Professional Documents
Culture Documents
OFFICIAL TITLES
iN IMPERIAL CHINA
CHARLES O. HUCKER
George Pa/mer Williams Emeritus Professor of
the College of literature, Science, and the Arts
and Professor Emeritus of Chinese and of History
The University of Michigan
ITAIWAN EDITIONI
Reprinted by
SOUTHERN MATERIALS CENTER, INC.
Taipei
© 1985 by the Board of Trustees of The Leland Stanford
Junior University. All rights reserved. Reprinted and
published by arrangement with Stantord Univeısity Press.
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P. O. Box 13-342 Taipei, Republic of China.
Preface
This is a reference aid for students and schol- Ch'ing, including simple organizational charts
ars who, from many disciplinary viewpoints, for most dynasties. The main body of the Dic-
work with sources dating from or relating to tionary, prefaced with a User's Guide, consists
premodern Chinese times, written principally in of 8,291 individual entries for titles, agency
Literary or Classical Chinese (wen-yen). it iden- names, and related terminology, in which dif-
tifies, defines, and places in their temporal and fering usages are explained and pan-dynastic
institutional contexts the official titles and agency evolutions are traced. This is followed by a
names that abouııd in such materials. Items of finding-list of suggested English renderings
unofficial ()iterary and colloquial) as well as of- (English Index), another for Chinese characters
ficial nomenclature are included, as are selected and compounds (Chinese Index), anda conver-
items of administrative terminology that seem sion table from Pinyin romanizations currently
especially relevant, particularly those in the realm endorsed by the People's Republic of China to
of personnel administration. If less than abso- the Wade-Giles romanizations used in the Dic-
lutely comprehensive in its coverage, the Dic- tionary, which have been standard in English-
. tionary presses against the limits of practicality, language and German writings about China for
and I am confident that it will serve most of the so long and are still preferred by so many Sin-
needs of its users. ologists that for the foreseeable futµre no pre-
My principal intent in undertaking the work modern China specialist can afford not to know
was to relieve Sinologists who are not them- them.
selves institutional historians of the aggrava- Suggested English renderings are based on
tions, confusions, and embarrassments they have principles long used by institutional historians
endured in trying to cope with traditional Chi- of China in efforts to avoid the pitfalls of mak-
na' s ubiquitous governmental nomenclature. A ing traditional Chinese government seem either
secondary but important purpose was to provide too much like a modern Western government or
a foundation, at least, for a history of China's an otherworldly, Gilbert and Sullivan-like quag-
governmental institutions. Acquaintances have mire of nonsense. These principles as I use them
suggested that the Dictionary may also prove to can be suinmarized as follows:
be a valuable source of data for social histori- 1. The ideal is a rendering that reveals both
ans; if so, I shall naturally be gratified. I shall the actual function of the office and the Iiteral
similarly be gratified if Sinologists generally ac- sense of the Chir.ese title, but if that ideal is
cept my English renderings in their totality as a unattainable a rendering suggesting the function
standard, since the troublesome and expensive is ordinarily preferred to one reflecting the lit-
use of Chinese characters in Sinological writ- eral sense.
ings could thereby be reduced. However, I anı 2. The most notable exceptions to the pref-
aware that my work is not without imperfec- erence for functional renderings tend to be in the
tioris, and that some Sinologists resist standard- nomenclature used for the military, eunuchs, and
ization of any sort as a matter of principle. palace women. Army of Inspired Militancy (lit-
The work begins with a long Introduction that eral), for example, is preferred to Second Army
offers concise descriptions of governmental or- or Third Army (terms that could only lead to
ganization dynasty by dynasty from Chou to ultimate confusion in a traditional Chinese con-
PREFACE vi
text); Eunuch of High Rank (literal) is preferred citation of chüan (chapters) of Li-tai chih-kuan
to some guess about the title-holder's usually piao and of renderings from Western-language
undescribed function; and Lady of Bright Coun- manuals that are found in a large proportion of
tenance (literal) is preferred to, say, Secondary entries are not to be thought of as complete doc-
Imperial Wife of the Fourth Rank. umentation of sources; they are merely cross-
3. Titles that are very familiar to English references to noteworthy works for the user's
speakers and might be misleading are avoid- convenience.
ed: President, Prime Minister, Premier, Mayor, Other materials used, which in general are less
Sheriff, and the like. However, many familiar thorough and less readily available, are far those
military terms not only seem unobjectionable, reasons not cited in the Dictionary entries. They
but are often unavoidable: General, Army, Reg- are far too numerous to list here, but let me call
iment, Company, and the like. special attention to the hitherto little-used Ch'eng-
4. Except in the cases of honorific or unof- wei lu by the ]ate Ch'ing scholar-official Liang
ficial designations (Grandee of the Fourteenth Chang-chü, preserved in the collection of works
Order, for example), bizarre renderings that are on colloquialisms called Ming-Ch'ing su-yü tz'u-
too foreign-sounding and esoteric neologisms are shu chi-ch'eng, which has been my principal
avoided. source for unofficial usages through history; the
5. Usages that are solidly established in the abbreviated version of Li-tai chih-kuan piao by
Sinological tradition, such as Chancellery, Sec- Huang Pen-chi, supplemented with brief dy-
retariat, Department of State Affairs, Bureau of nasty-by-dynasty overviews of govemmental
Military Affairs, Censorate, and Grand Secre- structure, a considerable number of historical
tariat, are not abandoned without good reason. essays explaining individual titles, anda general
The making of this Dictionary has been pos- index arranged by the four-comer system (Taipei,
sible only because Chinese scholars and West- 1976); the Chügoku rekidai shokkan }iten pub-
ern Sinologists have alike realized the impor- lished by the Nitchü minzoku kagaku kenkyü-
tance and the complexity of governmental jo, a historical dictionary of 1,376 imperial
nomenclature in imperial China and have long Chinese titles, together with elaborate dynasty-
tried to make it understandable. 'fne Chinese by-dynasty charts of govemmental structure (To-
consequently have the world's most detailed kyo, 1980); and the Chung-kuo wen-kuan chih-
histories and encyclopedias of govemmental or- tu shih by Yang Shu-fan, my principal source
ganization; and manuals of govemmental orga- for personnel-administration practices from Ch'in
nization in all major dynasties have been trans- and Han through Ch'ing times, which has not
lated or compiled by Westem scholars. in the received the attention from Western Sinologists
former category, the imperially sponsored en- that it deserves (Taipei, 1976).
cyclopedia called Li-tai chih-kuan piao is the While acknowledging my debt to all these and
principal research source for this Dictionary, de- still other scbolarly works, I must emphasize that
spite the distortions that result from its treating the Dictionary is not merely a patchwork of <lata
all agencies and posts of prior eras as anteced- and English renderings easily plucked from the
ents of Ch'ing dynasty institutions. in the latter works of others. Both the introductory dynastic
category, I have benefited enormously from the essays and the individual Dictionary entries are
modem Westem works that are cited by abbre- based largely on original research, and the sug-
viations in the entries, as is Li-tai chih-kuan piao gested English renderings have been devised
(see Abbreviations on page 102): Edouard Biot's without obsessive adherence to those suggested
translation of the classic Chou-li; Hans Bielen- by other Sinologists (or by myself in previous
stein 's The Bureaucracy of Han Times; Robert writings). My hope has been to achieve a co-
des Rotours' Traite des fonctionnaires et traite herent system of English nomenclature that ac-
de l'armee for T'ang; Chang Fu-jui's Les Fonc- cords with the continuities and discontinuities in
tionnaires des Song: lndex des titres for Sung; Chinese usage over the long time span covered.
and Brunnert and Hagelstrom's Present Day Po- Regardless of Ralph Waldo Emerson's famous
litical Organization of China for Ch'ing. The pronouncement, I would like to have achieved
vii PREFACE
absolute consistency in this regard. I have failed ment between the Stanford University Press and
to do so because of the enduring attraction of myself by which I would undertake to wordpro-
some long-established Western renderings, some cess the whole work and provide for the type-
memory lapses or perhaps capricious aberra- setting and insertion of Chinese characters into
tions on my part, and my inability to maintain the text, and the Press would of necessity waive
concentration on such matters at a high level some of its normal editing prerogatives and keep
through the years that passed as a 1 drafted, re- the final published work at the lowest possible
vised, wordprocessed, copyread, and proofread unit price. On both sides, it was an experiment
the work. Now that the indexing has been done, whose consequences and complications could not
I anı sure I would do some things differently if be fully foreseen. in editorial and mechanical
I had the time--and the will-to go through it aspects alike, the result is perhaps less perfect
all again. However, I do not think my incon- than either of us would have liked; but what we
sistencies-mainly in such relatively petty mat- have learned in the process should be of value
ters as hyphenation and capitalization--detract to both of us, and others, in future.
significantly from the value of the work. in saying that preparation of the Dictionary
The Dictionary was originally conceived, as has been largely a one-man process I do not wish
a vague project for some distant time, when I to belittle the help, criticisms, and encourage-
was a graduate student and in spare hours made ment I have received from many others. Among
an index to titles in the classic Chou-li for my the Sinologists who saw and commented use-
own reference, and to an unusual and unanti- fully on sections of the work in draft fonn are
cipated degree it has been a one-man project. Professors Hok-lam Chan of the University of
Actually initiated in 1976, the project has em- Washington, John W. Dardess of the University
ployed students of The University of Michigan of Kansas, Albert E. Dien of Stanford Univer-
and, at times in the past year, students of the sity, Edward L. Farmer of the University of
University of Arizona as assistants with various Minnesota, A. F. P. Hulsew6 of Leiden Uni-
kinds and levels of competence. But I alone wrote versity, David N. Keightley of the University of
the lntroduction, drafted and revised the entries, California at Berkeley, James T. C. Liu of
put the indexes in final form, tediously word- Princeton University, and Charles A. Peterson
processed the English text and index on my per- of Cornell University. Others who graciously
sonal computer for automated typesetting, con- contributed either published or unpublished ma-
tracted for the typesetting of Chinese characters terials of their own for my reference are Pro-
throughout, supervised the cutting and pasting fessors Priscilla Ching-Chung of the University
of Chinese characters into the English text, and of Hawaii at Manoa, R. R. C. de Crespigny of
did final proofreading of ali parts of the Dic- the Australian National University, Jack L. Dull
tionary. Never before have I been so personally of the University of Washington, David Far-
involved in the many stages of book-making. In quhar of the University of Califomia at Los An-
consequence, putting the work between boards geles, Penelope A. Herbert of Murdoch Uni-
has taken far more time than I originally ex- versity, Igor de Rachewiltz of the Australian
pected. National University, and Daphne Lange Rosen-
The principal reason for my personal absorp- zweig of the University of South Florida. If I
tion in the Dictionary for so long, and for the have not fully profited from such help, the fault
consequent delay in its publication, is that the is mine alone, and I alone should be blamed for
process of compilation got under way just as any factual errors as well as other flaws that may
personal computers came on the market, offer- be found in the book.
ing the possibility of automatically typesetting a Among the students wbo assisted in my re-
work of this sort. My own infatuation with the search work for the Dictionary at The Univer-
new technology, coupled with the realization that sity of Michigan l owe special thanks to Thomas
rapidly rising publishing costs threatened to put P. Massey (now Dr.), who gleaned data from
the finished Dictionary completely out of the Li-tai chih-kuan piao and other Chinese and
anticipated users' price range, led to an agree- Japanese sources, and to Chi-sheng (Jason) Kuo
PREFACE viii
(now Dr.), who also worked in some of the Rackham School of Graduate Studies, and Cen-
Chinese sources; Maureen A. Flannery; and ter for Chinese Studies have been invaluable in
Cynthia Y. Ning. Alice Duan, Jennifer Lo, and maintaining the momentum of the work at crit-
Catherine Ehrlich at Michigan and Wayne Ten ical times, as have grants from the Committee
Harmsel and Lee Yi-ya of the University of Ar- on Studies of Chinese Civilization of the Amer-
izona also assisted, principally with indexing. I ican Council of Learned Societies and its suc-
anı heavily indebted to Barbara Congelosi and cessor, the Joint Committee on Chinese Studies
Diane Scherer, who far exceeded their obliga- sponsored by the American Council of Learned
tions as members of the Publications Offıce of Societies and the Social Science Research Coun-
the Center for C1'inese Studies at Michigan in cil. The willingness of all these agencies to help
helping me learn the fundamentals of word- bear the fınanciaJ burden of such speciaJized work
processing and were always pleasant and help- is of course greatly appreciated.
ful neighbors in Ann Arbor's memorable Cor- As for matters of technical production, I have
ner House, where the Dictionary project was wordprocessed the Dictionary on a TRS-80
housed. in Tucson, Professor Stephen H. West, Model III two-disk-drive microcomputer with
C. W. Fields, and Robert Arbogast sympathet- an Okidata 82A microline printer attached, us-
ically listened to my litany of technical prob- ing a printer's special program built into the
lems and gave me knowledgeable advice that I general wordprocessing program called Lazy
greatly appreciate. Writer devised by David Welsh; both hardware
For encouragement and administrative sup- and software have proved quite satisfactory. The
port I am also greatly indebted to the successive English type used is New Times Roman, set by
chairmen of the Department of Far Eastern Lan- Edwards Brothers, ine., of Ann Arbor, whose
guages and Literatures at Michigan, Professors wordprocessing speciaJists, Nancy Firestone and
Robert H. Brower and Luis O. Gômez, and their Laurel Doty, have been consistently helpful.
dedicated administrative assistant, Marjorie Pe- Chinese characters have been set by Asco Tnıde
tring; the successive directors of Michigan's Typesetting Limited of Hong Kong, in its font
Center for Chinese Studies, Professors Albert called Basic Grotesk; its manager, Howard Wu,
Feuerwerker and Robert F. Demberger, and their deserves great credit for the accuracy and
administrative assistants, Rosalind Daly, Arın promptness with which the work has been done.
Detwiler, Eunice L. Bums, and Robert Eno; and Keylining characters into the English text has
the head of the Department of Oriental Studies been the work of Tucson Typographic Service;
at the University of Arizona, Professor Robert I appreciate the counsel and courtesies of its
M. Gimello, and his administrative assistant, president, Larry Armstrong, and the always
Salley WaUin. Among my faculty colleagues at cheerful and resourceful help of its expert key-
Michigan, Professors James I. Crump and Ken- ıfaer, Jose A. Fortuno. At Stanford University
neth DeWoskin were especially interested and Press, Editor J. G. Bell and Associate Editor
encouraging, and Dr. Hilda Tao was helpful in Barbara E. Mnookin have principally bome the
checking substantial numbers of my romaniza- heavy burden of collaborating with me in the
tions for the accuracy of their tonal markings. publication .process. Their professional exper-
Not taking into account Stanford University tise and, above all, their humane concern for my
Press's costs and my own working time and not- well-being, success, and gratification are greatly
inconsequential expenses, preparation of the appreciated.
Dictionary has been supported primarily by two My wife, Myrl, has as always been under-
grants from the National Endowment for the standing, tolerant, and supportive, at times in
Humanities and by cost-sharing funds and other abnormally difficult circumstances, and I dedi-
kinds of contributions from The University of cate the work to her with all my love.
Michigan. Without the magnanimous financial
support of both institutions, the project could C.O.H.
never have been completed or undertaken at all.
Tucson
Supplementary grants from Michigan's College
June 1984
of Literature, Scie;ıce, and the Arts, Horace H.
Contents
INTRODUCTION:
GOVERNMENTAL ORGANIZATION ERA BY ERA
Some General Continuities / 3. Chou / 6. Ch'in / 8. Han/ ı ı. Era of North-
South Division / 17. Sui / 24. T'ang / 28. The Five Dynasties and Ten King-
doms / 38. Sung / 40. Liao and Chin / 53. Yüan / 58. Ming / 70. Ch'ing / 83.
REFERENCE MATTER
Index to Suggested English Renderings / 601. Index to Chinese Terms / 645.
Conversion Table: Pinyin to Wade-Giles / 675.
INTRODUCTION: GOVERNMENTAL
ORGANIZATION ERA BY ERA
Conventional Titles for Members of the lmperial Family
Consort Imperial Prince Deceased Imperial Father Empress Dowager Princess Supreme
(jei) (ch'in-wang) (huang-k'ao) (huang t'ai-hou) (ta-chang kung-chu)
Emperor Emeritus
(t'ai-shang huang)
1 1
Commandery Heir Commandery Grandson Successor (offspring not considered royalty)
Prince (shih- Princess (t'ai-sun)
(chün-wang) tzu) (chün-chu)
l
(offspring generally ennobled
1
(offspring not con-
in declining ranks) sidered royalty)
Some General Continuities
Some scholars seem to believe that the patterns the Capital (ching Ji{, tu ff~; commonly with a
of govemment in Imperial China never funda- hierarchical or directional prefıx). A much larger
mentally changed. Dispelling that notion should area that was dominated by and administered di-
be one of the principal achievements of this dic- rectly from the capital, a special territorial ju-
tionary. Nevertheless, some aspects of Chinese risdiction as large as a modern Province (sheng
government did persist almost unchanged ~), was the Metropolitan Area (ching-shih Ji\ııffi,
throughout history, and others endured through ching-chao Ji{ ~~, chih-li ili~).
very long stretches of time. To avoid unneces- The Emperor had several categories of wives.
sary repetition in the era-by-era descriptions of There could be on)y one principal wife at any
govemmental organization that follow, some of one time, the Empress (huang-hou ~/ii); others
the most notable of these continuities are dealt were categorized as Consorts (fei ~t) and Con-
with here at the outset. cubines (pin ~)-designations normally pre-
fixed with auspicious or laudatory epithets mak-
ing such titles as Honored Consort (kuei-fei
Ruling Families Throughout History
ilt ~e,). All such wives were known by their
Among the most stable patterns in traditional maiden surnames-as Empress Li, Honored
Chinese govemment was official nomenclature Consort Yang, and the like. A child bome by
for the supreme ruler, his close relatives, and any wife was considered legitimate and formally
his places of residence. The single most signif- treated the Empress as its mother. The resiclence
icant change was made in 221 B.C., when the of the Empress was commonly called the West-
ancient but long depreciated title wang .:E, which ern Palace (hsi-kung g§ 'g).
Westerners have traditionally rendered as King, Intimate personal attendants of the Emperor
was replaced as the designation of the supreme and his various wives were of two sorts. üne
ruler by the newly coined title huang-ti ~ 'ffi'" was a group of lower-status palace women (kung-
translated as Emperor. nü 'g-t{, nü-kuan "ti:'&, and variants), who in
From 221 B.C. to the end of the Ch'ing dy- principle could be promoted even to the status
nasty in 1912, China was ruled by Emperors who of Empress at the Emperor's whim, but who
lived in a walled compound or Palace (kung 'B), generally were servants of the Emperor and his
commonly known as the Great Within (ta-nei wives. From T'ang times on, they were com-
::kp;ı) orthe Forbidden City (chin-ch'eng ~~), monly organized hierarchically into Six Palace
which contained many buildings called Halls (tien Services (liu chü :,~, f,u), each with a specified
l1t, ko M) or individually named palaces. Around realm of responsibility, and each headed by one
this core was a larger walled area commonly of th~ so-called Six Matrons (liu shang 1', f,;j).
called the lmperial City (huang-ch'eng ~~), The other grour of intimate attendants were
enclosing the halis, or residences, of the inti- eunuchs (huan-kuan 'ğ[ 'g, nei-shih p;ı ffl, t'ai-
mate personal attendants of the Emperor and his chien :t~, and variants), among whom strong
immediate family. Buildings housing agencies individuals or cliques sometimes exploited their
of the central government were alsa clustered in close relations with the Emperors and their wives
the Impeiial City or !ay close outside it. to such a degree that they gained great govem-
The larger city in which the Imperial City was mental authority-notably in Later Han, in late
located, itself normally walled, was designated T'ang, and in Ming. Nominally, however, they
General Continuities INTRODUCTION 4
were palace servants, organized-sometimes to- Chinese dynasties efforts were made to disso-
gether with palace women-into a Palace Do- ciate them from govemment and especially, as
mestic Service (ch'ang-ch'iu chien :IH.Xfiii, nei- s9on as thcy reached maturity if not before, to
shih chien pgffl='Mf., nei-shih sheng pgffl=ti) ora move them out of the palace and the capital into
Court of Palace Attendants (hsüan-hui yüan imposing residences scattered throughout the
1ı t11H,t ). empire. All offspring of males descended from
Many members of the govemment who did Emperors were normally granted noble status;
not live in the palace nevertheless had important eldest sons succeeded their fathers, and youfıger
palace responsibilities. Perhaps most impor- sons usually received Iesser titles and emolu-
tantly, these included large numbers of Imperial ments. Descendants of Emperors through
Guardsmen (shih-wei ffl= iffI), whose duty it was daughters, however, did not have such advan-
to protect the imperial family and the palace. tages. Since they did not bear the imperial sur-
Others staffed such agencies as the Court of Im- name, they were not cnıısidered members of the
perial Entertainments (hung-lu ssu ~/ll ~) and nobility and could not expect any special con-
the Court of Imperial Sacrifices (t'ai-ch'ang ssu sideration from the state, especially if they were
::t:~~), which had heavy responsibilities for several generations removed from their imperial
provisioning and otherwise caring for the palace forebears.
and the imperial family. Som~ central govem- The management of ali im peri al kinsmen' s
ment agencies even had limited supervisory au- affairs, including the maintenance of strict ge-
thority over the palace and its personnel. Such, nealogical records, was entrusted to an agency
called the Court of the Imperial Clan (tsung-cheng
for example, were the Han office of the Cham-
berlain for the Palace Revenues (shao-fu j,'Jft),
the T'ang-Sung Palace Administration (tien-
ssu * iE ~, tsung-jen fu * Jı.. 1ft).
KING --[
(wang) .Y
1
Six Ministries ..1- !"fi'
(liukuan) / ~ p
1
subordinate offices
royal domain
t 1
Feudal Lords
(chu-h9u)
1 1
Districtsit
(hsiang) 7 ~
ı1 Districts
(sui)
In Chou times the Chinese were organized un- second category was the Three Solitaries (san
der a King (wang .r.) in a varying and changing ku .-=: J)Jl): the Junior (shao 'Y') Preceptor, Junior
feudal (jeng-chien İ<.t ~) pattem, dominated by Mentor, and Junior Guardian.
a hereditary aristocracy. Subsequent Chinese General administration (especially of the royal
believed that Chou govemment conformed to a domain, but to some e,çtent of the empire as a
description found in the work called the Chou whole) was in the hands of Six Ministers (liu
Rituals (Chou-/i Jılilil), although it is cJearly an ch'ing 1'-900, liu kuaıı 1'11), namely, the Min-
idealization drawn up perhaps as late as the third isters of State (chung-tsai ;:'f;), head of the
century B.C. Because of the great influence of Ministry of State (t'ien-kuan J;: 'Er, lit., "heav-
this work on later Chinese thought about gov- enly officials"), a kind of general agent or prime
emment, the stnıcture of govemment it de- minister for the King; of Education (ssu-t'u i'i] ıt),
scribes is briefly outlined here. head of the Ministry of Education (ti-kuan :il!! 'Er,
"earth)y officials"), principally responsible for
civil adnıinistration and social welfare; of Rites
The Centnd Gove.-nment
The Chou King was reportedly supported and
(tsung-po * fa), head of the Ministry of Rites
(ch'un-kuan ~'!l. "spring officials"); of War
advised by a council of trustworthy kinsmen (ssu-ma ı:ıJ .~ ), head of the Ministry of War (hsia-
calJed Elders (chang-lao ~~), with honorific kuan l:tf, "summer officials"); of Justice (ssu-
titles in two categories. üne category was the k'ou ı:ıJ ~). head of the Ministry of Justice (ch'iu-
Three Dukes (san kung =: ~ ): the Grand Pre- kuan f,;'g, "autumn officials"); and of Works
ceptor (t'ai-shih :::tffli), Grand Mentor (t'ai-fu (ssu-k'ung <i.l?i!), head of the Ministry of Works
:::tff.), and Grand Guardian (t'ai-pao ;t~). The (tung-kuan ~ 11, "winter officials ").
7 INTRODUCTION Chou
Each Minister reportedly had a large staff of archy culminating in District Grand Masters
subordinates, many with narrowly specialized *,
(hsiang ta-fu ffil :k sui ta-fu ~ :k *) in over-
functions. all administrative control of 12,500 families.
EMPEROR
1
Defender-in-chief Counselor-in-chief Censor!in-chief
(t'ai-wei) (eh' eng-hsiang) (yü-shih ta-fu)
t
Commanderies
(chün)
1
Districts
(hsien)
Ch'in established China's first fully centralized, (po-shih tf ±), and a substantfal corps of Court
bureaucratic, nationwide empire. lts organiza- Gentlemen (lang NIS).
tion and workings are known only in sketchy A kind of imperial household administration
outlines. existed in the form of the so-called Nine Cham-
berlains (chiu ch'ing nDOJJ). There were actually
eleven Chamberlains, each assisted by an Aide
The Central Government
After King Cheng of Ch 'in unified China in
221 B.C., he abandoned the traditional title King
(ch'eng ~) and various lesser subaltems: the
Charnberlains for Ceremonials (jeng-ch'ang
t'ai-ch'ang *'~ ); * ,m,,
for Attendants (lang-chung ling
(wang) in favor of the new, more auspicious ti- 9~9'1%); for the Palace Gıu-rison (wei-wei ffii\1);
tle that Westerners consistently render Emperor for Law Enforcement (t'ing-wei ff Jt ); for the
(huang-ti), which was used by ali subsequent Capital (nei-shih rAJ ~ ); for the National Trea-
dynasties. His capital was at Hsien-yang near sury (chih-su nei-shih i'a~~~); for Depend-
modern Sian, Shensi Province. His palace staff encies (tien-k'o !J4 't- ); for the Imperial Clan
was a large one, made up of palace women,
eunuchs, military guardsmen, a Supervisor of
(tsung-cheng
p'u *~ );
* jf ); for the Imperial Stud (t'ai-
for the Palace Revenues (shao-ju
the Household (chan-shih ~lf) for the Empress j,' ff'.t ); and for the Palace Buildings (chiang-tso
and another for the Heir Apparent, various Re- shao-ju U~ (1= j,' Jfif).
ceptionists (yeh-che ~ :1$) and Attendant Phy- Empire-wide administration was supervised
sicians (shih-i ffl ~ ), as many as 70 Enıdites by three central government dignitaries known
9 INTRODUCTION Ch'in
collectively as the Three Dukes (san kung =·~ ). istered by a Magistrate (ling ~ where the pop-
Of these, the most important was the Counselor- ulation exceeded 10,000 households, chaııg Jıt
in-chief (ch'eng-hsiang zfı ffl ). Two such ap- where the population was smaller). As in com-
pointees werr authorized, one of the Left, the manderies, principal subordinates were an Aide
senior, and one of the Right. The Counselor-in- and a Defender, and lesser staff members were
chief was the most esteemed and powerful of- divided into Sections.
ficial of the realm, an all-purpose deputy for the Districts were subdivided into residential
Emperor. His Office (fu lff) was .;ııbdivided by groupings called Townships (hsiang ~), from
functions into various Sections (ts'ao lf ), staffed among whose residents were chosen an Elder
by Administrators (yüan-shih ~ ~). The Cen- (san-lao =~) to give moral leadership, a Hus-
sor-in-chief (yü-shih ta-fu ta!)~*~), the sec- bander (se-fu §i ~) to manage local fiscal af-
ond of this triumvirate, was an all-around as- fairs, anda Patroller (yu-chiao &FWl) to keep the
sistant and consultant to the Counselor-in-chief loca! peace. Each 1,000-household group within
and was the channel through which imperial or- the township, generally, constituted a Neigh-
ders were passed to him; the Censor-in-chief was borhood (t'ing ~) with a designated Head (chang
also responsible for maintaining disciplinary :llt) in charge. Each 100-household group in the
surveillance over the whole officialdom. Sub- neighborhood was organized as a Village (li rt1.),
ordinate to him was a Palace Aide to the Cen- also with a designated Head (k'uei \M;); and its
sor-in-chief (yü-shih chung-ch'eng ta!)~ ı:j:ı ?fı ), member households were further organized into
who in tum supervised a staff of Attendant Cen- successively smaller mutual-responsibility groups,
sors (shih yü-shih f-/i:ta!J ~). Attendant Censors Tens (shih ~) and Fives (wu ffi).
were occasionally dispatched to inspect govem-
mental units outside the capital and when on such
The Military
duty were called Supervising Censors (chien yü-
shih ~ta!I~, chien-ch'a shih ~~~). The third Under Ch'in, all males aged twenty-three and
of the Three Dukes was the Defender-in-chief older were required to participate in training ex-
(t'ai-wei :t:ıt), the empire's senior military of- ercises one month each year in district or com-
ficer and the Emperor's chief of military staff. mandery garrisons. Apparently once in his life
Subordinate to him were field commanders every man was also called to serve for one year
throughout the empire, called Generals (chiang- in the garrisons that guarded the dynastic capital
chün lm'.JJ). and for another year in a frontier garrison. At
any time while in service at the capital or at a
frontier, a soldier could be assigned to a General
Territorial Administration (chiang-chün) for special campaigning. Some
Excluding the metropolitan area surrounding troops, such as the Imperial Guardsmen (chin-
the imperial capital, which was administered by ping ~ Jı;;) who served at the palace, must have
the Chamberlain for the Capital and was com- been more nearly careerists than citizen-sol-
monly referred to by his title (nei-shih), the Ch'in diers.
empire was divided into first 36 and ultimately
more than 40 Commanderies (chün $ ), each
Personnel Administration
having a Governor (shou '-1) for general admin-
istration anda Defender (wei iM) for supervision There was apparently no forma! system for
of the commandery's military garrisons. The the recruitment, in-service evaluation, payment,
Governor had an Aide (ch'eng) in charge of pa- promotion, demotion, and punishment of offi-
perwork and a staff of subalterns divided into cials in Ch'in times. Appointments must have
Sections (ts'ao) comparable to those in the Of- been based for the most part on recommenda-
fice of the Counselor-in-chief at the capital. tions, and tenure seems to have been indefinite.
Commanderies were divided into Districts All regular officials down to the district level
(hsien \Wf- ), the lowest units in the regular ad- were appointed by the Counselor-in-chief and
ministrative hierarchy. Each district was admin- confirmed by the Emperor, but many subalterns
Ch'in INTRODUCTION 10
in all agencies could probably be appointed by for meritorious service to the Ch'in state. Such
the various agency heads. titles were not hereditary, and their recipients
Rank-titles of what might be called a lay no- were not awarded fiefs. There is no clear evi-
bility, graded hierarchically from 20 (highest) to dence about how officials were otherwise ranked,
1 (]owest), were awarded to officials and others or about how they were paid.
Han
FORMER HAN, 202 B.C.-A.D. 9
HSIN (USURPATION OF WANG MANG), A.D. 9-23
LATER HAN, A.D. 25-220
EMPEROR
1 1
t
Regions
(pu, chou)
Commanderies Princedoms
(chün) (wang-kuo)
1
Districts Marquisates
(hsien) (hou-kuo)
Han perpetuated and generally expanded the balanced by the collective influence of the of-
govemmental structure instituted by Ch'in, but ficialdom under the leadership of a highly es-
intemal shifts in responsibilities paved the way teemed Counselor-in-chief (ch'eng-hsiang ~ffl ).
for signifıcant structural changes in later times. But the powers of the Counselor-in-chief were
Government personnel, though of aristocratic gradually dissipated, especially under the auto-
social background, became a more systematized cratic Emperor Wu (r. 141-87 B.C.), until by
and professionally bureaucratic officialdom. the end of Former Han he was only one member
of a triumvirate of state councilors called the
The Central Government
Three Dukes (san kung =
:i;:), and active ad-
ministrative control of the govemment had passed
Han began with the Ch'in pattern of what is out of their hands. This situation persisted
called a "strong prime ministership," in which throughout Later Han, although in the second
the power of the Emperor was in some measure century A.D. a long-threatened schism appeared
Han INTRODUCTION 12
between the imperial household and its agents, Han it was the dominant executive agency in the
collectively known as the Inner Court (chung- central government. It was headed by'a Director
ch'ao ı:j:ı ~, nei-ch'ao P3 iM), and on the other (shang-shu ling -% ), a Vice Director (p'u-yeh
hand the regular offıcialdom, or Outer Court (wai- flM), and four, then five, and finally six Im-
. ch'ao 71-$1). Empresses and their relatives, and perial Secretaries (shang-shu), each in charge of
then cliques of palace eunuchs, successively a function-specifıc Section (ts'ao W1 ).
dominated the govemment; and in the end power Formally if not always in practice, the central
was seized by generals who had become pow- government officialdom continued to be headed
erful regional warlords. by the Three Dukes: the Counselor-in-chief
The Former Han capital was at Ch'in's Hsien- (ch'eng-hsiang; from 1 B.C. to A.D. 52 called
yang in modern Shensi Province, renamed *
Grand Minister of Education, ta ssu-t'u ı'ıl vİ:,
Ch'ang-an. In Later Han the capital was at Lo- then Minister of Education, ssu-t'u) i°- charge of
yang, modern Honan Province; Ch'ang-an was general administration; the Defender-in~hief (t'ai-
honored as a kind of auxiliary capital. wei ::t~; from 119 B.C. to A.D. 51 called
Each Emperor ordinarily chose some personal
confidant as Superior Duke Grand Mentor (t'ai-
O, nmander-in-chief, ta ssu-ma *
ı'ı] .\'~ ), in
charge of military matters; and the Censor-in-
fu shang-kung ::k 4-i J::. ~), charged with provid- chief (yü-shih ta-fu ~51:'.:};:~; from 8 B.C. to
ing moral guidance. Regular offıcials of the A.D. 51 called Grand Minist~ of Works, ta ssu-
central govemment who were considered espe-
cially worthy to serve as companions of the Em-
*
k'ung ı'ıl ~, then Mini ster of Works ssu-k'ung),
a general assistant and normal successor to the
peror were granted supplementary titles (chia- Counselor-in-chief. In Former Han, the Censor-
kuan 1ıll'Eı), such as Palace Attendant (shih- in-chief, in some measure not wholly clear, was
chungfftı:j:ı), Palace Attendant-in-ordinary (chung also responsible for maintaining disciplinary
ch'ang-shih ı:j:ı 1/f;fft ), or Palace Steward (chi-shih- surveillance over the offıcialdom at large.
chung *f>i-$ı:j:ı). Beginning in 8 B.C., by which time the Im-
Expectant officials, or regular officials be- perial Secretariat had taken over de facto control
tween administrative appointments, served as of routine administration, the Three Dukes be-
courtiers entitled Court Gentlemen (lang N~ ), came a triumvirate of policy consultants called
organized under three Leaders (chiang im) loosely
subordinate to the Chamberlain for the Palace and the Defender-in-chief (or Commander-in-
*
Grand Councilors (hsiang ffi , tsai-hsiang ffi );
Revenues (see below). Of greater prestige than chiet) was thereafter considered the senior
other Court Gentlemen were three policy con- member of the group, commonly a virtual re-
sultants: the Superior Grand Master of the Pal- gent. He was ordinarily an influential imperial
ace (t'ai-chung ta-fu :;tı:j=ı*~). the Grand Mas- in-law holding the two-tier title General-in-chief
ter of the Palace (chung ta-fu ı:j=ı * ~, kuang-lu (serving as) Commander-in-chief (ta ssu-ma ta
ta-fu Jt ~ *~), and the Grand Master of Re-
*,
monstrance (ehien ta-fu ~ ~ chien-i ta-fu
chiang-chün *lm'.tfl'.), ora variant. To recapture
a semblance of propriety in the relationship be-
~~*~). Alsa in the Emperor's personal en- tween the State Councilors and the Imperial
tourage, as in Ch'in times, were Erudites (po- Secretariat, Later Han Emperors beginning in
shih ti±) noted for their scholastic learning. 106 often put Defenders-in-chief, and some-
The Emperor's paperwork was handled pri- times Ministers of Works as well, in charge of
marily by what was informally known as the the Imperial Secretaries.
Imperial Secretariat (shang-shu t'ai t,!,J -~ ), After the warlord Tung Cho seized power in
fonnally a minor offıce under the Chamberlain 189, he made himself fırst Minister of Works,
for the Palace Revenues. Emperor Wu replaced then Defender-in-chief, and finally Counselor-
it with a group of eunuchs, calling them Palace in-chief (hsiang-kuo ffi~), superior to the three
Secretaries (chung-shu ı:j=ı S). Regular officials Grand Councilors. In 208 the milital') dictator
regained their former status in 29 B. C. , and the Ts'ao Ts'ao abolished all of the Grand Coun-
Imperial Secretariat steadily gained control of cilor posts and took for himself the old presti-
the empire's administrative machinery at the ex- gious title ch'eng-hsiang.
pense of the Counselor-in-chief; throughout Later During the first half of Former Han, when a
13 INTRODUCTION Han
"strong prime ministership" prevailed in the form was a Palace Aide to the Censor-in-chief (yü-
of the Counselor-in-chief, his staff swelled to shih chung-ch'eng ~ 5e. ı:p ık.), whose office was
more than 300 officials appointed by himself, known as the Orchid Pavilion (lan-t'ai Mir). In
including several secondary-level officials of 8 B.C., when the Censor-in-chief became one
various sorts and hosts of clerical subordinates of the Grand Councilors and was given the new
divided among thirteen Sections (ts'ao), each as- title Minister of Works, the Palace Aide was
signed to a specific category of business. The transferred out of the palace to take charge of
Counselor-in-chief also supervised the Courts (ssu the whole Censorate; and thereafter through Later
~) ofthe Nine Chamberlains (chiu ch'ing Jdl) Han he was the de facto executive censor. Al-
inherited from Ch'in. As in Ch'in, the Cham- though this shift of personnel in the Censorate
berlains still had major roles in administering somewhat reduced the rank and prestige of its
the imperial household, but they increasingly took executive official, it effectively signaled a sep-
on empire-wide responsibilities. The most influ- aration of the censorial institution from the gen-
ential of these offıces were the Chamberlains for eral administrative hierarchy. Members of the
Ceremonials (t'ai-ch'ang :t:11t; under Wang Censorate were in large part divided among five
Mang, chih-tsung ~*), under which after Em- or six Sections (ts'ao), each with a special func-
peror Wu's time a National University (t'ai-hsüeh tional responsibility; and they were sent out into
:t: iŞ) became an important part of the govern- localities outside the capital on both regular and
ment; for Attendants (lang-chung ling a~
ı:p 11'; unscheduled tours of inspection.
changed by Emperor Wu to kuang-lu hsün
J't~mb; also called nei-ch'ing p;ıQOll); for the
Territorial Adnıinistration
National Treasury (chih-su nei-shih 7f1 ~ p;ı 5e. ),
which in Emperor Wu's time (retitled ta ssu- The Han founder restored a semifeudal char-
nung * AJ M ) instituted and thereafter admin-
istered Han's famous ever-normal granary sys-
acter to govemment by dividing the empire about
equally between areas directly controlled by the
tem and state monopolies of salt and iron; and central government and areas granted as do-
for the Palace Revenues (shao-fu 'Y' 1ft), under mains of allied generals and members of the im-
which developed the Imperial Secretariat dis- perial family. in centrally controlled areas, the
cussed above. Ch'in pattem was followed, the major regional
There also were Chamberlains for the Palace unit being the Commandery (chün tl15), admin-
Garrison (wei-wei ıfi it); for Law Enforcement istered by a Govemor (shou ;'f, t'ai-shou :t:'sf,
(t'ing-wei iE~); for Dependencies (ta hung-lu chün-chiang tın~) with the assistance of a De-
*P.&111 ); for the Imperial Clan (tsung-cheng fender (wei it, tu-wei ff~il-t). As in Ch'in, com-
* IE, tsung-po *fa; under Wang Mang merged manderies were subdivided into Districts (hsien
~) in two grades, with Magistrates (ling % in
with the chih-tsung); and for the Imperial Stud
(t'ai-p'u :t:~ ). more populous and chang :llt in less populous
Two other Chamberlains were not considered areas), Aides (ch'eng ık., chang-shih :llt 5e. ), and
members of the group of Nine Chamberlains: Defenders (wei). Principal clerical functionaries
the Chamberlain for the Imperial Insignia (chung- at the commandery and district levels, collec-
wei ı:f:ıi-t, chih chin-wu tlı.~-lf ), who was tively called Senior Subalterns (chang-li :llt ~),
charged with responsibility for policing the cap- were largely organized into Sections (ts'ao), with
ital and commanded one of the two grand ar- special functional responsibilities.
mies garrisoned around the capital; and the Semifeudal domains were of two grades:
Chamberlain for the Palace Buildings (chiang- Princedoms (wang-kuo .:Em) corresponding in
tso shao-ju ~f'F j.,' lf-t, chiang-tso ta-chiang size to conımanderies, and Marquisates (hou-kuo
~f'F*llı:.), who in Later Han came to be sub- ~ ~) corresponding in size to districts. During
ordinated to the Chamberlain for Attendants. the early Han decades these domains were largely
The agency headed by the Censor-in-chief, autonomous and had elaborate govemmental
commonly called the Censorate (yü-shih fu structures on the pattem of the central govem-
~ 5e. ffif, yü-shih t'ai ~ 5e. §), was a large and ment, but a series of imperial actions after 154
important establishment. As in Ch'in times, there B.C. gradually brought them, by the end of For-
Han INTRODUCTION 14
mer Han, completely under central government or simply ssu-li). in Later Han the Metropolitan
control. Princedoms and marquisates then dif- Commandant shared with the Director of the
fered from commanderies and districts only in Imperial Secretariat and the Palace Aide to the
name; each domain was administered by a Censor-in-chief the popular collective designa-
Counselor-delegate (kuo-hsiang ~ ffi) appointed tion the Three Venerables (san tu-tso =~ ), ~
by and responsible to the central govemment. signifying the eminence of their posts in the na-
Organization of the population below the dis- tional administration.
trict Jevel nominally followed rigidly in the Ch 'in
pattern, including Townships (hsiang ~ ),
The Military
Neighborhoods (t'ing ~ ), and Villages (li .ın.)
in descending order of size. The Han military establishment consisted of
Aside from the revival of semifeudal do- a number of Armies (chün ı'I[). There was one
mains, the major innovation in territorial gov- anny in each commandery or princedom under
emment under Han was the evolution of inter- the command ofa Defender (wei, tu-wei) or, in
mediary administrative units between the central Later Han, of the Commandery Govemor (t'ai-
govemment and the commanderies. Until 106 shou) himself. The most prestigious forces were
B. C. intermediary supervision was provided un- at the dynastic capital: a Northem Army (pei-
systematically by touring Censors, but in that chün:1t'ı'I[) commanded by the Chamberlain for
year Emperor Wu formally divided the empire the Imperial Insignia, which policed the capital
into thirteen Regions (pu iın , later chou Hl ) , each city, and a Southem Army (nan-chün W4 'iJ),
incorporating from fıve to ten commanderies and which defended the palace proper. The Southem
princedoms. To each was assigned a Censor from Army had two contingents, a troop of regular
the staff of the Palace Aide to the Censor-in- soldiers who guarded the palace walls and gates
chief to be a resident coordinator, or Regional under the command of the Chamberlain for the
Inspector (tz'u-shih JliıJ 5e). in the Jast years of Palace Garrison, and a kind of imperial body-
Former Han these officials were replaced by guard in which Court Gentlemen served under
higher-ranking and more influential Regional the command of the Chamberlain for Atten-
Govemors (chou mu fl'I~). Through Later Han, dants. Beginning in the time of Emperor Wu,
Regional lnspectors and Regional Govemors were senior military officers were common]y entitled
appointed in irregular altemation, until in A.D. Commandants (hsiao-wei ·6İ:~). As has been
188 Regional Govemors were appointed along- noted above, one among them, the Metropolitan
side existing Regional Inspectors. Regional Commandant (ssu-li hsiao-wei), soon became a
Govemors then quickly made themselves re- kind of viceroy supervising the whole Metro-
gional warlords who plunged into civil wars that politan Area.
brought the dynasty to an end in 220. Commandery-Jevel forces, especially those in
After 104 B .C. the specially administered frontier areas, were normally used for static de-
Metropolitan Area surrounding the Han capital fense. When special campaigns were under-
was governed by a triumvirate called the Three taken, whether beyond the frontiers or in the in-
Guardians (san fu =:$m, a terrn by which the terior, soldiers were assigned to them on
territory itself came to be known), whose indi- temporary detached duty from appropriate com-
vidual titles were Metropolitan Govemor (ching- . mandery armies or from the Northern and
chao yin fi( ~E :1¼), Guardian of the Left (tso p'ing- Southem armies at the capital; the officers in
i ft~~). and Guardian ofthe Right (yufujeng command were given ad hoc designations as
ti#: ld,). These three dignitaries, who were Generals (chiang-chün 00 'iJ) or, in the case of
considered more or less ex officio members of Jarge or especially important campaigns, Gen-
the Nine Chamberlains, had large staffs and great erals-in-chief (ta chiang-chün *lm'iJ). A Cam-
influence. Yet from 89 B.C. alJ came under the paigning Anny (ying'~) was normally orga-
supervisory authority of a military offıcer re- nized in several Divisions (pu $), each consisting
sponsible directly to the Emperor, the Metro- of several Regiments (ch'ü fltı), which in turn
politan Commandant (ssu-li hsiao-wei AJ~t3i:ıt, comprised several Companies (t'un ıtl:). In early
15 INTRODUCTION Han
Han times Counselors-in-chief sometimes led major agency down to the district level, though
large military expeditions. In the Iatest Han dec- appointees of the central government them-
ades, as has been noted, Regional Govemors selves, could freely appoint their subordinates.
became dominant territorial warlords, and the But more bureaucratic principles came to be es-
capital forces waned in importance. teemed and put into practice in several ways.
