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AMENDMENT 2: 2020
An overview
DECEMBER 2020
IEC 60601-1:2005, AMD2:2020
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01
INTERTEK OVERVIEW
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02
IEC 60601-1 ED.3
INTRODUCTION
IEC 60601-1:2005 (EDITION 3) - INTRODUCTION
IEC 60601-1 covers general requirements for basic safety and essential
performance of medical electrical equipment and medical electrical
systems. The third edition of the standard was published in 2005, with
the first amendment issued in 2013.
Now the second amendment of the standard has been being published
and various collateral standards have been updated to align with this
amendment. It includes various changes and clarifications manufacturers
need to be aware of.
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IEC 60601-1:2005 + AMD1:2012 + AMENDMENT 2:2020
Collateral standards Part 1-1
General standard IEC 60601-1-XX
• To be used together with Part 1
(Part 1 standard) • Part 1 is not fulfilled if not all applicable collaterals are used
IEC 60601-1
60601-1-2 60601-1-3 60601-1-X
(Part 2)
60601-2-1
Particular
60601-2-2
standards
60601-2-4
IEC 60601-2-XX Amendments
60601-2-12
IEC 80601-2-XX
ISO 80601-2-XX 60601-2-xx
Examples: CTL Decision sheets
60601-2-4 Cardiac defibrillators
60601-2-18 Endoscopic equipment 10
60601-2-52 Medical beds
03
CHANGES IN THIS
DEVELOPMENT
CYCLE – AN
OVERVIEW
IEC 60601-1:2005 (EDITION 3) – AMENDMENT 2
IEC 60601-1-8 Ed.2 + AMD1 + AMD2 General requirements, tests and guidance for alarm
systems
IEC 60601-1-9 Ed.1 + AMD1 + AMD2 Environmentally conscious design (admin update only)
IEC 60601-1-11 Ed.2 + AMD1 Medical electrical equipment and medical electrical
systems used in the home healthcare environment
IEC 60601-1-12 Ed.1 + AMD1 Medical electrical equipment and medical electrical
systems intended for use in the emergency medical
services environment (admin update only)
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RELATED STANDARDS UPDATED IN THIS DEVELOPMENT CYCLE
Standard Title
ISO 14971:2019 Medical devices – Application of risk
management to medical devices
IEC 62366-1:2015 AMD1:2020 Medical devices – Part 1: Application of
usability engineering to medical
devices
IEC 62304:2006+AMD1:2015 Health software - Software life cycle
processes
(Forecast publication date for Ed.2: 2021-
10)
15
IEC 60601-1:2005 (EDITION 3) – AMENDMENT 2
As such, the changes and revisions of the second amendment will mark
the standard to be used in medical devices for several years to come.
16
04
THE CHANGES IN
IEC 60601-1 ED.3
AMENDMENT 2
CLAUSE 2 NORMATIVE REFERENCES
Some normative references in Clause 2 have been updated or added. This is
important to remember as this, in some cases, may have a major impact on products
whenever the (updated) standard versions include significant technical changes.
Examples of updated standards include the following:
• The latest dated versions of collateral standards IEC 60601-1-2 (EMC), -1-3
(Radiation protection in diagnostic X-ray equipment), -1-6 (Usability) and -1-8
(Alarms) are being referenced (60601-1-8 includes some significant changes)
• Standard versions have been updated for IEC 60825-1 (Laser products), IEC 60950-
1 (Information technology equipment), IEC 62304 (Medical device software –
software life cycle processes) and ISO 14971 (Risk management)
• An undated reference to IEC 62133-2 (Lithium batteries) and a reference to the
2018 version of IEC 62368-1 (Audio/video, information and communication
technology equipment) have been added
The standard versions have also been updated in other clauses such as in 10.4 where
the reference to the laser standard was updated from the IEC 60825-1:2007 to the
2014 version. 18
NORMATIVE REFERENCES REVISED IN OTHER CLAUSES – COLLATERAL AND
PROCESS STANDARDS
Cl. 4.2 Risk Management Process
• ISO 14971:2019
Cl. 12.2 Usability
• IEC 60601-1-6:2010 and IEC 60601-1-6:2010/AMD1:2013 and IEC 60601-1-
6:2010/AMD2:2020.
