which the newborn spent the greatest
time was recorded.
(iii) Heartrate. The number of heartbeats recorded during the 30 sec period was
counted off the paper trace. This was then multiplied by 2 to produce a
score of heartrate in beats per minute.
After this baseline period the Neighbours theme tune was played for 3 min.
The recorder was situated approximately 3 ftdirectly behind the infant's head at
the same height off the ground as the infant's cot. For the final 30 sec of this
period (the experimental period) the number of movements exhibited, the
behavioural state of the infant and its heartrate were determined according to
the procedures described above.
Fetal learning before and after birth 99
.........................................................................................................
Results
Heartrate. An independent I-test (Robson. 1973) indicated there was no
significant difference between the Learning and Control groups in their
heartrate during the initial observation period (1=0.657; df=28). The means and
standard errors of all scores reported in this and following results sections can
be found in Table 1. Paired I-tests (Robson, 1973) were used to examine the
effect of listening to the music on heartrate by comparing the newborn's
heartrate in the baseline period with that observed in the experimental period.
Downloaded by [American University of Beirut] at 23:56 03 September 2014
EXPERIMENT 1b
One of the major problems with studies of fetal learning is that they fail to
demonstrate that the learning or altered responsiveness is specific to the
stimulus experienced in utero. Exposure to a particular stimulus prenatally
may influence behaviour in a more general fashion such that responding occurs
to all other sounds or music. In this experiment newborns were played
unfamiliar music. If the results from Experiment la were due to a generalised
change in response to music stimuli, a similar response should be observed to
the unfamiliar stimuli presented here. If the response was specific to the
Neighbours tune then no change in response should be observed.
100 Hepper
Variable M SE M SE M SE M SE
Experiment la: Neighbours tune 2-4 days after birth (n=15 per group)
Heartrate 138.9 (2.5) 124.8 (2.8) 136.7 (2.3) 135.1 (2.9)
Movements 5.2 (0.6) 2.9 (0.6) 4.5 (0.7) 4.1 (0.5)
State 3.7 (0.3) 2.9 (0.3) 4.1 (0.3) 3.4 (0.4)
Experiment Ib: Coronation Street tWle 2-4 days after birth (n=lO)
Heartrate 137.2 (2.65) 135.8 (2.24)
Movements 4.1 (0.69) 3.8 (0.71)
State 3.2 (0.39) 3.0 (0.49)
Experiment Ib: Neighbours tune backwards 2-4 days after birth (n=10)
Heartrate 142.2 (2.56) 140.6 (1.16)
Movements 4.0 (0.58) 3.0 (0.53)
State 3.8 (0.33) 3.7 (0.30)
Experiment le: Neighbours tune 21 days after birth (n=8)
Heartrate 119.25 (2.27) 119.75 (1.39)
Movements 5.75 (0.59) 5.00 (0.46)
State 3.38 (0.38) 3.38 (0.42)
Experiment la: Neighbours tune at 36-37 weeks gestation (n=1O per group)
Movements 7.2 (1.06) 11.4 (1.45) 7.3 (0.87) 7.7 (0.90)
Experiment 2b: Neighbours tWle backwards at 36-37 weeks gestation (n=10)
Movements 7.6 (0.75) 7.2 (0.85)
Experiment 2c: Neighbours tune at 29-30 weeks gestation (n=10)
Movements 9.0 (0.76) 8.5 (0.62)
ITV). None of the mothers watched this programme whilst pregnant. This
group was designated the CS group. The second group (n=lO) were played the
same three minutes of the Neighbours tune as used in Experiment la, but this
time the music was played backwards. This group was designated the Nback
group. Measures of heartrate, number ~f movements and behavioural state
were recorded in baseline and experimental periods.
Results
There were no significant differences in the heartrate (HR), number of move-
ments or behavioural state for newboms played the theme tune of Coronation
Street (HR: 1=0.82; Movements: 1=0.76; Behavioural state: t=0.51; d/=9 in
each case). Similarly playing the theme tune of Neighbours backwards
produced no significant effects on heartrate, number of movements or state
(HR: t=0.80; Movements: 1=0.18; Behavioural state: t=0.36; d/=9 in each
case). These results indicate that the learning of the theme tune of Neighbours
is specific to that tune.
EXPERIMENT le
The duration for which learning experiences persist has been a subject of
considerable debate. Exactly how long prenatal experiences last has yet to be
determined; in many experiments some postnatal exposure has often been
present and thus it is impossible to relate the results to prenatal exposure
alone. This experiment used infants 21 days old who had had no postnatal
exposure to the stimulus in question, and thus the effects of prenatal exposure
alone could be examined.
Method
Subjects. Eight individuals were tested at 21 days of age. As with the above
experiments all subjects met the criteria for taking part in the study. All
individuals were born to mothers who regularly watched Neighbours prior to
the birth of their infant. However after birth none of the mothers had watched
Neighbours and thus all the infants tested in this study had no postnatal
exposure to the Neighbours theme tune.
102 Hepper
.........................................................................................................
Procedure. The procedure was identical to that reported in Experiment la.
Individuals were tested approximately 3 hr after their last feed and no infant
was asleep at the start of testing. Measures of behavioural state, heartrate and
number of movements were recorded in baseline and experimental periods.
Results
No significant differences were found in heartrate (1=0.31; d/=7), the num-
ber of movements exhibited by the infant (t=0.85; d/=7) or the infant's
Downloaded by [American University of Beirut] at 23:56 03 September 2014
behavioural state (t=O.oo; d/=7) after exposure to the Neighbours tune. The
results suggest that the experiences gained though prenatal learning cease to
influence the response of infants three weeks of age.