The Han military establishment was in theory The cornerstone of Han personnel recruitment
manned by citizen-soldier militiamen. Ali males was recommendation, commandery governors
were registered for state service at twenty years being the principal nominators of potential new
of age and were eligible for active military duty officials. There were both regular and irregu-
between the ages of twenty-three and fıfty-seven. lar systems of recommendation; beginning in
Each male owed one month's service every year Emperor Wu's reign every commandery and
on labor or military duty in his Iocal district, and princedom was called on to nominale one or two
twenty-four-year-olds were expected to provide men for appointment each year. Early in Later
one year's service in their home commandery Han quotas were established according to pop-
armies or in the Southem Army at the dynastic ulation density, so that in general one man per
capital. in theory, also, each male was required 200,000 residents was nominated, and 200 or
once in his life (or annually?) to serve for three more nominees streamed into the capital an-
days in a frontier garrison-a heritage presum- nually. From 165 B.C. on, nominees in the ir-
ably handed down from the small feudal states regular and later in the regular recommendation
of the Chou era. In practice, payment of a fee processes were commonly given written exam-
relieved most males of this unrealistic require- inations to confirm their literacy and learning,
ment, and those who could not pay were sent to administered by the Court of the Chamberlain
the frontier fora full year's service. The North- for Ceremonials (or in Later Han the Imperial
em Army at the capital came to be staffed in Secretariat) and at times presided over by the
large part with specially recruited, indefinite- Emperors themselves. Nominees whose quali-
tenure guardsmen and thus resembled a profes- fications were approved were sometimes ap-
sional standing army. pointed directly to substantive offices, but they
üne special feature of the Han military sys- were more often appointed Court Gentlemen
tem was the practice of settling soldier-farmers without active administrative assignments, from
permanently beyond the frontiers in the North which status they could be assigned to substan-
and Northwest in military colonies called State tive functional offices when opportunities arose.
Farms (t'un-t'ien it!: EB). Such colonies were ex- An equally important patlı into the official-
pected to be self-sufficient, permanent exten- dom, also based on recommendations, was via
sions of Han' s military and political presence in the embryonic National University that Emperor
areas that could not be absorbed into the normal Wu established in 124 B.C:, with a faculty of
Han patterns of settlement and administration. five Erudites (po.·hih iw± ). Commandery
lt was with such scattered colonies, under a Pro- Govemors were called on to nominate promis-
tector-in-chief (tu-hu ~[\.ıfI), that Han eventually ing youths as disciples of the Erudites, and 50
established its overlordship in Central Asia. were chosen for the first student body. Com-
mandery Govemors later submitted nominations
annually, and the student body Fteadily grew,
Personnel Administration until in the final years of Former Han, under
Han has beerı especially esteemed for intro- Wang Mang's patronage, there were 3,000 stu-
ducing techniques of personnel administration dents. in Later Han the number swelled to
that subseqt:'~ntly created in China an official- 30,000.
dom dominated by examination-recruited schol- Students admitted to the National University
ars, or literati. The Han officialdom was for the pursuP-d a standard curriculum of classical stud-
most part an aristocracy in which sons and fa- ies for one year and had to pass a written grad-
vored friends of officeholders easily found uation examination. Some graduates were ap-
placement, since the executive officials of every pointed Court Gentlemen in the same status as
Han INTRODUCTION 16
those discussed above. Others retumed home to annual salaries, which were paid partly in grain
seek positions on the staffs of Commandery and partly in coin. In A.D. 106, for example,
Govemors or District Magistrates, in the hope the salary schedule called fora 1,000-bushel of-
that the regular or irregular recommendation ficial to receive a monthly stipend of 4,000 coins
process and the subsequent capital examinations and 12 bushels of grain.
might move them more rapidly into substantive The Han rulers were especially strict in im-
official posts. posing "avoidances" on their territorial official-
ünce appointed, an official served for a year dom, and the rules steadily became more com-
in probationary status. After he was off of pro- plex. The trend culminated in the second century
bation he had indefinite tenure, but at three-year A.D. with promulgation of the Law of Triple
intervals each official was evaluated by his su- Avoidances (san-hufa =.Iii!), which provided
perior and could then be promoted, demoted, or that an official not only could never be ap-
dismissed. pointed Regional Inspector in an area of which
Officials were ranked in terms of bushels of he was a registered native but, in addition, could
grain. The Three Dukes were ranked at 10,000, not so serve in the native area of his own native
others from 2,000 down to 100 bushels per year. area's Regional Inspector, or even in the native
Ranks corresponded in only a relative way to area of the latter's wife.
Era of North-South Division
220-589
EMPEROR
1 1
Chamberlains Department of Secretariat Chancellery Censorate
(ch'ing) State Affairs (chung-shu sheng) (men-hsia sheng) (yü-shih t'ai)
(shang-shu sheng)
1
Sections or Ministries
(ts'ao) (pu)
.,k
Area Commands
(tsııng-kuanfu)
Regions Princedoms
(chou) (wang-kuo)
1
Commanderies Marquisates
(chün) (hou-kuo)
1
Districts
(hsien)
EMPEROR
1
1 ,
Four Directorates NineCourts Five Departments Three Surveillance Agencies
(ssuchien) (chiussu) (wusheng) (san ı'ai)
1
Six Ministries
(/iupu)
Branch Departments of
State Affairs
(hsing shang-shu sheng)
t 1
Frontier Defense Commands
( chen)
Commanderies
(chün)
1
Districts
(hsien)
r, ),
quota; the School of the Four Gates (ssu-men
hsüeh IZ9 ~ whose quota of 360 students ap-
parently included some gifted youths not of the
specialized functions. The six Ministers (shang-
shu foJ5) who headed the Ministries, together
with the Director (ling ~) and Vice Director(s)
official class; the Calligraphy School (shu-hsüeh (p'u-yeh flM) of the Department, were known
5 ~ ), with 40 students; and the Mathematics collectively as the Eight Executives (pa tso /\~).
School (suan-hsüeh -~ ), with 80 students. The two other particularly important Depart-
The other two Directorates of the mature Sui ments were the Secretariat (chung-shu sheng
central government were the Directorate for lm- q:ı 5 ıi) and the Chancellery (men-hsia sheng
perial Manufactories (shaoju chien 'Y' lff 'Mi), r, -F 1i). The Secretariat' s staff received and
promoted out of subordinate status in the Court processed memorials that the officialdom sub-
of the Palace Revenues, which thereafter con- mitted for imperial consideration, and the Chan-
centrated on fiscal matters, and the Directorate cellery's staff consulted with the Emperor about
of Waterways (ıu-shui chien IB*~). Both of his responses to such memorials, which estab-
these Directorates were originally under Super- lished the policies that the Department of State
visors (chien) but ultimately under Directors Affairs carried out.
(ling). The remaining two Departments were the Pal-
Another special group of central govemment ace Library (pi-shu sheng ii'ı it 1fı') and the Pal-
organs were the Three Surveillance Agencies (san ace Administration (tien-nei sheng jlJi'. N 1t,ı' ). The
t'ai =: -1: ): the traditional Censorate (yü-shih t'ai fırst was responsible for compiling historical and
fıQl ~ ~) under a Censor-in-chief (yü-shih ta-fu other scholarly works and supervised civil ser-
*
fıQl ~ -jç ), responsible for disciplinary surveil-
lance over the whole officialdom; and two sup-
vice recruitment examinations. The other was
responsible for provisioning the imperial house-
plementary agencies established by Emperor hold; until Emperor Yang's time this was merely
Yang, the Tribunal of Receptions (yeh-che ı'ai a subordinate agency in the Chancellery. it in
~ ~ -1:) and the Tribunal of Inspectors (ssu-li effect replaced, in the top echelon of the central
t'ai ii.l~•). each under a Grand Master (taju). govemment, the earlier Palace Domestic Ser-
The Tribunal of Receptions, while retaining its vice (nei-shih sheng r-J ffl 1fı') of eunuch atten-
traditional function of managing the reception of dants, which Emperor Yang downgraded in sta-
important visitors at court, seems to have been tus to become the Directorate of Palace Domestic
charged with special ad hoc inquiries, whereas Service (ch'ang-ch'iu chien ffe'.fJ:'Mi.).
members of the Tribunal of lnspectors regularly
made investigatory tours in the Metropolitan Area
Territorial Administration
(chi-nei &it N), the environs of the dynastic cap-
ital. Emperor Yang, in efforts ta weaken the The basic units of Sui territorial administra-
Censorate' s power over the staff of the imperial tion were the traditional Regions (chou fli),
household, reduced its corps of Palace Censors Commanderies (chün ~), and Districts (hsien
(tien-nei shih yü-shih Jllipgt,ıj:fıQJ~) and termi- l\lf.), each category graded into nine ranks ac-
nated their traditional right to maintain a duty cording to the importance and complexity of lo-
station within the palace. ca! administratjon. In the traditional pattern, re-
National administration was concentrated at gions were governed by Regional lnspectors (tz'u-
the capital in Five Departments (wu sheng 1i 1fi ), shih lliı]~). commanderies by Govemors (t'ai-
and particularly in three of them. üne was the shou ::k9" ), and districts by Magistrates (ling
Department of State Affairs (shang-shu sheng 1ı-).
fal ti 1fı ), which incorporated the Six Ministries Below the district level, rural and urban groups
Sui INTRODUCTION 26
were organized differently. in theory at least, universal military conscription. Routine instruc-
rural groups were organized into Villages (li ın) tion and drill were carried on in urban Precinct
of ten families and Townships (tang •) of five Companies (chünfang !fi.ljj) or rural Township
villages. In urban areas five families constituted Companies (hsiang-t'uan ffllllll) under Company
a Security Group (pao flil:), fıve security groups Commanders (fang-chu .t}] ± and t'uan-chu, re-
a Neighborhood (lü lffl), four neighborhoods a spectively). Such loca! units in one area consti-
Precinct (tsu ~), and five precincts a Ward tuted a Garrison (fu 1ft). This was primarily an
(hsiang ~) of 500 families. At each ]eve! a non- administrative agency, directed by an Area
official resident was designated Head (chang ~, Commander (k'ai-fu tm 1ft) with the aid ofa large
cheng IE) and charged with the implementing staff; it rotated troops to duty in the twelve Guards
of state policies. (wei fffı) that made up the Sui standing army,
Sui took major steps in China's institutional each Guard having a General-in-chief (ta chiang-
history by simplifying the complex hierarchy of chün );: ij1f'l;ft) and two Generals (chiang-chün).
territorial administration that developed during The Guards in turn contributed men to forces for
the Era of Division. First, in 586, Emperor Wen special campaigning and to Palace Guards (ch'in-
abolished the whole category of commanderies, wei ~fti), which included the Imperial Body-
leaving regions in direct control of districts. Then guard (pei-shen fu v1iı ~ 1ft) and the Palace Gate
in about 605 Emperor Yang rearranged and con- Guards (chien-menfu ~rıfff).
solidated territorial administration in two tiers; In strategic areas, especially along the Great
commanderies were revived in lieu of regions Wall, special military commands were com-
but reduced from nine ranks to three, and dis- monly superimposed on the basic administrative
tricts were also reduced to fewer ranks than pre- pattern of commanderies, districts, and garri-
viously. in late Sui there were in all 190 com- sons. These were Defense Commands (chen &il),
manderies and 1,255 districts. each under a Commander (chiang ij1)'. ).
In the early Sui years it was not uncommon Emperor Yang changed the early Sui military
for powerful regional officials, as in the pre- nomenclature somewhat; the commanders of
ceding long Era of Division, to be recognized garrisons became Commandants (lang-chiang
as multi-region authorities called . Area Com- M~~ ), and each Guard was placed under the
manders-in-chief (tsung-kuan ~'lr ); but these command ofa single General (chiang-chün). His
semiautonomous warlords were gradually ousted most notable change was a reorganization of
as the dynasty gained power and confidence. It military units on campaign against Korea begin-
became more common, as new areas were ning in 612. The Garrison Militia system proved
brought under Sui control, for the central gov- inadequate to fil] his needs. Reportedly leading
ernment to establish proto-provincial Branch as many as 1.1 million men on campaign, he
Departments of State Affairs (hsing t'ai-sheng eventually had to rely on mercenary recruits (ınu
fi!HO to administer them. Such Branch De- ping ;J :51<) to supplement the regular forces. For
partments were not full-bodied replicas of the his campaigns, he organized 24 Annies (chüıı
metropolitan Department at the capital and were 'lJ ), each with a General-in-chief (ta-chiang
apparently intended to be only temporary agen- }: ~ ) anda Vice General (ya-chiang § n~). Each
cies. It is not clear how many were established such arrny consisted of four Divisions (t'uan !ffi)
or when they were phased out of existence. totaling 4,000 cavalrymen in 40 Companies (tui
~ ), four divisions totaling 8,000 infantrymen in
80 companies, and four divisions of irregulars
The MiUtary
(san-ping llx 9';;) for logistical support. Each di-
Sui military strength was based on a modifıed vision was commanded by a Division Com-
version of the Northem Dynasties' Garrison Mi- mander (p'ien-chiang fi~).
litia (fu-ping f(H~) system, established in 583.
in 590 Emperor Wen abolished all distinctions
between military and civilian households; there- Personnel Administration
after ali male adults were registered in a single Sui inherited the Rectifier-ranking system that
census category and were apparently subject to had qualified men for office through most of the
27 INTRODUCTION Sui
Era of Division but quickly abandoned it in an Sui did not establish princedoms or marquis-
effort to broaden the personnel base from which ates of the Han sort, but it did award noble titles
officials could be chosen. in 587 every region and emoluments lavishly. All uncles, brothers,
*
was ordered to nominate three men considered
to have "cultivated talents" (hsiu-ts'ai ::t) an-
nually for confinnatory examinations at the cap-
and sons of an Emperor were Imperial Princes
(ch'in-wang til.3:), with substantial stipends and
staffs. In addition, nine grades of nobility were
ital, and in 599 all capital officials of rank 5 and awarded until the time of Emperor Yang, when
above and a broader range of territorial officials only the three ranks of Prince (wang .3:), Duke
were required to nominate men for considera- (kung ~). and Marquis (hou ~) were retained.
tion in several categories. In 607 Emperor Yang Sui apparently carried on the unofficial but
fixed ten categories of talents in which pro- influential practice, begun in the preceding Era
spective officials should be nominated. üne of of Division, of classifying officials on the hasis
these categories led to the confirmed status of of their aristocratic pedigrees as "high expec-
Presented Scholar (chin-shih ~±). Particularly tations" (ch'ing-wang frr ~), "pure" (ch'ing frr),
because this status became the principal gate- and "impure" (cho tJli), and appointing them to
way to officialdom in later dynasties, the year sequences of offices similarly labeled, so that
607 is considered by many modem scholars to the highest-level aristocrats moved most rapidly
be the real beginning of China's famed system up their career ladders whereas scions of the lesser
of recruitment examinations. Schools at the cap- aristocracy had few opportunities ever to rise into
ital, to which sons of officials had easiest ac- the most prestigious and influential positions.
cess, also produced candidates for appoint- Sui also expanded a practice that seems to have
ments; and direct inheritance of official status been initiated in the southem courts during the
(though not of office) was still practiced. Men sixth century, the granting of sinecure "prestige
of the merchant and artisan classes were com- titles" (san-kuan lfx1'f), to provide status and
monly disqualified from careers as offıcials. income for overaged or disabled officials. Sui
üne of Sui's most notable developments in also awarded large numbers of honorific titles
personnel administration was the result of Em- (chia-kuan 1Jı:ı 'g) to members of the officialdom
peror Wen's efforts in his earliest years to ac- when they were not on active duty. A distinc-
celerate the centralization of governmental au- tion thus arose between inactive or honorary of-
thority. He ordered that all regular civil service ficials, who had ranks (chieh ~) but no duty
officials down to the district level had to be ap- assignments, and functioning officials (chih-kuan
pointed by the Department of State Affairs in ~'g).
the capital and be subject to its personnel-eval- in Sui times there were also graded merit ti-
uation procedures, including annual merit rat- tles (hsün ~), which were awarded in the fash-
ings; that Regional Inspectors and District Mag- ion of modem Westem military decorations to
istrates had to be transferred every three years, deserving subofficial functionaries (ti ~, hsü-li
and their subordinates at least every four years; ~~). who perfonned clerical and other lowly
and that no official on territorial duty could take duties in govemment establishments, and even
his parents or adult children with him. Such to members of the general population who were
measures, combined with the traditional "avoid- meritorious in the government's view. A careful
ances" (hui-pi ®ıni) that forbade officials to hold distinction wa!ı always made, however, between
offıces in their native areas, made it almost im- men who were "of official status" (liu-nei vlE r-l)
possible for any offıcial to create a staff of hang- and those who were "outside official status" (liu-
ers-on or otherwise build up a local, autono- wai fıft 71-) or "not yet of official status" (wei ju
mous power base, and the groundwork was laid liu *Avlt).
for a truly national officialdom.
T'ang
6 I 8-907
EMPEROR
Grand Councilors
( ısai-hsiang)
Nine Courts
1
Six Ministries Four Directorates
(chiıı ssu) (liupu) (ssu chien)
1
Area Commands _ _ _ _
(ıu-tufu)
T-----
Prefectures
Circuits
(ıao)
(chou, fu)
1
Districts
(hsien)
The T'ang government, culminating centuries of T'ang empire was repeatedly on the,,J:,rink of be-
institution-building by the Northern Dynasties coming a loose patchwork of virtually autono-
and Sui, was an effectively centralized orie un- mous satrapies, and the greatly weakened cen-
der which China attained political unity, inter- tral govemment was ultimately paralyzed by
national influence, and cultural grandeur to an ministerial factions and dominated by eunuchs.
extent not attained even in Han times. Heredity
continued to be more important than ability in
The Central Government
gaining entry to govemment service, but re-
cruitment became more open, and personnel Like Sui, T'ang maintained its capital at
administration more sophisticated and bureau- Ch'ang-an in modern Shensi Province. Loyang
cratic. Although T'ang govemment was the model in modem Honan was an auxiliary Eastern Cap-
to which almost ali subsequent dynasties aspired *
ital (Tung-tu lfFı), to which the whole imperial
or claimed to aspire, it was stably centralized court often moved when supplies ran short in
for less than a century and a half. After the famed Ch'ang-an. To a greater degree than at any time
rebellion of An Lu-shan beginning in 755, the since Later Han, palace eunuchs (huan-kuan
29 INTRODUCTION T'ang
·~ 'g , nei-shih N ffl) played major roles in the hang wı ff) comprising the Ministries of Per-
central govemment. Their organization, the Pal- sonnel and War, a Middle Echelon (chung-hang
ace Domestic Service (nei-shih sheng N ffl 1'ı' ), ı:f:ı ff) of Revenue and Justice, and a Rear Ech-
was subdivided into many agencies with spe- elon (hou-hang f&fi) of Rites and Works. The
cialized functions. After middle T'ang one eu- Minister of Personnel was, at least for cere-
nuch agency, the Palace Secretariat (shu-mi yüan monial purposes, the most prestigious of the
~Wlr,t), became especially influential; it con- Ministers.
trolled the troops that guarded the capital, and The other two Departments were the Secre-
occasionally its members became more power- tariat (chung-shu shcmg ı:f:ı .il ti) and the Chan-
ful than any regular appointees in the central cellery (men-hsia sheng rı ~ 1'ı' ), which were
govemment. not concemed with administrative routine, but
The national administration. As in the past, handled the flow of govemment documents to
the most esteemed members of the regular of- and from the throne, giving counsel, drafting
ficialdom were the Three Preceptors (san shih imperial edicts, and criticizing policy decisions .
.::=:Mi) and the Three Dukes (san kung =~), In compatjson with the Department of State Af-
dignitaries whose status, though not honorary, fairs, each had a small staff. The Secretariat had
involved no special administrative functions. two Directors (ling), two Vice Directors (shih-
They were expected to give counsel to the Em- lang ffl J~ ), and six Secretariat Drafters (chung-
peror on important matters of state, and they had shu she-jen ı:f:ııl~ A). The Chancellery had two
the right to participate in major court delibera- Directors (shih-chung ffl ı:f:ı), two Vice Direc-
tions. In practice, these exalted posts were often tors (shih-lang), and four Supervising Secre-
left vacant.
The real executive-administrative core of the
taries (chi-shih-chung *~ $ ı:f:ı ). Both Depart-
ments had staffs of Grand Masters of
central govemment, reflecting the evo]ution that Remonstrance (chien-i ta-fu ~ ~ )( ~ ), Recti-
had taken place during the centuries since Han, fiers of Omissions (pu-ch'üeh ffli M ), Reminders
was the group of agencies called the Three De- (shih-i fil'i~), Diarists (ch'i-chü lang i!g/tiR~),
partments (san sheng :=:: 1'-ı' ). The working ad- and others. Directly subordinate to the Secre-
ministrative agency was the Department of State tariat were the Academy of Scholarly W orthies
Affairs (shang-shu sheng f.'.ııl {ı'). A Director (chi-hsien tien shu-yüan ~'ilU~ffi:jı;;; ), an as-
(ling fi-) headed the Department's Executive semblage of litterateurs who compiled various
Office (tu-sheng ffü 1'ı', tu-t'ang ':ı;t ); but no Di- scholarly works under imperial auspices, and the
rector was appointed after 626 in deference to Historiography lnstitute (shih-kuan ~ fıg ), which
Emperor T'ai-tsung (r. 626-649), who had held prepared official histories. Subordinate ta the
the post in his father's reign. Two nominal Vice Chancellery was the lnstitute for the Advance-
Directors (p'u-yeh ~ M) then presided over the ment of Literature (hung-wen kuan iJl X fğ),
Department, supervising its subordinate Six whose litterateurs assisted in drafting imperial
Ministries (liu pu 1' &, ), each headed by a Min- pronouncements and instructed selected young
ister (shang-shu f.'.ı:S). Every Ministry was sub- men of the official class in literary skills.
divided into four Bureaus (ssu nl) with spe- The responsibilities of the Secretariat and the
cialized functions, each headed by a Director Chancellery overlapped substantially. In gen-
(lang-chung füiı:j:ı ). The three Ministries of Per- eral, the Secretariat seems principally to have
sonnel (lı'-pu ~ tWı ), of Revenue (min-pu ~ im, recommended policy decisions and drafted the
hu-pu P ım ), and of Rites (lf-pu ~ &, ) were called documents in which imperial decisions were is-
the East Echelon (tung-hang *fi) of Minis- sued, whereas the Chancellery reviewed, re-
tries; the counterpart West Echelon (hsi-hang vised, and polished the Secretariat's drafts. Var-
i1§ fi) was made up of the Ministries of War ious officials of both Departments technically
(ping-pu ~fıfı), of Justice (hsing-pu Jfllfıfı), and had power to "veto" (feng-po t,t~) any impe-
of Works (kung-pu .I ffll ). For prestige purposes rial pronouncement on grounds either of sub-
the Ministries were considered to be divided into stance or of form and style; and, at least in the-
three other categories: a Front Echelon (ch'ien- ory, no imperial pronouncement was considered
T'ang INTRODUCTION 30
valid without having been confirrned by the these varied designations signified that, in ad-
Secretariat and the Chancellery. dition to his regular appointment, a man was
The Directors and Vice Directors of the Sec- serving concurrently as a Grand Councilor. In
retariat, the Chancellery, and the Department of the ]ast half of the T'ang era, dozens of men at
State Affairs were, by virtue of their positions, a time had such nominal status, including re-
*
Grand Councilors (tsai-hsiang ffi). In this ca- gional warlords, though the number of active
pacity they assembled daily in conference with Grand Councilors generally did not exceed four
the Emperor to discuss current problems and or five.
reach policy decisions, on a collegial hasis. Their Other officials were often called on for regu-
meeting place in the palace, the Administration lar supplementary duty in the Secretariat-Chan-
Chamher (cheng-shih t'ang ı&lı'!it), was orig- cellery as concurrent Participants in the Drafting
inally a part of the Chancellery, but after the of Proclamations (chih-chih-kao ~1ttl~ ), Re-
early T'ang years it was transferred to the juris- cipients of Edicts (ch'eng-chih iJ. ~ ), and even
diction of the Secretariat. Early in the eighth Sole Recipient of Secret Orders (tu-ch'eng
century, in confirmation of the fact that the Sec- mi-ming ~ iJ. W~ ). These appointments were
retariat and the Chancellery had long been in- common stepping-stones to Grand Councilor-
distinguishable hy their responsibilities, the two ships, but they did not themselves confer that
agencies became a combined Secretariat-Chan- status. This route to eminence was often taken
cellery (chung-shu men-hsia), headquartered in by scholars and litterateurs patronized hy the
the old Administration Chamber; and the new, court, originally without regular appointments
unified executive agency was organized to en- of any sort, who were generally known as Aca-
compass five Offices (jang W): the Personnel demicians (hsüeh-shih ij!±) and were called on
Office (lifang ~ [,j ), the Central Control Office occasionally to add appropriate erudition or Jit-
(shu-chifang ff&•m ), the War Offıce (pingfang erary tlair to official documents. In the 660s they
~ [,j), the Revenue Offıce (hu-fang P lJj), and were given official status as Academicians of
the Justice and Rites Office (hsing-U fang the North Gate (pei-men hsüeh-shih ~t rı ij! ±).
JflJ ,it [,j ) . Emperor Hsüan-tsung (r. 712-756) early in his
The Three Preceptors and the Three Dukes reign transformed them into Academicians
were theoretically entitled to participate with the A waiting Orders (han-/in tai-chao (ifl tf.: #i ın) or
Grand Councilors in their deliberations. From Academicians in Attendance (han-lin kungfeng
the early T'ang years, other officia)s were also ~ *), therehy initiating the subsequently fa-
co-opted to participate on a regular hasis be- mous name Hanlin. In 738 he abolished these
cause of the personal esteem in which they were titles in favor of the traditional designation Aca-
held. This supplementary duty was at fırst sig- demician (hsüeh-shih), creating the Institute of
nified by the addition to an offıcial 's title of such Academicians (hsüeh-shih yüan ~±~)topar-
suffixes as Participant in Deliberations about ticipate in the govemment's literary work. By
Court Policy (ts'an-i ch'ao-cheng ~ ~ ıı! ı&, ts'an- that time a separate Hanlin Academy (han-lin
yü ch'ao-cheng ~f.ffıı!ı&), Participant in Delib- yüan ~) was also in existence. From the ]ate
erations about Advantages and Disadvantages eighth century and through the ninth, Acade-
(ts'an-i te-shih m 'R. ), or Participant in Deter- mic:ians attached to these agencies and to the
mining Governmental Matters (ts'an-chih cheng- Secretariat's Academy of Scholarly Worthies
shih ~Hoı& 10. After the middle of the seventh provided the Participants in the Drafting of Pro-
century the standard terminology was Cooper- clamations and similar secretarial assistants
ating with Rank Three Officials of the Secre- mentioned above. Their intluence grew until they
tariat-Chancellery (t'ung chung-shu men-hsia were popularly called Grand Councilors in the
san-p'in in) ı:j:ı il rrr :==:': 6"-t:ı) or Jointly Manager Palace (nei-hsiang ~ ffi), and some Hanlin Aca-
of Affairs with the Secretariat-Chancellery demicians ultimately were appointed regular
(t'ung chung-shu men-hsia p'ing-chang shih Grand Councilors.
r
fi'iJ rp il r~ 215- ~ $'. ) , commonl y shortened to The Censorate. Set apart from the execu-
Manager of Affairs (p'ing-chang shih). Any of tive-administrative agencies, but of great influ-
31 INTRODUCTION T'ang
ence in T'ang government, was the Censorate Palace Buildings (chiang-tso chien ~ 1'F illi), for
(yü-shih t'ai 1fQl 51:'. ~), charged with maintaining Armaments (chün-ch'i chien 'l'Ji'. ~illi), and of
surveillance over the officialdom as a whole and Waterways (tu-shui chien ı~ 7]( illi), the last
submitting impeachments of wayward officials. headed by two Commissioners (shih-che ~ ~)
It was headed by a Censor-in-chief (yü-shih ta- rather than a Supervisor.
fu 1fl:'IJ 'il:'. X. *) and two Vice Censors-in-chief (yü- The fifth Directorate was the Directorate of
shih chung-ch'eng 1fl:'IJ 'il:'.~ zfs). Ordinary Cen- Education (kuo-tzu chien ~-f-Fli), which was
sors (yü-shih) were distributed among three Bu- headed by a Chancellor (chi-chiu ~MI). He, to-
reaus (yüan ~ ): a fleadquarters Bureau (t'ai-yüan gether with two Directors of Studies (ssu-yeh
~~) staffed with Attendant Censors (shih yü- P) ~) and their staffs, managed seven schools
shih ffl: ~51:.), a Palace Bureau (tien-yüan it~) in the capital, each of which had a smaller coun-
staffed with Palace Censors (tien-chung shih yü- terpart in the auxiliary capital, Loyang. The seven
shih M ~ ffl: ~ 51:.), and an lnvestigation B ureau schools were the School for the Sons of the State
(ch'a-yüan ~~) staffed with Investigating Cen- (kuo-tzu hsüeh ~T~), which normally en-
sors (chien-ch'a yü-shih illi~~ 51:'. ). When mak- rolled 300 sons of the highest-ranking nobles and
ing routine territorial tours of inspection, lnves- officials; the National University (t'ai-hsüeh
tigating Censors were called Touring Censorial -t::. ~ ), which instructed some 500 sons of lesser
Inspectors (hsün-an yü-shih ifil~~'İ'.). nobles and middle-ranking officials; the Insti-
Specia) service agencies. The central gov- tute for the Extension of Literary Arts (kuang-
ernment included two groups of more narrowly wen kuan Fil)[ ıiiı ), which annually tutored some
specialized service agencies, the Nine Courts 60 advanced students from the Directorate's
(chiu ssu fL ~) and the Five Directorates (wu schools to prepare them for the civil service re-
chien lifli). These had now become more sta- cruitment examinations that emphasized literary
bly established as central government agencies skills; the School of the Four Gates (ssu-men
than the relatively shapeless staffs of the Ch'in- hsüeh ~ rı ~), which enrolled some 300 sons
Han court dignitaries from whom most of their of low-ranking nobles and officials and some sons
names derived, such as the old Nine Chamber- of non-offıcials; the Law School (lü-hsüeh 1-' ~ ),
lains (chiu ch'ing ftgfjp ), and their administra- which taught the T'ang law code and supple-
tive roles were by and large more clearly de- mentary regulations to 20 sons of low-ranking
fined, so that they are commonly given somewhat officials and non-offıcials (at times this school
different English renderings. Each Court was was attached to the Court of Judicial Review,
normally headed by a Chief Minister (ch'ing qftp) and it had no counterpart at Loyang until the
and two Vice Ministers (shao-ch'ing jı'gfjp) and early ninth century); the Calligraphy School (shu-
supervised several functionally differentiated hsüeh -~ ), which enrolled 30 (later 10) sons
Offices (shu ~ ). T'ang had Courts of Imperial of low-ranking officials and non-officials; and
Sacrifices (t'ai-ch'ang ssu f:'ft'=!r), of Imperial the Mathematics School (suan-hsüeh - ~ ),
Entertainments (kuang-lu ssu 1t~~), of the which enrolled 1O sons of low-ranking offıcials
Imperial Regalia (wei-wei ssu fili it '=!f), of the and non-officials. All these schools were staffed
Imperial Clan (tsung-cheng ssu * ıE '=!f ), of the
Imperial Stud (t'ai-p'u ssu f: fı '=!r ), of Judicial
principally with Erudites (po-shih ffi: ±) and In-
structors (chu-chiao I!n~).
Review (ta-li ssu :k Jın '=!f ), of State Ceremonial
(hung-lu ssu ~illi! '=!r ), of the National Granaries
Territorial Administration
(ssu-nung ssu ~] §l '=!f ), and of the Imperial
Treasury (t'ai-Ju ssu t:lf.f'=!f). Below the ·official government structure, the
The Five Directorates, each normally headed T'ang population theoretically was organized into
by one Supervisor (chien ~) and two Vice Di- Neighborhoods (/in ~) of five families each.
rectors (shao-chien jı' illi ) and in supervisory Five neighborhoods constituted a Security Group
charge of function-specific Offices (shu) or other (pao ~), and fıve security groups a rural Vil-
agencies, included the Directorate for Imperial lage or urban Community (li ın.in both cases) of
Manufactories (shao-fu ehlen jı' lf.f ~ ), for the 100 families. The villages and communities were
T'ang INTRODUCTION 32
the basic elements of subofficial organization, grouped either into a SuperioT ATea Command
but in places they were in turn suboTdinated to
ruTal Settlements (ts'un H) or urban Precincts
(ta tu-tu fu * iB ~ lff) under a Cor,nmandeT-in-
chief (ta tu-tu) oT into a Circuit (tao J1'i) undeT
(Jang ;t}j ), and these were grouped into Town- a Surveillance CommissioneT for Military Train-
ships (hsiang #$). The Heads (chang *• cheng ing (t'uan-lien kuan-ch'a shih IIJ~lll~~). Yet
il: ) of all these various groupings were expected anotheT fonn of tenitorial administration was the
to keep the peace, collect loca] taxes, organize ProtectoTate (tu-hufu iB~lff ), headed by a Pro-
local labor forces for govemment service, and tectoT (tu-hu), which supervised the lands and
perform such other services as were required by tribes outside China's tTaditional borders that
the offıcialdom, but they did not themselves have came under T'ang oveTloTdship.
status as paid offıcials. in the beginning, T'ang made no systematic
Units of local administration. T'ang per- effort to intrude cooTdinating officials into the
petuated th.! two-tier system of Jocal adminis- intermediate zone between the empire 's 300-odd
tration initiated by Sui. The lowest official unit, prefectuTes and the centTal government, and
the District (hsien !llıı), was administered by a thToughout the dynasty routine administTative
Magistrate (ling -% ), whose staff was Jargely business appeaTs to have been accomplished by
distributed among six Sections (ts'ao \W) cor- direct communication between the central gov-
responding in functions to the Six Ministries of enıment and the prefecture-s tıı~i weTe undeT its
the central govemment. SuperioT to the district effective control, supplemer.led by prescribed
was the Prefecture (ordiııarily chou 1-11 ), headed annual jaunts to the capital by pTefectural Del-
by a Prefect (tz'u-shih fliıJ ~), whose staff was egates to Court (ch'ao-chi shih ~~~), some-
also divided into Sections. Districts were graded times Prefects themselves. As in Han times,
in seven categories on the hasis of their prestige howeveT, there was a need for more regularized
and population size: imperial (ch'ih W. ), met- intennediary coordination, and T'ang efforts to
ropolitan (ehi ft ), honored (wang ~), impor- fi)l that need eventually contributed, as had Han
tant (ehin ~), Jarge (shang J:), middle (chung efforts, to the dissolution of the empire.
ı:f:ı), and small (hsia T). PrefectuTes were gen- Commissioners. No sooner had the new dy-
erally graded as large, middle, or small. On av- nasty pacified the country than the central gov-
erage, each prefecture supervised five districts. ernment dispatched thirteen high-ranking offi-
in 639 there were 358 pTefectures and 1,551 dis- cials separately throughout the empire to inspect
tricts; in 740, 328 and 1,473. local conditions and see that new policies were
Three especially prestigious localities were undeTstood and implemented. TheTeafter other
distinguished by the designation Superior Pre- central govemment officials were sent out to
ıecture (ju 1ft). These weTe the Ch'ang-an area, particular Jocalities as ad hoc troubleshooters and
called Ching-chao fti; the Loyang aTea, called expediters, to review and coordinate the efforts
Ho-nan fu; and the homeland of the T'ang ruling of Prefects who were coping with floods, fam-
family in modem Shansi PTovince, called T'ai- ines, oT other loca] disruptions. Such fıeld rep-
yüan fu. Each was nominally in the charge of resentatives of the central government usually
an Imperial Prince (ch'in-wang) with the title had at least nominal status in the Censorate (yü-
GovemoT (mu il,(), but his assistant, the Ad- shih t'ai), which gave them impeachment pow-
ministratoT (yin jl- ), was ordinarily the official ers that added ta their pTestige. They bore the
in charge. general title Commissioner (shih ~), with a more
The normal pattem of local administration was specifıc designation as varying ciTcumstances
also departed from in regions of CTİtical military warranted. Thus there were Touring Surveil-
importance. FoT example, a PTefect might be Jance Commissioners (hsün-ch'a shih ~~~ ),
given the title CommandeT-prefect (tu-tu tz'u-shih Pacification Commissioners (an-ju shih '1< it{~ ) ,
iBfl jfiıJj: ); OT a unit that normally would have Relief Commissioners (ts'un-ju shih #!tt~). and
been a prefecture was designated an Area Com- so forth.
mand (tu-tu fu ffllfi-lff) under an Area Com- in 706 coordination between groups of pre-
mandeT (tu-tu); OT a few prefectures would be fectures and the central govemment was put on
33 INTRODUCTION T'ang
a somewhat more regularized basis. The whole Prefects, District Magistrates, and all other of-
empire was divided into ten Circuits (tao), which ficials in their domains and controlled their own
were of provincial size but were not organized revenues.
with anything resembling provincial govern- Two other types of Commissioners also be-
ments. lnstead, the central govemment regu- came prominent in the last half of the T'ang dy-
larly assigned an itinerant Surveillance Com- nasty. One type dealt with the transport of tax
missioner (an-ch'a shilı ~lHf) to each circuit grain along the Grand Canal and the Yellow River
to visit the prefectures and districts of his juris- to Loyang and Ch 'ang-an, the other with the pro-
diction checking on conditions in general and on duction and distribution of state-monopolized
the performance of the officials. Soon the des- salt. in 712 Hsüan-tsung appointed a Water and
ignations became more awesome and cumber- Land Transport Commissioner (shui-lu chuan-
some: Surveillance, Investigation, and Super- yün shih :,jçjltflH!!~) to expedite the forward-
visory Cornmissioner (an-ch'a ts'ai1ang ch'u-chih ing of tax grain through the gorges between the
shih ~~~Mootli~ ), then Investigation and two capitals. Then in 734 he appointed a Trans-
Supervisory Commissioner (ts'ai-fang ch'u-chih port Commissioner-in-chief (chuan-yün tu-shih
shih), then concurrently Personnel Evaluation ~ )1 fi~~) to supervise grain transport to the
Commissioner (ch'u-chih shih ~llffi~ ), then capitals from the Yangtze delta, along the Grand
Surveillance and Supervisory Commissioner Canal. After 763 an overall Transport Com-
(kuan-ch'a ch'u-chih shih ili.~ oot il.~), and stili missioner (chuan~yün shih ıli$)1~) based at
other combinations. Yangchow, at the junction of the Grand Canal
Under Emperor Hsüan-tsung the number and and the Yangtze, became a still more essential
variety of Cornmissioners increased, as men were provider of revenues for the central government
appointed to oversee such matters as revenue, as it lost control of many areas to autonomous
agriculture, and the suppression of banditry. Eight Military Commissioners.
frontier Defense Commands (chen ~) were cre- The state monopoly of salt, which had orig-
ated in the North under Military Commissioners inated in Han times, was revived when the An
(chieh-ıu shih i~ Iİ ~ ), largely replacing Area Lu-shan rebellion forced the central government
Commanders. in 733 the ten early circuits were to seek new sources of revenue, and it kept the
rearranged into fifteen, with Investigation Com- T'ang government solvent during the eighth and
missioners (ts'ai1ang shih ~M~ ), soon re- ninth centuries. The development of salt reve-
placed by Surveillance Commissioners (kuan-ch'a nues in modem Shansi, Shensi, and Szechwan
shih il.~~), who served as more or less per- generally was managed by the Ministry of Rev-
manent overall coordinators of government in enue at Ch'ang-an. But in 758 exploitation of
their jurisdictions. in response to the great An salt trade in the South was entrusted to a special
Lu-shan rebellion, many Circuit Commissioners appointee, a Salt Monopoly Cornmissioner (chüeh
and even Prefects of large prefectures were yen-t'ieh shih ttUUil~). whose headquarters
transformed into concurrent Military Commis- subsequently stood alongside that of the Trans-
sioners (chieh-tu shih), and the number of cir- port Cornmissioner at Yangchow. (The iron trade
cuits grew uncontrollably. After the rebellion the was not a state monopoly in T'ang times; the
areas that remained under effective control of use of the term t'ieh, "iron," in the Chinese title
the central government normally had a Surveil- was an anachronism derived from Han usage.)
lance Commissioner as a kind of civil govemor Because the functions of the Transport Com-
and a Military Commissioner as a kind of mil- missioner and the Salt Monopoly Commissioner
itary governor. In many cases, however, war- were so closely related, and because they were
lords were virtually autonomous, and they used both headquartered at Yangchow, it was inevi-
their status as Military Commissioners to be- table that the two elaborate hierarchies of agen-
come concurrent Surveillance Cornmissioners as cies would collaborate and to some extent over-
well as Commissioners of many other sorts. Some lap. Eventually the two functions merged under
acquired noble status as Marquises (lwu) and even the direction of one official, the Salt and Trans-
Princes (wang). They customarily appointed port Commissioner (yen-t'ieh chuan-yün shih
T'ang INTRODUCTION 34
IOUI.\I~ ), whose role and importance in the founded, and it remained an elite force of he-
late T'ang government was that of a de facto reditary professional soldiers, thç sons and
second Minister of Revenue. grandsons of the original T'ang supporters.