Cl. 12.3 Alarm Systems
• IEC 60601-1-8:2006 and IEC 60601-1-8:2006/AMD1:2012 and IEC 60601-1-
8:2006/AMD2:2020.
Cl. 14 Programmable Electrical Medical Systems (PEMS)
• IEC 62304:2006 with IEC 62304:2006/AMD1:2015
Cl. 17 Electromagnetic compatibility
• IEC 60601-1-2:2014 and IEC 60601-1:2014/AMD1:2020.
• RISK(S) associated with ELECTROMAGNETIC DISTURBANCES SHALL BE ADDRESSED 19
CLAUSE 3 TERMINOLOGY AND DEFINITIONS
Terms which have been Terms which have been aligned Terms which have been
aligned(some with modification) (some with modification) with added and aligned (some
with ISO 14971:2019 IEC 62366-1 with modifications) with IEC
60601-1-8:2006+AMD2:2020
• 3.38 HARM • 3.136 USABILITY
• 3.149 HIGH PRIORITY
• 3.40 HAZARDOUS SITUATION • 3.137 USABILITY
ENGINEERING • 3.150 INFORMATION
• 3.44 INTENDED USE / SIGNAL
PURPOSE • 3.138 VERIFICATION
• 3.151 LOW PRIORITY
• 3.55 MANUFACTURER • 3.146 PRIMARY OPERATING
FUNCTION • 3.153 MEDIUM PRIORITY
• 3.89 PROCESS
• 3.147 USABILITY
• 3.100 RESIDUAL RISK ENGINEERING FILE
• 3.107 RISK MANAGEMENT
The existing table showing the indicator lights and their meaning was
replaced with a new one which includes requirements from IEC 60601-1-8.
The second paragraph in the text in the ‘General’ section for MOPs was re-written for better
understanding and (informative) Figure A.12 (MOP selection flowchart) included in the
mandatory part of the standard as figure 40.
It is now made clear that each MOP shall be categorized in relation to the MEE part(s) which
it protects from exceeding permitted limits.
It is a MOPP if it protects applied parts, or parts that are identified according to 4.6 as
needing to be subject to the same requirements as applied parts.
Otherwise the requirements for either MOPP or MOOP shall be used as shown in Figure 40.
23
PROTECTION AGAINST ELECTRICAL HAZARDS FROM ME EQUIPMENT:
MOOP OR MOPP (8.5)?
For Operator
In various clauses Figure 40* Protection (MOOP):
throughout section 8
Use any of the
references to IEC possible
62368-1 were added requirements (from
where references to IEC 60601-1, or IEC
IEC 60950-1 already 60950-1 or IEC
existed. 62368-1.
25
PROTECTION AGAINST ELECTRICAL HAZARDS FROM ME EQUIPMENT:
ACCEPTANCE OF IEC 62368-1
IEC 60601-1 AMD2 notes,
flowcharts, and calculations
based on specific
parameters representing Figure A.26*:
‘real-life scenarios’ in the How to
main text of the standard determine air
and informative Annex A clearance
help manufacturers in their requirements in
process to determine if a IEC 62368-1
62368-1 compliant MOP is (excerpt from IEC
acceptable for use in the TR 62368-2:
IEC 60601-1 end use
application. Examples
include the following:
8.9.1.2 Creepage Distances and air clearances: Equipment/sub-assemblies/components complying with IEC 62368-
1:2018 designed specifically for use with transient-free supply mains shall additionally comply with the applicable 27
requirements of Table 13 to Table 16 (inclusive).