Discussion (Experiment 1)
The results of Experiment la demonstrate exposure to a stimulus during
gestation significantly alters responsiveness 2-4 days after birth to that
stimulus, that is, the fetus has learned about the stimulus. Newborns only
heard the tune before birth and thus the results reflect the effects of prenatal
exposure alone. Furthermore, as no comparable change in responding was
observed in the Control group, the results cannot be explained by a genetic
predisposition; if this was the case both groups should have exhibited similar
changes in responding. The results of Experiment la could have been due to a
more generalised alteration of preferences arising from exposure to the
Neighbours tune; however, the results of Experiment Ib do not support this.
No evidence of altered responsiveness was observed either to another popular
tune, or to the Neighbours tune played backwards. Thus prenatal expOSure
results in a specific alteration of preference to the stimulus experienced in
utero. Finally, Experimentlc examined the duration of this learning. Infants
at 21 days of age, having had no postnatal experience of the tune, showed no
change in responding. This suggests that the learning observed in Experiment
la had disappeared by 3 weeks after birth, indicating some postnatal experience
may be necessary 10 maintain this preference (cf. Pedersen & Blass, 1982).
Comparison of learning perfonnance before and after birth requires the use of
similar measures which can be used to document altered responsiveness and
can be applied both before and after birth. All measures used in Experiment 1
heartrate, movement and behavioural state can be documented in the fetus. Fo~
the purposes of this experiment it was decided to record the number Of
movements, because this is the easiest of the three measures to observe in the
fetus.
Fetal learning before and after birth 103
.........................................................................................................
EXPERIMENT 2a
EXPERIMENT 2c
The origins of fetal learning have not been studied. The previous experiment
showed that such learning is evident in fetuses of 36-37 weeks of gestational
age, but it is not known whether it is displayed by younger fetuses. This
experiment attempted to determine if evidence of learning could be found
earlier in pregnancy, at 29-30 weeks of age.
Subjects, apparatus & procedure. Ten fetuses of 29-30 weeks of gest-
ational age were used in this experiment All had mothers who had regularly
watched Neighbours. The procedure followed was identical to that reponed in
Experiment 2a.
Results
The results indicated there was no significant difference in the number of
movements exhibited by the fetus before and after hearing the theme tune of
Neighbours (/=0.60; d/=9). This would suggest that at 29-30 weeks of
gestational age the fetus has not yet 'learned' the Neighbours theme tune.
Fetal learning before and after birth 105
.........................................................................................................
Discussion (Experiment 2)
The results of Experiment 2a indicate that measures used to assess learning
after birth can be used to document learning before birth. Altered
responsiveness was observed in fetuses at 36-37 weeks of gestational age who
had been exposed to the Neighbours tune throughout pregnancy, but not in
fetuses unfamiliar with the tune. The results can be attributed to experiential
factors rather than genetic ones as the control group exhibited no evidence of
Downloaded by [American University of Beirut] at 23:56 03 September 2014
GENERAL DISCUSSION
These studies demonstrate that the fetus is capable of learning, and the controls
implemented in these experiments ensure that this learning is the result of
prenatal experience and not postnatal exposure or genetic predispositions.
They demonstrate that the fetus will respond to and learn stimuli which occur
naturally in its environment. This supports ideas that fetal learning may play
an important role in future behavioural and neural development (Greenough,
Black & Wallace, 1987; Hepper, in press) rather than being an experimental
artifact. .
Of particular importance is the demonstration that learning can be assessed
before and after birth using similar measures, thus enabling the examination of
learning abilities from their origins throughout life. Interestingly the fetus
and newborn exhibited opposite reactions when the Neighbours theme tune
was played. Before birth the fetus increased its movement when the tune was
played, whereas after birth the newborn decreased its movements in response to
the playing of the tune. The reasons for this difference are unknown. It may
reflect a change in the individual's response to familiar stimuli; a similar
changeover in response to familiarity has been observed in rats (Hepper,
1986). In this study the fetus exhibited an activation of behaviour upon
presentation of the familiar stimulus, but after birth the familiar stimulus
elicited an attention-seeking response, which is accompanied by behavioural
inactivation. This is supported by the observation that on hearing the tune
newborns in the Learning group tended to alter state to adopt the alert state
(state 3), one that is optimal for learning (Wolff, 1966).
The mechanism underlying this learning has yet to be determined. It may
be a consequence of simple exposure to the stimulus. However, many
106 Hepper
.........................................................................................................
mothers in the study reported relaxing whilst watching the programme during
pregnancy. Such relaxation may be reinforcing for the fetus as it results in
relaxation of the abdominal muscles of the mother. which increases the
amount of space available to the fetus to move. This is consistent with the
observation of that the fetuses increased their movements before birth upon
hearing the Neighbours tune. This is suggestive of a more associative
mechanism of learning.
In summary. it is wortlt remembering the words of Preyer over 100 years
Downloaded by [American University of Beirut] at 23:56 03 September 2014
ago: "Above all, we must be clear on this point, that the fundamental
activities of mind. which are manifested only after birth. do not originate after
birth" (Preyer. 1881. p. xii). and note that technology and techniques are now
available to study the ontogenesis of learning abilities and to follow these
from their origins before birth to adulthood. Perhaps more importantly, it is
essential that we realise that these abilities have their origins before birth and a
true understanding of them can only be complete when their development
before birth is understood.
ACKNOWLEDGEMENTS
I thank Fiona Hepper. Sara Shahidullah and Professor Ken Brown for their
comments on this paper. The support of NATO, The Northern Ireland Mother &
Baby Appeal. The Wellcome Trusl, The British Council and The Fertility Research
Trust is gratefully acknowledged. Thanks to the School of Psychology and the
Department of Obstetrics and Gyneacology, Queen's University of Belfast, for
providing facilities.
REFERENCES