On frontier duty, militiamen were assigned to
Area Commands (tu-tufu), Superior Area Com-
The MUitary
mands (ta tu-tufa), or after 711, the circuits (tao)
Early T'ang stability and expansionism were controlled by Military Commissioners (chieh-tu
made possible by miJitary power, largely as or- shih, sometimes called ching-lüeh ~~ ). For
ganized in the Garrison Militia (ju-ping Jff ~) special campaigns, armies were made up of
system that had evolved through the Northern troops delegated from area commands or cir-
Dynasties and Sui eras. At its peak of effec- cuits, from the Northem and Southern Com-
tiveness, in early T'ang, the system caJled for mands at the capital, and from conveniently lo-
every six families to provide one capable young cated garrisons. Such armies were usually given
man for career service from the age of twenty- ad hoc designations suggesting .their purposes
one to sixty in any of 634 Garrisons (ju) that and areas of operations, and the officers as-
were scattered about the empire and especially signed to command them were commonly des-
concentrated in the regions of Ch'ang-an, Lo- ignated Bandit-suppression Commissioners (chao-
yang, and the northem and northwestem fron- t'ao shih fiHi ~ ), Pacification Commissioners
tiers. Every garrison was assigned a tract of ag- (hsüan-wei shih "iI. ~ ~), Supervisory Commis-
ricultural land on which its soldiers, numbering sioners (ch'u-chih shih Jil;flt~ ), and the like.
from 800 to 1,200, engaged in farming to sup- More specifıca11y military titles used for the
port themselves, while also being regularly leaders of campaigns incJuded Marshal (yüan-
trained, drilled, and reviewed in the military arts. shuai 5c llıb ) , a title reserved sole]y for Imperial
Each gaırison hada Commandant (tu-wei 3~11 ), Princes; Vice Marshal (fu yüan-shuai IU 5i::llrb),
and was organized in 200-man Regiments (t'uan Campaign Commander (tu-t'ung i~Wt ), and
111), 100-man Battalions (lü MO, 50-man Com-
panies (tui ~), and 10-man Squads (huo 1<.).
Commander-in-chief (ta tsung-kuan * ~ 1f).
By the early 700s the Garrison Militia system
On a rotational schedule based on the distances was losing its original effectiveness, and in 723
between the garrisons and the duty stations, men the rotation of militiamen to the capital was ter-
were detached to serve one-month tours at the minated. in their place a large force of paid vol-
capital and three-year tours on the frontiers; and unteers was organized into a Permanent Palace
as needed they were mustered for special cam- Guard (ch'ang-ts'ung su-wei :fJdJHiHifj , later k'uo-
paigns. chi ~ ~), divided into twelve Guards ( wei) in
At the capital, rotated militiamen served in which fıve Squads (huo) of ten men each con-
the Twelve Armies (shih-erh chün -+- =l\J) or, stituted Companies (t'uan 111). These new units,
after 636, the Sixteen Guards (shih-liu wei together with the hereditary soldiers of the
T /\ 1fJ), each having a staff of officers includ- Northern Command, thereafter served sole.ly as
ing a Generalissimo (shang chiang-chün l: 00: lJ),
a General-in-chief (ta chiang-chün *l#J- 1J ), and
two Cıenerals (chiang-chün). The Sixteen Guards
an imperial bodyguard and capital-defense force;
they did no campaigning. After the 760s it be-
came common for palace eunuchs to control the
were responsible for the security of the palace, capital armies, thereby intimidating the central
the capital, and the city gates, but they were government offıcialdom and manipulating Em-
large]y ceremonial. They constituted what was perors to suit themselves, while ever stronger
ca11ed the Southem Command (nan-ya wftlir). Military Commissioners dominated other areas
The real imperia] striking force was the North- with their Regional Armies (ya-chün 3f 1JI).
em Command (pei-ya ~ttlir), made up origina11y
of two and ultimately of ten Armies (chün 1J ).
These armies were also stationed in the Ch'ang- Personneı Administration
an area and had their own Generals-in-chief (ta Traditional, somewhat feudalistic attitudes
chiang-chün). The Northern Command was the persisted in T'ang times to the extent that only
force with which the T'ang dynasty had been men of good breeding, members of the great-
35 INTRODUCTION T'ang
family class caUed Servicemen (shih ± ), were decapitation of such-and-such a number of en-
considered appropriate candidates for official emy troops in battle; and regulations carefully
appointments. Sons and grandsons of officials spelled out how many achievements of what sorts
were predominant in the student bodies of all entitled one to any particular level of merit. The
govemment schools that groomed men for ser- merit ranks (chuan ~) ranged from a low of 1
vice, and T'ang spelled out very systematically up to a high of 12, each conveying an honorary
the so-called protection privileges (yin ~ ) that title. The highest was Supreme Pillar of State
automatically and directly conferred official sta- (shang chu-kuo J: tt ~ ); lesser titles were mostly
tus (but not necessarily appointments) on the sons Commandants (wei lf.-i) differentiated by pre-
of officials, varying according to the ranks of fixes. Merit ranks also conveyed the privilege
the fathers. Moreover, the majority of middle- of wearing offıcial costumes of different colors.
and low-ranking T'ang offıcials seem to have Men granted merit titles who were not regular
entered service (ch'u-shen tl:l ~, lit., to have officials were entitled honorary offıcials (hsün-
"come out" asa modern debutante does) by way kuan lM/J'g ); whether or not they received emol-
of recommendations submitted by existing of- uments is not clear.
fıcials or by being promoted from the status of Another category of T'ang offıcial nomencla-
suboffıcial functionary (hsü-li ~ ~ ). Neverthe- ture having no relevance to officials' assigned
less, recruitment on the basis of merit as dem- functions was that of prestige titles (san-kuan
onstrated in competitive examinations was de- ltx El), which were used to specify rank status
veloped to a new level of sophistication, and finely and definitively. üne set of prestige ti-
officials once in service were subjected to reg-
ularized, bureaucratic systems of evaluation. This
tles, comprising Grand Masters (ta-fu *~)
Court Gentlemen (lang R~ ) with special pre-
and
remained the case throughout the dynasty in those fixes, was for civil officials; it ranged from rank
areas that were under the effective control of the lb down to 9b2 with 29 levels in all. Another
central government. After middle T'ang, how- set, comprising Generals (chiang-chün) and
ever, the rise of autonomous regional warlords Commandants (wei) with special prefixes, was
brought into being a number of varied regional for military officers; it had a total of 42 levels.
personnel systems in which patron-client rela- Prestige titles varied according to the manner in
tions predominated. which men had entered service (ch'u-shen) at the
Varieties of ofticial titles. Elaborating on Sui time they were first deemed eligible for appoint-
beginnings, T'ang created a bewildering con- ment; and the titles changed with seniority,
fusion of systems of official nomenclature. Al- achievement, and favor. All offıcials, active or
though the title Prince (wang) was only rarely inactive, had prestige titles at one level or an-
conferred outside the imperial family, both civil other, and they assured (minimal?) state emolu-
and military officials of outstanding merit were ments even for the inactive.
often granted noble status in the ranks of Duke Functioning officials (chih-kuan lll1f) were
(kung i;; ), Marquis (hou f?i: ), Earl (po fB ), Vis- all those serving in the governmental posts de-
count (tzu -f), Baron (nan~). or modifıcations scribed in the foregoing pages and many more
of these. Nobles were graded in prescribed sal- not mentioned. Such offıcials were graded in nine
ary levels, ranging from the state taxes due from ranks (p'in &ı ) subdivided into 30 classes (teng
10,000 families down to the revenue from 300 ~ ). The highest ranks, from 1 through 3, were
families; and they were paid stipends from gen- each divided into two classes, a (cheng iE) and
eral state funds that varied in proportion to their b (ts'ung 1¾:), from la (cheng-i p'in) down to 3b
hypothetical salary levels. Eldest sons normally (ts'ung-san p'in). ln ranks 4 through 9, each class
inherited noble status in perpetuity, but with de- was further subdivided into an upper (shang J:)
clining salary levels. and a lower (hsia ~) grade, yielding, for ex-
The state also granted certain non-hereditary ample, 5a2 (cheng-wu p'in hsia-teng) and 8bl
merit titles (hsün ~) in recognition of extraor- (ts'ung-pa p'in shang-teng). A man's rank was
dinary military service. The achievements by indicated by the design and color of his official
which -0ne's merit was measured were defined costume, and it detennined his emoluments.
precisely in many categories, for example, the These included grain allowances, money sti-
T'ang INTRODUCTION 36
pends, provisions of many sorts (fuel, cloth, Recruitment and appointment. The T'ang
writing mat..,rials, ete.), and so-called office-land officialdom was recruited in a variety of wııys,
(chih-t'ien ır~ EE) income. in the earliest T'ang i~cluding promotion from subofficiaJ status, on
decade, for example, the scale of grain allow- recommendation from officials in service, and
ances for officials serving in the capital ran from inheritance of official status by the sons of ex-
700 bushels down to 1O bushels a year; allow- isting offıcials. Students who completed pre-
ances for officials serving outside the capital were scribed curricuJums in the government schools
scaled down slightly. The scale of money sti- in the capital were considered eligible for ap-
pends fixed in 736, for example, ranged from pointment, that is, to have "entered service"
31,000 coins down to 1,900 coins per month. (ch'u-shen). Men who had been granted merit
As for offıce- '.and income, part was provided only titles (hsün) because of extraordinary military
while one was on active duty in the particular service similarly became eligible for appoint-
offıce for whkh lands were theoretically set aside, rnents. In addition, there were several ways in
but the remainder became one's permanent in- which men could in effect purchase official sta-
come. This office-land incorrıe was defıned as tus. But the most noteworthy patlı into official-
the state tax revenue f, om specified agricultural dom was on the hasis of merit as c!emonstrated
land-twelve ch'ing (one ch'ing was about fif- in government-sponsored examinations at the
teen acres) down to two and a half ch'ing for capital.
off:cials serving in the capital, with variations Although most military officers seem to have
for officials serving elsewhere; buı .;n fact the attained their status by heredity, by recommen-
income was paid ata fıxed rate of grain per mou dation, or by ad hoc appointments for many sorts
(one ch'ing equalled 100 mou) of the prescribed of reasons, the Ministry of War conducted re-
land area. cruitment examinations for the military service
Functioning offıcials did not always perforrn in which candidates were tested on their abilities
the functions associated with the titles they bore, at archery, horsemanship, and so forth. More
but were detached on commissions or duty as- esteemed were the civil service recruitment ex-
signments (ch'ai-ch'ien ~jf) to perform wholly aminations, of which there were two categories,
unrelated duties as needed. A]so, an offıcial might irregular and regular. The special, irregu]ar ex-
concurrently (chien ~) hold two principal of- aminations (chih-chü 1tlJIJ) were ordered by
fices, or be responsible for (chih ~) a function Emperors in search of special talents. These
unrelated to his principal office, or be assigned flourished in the first half of the dynasty and
some other additional function (chia-chih .1Jıı~). especially under the famed eighth-century Em-
Further, when newly appointed to any office, peror Hsüan-tsung. Candidates were normally
one was nonnally a probationary appointee (shou nominated by high-ranking capital officials and
'sr) for one year. Someone might therefore be by Prefects; they were always few in number;
referred to in Chinese sources, with all his ap- and no more than a dozen nonnally proved ac-
propriate designations, as the Grand Master of ceptable. These select few were either appointed
Correct Counsel (rank 4a prestige title), Pro- directly to office or placed in the pool of un-
bationary Minister of Personnel (rank 3a official assigned officials (i.e., men bearing prestige ti-
title), Concurrently Minister of Justice (also rank tles but having no assigned duties) who were
3a), Surveillance Commissioner of Chiang-nan awaiting appointments. Many of the most not-
(detached duty assignment), Grand Councilor able officials of the first half of the dynasty were
(additional function), Grand Commandant of recruited in such irregular examinations.
Light Chariots (] b merit title), Dynasty-found- In the regular examinations (k'o-chü f4 ~ ) ,
ing
. ,,,.
Duke
,
of ,_ Ying-ch'üan
'. I·
(noble title), Li Fu which were scheduled annually, as many as 2,000
(petsonal 'name)-<-the çomplicated romanization candidates competed. The main body of candi-
be~~~ chf._ng:f ı~_ju. s~ou·_ ili~
:,,haıı$~S?U. chieıı dates were so-called Iocal tribute (hsiaııg-kung
mı~) candidates, that is, men nominated in ac-
hsmg-pu shang-shu thiaııg-,ıan kı{arı-chV:ı sfıih
t'ung c~u~~:s!!,ü nırm:hJfdp.'i~f~·luıng fhilı~:ch,'iıl{ ', cord<Uıce with prescribed quotas by Prefects, who
ch'etu-weik'ai-kuokungLı.Fu. - ·1 ·-:, were expected to choose their nominees on the
· ı, ·, ·· t ·, ,' '\. ı • ' ,, ·•• - · , .. , r ., ~: ıl ~ - l· - .
37 INTRODUCTION T'ang
basis of preliminary screening examinations. ment of personnel for official status was a mat-
Other candidates at the capital examinations were ter of ritual importance, wholly separate from
new graduates of the govemment schools who the administrative business of appointing men to
chose to maximize their chances for good ca- functioning offices, which remained the respon-
reers in this way. It also appears that function- sibility of the Ministry of Personnel.
ing officials, unassigned officials, and even Men who passed (ehi-ti & ffi) the recruitment
honorary officials had some sort of right to pre- examinations reported to the Ministry of Per-
sent themselves as candidates if they had not al- sonnel to be assigned prestige titles (san-kuan
ready passed recruitment examinations. fli'ğ ), and at prescribed intervals all unassigned
Almost 20 different kinds of examinations are officials and honorary officials were expected to
known to have been given in T'apg times in the report to the Ministry of Personnel for place-
category of regular examinations. These even ment examinations (k'ao-shih ~ ğit ). Thb pro-
included an examination on Taoist literature given cedure emphasized bureaucratic capabilities and
in Hsüan-tsung's reign. But the standard ex- general demeanor, on the hasis of which a man 's
aminations were of five kinds. The two most prestige title might be changed for better or worse
prestigious led to the degrees of Classicist (ming- and he was considered for a substantive appoint-
ching ffJHfi! ), usually granted to only 10 or 20 ment in a suitable vacancy. After the earliest
percent of the candidates, and Presented Scholar T'ang decades, the waiting period between at-
(chin-shih ~ ± ), usually granted to only 1 or 2 taining eligibility for office and getting a sub-
percent of the candidates. These examinations stantive appointment was often a very long one.
were based on the Confucian tradition and tested ünce appointed, a junior official was given
classical erudition and literary skill. They were an annual merit rating (k'ao ~ ) by his admin-
written but sometimes included oral parts. The istrative superior and was irregularly evaluated
three less prestigious examinations were on cal- by touring censorial investigators; and an offi-
ligraphy, mathematics, and law. By late T'ang cial' s dossier containing ali such ratings and
times the irregular recruitment examinations had evaluations was considered in his next place-
almost entirely been abandoned in favor of the ment evaluation at the Ministry of Personnel.
regular annual examinations; the examination for There was no general rule Iimiting terms in of-
the Presented Scholar degree had become fice, but junior officials were commonly ap-
preeminent, and men seldom had distinguished pointed for specified terms of three years or more.
civil service careers without it. At the conclusion of one such term, a junior of-
The civil service recruitment examinations ficial often had another long wait before he was
were supervised by the Ministry of Personnel reappointed. Senior officials were irregularly
until 736, when they were placed under the con- evaluated by specially assigned investigators,
trol of the Ministry of Rites. This transfer of usually censors, and normally served indefi-
responsibility clearly signaled that the recruit- nitely at the pleasure of the Emperor.
The Five Dynasties and
Ten Kingdoms
The Five Dynasties (North China) in all areas the T'ang pattern of govemmenta1
Later Liang, 907-923 organization and personnel administration per-
Later T'ang, 923-934 sisted, although affairs were actually managed
Later Chin, 936-947 by military leaders and their hangers-on. For a
Later Han, 947-951 stable central government to emerge, with suf-
Later Chou, 951-960 ficient military and fiscal control to consolidate
The Ten Kingdoms (South China except the ]ast) North China effectively and then bring frag-
(Former) Shu, 907-925 (Szechwan) mented South China again into a national polity,
Later Shu, 934--965 (Szechwan) some structural innovations were required; and
Nan-p'ing or Ching-nan, 907-963 (Hupei) these awaited the fol1owing Sung dynasty (960-
Ch'u, 927-956 (Hunan) 1279).
Wu, 902-937 (Nanking area) In the transitional era, the creation of reason-
Southem T'ang or Ch'i, 937-975 (Nanking ably effective central governments was facili-
area) tated by the fact that the founder of each new
Wu-Yüeh, 907-978 (Chekiang) state or dynasty after T'ang was a warlord who
Min, 907-946 (Fukien) had developed his own personal staff of rela-
Southem Han or Yüeh, 907-971 (Canton area) tives or dependents; they were hungry far pres-
Norıhern Han, 951-979 (Shansi) tige and power and had some measure of prac-
tical experience. They were nonnally military
A tumultuous era of transition followed the dis- men, officers in the Regional Armies (ya-chün
appearance of the T'ang dynasty in a confusion 3f 'tJ) that had been recruited by all Military
of uprisings by contending Military Commis- Commissioners of late T'ang times. ünce a Mil-
sioners (chieh-tu shih ifıj /İ ~) who dominated itary Commissioner became Emperor, he ap-
the ever more numerous Circuits (tao iö) into pointed his subalterns to posts in his capital guards
which the empire had been divided. in the or in traditional central govemment offices as
Yangtze Valley and the farther South, power sinecures; and then, in the pattem established by
struggles led to the emergence of relatively du- T'ang, he detached them on duty assignments
rable regional kingdoms, each with dynastic or commissions (ch'ai-ch'ien ~jj:) to serve in
pretensions but not much military power. On the ad hoc capacities as needed. In this way there
North China Plain, however, a façade of unity came into being as many as 26 special central
was preserved through a succession of five short- govemment agencies, headed by what were ge-
Iived dynasties based at Kaifeng or Loyang in nericall y called "the various palace commis-
modern Honan Province, where uneasy Emper- sioners" (nei chu-ssu shih pq~P)~). who ac-
ors presided over a conglomeration of circuit sa- tually administered the palace and the govem-
traps who were nominally their appointees. Up- ment.
start militaristic opportunists were supreme; it Among these ad hoc appointees was a Com-
was an age of mutinies, massacres, usurpations, missioner of Palace Attendants (hsüan-hui yüan
and assassinations. Emperors and Military shih irıl~ft ), who controlled the formerly
Commissioners alike were commonly installed troublesome corps of palace eunuchs. Another
and deposed in coups ~ngineered by their troops. effectively ousted eunuchs from their Palace
39 INTRODUCTION 5 Dynasties/10 Kingdoms
m
Secretariat (shu-mi yüan W~ ), a base from pu ssu P fili A]) and the Tax Bureau (tu-chih ssu
which they had won ultimate control over the /İisi: A] ), both in the Ministry of Revenue (hu-
T'ang imperial armies. Now, without any change pu P fili), and the Salt Transport Commission
of its name, the old Palace Secretariat was trans- (yen-t'ieh chuan-yün shih ssu 1JiUiU$~{lA]).
formed into a non-eunuch Bureau of Military Emperors of the Five Dynasties tried to assert
Affairs, under a powerful Commissioner Partic- their control over the Military Commissioners
ipating in Control of Military Affairs (ts'an-chang by dispatching their personal agents into the
shu-mi shih ~~tiW$). In addition, someone hinterland, as Army-supervising Commissioners
close to the throne came to be designated Con- (chien-chün shih ~ • {l ) and Military Inspec-
troller of the Armies and Guards (p'an liu-chün tors (hsün-chien shih ~~{l ). Meanwhile, at
chu-wei shih #!U1'1'[ffiffi$ ), and eventually every opportunity, they attacked weak Military
Emperors concentrated the best soldiers avail- Commissioners and replaced them with their own
able to them in a Palace Army (tien-ch'ien chün relatives or dependents. North China was not yet
M fıJ '.il[ ) under their personal control, as the most stably consolidated, however, when the Sung
powerful striking force in the state. Fiscal con- dynasty began in 960; and the regional king-
trol was similarly consolidated, first under a doms of South China were still wholly auton-
Commissioner for State Revenue (tsu-yung shih omous.
ffi lf ~ ) and then under a State Finance Com- As in T'ang times, the basic units of territorial
missioner (san-ssu shih :=: A]~). who oversaw administration during this transitional era were
the activities of the three most important reve- Districts (hsien ~ ), grouped under Prefectures
nue-control agencies-the Census Bureau (hu- (chou fli) or Superior Prefectures (Ju lff).
Sung
(NORTHERN) SUNG, 960-l 127
SOUTHERN SUNG, l 127-1279
EMPEROR
Remonstrance Bureau
( chien-yüan)
Department of Secretariat Chancellery
State Affairs ( chung-shu sheng) (men-hsia sheng)
(shang-shu sheng)
1 Academicians
Six Ministries ( hsüeh-shih)
(liupu)
t
Circuits
(tao, /u)
Courts
(ssu)
Directorates
(chien)
1
Prefectures
(chou,fu)
1
Districts
(hsien)
After centuries of disorder and decentralized au- professional statesmen of the dynasty was the
thority in the late T'ang and Five Dynasties eras, famous, controversial "reform minister" Wang
the Sung rulers detenninedly consolidated power An-shih (1021-1086; in power 1069-1074, 1075-
in their central govemment and, most particu- 1076).
larly, in their own hands. Sung govemment was In order to centralize govemment effectively,
consequently more autocratic than govemment the early Sung rulers perpetuated many institu-
under previous national dynasties had been, es- tional improvisations of the late T'ang and Five
tablishing a trend that was subsequently to be- Dynasties periods and introduced more of their
come more pronounced. At the same time, how- own. The result was the most complex and con-
ever, the civil service officialdom was esteemed fusing pattem of nomenclature of China' s whole
as never before, education and recruitment for imperial history. Especially in the fırst Sung
the civil service became increasingly open, and century, what was in name a "regular" structure
govemment generally became more profession- of govemmental agencies and official posts that
alized and sophisticated. Among the most resembled the early T'ang structure was overlaid
41 INTRODUCTION Sung
with networks of irregular, sometimes ad hoc govemment and met regularly with the Emperor
agencies and commissions in which most offi- in an Administration Chamber (cheng-shih t'ang
cials actually served; and officials' forma] titles j];IOj\:'§1::) located inside the imperial palace
had little relevance to their actual functions. grounds. Their titles changed repeatedly, but the
Again in the confused transition from Northem one by which they are best known is tsai-hsiang
Sung to Southem Sung, and in the final decades *ffl. There were normally two Grand C0un-
of Southem Sung, regular patterns of adminis- cilors as well as several Vice Grand Councilors
(fu-hsiang ilJ ffl) or Junior Grand Councilors
tration were disrupted, and ad hoc agencies and
posts proliferated. (shao-tsai 1-' *), so that the total of Cou:-ıcilors
fluctuated between five and nine. Formally,
The Central Government Grand Councilors bore such cumbersome titles
as Jointly Manager of Affairs with the Secre-
The original Sung capital was in the center of tariat-Chancellery (t'ung chung-shu men-hsia
the North China Plain at modern Kaifeng city. p'ing-chang shih [A] q:ıiJHı-pfS-11-.$ ); Vice Di-
it was formally designated the Eastem Capital rector of the Department of State Affairs (shang-
(Tung-ching * E( ), and Loyang in the western shu p'u-yeh f.!,HI~ M) and Concurrent (chien
part of Honan was given honorifıc status as the ~) Vice Director of the Secretariat (chung-shu
Westem Capital (Hsi-ching 1§ J?: ). Two other shih-lang q:ı IH!f fül ); Senior Grand Councilor
cities were honored with the designations North- and Concurrent Vice Director of the Secretariat-
ern Capital (Pei-ching ~t Ji\) and Southern Cap- Chancellery (t'ai-tsai chien chung-shu men-hsia
ital (Naıı-chi,ıg fij E( ). The central government shih-lang t $ ~ q:ı 3 rrr a~ );
ffl Vice Director
was nevertheless concentrated in Kaifeng. After of the Department of State Affairs Jointly Man-
Jurchen invaders took over North China in 1126- ager of Affairs with the Secretariat-Chancellery
1127, the Sung court established itself in suc- (shang-shu p'u-yeh t'ung chuııg-shu men-hsia
cessive fall-back positions in the South and fi- p'ing-chang shih); or in the last Sung century,
nally settled at Hangchow in modem Chekiang; Director of the Department of State Affairs
the city was then called Lin-an and was known (shang-shu ling %) Jointly Manager of Affairs
semioffıcially as "the temporary irnperial abode"
with the Secretariat-Chancellery. Their associ-
(hsing-tsai fitE). lt was the functicning capital ates had equally variable and sometimes equally
of the Southern Sung era, although considera- cumbersome formal titles, such as Executive
tions of face and pride apparently prevented it Official Participant in Determining Govemmen-
from being so designated. tal Matters (chih-cheng kuan ts'an-chih cheng-
in the early Sung reigns, trusted eunuchs were shih ti\ i& 'ğ 1.Hı:ı i& ~ ); Junior Grand Councilor
dispatched in large numbers throughout the ~m- and Concurrent Vice Director of the Secretariat-
pire as Anny Supervisors (chien-chün ~ • and Chancellery (shao-tsai chien chung-shu men-hsia
variants) or even at times as active Troop Com- shih-lang); or Vice Director of the Secretariat-
manders (tien-ping !JI!. Ji:: ); but in general eu- Chancellery Participating in Determining Gov-
nuchs played a considerably less important role emmental Matters (chung-shu men-hsia shih-lang
outside the palace in Sung than in Han or T'ang ts'an-chih cheng-shih).
times. As in T'ang, there was an elaborate no- This confusion of Grand Councilor titles in
bility of imperial relatives and other favorites, part reflects the fact that until the 1070s the tra-
and each noble nominally had a fief with a ter-
ritorial identification. However, noble status did
ditional Three Departmems (san sheng =~-) that
had long been the administrative core of Chinese
not endow men with real administrative author- central govemments-the Secretariat (chung-shu
. ity; close imperial relatives in particular were sheng q:ı • ~-), the Chancellery (men-hsia sheng
effectively blocked from participation in gov- rır ~- ), and the Department of State Affairs
emment. (shang-shu sheng t,¼ı • ıı }-were little more than
Grand Councilors. The preeminent offices nominal institutions. Only rarely was someone
in the working administration were those of Grand appointed to a top position in any of t~e~, and
Councilors-men who supervised the central the Vice Directorships (shih-lang ffl ft~ ın the
Sung INTRODUCTION 42
Secretariat and Chancellery, p'u-yeh il M in the Commission was responsible for matters previ-
Department of State Affairs) were normally fılled ously (and to some extent still, nominally) man-
only by Grand Councilors and their associates. aged by the Ministry of Revenue, the Ministry
Commonly also, even after the 1070s, the hoary of Works (kuııg-pu I iffi ), and various Courts
Three Departments were a single conglomerate and Directorates. Its Commissioner (san-ssu shih
agency and all but indistinguishable from the
Administration Chamber, where the Grand
= l'iJ ~) and its three Vice Commissioners (fu-
shih iliU ~), who directed the three su bordinate
Councilors presided over governmental opera- Bureaus, were sometimes Grand Councilors or
tions. Vice Grand Councilors holding the fiscal offices
Staff work for the Grand Councilors was pro- concurrently, but for most of its existence the
vided primari1y by several document-handling Commission was an autonomous agency of the
agencies and by Drafters (chih-chih-kao ~ 1ti1J ıns ) central administration, organizationaJly of only
who were nominalJy members of the Secretar- slightly less prestige than the Grand Councilors.
iat, known collectively as Outer Drafters (wai- Wang An-shih created a still more prestigious
chih 7'1-$1J), or by Hanlin Academicians (han-lin Finance Planning Commissjon (chih-chih saıı
hsüeh-shih ~ # ~ ±) assigned to palace duty ssu t'iao-li ssu 1!ı1Jiit::==:,e,J~f91J'i'ıj ), which ab-
from the Institute of Academicians (hsüeh-shih sorbed the functions of the State Finance Com-
yüan ~ ), who were collectively called Inner mission and even overshadowed the Grand
Drafters (nei-chih P3 itilJ ). The most esteemed Councilors. But in the regularization of govern-
Academicians were distinguished with the title ment that followed Wang's fall from power in
Hanlin Academician Recipient of Edicts (ch'eng- 1076, all this fiscal superstructure was swept
chih ~ ~ ). Until the 1080s, the lnstitute of away and the handling of state finances reverted
Academicians also included Hanlin Academi- to the traditional agencies, notably the Ministry
cian Readers-in-waiting (han-lin shih-tu hsüeh- of Revenue.
shih ~ f.t ffl: ift .!fJ! ± ) and Hanlin Academician The most significant restriction on the au-
Lecturers-in-waiting (han-lin shih-chiang hsüeh- thority of Sung Grand Councilors was the au-
shih ~f.tffl:~~± ). In addition to their staff tonomous existence, and at the same organiza-
work for the Grand Councilors, and as their pri- tional level, ofa Bureau of Military Affairs (shu-
mary regular function, members of the Institute mi yüan miWlfft ), which under the Emperor's
of Academicians engaged in various editorial direct supervision controlled the state's military
projects ordered by the Emperor. forces. It was normally headed by a Commis-
The State Finance Commission and the Bu- sioner (shih ~ ), who was normaUy a civil of-
reau of Military Affairs. The authority of the ficial. If his principal nominal title was unre-
Grand Councilors in early Sung times was lated, he was additionally designated Manager
somewhat limited by the independent existence of the Bureau of Military Affairs (chih shu-mi
ofa State Finance Commission (san ssu =
l'ı'.I ), yüan shih ~mi ıt11ffi'.~) or Jointly (t'ung Fi'ı1)
in which the Sung founder consolidated the di- Manager of the Bureau of Military Affairs. The
rection of almost all important national fiscal Bureau and the aggregation of Grand Councilors
activities. The Commission came to be divided were commonly referred to as the Two Admin-
into three Bureaus (ssu ı:ı1 ), initially a Salt and istrations (erh fu =fff ), a tenn signifying the
Iron Monopoly Bureau (yen-t'ieh ssu !Ut l'iJ ), separation of powers between the two para-
a Tax Bureau (tu-chih ssu fİ 5l 'i,] ), and a Cen- mount civil and military agencies. Occasion-
sus Bureau (hu-pu ssu P ğ-fl ,rJ , not to be con- ally, however, in both Northern and Southern
fused with the traditionaJ Ministry of Revenue, Sung times, influential Grand Councilors were
hu-pu), then a Census Bureau (hu-pu), a
Tax made concurrent Managers of the Bureau of
Transport Bureau (chuan-yüıı ssu f$j!! l'iJ ), and Military Affairs, thus becoming extraordinarily
a Stabilization Fund Bureau (ch'aııg-p'ing ssu powerful leaders of the whole officialdom.
'M'ZfS l'ı'.l). Each Bureau was further divided into Censors, remonstrators, examiners, and
froın five to eight specialized Sections (an ~ ). evaluators. Yet another check on the Grand
For the first Sung century, the State Finance Councilors' authority was the independent ex-
43 INTRODUCTION Sung
istence of what were traditionally called sur- r€;~), and the like, In about 1020 the Re-
veillance officials (ch'a-kuan ~ 'ğ) and re- minders and Rectifiers of Ornissions were shifted
monstrance officials (chien-kuan ~ 'ğ ). As in from the Secretariat and the Chancellery to a new,
T'ang times, the supreme surveillance agency, independent Remonstrance Bureau (chien-yüan
the Censorate (yü-shih ı'ai 18:11 ~ ~), was divided ~~), with new titles. The Rectifiers of Omis-
into a Headquarters Bureau (t'ai-yüan ~lfjf. ), a sions became Remonstrators (ssu-chien l,) ~ ),
Palace Bureau (tien-yüan ~!%), and an Inves- and the Rerninders became Exhorters (cheng-yen
tigation Bureau (ch'a-yüan ~1% ); and after 1080 IE s). in l 032 the Remonstrance Bureau was
the lnvestigation Bureau was further divided into assigned a building of its own and began in-
six Investigation Sections (ch'a-an ~ ~) juris- creasing in prestige, Later Sung officials com-
dictionally parallel to the traditional Six Min- mented that in the 1040s and 1050s Grand Coun-
istries. The staff of Censors, however, did not cilors were little more than errand runners for
total more than a dozen or so through most of the prestigious Censorate and Remonstrance
the eleventh century. The nominal Censor-in- Bureau; and modem scholars have suggested that
*
chief (yü-shih ta-fu 18:11 ~ x ) was almost never
appointed; the working head of the agency, the
the remonstrance officials' new organizational
independence encouraged them to become crit-
Vice Censor-in-chief (yü-shih chung-ch'eng 18:11 ics primarily of Grand Councilors rather than of
~ ı:p zE; ) , as often as not was a concurrent ap- Emperors as in preceding dynasties, thus con-
pointee based primarily in another agency; and tributing to the rise of increasingly autocratic
at times there was neither a Censor-in-chief nor Emperors and the diminution of the powers of
a Vice Censor-in-chief, and the Censorate was Grand Councilors,
administered by a much less prestigious General in an obvious attempt to limit the influence
Purpose Censor (shih yü-shih chih tsa-shih of Grand Councilors, the early Sung Emperors
ffl18:11~~~- ). in general, explicit restrictions alsa established special procedures for admin-
as well as their limited numbers confined Cen- istering the recruitment and appointment of civil
sors' surveillance to the capital area. Even when service personnel, which in T'ang times had been
the Censorate staff expanded after the 1080s, handled by the Ministry of Rites (U-pu iit $)
Censors were not expected to make field in- and the Ministry of Personnel (li-pu ~$), re-
spections outside the capital, though they bore spectively, Now recruitment by examinations was
the traditional censorial obligation to impeach handled by imperially chosen court dignitaries
anyone in the whole officialdom who neglected given authority as ad hac Examination Admin-
or bungled his governmental responsibilities. istrators (chih kung-chü ~!Uli), and the ap-
in the eleventh century the Censorate was pointment evaluations of all but the highest-
sometimes given authority to remonstrate with ranking civil officials were entrusted to a spe-
the Emperor as well as to impeach wayward of- cial, independent Bureau of Personnel Admin-
ficials. Appointments as Remonstrating Censors istration (shen-kuan yüan l!='g'if§r.), AB such re-
(yen-shih yü-shih ı---~~) were authorized as sponsibilities, however, were retumed to the
early as 1017, and in 1045 a special Office of traditional organs in the 1080s.
Remonstrating Censors (chien-kuan yü-shih t'ing Ministries, Courts, and Directorates. After
~ t· rıaı ~ ft,) was created in the Censorate. But the reorganization of the 1080s, the old Minis-
this arrangement did not long endure, and the tries (pu $), Courts (ssu ~), and Directorates
remonstrance role of Censors was in general an (chien ~ ), previously reduced to almost nom-
unprecedented Sung experiment. Remonstrance inal existence by the creation of such ad hoc
generally remained a separate, specialized func- agencies as the State Finance Commission, re-
tion. in early Sung, as in T'ang, it was the spe- gained most of their T'ang-style functions and
cial responsibility of officials in the Secretariat status. There were the traditional Six Ministries
and the Chancellery-Supervising Secretaries (liu pu t-;; $ ), each under a Minister (shang-shu
(chi-shih-chung ~- ı:p ), Secretariat Drafters f.5iit): the Ministries of Personnel (li-pu ~ $),
(chung-shu she-jen ı:p il fır A ), Rectifiers of of Revenue (hu-pu P ifil), of Rites (l(-pu il$),
Omissions (pu-ch'üeh ffllM ), Reminders (shih-i of War (ping-pu ~$ ), of Justice (hsing-pu
Sung INTRODUCTION 44
JfiJfIB), and of Works (kung-pu Ifffi). The ]ast the Sons of the State (kuo-tzu hsüeh ~ + ~) and
two were combined into a single Ministry of the National University (t'ai hsüeh :t::~ ), which
Justice and Works (hsing-kung pu) during the in practice seem to have been consolidated into
!ast Southem Sung century. There were re- a relatively unified institution. The leading
peated requests that the full T'ang complement teachers were Erudites (po-shih 1'±). Students
of 24 subordinate Bureaus (ssu cf]) be reestab- increased in Northem Sung to a total of more
lished in the Ministries, but there seem ne ver to than 4,000, distributed among as many as 80
have been more than eighteen in all, three in Study Halls (chai ift), some dedicated to clas-
each Ministry. Each B ureau was headed by a sical studies and others to administrative stud-
Director (lang-chung J:iB q:ı) and a Vice Director ies. Wang An-shih organized the consolidated
(yüan-wai lang J:H'l-J:iB). school (most commonly called the National
The Nine Courts (chiu ssu it~) of the Sung University) into three Colleges (she 2r): the Outer
era were the Courts of Imperial Sacrifices (t'ai- College ( wai-she ?j- ~), which sent about 20
ch'ang ssu :t:: ·,t ~), of the Imperial Regalia (wei- percent of its graduates to the Inner College (nei-
wei ssu iltİ JM ~ ), of Judicial Review (ta-ti ssu she R ~ ), less than half of whose graduates were
7\ J:!l1 ~ ), of State Ceremonial (hung-lu ssu admitted to the Superior College (shang-she
*
~ili~), of the lmperial Clan (tsung-cheng ssu
]E ~), of the Imperial Stud (t'ai-p'u ssu
't:~~ ), of the Imperial Treasury (t'ai1u ssu
J:-. 2r). Other schoo]s supervised by the Direc-
torate of Education most notably included the
Military School (wu-hsüeh ft\'.~) and the Law
:t:: lff ~ ), of Imperial Entertainments (kuang-lu School (lü-hsüeh tJ ~ ). After the transition to
ssu -1t /jfk. ~), and of the Nati o nal Granaries (ssu- Southern Sung, the Directorate of Education
nung ssu "1 ll ~). Each Court was headed by a never flourished as in the eleventh century, but
Chief Minister (ch'ing QOP) and one or more Vice enrollment in the National University ultimately
Ministers (shao-ch'ing Jı'#@P). recovered to a total of 1,000 or so students.
The most important Directorates (chien ~)
were the Directorates for lmperial Manufactories
TerritoriaJ Administration
(shao1u ehien 1}' lff ~ ), for the Palace Build-
ings (chiang-tso ehi en im ('f ~ ) , for Arma- At the level below the agencies of formal
ments (chün-ch'i chien 'ıJff 'Hii), and for Astron- govemment, the Sung population was theoreti-
omy (ssu-t'ien chien "1 J: 'Hii ), each headed by a cally organized into rural Villages (/i ın) and
Supervisor (chien 'Hii ), who was assisted princi- urban Precincts (fang tfj ), both clustered in
pally by one or more Vice Directors (shao-chien Townships (hsiang ~ in rural areas, hsiang 1#:i
j,' 'Hii ); and the Directorate of Education (kuo-tzu in urban areas). The reformer Wang An-shih tried
chien ~ -f 'Hii), headed by a Chancellor (chi-chiu to organize the population more efficiently. For
~itli), who was principally assisted by a Direc- the collection of local taxes, from 10 to 30
tor of Studies (ssu-yeh ı'i] ~ ). To a greater ex- neighboring households constituted a Tithing
tent than in T'ang times, the Courts and Direc- (chia EJ3 ), and heads of well-to-do families in
torates came to be directly subordinate to the rotation served as Tithing Chiefs (chia-t'ou ~A ).
general central administration conglomerate, as For loca] militia purposes, all families with two
were the Ministries. The prestige of the Min- or more sons were required to provide one son
istries, however, seems to have risen above the for unpaid training and service. Ten families
T'ang ]eve] after the governmental reorganiza- constituted a Small Security Group (hsiao-pao
ıj,~) with a designated Head (chang ~); five
tion of the 1080s, wben the Department of State
Affairs, of which they nominally remained parts, small security groups constituted a Large Se-
tended to lose its identity and become merely curity Group (ta-pao )( ~ ); and ten large se-
part of the staff of the Grand Councilors. curity groups constituted a Superior Security
As in T'ang times, the Directorate of Edu- Group (tu-pao lfü~) of 500 families. Wang's
cation supervised a number of schools in the system was abolished in 1085, but from the 1090s
capital. The most important were the School for through the remainder of Sung times the system
45 INTRODUCTION Sung
of villages and precincts and the system of tith- officials as virtual spies on the prefectural Man-
ings and security groups were both operating, agers of Affairs, empowered to memorialize the
intermixed. throne directly without the knowledge or con-
Units of local administration. The Jowest sent of their presumed prefectural superiors; and
unit of forma) govemment was the traditional no prefectural directive was considered authen-
District (hsien ~ ), nominally headed by a Mag- tic unless countersigned by the so-called Pre-
istrate (ling %) and staffed with a few low-rank- fectural Supervisor (chien-chou ~ 1ii ). The of-
ing officials, _many subofficial functionaries (li ficial designation, supplementing the appointee's
!ıe) distributed among function-specifıc Sec- nominal central government title, was Control-
tions (ts'ao ff ), and groups of militiamen, of- ler-general (t'ung-p'an ~ tU) of such-and-such
fıce flunkeys, and menials requisitioned, gen- Prefecture.
erally without pay, from the loca) population. Circuits. Like the Han and T'ang rulers be-
Clusters of neighboring districts were super- fore them, Sung Emperors additionally found it
vised by T'ang-style Prefectures (chou 1ii ), necessary to have coordinating officials in the
nominally headed by Prefects (tz'u-shih il!ll 'ie). intermediate zone between prefectures and the
On average, districts govemed populations of central government, which so repeatedly had been
10 ()()() to 15,000, and four or five districts were the breeding ground for regional warlordism.
sı .)rdinate to each prefecture. At the Sung em- They inherited from T'ang the regional echelon
p/,-e's greatest extent, in the early l 100s, it had of Circuits (tao m; after 997 called lu n). üne
ı.,tıout 1,500 districts and about 300 prefectures. of the most signifıcant early acts of the Sung
Both districts and prefectures were classified founder, however, was to summon to his capital
on the hasis of size and population, and also by · ali the Military Commissioners (chieh-tu shih
prestige or functional specializations. The sites ~n lf. it:) then in control of various circuits and
of capitals and a few other especially large or persuade them to abandon their regional powers
important cities were distinguished as Superior in exchange for valuable estates and eminent
Prefectures (fu 1ft). Areas in which military gar- honorary status in the Sung central govern-
risons accounted for most of the population were ment-in effect, to retire in honor with princely
designated Military Prefectures (chün ili), and pensions. He then replaced them with trusted civil
a handful of areas in which mines and salterns officials from his own entourage (he was him-
were the preeminent economic enterprises were self a Military Commissioner who had usurped
designated Industrial Prefectures (ehi en ~). the throne). The Sung pattern that soon evolved
in order to suppress regional separatist incli- was to assign several Commissioners (shih it:)
nations and to establish firm control over Jocal with different functional responsibilities and
govemment units, the early Sung Emperors did powers to the same area, sometimes with dis-
not actually appoint Prefects or District Magis- parate but overlapping geographic jurisdictions.
trates. Instead, they commissioned central gov- in consequence, no one man, however power-
ernment officials of appropriate qualities and ful, was able to dominate any region, and Sung
characteristics, whatever their ranks and nomi- was never troubled by regional warlordism.
nal titles, to administer these units, with the. ir- The posts filled by these coordinating Com-
regular designation Manager of the Affairs of missioners were collectively called the Four Cir-
such-and-such Prefecture or District (chih place- cuit Supervisorates (ssu chien-ssu im~ ı"ıl). Ap-
name shih ~ . .. $). By the end of Sung, these pointments varied considerably on an ad hoc
irregular designations had become abbreviated basis, but after the middle of the eleventh cen-
and more regularized, Prefects being called chih- tury the normal pattem included at least four
chou, chih-fu, chih-chün, or chih-chien and Dis- Commissions-Military, Fiscal, Judicial, and
trict Magistrates chih-hsien. Supply.