PROTECTION AGAINST ELECTRICAL HAZARDS FROM ME EQUIPMENT:
ACCEPTANCE OF IEC 62368-1: USE SCENARIOS
Scenario Description Examples
Equipment complying with IEC 62368-1:2018 is built Internal power
into MEE. In this scenario, equipment complying with supplies,
IEC 62368-1:2018 is fully contained within the optical-isolator,
enclosure of the MEE and is accessible only with the transformers,
use of a tool (the output parts of the power supply or processor board
ac-dc connectors may be accessible at SIP/SOP assemblies,
connections without the use of a tool). Equipment dc-dc converters, ac-
complying with IEC 62368-1:2018 is generally dc converters,
*Source of images: considered as a component/part of the MEE and they Bluetooth
IEC 60601-1:2005+AMD1:2012+AMD2:2020
cannot be used separately. communication
modules
Equipment complying with IEC 62368-1:2018 is External/Stand-alone
provided as a part of MEE but is not built into MEE power supplies,
and is readily accessible to the operator and/or computers, monitors,
patient. Equipment complying with IEC 62368-1:2018 printers, keyboards
is provided with its own enclosure and may be used
separately from the MEE.
28
PROTECTION AGAINST ELECTRICAL HAZARDS FROM ME EQUIPMENT:
ACCEPTANCE OF IEC 62368-1
To summarize: With AMD2, the application of the insulation coordination requirements in
IEC 62368-1:2018 can be used as a MOOP for subassemblies/components that are built
into MEE. However,
1. In all cases, the requirements for MOPP in this standard still need to be applied /
evaluated (with IEC 60601-1 AMD2 providing guidance), and
2. It is important to remember that not all requirements for operator protection in IEC
62368-1:2018 have been integrated in AMD2 – only Clause 8 and one note in Clause 10
have been addressed. For the remainder of IEC 60601-1, the safety solutions in IEC
62368-1:2018 have not been considered in AMD2 (will be addressed during the
development IEC 60601-1 Ed.4).
For IEC 62368-1:2018 certified sub-assemblies/components built into MEE, Clause 7 and
Clauses 9 to 15 (inclusive) of IEC 60601-1 are applied as stated. If a requirement in IEC
62368-1:2018 is related to operator safety and conflicts with parts of Clause 7 and Clauses
9 to 15 (inclusive), it can be evaluated according to the detailed requirements of 4.5.
29
PROTECTION AGAINST ELECTRICAL HAZARDS FROM ME EQUIPMENT:
Y-CAPS AND OPTICAL ISOLATORS (8.5)
A new note 3 in 8.5.1.2 helps manufacturers determine suitability of y-caps bridging
MOPP regarding dielectric strength for the following ‚typical‘ voltage ranges:
• For voltages in the range of 212 V peak (150 V rms) to 354 V peak (250 Vrms), Two Y1 capacitors for 2
MOPP (Y1 dielectric strength rated 2500 V a.c.; 2MOPP require 4000 V a.c)
• For voltages below 212 V peak (150 V rms), two Y2 capacitors for 2MOPP, (Y2 dielectric strength rated
1500V a.c.; 2MOPP dielectric strength require 3 000 V a.c)
New requirements for opto-coupler in Cl. 8.5.1.2 & 8.5.1.3 (MOPP & MOPP):
Opto-couplers complying with IEC 60747-5-5:2007, or a later edition, are considered
equivalent to the requirements of 8.8.2 (solid insulation) and 8.9.3 (thermal cycling).
• The following applies: Air clearance and creepage distance at the outside of the
opto-coupler, and dielectric strength across the opto-coupler
The factor of 1.6 on insulation test voltage for thermal cycling tests (8.9.3) is not required as IEC 60747-
54-5 applies different test methods. Distance Through Insulation (0.4mm) and thermal cycling testing
are not required as compliance with the component standard addresses the risk of pin holes and
thermal effects on the insulating compound. 30
PROTECTION AGAINST ELECTRICAL HAZARDS FROM ME EQUIPMENT:
WORKING VOLTAGE (8.5.3, 8.5.4)
Additional text was added clarifying how the working voltages shall be measured, and
the maximum mains voltage was changed from 250V to 240V.