Also for the purpose of maintaining close The Military Commission (informally called
control over the prefectures, the early Sung Em- shuai-ssu ~ıb AJ) was headed by a Military Com-
perors commissioned other central government missioner (anju shih '1(1$.tfj! and variants). ln
Sung INTRODUCTION 46
the absence of other important Commissioners, circuits. In Southern Sung times, when first the
as in some frontier regions, the Military Com- Jurchen and then the Mongols domin'ated North
missioner sometimes became overall coordina- China, the number of Sung's circuits dropped to
tor of civil as well as military affairs, with a sixteen. The circuits to which the Military and
designation such as Commander-in-chief (tu the Supply Commissioners were assigned fluc-
tsung-kuaıı ;ff~ ffl! ıt'); and he was ordinarily con- tuated greatly in size and number.
current Prefect of the military prefecture gov-
erned from his headquarters. In Southern Sung
The Military
times, Military Commissioners became extraor-
dinarily important, and it was not uncommon The Sung military system was characterized
for Grand Councilors to be sent out on such as- by an extreme of centralized control, by reliance
signments. on professional career soldiers. by the devel-
The Fiscal Commission (infonnally called opment ofa suhstantial navy, and by the strat-
ts'ao-ssu ti ı"i'J) was headed by a Fiscal Com- ification of forces at three Ievels-Imperial
missioner (chuan-yün shih ".il -fi). His prin- Armies, Prefectural Armies, and Jocal militia
cipal responsibility was to see that state reve- units. The whole military establishment was
nues were collected and properly distributed, but dominated administratively by the Bureau of
he was often coordinator of general civil admin- Military Affairs (shu-mi yüan) at the capital, with
istration in his circuit. One such appointee some assistance from the Ministry of W ar (ping-
sometimes coordinated two neighboring cir- pu), though the Ministry was much weaker than
cuits; in such a case he was designated Fiscal in both earlier and later dynasties. The old T'ang
Sixteen Guards (shih-liu wei t-1'fti), with their
Commissioner-in-chief (tu chuan-yün shih
ifü " .il -fi ). *
Generals-in-chief (ta chiang-chün ım •), Gen-
erals (chiang-chün), and other officers, re-
The Judicial Commission (informaIIy called
hsieıı-ssu ~ R.I) was headed by a Judicial Com- mained in existence only nominally; the titles
missioner (t'i-hsing an-ch'a shih ~Jflj~~fi!!, were honors conferred on members of the im-
t' i-tien hsing-yü kung-shih ~ ~ Jflj ~ 1;: $). He perial family and some other dignitaries.
supervised the conduct of trials and the man- The Imperial Annies (chin-chün ~•) were
agement of prisoners by the districts and pre- the fırst-Iine professional forces of Sung times.
fectures of his jurisdiction. From them groups were rotated on a three-year
The Supply Commission (informally called hasis to frontier garrisons under Military Com-
ts'ang-ssu ~ ı"i'J) was headed by a Supply Com- missioners (an-fu shih) of circuits, or on an ad
missioner (fa-yün shih ~.il-fi, t'i-chü ch'ang- hoc hasis for special campaigning under the
p'ing kung-shih ti! •-m- zıs: 1':: $). There were often temporary control of Grand Marshals (ta yüan-
shuai j;::Jf:;Hı!ı) or Marshals (yüan-shuai), who
several Supply Commissioners in one nonnal
circuit with somewhat varied titıes. They were were often designated Pacification Commission-
primarily concentrated in the productive agri- ers (hsüan-fu shih 'iıiW-fi and variants). The im-
cultural regions of the Yangtze Valley and along perial armies were organized in two large groups
the Grand Canal. They supervised prefectural of armies called the Two Commands (erh ssu
management of grain storage and transport, re- .:::. ,rJ ): the Palace Command (tien-ch'ien shih-
lief granaries, state-monopolized industries and wei ssu R fıJ ffl ffi cfJ), which played the major
trade, and agricultural-development activities. role in actually defending the capital and the
in areas without Supply Commissioners, their palace, and the Metropolitan Command (shih-
functions were normally performed by Fiscal wei ch'in-chün ma-pu ssu fflffi ~- ,w,; 7P" ,rJ ),
Commissioners. which was heavily involved in overseeing the
The normal circuit was identical with the geo- Prefectural Armies (hsiang-ping f.ffl ffei ). ln the
graphic jurisdiction of a Fiscal Commissioner middle of the eleventh century the Metropolitan
anda Judicial Commissioner. Sung began with Command was divided into a Metropolitan Cav-
ten such circuits. By the end of the Northern alry Command (ma-chün ssu .w,; • µ]) and a
Sung era, the empire had been redivided into 26 Metropolitan Infantry Command (pu-chün ssu
47 INTRODUCTION Sung
:$ 1fi ı§'J ); they and the Palace Command were sorbed into the regular, transplanted Bureau of
then comınonly referred to as the Three Capital Military Affairs, and in 1131 the Five Inspired
Guards (san wei =:ıti). Each of the two and then Armies were redesignated the Four Field De-
three commands was directly headed by a Com- fense Armies (hsing-ying ssu hu-chün fiifif gg
mander-in-chief (tu chih-hui shih !H~tl-/İ ), ;ıiıfi ); one of the four, the Central Defense
several Commanders (chih-hui shih), and var- Army (chung hu-chün 9=1 ~ 1fi), was assigned to
ious other officers. the central government's Palace Comman'd. in
Prefectural armies, like the imperial armies, 1141 the government ordered ali the irregular
were made up of career professionals. They were defense forces that had sprung up, generally
scattered throughout the empire in garrisons, called Pacificatio'l Commissions (hsüan-wei ssu
controlled by prefectural-level Commanders-in- 1t f{ ı§'J ), to be regularized and placed under the
chief (tu chih-hui shih) and subordinate officers. control of the Bureau of Military Affairs, and
The best quality prefectural soldiers were rou- such a reorganization had apparently been com-
tinely transferred into the units of the metro- pleted by about 1148. These forces were left in
politan commands, and soldiers in the imperial their original locations, however, and were given
armies who grew old, became disabled, or be- official names like the Palace Army Detached
came otherwise unsatisfactory were routinely at such-and-such Prefecture (chu-cha ... chou
transferred to prefectural units. The prefectural yü-ch'ien chün lltfıj . . . mftfllwııfi ). Their ir-
armies as a whole were not very reliable fight- regular commanders were removed, and the units
ing units. They were commonly employed at came firmly under the control of the central
menial labor and in general were less well treated govemment; but they were not made part
than the imperial armies. Their soldiers often had of the Three Capital Guards (san wei) system.
military insignia tattooed on their faces, at least The importance of what remained of the original
partly to discourage desertion. imperial armies organization consequently de-
The loca] militia (hsiang-ping ~ ~) was a clined, and its soldiers were reduced to the sta-
mixture of paid recruits and unpaid part-time tus of menials doing labor and domestic service
soldiers provided by the villages and other loca! in the Southem Sung capital at Hangchow. To
population organizations supervised by District the end of the dynasty, the new professionals of
Magistrates. The reform program of Wang An- the scattered palace annies in the prefectures were
shih in the 1070s included a plan to make the the principal Sung fighting force.
loca! militia units more efficient and ultimately Since the Sung dynasty was on the defensive
to use their members in place of the costly, ar- against northern invaders throughout its history,
rogant, often mutinous, and by no means fully it maintained very large numbers of professional
effective professionals of the prefectural and im- soldiers. The total strength of the imperial and
perial armies. Wang's effort was not successful prefectural armies exceeded 1,000,000 by the
and was quickly abandoned, partly because mi- middle of the eleventh century, and si mil ar
litiamen seldom wished to serve far from home strength was maintained throughout the South-
and partly because careerists resisted being dis- ern Sung era. in practice, reasonably effective
placed. combat-ready troops could hardly have made up
in the confused withdrawal of the Sung gov- half of the total at any time.
emment from North China in 1127, military or- Sung Armies (chün) of ali kinds theoretically
ganization was changed repeatedly, and irreg- comprised 2,500 men each, divided into five
ular, semiofficial defense forces were raised in Regiments (ying ~ in garrison, chen llıf!. on
many areas. An emergency lınperial Defense campaign) of 500 men each. The basic organi-
Command (yü-ying ssu ~~ \'i]) was set up in zational unit was the Company (tui ~), which
the South to give overall direction to the re- seems to have varied in size between 25 and 50
maining regular soldiery, now entitled the Five men. The ideal sought in Wang An-shih's abor-
lnspired Armies (shen-wu wu chün ,ıiıjı Ali '.ıJ. ). tive reforms was a basic combat team consisting
ln 1130 conditions had stabilized enough to per- of one cavalryman, one archer, and three cross-
mit the lmperial Defense Command to be ab- bowmen.
Sung INTRODUCTION 48
Sung was China's first dynasty to include a Titular offices were distributed in nine ranks
substantial naval arın in its regular military or- (p'in &ı), each divided into two or four classes
ganization. In Northern Sung times every circuit (chieh ~ı.i, teng ~). Until about 1080, the status
was expected to maintain a fleet. Soon after the of officials was graded even more finely. Pro-
dynasty retreated into South China two large tocol lists were regularly issued showing all of-
fleets were created to patrol the Yangtze and Huai fices in the titular hierarchy in the order of their
RJvers, and eventually every prefecture was or- prestige. It was thus possible to know how the
dered to establish a fleet. officials in any single rank category stood in re-
lation to one another-that in 1038, for exam-
ple, the Chief Minister of the Court of the Im-
Personnel Administration
perial Stud (t'ai-p'u ssu ch'ing) took precedence
The aspect of Sung govemment that most over the Chief Minister of the Court of Judicial
confuses modem students is unquestionably the Review (ta-/i ssu ch'ing), though the two offi-
complexity of Sung personnel administration cials were both of rank 5.
techniques. In no other time did Chinese gov- Titular officials were classified in still another
emments manipulate their offıcials so flexibly, way, into three groups: court officials (ch'ao-kuan
with the result that the many titles a man bore iM10, capital officials (ching-kuan Ei:'§'), and
usually obscured what his actual function was all others, called Selectmen (hsüan-jen ~ A ).
and, conversely, his functional assignment often it made little difference whether one's titular of-
had little relevance to his rank or salary level. fice was located close to the court, in the cap-
Varieties of official titles. Sung made use of ital, or elsewhere; titular Prefects (tz'u-shih), for
twelve grades of noble titles (chüeh ~), which example, were classifıed as court officials. The
were almost automatically assigned to all males classification was a matter of prestige, an echo
of the imperial family and sometimes were of the old quasi-official categories "pure" (ch'ing
awarded to specially favored officials. Noble ti- m) and "impure" (cho ıllli) that had emerged in
tles carried with them state-paid emoluments and the Era of Division long before. The "court" and
various privileges, but they did not of them- "capital" offıces of Sung times were career lad-
selves give one any governmental authority. ders that offıcials climbed systematically, rung
Merit titles (hsün ~) of the T'ang type were by rung, to ever more p:ı-estigious and influential
entirely honorary and were in twelve ranks (chuan positions; and men rarely moved into a high-
~). Each rank conveyed a special title, most ranking position without having served in what
commonly Commandant (wei it) with varying were by custom the approved prerequisite po-
prefixes. in a departure from the T'ang system, sitions. It was not demeaning for an official
Sung did not award merit titles for military serving in the capital to be promoted to a pre-
achievements. Sung merit titles were earned au- fectural position, as was often the case in other
tomatically by achieving specified rank status in periods; in fact, his prefectural service might be
the regular officialdom. Whether or not merit a necessary and desirable step up the career lad-
titles were conferred on persons outside govem- der into the highest-ranking positions in the cap-
ment service is not clear. ital.
A man's titular office (kuan 110 in Sung times Although in early Sung times titular offıces
indicated his position in the regular, forma) hi- detennined rank status, the old T'ang-style pres-
erarchy of offices and originally determined his tige titles (san-kuan Mi 'g') were also perpetu-
rank status and basic salary and allowances. For ated. As in T'ang times, there were 29 such ti-
the first century or so of the Sung period, how- tles, mostly Grand Masters (ta-fu k x) and Court
ever, this titular office was almost never more Gentlemen (lang ıilS) with varying prefixes; and
than nominal. In those relatively rare cases in the titles were graded so that they corresponded
which an official actually performed the func- precisely to the ranks and classes of the titular
tions associated with his titular offıce, his of- offices. Thus an early Sung official was likely
ficial designation normally specified that he to be identified fonnally, in order, by his merit
"performed his titular function" (shou pen-kuan title (hsün), then his prestige title (san-kuan),
"r*ır >. and then his titular post (kuan), although none
49 INTRODUCTION Sung
of these was likely to have anything to do with was abolished in favor of the term salary office
the functions he actually performed. (chi-lu kuan). The categories were reduced from
In addition, an official might have what was 29 to 24; then in the Southern Sung era they
technically called an assignment (chih !il). This were increased to 40, distributed among the tit-
could be at least a quasiofficial duty assign- ular office ranks, which had been reduced to 18
ment, such as being some sort of Academician by the abandonment of the earlier division of
(hsüeh-shih), but for the most part such assign- rank categories into grades (teng). Meantime,
ments were as nominal as the titular offices and with the regularization of government beginning
served merely as additional honorary recogni- in 1080, titular offices generally regained status
tion. What really mattered in terms of functions as functional offices, at least in the central gov-
was an official's commission or duty assign- ernment. During Southern Sung, therefore,
ment (ch'ai-ch'ien ~;ı). Whether or not he had cornmissions were less common than before, and
an "assignment," almost every official had a officials more often did what their titular offices
commission, and the commission specified his implied that they did; but basic salaries and al-
duties. Since commissions were not ranked in lowances were no longer based on titular office
any formal way, the system allowed the utmost status. They were based entirely on the former
flexibility in the use of an individual official 's prestige titles, now called salary offices. If an
talents, so that a titular court offıcial of very high appointee's titular and salary offices did not cor-
rank could be dispatched to fıll a lower-ranking respond in rank, then he was designated an act-
post, for example, as an ad hoc Manager of the ing appointee to the titular office (hsing fi as a
Affairs ofa District, or conversely an official of prefix if the ti tul ar post was higher, shou ','f or
relatively low rank but recognized talent could shih ~as a prefix if the titular post was lower).
be put to work in a higher-ranking post than he As in earlier periods, appointments to most of-
technically deserved. Another element of flex- fices were probationary (ch'üan ti) for short pe-
ibility was added by the facı that, whereas ap- riods.
pointments to titular offices were generally for ln Sung times military officers and civil of-
three-year terms, an official could be commis- ficials were not considered significantly differ-
sioned on an open-ended basis, for as lonı; or ent in status. The appointments of military of-
as short a period as circumstances warranted. lf ficers followed the same complicated patterns
a commission shouid endure for many years, the just described; military and civil titles are inter-
appointee's titular, merit, and prestige status mixed on the Northern Sung protocol lists men-
categories could ali change on schedule never- tioned above; and it was not uncommon for men
theless, so that his opportunities for increases in to transfer from one service to the other.
salary and allowances were not jeopardized. Recruitment. The process of recruiting of-
Through most of the Northern Sung period, ficials was also more varied and complex than
in sum, offıcials were formally identified in very in previous times. it included all the traditional
complex ways, for example, as Pillar of State forms. For example, graduates of the technical
(merit title), Grand Master for Splendid Hap- schools supervised by the Directorate of Edu-
piness (prestige title), Hanlin Academician cation seem commonly to have moved directly
(nominal assignment), Minister of Justice (tit- into low-ranking posts as technicians. The grad-
ular office), and Manager of the Affairs of such- uates of the National University's Superior Col-
and-such District (commission and actual func- lege (shaııg-she) were ranked in three cate-
tion), the complex romanization of the whole gories. The best graduates were sent to the general
being chu-kuo kuang-lu ta-fu han-lin hsueh-shih central administration for prompt appointment,
hsing-pu shang-shu chih ... hsien. the next-best were given the same status as pas-
Since titular offices (kuan) among other things sers of the recruitment examinations at the cap-
determined each official's basic salary and al- ital, and the rest were eligible to compete in the
lowances, they were commonly referred to in capital examinations without any other qualifi-
Northern Sung times as salary ranks (chi-lu chieh cation. Men could be transferred to the civil ser-
'ıt~~) or salary offices (chi-lu kuan iH~'f:f ). vice from the military service without much ado,
in the 1080s the term prestige title (san-kuan) and others could become officials by promotion
Sung INTRODUCTION 50
out of the ranks of subofficial functionaries (men men qualifıed to participate is not wholly clear;
"outside official status," liu-wai vVi-, or "not it is likely the examinations were not open to all
yet of official status," wei ju liu *J...i'Aı:). Oc- who wished to participate but required nomi-
casionally men entered service directly on the nations by loca! school administrators or other
recommendation of loca! authorities, although loca! dignitaries. Large nunıbers competed,
without further qualifications their prospects for however, and those deemed acceptable by the
good careers were dim except in the very ear- prefectural officials who served as examiners
liest Sung years. Also, the traditional protection could proceed to the dynastic capital for the next
privileges (yin ~ ) that enabled established of- stage of examinations.
ficials to place one or more sons directly in of- Metropol itan examinations (sheng-shih l' ~)
ficial status were perpetuated and greatly ex- at the capital were supervised by special, ad hoc
tended, so that active officials could obtain groups of Examination Administrators (ehih kung-
official status for ever larger numbers of clients- ehü m 1:ı: ~) until the 1080s, and thereafter by
for collateral relatives as well as direct heirs, for the Ministry of Rites (lf-pu). Examinees nor-
friends, and even for personal servants. It has mally spent three full days writing their exam-
been estimated that as many as half of all Sung ination papers, spaced o ver a week. As in the
officials could have originally entered service prefectural examinations, they chose one of many
(eh'u-shen ili .ft) by this means. varieties of examinations--on the Confucian
For ali this, however, Sung is renowned as classics, on selected historical texts, on ritual
the great age of personnel recruitment based on texts, on the law code, and so forth. By far the
scholastic merit, and in Sung times the com- most esteemed examination was that leading to
petitive written examinations were indeed more the degree Presented Scholar (ehin-shih ;ğ ±),
open, prestigious, and productive than ever be- which originally emphasized literary ability but
fore. eventually, after reforms by Wang An-shih, was
There were two systems of personnel recruit- a relatively balanced test of literary ability, un-
ment by examirations, special and regular. The derstanding of the classics, and the ability to ap-
special, irregular recruitment (ehih-ehü ilill ~) ply classical precepts and historical precedents
system was of lesser significance, though it had in discussions of practical governmental prob-
some interesting and important aspects. it in- lems. The categories of degrees conferred were
volved examinations of many different sorts in- generally known as the Presented Scholar and
tended to seek out men of particular prescribed "other examination" (ehu-k'o ~ıH-4) degrees.
talents or moral qualities; the examinations were The third stage of the examination process,
given irregularly on imperial order to candidates introduced in 975, was the palace examination
specially nominated by prefectural authorities. (tien-shih ~~ and variants). This was imposed
A man who had already passed the regular ex- as a check on the validity and quality of the met-
aminations and was an established official could ropolitan examination and was theoretically, and
apply to participate in certain special examina- sometimes in fact, conducted by the Emperor in
tions, and passing gave his career a significant person. After the palace examination all passers
boost; passing a special examination seems at were listed in a straight-line order of quality,
times to have been prerequisite to being made broken into broad categories (called ehia Efl).
an Academician. in general, however, the spe- The very best examinees were granted their de-
cial examinations do not seem to have been a grees with honors (ehi-ti & m); the next-best with
productive way of recruiting new officials. qualification to enter service (eh'u-shen U:l-:!Jt);
Sung began with a regular recruitment (k'o- and the rest with the notation that they shared
ehü H 19!) system that perpetuated the T'ang in being qualified to enter service (t'ung eh'u-
pattem of examinations conferring various types shen li>l ıtı .ft). The man whose name headed the
of "doctoral" degrees, then developed it into a list, besides being, for example, a Presented
two-stage and finally a three-stage process. The Scholar with Honors (ehin-shih ehi-ti), was called
first stage was a qualifying examination (ehieh- the Principal Graduate (ehuang-yüan llx x); and
shih M~) given in every prefectural city. How all concurrent graduates were thereafter referred
51 INTRODUCTION Sung
to as graduates on the list headed by his name. however, was influenced by other factors as well.
The T'ang doctoral examinations had been For one thing, annual merit ratings (k'ao ~) given
given annually. in the earliest Sung years ex- by administrative superiors went into the files
aminations were not given on a prescribed of the Bureau of Personnel Evaluation (shen-kuan
schedule, although the annual ideal remained. yüan) or, after 1080, the Ministry of Personnel
Beginning in 1067, however, the whole system (li-pu), along with irregul~r evaluations submit-
of regular recruitment examinations was placed ted by others, and were taken into account when
on a three-year eyde, which characterized the an "evaluation far reassignment" (mo-k'an !IHWJ)
system through the remainder of the Sung era was undertaken, normally at the end of each
and under later dynasties. The Sung system on three-year tenn. Passing one of the special re-
average produced more than 200 doctoral grad- cruitment examinations mentioned above also
uates a year (more than 600 per examination), earned special credit in the evaluation process.
a substantially larger number than in any other In the first Sung century, in addition, a man's
dynasty, earlier or la ter. The number of grad- progress up the career ladder came to be heavily
uates was perhaps sufficient to provide nearly dependent on the accumulation in his dossier of
half of all active Sung officials. Moreover, the "guarantees" (pao ~) by his peers. These were
Presented Scholar degree was held in such es- recomnıendations that officials of designated
teem that after the earliest Sung decades no one categories were often-regularly or irregularly
gained important status in govemment without and variably in number-required to submit about
having entered service in this fashion. men of their acquaintance, to the detriment of
As compared with the civil service, admission their own careers if their proteges did not per-
to the Sung corps of military officers seems al- fonn adequately. By the middle of the eleventh
ways to have been more dominated by heredi- century this sponsorship system had become very
taıy privilege and otherwise more open to ad hoc complicated, with rules specifying precisely how
appointments justified by demonstrated ability, many guarantees from what kinds and ranks of
usually by promotion from the lesser ranks of officials were prerequisite to a man 's being ap-
the military. Recruitment examinations for the pointed to a particular office. Sponsorship served
military service (wu-k'o :lEtH) were alsa of- its purpose, yielding a harvest of high-ranking
fered, however. They emphasized competitive officials who as a group were among the most
demonstrations of ability in horsemanship and brilliant, most dedicated, and boldest statesmen
archery but in addition required some_ acquain- of all Chinese history. The system was cum-
tance with traditional writings that were consid- bersome, however, and after 1080 it gave way
ered military classics. to a more bureaucratically satisfactory system of
Appointments. In Sung, in a departure from promotions based primarily on manner of entry
T'ang practice, men who had entered service into service, seniority, and regular merit rat-
(ch'u-shen) were in general appointed to appro- ings. Guaranteed recommendations were sub-
priate offices almost immediately, and waiting sequently not systematically employed in per-
periods between appointments were not long. üne sonnel administration, although they were spo-
consequence was that in time the Sung govem- radically called for in special circumstances.
ment had an overabundance of active officials, Another rare if not unique aspect of Sung per-
and complaints arose about the cost of support- sonnel administration was that officials were free
ing a large officialdom inflated by men who had to nominate themselves for certain kinds of spe-
only nominal functions. cial treatment, and thar such self-nominations
The nature of an official' s first appointment- were dealt with sympathetically and generously.
indeed, of his whole career pattem-was very For example, whenever any official believed he
significantly influenced by the manner in which was qualified for promotion, he could request
he had entered service. Presented Scholars gen- evaluation for reassignment (mo-k'an). Officials
erally got the best initial appointments, got the who for whatever reasons wished to escape the
quickest promotions, and eventually moved into problems of active duty could request what was
the most prestigious posts. Career progress, called a temple salary (tz'u-lu -ffılılıt)-that is,
Sung INTRODUCTION 52
appointment to a sinecure as state Supervisor (t'i- (chih-ch'ien ffi~). which varied from 60,000 to
chü ~~ and variants) of a Taoist temple or 16,000 coins a month (or cquivalents) depend-
monastery. Also, senior officials in capital ser- ing on the importance of each official's func-
vice often sought respite in their later years by tional duty, whether or not his status was pro-
nominating themselves to be Prefects of rela- bationary, and whether his basic rank was higher
tively obscure and untroublesome prefectures. or Iower than the rank of the office to which he
Official salaries and aJiowances. Sung of- was assigned for duty. in lieu of this duty pay,
ficials were paid money salaries ranging from officials serving outside the capital received
400,000 coins (300,000 after 1080) down to 300 supplementary income from office land (chih-
coins a month, depending, at first, on the ranks t'ien ffi ffi) income, which was theoretically paid
of their tituJar offices (kuan) and, later, on their in grain on an annual schedule and was based
salary offices (chi-lu kuan). Before 1080 these on the state's rent revenues from agricultural
salaries were paid one third in coins and two tracts set aside for that purpose.
thirds in other commodity equivalents. There- All officials were further entitled to regular
after they were nominally paid entirely in money, allowances of goods such as clothing, fuel, and
but especially in Southem Sung times the money wıiting ıpaterials--and, most importantly, a basic
was paper currency, which steadily declined in grain allowance varying with ranks from 200
real vaJue in the iriflationary late Sung decades. bushels to one bushel a month.
This basic pay was supplemented by duty pay
Liao and Chin
LIAO, 916-1125
CHIN, 1115-1234
The Liao state of the Khitan (Ch'i-tan) people jurisdiction, had a combined civil and military
and the Chin state of the Jurchen people, which administration. Ali circuits except that domi-
successively dominated China's northern fron- nated by the Supreme Capital were under the
tier from the end of T'ang to the late decades of control of Regents (liu-shou iJ "-r ), who were
Southern Sung, combined tribal elements with members of the imperial elan. They were nor-
Chinese institutions patterned after those inher- mally assisted by two Grand Councilors (tsai-
ited from T'ang and modified by Sung. Both re- hsiang *ffl), a military Commander-in-chief (tu
gimes were highly militarized, and in their en- tsung-kuan HU~ iffl'), an lnspector-in-chief (tu yü-
croachments on traditional Chinese territory they hou i~~Wf ), and some sort of fiscal official-
imposed on their Chinese subjects the humili- a Tax Commissioner (hu-pu shih P ${t) at the
ating and often cruel conditions of l;l military oc- Eastem Capital, a Revenue Commissioner (tu-
cupation. But both paid lip service to traditional chih shih !İ:5lft:) at the Central Capital, a Fi-
Chinese principles of government and gave some nance Commissioner (san-ssu shih =:. ı'ı] ft:) and
Chinese opportunities to serve as government also a Fiscal Commissioner (chuan-yün shih
officials. in neither of these alien regimes was ~3'1İ) at the Southem Capital, and an Ac-
the borrowed Chinese official nomenclature fully counting Commissioner (chi-ssu tt ı§1) at the
understood; and it is clear from the descriptions Western Capital.
of these regimes left to us that the Chinese writ- The immediate environs of each capital con-
ers did not fully understand the alien institu- stituted a Superior Prefecture (fu fff ), over which
tional usages. Such confusion on both sides re- the Regent concurrently presided as Governor
quires that modern scholars exercise special (yin J¼). The rest of the circuit included a few
caution in dealing with Liao and Chin nomen- other Superior Prefectures with Governors and
clature. some Military Prefectures (chün 1'i ), but was
mostly made up of ordinary Prefectures (chou
1-M ). The Prefectures were further differentiated
Liao
into five categories depending on the designa-
Liao incorporated modern Manchuria, eastem tions of their heads as Military Commissioners
Mongolia, and a northem zone of modern Hopei (chieh-tu shih Mı 1ft 1İ), Surveillance Commis-
and Shansi Provinces, including modern Pe- sioners (kuan-ch'a shih ft~{ll!), Military Train-
king. This large area was divided into five Cir- ing Commissioners (t'uan-lien shih 111 ~-{il!),
cuits (tao ın), each govemed from a Capital Defense Commissioners (jang-yü shih 1!15 ~ 1İ ) ,
(ching El:): the Supreme Capital (Shang-ching or plain Prefects (tz'u-shih ifiıj ~). in all five cat-
J:.Ei:) in modem Jehol, the Eastem (tung JO egories, prefectures were further graded as large
Capital in the area of Liao-yang in Manchuria, (shang J::), middle (chuııg ı:j:ı), and small (hsia
the Central (chung ı:p) Capital in southern Je- T).
hol, the Southern (nan ı#) Capital at modem Prefectures were in turn divided into Districts
Peking, and the Western (hsi g§) Capital near (hsien ~) headed by Magistrates (liııg ~ ). On
Ta-t'ung of modem Shansi. the same !eve! of the administrative hierarchy,
Each Liao capital, and the circuit under its but not subject to District Magistrates, were
Liao and Chin INTRODUCTION 54
walled settlements (ch'eng .!lıt) and forts (pao ~). structure most clearly appeared in the central
This generally Chinese-like pattern of orga- govemment at the Supreme Capital in Jehol. Here
nization, which was particularly well suited to there were two distinct structures, a Northem
a sedentary population, existed alongside, and Administration (pei-mien ~t lffi), which admin-
was partially intermixed with, a decidedly non- istered the Khitan and other non-Chinese tribes,
Chinese structure of tribal organization, into and a Southem Administration (nan-mien /:W 00),
which the Khitan themselves fitted, together with which administered the sedentary peoples in the
allied or subjugated nomadic groups of other state, notably the subjugated Chinese of north-
ethnic identities. Their principal unit was an ordo em Hopei and Shansi.
(the Chinese rendered the sound as wo-lu-to ~ t- The Northem Administration was in effect the
JI!. and translated the word as kung 'g ) , from Emperor's personal ordo, and many personages
which the modem English word horde is de- holding office in it followed the Emperor in reg-
rived. In Khitan usage, the ordo was the camp ular, extended sojoums at various seasonal camps
ofa chief, including all his entourage; the group (na-po ~~) in the mountains, on riverbanks,
moved wherever he moved. After his death, ordo or on the steppes. The Northern Administration
designated both his tomb and its attendants, his was a confusing mixture of Chinese-like and non-
former followers. Each Liao ruler created a new Chinese offices, further confused by a second-
ordo, and it survived him as a living, fighting ary dualism of Northern and Southem Estab-
group under a Commandant (t'i-hsia-ssu tıifl PJ). lishments (yüan ~) within the Northem Admin-
The Khitan as a nation consisted of many kin- istration itself. Why the Northem Administration
ship groups or tribes (pu-tsu {fil~). Originally was divided into these two Establishments or what
all Khitan seem to have been divided for admin- the functional differences between them were is
istration into 10 tribes, but the number fluc- not clear.
tuated and ultimately rose to a total of 44, 34 Another thing that is not clear is the Liao sys-
of them inside the Liao state and 1O outside it tem of ranks, but it appears that the most not-
in allied or subjugated territories. Each tribe was able dignitaries of the Northern Administration
headed by a Grand Prince (ta-wang * .:E, orig-
inally called i-li-chin ~ılın), apparently as-
were a Grand Counselor (ta yü-yüeh *
a Counselor (yü-yüeh), both no doubt quasi-
'f ~) and
sisted by a Tribal Judge (i-li-pi ~ il !il), a honorary. The principal functioning agencies
Counselor (yü-yüeh T~), and a Riti.ıalist (ti- were two Bureaus of Military Affairs (shu-mi
lieh-ma-tu A\H!!hlôU~ ). Tribes were divided into yüan ffi; W~), a northem one that controlled
subtribes (shih-lieh :fi?.!!), each headed by a military affairs and a southem one that con•
Tribal Judge, and for military purposes were or- trolled civil affairs. Lesser officials, all in north-
ganized into armies called t'e-man ~ ff!n, a term em and southem pairs, were two Grand Coun-
literally denoting 10,000 men, with variable cilors (tsai-hsiang *ffl), two Grand Princes (ta-
designations for Generals (e.g., hsiang-wen wang), and two Court Ceremonial Commission-
~ffl), ali possibly derived from the Chinese ti- ers (hsüan-hui shih 11~~). The Northem
tle chiang-chün 00:- '.lJ. Administration also included, apparently un-
Tribal armies (pu-tsu chün $ ~ '.JJ ) were ap- identified with either the Northern or the South-
parently organized territorially into Routes (lu ern Establishment, a Grand Clansman (ta t'i-yin
~), with supreme leaders whose variable des- *~ili) to look after affairs of the imperial elan,
ignations the Chinese rendered as Campaign a Tribal Judge (i-li-pi), a Ritualist (ti-lieh-ma-
Commander (chao-t'ao shih HHt~). Army tu), and numerous specialized offices charged
Commander (t'ung-chün shih Kitt'.JJ~). Tribal with the care of the various dignitaries of the
Chief (tu pu shu-ssu ifBfflı~ PJ), and variants. imperial elan, its herds and stables, and various
At times overall control of the tribal forces seems other matters.
to have been assigned to a Supreme Marshal of The Southern Administration of the central
the Empire (t'ien-hsia ping-ma tu yüan-shuai govemment had Three Preceptors (san shih ::=:: füfj)
3ç f ~ -~ ifB 5f:ı'lı!ı ) . and Three Dukes (san kung ::=:: i:-), honorary
The dualistic nature of the Liao administrative dignitaries of the Chinese tradition; a Bureau of
55 INTRODUCTION Liao and Chin
Military Affairs (shu-mi yüan); Three Depart- ferred to as a Company Commander (po-hu
ments (san sheng = 'f:ı' ), as in T'ang consisting s P ). Ten such units, nominally totaling 1,000
of the Secretariat (chung-shu sheng r:j=ı ti ıi), the families, constituted the jurisdiction ofa hered-
r
Chancellery (men-hsia sheng F9 'J1!ı'), and the itary meng-an tt. 't<, whom the Chinese referred
Department of State Affairs (shang-shu sheng to as a Battalion Commander (ch'ien-hu 'f JS ).
#;ı IHi ), with six subordinate Ministries (pu ffü ); Leadership of larger groups was entrusted by the
a Censorate (yü-shih t'ai 1ıİll ~ 1i), Hani in Acad- Jurchen Khan to hereditary nobles collectively
emy (han-lin yüan ~ f*ıtlc ), Historiography In- called po-chi-lieh ~ılt!i (Chief), including a
stitute (kuo-shih yüan ~ ~ ıtfc ), and Court Cer- Supreme Chief (tu po-chi-lieh if~ fJJ fıi ?!l). In
emonial Institute (hsüan-hui yüan 1L 11 ıtfc ); and 1134, by which time a Chinese-style govem-
Courts (ssu 4f:) and Directorates (chien ~) of ment was coming into being, the whole stratum
traditional Chinese sorts. of po-chi-lieh was abolished. Nevertheless,
Dominant personnel in both the Northem and Jurchen groups under hereditary meng-an and
the Southern Administration and in all agencies mou-k'o, like the later Manchu Banners, re-
of territorial administration were Khitan of the mained separate communities of Jurchen fanner-
tribal aristocracy. There seems to have been some warriors or herder-warriors scattered as military
social mobility based on individual competence occupation garrisons throughout the Chin state,
among the Khitan, but many men simply in- not subject to the regular local authorities.
herited their positions. Chinese subjects were al- At its full extent, the Chin state incorporated
lowed to hold positions in the Southern Admin- Manchuria, most of Mongolia, and North China
istration and in some cases even in the Northern (excluding modern Kansu and western Shensi)
Administration, as well as in territorial units in down to a line approximately along the Huai
sedentary zones. Recruitment examinations for River and the Tsinling Mountains. It was di-
Chinese were conducted very irregu]arly, in se- vided into nineteen Routes (lu n ), of which five
quence at the district, prefecture, and capital were governed from Capitals (ching Jil: ): a Su-
leve1s; but candidates and graduates were few. preme Capital (Shang-ching J:: Jii:) at Hui-ning
Most Chinese officeholders seem to have won in the north of modern Manchuria; an Eastern
their places as clients of influential Khitan aris- (tung) Capital at Liao-yang in southem Man-
tocrats or, no doubt to a lesser extent, by the churia; a Western (hsi) Capital at Ta-t'ung in
traditional Chinese protection privilege (yin Mi) Shansi; Yen-ching (modern Peking); and Pien-
that enabled active offıcials to raise one or more ching (modern Kaifeng). At an early time, be-
of their sons to offıcia] status. fare Yen-ching and Pien-ching were made cap-
itals, there was a Northern Capital in modem
Jehol and a Central Capital (Chung-tu r:j=ı :ff~) at
Chin
modern Peking. The actual imperial capital was
The Jurchen people admired Chinese culture moved from northern Manchuria to Y en-ching
more than the Khitan did and eventually became in 1153, signaling a major step in the Sinici-
far more Sinicized. Their Chin state conse- zation of the Jurchen. In 1214, under pressure
quently grew into something more like a Chinese from the Mongols to the north, the Chin capital
state than Liao was, especially after major re- was moved farther southward, to Kaifeng
organizations in 1138 and 1156. Nevertheless, The fourteen Routes not administered from
it was, like Liao, essentiaUy a military occu- capitals were controlled by Area Commands
pation regime in which the Jurchen tribal aris- (tsung-kuan fu 11. 'I' /f,f ), and the capitals other
tocracy was always dominant. than the site of the imperial court were each
Before the Jurchen's overthrow of Liao in governed, as in Liao times, by Regents (liu-shou
1125, which led them on into a stable occupa- i/';r). The staffs ofa Route normally included
tion of the whole North China Plain between 1127 a Fiscal Commissioner (chuan-yün shih "ın'! f!e ),
and 1142, they were organized into tribal units who was in general charge of fiscal affairs, and
of 100 families each under a hereditary chief a Judicial Commissioner (t'i-hsing shih tUflJ{!e)
called a mou-k'o ~ ~ , whom the Chinese re- or a Surveillance Commissioner (an-ch'a shih
Liao and Chin INTRODUCTION 56
ftı:~tf ). üne or another such Commissioner was among his subordinates were officials bearing
often concurrently the Military Commissioner contemporary Sung titles, or variants of them,
(anju shih 't<l\if) or Agricultural Develop- who in comparison with their Sung counterparts
ment Commissioner (eh 'üan-nung shih 1b IJe if ) seem strangely out of place in the official hi-
of the Route. erarchy: for example, Grand Councilor (ch'eng-
Each Route supervised a prefecture-level hsiang zl,;:ffl), Manager of Governmental Af-
jumble of agencies-Superior Prefectures (san- fairs (p'ing-chang cheng-shih T' it il&~), and
fu fltff,f), Defense Commands (chieh-chen ~ıı~), Participant in Determining Governmental Mat-
Defense Commanderies (fang-yü chün [}j Wii tlll), ters (ts'an-chih cheng-shih fHıı i& ~ ).
ordinary Commanderies (tz'u-shih chün WıJ 'i1: fil), in the mature Chin government the Bureau of
Military Prefectures (chün •), and plain Pre- Military Affairs (shu-mi yüan) was headed by a
fectures (chou 1H). All such agencies were often Commissioner (shih {le) and was apparently re-
headed by Military Comrnissioners (chieh-tu shih sponsible only for military administrative mat-
in Tİ~ ), Surveillance Commissioners (laum-ch'a ters. The direction of military campaigns was
shih lll.~~), Defense Commissioners (fang-yü the responsibility of a Chief Military Command
shih l!1ı ~ ~), or officials of comparable status. (tu yüan-shuai Ju tfü JC Gılı lff) headed by a Com-
When the Jurchen began campaigning into the mander-in-chief (tu yüan-shuai). There is some
North China Plain they set up a special forward confusion about this nomenclature, however; for
headquarters at modern Peking to direct the war the Bureau of Military Affairs was reportedly
against Sung, and from 1123 till 1140 this was transfonned into a Military Command (yüan-
the effective regional administration over the shuai Ju) in 1206, presumably subordinate to the
former Sung territories in North China. For this Chief Military Command, and then the Chief
the Jurchen borrowed the Sung designation Bu- Military Command was retitled Bureau of Mil-
reau of Military Affairs (shu-mi yüan M l;t) * itary Affairs two years la ter.
and gave it a staff of various Marshals (yüan- The rest of the Chin central government was
shuai 5cĞılı ), Vice Marshals (fu yüan-shuai a mixture of Liao and Sung agencies, including
iU5cĞılı), Army Supervisors (chien-chün tC.:), a Censorate (yü-shih t'ai 1' ı;J: ~), a Remon-
and the like. In 1153 the new central govem- strance Bureau (chien-yüan ~~ ), a Hanlin
ment was installed at Peking. Meantime forward Academy (han-lin hsüeh-shih yüan ~ # ~ ± ~ ),
control of the expanded Chin domain in North the usual assortment of specialized Courts (ssu
China had been assured by the establishment in =!J,) and Directorates (chien ~) with some mod-
1140 ofa Branch (hsing-t'ai fi~) Department ifications, a Court Ceremonial lnstitute (hsüan-
of State Affairs at the old Sung capital, Kaifeng; hui yüan ~ 11 ~), and a Palace Inspectorate-
but it disappeared when Yen-ching became the general (tien-ch'ien tu tien-chien ssu ~wı
new imperial capital in the l 150s. ,ifü Jl1R ~ <il ) in charge of troops in the capital and
By then the Chin central govemment had taken the palace. For relatively brief periods, sepa-
on a dcrable Chinese look. There were the tra- rately, there also were such Sung-style agencies
ditional honorary titles of the Three Preceptors as a State Finance Commission (san ssu = <il)
(san shih = ffili) and the Three Dukes (san kung and a Bureau of Personnel Evaluation (shen-kuan
-=:~). The general civil administration was yüan le'§'~).
dominated by the traditional Three Departments Chin adopted many Sung practices in person-
(san sheng ='~). The Secretariat (chung-shu nel administration. Officials and their offices were
sheng ı:f:ı jf ıi) and the Chancellery (men-hsia all classified into nine ranks (p'in &ı), each di-
sheng rı ~ ıi) of the Chinese tradition were never vided into two classes (teng ~). Officials were
fully developed and were abolished in 1156, further classifıed into 42 grades (chieh ~fi) of
leaving the Department of State Affairs (shang- civil service prestige titles (san-kuan llx '§'), a
shu sheng fı!ditıi) and its six subordinate Min- similar schedule of military prestige titles, and
istries (pu $) in full charge of general admin- still other schedules for men in different spe-
istration. The Department of State Affairs was cializations.
headed by a traditional Director (ling -% ) , and Most notably, Chin adopted the mature Sung
57 INTRODUCTION Liao and Chın
civil service recruitment examination system to cipally Jurchen) got easier examinations, passecı
bring into service the large numbers of educated them more consistently, and got promoted mor,
men needed to help govern the North China quickly once in service. Some Chinese rose to
masses who came under Jurchen control after high office in Chin times, but Chinese official~
1127. Examinations were offered as early as 1123 in general were discriminated against and sorne-
and 1124, and beginning in 1129 they were reg- times physically abused, so that Jurchen alwayı,
ularly offered in the Sung-style three-year cycle, remained in unquestioned control of all aspects
with sequences of examinations at the district, of Chin government.
prefecture, and capital levels. In 1150 a palace The Sinicization of Jurchen proceeded so rap-
examination was added. Jurchen educated in idly and extensively that in 1173 a special ex-
Chinese, eventually including some hereditary amination system based on the Jurchen language
meng-an and mou-k'o aristocrats, flocked to the was instituted in a govemment effort to preserve
examinations alongside Chinese applicants. The the native language and customs. There were few
need for officials remained so great that stan- candidates far such examinations and corre-
dards of grading examinations fell to noto- spondingly few degrees; but those who won the
riously low levels; it was not uncommon far one status of Jurchen Metropolitan Graduate, appar-
in three or even one in two candidates to pass. ently by demonstrating little more than Jurchen
Degrees as Metropolitan Graduate (chin-shih literacy, were promoted in service fastest of ali.