For Case 1, the floating circuit is isolated by 1 MOP to earth based on the floating circuit voltage U2. The working voltage
(Uw) of the mains barrier is the highest voltage of one side of the barrier, i.e. U1 or U2 whichever is greater in magnitude
for Case 2, the floating circuit is not isolated by at least 1 MOP to earth based on the floating circuit voltage U2. For the
31
measurement of Uw of the mains barrier both sides have to be earthed to obtain repeatable worst-case results
PROTECTION AGAINST ELECTRICAL HAZARDS FROM ME EQUIPMENT:
PROTECTIVE EARTH IMPEDANCE (8.6.4)
The test requirement for using a 3 m long detachable power cord if not supplied or
specified was removed. It now states that for ME Equipment powered from detachable
power cord, testing shall be carried out using a detachable power supply cord as
provided or specified (length and cross-sectional area) by the manufacturer.
Various notes have been added underneath Table 12 (cr/cl providing MOPP) with
clarifications such as:
• the values being applied regardless of pollution degree, over-voltage category and material group
• the creepage distance and air clearance are both related to r.m.s. or d.c. working voltages
• the values do not take into account waveforms with low r.m.s. and high peak working voltages (for Switch
Mode Power Supply Units use the measured r.m.s. as the working voltage).
A new subclause 8.9.1.16 has been added to address conductive surface coatings applied to
non-metallic surfaces where it shall be established that flaking or peeling does not result in
the reduction of any are clearance or creepage distance, with the note giving examples of
coating test standards including UL746C. 34
PROTECTION AGAINST ELECTRICAL HAZARDS FROM ME EQUIPMENT:
POWER SUPPLY CORD CONDUCTORS, MAINS FUSES/OVERCURRENT
RELEASES (8.11)
To determine the required cross-sectional area of power supply cord conductors
operating at currents greater than 63 A, apply the electrical regulations appropriate
for the jurisdiction in which the MEE is to be used.
The note “If fuses complying with IEC 60127 are used and the prospective short-circuit
current exceeds 35 A or 10 times the current rating of the fuse, whichever is greater,
the fuses should have high breaking capacity (1 500 A)” was removed and replaced
with the following:
“Protective devices shall be of a breaking capacity based on the manufacturer’s
expectation of the highest branch circuit current and/or prospective short circuit
current”.
35
PROTECTION AGAINST MECHANICAL HAZARDS
• A note in 9.6.2.1 (which specifies limits for audible acoustic energy), that acoustic
energy associated with the intended use of the MEE or MES is excluded
• Addition of text in Table 21 for determination of tensile safety factors for
mechanical protective devices specifying that for metallic materials a specific
elongation at break equal to or greater than 5% is assumed
• Clarification from where the mass is dropped (150mm from the lowest edge of the
foam) for the dynamic forces test
36
PROTECTION AGAINST UNWANTED AND EXCESSIVE RADIATION HAZARDS:
LASERS (10.4)
The text was revised to stress the fact that IEC 60825-1 applies for lasers including laser
diodes that produce or amplify electromagnetic radiation in the wavelength range from
180 nm to 1 mm.
As noted earlier, IEC 60825-1:2007 was replaced with IEC 60825-1:2014.
Notes:
• Manufacturers should be aware that for Class 3B and 4 medical laser products, IEC 60601-2-22 is
applicable.
• IEC 62471 gives guidance for evaluating the photobiological safety of lamps and lamp systems
including luminaires.