~ ±) were handed out freely, as many as 925 The top ranks of the Chin government were
at a time; the average per year in Chin times was naturally filled with Jurchen serving by heredi-
about 200, nearly as high as the average far the tary privilege, sometimes also having won ex-
Sung dynasty, which ruled over a much larger amination degrees. Inheritance of offıcial status
population. and appointment by recommendation were re-
Although subject Chinese so recruited gained lied on to supplement examinations in the re-
official appointments easily, a regional quota cruitment of Chinese far service.
system generally assured that northemers (prin-
Yüan
EMPEROR
1
Branch Bureaus of
Military Affairs
( hsing shu-mi yüan)
Branch Secretariats
(hsing chung-shu sheng)
Six Ministries
(liupu)
* - - - - - - - - - - - - - Branch Censorates
(hsing yü-shih ı'ai)
f
1
Ci rcui ts ( tao)
1 Surveillaııce Commissions
Circuits (tao) ( ı' i-hsing an-eh'a ssu)
Pacification Commissions
(hsüan-wei ssu)
Routes (lu)
Route Commands
1 ( tsung-kuan fu)
Brigades
(wan-hufu)
1
Prefectures
(chou,fu)
1
Districts
(hsien)
The Mongols, the most successful nomad con- the Mongol govemmental apparatus in China.
querors of world history and the first aliens to in 1271, while his generals were still battling
subjugate all Chinese, fırst assaulted North China Sung annies in the South, he proclaimed the es-
in 1212-1213. Thereafter they became over- tablishment of the Yüan dynasty; and at last, in
lords of the whole of China in several phases. 1279, his forces wiped out Sung resistance on
in 1234 they destroyed the Jurchen Chin regime the south coast, so that China Proper in its en-
and won control of all North China. in 1259- tirety wa<ı united under one Emperor for the first
1260 Kubilai, suspending his campaign against time since the T'ang era.
Southern Sung, retumed to the ancestral capital Until Kubilai's long reign (1260-1294), the
in Outer Mongolia, Karakonım, and made him- Mongols controlled their subjects in China largely
self Grand Khan. in 1264 he moved his capital by leaving in place the existing Chin and Sung
to Peking and began a restrained Sinicization of institutions and superimposing on them varying
59 INTRODUCTION Yüan
ad hoc supervisory offices staffed with Mongols for example, the general ideal seems to have been
or their Central Asian allies. Fora time even the that the Overseer should be a Mongol, the Mag-
collection of Chinese taxes was farmed out to istrate (yin jl") a Chinese, and the Vice Mag-
groups of Central Asian fiscal agents. To its end, istrate (ch'eng lt) a Moslem-that is, a Central
the Yüan dynasty remained essentially a mili- Asian client of the Mongols. Unlike members
tary occupation, dominated by Mongol nobles of the ordinary officialdom, the Overseer often
who were not always submissive to centralized inherited his post directly from his father and
leadership. Especially after Kubilai' s time, real had somewhat independent status as a notable
power was wielded by shifting coalitions of in the Mongol military establishment.
Mongol nobles and allied steppe chieftains, Em-
presses and Empress Dowagers, and Heirs Ap-
The Central Government
parent, some of whom lived on the Mongolian
steppes while nominally performing functions in The Mongols' early headquarters for East
China's govemment, and ali of whom had per- Asian affairs was at K'ai-p'ing in modern Cha-
sonal armies and were supported in part by rev- har Province. In 1264, when Kubilai established
enues from large land grants in China. Later Yüan a Chinese-style central government at Peking,
Emperors were commonly the puppets of one or K'ai-p'ing was entitled Supreme Capital (Shang-
another clique of nobles, and sometimes they tu J: l~) and placed under the administration of
were deposed or assassinated by rival cliques. a Regency (liu-shou ssu W!<;'."f ii]). The official
Tbe decline and demise of Yüan rule can be name for Peking was Grand Capital (Ta-tu *l~);
blamed very largely on the incessant bickering Peking and its environs were administered by a
and struggles for power among the Mongol elite. Ta-tu Regency under the supervision of two
lt was Kubilai's achievement, during the 1260s agencies: a Chief Command (tu tsung-kuan Ju
and 1270s, to mask the unstable military oc- ~ ~ ııt rf-f) and a Chief Military Commission
cupation of China with a façade of Chinese-like (ping-ma tu chih-hui shih ssu ffe';J' lHIHifl ile tıJ).
institutions, organizing what was, at least from In Peking Kubilai and his successors played their
a broad structural point of view, the most cen- roles as Emperors with the staffs of pa]ace women
tralized and best-articulated government yet de- and eunuchs that were usual in the Cbinese tra-
veloped in China. Thus the Mongols did not dition.
maintain a fonnal dualism in government as the The imperial household. The Yüan palace
Khitan had done in their Liao empire; but nei- administration at Peking was extraordinarily large
ther did they Sinicize the government as fully and complex. lts most influential unit was the
as the Jurchen. Users of Yüan materials must Imperial Bodyguard or kesig (ch'ieh-hsieh t! Pt),
consequently be prepared to encounter some cu- a force of some 10,000 elite hereditary tribal
rious anomalies, since real authority seldom warriors who recognized no superior other than
rested with the official whose title suggested he the Emperor, who controlled ali access to him,
was in charge, but was usually exercised by some and who abused their authority as they pleased,
Mongol who remained behind the scenes. virtualJy a law unto themselves. In addition to
The most common and pervasive example of a host of service agencies that catered to each
this Mongol practice was the Yüan system of Emperor's personal needs, the imperial house-
Overseers (daruhachi, transliterated into Chinese hold notably included a Household Service for
*'
as ta-lu-hua-ch' ih ;½ i- 7E and translated by the the Empress (chung-cheng yüan q:ı i& 111c) and a
Household Service for the Heir Apparent (ch'u-
Chinese as chang-yin kuan, "seal-holding offi-
cial"). With few exceptions, especially in the cheng yüan ıı:a i& 111c), both elaborate complexes
highest-ranking offices, almost every civil ser- of agencies including revenue offices and mili-
vice agency had its Overseer in addition to its tary units.
nominal head; and no document of importance In accordance with tribal custom, on the death
issued from such an agency without the Over- of each adult Emperor his personal entourage,
seer's approval. The Overseer was almost al- or ordo, including his widow along with her at-
ways a Mongol. At the District (hsien lı) level, tendants, revenue agents, and military guards,
Yüan INTRODUCTION 60
continued in existence, theoretically in perpe- :;t ~rli), Grand Men tor (t'aiju :t: {-i), and Grand
tuity. For each a special administering Court (ssu Guardian (t'ai-pao :t:f!f; )-and, in addition, De-
~) was created as something like an extension fender-in-chief (ı'ai-wei :t: ,iM), Grand Minister
of the imperial household. Eventually there were of Education (ta ssıı-t'u *AJıi), and Minister
six such Courts, beginning with the Court far of Education (s.ıu-t'u). These various dignitaries
Shih-tsu's (Kubilai's) Ordo (ch'ang-hsin ssu were not always appointed, and even when ap-
fi: fil~), each headed by from four to six Chief pointed they were not always active in the sense
Ministers (ch'ing fftP). of having functioning Offices (Ju ffif) and staffs.
Nobles and honorary dignitaries. The Yüan The Secretariat. The core unit of the central
nobility consisted of eight ranks (chüeh): Prince government was the Secretariat (chung-shu sheııg
(wang .:F, wei-hsia {lir), incJuding Imperial ı+ı@ıı·). From time ta time it was proposed that
Prince (ch'in-wang ~.3:, yü wei-hsia ~{.ıi:r), a Chancellery (men-hsia sheng r, 1-· ıı,) and a
Commandery Prince (chün-wang 111l:E), Duke Department of State Affairs (shang-shu sheng
(kuo-kung ~ Z:), Commandery Duke (chün-kung fbj jf ifı') should be activated sa as to complete
tt~Z:), Commandery Marquis (clıün-hou 111l~), the T'ang-style battery of Three Departments (san
Commandery Earl (chün-po 1tl'.,1S ), District Vis- sheng ~:=: ifı' ); and intermittently through some
count (hsien-tzıı \\lıı f ), and District Baron (hsien- 30 years from the ]ate thirteenth century into the
nan ~- ~). The affairs of each of the major early fourteenth a Department of State Affairs
?rinces, who eventually numbered 46, were existed alongside the Secretariat. When it ex-
managed by a Princely Establishment (ch'ang- isted, the Department was given most of the
slıih fu 1t7f~lff ). Secretariat's functions. But in general the Sec-
The nobility was not restricted to the sons of retariat was the dominant institution of the cen-
Emperors and thf'ir descendants; the chieftains tral government, with overall responsibility for
of nomaJ tribes participating in the original administering the Yüan state.
Mongol conquests held noble status, and even- The Secretariat was nominally headed by a
tually aJmost all middle- and high-ranking civil Director (ling %), but in Kubilai's time this po-
officials automatically earned at least nominal sition came ta be reserved for the Heir Apparent
honorific title~ of nobility. Noble status was not and was therefore na longer a functional posi-
always hereditary, and for special achievements tion. The most prestigious and influential civil
men could be promoted from one noble rank to offices, consequently, were the nominal aides to
another. The original tribal nobles received ex- the Director, two Grand Councilors (tsai-hsiang
tensive land grants in China (known by such *ffi) and their associates, Managers of Gov-
general terms as fen-ti J.t tth and t'ou-hsiçı r.ı!-f ), emmental Affairs (p'ing-chang cheng-shih zr.
commonly appointed offıcials in the areas of their $': i& ,J ) . (Whereas the Chinese traditionally es-
estates, and collected taxes as they pleased from teemed left over right, the Mongols had re-
peasants on their assigned lands, although the versed values; the Grand Councilor of the Right,
central govemment tried to impose standard tax for example, was considered the senior.) Al-
schedules and ultimately ta substitute state-paid though in theory there should have been only
annual salaries for the land revenues. Most of two Grand Councilors and four Managers of
these land grants were in the North near Peking, Govemmental Affairs, in fact their numbers
but some nobles held tracts in the former South- fluctuated; at times there were five Grand Coun-
em Sung domain. Virtually the whole of mod- cilors.
em Yunnan province was the hereditary barony Internally, the Secretariat did its work pri-
of one Mongol family throughout Yüan times, marily through two agendes called the Left Of-
and Tibet was relativ~ly autonomous under the fice (tso-ssu & A]) and the Right Office (yu-ssu
control of two favored families. ti ı'>)), each headed by two Directors (lang-chung
The central govemment proper was nominally Rih:p). The Left Office incorporated six Sec-
headed by nobles holding various hoary Chinese tions (fang Yj) with different functions, which
honorary titles, incJuding the Three Dukes (san in tum were divided into from two to nine Sub-
kung = i:. )-the Grand Preceptor (t'ai-shih sections (k'o t4 ), each with a still more spe-
61 INTRODUCTION Yüan
cialized function. The Right Office incorporated Military Commissioners, which actively policed
three Sections with a total of seventeen Subsec- the Peking area and guarded the nearby passes
tions. through the Great Wall; two State Farm Bri-
Direct)y subordinate to the Secretariat (or, at gades (t'un-t'ien wan-hu fu ı:11. EE ~ P /f,f ), each
times, the Department of State Affairs) were headed by an Overseer and a Brigade Com-
China's traditional Six Ministries (liu pu 1' fili), mander (wan-hu), which worked the farmlands
each headed by three Ministers (shang-shu set aside in the Peking area for the partial pro-
fı!;j :if }---the Ministries of Personnel (li-pu ~ fili), visioning of the imperial armies; and a Chief
of Revenue (hu-pu J=i fftl ), of Rites (lt-pu Kıfl ıftl ), Military Command (ta tu-tufu *l~~ ,'fi) under
of War (ping-pu ~ffll ), of Justice (hsing-pu three Commanders-in-chief (ta tu-tu), which
1f1Jffll ), and of Works (kung-pu I ffll ). The Min- controlled notoriously fıerce Turkic warriors who
istries were probably less active and intluential served in two Kipchak Guards (ch'in-ch'a wei
in the functioning of the Yüan govemment than ıx ~ ıti) units, headed by Cbief Military Com-
the Secretariat's own regular Offices and their missioners.
subsidiary units. The prescribed functions of the Especially influential and favored Grand
Ministries, at least, seem duplicated and more Councilors of the Secretariat were occasionally
finely specified in the defined responsibilities of given concurrent supervisory control of the Bu-
the Sections and Subsections. Moreover, the reau of Military Affairs, with the title Chief
Ministries were not themselves divided into spe- Councilor and Supervisor of Major Military
cialized bureaus. Matters of State (ch'eng-hsiang lu chün-kuo
The Bureau of Military Afl'airs. The Yüan clıung-shih ?J:; ffi &lJc • ~ ın tr).
Emperors controlled the Mongol military estab- The Censorate. The Yüan Censorate (yü-shih
Iishment through a Bureau of Military Affairs t'ai fıftl 'it'.~) wa~ responsible for maintaining
(shu-mi yüan ~ $ ~ ), headed, by up to six Bu- disciplinary surveillance over the whole offi-
reau Managers (chih-yüan !m~). The Bureau cialdom. For the first time in history, appar-
was primarily concerned with administering ently, Censors were empowered to take direct
forces in the Peking area, the Imperial Armies punitive action against certain categories of of-
(ch'in-chün ft'ifl ). These incorporated both Pal- fenders. in addition, since the Mongols did not
ace Guards (su-wei ni f#i ), notably including the establish specialized remonstrance officials of
largely independent lmperial Bodyguard or ke- the traditional Chinese sorts, the Censorate was
sig already mentioned, and lmperial Guards (shih- newly authorized to express criticisms of court
wei ffl f#i ). The lmperial Guards came to be di- policies and propose new policies. Because of
vided into five large units, each under two or its expanded functions, and also because the
three Chief Military Commissioners (tıt chih-hui numbers of censorial officials were greater and
shih :ff~füflfi~)-the Right Guard (yu-wei tiıftr), their ranks higher than in earlier dynasties, the
the Left Guard (tso-wei "ti. ffi), the Center Guard Censorate seems to have had more prestige and
(chung-wei ı:p ıftj ), the Front Guard (ch'ien-wei intluence in the Yüan govemment than it had
ffıH!i), and the Rear Guard (hou-wei {&il). The ever had before. it was directed by two Censors-
Bureau of Military Affairs also supervised many in-chief (yü-shih ta-fu rıaı 'it'.**) with the as-
other military agencies in the Peking area, in- sistance of two Vice Censors-in-chief (yü-shih
cluding the lmperial Armies Support Commis- chung-ch'eng fıftl 'it'. r:p ?!:;). Two Attendant Cen-
sion (wu-wei ch'in-chün tu chih-hui shih ssu sors (shih yü-shih ffl fıftl 'it'.) and two Secretarial
:fi:\ 141 ft '.lfi ffH~ :t1fi fi n1 ) , headed by one Over- Censors (chih-shu yü-shih fıs' IHitll ~) consti-
seer (ta-lu-hua-ch'ih) and three Chief Military tuted a kind of headquarters staff. Other cen-
Commissioners (tu chih-hui shih), which was sorial officials were divided between two bu-
responsible for the construction, maintenance, reaus, a Palace Bureau (tien-yüan M~) with two
and repair of military installations; the lmperial Palace Censors (tien-chung shih yü-shih 119'1
Armies Tactical Defense Commission (lung- ffl:fıft] 'it'.) andan lnvestigation Bureau (ch'a-yüan
chen wei ch'in-chün tu chih-hui shih ssu ili~ ~im) with 32 Investigating Censors (chien-ch'a
ftıft'ıJ:ffH~flfi~r'l1 ), headed by three Chief yü-shih ~~fıftl'it'.).
Yüan INTRODUCTION 62
Other central government agencies. Except fice for Religious Adrnirıistration (ta-hsi tsuııg
for the Censorate, the Bureau of Military Af- yin yüan fs:ffıi*ffl~ ); the Commission for
fairs, and the numerous rnilitary units overseen Ritual Observances (ı'ai-ch'ang li-i yüan i::. 'ffi'
by the Bureau, governrnental agencies at the ~-~ ll3t ); the Grand Agricultural Administration
capital were almost entirely, directly or indi- (ta ssu-nung ssu -): AJ ılı: AJ), which promoted
rectly, under the control of the Secretariat; and agriculture, sericulture, irrigation, famine re-
there were hundreds of them. The Ministry of lief, and loca] education; the Court of Imperial
Works alone supervised 52 subordinate agen- Armaments (wu-pei ssu ft\: {Jffi ~), with 29 sub-
cies, which in turn supervised 44 other agen- ordinate agencies, which produced and issued
cies. Not only was there in consequence a very weapons; the Directorate for the Mongolian Pas-
large number of officials in the capital; it was a tures (ching-cheııg chien f&!IE!iii'); the High Court
pecP .ıarity of the Yüan government that a high *
of Justice (ta tsuııg-cheng fu 7-: IE lff), which
proportion of these officials were of very high until about 13 J 2 had judicial jurisdiction over
rank, in grades 1, 2, and 3. the whole empire; the Commission for Buddhist
Service agencies that primarily looked after and Ti betan Affairs (hsüaıı-cheng yüaıı ~ ı& Jffc ) ,
the needs of the imperial household were ex- which in effect governed Tibet through 26 sub-
traordinarily numerous. The largest by far was ordinate agencies; and the Commission for the
the Palace Provisions Commission (hsüaıı-hui Promotion of Religion (ch'ung-fu ssu ~mı A] ),
yüaıı 1l. il l&i), which directed 28 subordinate which seems to have supervised Nestorians,
agencies in providing food and drink for the pal- Manichaeans, and other untraditional religious
ace, attending to the wants of the imperial in- communities in China and had an astonishing
laws and important visitors at court, and sup- total of 72 subordinate agencies scattered
pl ying and guarding the various Princes. Among throughout the empire.
the many ot:ıer service agencies were the Di- The message center of the central govemment
rectorate of the Imperial Treasury (t'ai-fu chien was the Bureau of Transmission (t'ung-clıeııg
:;tc fff ~ ) , the Imperial Academy of Medicine (t'ai- yüan !iUxlljf ), through which rnemorials and
i yüaıı t: fi l&'c), the Imperial Manufactories petitions passed on their way to the Emperor and
Commission (chiaııg-tso yüaıı ij~ 11' 15c), and the imperial proclamations were transmitted to gov-
Palace Domestic Service (shih-cheııg fa f# iE fff) ernment offices throughout the empire. lt was
with fourteen Attendants-in-chief (shih-cheng). apparently the headquarters of numerous Postal
Special advisory agencies included the Hanlin
and Historiography Academy (han-liıı hsüeh-shih
*
Relay lnspectors (t'o-t'o-ho-sun mt mt ff,), who
supervised the functioning of Postal Relay Sta-
yüaıı chieıı kuo-shih yüan ~ tf ~ ± ll3t ~ ~ ~ Jl,t ); tions (chan fr6, i ~) maintained by the Ministry
the Mongolian Hanlin Academy (meng-ku haıı of War in a system that shuttled official docu-
liıı yüan ~ tı· ~ # 15c ), which concemed itself ments rapidly back and forth across China.
with translation work; the Academy of Schol-
arly Worthies (chi-hsien yüan ~ıg Jl,t ), whose
Territorial Administration
three Grand Academicians (ta hsüeh-shih k~±)
supervised various state schools and oversaw the The Yüan hierarchy of territorial administra-
Taoist clergy throughout the empire; the Acad- tion units was a complex one, with more tiers
~my in the Hall of Literature (k'uei-chang ko of general administration jurisdictions than had
hsüch-shih yüan ~ • r~ı ~ :f: !!;;'.), which was in ever existed in the past.
effect the Emperor's reference library; the Di- Provinces. In Yüan tinıes China's modern
rectorate of Astronomy (ssu-t'ieıı ehien A] :'K Yİii:), administrative division into Provinces (sheııg m')
which prepared the annual state-approved cal- began its development. When the Mongols orig-
endar; and the Direcıorate of Moslem Astron- inaJly brought ever larger regions of China un-
omy (hui-hui ssu-t'ien ehien [q] @l l=i]:t;: tn, which der their control, it was common practice for
prepared annual caleııdars in the Moslem fash- Grand Councilors to be detached from the Sec-
ion. retariat as ad hoc, temporary regional adminis-
Among other notable agencies were the Of- trators. Then in Kuhilai's reign such temporary
63 INTRODUCTION Yüan
arrangements gradually settled into permanent, southeast coast in Chiang-Che; a Tea and Salt
officially sanctioned patterns; and Branch Sec- Monopoly and Tax Transport Commission (ch'a-
retariats (hsing chung-shu sheng fi q:ı il ıi or yen chuan-yün ssu 3lUl"~P_]) in Szechwan; a
simply hsing-sheng) emerged as the Emperor's Chief Transport Commission (tu chuan-yün shih
ue
all-purpose administrative agencies for large areas ssu ifü" ~ P.)) in Chiang-Che, which had a
distant from Peking. Twelve provinces eventu- counterpart in the Metropolitan Area around Pe-
ally developed, counting the large area directly king; and Salt Distribution Supervisorates (yen-
governed from Peking, which incorporated k'o t'i-chü ssu IJiUHJl!$ P.)) in a number of areas.
modern Hopei, Shantung, Shansi, and Inner The revenue agencies, at least, were probably
Mongolia, as a kind of Metropolitan Area (chih- responsible ultimately to the metropolitan Sec-
li fi[~). The eleven Yüan provinces that were retariat, even if indirectly through Branch Sec-
supervised by Branch Secretariats (hence ge- retariats.
nerically known as hsing-sheng or sheng) were On the other hand, it can be argued that the
Ling-pei (Outer Monğolia and parts of Siberia), Branch Secretariats were only nominally super-
Liao-yang (Manchuria and northern Korea), vised and coordinated by the metropolitan Sec-
Honan (Honan and Anhwei), Shensi (modern retariat at Peking-that they (and lower-level
Shensi), Kansu (modern Kansu), Szechwan agencies as well) were the administrative bases
(westem Szechwan), Hu-Kuang (Hupei, Hunan, from which entrenched Mongol nobles occa-
Kwangsi, and Kweichow), Kiangsi (Kiangsi and sionally flouted Peking's authority and became
Kwangtung), Chiang-Che (Kiangsu, Chekiang, autonomous warlords. In the fonnal structure of
and Fukien), Yunnan (modern Yunnan and east- Yüan government, nevertheless, Branch Secre-
ern Szechwan), and Cheng-tung. Cheng-tung, tariats were not equal to or independent of the
meaning "punitive campaign eastward," re- metropolitan Secretariat. Moreover, in some ways
ferred to southem Korea, where Kubilai orga- they were also subordinated to two types of in-
nized his naval assaults on Japan; after these termediary agencies whose jurisdictions encom-
ended in disasters for the Mongols, the area was passed several provinces.
left Iargely in the care of the King of Korea and üne of these agencies was the Branch Bureau
was more a tributary state than a province. of Military Affairs (hsing shu-mi yüan fiffiiii ~ ~ ).
The Branch Secretariats were at best only ru- Such Bureaus originated in the same fashion as
dimentary provincial administrations. Although the Branch Secretariats, to command military
they were organized on the pattern of the met- operations in specified regions during the pro-
ropolitan Secretariat at Peking, each was nor- tracted Mongol conquest of China, but they were
mally headed by two Managers of Governmen- more transitory. They fluctuated in number, had
tal Affairs (p'ing-chang cheng-shih). Occa- individually designed staffs nonnally headed by
sionally, but not often, one was headed by a one or two Bureau Managers (chih-yüan ~~),
Grand Councilor (ch'eng-hsiang), and no Branch and had vaguely defined territorial jurisdictions
Secretariat seems ever to have had more than generally referred to as Regions (ch'u /ğ). When
one. Moreover, the Branch Secretariats did not they existed, they presumably controlled niili-
have subordinate Ministries (pu), so that the ef- tary matters that otherwise were controlled by
fectiveness of their administration of the large Branch Secretariats. The most durable was the
territories they supervised is questionable. They Szechwan Branch Bureau of Military Affairs,
did presumably control various agencies with headquartered at Chengtu, a forerunner of which
specialized province-wide jurisdictions or spe- was established in 1263 and which apparently
cialized functions-for example, a Supervisor- lasted until 1338. Other relatively durable coun-
ate for Confucian Schools (ju-hsüeh t'i-chü ssu terparts were the Ching-Hu (or Hu-Kuang), the
im ijHJHJH,J ) in every province; Supervisors of Kiangsi, the Chiang-Huai, and the Ling-pei
Mongolian Schools (meng-ku t'i-chü hsüeh-hsiao Branch Bureaus. Beginning in the 1350s, when
kuan ~E!UfHJt5l1?) in Chiang-Che, Hu- the Mongols were seriously challenged by
Kuang, and Kiangsi; Maritime Trade Supervi- Chinese rebel leaders in the Yangtze Vali ey and
sorates (shih-po t'i-chü ssu m JfflHJH,d,l) on the elsewhere in the South, new Branch Bureaus of
Yüan INTRODUCTION 64
Military Affairs were created to cope with the supervisors and lower-level administrators. In
troubles-a Huai-nan and Chiang-pei Branch one pattern, provinces were divided into some
Bureau at Yangchow in 1355, a Chiang-Che 60 circuits with general administration or mili-
Branch Bureau at Hangchow in 1356, a Honan tary responsibilities, or a combination of both.
and Shantung Branch Bureau in 1359, anda Fu- in a sense, they were outposts of the various
kien and Kiaııgsi Branch Bureau in 1366. Some Secretariats and Bureaus of Military Affairs (both
of these were no more than nominal organiza- metropolitan and branch, in both cases). Their
tions that were actually controlled by rebel lead- staffs and their agency names varied greatly ac-
ers, who occasionally found it expedient to ac- cording to loca) circumstances. They were ge-
cept appointments from the desperate Yüan nerically called Pacifıcation Comrnissions (hsüan-
government. As for the earlier period, it is un- wei shih ssu 'Ilr ~ fie P] ), although only six bore
clear just how firmly the various Branch Bu- this specifıc designation. In some circuits there
reaus were controlled by the Bureau of Military was a combined Pacification Commission and
Affairs in Peking and how seriously they en- Chief Military Command (hsüan-wei shih ssu tu
croached on fun-.:tions of the Branch Secretari- yüan-shuai fu 'Ilr ~ fie r'tJ :lfü jc gıjı lff ), in others a
ats. Pacifıcation Commissioner and Concurrent Bri-
The other type of intermediate agency with gade Commander (chien kuan-chün wan-hu Ju
specialized functional jurisdiction over several i: 'g 'ıfl 1-it JS lff ) , in others only a Chief Military
provinces was the Branch Censorate (hsing yü- Command (tu yüan-shuai fu) or a plain Military
shih t'ai fi~~~). There were two of these. Command (yüan-shuai fu), and in still others
The first, a western one, was established about Pacifıcation Commissions under variant desig-
1264 but had something of an intermittent, mi- nations (hsüan-fu ssu W~ P], an-fu ssu 'tı:: ~ P],
gratory existence in Shensi, Yunnan, and Sze- chao-t'ao ssu fü WP]).
chwan until 1279, when it was pennanently es- The other type of circuit agency was the Sur-
tablished as the Shensi Branch Censorate head- veillance Commission (t'i-hsing an-ch'a ssu
quartered in Sian. The other, a Chiang-nan tlt 1f!J tti: ~ P] until 1291 ; thereafter su-cheng lien-
Branch Censorate for the South, was established fang ssu ıın\ ı&~ Vi P] ). At the fullest extent of
at Yangchow in 1277 and moved to Hangchow the Yüan state, there were 24 such agencies. Each
in 1284. Each was headed by a Censor-in-chief had a staff of censorial officials who monitored
and had a staff comparable to that of the met- the various Pacifıcation Commissions and lower-
ropolitan Censorate at Peking but without Pal- level administrative agencies in its territorial ju-
ace Censors; as many as 28 lnvestigating Cen- risdiction, and each reported either directly to
sors were authorized for Chiang-nan and 20 for the metropolitan Censorate or to a designated
Shensi. The Branch Censorates were explicitly Branch Censorate any irregularities it discov-
directed to monitor the Branch Secretariats in ered in governmental procedures.
their vicinities. They and the metropolitan Cen- Routes, prefectures, and districts. in Yüan
sorate thus divided Yüan China into three large times, the Route (lu ~) was a stable govern-
suiveillance spheres; but the Branch Censorates mental region governed by one of 185 Route
were responsible to the metropolitan Censorate. Commands (tsung-kuan fu ~ ııf Jf-f), which in
in 1365, as the dynasty was collapsing, the routine administrative matters seem to have
Chiang-nan Branch Censorate lost contact with communicated with the Secretariat and its Six
various Yüan loyalist agencies in the South, Ministries in Peking, either directly or indirectly
whereupon the metropolitan Censorate set up a through an appropriate Branch Secretariat, while
short-lived Branch Office (fen-t'ai 5t~) in Fu- also being subject to the supervision of circuit
kien, where communication with Peking was stili agencies. For each Route Command there was
maintained by sea. an Overseer and a Commander (tsung-kuan
Circuits. Below the provincial level in the ~ tf ). Subordinate officials specialized in such
governmental hierarchy were two types of ju- matters as taxes and granaries; Confucian, Mon-
risdictions called Circuits (tao m) with agencies golian, and sometimes medical education; and
that coordinated matters between provincial-level the administration of justice and jails. Routes
65 INTRODUCTION Yüan
were ranked in two grades, large (shang l:) and lice Commission. Most other Route Command
small (hsia r), depending primarily on whether headquarters cities were govemed hy Adminiç-
the registered population exceeded or fell short tration Offices (lu-shih ssu ~ ~ n]), each un der
of 100,000 households. an Overseer.
Below Route Commands in the hierarchy of A special system of nomenclature was de-
territoria1 administration were approximately 400 signed for the unassimilated ahoriginal tribes o:f
prefectural-level units of three kinds: up to 33 southwestern China, to bring them into the for-
Superior Prefectures (fu lff, san-fu ft!{ lff) in mal governmental hierarchy. Interspersed among
honored or strategic places, more than 350 or- the routes, prefectures, and districts of modem
dinary Prefectures (chou 1-M ), and four Military Szechwan, Yunnan, and Kweichow were tribal
Prefectures (chün •) in frontier zones. Each was units with varying official designations that for
headed by an Overseer and a Prefect (yin jt; convenience might unifonnly be rendered as
sometimes chih-fu ~lff or chih-chou). A few Pacification Offices (hsüan-fu ssu ~ ~ n], chao-
prefectures were "directly attached" (chih-li lli~) t'ao ssu fBttn], tsung-kuanfu mt"ffi'lff, wan-hu
prefectures-that is, supervised by a Secretariat fu • P lff), under tribal chiefs given such titles
rather than by an intennediary Route Command. as Overseer. All these aboriginal Pacification
Ordinary prefectures were classifıed in three Offices had the same rank as small prefectures.
grades: large (shang), middle (chung), and small Below the district level, the Chinese popula-
(hsia), depending on their registered popula- tion was theoretically organized in two systems.
tions. In North China the dividing lines between üne was a system borrowed from T'ang, to fa-
categories were drawn at 15,000 and 6,000 cilitate the collection of taxes and the enforce-
households, but in the much more densely pop- ment of the laws. Far these purposes, four fam-
ulated former domain of Southem Sung the cor- ilies constituted a Neighborhood (/in ıt\ll), fıve
responding figures were 50,000 and 30,000. The neighborhoods a Security Group (pao ~), and
four military prefectures were ranked on the same five security groups a rural Village or urban Pre-
level as small prefectures of the ordinary sort. cinct (both li ın.) of 100 families, for which a
Below the prefectures in the hierarchy, at the designated Head (li-chang *) was held respon-
lowest level of the forma! govemmental struc- sible. The other, overlapping system organized
ture, were 1,127 Districts (hsien 19*'), each headed every 50 or so neighboring families into a Com-
by an Overseer anda Magistrate (yin jt). Like munity (she iitl:) with a designated Community
prefectures, districts were graded as large, mid- Head (she-chang *) to manage public services
dle, or small by their registered populations; the such as establishing elementary schools and
dividing lines were at 6,000 and 2,000 house- charity granaries, controlling irrigation, and
holds in the North and at 30,000 and 10,000 planting trees.
households in the South. More than half of all
districts were "directly attached" (chih-li) to a The Military
Route Command rather than to an intermediary
prefecture; most of the others were supervised Because the Yüan dynasty was essentially an
by prefectures that were in tum supervised by alien military occupation of China, its military
Route Commands. A relatively small number, dispositions were carefully guarded state se-
98, were supervised by prefectures that were crets. It was commonly said that at any one time
"directly attached" to Secretariats rather than no more than two or three men had access to
supervised by Route Commands. the military registers. Nevertheless, the basic
The two Yüan capitals, Ta-tu and Shang-tu, structure of the Yüan military establıshment is
and the cities in which other Route Commands reasonably clear.
were headquartered were not organized into dis- The standing army consisted of two principal
tricts. The headquarters city of the Ta-tu Route groups, the Imperial Armies (ch'in-chün ~•)
Command (i.e., Peking) was under the admin- and the Territorial Armies (chen-shu chün
istration of two Police Commissions (ching-hsün ~Ex:'lJ). Both were staffed with careerists con-
yüan ~%5.~), the Shang-tu city under one Po- scripted from families designated as hereditary
Yüan INTRODUCTION 66
military families; they normally served between mally garrisoned in or near the headquarters
the ages of fifteen and seventy. The main farce towns or cities of Route Comman~s, but their
was the Mongol Army itself. It was supple- battalions were sometimes detached to subor-
mented by an Allied Army (t'an-ma-ch'ih chün dinate prefectures or even districts. The chain
~ .~ $ '.l:Jı'.) consisting, basically, of three ele- of accountability ran from brigades at the Route
ments: troops controlled by land-grant nobles and Command level up through Military Commands
members of Khitan, Jurchen, and Chinese fam- (yüan-shuai fu), Chief Military Commands (tu
ilies who had joined the Mongol cause early in yüan-shuai fu), or Pacification Commissions
the assault on the Chin state in North China; a (hsüan-wei shih ssu) at the circuit level; and then
so-called Chinese Army (han-chün ~'.ı:Jı'.), drawn through Branch Secretariats directly, or indi-
from the families of Chin soldiers who had sur- rect1y through appropriate Branch Bureaus of
rendered in North China; and ultimately a Newly Military Affairs, to the Bureau of Military Af-
Submitted Army (hsinfu chün fJrffl'.ili), drawn fairs at the capital.
from the families of surrendered Southern Sung In order to provide grain far the military es-
soldiers. Although ali these elements were in tablishment, State Fanns (t'un-t'ien 1tI EH) were
some measure intermingled in the various ar- created throughout the empire under the man-
mies, the Mongols themselves and close nomad agement of State Farın Brigades (t'un-t'ien wan-
allies such as the Kipchak Turks dominated the hu fu) or State Farın Battalions (t'un-t'ien ch'ien-
imverial arrnies, which were garrisoned in and hu so). These agricultural tracts were normally
around Peking, and especially the Imperial worked by Chinese civilians rather than by the
Bodyguard (kesig; ch'ieh-hsieh 1:t ğf). The im- soldiers who lived off their produce, although
perial armies were made up of a relatively small in the faurteenth century the Yüan government
group of Palace Guards (su-wei ffifilj), among tried to increase the farming activity of its troops.
which the Imperial Bodyguard was by far the Reportedly, there were more than 120 state famıs
most influential unit, anda much larger number in the empire, encompassing more than 2,500,000
of what might be called lmperial Guards (shih- acres, 23 in the Metropolitan Area around Pe-
wei fflffi, chu-wei ffiıfi). The territorial armies king alone. Thirteen of these were administered
consisted of ali the military units that were scat- by the Bureau of Military Affairs, three each by
tered in other regions of the empire. the Secretariat and the Grand Agricultural
The basic Mongol military unit, normally both Administration (ta ssu-nung ssu), and four by
in garrison and in the fıeld, was a nominal the Palace Provisions Commission (hsüan-hui
10,000-man Brigade (tumen; Chinese wan-hufu yüan). Those outside the Metropolitan Area were
~J=i}ff), led by a Brigade Commander (wan- administered by Branch Secretariats or by agen-
hu). Units ofthe imperial armies stationed in the cies subordinate to them.
vicinity of Peking were given the traditional Additional support for the military establish-
Chinese designation Guard (wei ffi) rather than ment came from more than a hundred horse herds
brigade, perhaps far prestige purposes. In a organized into fıfteen p~sturages scattered across
strictly decimal progression, a brigade normally the North, managed by hereditary stockmen un-
comprised ten 1,000-man Battalions (ch'ien-hu der the direction of the Court of the Imperial
so 'f p Jilr), led by Battalion Commanders Stud (t'ai-p'u ssu). Occasionally, also, horses
(ch'ien-hu); a battalion comprised ten 100-man were requisitioned from civilians far military use.
Companies (po-hu so s J=i ?fi ) , led by Company
Commanders (po-hu); and a company com-
Personnel Administration
prised ten 10-man Squads (chia Ef', p'ai /ı1ıl), led
by Squad Commanders (chia-chang -llt, p'ai-ı'ou The population of Yüan China was classified
M). Brigades and battalions were graded as large, in a variety of ways-for example, in hereditary
middle, or small (shang, chung, hsia) according occupational classes. The most important clas-
to their actual troop strength-7 ,000, 5,000, or sifıcation scheme was based on a combination
3,000 in the case of brigades and 700, 500, or of ethnic and political considerations. It divided
300 in the case of battalions. all residents into faur great classes, anda man's
Outside the Peking area, brigades were nor- status in this system determined, among other
67 INTRODUCTION Yüan
things, his suitability for government service. rant and symbol of his status and authority, and
These four classes were (1) Mongols, (2) mis- with which he authenticated documents. This was
cellaneous aliens (se-mu jen ~ 13 A, 1it., "spe- in accord with Chinese tradition. Yüan seals,
cial category men"), referring mostly to Central however, were inscribed in Mongolian script and
Asian Moslems, (3) North China residents (han- were of varying sizes and substances, which were
jen il A), including all the Khitan, Jurchen, and minutely prescribed for all ranks. The larger the
Chinese who had been subjects of Chin, and (4) seal, the higher the rank; seals being equal in
Southem Chinese (nan-jen 1-rı A, man-tzu lf r), size, gold outranked silver, which in turn out-
meaning all forrner subjects of Southern Sung. ranked brass. Finer distinctions, as among var-
Generally speaking, the Mongols entrusted im- ious Princes, were denoted by the designs and
portant governmental posts only to themselves materials of the seals' handles (niu W). Military
and their alien allies. The much more numerous officers were additionally decorated with tallies
"North China residents" got only meager con- (fu ı1), which were granted as rewards for spe-
sideration; and the Southern Chinese, who far cial service and varied in prestige according to
outnumbered all the other groups combined, were the material they were made of and the number
trusted hardly at all, except to serve in local of- of pearls that adomed them. After the early Yüan
fices in their own areas. years, civil offıcials also were sometimes so
Apparently, as the Mongol conquest of China decorated.
passed through its early phases, submissive lo- As in the Chinese tradition, officials were fur-
ca} offıcials, first in the Chin state and then even ther classifıed by prestige titles (san-kuan iti 'g ),
in the Southern Sung state, were mostly left in mostly bearing the suffixes Grand Master (ta-fu
their posts, with Mongol Overseers (ta-lu-hua- -J: :Ji::) or Court Gentleman (lang Ei~). For nor-
ch'ih) assigned to each office down to the dis- mal civil service officials there were 42 prestige
trict level as representatives of the successive titles distributed among the regular ranks from
Mongol Khans. in tbe 1230s and 1240s a fa- la down through 8b; officials of rank 9 were not
mous Khitan official, Yeh-lü Cb'ü-ts'ai, gained entitled to them. The assignment of prestige ti-
favor among the Mongols and belped lay the tles was a way of promoting men without cre-
foundations for the later Yüan state; and after ating imbalances between their personal status
Kubilai came to power in 1259-1260, one of his (and presumably their incomes) and the ranks of
advisers, a Chinese Taoist turned Ch'an monk the offices they held. For example, fıne distinc-
named Liu Ping-chung, was instrumental in cre- tions could be drawn among all officials of rank
ating the institutional structure described above la because there were six different prestige ti-
and the personnel administration procedures that tles available for that high rank. Prestige titles
were to characterize the Yüan officialdom. were nonnally eamed by seniority. Officials
Varieties of official titles and other status serving in the capital were supposed to be given
indicators. ln the mature Yüan system, all of- merit ratings (k'ao ~) every 30 months and those
fıcials and offices were graded in China's tra- serving outside the capital every 36 months, and
ditional hierarchy of nine ranks (p'in) and eigh- after every satisfactory merit rating an official
teen classes (teng), from la down through 9b. was promoted one degree in the prestige title
Subofficial functionaries (ti ~) did tbe bulk of hierarchy.
paperwork and other routine administrative tasks Yüan had several other schedules of prestige
in all agencies. On the hasis of seniority, the titles. in addition to 34 titles for military officers
highest-ranking officials were granted nominal in general and 14 for officers of the Guards that
status in the nobility. In addi ti on, all officials of were in closest attendance on the Emperor, there
ranks la through 5b automatically eamed merit were prestige titles for various professional spe-
titles (hsün l/J), mostly bearing the suffix Com- cialists-14 for members of the astronomical
rnandant (wei Jt); there were ten such titles, one agencies (ssu-t'ien kuan AJJ;;:'g), 15 for mem-
for each of the ten classes of official ranks at bers of the Imperial Academy of Medicine (t'ai-
the top of the hierarchy. i yüan), and 15 for musicians and other court
Every functioning official carried a state-is- entertainers (chiao-fang kuan ~ :11.i 'g).
sued seal (yin l=f]), which .was the formal war- Building on a Chin practice, Yüan catego-
Yüan INTRODUCTION 68
rized certain types of officials in almost every rectly to their sons, as did many Mongol Over-
agency, whatever their more specific titles, as seers throughout the govemment; and such di-
Staff Supervisors (shou-ling kuan §f ffı'l 10. Their r~ct inheritance of office was not unknown even
characteristic role was to direct and be answer- among civil service officials.
able far the clerical force of subofficial func- Recruitment of officials through schools was
tionaries. Although available sources do not alsa instituted in Kubilai's time. In 1261 he or-
consistently specify which officials of a given dered Route Commands to open or restore
agency belonged to the category, it is clear that schools, and in 1269 the establishment of state
contemporaries knew full well who was and who schools was ordered in all prefectures as well as
was not a Staff Supervisor. The category seems routes. These were intended primarily for the
to have had something of the character of a caste; training of sons and brothers of offıcials, but they
it may have been a carryover from the Era of admitted prescribed quotas of youths from non-
Division distinction between "pure" and "im- official families. At the same time Route Com-
pure" officials and offices. Officials of this cat- mands were ordered to open Mongolian schools
egory seem always to have belonged to the lower for the appropriate education of young Mongols
ranks and were perhaps limited forever to Staff in their jurisdictions. Then in 1271 (or alsa in
Supervisor status; but this is by no means cer- 1269?) the School for the Sons of the State (kuo-
tain. tzu hsüeh ~ r ~) was established at the capital
Recruitment and appointments. While tak- under the supervision of the Academy of Schol-
ing for themselves the most important posts in arly Worthies (chi-hsien yüan), with a mandate
the government, the conquering Mongols had to ta give two ar three years of training to sons of
enploy very Ja;ge numbcrs of non-Mongols in court officials and of members of the Imperial
less sen,itive but essential administrative and Bodyguard so that they might become suitable
clerical positions. At the outset they drew this for official appointments. There was a quota of
pool of personnel from three sources. First, as 100 regular students: 50 Mongols and 50 non-
has been noted above, they allowed many sub- Mongol aliens or North China residents. In ad-
missive officials of the Chin and Southem Sung dition, 20 specially talented sons of non-official
to remain in their posts under supervision. Sec- families were allowed to attend with secondary
ond, they thrust into office many Central Asian status as Fellows (pan-tu ~at). The quota of
Moslem hangers~on, who were generally more regular students was subsequently increased to
literate and more familiar with Chinese ways than 200 in 1287, to 300 in 1300, and to 400 in 1315,
the Mongols were. Third, they recruited broadly but the number of Fellows from non-official
among the Chinese on the basis of recommen- families did not change. After 1287 the school
dations submitted by existing officeholders. ln was divided into Study Halis (chai ~) in the
1237 the Khitan aristocrat Yeh-lü Ch'ü-ts'ai even Sung pattem. The curriculum emphasized the
got permission to conduct examinations for the traditional Confucian classics, and until 1315
recruitment of North China residents, and it is graduates were appointed directly to office. It
reported that 4,030 new officials were brought was the rule in 1287 that Mango] graduates got
into service through the one-year effort that he offıcial status at rank 6a or 6b, non-Mongol
sponsored. aliens at rank 7a, and North China residents at
As the Yüan govemmental system reached rank 7b. At that time it appears there were no
stable maturity under Kubilai, traditional Chinese South China students; whether they were ad-
recruitment procedures became routine, with the mitted later is not clear.
notable exception of examinations, which Ku- Officials were alsa produced by the Mongo-
bilai mistrusted. Recruitment through recom- lian School for the Sons of the State in the cap-
mendations continued on an ad hac bas is, and ital, with a small enrollment including a few
all existing officials became entitled to raise one carefully chosen non-Mongols; and from a small
or more sons into service by China's traditional branch of the School for the Sons of the State
"protection" privilege (yin 1ft). Military officers at the northern auxiliary capital, Shang-tu. Fur-
of all sorts conımonly passed their positions di- thennore, there were private academies (shu-yüan
69 INTRODUCTION Yüan ,
ifll'.,'f) in all areas of China, especially the South, given favored treatment in subsequent offıcial
and their students were regularly among those appointments.) All passers of the metropol itan
winning official status through recommenda- examination were granted the status of Metro-
tions. politan Graduates (chin-shih ~ ± ).