• IEC 60601-2-57 can be used in the risk management process for MEE incorporating non-laser light
sources intended to create non-visual photobiological effects (applies for therapeutic, diagnostic,
monitoring and cosmetic/aesthetic use)
37
PROTECTION AGAINST EXCESSIVE TEMPERATURES AND OTHER HAZARDS:
CONSTRUCTIONAL REQUIREMENTS FOR FIRE ENCLOSURES (11.3)
Some corrections were made, and additional requirements
added:
• The requirements for insulated wiring were reduced from
from V-1 to V-2
• As an alternative to having no openings in the sides of a
fire enclosure within the area that is included within the
inclined line C in Figure 39* on or the following designs
may be used:
o be made of metal, perforated as specified in Table 25
(includes requirements for max. diameter of holes and
max. spacing of holes centre to centre based on the
min. thickness); or
o be a metal screen with a mesh not exceeding
2 mm x 2 mm centre to centre and a wire diameter of Source: IEC 60601-1:2005+AMD1:2012+AMD2:2020
at least 0.45 mm.
38
PROTECTION AGAINST EXCESSIVE TEMPERATURES AND OTHER HAZARDS /
HAZARDOUS SITUATIONS AND FAULT CONDITIONS: MAXIMUM
TEMPERATURES (13.1.2)
A new Table 34 was added specifying limits for accessible parts that are likely to be
touched, but no intended to be touched to operate the MEE, when measured and
adjusted as required in 11.1.3. Accessible parts intended to be touched to operate the
MEE still shall comply with table 23.
1)values from Table 23.
39
HAZARDOUS SITUATIONS AND FAULT CONDITIONS: EMISSIONS,
DEFORMATION OF ENCLOSURE OR EXCEEDING MAX. TEMPERATURE (13.1.2)
Changes include a combination of revised text, added note and new compliance check
requirements for secondary circuits. (Current) requirements are summarized here with
changes highlighted.
Single fault with regard to the emission of flames, molten metal or ignitable substances,
related to fire hazards not required where:
• Circuit <15W (900J)
• Secondary circuit meeting the requirements on the next slide
• High-integrity characteristics component
• Completely contained within a fire enclosure
Added Note: When the investigated part of the supply circuit is a battery, the limit for the
power dissipation check directly on the output contacts of the battery, even before an external
protective device.
40
HAZARDOUS SITUATIONS AND FAULT CONDITIONS: EMISSIONS,
DEFORMATION OF ENCLOSURE OR EXCEEDING MAX. TEMPERATURE (13.1.2)
41
HAZARDOUS SITUATIONS AND FAULT CONDITIONS: SINGLE FAULT
CONDITIONS (13.2.1)
42
CONSTRUCTION OF ME EQUIPMENT: LITHIUM BATTERIES (15.4.3.4),
TRANSFORMERS (15.5.3)
Secondary Lithium battery shall comply with the requirements of IEC 62133
or (NEW) IEC 62133-2.
43
ME SYSTEMS: PROTECTIVE EARTH CONNECTIONS IN ME SYSTEMS POWERED
FROM DETACHABLE POWER SUPPLY CORDS (16.9.2.2)
IEC 60601 requires for each part of a ME System that shares a supply mains connection,
to meet clause 8.6.4 for the impedance and current carrying capacity. Previously it was
required to measure the impedance between the PE pin in the mains plug and any part
that is protectively earthed. Now, this was modified to state:
Where the pathway of a fault current caused by a live part to a protectively earthed
part is protected only by the supply mains circuit over-current release (e.g. circuit
breaker or fuse), the protective earth resistance of that pathway shall not exceed 200
mΩ.
Where the pathway of a fault current caused by a live part to a protectively earthed
part is protected by additional intermediate circuit breakers or fuses with current
ratings 13 A or lower, then compliance with 8.6.4 b) and 8.7.2, first dash, is achieved
and the protective earth resistance to that part of the fault pathway may exceed 200
mΩ but shall be less than 400 mΩ. 44
45
Claudia Sirch
Chief Engineer – Medical,
laboratory, measurement, control
equipment and laser products
Regional Chief Engineer (EMEA)