Regular recruitment examinations for the civil Except for an interlude from 1335 to 1340,
service were at last authorized in 1313 and were the triennial cycle of civil service recruitment
first offered in 1314-1315. The regular proce- examinations continued to the end of the dy-
dure was for local officials to examine candi- nasty. in all, the examinations were offered 16
dates every third year and recommend those times, and they produced a total of 1, 139 Met-
showing promise for provincial examinations ropolitan Graduates, an average of 71 per ex-
(hsiang-shih ffi\~) that were conducted by amination. The number of officials so recruited
Branch Secretariats or, in the Metropolitan Area was consequently not an important factor in the
around Peking, by Route Commands. (When the staffing of the huge Yüan bureaucracy; and
examinations were instituted, graduates of the graduates of the examination system by no means
School for the Sons of the State no longer got displaced the hereditary Mango] nobility as the
direct appointments but moved into the stream elite group in Yüan governınent.
of candidates for office via provincial exami- Official salaries and allowances. Payment
nations conducted by the Ta-tu Route Command for service was unknown in the Mongol tradi-
at Peking.) Each province was assigned a quota tion but was standardized in the Chinese pattem
of passers, based on its population; and a total in Kubilai's time. Salaries were then paid in sil-
of 300 candidates were then admitted to a ver, varying according to one's rank, one's
metropolitan examination (hui-shih ff ~) con- prestige title, and one's functional appointment.
ducted in Peking by specially designated ex- The basic silver unit was an ingot (ting ~)
aminers, often Grand Councilors, under the weighing 50 ounces (liang ffi; a tael), and the
supervision of the Ministry of Rites. The results range of salaries ran from six ingots, or 300
were then confirmed in a brief follow-up palace ounces, to 35 ounces a month. Later the silver
examination (tien-shih M~), conducted under standard was abandoned in favor of China's tra-
the Emperor' s personal auspices for the purpose ditional copper coins, counted at least in theory
of ranking passers in order of quality; but not by strings of 1,000 each. Salaries then ranged
all passers regularly participated. from 166 strings to 10 strings of coins a month,
The rules allowed no more than one in three and sometimes they were paid in paper money
candidates at the capital to pass, totaling no more equivalents. Grain allowances were issued on
than 100; and passers were to be equally dis- the basis of rank, ranging from fifteen bushels
tributed among Mongols, non-Mongol aliens, to one bushel a month. In lieu of grain allow-
North China residents, and Southem Chinese. ances, officials serving in the provinces re-
(At all examination levels, Mongols and non- ceived income from office land (chih-t'ien), the
Mongol aliens were given different, easier ex- maximum being the state tax revenue from ap-
aminations than native Chinese; and they were proximately 250 acres.
Ming
EMPEROR
~ Grn..ı(nei-ko)
Secreta,;,ı
1
Five Chief Military Commissions Six Ministries Censorate
( wu-chün ıu-tu fu) (liupu) (tu ch'a-yüan)
ı
1
1
1
specialized administrative units specialized service units 1
Supreme Commanders
(ısung-tu)
1 1
1
Grand Coordinators
(hsün-fu) 1
1
1
1
Regional Provincial Provincial
Military Commissions _ _ _ _ Administration Commissions Surveillance Commissions
(ıu chih-hui shih ssu) (pu-cheng shih ssu) (an-ch'a shih ssu)
1 1 1
Guards Circuits (ıao) Circuits (ıao)
(wei)
1 1
Prefectures
(Ju)
Subprefectures
(chou)
1
Districts
(hsien)
7 Districts
(hsien)
Carrying forward and gradually modifying trends thority of the Emperor, and the officialdom was
from both the alien tradition that culminated in less aristocratic than at any other time in Chinese
Yüan and the native tradition of T'ang and Sung, history. After the earliest Ming years, intellec-
the Ming government became a highly central- tuals selected for govemment service in open,
ized, well-articulated autocracy. Everything was competitive, written recruitment examinations
structured so that no one could challenge the au- were the only significant elite group in both the
71 INTRODUCTION Ming
state and the society. Although these scholar- extent that they were left with only one agency,
officials dominated the workings of govern- the Apparel Service (shang-fu chü fld mı !ifJ) with
ment, they were highly vulnerable to abusive four subsidiary Offices (ssu P] ). Eunuchs were
treatment at the hands of the willful and capri- originally organized in a single Directorate of
cious Ming Emperors and their favored eunuch Palace Attendants (nei-shih ehi en p;] .§e. !Mi), but
attendants. their number steadily increased, and they were
successively reorganized until, by the 1420s,' they
staffed twelve Directorates (chien fiii) concerned
The CentraJ Government
with such matters as ceremonial, staff surveil-
The original Ming capital was at Nanking. At lance, utensils, ritual regalia, document han-
the beginning of 1421, after many years of prep- dling, stables, foodstuffs, and seals; four üf-
aration, the central government was moved to fices (ssu) charged with providing fuel, music,
modem Peking, where it rernained. A skeletal paper, and baths; and eight Services (chü !ifJ)
auxiliary central govemment was maintained at responsible for weapons, silverwork, launder-
Nanking, so that most of the agencies at Peking ing, headgear, bronzework, textile manufac-
after 1420 had counterparts at Nanking, labeled ture, wineries, and gardens. in addition, eu-
with that place-name prefix; and the Nanking nuchs maintained numerous granaries and
establishment continued to exercise some prov- storehouses within the palace, collectively called
ince-like functions in its environs. the Palace Treasury (nei1u pg/ff). The highest-
Nomenclature is unfortunately confused for ranking eunuchs were Directors (t'ai-chien *~)
the period from 1425 to 1441, when it was an- of the eunuch Directorates, and one of them, the
ticipated that the functioning central govern- Director of Ceremonial (ssu-li t'ai-chien P]
ment would be retumed to Nanking. During those ~ -;t 1/İii ) became in effect chief of the palace staff.
years the skeletal, largely ceremonial agencies Two other eunuch agencies became especially
at Nanking were referred to, far example, as notorious. üne was the Eastern Depot (tung-
"the" Ministry of Personnel, whereas the really ch'ang Jf[lfi ), established in 1420 with special
functional central government agency at Peking powers to investigate treasonable offenses. Un-
was referred to as the Branch (hsing-tsai rrtE) der the supervision of powerful eunuch Direc-
Ministry of Personnel, as had been the practice tors of Ceremonial and in collaboration with the
from 1403 to 1421, when Peking was the aux- Imperial Bodyguard, eunuchs of the Eastern De-
iliary capital. pot and its later adjunct the Western Depot (hsi-
Besides Peking and Nanking, there were two ch'ang g§ fi) served as a kind of imperial secret
honorary capitals in the Ming empire. üne was service that repeatedly harassed the officialdom.
Chung-tu at Feng-yang in modern Anhwei, the Recurringly, also, eunuchs were dispatched out-
ancestral home of the dynastic founder; the other side the palace as special imperial agents to carry
was Hsing-tu at Chung-hsiang in modern Hupei, out diplomatic missions abroad, supervise mil-
the ancestral home of Emperor Shih-tsung (r. itary operations, command armies and navies,
1521-1567). Neither had any semblance of a oversee tax collections, and handle various other
central government structure; both were admin- matters, with a bewildering variety of special
istered by special Regencies (liu-shou ssu designations.
W/'i'P]). During the first Ming reign, Imperial Princes
The imperial household. As prescribed by (ch'in-wang ~I) were given important mili-
tradition, the Ming Emperors and their Em- tary commands. After the earliest years of the
presses were attended intimately by large num- fifteenth century, however, they had no govern-
bers of palace women and eunuchs. in the ear- mental functions. Other imperial relatives, im-
liest Ming years, palace women were organized perial in-laws, and meritorious military officers
into seven specialized agencies, which super- were regularly granted Jesser titles of nobility
vised a total of 24 subordinate units. By the (chüeh f,f ); but the nobility in general was an
1420s, however, eunuchs had taken over the ornament on the Ming social scene, not a factor
women's domestic service functions to such an in government.
Ming INTRODUCTION 72
Nominally at the top of the civil service hi- yii-shih ~~ r.aıı;:), Whereas a relatively unified
erarchy, as in prior times, were the Three Dukes Censorate was soon reconstituted in somewhat
(san kung =~) and the Three Solitaries (san modified form, the original Secretariat and the
=
ku fJJl). The Three Dukes were the Grand Pre- unified Chief Military Commission never reap-
ceptor ( t'ai-shih :;t;: füli), the Grand Men tor (t'ai- peared; T'ai-tsu even left explicit instructions for
fu ::k{f), and the Grand Guardian (t'ai-pao :t:-fı). his successors that the Secretariat must never be
The Three Solitaries were the Junior (shao o/) reconstituted and that anyone who proposed its
Preceptor, the Junior Mentor, and the Junior reconstitution should be put to death.
Guardian. Except for brief periods early in the · T'ai-tsu's intention, clearly, was that no one
dynasty, these titles were only irregularly con- official and no small group of officials should
ferred as supplernentary honorary titles for dis- ever again have sufficient power to threaten the
tinguished officials, entirely for prestige pur- Emperor's personal authority. He himself un-
poses. dertook to be the sole coordinator of both the
The Grand Secretariat. Ming T'ai-tsu (r. civil and the military establishments, whose su-
1368-1398), beginning as a re bel commoner, pervision was now divided among the Six Min-
created the trappings of government on the basis istries and the Five Commissions. The burden
of the Yüan model at hand as his rebellion pro- of paperwork that he thus imposed on himself
gressed, and when the Ming dynasty was for- was awesome, and before the end of his reign
mally proclaimed at the beginning of l 368, its he was calling for secretarial help from the lit-
central government closely resembled that of terateurs of the Hanlin Academy.
Yüan. Jt included a Secretariat (chung-shu sheng The development of new governmental insti-
ı:p N ti ) to supervise general administration, a tutions was disrupted by T'ai-tsu's grandson and
Censorate (yü-shih t'ai ~ ı;J: §) to maintain dis- successor, Hui-ti (r. 1398-1402), who appar-
ciplinary surveillance over the officialdom, and ently had some idealistic notion of making the
a Chief Military Commission (tu-tu fu iB~ Jf.f) structure and nomenclature of government con-
in control of the Ming armies. form to modelsin the ancient text Chou-li. How
This early Ming top echelon of central gov- institutions were actually affected is by no means
emment was altered abruptly in 1380, when the clear, for after Hui-ti was deposed by an uncle
Emperor put to death his senior Grand Coun- who became the third Ming ruler, Ch'eng-tsu (r.
cilor (ch'eng-hsiang zl5 ffl) for conspiring to usurp 1402-1424), the record of Hui-ti's reign was
the throne. The episode is generally referred to compiled to reflect the biases of the usurper, and
as "the abolition of the Secretariat." What the government was promptly restored to the format
Emperor did abolish were all of the traditional in which T'ai-tsu had left it.
executive posts in the Secretariat, leaving an un- Under Ch'eng-tsu the Emperor's reliance on
coordinated, previously subordinate group of Six secretarial aides from the Hanlin Academy be-
Ministries (liu pu ~$) as the general-admin- came more regularized, and by the time of Hsüan-
istration core of his central government: the tsung (r. 1425-1435), the practice had produced
Ministries of Personnel (li-pu 51:'.$), of Reve- an important new institution, the Grand Secre-
nue (hu-pu Pffiı), ofRites (1(-pu ilfill), ofWar tariat (nei-ko P3 00). The number of Grand Sec-
(ping-pu :9sffll), of Justice (hsing-pu :Jfllffll), and retaries (ta hsüeh-shih };:~±) varied, but there
of Works (kung-pu I ffll ). At the same time the were normally three or four. Although nomi-
unitary Chief Military Commission was splin- nally low-ranking officials of the Hanlin Acad-
tered into five coequal, uncoordinated agencies, emy, they were regularly appointed concur-
al] with the fonner designation, collectively called rently to substantive (but inactive) posts as
the Five Commissions (wu fu li/ff ): the Chief Ministers (shang-shu fıhHI) or Vice Ministers
Military Commission of the Center (chung-chün (shih-lang ffl N~) in the Six Ministries for pres-
tu-tufu epifıifB~Jff), ofthe Left, ofthe Right, tige purposes. In addition, they were often as-
ofthe Front, and ofthe Rear. The Censorate too sured of preeminent civil service status by being
was fragmented, losing all its executive-level given further concurrent appointments to theo-
posts; what was left was an uncoordinated group retically substantive but actually honorary status
of low-ranking Investigating Censors (chien-ch'a as members of the Three Dukes or the Three
73 INTRODUCTION Ming
Solitaries. As coordinating aides to the Em- provided, the Six Ministries were the supreme
peror, they were assigned to duty in different administrative organs of the Ming government,
Halls (tien ~ or ko M ) in the palace and ren- more prestigious than any of their predecessors.
dered individual service as ordered. Gradually, Each was headed by a single Minister (shang-
however, they developed collegial procedures shu) anda single Vice Minister (shih-lang), and
for handling routine matters under the leader- each incorporated several subordinate Bureaus
ship of an informally designated Senior Grand (ch'ing-U ssu mY! \"ıJ ), headed by Directors (lang-
Secretary (shou-fu §fipifj ), and came to be served chung f!Pı:f:ı) and Vice Directors (yüan-wai lang
by a Central Drafting Office (chung-shu k'o J\ 71- aB). The Ministries of Personnel, Rites,
ı:f:ı ilf-4) staffed with numerous Secretariat Draf- War, and Works each had four Bureaus with
ters (chung-shu she-jen ı:f:ıil~ A). Even so, it functionally differentiated responsibilities and
was not until the late sixteenth century that the designations. The Ministries of Revenue and
Grand Secretariat was formally recognized in state Justice both had thirteen Bureaus, each of which
documents as an institution, and its members bore the name of the province that fell within
continued to be referred to by their individual its purview. The Ministries directly or indirectly
titles as, for example, Grand Mentor (t'ai-fu), supervised a large number of more specialized
Minister of Rites (U-pu shang-shu), and Grand administrative and service agencies, including
Secretary of the Hal] of Literary Profundity (wen- the Court of Imperial Sacrifices (t'ai-ch'ang ssu
yüan ko xıX«OO). *~~ ), the Court of Imperial Entertainments
The Ming Grand Secretariat was not by any (kuang-lu ssu 1t ~ ~), and the Court of State
means a revival of the "strong prime minister- Ceremonial (hung-lu ssu ~il/it~), all super-
ship" attributed to some earlier times. Grand vised by the Ministry of Rites; and the Court of
Secretaries, however influential by force of in- the Imperial Stud (t'ai-p'u ssu *~~) and its
dividual personality, had weaker institutional several Branch Courts (hsing-ssu IT~), super-
foundations than the Grand Councilors of T'ang vised by the Ministry of War.
and Sung times. They attend~d and counseled The more autonomous agencies of the central
the Emperor, remonstrated with him, screened government included the Office of Transmission
documents submitted to him by all government (t'ung-cheng shih ssu ~i&~AJ), through which
agencies, and drafted the imperial rescripts in passed official documents circulating among the
which decisions were promulgated. Of neces- palace, the central government agencies, and the
sity, they worked closely with the palace eu- provinces; the Directorate of Astronomy (ch'in-
nuchs, who very often controlled all access to t'ien chien jj :R ~ ), which interpreted celestial
the throne. Moreover, their career patterns com- and terrestrial irregularities and prepared the of-
monly led them into the Grand Secretariat through ficial state calendar, among other things; the Di-
a succession of posts as academicians engaged rectorate of Imperial Parks (shang-lin yüan-chien
in editing and compiling rather than through de- J:: :.f;Hii iti); the Imperial Academy of Medicine
manding administrative posts. For these reasons (t'ai-i yüan jçfil!1c); and the Hanlin Academy
the officialdom in general, known as the "outer (han-lin yüan ~ftl!1c), which engaged in elab-
court" (wai-t'ing 7!-~), did not find it easy to orate scholarly and historiographic projects and,
accept Grand Secretaries as its leaders and at least in theory and sometimes in practice, tu-
spokesmen; instead, officials commonly asso- tored Emperors in continuing-education ses-
ciated Grand Secretaries with the "inner court" sions called the Classics Colloquium (ching-yen
(nei-t'ing pg ~) of palace women, eunuchs, and ~'!f ).
imperial kinsmen and in-laws. in their role as Another major agency that was not subordi-
coordinating go-betweens, Grand Secretaries nate to the Six Ministries was the Court of Ju-
often found themselves distrusted and reviled both dicial Review (ta-li ssu x. .il~), whose subor-
by irascible Emperors and by an indignant of- dinate Left and Right Courts of Review (ssu ~)
fıcialdom dedicated to opposing government by provided a final check, short of imperial review
imperial whim. in most of the important cases, on judicial find-
Ministries, Courts, and Directorates. Un- ings and sentences throughout the empire. There
der such coordination as the Grand Secretariat was alsa a Directorate of Education (kuo-tzu chien
Ming INTRODUCTION 74
~ r ~ ), which under a Chancellor (chi-chiu Of the many special commıssıons to which
~iıni) aided by a Director of Studics (ssu-yeh Investigating Censors were assigned, the most
,',J ~) dictated educational policy for all state- important was to serve as Regional Jnspector
supported loca] schools. The Directorate was also (hsün-an yü-shih ili5 tt<mı Jt'.) in a province or some
an educational institution itself, in which capac- other well-defıned strategic area for a one-year
ity it was commonly known both as the School tour of duty. While on such duty, a Censor was
for the Sons of the State (kuo-tzu hsüeh lııl1J f-~) not even forrnally identifıed with his Censorate
and as the National University (t'ai-hsüeh ::t:~). circuit; he was merely designated, for example,
For instructional purposes, it was subdivided into Jnvestigating Censor (serving as) Regional In-
six Colleges (t'ang 'it). spector of Chekiang (hsün-an che-chiang chien-
Censorial institutions. As has been noted ch'a yü-shih). He was not, however, considered
above, the Censorate was a top-echelon agency a member of the provincial staff; he was always
of the Ming central govemment. After its orig- an independent surveillance agent of the Em-
inal executive posts were abolished in 1380 along peror.
with those of the Secretariat, T'ai-tsu must have Except for the brief interval from 1380 to 1382,
felt it was in his interest to reconstitute the Cen- the Ming central government did not include a
sorate asa unified surveillance organ. In 1382 Remonstrance Bureau (chien-yüan ~ı;'f). In-
eight Chief Investigating Censors (chien-ch'a tu stead, in accord with a Yüan precedent, Ming
yü-shih Ylii~:/f~mıJt'.) were appointed, and the Censors were authorized to propose or criticize
Censorate was named, literally, the Chief Sur- policies as well as to monitor the implementa-
veillance Office (lu ch'a-yüan 'lf~~ilJc). Then in tion of policy. in Ming times the Censorate was
1383 a whole new executive superstructure was probably more active and influential, on bal-
appointed, notably including two Censors-in-chief ance, than in any other period of Chinese his-
(tu yü-shih 'lf~mı Jt'. ), two Vice Censors-in-chief tory.
(fu tu yü-shih ~IJ f~ mı~), and four Assistant Another prominent group of Ming censorial
Censors-in-chief (ch'ien ıu yü-shih :ft'lf~mıJt'.). officials were Supervising Secretaries (chi-shih-
Despite this reorganization, the 110 Investi- chung *fnJı: rp ), who were divided among six
gating Censors (chien-ch'a yü-shih) who were Offices of Scrutiny (k'o f4 ). Each Office mon-
the Emperor's front-line surveillance agents, so itored at close range the activities of one of the
to speak, remained remarkably independent of Six Ministries and was named accordingly-for
their Censorate superiors except for the most example, the Office of Scrutiny for Personnel
(li-k'o 51:!f4). Each Office had a Chief Super-
routine sorts of personnel administration. They
were appointed to office and assigned to special
investigatory commissions only with the Em- one Left and one Right Supervising Secretary,
*
vising Secretary (tu chi-shih-chung lfB *f5 rp),
peror's personal approval, and their memorials and between four and eight ordinary Supervis-
went directly to the throne. For administrative ing Secretaries. The Offices of Scrutiny were
purposes they were organized into offices called not subordinate to either the Ministries or the
Circuits (tao ,\ğ) named after provinces, ulti- Censorate, but they participated jointly with
mately numbering tbirteen; and their indepen- Censors in many investigatory undertakings and
<lence is reflected in the fact that they were al- shared with Censors the prescribed duty of pro-
ways officially identified, not as officials of the posing and criticizing policies of every sort. It
Censorate, but as members of these circuits, for was the special duty of Supervising Secretaries
example, Investigating Censor of the Chekiang to watch over the flow of official documents to
Circuit. it should be noted, however, that their and from the Ministries and to "veto" (feng-po
duty stations were norrnally in the capital, not İt~) documents-that is, retum them for re-
in the provinces for which the circuits were consideration-if they were improper either in
named. When sent outside the capital on special form or in substance.
commission, a Censor might be sent to any area, Some common coJlective terms for central
regardless of the provincial designation of the government offices. In addition to such terms
circuit to which he belonged. as the Three Dukes, the Three Solitaries, the Six
75 INTRODUCTION Ming
Ministries, and the Five Chief Military Com- pattem. "Touring pacifiers" (hsün-fu .ifil it) be-
missions already mentioned, Ming documents gan to appear as resident coordinators from the
commonly refer to the Nine Chief Ministers (chiu central govemment in the provinces as well as
ch'ing ;tı)ffiP), a collective term for the active in special frontier zones and other strategic areas.
heads of the Six Ministries, the Censorate, the Their tenure was indefınite and sometimes ex-
Office of Transmission, and the Court of Judi- tended to 10 or even 20 y.ears. Such Grand Co-
cial Review. These were the officials who were ordinators, as the title might best be rendered,
regularly called on by the Emperor to assemble became prevalent in the middle of the fifteenth
for court deliberations (hui-i Wl ~) on major century with the specific charge of supervising
policy problems. Another collective term com- and controlling (chieh-chih ffiı ffilJ ) the triad of
monly encountered is the Three Judicial Offices regular provincial agencies. A Grand Coordi-
(san fa-ssu =:: $ i'i]), signifying the Ministry of nator had no official staff, however, and cannot
Justice, the Censorate, and the Court of Judicial be considered a true provincial Govemor. He
Review, which were sometimes called on to act always remained nominally an official of the
collegially on a judicial matter. The term Of- central govemment, usually a Vice Minister of
fices of Scrutiny and Circuits (k'o-tao Wın) was a Ministry, on special territorial assignment. After
used to designate Supervising Secretaries and 1453 all Grand Coordinators were routinely given
Censors in general, as were the terms "the av- nominal concurrent appointments as Vice Cen-
enues of criticism" (yen-lu § ~) and "the sors-in-chief or Assistant Censors-in-chief, which
speaking officials" (yen-kuan §1\'). conferred on them broad impeachment powers
and presumably increased their prestige. Some-
times Grand Coordinators were explicitly given
Territorial Administration
supervisory control over military affairs in their
The lowest-echelon unit of regular adminis- jurisdictions, with the designation Grand Co-
tration in Ming times, as throughout China's or~ınator and Concurrent Superintendent of
imperial history, was the District (hsien ~ ). Military Affairs (hsün{u chien t'i-tu chün-wu
Districts were supervişed by Prefectures (fu Jf,f ), ~it* fil! tf • m)' or a variant.
in some cases through intermediary Subprefec- Because there was often a special need for
tures (chou fli). Prefectures in tum were super- cross-provincial coordination of military affairs,
vised by three cooperating agencies: a Pro- out of the Grand Coordinator system there even-
vincial Administration Commission (ch'eng-hsüan tually evolved the office of Supreme Com-
pu-cheng shih ssu ~ '.:i1r ;.(pil&~ i'i]), a J;>rovincial mander (tsung-tu 1111 ). Like the Grand Coor-
Surveillance Commission (t'i-hsing an-ch'a shih dinator, the Supreme Commander was an official
ssu !UflJrlı:~~ ı,J ), and a Regional Military of the central govemment delegated to territorial
Commission (tu chih-hui shih ssu ff~ffimı~ i'iJ ). service, originally and normally on a temporary
A major Ming institutional innovation, corre- hasis to deal with a particular crisis, especially
sponding to the development of the Grand Sec- military. The first such appointment was made
retariat in the central govemment, was to pro- in 1430, and appointments proliferated begin-
vide for the coordination of these three provincial ning in the second half of the fifteenth century.
agencies under a Grand Coordinator and to pro- A few became more or less permanent fixtures
vide further for their coordination across prov- in territorial administration.
inces under a Supreme Commander. A Supreme Commander was usually a nom-
Grand Coordinators and Supreme Com- inal Minister of War and Concurrent Censor-in-
manders. T'ai-tsu once sent his Heir Apparent chief, and often he was the Grand Coordinator
to "tour and soothe" (hsün-fu ~it) the Shensi of one of the provinces or other strategic areas
area. Subsequentiy other court dignitaries were in his broad jurisdiction. His military authority
occasionally dispatched on tours of inspection in might extend over as many as five provinces.
the provinces, to "pacify and soothe" (an-fu ~it) Sometimes Supreme Commanders were as-
or "tour and inspect" (hsün-shih ~ii.). Then in signed non-military responsibilities, for exam-
1430 this makeshift practice fell into a stable ple, overseeing the collection and transport of
Ming INTRODUCTION 76
rice revenues from the Nanking area to Peking. t'ien Prefecture (Peking) and Ying-t'ien Prefec-
(This was a continuing commission from 1451, ture (N anking).
involving a concurrent Grand Coordinatorship The Ming provinces were administered co-
in the Huai-an region astride the Grand Canal.) operatively by the three agencies mentioned
Like Grand Coordinators, Supreme Command- above, called the Three Provincial Offices (san
ers had no official staffs. They were special- ssu ::.=::: ı'iJ). The Provincial Administration Com-
purpose representatives of the central govem- mission, until 1376 a Branch Secretariat, was
ment, sent out to expedite the work of the Grand headed by two Administration Commissioners
Coordinators and regular provincial authorities (pu-cheng shih :m- i& 11!) who had general charge
in their jurisdictions; they should consequently of all civil matters, and especially fiscal mat-
not be thought of as entrenched regional Gov- ters. A variable number of Administration Vice
emors-general. Commissioners (ts'an-cheng ~i&) and Assis-
Since Supreme Commanders and Grand Co- tant Administration Commissions (ts'an-i ~fiil)
ordinators had no authorized assistants other than individually staffed branch offices (jen-ssu 5t l'i])
servants, by late Ming times they comrnonly as- from which they maintained closer, or more
sembled entourages of unofficial private aides specialized, administrative supervision over ju-
with particular realms of administrative exper- risdictions called Circuits (tao); such officials
tise. These were popularly referred to as Private were popularly knowıı as Circuit Intendants (tao-
Secretariats (mu-fu ;fıt; .ff-f). m
t'ai §). There were many different kinds of
Provinces. The Ming dynasty brought to ma- circuits, varying from province to province.
turity the province-building efforts of Yüan times Where the lntendant exercised all of the Pro-
and stabilized most of China Proper's provinces vincial Administration Comnıission's authority
in their modem forms. The thirteen Ming prov- in a limited geographic jurisdiction, there was a
inces were Shantung, Shansi, Shensi (incorpo- General Administration Circuit (jen-shou tao
rating Kansu), Honan, Szechwan, Hukwang :B-;'f m); each province had from three to eight
(comprising modern Hupei and Hunan), Kiangsi, such all-purpose branch offices. Other Inten-
Chekiang, Fukien, Kwangtung, Kwangsi, Yun- dants had authority in an unlimited territory co-
nan, and Kweichow. From 1407 to 1428 the terminous with the province itself, but their au-
northern part of Vietnam (Annam) was orga- thority was limited to specific functions. Every
nized as a fourteenth province. in the earliest province had a Tax lntendant Circuit (tu-liang
Ming years, modern Hopei was organized as Pei- tao '1- fi m) and several other function-specific
p'ing Province, but in 1403 it was transforrned circuits, depending on local needs. Circuit-level
into the Northern Metropolitan Area (pei-ching supervision in the two Metropolitan Areas was
~tJ:lı: or pei chih-li), govemed from the auxil- provided by Circuit Intendants assigned from the
iary capital then established at modem Peking. adjacent provinces.
Then in 1421, when Peking became the para- The Provincial Surveillance Commission,
mount capital, the area's name was shortened to headed by a single Surveillance Commissioner
just the Metropolitan Area (ching-shih J:lı: gifi, chih- (an-ch'a shih 11i~f1!), had local Censorate-like
li). At the same time the area dominated by surveillance responsibilities, including a direct
Nanking, comprising most of modem Anhwei role in judicial administration. Although Pro-
and Kiangsu Provinces and originally desig- vincial Surveillance Commissions were never
nated the Metropolitan Area, was changed to the Branch Censorates in Ming times, their working
Southern Metropolitan Area (nan-ching wi J:lı: or relationship with the Censorate was so close, and
nan chih-lı). it should be noted that in Ming times their functions so resembled those of the Cen-
the names Peking and Nanking were not prop- sorate, that they were unofficially known col-
erly used in reference to the cities so designated lectively as the Outer Censorate (wai-t'ai ?'!-~);
today; they referred to the province-size terri- and their personnel shared with Censors such
tories surrounding them. The cities and their im- collective designations as "surveillance offi-
mediate environs were officially known as Shun- cials" (ch'a-kuan ~'g) and "guardians of the
77 INTRODUCTION Ming
customs and laws" (feng-hsien kuan Jif\\,'.@;'g ). ii'i'f, shou-peı). After the early 1400s, Grand
Variable numbers of Surveillance Vice Com- Coordinators and Supreme Commanders nor-
missioners (an-ch'a fu-shih MU {!e) and Assistant mally took the lead in convening such assem-
Surveillance Commissioners (an-ch'a ch'ien-shih blies.
ıi $ ) , like their counterparts in the Provincial Executive officials of the Three Provincial
Administration Commissions, were in charge of Offices were collectively. known as Regional
branch offices with prescribed geographic or Overseers (fang-mien 1J ım). Circuit Intendan-
functional jurisdictions called Circuits; they cies were collectively called Supervisory Of-
shared in the collective designation Circuit In- fices (chien-ssu ~ AJ ). The generic term for
tendants. In each province there were from three province was sheng ıi, a holdover from the era
to nine General Surveillance Circuits (fen-hsün of Branch Secretariats (hsing-sheng), and the term
tao 5t ~ın), from two to seven Record Check- chih-sheng @:. ıi' referred to all units of territo-
ing Circuits (shua-chüan tao MJU ~ ın), and from rial administration, including those in the Met-
one to twelve Military Defense Circuits (ping- ropolitan Areas (chih, from chih-li).
pei tao ~ffliın). Most provinces also had an These more or less regular provincial agen-
Education Intendant Circuit (t'i-tu hsüeh tao cies operated alongside many kinds of special-
tılfi~ın), a Troop Purification Circuit (ch'ing- ized administrative or service agencies that were
chün tao frı-'ıl[ın), and a Postal Service Circuit directly responsible to the central govemment,
(i-ch'uan tao ff 1'ın ). Like the Provincial notably: ( 1) four Branch Courts of the Imperial
Administration Commissions, the Surveillance Stud (hsing t'ai-p'u ssu) and four Pasturage Of-
Commissions of adjacent provinces assigned fices (yüan-ma ssu ffi~~) supervised by the
some Intendants to supervise the Metropolitan Ministry of War; (2) twelve domestic Customs
Areas. Houses (ch'ao-kuan ti> IUI), which collected transit
The Regional Military Commissions, until duties along the Grand Canal, and many more
1375 called Branch Chief Military Commissions Offices of Produce Levies (ch'ou1en chü
(hsing tu-tu fu fi ffli fi lf-f), were headed by Re- jılı ft rn'ı), which collected in-kind revenues of
gional Military Commissioners (tu chih-hui shih forest products, both supervised by the Ministry
fiHIJ~i!e), who administered all military gar- of Revenue until 1471, when the Offices of Pro-
risons in their provinces and were responsible to duce Levies were transferred to the jurisdiction
the five Chief Military Commissions in the cap- of the Ministry of Works; (3) six Salt Distri-
ital. There were Commissions in every province bution Commissions (tu chuan-yün-yen shih ssu
and also in three vital defense zones -along the fi~ .. ~ 'il {!e AJ ) and fourteen branch offices (fen-
northern frontier: in Liaotung, at Ta-ning in
modern Jehol, and at Wan-ch'üan in modern In-
ner Mongolia. in addition, thcre were five Branch
(yen-k'o t'i-chü ssu 'il~ !il•
ssu ); (4) seven Salt Distribution Supervisorates
A_] ); (5) four Horse
Trading Offices (ch'a-ma ssu ~~ AJ) in west-
(hsing fi) Regional Military Commissions in ern frontier areas, which traded state-owned tea
Shensi, Shansi, Fukien, Szechwan, and Hu- to alien tribesmen for horses; (6) thirteen lron
kwang. Smelting Offices (t'ieh-yeh so llt'a J-w); and (7)
The Three Provincial Offices were suffi- three Maritime Trade Supervisorates (shih-po
ciently independent of each other that no one t'i-chü ssu ml1l(ı!fl•AJ), which under eunuch
man or agency was able: to gain control over a overseers supervised foreign trade at ports in
province, but they worked cooperatively, send- Chekiang, Fukien, and Kwangtung.
ing their senior officials to assemblies for dis- Local units of administration. Below the
cussion of major provincial problems and poli- level of provincial agencies, the general admin-
cies. The Censorate's Regional Inspectors (hsün- istration hierarchy descended from Prefectures
an yü-shih) and the senior provincial military (fu /f-f) to Subprefectures (chou 1-M) to Districts
officers usually participated, as did any palace (hsien ~ ). Some Subprefectures were "directly
eunuch assigned to the province as a special im- attached" (chih-li) to provinces, and some dis-
perial agent, called a Grand Defender (chen-shou tricts were similarly "directly attached" to pre-
Ming INTRODUCTION 78
fectures. Both prefectures and districts were households constituted a community, whose ten
classified on the hasis of their land-tax quotas most prosperous households provid~d a Com-
as large (shang), middle (chung), and small munity Head (li-chang ffe:) in a ten-year rota-
(hsia). Officials of the prefectures embracing tion. The other 100 households were divided into
Peking and Nanking were singled out with spe- ten Tithings (chia lf'I), with a Head (shou l"fr)
cial titles, such as Prefectural Governor (fu-yin who represented his group of families to the
lfü }I"). By the late Ming decades the empire was Community Head. After the mid-Ming years
divided into 159 prefectures, 234 subprefec- some communities were redesignated Security
tures, and 1, 144 districts. Groups (pao ~), but the li-chia and pao-chia
Whereas Prefects (chih-fu ?;□ lff) and Subpre- systems of local organization worked in essen-
fectural Magistrates (chih-chou ?;□ 1H) were es- tially the same ways.
sentially supervisory officials, the District Mag- üne responsibility of the Community Heads
istrate (chih-hsien ?;□ Wvi\), as at ali other times in was to collect local land taxes. Into the sixteenth
China's imperial history, was the all-purpose lo- century these were delivered, not to district of-
ca! representative of the Emperor, directly re- ficials, but to specially designated Tax Captains
sponsible for governing everyone in his geo- (liang-chang fflffe:). A Tax Captain was drawn
graphic jurisdiction. District Magistrates were from a designated prosperous household in a
known collectiveİy as "father-and-mother offi- multi-community area broadly defined as one
cials" (fu-mu kuan x B}'g). from which a standard 10,000 bushels of grain
The aboriginal, still incompletely Sinicized were owed as annual land taxes. The Tax Cap-
tribespeople who occupied large tracts in Hu- tain was responsible for delivering his collected
kwang, Szechwan, and especially Yunnan and tax grain annually to his District Magistrate, or
Kweichow Provinces were allowed a substantial directly to the capital, or to specified state gran-
measure of self-govemment under what was aries that were scattered throughout the empire.
known as the "aboriginal offices" (t'u-ssu ± AJ) As population grew and the state fiscal system
system. Their tribal chiefs, usually hereditary, became steadily more monetized, the burden on
were simply confırmed by the Emperor as "ab- Tax Captains became too complex and heavy.
original" (t'u) Prefects, Subprefectural Magis- in the sixteenth century they gradually disap-
trates, or District Magistrates. The most impor- peared, and hired agents of District Magistrates
tant and least assimilated chiefs were given such were then relied on to collect taxes from Com-
special designations as Pacification Commis- munity Heads or directly from individual house-
sioner (hsüan-wei shih 1I m.'t it, hsüan-fu shih holds.
'.ılı:•Oe, an-fu shih <tc•Oe, and variants).
Associated with all loca! units of govemment
The Military
were swarms of low-level specialized agencies,
such as Police Offices (hsün-chien ssu ~~ AJ), The Ming military system provided for two
Postal Relay Stations (i ~ ), Transport Offices organizational hierarchies, one administrative and
(ti-yün so )@~1,T), Commercial Tax Offices the other tactical, or operatioiıal. Both extended
(hsüan-k'o ssu 1[~ A] and variants), Fishing Tax throughout the empire, though they were natu-
Offices (ho-p'o so fıiJi'B/iff ), Tea and Salt Con- rally concentrated in areas of greatest military
trol Stations (p'i-yen so tltlil/iff ), granaries, need-around the dynastic capital and along
storehouses, manufactories, and schools. coastal and inland frontiers.
Below the district level, the population, rural The outstanding characteristic of the Ming
and urban, was organized into Communities (li military system was that it was primarily a he-
ın.), which were held responsible for maintain- reditary one. The population was divided and
ing loca! order, adjudicating loca! disputes, fos- registered in hereditary classes based principally
tering morality and religion, establishing and on occupation. The two largest classes were or-
maintaining essential communal services such dinary civilian families (min-hu R P) and mil-
as irrigation and schooling, and carrying out the itary families (chün-hu jjip). The military fam-
laws in general. in theory 110 neighboring ily was largely exempted from the civilian
79 INTRODUCTION Ming
family's obligations to the state-to pay land Capital Guards (ching-wei J?: ffi) in the imme-
taxes and render service of non-military sorts- diate vicinity of Peking (after 1420). Thirty-three
in return for providing, theoretically in perpe- of these were further distinguished as Imperial
tuity, one able-bodied male for career military Guards (shang-chih wei l: 00: ~, ch'in-chün wei
service. Troops so obtained were assigned to ~ '.lJ ffi) and were charged with protecting the
administrative units or garrisons throughout the imperial palace. The most important of these was
empire, where they received training while at the Imperial Bodyguard (chin-i wei illl tx. {ti, lit.,
least theoretically supporting themselves by part- "the embroidered-uniform Guard"). This unit
time work on state-owned tracts called State cooperated with eunuchs of the Eastem and
Farms (t'un-t'ien ı:t113:l ). From their garrisons, Westem Depots (tung-ch'ang, hskh'ang) inse-
troops were periodically rotated (pan-chün lJ/I '.ıJ) cret police activities; its offıcers exercised al-
to tactical or operational units-notably to spe- most unlimited police and judicial authority, and
cial training divisions at the capital, to defense its prison (chen{u ssu tıH,rı'l'J, chao-yü ~~)
commands at the frontiers, or to special armies was. a feared torture chamber. The Imperial
on campaign. in 1392 such regular troops (kuan- Bodyguard also provided sinecures for various
ping 'g ~) were reported to total 1,198,442. The kinds of palace hangers-on and favorites, in-
number fluctuated greatly thereafter. Because cluding court painters.
hereditary replacement did not work perfectly, None of the Imperial Guards was under the
the system had to be supplemented in late Ming supervision of the Five Chief Military Commis-
by the recruitment of mercenaries (mu-ping sions, and fifteen other Capital Guards were
JJ ~). These swelled the military rolls to over similarly independent, solely under the Emper-
four million, and the central government spent or' s personal control.
ever increasing amounts of money in annual Nanking, the auxiliary capital after 1420, had
military allocations (nien-li if:-WU). At all times, another large concentration of Capital Guards,
moreover, the regular troops were backed up by 49 in all, including 17 Imperial Guards. All were
militiamen (min-ping fi;;~ ) organized for home- subordinate to the Branch (hsing) Chief Military
guard duty by local civilian authorities. Commissions at Nanking. Actual military con-
As has already been noted, control over the trol at Nanking, however, was vested in three
Ming military establishment was divided among special dignitaries: the Grand Commandant (shou-
fıve Chief Military Commissions (tu-tu fu) in the pei 'rfiffi), normally a Duke, Marquis, or Earl,
capital. Each of these was responsible fora group but often a eunuch; the Vice Commandant (hsieh-
of provincial-level Regional Military Commis- t'ung shou-pei ti lı'i] 9' {iffi), usually a Marquis or
sions (tu chih-hui shih ssu), which in tum pro- Earl; and the Grand Adjutant (ts'an-tsan chi-wu
vided administrative supervision over local gar- ~-IU'5), a post held concurrently by the
risons. The basic garrison unit was a Guard (wei Nanking Minister of War.
ffi ), headed by a Guard Commander (chih-hui Troop training was undertaken in all local
shih tlHl~)- Each Guard was normally named garrison units, but special tactical training was
after the prefecture or subprefecture in which it the responsibility of three Training Divisions
was based and in theory consisted of 5,600 he- (ying .g) at Peking, one of which was charged
reditary soldiers. A Guard theoretically had fıve with training in fırearms. At times their number
Battalions (ch'ien-hu so 'f J=i Jifr) of 1,120 men, was increased, including Integrated Divisions
each divided into ten Companies (po-hu so (t'uan-ying ııı.g) and other special organiza-
s J=i JiJr ). Companies and even battalions were tions. Troops from all over the empire were ro-
often garrisoned apart from the Guards to which tated to the Training Divisions (or counterparts
they belonged, and there were some Indepen- at Nanking), where they served as a sort of pool
dent (shou-yü 9'~) Battalions that were con- of combat-ready troops. By late Ming times the
trolled directly by Regional Military Commis- Training Divisions had deteriorated greatly,
sions and were not parts of Guards. however, and their troops were used mostly as
Aside from the units scattered about the em- construction gangs.
pire, there was an awesome assemblage of 74 in the Ming system there was no body of reg-
Ming INTRODUCTION 80
ular combat troops separate from the garrison king; Ta-t'ung in northem Shansi; Shansi or T'ai-
forces of the Guards. When campaigns were yüan, covering the central and western portions
mounted, troops were transferred to field com- of Shansi Province; Yen-sui or Yü-lin in north-
mands out of appropriate local Guards units, or em Shensi; Ku-yüan, covering the central and
out of the Training Divisions, and high-ranking western portions of Shensi Province; Ning-hsia,
officers or nobles holding appointments as Mil- outside the Great Wall north of Shensi; and Kansu
itary Commissioners-in-chief were specially in the far west.
delegated to lead them as Generals-in-chief (ta After the development of Grand Coordinators
chiang-chün xlm'iJ) or Generals (chiang-chün). and Supreme Commanders in the fifteenth cen-
When campaigns were over, these special tac- tury, all tactical commanders in the military ser-
tical commanders surrendered their temporary vice came under the supervision of these high-
authority, and the troops retumed to garrison ranking civil service dignitaries.
duty.
Eventually, however, a system of permanent
Personnel Administration
tactical commands developed, especially along
the Great W all and other inland frontiers where Recruitment. Civil service officials were re-
constant vigilance was required. There were ex- cruited primarily on the basis of educational
posed towns, forts, stockades, ports, passes, qualifications. in T'ai-tsu's time, educated men
barriers, and other strategic locations that re- were sought through repeated requests and even
quired pennanent defenders. Troops from nearby demands that existing officials recommend
Guards were rotated to such places, where they (chien-chü il fil) capable and virtuous men. Their
were rommanded by specially delegated offi- nominees were promptly appointed to office, and
cers. many rose to very high posts. But after the reign
Such offıcers were on relatively temporary of T'ai-tsu, the system of recruitment through
assignments; they held rank-titles or substantive recommendations was gradually superseded.
appointments somewhere in the regular military T'ai-tsu also utilized the empire's school sys-
administrative hierarchy. Those who directed tem, which he extended to unprecedented lev-
defense operations in a province or some other els, to recruit men for the civil service. State-
large area were generally called Regional Com- supported Confucian Schools (ju-hsüeh f&~)
manders (tsung-ping kuan ~~'ff) or Grand were ordered established in the headquarters cit-
Defenders (chen-shou &A ~), occasionally with ies and towns of every prefecture, subprefec-
the title of General as well. Officers who con- ture, and district, and they were regularly called
trolled smaller areas were called Regional Vice on to produce prescribed quotas of "tribute stu-
Commanders (fu tsung-ping kuan IU ~ ~ 'ff) and dents" (kung-sheng Jt1=.), who were examined
Assistant Regional Commanders (ts'an-chiang by litterateurs of the Hanlin Academy (han-lin
~im). Every province normally also hada Mo- yüan) in the capital and then enrolled in the Na-
bile Corps Commander (yu-chi chiang-chün tional University (t'ai-hsüeh)-unless they were
~•im 1J). Specialized local tactical command- found unfit, in which case the responsible school
ers had many varying designations. officials were punished. Upon completion of
in the mature Ming system almost every further study in the National University (in the
province hada Regional Commander, and there student status called chien-sheng ~1=.), they were
were many others. The most important ones were appointed to govemmental posts. Like recom-
the Regional Commanders of the nine so-called mendees, these "tribute students" frequently went
Defense Commands (chen it\) or Frontiers (pien on to highly successful careers; but by the mid-
~). These stretched across the northem land dle of the fifteenth century their prestige had se-
frontier, in some cases overlapping provinces. riously declined. They continued to enter ser-
From east to west they were Liaotung, in mod- vice, but were almost completely overshadowed
em Manchuria (which for civil administration by men entering service through open, compet-
was considered part of Shantung); Chi-chou, itive examinations.
northeast of Peking; Hsüan-fu, northwest of Pe- Recruitment through examinations (k'o-chü
81 INTRODUCTION Ming
f-4'1) was instituted at the beginning of the dy- Ming, however, ·neither Provincial Graduates nor
nasty, suspended in 13 73, and reinstituted in tribute students could hope to rise as fast or as
1384. it flourished thereafter, quickly becoming high in the service as Metropolitan Graduates.
the paramount system of recruitment. Eventu- From the middle of the Ming period on, men
ally candidates had to write in a so-called "eight- who attained high rank without having entered
legged essay" (pa-ku wen /\JN'. :X) style, with service via the metropolitan and palace exami-
the result that in the second half of the dynasty nations were exceedingly rare,
the fonn of the examination became perhaps more The cycle of examinations was conducted 90
important and rigid than in any preceding dy- times during the Ming dynasty, .producing a to-
nasty. As for subject matter, as in earlier times, tal of 24,874 Metropolitan Graduates. The av-
the examinations emphasized thorough under- erage number of passers per metropolitan ex-
standing of the classics and of history, the abil- amination was thus 276; per year, 90. The
ity to relate classical precepts and historical smallest number of degrees granted at any met-
precedents to fundamental ideological issues and ropolitan examination was 32; the largest was
current political problems, and skill in literary 472.
composition. Of much less significance were two other sys-
The "grand competition" (ta-pi ::k 1t) of ex- tems of recruitment that were relied on sporad-
aminations was conducted every three years, in ically. üne was China's traditional "protection
three phases. First there were provincial exam- of sons" (yin-tzu ffi f-) or "employment of sons"
inations (hsiang-shih ~ ~) in the provincial (jen-tzu if T) privilege. This was used rather
capitals or, for residents of the metropolitan areas, extensively in the early Ming period, when civil
in Peking and Nanking. Candidates were qual- officials of rank 7 or higher were able to "pro-
ified in advance by touring provincial Education tect" one son each, by automatically attaining
Intendants (t'i-tu hsüeh tao-t'ai) and were called civil service status for them. This privilege,
Cultivated Talents (hsiu-ts'ai 1fJ ::t, roughly however, was subsequently restricted to offi-
comparable in esteem to a modem bachelor's cials of rank 3 and above, and the offices to which
degree). Some were students in the National "protected" sons were appointed became stead-
University or graduates of the local schools, but ily less important. in some cases sons were able
entirely private scholars~ften trained in pri- to take office immediately on reaching maturity,
vate academies (shu-yüan ill!1c)--appear to have but many had to be qualified through special ex-
accounted fora steadily increasing proportion. aminations and then enrolled in the National
Men who successfully passed the provincial University as "official students" (kuan-sheng
examinations were designated Provincial Grad- 'g 1:.), later to enter service. When officials of
uates (chü-jen '1ı A) and could next participate any rank served the state with extraordinary
in a metropolitan examination (hui-shih fi~) at merit-particularly if they gave their lives for
the capital. Those who passed it soon reassem- the state--their sons could be specially entered
bled fora palace examination (t'ing-shih ~~, in the National University as "students by grace"
tien-shih ~~ ), nominally conducted by the (en-sheng ,!{}}, 1:.) and subsequently accepted into
Emperor, to be ranked by merit into three groups service.
(chia Efl). All were generally designated Met- The remaining system of recruitment, re-
ropolitan Graduates (chin-shih ilg±, often com- sorted to by many earlier dynasties, involved the
pared in esteem to a modem doctoral degree); purchase of official status. The Ming practice,
they were assured of civil service careers. initiated in 1450, seems to have had very little
Provincial Graduates who failed to pass the effect on the functioning officialdom, but served
metropolitan examination were sometimes ap- merely to confer honorific status and some ex-
pointed directly to low-ranking offices in the civil emptions from state obligations on generous
service hierarchy, and sometimes they entered contributors to the govemment in times of fi-
the National University for further training, after nancial crisis.
which they were eligible for appointments on Appointments. Before being actually ap-
the same hasis as tribute students. After early pointed to offices, students of the National Uni-
Ming INTRODUCTION 82
versity were frequently and in great numbers as- ular k'ao-ch'a evaluations by censorial officials
signed to various agencies of the govemment as or specially assigned investigators; and for es-
novices (li-shih ın!: $, pan-shih M$), usually pecially noteworthy faults or offenses, officials
for periods of one year. Metropolitan Graduates might at any time be impeached by their supe-
were sometimes so assigned as "observers" riors, by Censors, or by fellow officials-and
(kuan-cheng 11!..i&). Many posts at ali rank lev- might even be punished or dismissed summarily
els were subject to probationaıy service (li-cheng without having been impeached.
/:il ili ) for periods of up to a year before sub- As in prior times, officials were entitled to
stantive appointments (shih-shou '.I'. ~ ) were merit titles (hsün Ilı) and prestige titles (san-
granted. kuan lf:!c11'), automatically earned by attaining
ünce appointed to offices, officials were sub- different rank levels and accumulating time in
ject to continual surveillance by their superiors. service. There were ten merit titles, one for each
The maximum tenure in a post was nonnally nine degree of rank from I a down through 5b. They
years. Every three years, however, each official were mostly omate titles such as Chief Minister
was rated (k'ao ~) by his superiors and could (eh' ing qep ) or Governor (yin ;#) with special
be reassigned accordingly. When "ratings were prefıxes. Lesser civil officials did not receive
completed" (k'ao-man ~ii!ili )-that is, after an merit titles, although all military offıcers re-
official had spent nine years in one post and re- ceived merit titles corresponding to their twelve
ceived three ratings-he reported to the Minis- degrees of rank-differing from those awarded
try of Personnel at the capital for reconsidera- civil officials.
tion of his status, which might result in his being Civil officials of ali ranks were entitled to
promoted, demoted, or punished. The three-year prestige titles, and officials in any one degree
ratings were supplemented by the evaluations . of rank could be promoted to a second- or even
(/ı. ao-ch'a ~ ~) of Magistrates of districts and a third-level prestige title. in ali, there were 42
subprefectures, who in monthly reports (yüeh-
chi ~ ıt ) to their Prefects took note of person-
prestige titles, mostly Grand Masters (ta-fu
and Court Gentlemen (lang N~) with varying
*~)
nel considered misfits or incompetents. Prefects prefixes. For military officers there was a
submitted consolidated annual reports (sui-chi schedule of 30 prestige titles, mostly Generals
~ ıt ) of such special evaluations to the pro- (chiang-chün lmltl) and Commandants (hsiao-
vincial authorities. Then every third year the wei t5l'-'t ), with varying prefixes.
provincial authorities submitted consolidated Offlcial salaries and allowances. Officials
evaluation reports to the central govemment, received salaries and allowances according to
triggering a large-scale "outer evaluation" (wai- their ranks (p'itı &:ı ), ali nominally reckoned in
ch'a 71- ~), for which ali units of local admin- bushels of grain, ranging from 1,044 to 60 a
istration sent representatives to a grand audience year. Parts of the salaries, however, were paid
at the capital. For officials on duty at the cap- in silver, paper money, or other commodities,
ital, a comparable "capital evaluation" (ching- supposedly equivalent to the value of grain; and
ch'a J?:~) was conducted every sixth year. the commutation rates were arbitrarily changed
Capital officials of rank 4 and above were ex- from time to time, generally to the disadvantage
empted from normal evaluation procedures but of the recipients. The Ming salary scales have
were expected to submit confessions of their own consequently been considered not very generous
faults (tzu-ch'en ~ ll.!lı ). Asa result of these great in comparison with other dynasties.
evaluations, large numbers of officials were Militaıy officers generally fared better than
downgraded, retired, or dismissed from the ser- civil officials, principally because they were fairly
vice. readily given noble status (chüeh l1f ), which
Besides this routine system of merit ratings could increase their stipends to as much as 5,000
and evaluations, officials were subject to irreg- bushels a year.
Ch'ing
EMPEROR
Council of State
(chün-chi ch'u)
Imperial Household Department
(nei-wufu) 1
Grand Secretariat
(nei-ko)
Banners
(ch'i) 1
- - - - - - - - Six Ministries - - - - - - - - Censorate
(liupu) (tu ch'a-yüan)
f
specialized service units specialized administrative units
Governors-general
(tsung-tu)
Manchu Generals
1
Provincial Governors
( chiang-chün) (hsün-fu)
1 1
Provincial Provincial Provincial Provincial
Military Administration Surveillance Education
Commanders Commissions Commissions Commissioners
(t'i-tu) (pu-cheng shih ssu) (an-ch'ashih ssu) (t'i-tu hsüeh-cheng)
1 1 1
Banners Green Standards
(ch'i) (lu-ying)
Circuit lntendants
(tao-t'ai)
Subprefectures
(t'ing)
+
Prefectures
(fu)
Districts
Departments
(chou)
(hsien)
Ch'ing INTRODUCTION 84
Like their Jurchen relatives before them, the among the deceased ruler' s sons if any, but the
Manchus greatly admired Chinese culture and eldest son was not necessarily chosen.
institutions. in consequence, the government they Members of the imperial family and other fa-
fashioned for their Ch'ing dynasty was super- vored dignitaries were ennobled, but members
ficially a virtual replica of the Ming govemment of the Ch'ing nobility were not granted territo-
it superseded. However, some important new rial fiefs, even nominally. The most esteemed
elements were added that tightened the Emper- Princes, however, bore and passed on to their
ors' autocratic control of the state. Chinese lit- heirs special laudatory epithets, such as Cere-
terateurs were recruited for govemment service monious Prince (li ch'in-wang !İl~±.), Majes-
through Ming-style examinations, and many be- tic Prince (su ch'in-wang ıi~±. ), and Rever-
came high-ranking and influential officials. ential Prince (kung ch'in-wang ~~±.), and these
Nevertheless, there were safeguards that assured epithets came to be used almost like surnames.
firm Manchu dominance of both the civil and Having no personal fiefs, the imperial clansmen
the military establishments. were not required to live away from the capital,
Beginning in the 1840s and 1850s, the Ch'ing as was the Ming practice; they were commonly
government responded to external and domestic assigned to functiom,l posts in the govemment.
pressures by instituting many new agencies and As in China's long tradition, the most es-
repeatedly reorganizing old ones, but such teemed members of the officialdom were granted
changes did not save the dynasty from being quasi-noble but non-hereditary status among the
overthrown by republican revolutionaries in Three Dukes (san kung ==. ~) and the Three
1911-1912. Since these nineteenth-century ef- Solitaries (san ku ==.fl[), sometimes in addition
forts to modernize the Chinese govemment are to one of the iiıherited titles of nobility. The Three
not taken into account in this dictionary, what Dukes were the Grand Preceptor (t'ai-shih
the Grand Mentor (t'ai-fu :t:.~), and the Grand
*flffi),
follows deals with Ch'ing govemmental orga-
nization and practices only up to about 1850. Guardian (t'ai-pao ;t::.~ ); the Three Solitaries
were the Junior (shao 1c1,,) Preceptor, Mentor,
and Guardian. Although these were theoreti-
The Central Government
cally functional posts and carried a civil service
When the Ch'ing dynasty was first pro- raiık that allowed the appointees to take prece-
claimed in 1635, its capital was in Manchuria, dence in ceremonial activities over other offi-
at modern Shenyang (Mukden). In 1644, when cials, the titles were purely honorary in practice.
the Ming capital at Peking was taken, the Ch'ing The Imperial Household Department. Op-
govemment was moved there, and there it re- erations of the ·whole imperial palace establish-
mained throughout the dynasty. Shenyang de- ment, including eunuchs, were controlled by a
clined to the status of an auxiliary capital, called large and important agency called the Imperial
Sheng-ching. Household Department (nei-wu fu P'3 fJı lff ). This
The nobility. The Ch' ing Emperors and Em- was an aggregation of more than 50 service
presses occupied and expanded the Ming im- agencies, many of which in turn supervised their
perial palace complex. The brothers and sons of own subordinate agencies. Not counting eu-
every Emperor, who were known traditionally nuchs and clerical and menial underlings, the
in Manchu as Beile (pei-lo Jl ~) and given the Department staff grew from about 400 in the
Chinese designation lmperial Prince (ch'in-wang seventeenth century to over 1,600 by the end of
ilı .3::.), joiiıed the Emperor in a kind of ruling -the eighteenth century. Staff members came
kin coalition that was uncommon in the Chinese principally from the raiıks of imperial bondser-
tradition. An Heir Apparent was not normally vants (pao-i § ti. )-Manchus, Chinese, and
designated. Rather, on the death of a ruler the others-who were legally owned by the Em-
most influential members of the kin group, usu- peror and played many of the governmental roles
ally including the widowed Empress, chose a that eunuchs played in other eras. The Depart-
successor. The successor normally came from ment was headed by a varying number of Su-
85 INTRODUCTION Ch'ing
pervisors-in-chief (tsung-kuan Km.~), invariably two Manchu and two Chinese Grand Secretaries
chosen from among the Imperial Princes, other (ta hsüeh-shih), each nominally assigned to one
members of the nobility, and some other pres- or another palace Hall (tien lii\l'. or ko 00) as in
tigious personages, all of whom were referred Ming times. Manchu appointees were com-
to generically as Grand Ministers (ta-ch'en -}(~). monly Princes or other nobles. Each Grand Sec-
The Grand Secretariat and the Council of retary normally served concurrently as a Min-
State. The earliest "national" government of ister (shang-shu fs} :B) of one or another of the
what was to become the Ch'ing dynasty was a Six Ministries.
group of Manchu nobles in three categories: the The Ch'ing Grand Secretariat hada large staff.
Grand Ministers Commanding the Eight Ban- Among others, it included one Manchu and one
ners (pa-ch'i tsung-kuan ta-ch'en i\Mı;tm,~jç~), Chinese Assistant Grand Secretary (hsieh-pan ta
the Five Grand Ministers of the Deliberative hsüeh-shih fbbM-J(~±); varying numbers of
Council (i-cheng wu ta-ch'en ~i&li jç ~). and Academicians (hsüeh-shih ~±), Readers-in-
the Ten Grand Ministers Administering Affairs waiting (shih-tu #i al), and Archivists (tien-chi
(li-shih shih ta-ch'en Jın Jfl'.-t-J( ~ ). When the ~ffi ); and more than 100 Secretaries (chung-
Ch'ing dynasty was proclaimed in 1635, this shu ı:p il). There were Manchu and Chinese ap-
unique Manchu central government was changed pointees to each post, and Mongols as well in
into a more Chinese-like one, headed by Three many posts; but the appointees were not ethni-
Palace Academies (nei san yüan ~C::::~). Six cally paired below the level of the Assistant Grand
Ministries (liu pu 1''im), anda Censorate (tu ch'a- Secretaries. Manchus greatly predominated.
yüan ff~ ~ ~ ). The Three Palace Academies were Despite the Ch'ing Grand Secretariat's posi-
the Palace Historiographic Academy (nei kuo- tion atop the regular govemmental hierarchy, it
shih yüan ~ ~ Y: ~), the Palace Secretariat at no time attained much decision-making power.
Academy (nei pi-shu yüan ~~HlHl), and the To be sure, its position in the hierarchy gave it
Palace Academy for the Advancement of Lit- status in the so-called outer court (wai-t'ing 7'1-~).
erature (nei hung-wen yüan ~ 51,. )(ı;'f). The last so that Grand Secretaries could presume to rep-
named had the special charge of translating resent the officialdom at large before the throne,
China's classical and historical writings into as was not the case in Ming times. The con-
Manchu and tutoring the Emperor and his Princes verse, however, is that the Grand Secretariat was
in Chinese culture. Each Academy was headed not part of the inner court (ııei-t'ing ~~)of the
by a Grand Academician (ta hsüeh-shih jç ~±). Emperor and his most intimate confidants, who
The Three Palace Academies combined the really determined govemmental policy. Deter-
functions of the Ming dynasty Hanlin Academy mining policy on major issues remained the
(han-lin yüan ~ tt- ~) and Grand Secretariat (nei- function of the leaders of the ruling kin group,
ko ~M), and in 1658 they were reorganized in known informally as Princes and Grand Minis-
the Ming fashion. From that time on, the Grand ters of the Deliberative Council (i-cheng ch'u
Secretariat was a regular organ of government wang ta-ch'en iıi&wt.r::k~). Manchus serv-
at the peak of the general administration hier- ing as Grand Secretaries sometimes participated
archy, and the Hanlin Academy was the gov- individually in such deliberations, and in time
ernment' s paramount scholarly workshop and the even Chinese Grand Secretaries were allowed to
training ground for officials who would ulti- do so; but the Grand Secretariat as an institution
mately become the ranking personages in that was outside the circle of real power.
hierarchy, including the Grand Secretariat. The influence of the Grand Secretariat was
By the time the Grand Secretariat emerged in further weakened by a system of palace me-
the Ch'ing government, a pattern had been es- morials (tsou-che ~ m) instituted in the 1690s
tablished that, in general, required the appoint- by the K'ang-hsi Emperor (r. 1661-1722) and
ment of Manchus and Chinese in equal numbers made more systematic by his son, the Yung-
to all executive posts in central government of- cheng Emperor (r. 1722-1735). This system en-
fıces. Thus the Grand Secretariat was headed by abled imperial bondservants serving in the prov-
Ch'ing INTRODUCTION 86
inces and, eventually, even large numbers of considered major executive agencies, some re-
nobles and officials serving in the capital to sub- tained much of their Ming authority' and pres-
mit reports on nonroutine matters directly to the tige. The Ministry of Revenue was the supreme
throne in sealed boxes, bypassing all normal av- fiscal agency of the state; the Ministry of Rites
enues of administrative communication, includ- supervised activities that buttressed the religious
ing the Grand Secretariat. authority of the Emperor and among other things
By about 1730 the Yung-cheng Emperor had administered civil service recruitment exami-
completely reduced the Grand Secretariat to a nations; and the Ministry of Justice played an
relatively impotent secretarial agency by trans- important role in supervising routine judicial and
forming the previously unofficial Deliberative penal administration. Many of the traditional
Council (i-cheng ch'u) into an official Council functions of the other Ministries-of Personnel,
of State (chün-chi ch'u •~~ ). This was def- of War, and of Works-were lost to the Em-
initely an "inner court" institution, chaired by peror and the Council of State, the Imperial
an Imperial Prince. Membership fluctuated at Household Department, the military establish-
first, but settled in the nineteenth century into a ment, Grand Ministers on special com,nissions,
standard group of five Grand Ministers of State and provincial authorities who were more pow-
(chün-chi ta-ch'en), made up of two Chinese and erful than their Ming predecessors.
three Manchus, iıicluding the presiding Prince. A Ch' ing agency that was a seventh Ministry
Members normally held substantive appoint- in ali but name was the Court of Colonial Af-
ments in the reeular officialdom, most com- fairs (/ifan yüan l!Uiilic), which had its origins
monly in the Six Ministries, but they met as a in a Mongol Agency (meng-ku ya-men ~ ii' ffi rı)
body daily in conference with the Emperor, re- established during the Manchu conquest of China.
solved current problems collegially, and count- Until 1861, when it was replaced by a Western-
ersigned all rescripts and edicts issued by or in style Foreign Offıce (tsung-li ya-men ~.Jınffirı),
the name of the Emperor. They came to be served the Court of Colonial Affairs supervised ali
by up to 60 Secretaries (chang-ching •JiO, di- Ch'ing official relations with the various Mon-
vided into two Manchu and two Chinese Duty gol tribes that came under Manchu overlord-
Groups (pan fil). With this institutional change, ship, Tibet, Russia, and the oasis statelets of
the Grand Secretariat became for the most part Chinese Turkestan. Like a Ministry, it was
a processor of paperwork concerning routine ad- headed by a Minister (shang-shu) and was di-
ministrative business, subject to policy guide- vided into Bureaus (ch'ing-li ssu).
lines set by the Council. Among other noteworthy administrative
Ministries, Courts, and J)irectorates. The agencies in the central government was the Of-
Six Ministries duplicated their Ming predeces- fice of Transmission (t'ung-cheng shih ssu
sors in almost ali respects, a major difference mıil&~ AJ ), which managed the government's
being that each was always headed jointly by routine communications. There also were fıve
one Manchu and one Chinese Minister (shang- major Courts (ssu ·~) and two major Director-
shu). There were Ministries of Personnel (li-pu ates (chien 1/lii:). These were the Court of Judicial
~$), ofRevenue (hu-pu P'im), ofRites (lı-pu Review (ta-li ssu ::k: .Jın ~), which reviewed all
mi$), ofWar (ping-pu ffe-$), of Justice (hsing- important trials and sentences reported by loca]
pu ,ı:IJ$), and of Works (kung-pu I$). The magistrates; the Court of Imperial Sacrifıces (t'ai-
Ministries of Personnel, Rites, War, and Works ch'ang ssu :t:-;ııt~ ), which in collaboration with
were each divided into four functionally differ- the Ministry of Rites managed the host of sac-
m
entiated Bureaus (ch'ing-li ssu ~ AJ ), and as rificial ceremonies that were an essential part of
in Ming times, the Ministries of Revenue and traditional Chinese governance; the Court of Im-
Justice were divided into Bureaus named after perial Entertainments (kuang-lu ssu ~fift~ ),
provinces or equivalent territories, totaling four- which was a kind of banqueting and catering
teen and eighteen, respectivel y. service for the whole central government; the
Although the Ch'ing Ministries cannot all be Court of State Ceremonial (hung-lu ssu ~-~ ),
87 INTRODUCTION Ch'ing
which supervised the ritual aspects of all state One striking difference from the Ming system,
functions; the Court of the Imperial Stud (t'ai- however, was that after 1661 lnvestigating Cen-
p'u ssu :;t:~~), which managed the state horse sors were not sent out on provincial coınrnis
pasturages; the Directorate of Astronomy (ch'in- sions as Regional Inspectors (hsün-an yü-shih
t'ien chien ~ ;;Rti); and the Directorate of Ed- iliStti:ffil~ ), in part because of the regularization
ucation (kuo-tzu chien lı~Ff Jiiii), a kind of na- of the appointments of ~e senior provincial of-
tional university whose state-supported students ficials, who consistentl)İ' bore concurrent titles
(chien-sheng Jiiii 1=E.) were divided among six as Censor-in-chief of the Right (yu tu yü-shih
Colleges (t'ang '.!it). Although the Courts and ti:ff~ffil~) or Vice Censor-in-chief of the Right
Directorates had regularly prescribed heads, such (yufu tu yü-shih). (The senior Censorate offi-
as the Chancellor (chi-chiu ~lffi) of the Direc- cials on duty in the capital were always desig-
torate of Education, they were often under the nated "of the Left," tso ti. ).
supervision of dignitaries whose principal sub- The esteem and political sensitivity of the
stantive appointments were as Grand Secretaries censorial offices are reflected in the fact that all
and Ministers and who were designated, for ex- Censors of every rank and ali Supervising Sec-
ample, Concurrent Grand Minister Managing the retaries were without exception appointed in ex-
Affairs ofthe Directorate (chien kuan chien-shih act ethnic pairings of Manchus and Chinese. Al-
ta-ch'en ~>'fJiiii'.$::k[:2:). Like the Ministries, the though the senior offıcials of almost every agency
Courts and Directorates were regularly headed in the capital were appointed in such pairs, in
jointly by one Manchu and one Chinese, but the no other agency was_the principle of ethnic bal-
Directorate of Astronomy was distinctive in ance applied throughout virtually all ranks.
having one Manchu and one European Super- The Ming pattem of censorial organization was
visor (chien-cheng Jiiii il:). abruptly altered in 1723 by the Yung-cheng Em-
The Censorate. Until 1723, the Ch'ing cen- peror, who made the previously independent
tral govemment's censorial establishment al- Offices of Scrutiny part of the Censorate. This
most wholly duplicated its Ming counterpart. reorganization subordinated the Supervising
There was fırst of all the Censorate itself (tu ch'a- Secretaries (chi-shih-chung)-now better ren-
yüan :ff~ ~ ~), charged with maintaining disci- dered into English as Supervising Censors-to
plinary surveillance over the officialdom at large, the executive officials of the Censorate, at least
impeaching wayward officials, and remonstrat- for routine personnel aciministration purposes. lt
ing with the Emperor about his personal or pub- thus ended a long Chinese tradition separating
lic misconduct. Its staff largely consisted of In- remonstrance agencies from surveillance agen-
vestigating Censors (chien-ch'a yü-shih Jiiii cies and in some degree weakened the whole
1 ~mı~), divided for administrative purposes into censorial establishment, already weakened by
Circuits (tao ın) that were generally named after its lack of Regional Inspectors in the provinces.
provinces. Independent of the Censorate were Of even more importance, probably, in the
Six Offices of Scrutiny (liu k'o 1'fıl-) with des- gradual weakening of the censorial establish-
ignations paralleling those of the Six Ministries ment in Ch'ing times was the development un-
(e.g., the Office of Scrutiny for Personnel), der the K'ang-hsi and Yung-cheng Emperors of
staffed with Supervising Secretaries (chi-shih- the secret palaee memorial system mentioned
chung *f?i $ q:1 ) , whose principal assignment was above, which diffused the traditional censorial
to monitor the flow of documents to and from powers of secret reporting and impeaching among
the Ministries and to "veto" (feng-po t,J~)- imperial bondservants and other noncensorial
that is, return for reconsideration-any memo- officials scattered throughout the empire.
rial or imperial pronouncement judged to be im- At full strength after 1723, the Censorate was
proper either in style or in substance. As in Ming staffed principally by two Censors-in-chief of
times, lnvestigating Censors and Supervising the Left, four Vice Censors-in-chief of the Left,
Secretaries were assigned to many sorts of spe- 24 Supervising Censors divided among six Of-
cial inspections and other duties, often jointly. fices of Scrutiny, and 56 Investigating Censors
Ch'ing INTRODUCTION 88
divided among fifteen circuits. It should be noted responsibilities, which normally extended over
that, as in Ming times, Investigating Censors had two or three provinces .
little direct connection with the provinces for There were nine Governors-general in 1850.
which their circuits were named; they were sta- Two administered only one province each, Chihli
tioned for normal duty in the dynastic capital. and Szechwan, as Governors-general Concur-
rently Managing the Affairs of the Gover-
Territorial Administration nor (tsung-tu chien-kuan hsün-fu shih ~ 'fi ii'
i'lf ~t'm!J,O. in six instances, Governors-gen-
The Manchus perpetuated the Ming division eral of two or three provinces were each con-
of China into Provinces (sheng ıi ). By 1850, current Govemors of one of the provinces under
there were eighteen provinces in China Proper. their jurisdiction (as shown in parentheses): for
These were Chihli (the "directly attached" Met- the Manchurian provinces of Fengtien, Kirin,
ropolitan Area, pei-ching ~tJii: ), Shantung, and Heilungkiang (Fengtien); for Fukien and
Honan, Shansi, Shensi, Kansu, Szechwan, Hu- Chekiang (Fukien); for Hupei and Hunan (Hu-
pei, Hunan, Kiangsu, Anhwei, Kiangsi, Che- pei); for Shensi, Kansu, and Sinkiang (Kansu);
:aang, Fukien, Kwangtung, Kwangsi, Kwei- for Kwangtung and Kwangsi (Kwangtung); and
chow, and Yunnan. What Westemers call for Yunnan and Kweichow (Yunnan). Finally,
Manchuria was known as the Three Eastem the Governor-general of Liang-chiang (i.e.,
Provinces (tung san sheng *=:ıi): Fengtien, Kiangsu, Kiangsi, and Anhwei) was not a con-
Kirin, and Heilungkiang. Chinese Turkestan was current Governor but supervised Governors of
organized into the modem Sinkiang Province in each of these three provinces.
1884, and Taiwan was made a twenty-third Although the Governor-general was clearly
province in 1885 after having previously been superior to the Governor in rank and in the ad-
dealt with as part of Fukien Province. ministrative hierarchy, the relationship was usu-
A province was normally administered by a ally one of close collaboration. The two digni-
Govemor (hsün-fu ~t'm). This was now a sub- taries consulted together on ali important matters
stantive office rather than a duty assignment, or and acted jointly in reporting to the central gov-
commission (ch'ai-ch'ien ~31), as in Ming times, emment and in issuing directives to subordinate
although Govemors ordinarily held nominal ad- agencies. They were popularly referred to by the
ditional posts as Vice Ministers of War (ping- combined terrn tu-fu 'lit'm or as the Two Mag-
pu shih-lang ~ffiHtl~) and Vice Censors-in- nates (liang yüan m~).
chief of the Right. The institutional status ofa From the provincial level on down there was
Govemor was nevertheless somewhat anoma- no application of the principle of ethnic balance
lous. Although all provincial agencies commu- that applied so consistently in central govern-
nicated with the central government through him, ment offices. The posts of Governors-general and
he had no authorized staff of assistants, as if he Govemors, and posts in lesser agencies, were
were still merely a Ming-style coordinator. in not held jointly by Manchu and Chinese ap-
order to cope with their workloads, Govemors pointees. lndeed, in ali of the provincial and lo-
commonly built up Private Secretariats (mu-fu ca! offices Chinese appointees substantially out-
;j)ij) of non-official administrative specialists. numbered Manchu appointees.
Only the Govemors of Shansi, Shantung, and Provincial staff agencies. in the general
Honan were the paramount administrative au- administration hierarchy there were two kinds of
thorities in their provinces. All others were sub- agencies directly subordinate to the Governors:
ordinate to Govemors-general (tsung-tu lm.'li ). Provincial Administration Commissions (ch'eng-
These posts also were now substantive ones, al-
though appointees norrnally held nominal ad-
hsüan pu-cheng shih ssu *
Jl. ;ffı i& ff: l',J; densely
populated Kiangsu Province had two such Com-
ditional posts as Ministers of W ar (ping-pu shang- missions, one at Nanking and one at Soochow)
shu) and Censors-in-chief of the Right. Like and Provincial Surveillance Commissions (t'i-
Govemors, Govemors-general had to rely on hsing an-ch'a shih ssu rJVflJtl:c~ff:~). These
personal staffs for assistance in coping with their were in effect the official staff agencıes for the
89 INTRODUCTION Ch'ing
Govemors. The Provincial Administration Com- less continued to be coordinating the activities
missioner (pu-cheng shih) was a virtual lieuten- of groups of adjoining prefectures and serving
ant-govemor and with his large staff bore es- as intermediaries between the prefectures and the
pecially heavy fiscal responsibilities. The Pro- Provincial Commissions. Most of the circuıts
vincial Surveillance Commissioner (an-ch'a shih) were still called General Administration Circuits
supervised the administration of justice and with (shou-tao) or General Surveillance Circuits (hsün-
his staff provided Censorate-like surveillance over tao) and were identified by territorial prefixes
the provincial and local officials. suggesting their geographic jurisdictions. But
Not part of the general administration hier- there were many other circuits whose names re-
archy but an important and prestigious official flected their principal responsibilities: Water-
in every province was the Provincial Education ways Circuits (ho-tao iiiJ ili), Grain Tax Circuits
Commissioner (t'i-tu hsüeh-cheng ~i!HJiE,lı: ); (liang-ch'u tao tl~ili ), and Salt Control Cir-
These were civil service officials with substan- cuits (yen-fa tao lil $;ili). As local circumstan-
tive appointments in the capital-most com- ces warranted, Intendants were sometirnes given
monly as Vice Ministers, members of the Han- added responsibilities, such as for military de-
lin Academy, Supervising Secretaries (Super- fense, river maintenance, irrigation, education,
vising Censors), or Investigating Censors--who or frontier horse trading. Most provinces had from
were assigned to serve three-year terms in the three to six circuits; the total in mid-eighteenth-
provinces, generally one per province, to su- century China Proper was 89.
pervise the schools and certify candidates for the Units of local administration. The basic units
civil service recruitment examinations. Origi- of local administration, in descending rank or-
nally this duty was performed by Assistant Sur- der, were Prefectures (Ju Jff ) headed by Prefects
veillance Commissioners (an-ch'a ch'ien-shih (chih-fu ffiJff ), Subprefectures (t'ing Bi) headed
~~~$) assigned to province-wide Education by Subprefectural Magistrates (t'ung~chih l\'ı.lffi,
Intendant Circuits (tu-hsüeh tao ~~ill), but the t'ung-p'an ~fU), Departments (chou 1-li) head-
responsibility was upgraded in 1684 and again ed by Department Magistrates (chih-chou ffifli),
in 1726, into a commission for notably talented and finally Districts (hsien ~ ) headed by
capital officials. However, despite their sub- District Magistrates (chih-hsien). Some subpre-
stantive appointments in the capital, they were fectures and departments were independent of
not independent of the supervision of Govemors prefectures, "directly attached" (rhih-li ilı1t) to
and Govemors-general. circuits; some districts were directly supervised
Circuit lntendants. The next lower echelon by prefectures without intervening subprefec-
in the general administration hierarchy consisted tures or departments; and some subprefectures
of Circuit Intendants (tao-t'ai ili~) of several and departments had no districts under their su-
sorts. In tiıe early Ch'ing period, as in Ming pervision but were directly in charge of the gen-
times, these were Administration Vice Com- eral population. The prefectures and districts in
rnissioners (pu-cheng ts'an-cheng ;fp iE,lı: $ iE,lı:), As- which provincial capitals were located were
sistant Administration Commissioners (pu- known as Principal (shou tt) Prefectures and
cheng ts'an-i $~). Surveillance Vice Com- Districts.
missioners (an-ch'afu-shih ~~iU(f), and As- All agencies of local govemment, from the
sistant Surveillance Commissioners (an-ch'a circuit down to the district, were ranked in four
ch'ien-shih) assigned to General Administration categories according to the importance and com-
Circuits (Jen-shou tao 5t~ili), General Sur- plexity of their activities: Most Important (tsui-
veillance Circuits (Jen-hsün tao 5t ~ili), and yao :fil~), Important (yao-ch'üeh ~~). Ordi-
various more specialized circuits. In 1735 the nary (chung-ch'üeh ı:p~), and Simple (chien-
Circuit Intendancies were all transformed from ch'üeh 1ffi ~ ). Many Circuit Intendants, Pre-
mere duty assignments to substantive posts in fects, and District Magistrates with heavy re-
their own right, so that the Intendants thereafter sponsibilities found it necessary to bire non-of-
were not considered representatives of the Pro- ficial Private Secretariats (mu-fu) to assist them,
vincial Commissions. Their function neverthe- as Governors-general and Governors did, even
Ch'ing INTRODUCTION 90
though prefectures and lesser agencies had au- The overlapping pao-chia system was in-
thorized staffs of subordinate officials and tended to be a self-policing, self-defense insti-
subofficial functionaries. tution. Ten households constituted a Registra-
In the areas of the Southwest that were pre- tion Unit (p'ai ~) with a designated Registration
dominantly populated by largely unassimilated Unit Head (p'ai-t'ou .iiJI); ten registration units a
aboriginal tribes, the Manchus perpetuated the Tithing (chia) with a designated Tithing Head
Ming practice of allowing the people a substan- (chia-chang); and ten tithings a Security Group
tial measure of self-govemment under their cus-
tomary chiefs; this was called-the aböriginal-of-
fices (t'u-ssu ±ti]) or aboriginal-officials (t'u-
*
(pao) of 1,000 households, with a designated
Security Group Head (pao-chang :R or pao-
cheng *iE), who was accountable for the be-
kuan ± 'g) syf.tem. Aboriginal chiefs were thus havior of the loca! residents and the movements
often designated Aboriginal Prefects (t'u chih- of suspicious strangers, and who organized loca!
fu), Aboriginal Subprefects (t'u t'ung-p'an), and police patrols.
the like; others were given irregular but tradi- Peripheral dependencies. Relations be-
tional titles; all with the meaning Pacification tween Ch 'ing China and extemal areas that sooner
Commissioner (hsüan-wei shih 'l1r l't ~ and vari- or later became its dependencies-Mongolia,
ants). Chinese Turkestan, and Tibet-were generally
In addition to these general administrative supervised by the Court of Colonial Affairs (/i-
agencies, Ch'ing territorial administration fan yüan) in the central govemment. On bal-
abounded with many categories of multi-pro- ance, the pattem was similar to that applied to
vincial or cross-provincial officials with special, the southwestem aborigines; the dependent peo-
limited functions. These notably included asin- ples were allowed to follow their own way of
gle Director-general of Grain Transport (ts'ao- life without much interference, under their cus-
yün tsung-tu ti ,ıl ~ ~), based in the Huai-an tomary chieftains, as long as they kept the peace
area of Kiangsu; three Directors-general of the and showed proper deference to the Manchu
Grand Canal (ho-tao tsung-tu fıiJ ın ~ t}), based Emperor.
in Kiangsu, Shantung, and Chihli; and five Salt The Mongols were the earliest foreign people
Controllers (tu chuan-yün-yen shih iUi.ılM~), to accept Manchu overlordship, were in many
based at Tientsin, Chi-nan, Yangchow, Hang- cases allies of the Manchus in the conquest of
chow, and Canton. China, and retained a large measure of auton-
Below the district level, the general popula- omy. Many were organized in Manchu-style
tion was organized in two overlapping systems, Banners. In Outer Mongolia, the native leaders
of Banners or various tribal units (pu -mı, tsu ~)
*
perpetuating the Ming organizations called li-chia
!I! Ej3 and pao-chia Ej3. The li-chia system was
intended to keep local order and to deliver taxes
normally organitld themselves loosely into
Leagues (meng M), which the Ch'ing govem-
and requisitioned services to the responsible ment tried to hold accountable for the stability
magistrates. In theory, at least, 110 neighboring of the area. It was not until the nineteenth cen-
households were grouped into a Community (li tury that Outer Mongolia was subjected to
.ın. ), in which the ten most prospcrous house- somewhat tighter control under a Manchu Gen-
holds annually rotated the responsibility of eral (chiang-chün ım-'.ı.J), a Grand Minister Con-
Community Head (li-chang :R). The other 100 sultant (ts'an-tsan ta-ch'en ~Jtj;,:g;I), and sev-
households were divided into ten Tithings (chia), eral Judicial Administrators (pan-shih ssu-yüan
each with a designated Tithing Head (chia-shou tın$ "fj] ~). Inner Mongolia was always dealt with
t'f ). After the earliest Ch'ing decades, the bur- more attentively, not only because it lay im-
dens on the Community Heads became so oner- mediately beyond China's northem defenses and
ous that emphasis was placed increasingly on was the area in which the Ch'ing govemment
new ten-family groupings, each with a Tithing maintained many of its horse pasturages, but also
Head (chia-chang) who was responsible to the because it was an area into which Chinese ag-
District Magistrate or his agents. Increasingly, .riculturalists rnigrated in increasing numbers. The
such district hirelings became direct tax collec- Banners and tribes of Inner Mongolia were con-
tors in China' s rural areas. sequently subjected to supervision by the ad-
91 INTRODUCTION Ch'ing
joining provincial administrations of Chihli and ilarly designated Chinese (han-chün rlJJ) Ban-
Fengtien Provinces and by a special Manchu ners, so that the total Banner establishment con-
General (chiang-chün). sisted of 24 Banner units.
Before Chinese Turkestan became Sinkiang in general, each Banner was led by a Com-
Province in 1884, the local leaders of its mixed mander-in-chief (tu-t'ung 1~~) and two Vice
population of Mongols, Islamicized Turks, and Commanders-in-chief (fu tu-t'ung IIJ 1~ ~). it
Tangutans (Tibetans) were generally dealt with incorporated five Reginients (only two in the case
as tributary vassals and granted Chinese-style ti- of the Mongol Banners), known in Manchu as
tles, usually of military sorts, in some cases as chalan (chia-la Efl ıı.ıl) and in Chinese as the
prestigious as Prince (wang .3:., pei-lo JUfi/J). The command of, and by the title of, the Regimental
far northwestern region of ili, an area of con- Commander (ts'an-ling ~fü'i.), who was assisted
siderable turbulence in the seventeenth and by a Regimental Vice Commander (fu ts'an-ling).
eighteenth centuries, was ultimately placed un- Each regiment, in turn, consisted of five Com-
der a Commander-general (tsung-t'ung ııffl.tift) and panies, known in Manchu as niru (niu-lu 4411)
a corps of aides. and in Chinese as the command of, and by the
Tibet was relatively autonomous under its La- title of, the Company Commander (tso-ling
maist religious leaders (la-ma llil!IJIJI) and its sec- ft;:$JO, who was assisted by one or more Lieu-
ular tribal chieftains, who were often enfeoffed tenants (hsiao ~, with varying prefixes). Orig-
as tributary Princes (wang), until the 1720s. Ti- inally each company was intended to consist of
betan rebelliousness then prompted the Ch'ing 300 soldiers, so that a full Banner would num-
government to place the area under the direct ber 7,500 soldiers; but eventually the standard
supervision of two Grand Minister Residents of strength was reduced to 100. Manchu Banners
Tibet (chu-tsang ta-ch'en llt~::k~), supported then had 70 or 80 Company Commanders,
by Ch'ing military garrisons. • whereas Chinese Banners had only 30 or 40. At
the time of the Manchu conquest of China in
1644, the Banners had an estimated strength of
The Military
200,000 men.
The most distinctive feature of the Ch'ing There was no overall coordinating command
military system was its division into two wholly for the Banners. Three Manchu units-the Plain
separate organizations, the famous Banner (ch'i Yellow, Bordered Yellow, and Plain White
1.ık) units of Manchus, allied Mongols, and Banners-were considered to be under the Em-
Chinese who had early joined the Manchu cause peror' s direct supervision and were called the
in the overthrow of the Ming dynasty, and the Three Superior Banners (shang san ch'i J::.:::11:10.
Green Standards (lu-ying tııtff) units of surren- The remaining Manchu Banners, called the Five
dered Ming soldiers. Membership in both was Lesser Banners (hsia wu ch'i rlitı:10, were as-
perpetuated hereditarily. signed to the various Imperial Princes.
The Banners. The Banners were originally Crosscutting all the Banners was a broad di~
Manchu tribal groups transformed into living and vision between bannermen stationed in the cap-
fighting communities not unlike the ordos of the ital (ching-ch'i Ji(/Jle) and those stationed
northern nomadic peoples who established the throughout the empire (chu-fang pa ch'i .it iı1J
Liao and Chin dynasties. The earliest Manchu i\/Jle ). The capital troops were further divided
system organized all Manchus first into four into Inner Banners (nei-ch'i l7'J /ile) and Outer
Banners distinguished by the colors of their flags, Banners (wai-ch'i 7'f-/Jle ). The Inner Banners
yellow (huang), white (po), red (hung), and blue guarded the imperial palace, and those of their
(lan), and then into eight Banners, the original members who belonged to the Three Superior
four Plain (cheng IT.) Banners being comple- Banners constituted the Imperial Bodyguard
mented with four Bordered (hsiang il) Banners (ch'in-chün ying ~•iff ). They were known as
of the same colors. in 1635 allied Mongol Imperial Guardsmen (shih-wei ch'in-chün ffl=
tribesmen and collaborating Chinese were or- fltj ffl ıJ.) and were commanded by a variable
ganized into eight similarly designated Mongol number, nominally six, of Grand Ministers of
(meng-ku ~ E) Banners and another eight sim- the Palace Commanding the Imperial Body-
Ch'ing INTRODUCTION 92
guard (ling shih-wei nei ta-ch'en ffi fflfftr vincial Military Commanders and Brigade Com-
P'l -J::. § ) . Members of the Inner Banners who manders, roughly equivalent to the civil service
were not Imperial Guardsmen were organized Circuit lntendants, were fronı two to seven Re-
into several Brigades (ying if) with specialized gıonal Commanders (tsung-ping ~~) in each
functions, including a Guards Brigade (hu-chün province, with subordinate Regional Vice Com-
ying ~ '.ti[ if ) that had principal responsibility for manders (Ju-chiang IU im ) and Assistant Re-
guarding the environs of the imperial palace, a gional Commanders (ts'an-chiang ~im), all
Vanguard Brigade (ch'ien-feng ying mıııif ), a outranking Brigade Commanders. At every level
Firearms Brigade (huo-ch'i ying ı.k~if), anda in the hierarchy, the aggregate of troops under
Scouting Brigade (chien-jui ying ~~if). These the jurisdiction of a Green Standards officer was
units were commanded by Commanders-general known as his Command (piao ~; lit., his "flag");
(t'ung-ling frUJt tsung-t'ung ımı,f;Jc ), often lm- thus, for e~ample, one referred to the Command
perial Princes. The Outer Banners, which in early ofa Provincial Military Commander (t'i-piao) or
Ch'ing times were the main battle force of the the Command of an Assistant Regional Com-
empire, were organized into a large Cavalry mander (ts'an-chiang piao).
Brigade (hsiao-chi ying ~~i:f ), commanded The Green Standards were not home guards;
in annual rotation by the Commanders-in-chief they campaigned alongside the Banners. On
(tu-t'ung) of all the Banners. campaign, Green Standards detachments were
Bannermen who were not stationed at the commanded by Grand Minister Commanders
capital, unlike the wholly autonomous military (ching-lüeh ta-eh 'en ~ ~ -J::. §), assisted by
establishment at Peking, were under the super- Grand Minister Consultants (ts'an-i ta-ch'en
vision of the Ministry of War (ping-pu). They ~ ~ j;_ ~), all dignitaries speciall} delegated
were more directly controlled by provincial-level from the court on an ad hoc basis.
officers, designated either as Manchu Generals When the Ch'ing dynasty was at its strongest,
(chiang-chün) or as Vice Commanders-in-chief in the eighteenth century, its permanent, hered-
(fu tu-t'ung). Lesser local officers included Gar- itary soldiery totaled an estimated 200,000 ban-
rison Commandants (ch'eng-shou wei ~~ılf), nermen and 660,000 Green Standards troops. Ali
Assistant Commandants (hsieh-ling W.,ffi), Post soldiers were not treated alike in terms of pay
Commandants (Jang-shou wei fi1J ~it), and Pla- and grain allowances. Although ali bannermen
toon Commanders (Jang-yü [i1J~). All these po- (who were forbidden to engage .in any occupa-
sitions were substantive appointments, carrying tion other than soldiering) seem to have re-
military ranks. However, all that a bannerman ceived a monthly grain allowance of about two
passed along automatically to a son was appar- and a half bushels, the capital troops received
ently only his basic post in his home Banner, monthly stipends of three or four taels, whereas
with whatever rank was appropriate to it. bannernıen in the provinces received only one
The Green Standards. Hereditary Chinese and a half or two taels. Soldiers of the Green
soldiers of the Green Standards (lu-ying) served Standards got only one or two taels and three
principally as a kind of provincial constabulary, tenths of a bushel of grain a month. Their low
or a ready reserve force. They too were under grain allowance was probably offset by the ex-
the administrative jurisdiction of the Ministry of pectation that they would in some degree pro-
War, but were subject (as bannermen were not) vide food for themselves and their families by
to the control of Govemors-general and Gov- part-time fanning on State Farms (t'un-t'ien ~ fE)
ernors, and were supervised most particularly set aside for their use.
by a Provincial Military Cornrnander (t'i-tu fR:ıI) District militia. The Ch 'ing government re-
in each province. Their basic organizational units quired each District Magistrate to organize and
were Brigades (ying) of 500 men under Brigade train a 50-man militia unit (hsiang-yung ffiB ~ or
Commanders (yu-chi ifh• ).Theoretically a bri-
gade conıprised five 100-man Companies (shao
variants) for subduing small-scale banditry. This
requirement seems not to have been very effec-
llf!j) under a Company Commander (ch'ien-tsung tive until the nineteenth century. When both the
-=f ıl\'!\). At intermediary levels between Pro- Banners and Green Standards then proved in-
93 INTRODUCTION Ch'ing.
capable of dealing with imperialistic European certain tax and service obligations to the state
intrusions and widespread domestic rebellions, and qualified them for lower-level official ap-
the court permitted and encouraged provincial pointments. More important, they were eligible
and local authorities to build new armies within to participate in metropolitan examinations (hui-
the militia structure. shih 11~) at the capital, conducted a few months
following every round of provincial examina-
tions. At the capital, as in the provinces, can-
Personnel Administration
didates were examined in three day-long ses-
The most striking aspect of Ch' ing personnel sions spaced over a week. As in the past, the
administration, as would be expected in any emphasis was on explicating passages from the
alien dynasty, was the preferential treatment Confucian classics, applying classical precepts
given the Manchu elite and, to a somewhat lesser and historical precedents to ideological or po-
extent, their Mongol allies in appointing and Iitical problems, and writing in prescribed lit-
promoting men in the officialdom. However, as erary forms. The examination questions were
has been noted above, Chinese had opportuni- prepared and graded by distinguished capital of-
ties to enter and rise high in the officialdom- ficials-Grand Secretaries, Hanlin Academi-
greater opportunities by far than under any pre- cians, and censorial officials. All passers then
vious alien dynasty. it is not surprising that the took a shorter, confirmatory palace examination
Ch'ing Emperors saw to it that a Manchu ap- (tien-shih 14'.~). there to be ranked in order of
pointee stood alongside every Chinese in vir- excellence into groups (chia Et3 ), and all re-
tually every executive position in the central ceived the designation Metropolitan Graduate
govemment agencies; what is surprising is that (chin-shih jjg ±). Those in the highest group were
Chinese shared these positions in the capital- promptly appointed to offices in the Hanlin
even in the Grand Secretariat. and the Council Academy, where they did advanced study and
of State-and predominated in all provincial and prepared themselves to become officials of the
lower-level positions. greatest responsibility and highest rank. Other
Recruitment. in the recruitment of civil of- Metropolitan Graduates were assured of suc-
ficials, except for the almost automatic rise to cessful careers in the officialdom.
influence of scions of the Manchu elite and some in addition to this regular system of civil ser-
Mongol leaders, the Ch'ing govemment relied vice recruitment examinations, Ch'ing Emper-
most importantly on the Ming system of open, ors often resorted to special, irregular exami-
competitive examinations (k'o-chü H:fJ ). Spe- nations (chih-k'o ittJH) to recruit men for service
cial quotas were established so that some Man- who might otherwise be overlooked. These spe-
chu, Mongol, and Chinese bannermen could pass cial examinations were primarily of two types.
the examinations, but ordinary Chinese always üne was an attempt to identify men of excep-
dominated the pass lists. tional erudition and literary talent (po-hsüeh hung-
lt was the responsibility of the Provincial Ed- tz'u 1:t~~iii.l ). Officials who had already won
ucation Commissioner (t'i-tu hsüeh-cheng) to give the Metropolitan Graduate degree sometimes took
annual certification examinations that qualified advantage of these special opportunities in the
educated men, including students of local gov- hope of improving their career prospects. The
emment schools and private academies (shu-yüan other principal type of special examination was
it~), to participate in provincial examinations given by almost every Ch 'ing Emperor; it was
(hsiang-shih ffll~). These were held every three really a requirement that local officials submit
years in ali provincial capitals under the super- guaranteed recommendations (pao-chü fli!:JI) of
vision of dignitaries dispatched from the central men who, though perhaps not erudite enough to
govemment. Quotas were established for every compete in the regular examinations, deserved
province, according to the size of its population, consideration for appointment to low-ranking
both for candidates and for passers. Candidates posts by virtue of being "filial, incorrupt,
who passed were entitled Provincial Graduates straightforward, and upright" (hsiao-lien fang-
(chü-jen • A). This status exempted them from cheng ~ lj; 1.i IT. ). Both types of special exam-
Ch'ing INTRODUCTION 94
inations regularly yielded hundreds of new of- After the early Ch'ing years, attaining the sta-
ficials. tus of a National University student, in what-
Govemment schools were used to recruit men eyer fashion, did not mean that one in fact stud-
far office, but as in the last Ming century they ied there. Relatively few did so. Attaining the
were not so much a direct channel into the of- status me:mt that one was qualified to take the
ficialdom as a means of preparation far the re- provincial examination--0r, in the case of trib-
cruitment examinations. Every prefecture, sub- ute students "far excellence" and "far preem-
prefocture, department, and district was required inence," that they could be considered far im-
to establish a state-supported Confucian School mediate low-level official appointments.
(ju-hsi,,,eh fi~) with a quota of students ranging Beyond granting special inheritance privi-
from 70 to 120, of whom 20 to 40 received state leges to members of the nobility, Ch' ing fol-
stipends. Considerable preparation was prereq- lowed the Chinese tradition of allowing some
uisite to admission, which was granted on the civil service officials to "protect" (yin i!U sons,
basis of competitive examinations, so that status giving them automatic access co official status.
as a govemment student (sheng-yüan '.İ. ~) was The Ch'ing practice was restricted, however.
itself a symbol of achievement and of member- Only officials of the top three ranks had the
ship in the state-certified elite. privilege, and it could normaily be applied to
Status asa govemment student, however, was only one son. Moreover, "protected" sons did
merely the first rung on the ladder of social and not immediately become eligible far appoint-
govemmental esteem. The status could be with- ment; what they gained was automatic status as
drawn ifa man failed to maintain his scholastic National University Students by lnheritance (yin-
abilities sufficiently to pass tests regularly given chien), which entitled them to participate in the
by the itinerant Provincial Education Commis- provincial examinations without any other qual-
sioner. The major step toward success was the ification.
next one-being chosen as a tribute student The Manchus' one gross abuse of recruitment
(kung-sheng Jit 1:.). This meant gaining perma- procedures was in regularly permitting the pur-
nent status as a graduate, exempt from further chase of status as a National University student
certification by the Provincial Education Com- (Student by Purchase: li chien-sheng ,f71J lii '.İ.).
missioner. it alsa entitled one to admission to in each case, the status exempted a man from
the National University (t'ai-hsüeh **) in Pe- certain kinds of tax and service obligations, en-
king. Every school had a quota far graduating abled him to wear scholarly caps and gowns that
its students: one a year in a prefecture school, were socially esteemed, and qualified him to
two in three years in a department sc.:hool, and compete in the provincial examinations. The sale
one every two years in a district school. The of such status was a device by which the gov-
pressure to become National University students emment raised enormous irregular revenues .in
( chien-sheng lii' 1=.) was so great that special ar- the seventeenth century and again in the nine-
rangements were made to increase the number. teenth.
On any occasion deemed worthy of national cel- Appointments. The "regular paths" (cheng-
ebration, such as the accession of a new Em- t'u IE~) for becoming an official (qh'u-shen
peror, the govemment commonly douoled the :±ı ~) were the examinations, the schoı;ıls, and
regular quotas; in such cases the supemumerary inheritance. Men might have normal official ca-
graduates were called "tribute students by grace" reers after entering service by_ "irregular paths"
(en kung-sheng ,1/1;\',ı'('.İ.). By showing promise (i-t'u ~ ~), such as the purchase of degrees or
in special examinations students could alsa be even the purchase of offices, but only through
added to the normal quota as "tribute students special sponsorship by high-ranking dignitaries;
far excellence" (yu kung-sheng flı'( 1=.). Even- and even though they might win transfer to reg-
tually other kinds of examinations were given ular-path status, they were farbidden ever to hold
every twelve years to choose one or two stu- office in certain politically sensitive offices, no-
dents per school above the normal · quota as tably the Hanlin Academy and the Censorate,
"tribute students far preeminence" (pa kung- and in general had small hope of attaining high
sheng tİA'.İ.). office of any sort.
95 INTRODUCTION Ch'ing
Dossiers on all men considered eligible for motions, and not merely because they naturally
appointments were maintained by the Ministry favored the Manchu elite and their Mongol al-
of Personnel. The manner in which a man qual- lies. Because it was not easy for qualified men
ified to take the examinations combined with his to get the limited number of active duty ap-
performance in the examinations largely deter- pointments, and because the Ch' ing govemment
mined the category of offices to which he might repeatedly found it necessary to raise extraor-
fırst be appointed; and this detennination in large dinary revenues, the Manchus recurringly sold
part channeled his subsequent career through a official titles and functioning offices, eventually
fixed sequence of offices. From an early time, on a very large scale in the nineteenth century.
however, the number of men qualified for every National University students, whether or not they
position exceeded the number of vacancies, so had bought that status to begin with, found it
that to be promoted, aman had to earn extraor- necessary to make special grain or monetary
dinary merit ratings from his superiors; and even contributions to the state in order to gain even
highly recommended men languished as ex- empty official titles, and considerably more for
pectant appointees for many years between ac- active appointments. Offıcials found that the only
tive duty assignments. practical way to get a promotion, similarly, was
Virtually all major appointments, both in the to buy a higher office. Eventually even com-
capital and in the provinces, were made directly moners were able to buy titles and offices-
by the Emperor in consultation with the Council functioning offices as important, for example,
of State. For the next echelon of posts, the Em- as those of Circuit Intendants. Although the pur-
peror and the Council of State selected among chase of offices had been possible under some
nominees submitted by the Ministry of Person- other dynasties, the practice had never been car-
nel. A few high-ranking executive officials were ried to as great an extreme as in the last half of
allowed to appoint men to some of the lesser the Ch'ing era.
posts in their agencies on a probationary hasis. Ch'ing followed the Ming system of grading
All appointments were generally for three-year, both officials and offices in nine ranks (p'in &:ı),
renewable terms. Every three years all officials each divided into two degrees (teng ~), totaling
on duty in the capital underwent a "capital eval- eighteen categories from rank 1a down to 9b.
uation" (ching-ch'a ;X~ ), which resulted in Every official automatically received a sequence
promotions, demotions, and other changes of of prestige titles (chieh ili, san-kuan fı:'g) cor-
status including dismissal from the service. Of- responding precisely to the ranks he gained; there
ficials of the top three ranks and all members of were eighteen such titles, mostly Grand Masters
the Hanlin Academy and the Censorate were (ta-fu ::k:k) and Court Gentleqıen (lang 003) with
evaluated by the Emperor personally. Officials varying prefıxes. A different set of eighteen
of ranks 4 and 5 were evaluated by specially prestige titles was available to military offıcers,
assigned teams of Princes and Grand Ministers mostly Generals (chiatıg-chün lm'.!J) and Com-
(wang ta-ch'en). Officials of lower ranks were mandants (wei ~) with varying prefıxes.
evaluated by the executive officials of their Official salaries and allowances. Stipends
agencies. Provincial officials were likewise sub- for nobles of the imperial family were not fıxed
jected to three-year evaluations, called the Great in a definite scale; most were rather arbitrarily
Reckoning (ta-ehi ::k!t), which were scheduled determined by the Emperor. For nobles who were
in between the capital evaluations. These eval- not members of the imperial family (most were
uations were made by the superior officials of Banner officers, but some were civil offıcials),
the local agencies, reviewed by Govemors and there was a fixed scale of salaries and grain al-
Govemors-general, and reported to the Ministry lowances, ranging from 700 taels and 350 bush-
of Personnel for appropriate action. Govemors els a year to 45 taels and 22.5 bushels. AH civil
and Govemors-general, because of their high rank officials received from 180 taels a year to 31
and their concurrent status as capital officials, taels, depending on their rank. Officials on duty
were evaluated by the Emperor personally. in the capital also received grain allowances from
The Manchus failed notably to adhere to the 90 to 15.75 bushels a year, but during the course
merit principle in making appointments and pro- of the dynasty these were converted to supple-
Ch'ing INTRODUCTION 96
mentary monetary payments, from 90 to 15 taels ances to suppress comıpting temptations (yang-
a year. Capital offıcials also regularly received lien itli; lit., "allowances to encpurage hon-
so-called grace (en ,f{f!,) payments, from 540 to esty"). These varied not only according to an
46 taels a year according to rank, so that their official's rank, but also according to his location
real salaries ranged from 810 to 92 taels a year. and the burdens of his position; the disparity in
Provincial offıcials received neither grain allow- such allowances was enormous, ranging from
ances nor "grace" payments. lnstead, their sal- 20,000 taels to only 31 taels a year.
aries came to be supplemented by special allow-
DICTIONARY OF OFFICIAL TITLES
iN IMPERIAL CHINA
Guide to the Use of the Dictionary
Abbreviations
*
positions, whatever their actual assigned functions. (hsia-kuan) who supervised sacrificial ceremonies con-
ducted by a royal substitute. CL: assistant des sacrifices.
569 chı-lu kuiin ~ 'g
(1) SUNG: Paymaster, rank not clear, in the Court of the 519 chf-sai ~W
Imperial Clan (tsung-cheng ssu) during the early Sung de- YÜAN: Justiciar, apparently a collective term for high-
cades, then replaced by a Court Gentleman-consultant (feng- ranking Mongols assigned to the High Court of Justice (ta
i lang). (2) SUNG: Salary Office, a term referring to the tsung-cheng fu) for the purpose of adjudicating disputes
N. Sung system of paying salaries to officials on the hasis among Mongols; defined in some sources by the term ch'ieh-
of their titular positions, whatever their actual assigned hsieh, name of the kesig or Imperial Bodyguard, suggesting
functions; in 1120 the term was made to apply to fontıer that they might have been primarily members of the kesig,
prestige titles (san-kuan), and thereafter salary offices (with q.v.; the number varied from 13 to 46. Pi.
titles different than before) detennined officials' salaries but
had no direct relation to either titular or functional desig- 580 chı-shan ~ ~
nations, which increasingly coalesced. P22, 23, 30. MING: Moral Mentor, one, rank .7a, till 1376, thereafter
2, rank 8a, constituting a Moral Mentors Office (chi-shan
570 chı-md lıng Mm% so) in a Princely establishment (wang1u). P69.
HAN: Director of Cavalry Mounts, one of numerous sub-
ordinates of the Chamberlain for the Imperial Stud (t'ai- 581 chl-she ~~
An abbreviated, combined reference to Supervising Sec-
p'u), rank 600 bushels. HB: prefect of the stables for riding
retaries (chi-shih-chung) and Secretariat Drafters (chung-
horses. P31.
shu she1en). P19.
571 ehi-mi chöu iı~HI or chi-mf/u-chöu 582 chı-sheng H ti
11~/lHli SUNG: !it., accounting department: common variant des-
T'ANG-SUNG: !it., prefecture under loose rein: Subor- ignation of the State Finance Cohımisslon (san ssu); may
dlnated Prefecture, a category of administrative units into be encountered in later periods as an unofficial reference
which submissive foreign and aboriginal groups were com- to the Mlnistry of Revenue (hu-pu).
monly organized to fit into the Chinese governmental hi-
erarchy, tısually headed by hereditary native chiefs and sub-
ordinated to a Chinese Area Command (tu-tufu). P72.
583 chl-shıh *ii *
Lit., to render service. N-S DIV: Executive Asslstant, pre-
fixed to names of agencies, e.g., chi-shih pi-shu sheng,
512 ehi-na an *~fi~ (Executive Assistant in the Palace Library; seepi-shu sheng).
SUNG: Receipts and PaylJ).ents Section of the Granaries In pre-Sui Chou, 60 were prescribed with rank as Ordinary
Bureau (ts'ang-pu) in the Ministry of Revenue (hu-pu). SP: Servicemen (chung-shih) in the Ministry of State (t'ien-kuan
service de receptions et de versements. fu) to tend (and edit ?) classical and other writings .. Not to
573 chf-nei ft P':1 be confused with chi-shih-chung, although found ın later
Metropolitan Area: throughout history a common desig- periods as an abbreviated reference to chi-chih~ch~ng (Su-
nation of the dynastic capital and its environs. See chi-fu, pervising Secretary). Afso cf. chi-shih-chung chı-shıh. P19.
ching-shih. 584 chı-shlh ıt ~
574 chı-ping M ~ SUNG: Commissioner of Accounts, in 993-994 a refer-
Cavalry or Cavalryman: throughout history a standard ence to ali or any of 3 posts: Commissioner of the Left
military term. See chi-chün. Cf. hsiao-chi. Account (tso chi-shih), Commissioner ofthe Right Account
(yu chi-shih), and Supreme Commissioner of Accounts (tsun~
575 ehi-ping ts'an-chun shıh f.lt~~•- chi-shih), in ime stage in the development of the State Fı
T'ANG: Administrator for Cavalry, a subaltern in various nance Commission (san ssu). SP: commissaire aux comptes.
military Guard (wei) units, including the Sixteen Guards P7.
(shih-liu wei) at the dynastic capital, rank 8a2; c. 712 the
post was reorganized into a Cavalry Section (chi-ts'ao) headed 585 chı-shfh ıt ~
by 2 Administrators (ts'an-chün-shih). RR: administrateur Accounts Clerk. (1) HAN: one sent annually to the dy-
(du bureau) des chevaux et des armes. P43. nastic capital from each Commandery (chün), as compan-
133 586-594 chi-shih yeh-che
ion foran Accounts Assistant (chi-yüan) delegated to report of Scrutiny (liu k'o) paralleling the Six Ministries (liu pu),
on loca! events and fiscal affairs; also called chi-li. See chi- 4 to 10 in each Office, rank fluctuating between Sa and 9a
chieh. (2) T'ANG: 4 lowly appointees in the Court of the in the earliest Ming years, then 7b to 1729, then Sa; re-
Imperial Treasury (t'ai-fu ssu); 7 also in the Directorate for stored to their traditional "speaking officials" functions, es-
Imperial Manufactories (shaofu chien), but only from 685 peciaily focusing their attention on the activities of the Six
to c. 705 while the Directorate was called shangfang chien. Ministries. In Ming each Office of Scrutiny had an exec-
(3) SUNG: possibly a title used for lowly employees in the utive staff of one Chief Supervising Secretary (tu chi-shih-
State Finance Commission (san ssu), but may be encoun- chung) and one each Left and Right Supervising Secretary
tered as a variant of the homophonous chi-shih rendered (tso, yu chi-shih-chung); in Ch'ing each Office had two Seal-
here as Commissioner of Accounts. P7, 38, 53. holding (chang-yin) Supervising Secretaries, one each
586 chı-shıh ~c. ~ Manchu and Chinese, as joint executives; and ordinary Su-
pervising Secretary appointments were equally divided be-
Record Keeper. (1) HAN-N-S DIV: a lowly clerical of-
tween Manchus and Chinese. in 1723 the Offices of Scru-
ficial on the staffs of Han's central govemment dignitaries
tiny were merged into the Censorate (tu ch'a-yüan) and made
called the Three Dukes (san kung), in groups each headed
administratively subordinate to its senio( officials; hence the
by a Cierk (ling-shih); after Han found among the central
suggested change of English rendering to Supervising Cen-
govemment personnel called Historiographers (shih-kuan),
sor. See chung chi-shih-chung, nei chi-shih-chung, feng-po
also in some Commanderies (chün). HB: secretary. P23,
ssu. RR: gram/ secretaire du departement de la chancel-
57. (2) S DYN-YÜAN: one in each Princely Establishment
lerie impİriale. SP: gram/ secretaire ou conseiller politique
(wang-fu), rank 8b in Sung, 6b in Yüan (2 appointees); also
des projets politiques. BH: metropolitan censor. P18, 19.
one unranked appointee in Sung's Chief Office of lmperial
Clan Affairs (ta tsung-cheng ssu). SP: secretaire. P69. (3) 588 chı-shıh-chüng ch(-shıh M$ ı:/:t M$
MING: found on the staffs of some provincial and prefec- N-S DIV (N. Wei): Senior Supervising Secretary, rank
tural dignitaries. PS7. 3bl till 499; then title apparently changed to chung chi-
shih-chung, rank Sb; functions and relations with major
587 chı-shıh-chüng *t $ ı:/:t governmental agencies not clear.
(1) CH'IN-N-S DIV: Palace Steward, originally an inti-
mate attendant on the Emperor in Ch'in, officiating in a
Palace Hail for Personal Service (chi-shih kung-tien); in Han
S89 ch(-shıh hua.ng-men M $ 1li r,
(1) HAN: Palace Attendant: a eunuch title; also a variant
became a supplementary honorific designation (chia-kuan) of huang-men shih-lang (Gentleman Attendant at the Palace
for variable numbers of eminent court officiais; continued Gate). HB: serving within the yellow gates. (2) N-S DIV-
so into the era of N-S Division, sometimes coexisting with SUI: in altemation with shih-chung (Palace Attendants) and
the substantive post of the same name rendered here as Su- usually with the suffix lang or shih-lang, appointees grad-
pervising Secretary (see below). Since the title literally sug- ually rose in influence as Dlrector of the emerging Chan-
gests one who provides service in the palace, it carried the cellery (men-hsia sheng), until c. 605 the prefix chi-shih
implication that its bearer was a worthy companion and was discontinued; see huang-men shih-lang. P3. (3) in later
mentor of the Emperor. HB: serving within the palace. (2) periods may be encountered as an unofficial, archaic ref-
N-S DIV-CH'ING: Supervlsing Secretary to 1723, there- erence to Supervislng Secretarles (chi-shih-chung). Pl9.
after Supervlsing Censor, officials normally charged to S90 chı-shıh llıng ~ $ N~
monitor the flow of documents to and from the throne, to (1) SUI-T'ANG: Supervlsing Secretary, 4, rank Sb, in the
retum for revision any documents considered improper in Chancellery (men-hsia sheng); in 620 retitled cfıi-shih-chung,
form or substance, to check on the implementation of im- q.v. P18, 19. (2) SUI-SUNG: Gentleman for Service, a
perial orders, to criticize and propose imperial policies, and prestige title (san-kuan) for officials of rank Sal. P68.
sometimes to assist in keeping the lmperial Diary (ch'i-chü
chu); thus included among those collectively called "speak- S91 chı-shıh pei-yüan chih sheng-chıh t'ou-
ing officials" (yen-kuan), "remonstrance officials" (chien- tzu shih *t$~t!;Ho~ '&lil-=f-$
kuan), and "the avenues of criticism" (yen-lu). in the era LIAO: Handler of lmperlal Edlcts in the Northem Bu-
of N-S Division and some iater periods, a concurrent duty reau of MUltary Affalrs, number and rank not clear. See
assignment for men primarily appointed to other offices; shu-mi yüan, pei-mien. Pl2.
but always of relatively high prestige and influence despite
relatively low rank status. in Chin (266-420) no fixed num- S92 ch(-shıh she-jen *t $ ~ A
N-S DIV-CH'ING (?): contracted reference to Supervlslng
ber, normally imperial relatives or other noblemen, at-
Secretarles (chi-shih-chung) and Sec~tarlat Drafters
tached with rank S to the Department of Scholarly Coun-
selors (chi-shu sheng). in both S. and N. Dynasties, (chung-shu she-jen).
commonly members of the Department of Scholarly Coun- S93 chi-shih ts'iin-chiın shih üc.~~•$ or
selors; rank 7 (600 bushels) in Liang and Ch'en, 6b in N. chi-shih ts'an-chün
Wei, 6bl in N. Ch'i. in Sui sometimes called chi-shih lang; Secretarial Alde. (1) N-S DIV: number and ranks not clear;
20 appointees, in 605 transferred from the Ministry of Per- throughout the era found on the staffs of Princely Estab-
sonnel (li-pu) to the Chancellery (men-hsia sheng) and re- iishments (wang-fu) and various military headquarters. (2)
duced to 4. Thereafter through Liao and Sung remained T'ANG, SUNG, CHIN: on the staffs of Princely Establish-
members of the Chancellery; 4, rank Sal in T'ang; 4, rank ments, 2 in T'ang, thereafter apparently only one; rank 6bl
4a in Sung (only concurrent appointments until 1078). in in T'ang, not clear for Sung, Sa in Chin; from 618 to 626
(Jurchen) Chin: one, rank Sb, on the staff of the Court Cer- also briefly established in ali units of territorial adrninistra-
emonial lnstitute (hsüan-hui yüan), perhaps without the tra- tion. RR +SP: administrateur du service des redactions. P69.
ditional "speaking official" functions. in Yüan: 2, rank 4a,
attached to the Censorate (yü-shih t'ai), deprived of their S94 ch(-shih yeh-che *t $ ~ :lf
traditional functions except keeping the lmperial Diary. in HAN: Receptionist in Attendance, a dozen or so, rank
Ming and Ch'ing established independently in Six Offices 400 bushels, subordinates of the Supervisor of Reception-
chi-shu 595-611 134
ists (yeh-ehe p' ı-yeh) on the staff of Later Han's Cham- Director of the Sacred Fields was revived for an official of
berlain for Attendants (kuang-lu-hsün). HB: serving inter- the Court of Imperial Sacrifices (t'ai-ch'ang ssu), rank 9a.
nuncios. HB (ling): prefect of the sacred field. SP (ling): ehef de la
ceremonie du labourage.
595 chi-shu ~ JI-
SUI-CH'ING: Iit., office of the jujube tree: an unofficial 603 chi-t'ing ~iM
reference to the Court of Judlcial Revlew (ta-li ssu), by SUI-CH'ING: an unofficial reference to the Court of Ju-
allusion to a tradition that in high antiquity criminal cases dicial Review (ta-li ssu); also see ehi-shu.
dealt with at the royal court had to be conducted in the
presence of eminent officials known collectively as the Three
604 chi-ts'ao ~ fi
Locust Trees and Nine Jujube Trees (san huai, ehiu ehi, HAN: Accounts Section, one of numerous clerical units on
qq.v.). the staff of the Counselor-in-chief (ch'eng-hsiang), in Com-
manderies (ehün), and in Districts (hsien); each headed by
596 chi-shü sheng ~ 111fı' an Administrator (yüan-shih). HB: bureau of gathering.
N-S DIV: Department of Scholarly Counselors, created
605 chı-ts'ao ~fi
in the mid-400s by Sung as an offshoot of and companion
SUI-T'ANG: Mounts Section, a common unit in ali mil-
agency to the Chancellery (men-hsia sheng), with a staff of
itary Guard (wei) units-imperial Guards, Guards in the
4 to 6 Cavalier Attendants-in-ordinary (san-ehi eh'ang-shih),
one of whom was designated head with the title Chancellor service of the Heir Apparent, and Guards assigned to Princely
Establishments (wang-fu); normally headed by an Admin-
(ehi-ehiu); soon other officials were added, notably Super-
vising Secretaries (ehi-shih-ehung) and Audience Atten- istrator (ts'an-ehün shih). RR: service des ehevaux.
dants (feng eh'ao-ehing); men holding the latter title num- 606 chı tü-wei ~:ff~Jt
bered more than 600 by the 480s. The Department' s functions Commandant of Cavalry. (1) HAN-N-S DIV: a func-
were to provide personal attendance for the Empetor, to tional military title from the time of Han Wu-ti (r. 141-87
discuss state policies with him, to compile the Imperial Di- B.C.), apparently granted on an ad hoc basis. HB: chief
ary (eh'i-chü chu), to offer criticisms and remonstrances, commandant of cavalry. (2) T'ANG-MING: a merit title
to scrutinize ali memorials, and to reject memorials judged (hsün) awarded to govemment personnel of ranks 5a and
to be improper in form or substance. in Liang the agency 5b in T'ang, 5b in Sung and Chin, 4b in Yüan; in Ming
was considered one of the Five Departments (wu sheng) explicitly restricted to rank 4b military officers. RR +SP:
that constituted the top echelon of the central government direeteur general de la cavalerie. (3) CH'ING: 7th highest
and was known by the variant name san-ehi sheng. in N. of 9 ranks of non-imperial nobility (ehüeh), often inherit-
Wei and N. Ch'i the staff grew into a multitude. Sui abol- able, sometimes awarded posthumously. See shang ehi tu-
ished the agency, assigning its responsibility for maintain- wei, ehüeh-yin. P65.
ing the Imperial Diary to the Palace Domestic Service (nei- 607 chı-wei f.U1
shih sheng) and restoring ali its other functions to the Chan- Commandant of Cavalry: occasionally occurs, usually with
cellery.
a descriptive prefix, as the title of an active military officer.
597 chi-ssu ~~ in addition, also usually with laudatory or des~riptive pre-
SUI-CH'ING: an unofficial reference to the Court of Ju- fıxes, occurs from Sui on as a prestige title (san-kuan, feng-
dicial Review (ta-li ssu); also see ehi-shu. tseng), a merit title (hsün), or a rank of nobility (ehüeh)
awarded to military officers. P26, 65.
598 .:hı-ssü ~t"AJ
LIAO: Accounting Commlssioner, responsible under a 608 chı-weifu ~ıttff-f
Regent (liu-shou) for ali fiscal affairs in the Circuit (tao) SUI-T'ANG: apparently a scribal error for hsiao-wei fu
govemed from the Western Capital (hsi0 ehing) near modem
Ta-t'ung, Shansi. P49.
599 chı-ssu küng-ylng kuii.n ~~#tU!\'§'
6~,
(Courageous Guard), q. v.
chı-yung k'u JUl=J ~
YUAN: Saddlery Storehouse, a unit of the Household
CH'ING: Dlrector of Sacrlfices at an Imperial Mausoleum Service for the Heir Apparent (ch'u-eheng yüan), headed
(ling, ling-eh'in), rank 6a. BH: commissioner of sacrifices. by a Superintendent (t'i-tien), rank not clear. P26.
600 ehi-su fang fflt ~ .W 610 chı-yüan lt~
SUNG: Offlce for Emergencles, an agency created by the HAN: Accounts Assistant, one sent annually to the dy-
Bureau of Military Affairs (shu-mi yüan) to help mainıain nastic capital from each Commandery (ehün), together with
security of the Emperor when he was campaigning. In 1127 one Accounts Clerk (ehi-shih or chi-li), to report on loca!
superseded by the lmperial Defense Command (yü-ying ssu). events and fiscal affairs. See ehi-ehieh and ch'ao-ehi shih.
SP: ehambre du eamp imperial. P53.
601 chi-tı &~ 611 ch'i 1ıJ(
From T'ang on, a term meaning "to have passed" a civil CH'ING: Banner, the basic social-political-military orga-
service recruitment examination; in Sung limited to the top nization of the Manchu people, and the core of hereditary
2 of the 5 groups into which successful candidates at the soldiers in the imperial Ch'ing military organization. The
Metropolitan Examination (sheng-shih) were grouped, hence Manchus originally organized themselves into 4 Banners
suggesting passed with distinction. See ehin-shih ehi-ti. named after the colors of their flags: yellow (huang), white
(po), red (hung), and blue (lan). These Plain (eheng) Ban-
602 chi-t'ien ffi ffi ners were early doubled by the addition of 4 Bordered
\ This term designates the sacred fields outside the dynastic (hsiang) counterparts. The forces under the Emperor's di-
capital where Emperors traditionally performed ceremonial rect command were called the Three Superior Banners (shang
plowing at appropriate seasons. In Han !here was a Director san ch'i): the Plain Yellow, the Bordered Yellow, and the
of the Sacred Fields (ehi-t'ien ling). in N. Wei there was Plain White Banners; the others, called the Five Lesser
a Sacred Fields Office (ehi-t'ien shu). in Sung the Han title Banners (hsia wu ch'i), were assigned to Imperial Princes
135 612-626 ch'i-fu
(ch'in-wang). Then in 1635 submissive Mongols and Chinese 6~.9 ch'l-chü chu pu-ch'üeh tgfis$1iti~
were organized into 8 similarly designated Mongol Banners YUAN: Imperial Diarist and Rectifter of Omisslons, one
(meng-ku ch'i) and 8 similarly designated Chinese Banners (?) each of Left and Right established in 1269 to keep rec-
(han-chün ch'i). The number of Mongol Banners increased ords of all memorials submitted to the throne; in 1278 re-
greatly later in the dynasty, as more Mongol groups sub- titled lmperial Attendants of Left and Right and Concurrent
mitted to Ch'ing authority. Each Banner theoretically con- Compilers of the lmperial Diary (tso yu shih-ifeng-yü chien
sisted of 7,500 soldiers led by a Commander-in-chief (tu· hsiu ch'i-chü chu). P24.
t'ung) and 2 Vice Commanders-in-chief (fu tu-t'ung). See
ku-shan, pa ch'i. P44.
620 ch'l-chü lang ~@ fl~
T'ANG-SUNG, LIAO: lmperial Diarist, staff members of
612 ch'l ~ the Chancellery (men-hsia sheng) charged with recording
Recall (to active service): from T'ang cır perhaps an,earlier the activities of the Emperor for inclusion in the Imperial
time, a term indicating that someone of official status and Diary (ch'i-chü chu); 2 in T'ang, .otherwise numbers not
with a record of prior service, having been out of active clear; rank 6bl in T'ang, 6b in Sung. Also see lang she-
service in forma! mouming for a parent or sometimes for jen. RR +SP: secretaire charge de noter les faits et gestes
other reasons, was recalled to service; often a procedure de l'empereur. Pl9, 23, 24.
relied on by Emperors to exempt important or specially fa-
vored offıcials from the normal obligation imposed by the
621 ch'l-chü lıng-shlh tgg~ ~
Assistant Diarist. (1) N-S DIV (N. Wei): number not clear,
Confucian tradition to withdraw from active duty in moum-
rank 7bl; worked on materials for the Imperial Diary (ch'i-
ing for 27 months. in turbulent times such recall could lead chü chu), apparently under 2 Imperial Diarists (hsiu ch'i-
to the official's being denounced for a violation of moral
chü chu) appointed to concurrent service while holding pri-
standards. The term could be expanded with particularizing
mary posts of other sorts. (2) T'ANG: 3, rank not clear,
suffıxes in such forms as ch'iju (recall and restore to the
apparently assistants to the Irnperial Diarists (ch'i-chü lang)
offıcial's most recent post and rank) and ch'i-chia (recall
on the staff of the Chancellery (men-hsia sheng). P24.
and promote; see under chia, "to be promrted to").
622 ch'l-chü she-jen tg~~ A
613 ch't ~ SUI-SUNG: Imperial Dlarist, 2 fırst appointed c. 605 in
See under ehi, the romanization used here except where the the Palace Domestic Service (nei-shih sheng); abolished in
word is used in a clearly verbal sense, "to ride." 628, reappointed in 659 in the Se'cretariat (chung-shu sheng),
rank 6bl, sharing the duty of recording the Emperor's ac-
614 ch'i-cht ssü 1lltffi P] tivities for inclusion in the Imperial Diary (ch'i-çhü chu)
CH'ING: Inner Mongolian Bureau, one of 6 Bureaus in
with the Irnperial Diarists called ch'i-chü lang on the ştaff
the Court of Colonial Affairs (li-fan yüan), headed by 3
of the Chancellery (men-hsia sheng); rank 6b in Sung; in
Directors (lang-chung), 2 Manchus and one Mongol; re-
Liao constituted an Imperial Diary Office (ch'i-chü she-jen
sponsible for supervising the Mongol Banners of lnner
yüan) in the Chancellery. Also see lang she-jen. RR+SP:
Mongolia. BH: department of the inner Mongols. Pl 7.
fonctionnaire charge de noter les faits et gestes de l'em-
615 ch'i-chı yüan ııstlt~ pereur.
SUNG: Mounts Service, a unit in the Court of the lmperial
Stud (t'ai-p'u ssu), headedby 2 Supervisors (chien-kuan) of
623 ch'l-chü sheng tg@ıi
N-S DIV (N. Ch'i): lmperial Diary Office, staffed with a
the military services ora Commissioner (shih), rank 7a. SP:
Cavalier Attendant-in-ordinary (san-ehi ch'ang-shih), a
cour des chevaux. P31. Cavalier Attendant (san-ehi shih-lang), ete., artd with con-
616 ch'i-ch'ing -tqep current appointees primarily serving in other posts; respon-
MING: Seven Chief Minfsters, collective designation of sible for preparing the Imperial Diary (ch'i-chü chu); sub-
the heads of the Six Ministries (liu pu) and the Censorate ordinate to the Department of Scholarly Counselors (chi-
(tu ch'a-yüan), who were often called on to take part in shu sheng). P24.
special court deliberations. Also see chiu ch'ing. 624 ch'(-chli yüan tgg~
SUNG: Imperial Diary Offlce, apparently an autonomous
617 ch'l-chü chu ~Fısi± agency staffed with offıcials who were primarily members
lmperial Diary, a daily record of the Emperor's activities
of the Three Academies (san kuan), charged with compil-
and pronouncements, from which official histories were
ing the Imperial Diary (ch'i-chü chu) until 1071; then the
compiled; maintained erratically throughout history, appar-
agency seems to have disappeared, replaced by a gro~p of
ently from beginnings in Han. The term may be encoun-
remonstrance officials (chien-kuan) serving as compılers.
tered as if it were the title Imperial Diarist, but such usage
Also see ch'i-chü she-jen. SP: cour imperiale chargee de
was not normal. in early Ming 2 such officials were ap-
pointed in 1364, rank 4a, promoted to Sa in 1367, abol- noter les Jaits et gestes de l'empereur. P24.
ished c. 1368, reappointed 1381, rank 7a, again abolished 625 ch'i-fu JJi' 51:. or iWT 51:.
before 1398; reappointments were proposed c. 1573, but CHOU: lit., head of the royal domain or of the frontier:
the Irnperial Diary was resurrected instead by members of variant of ssu-ma (Minister of War).
the Hanlin Academy (han-lin yüan). P24.
626 ch'l1u E1İ
618 ch'l-chü chu kudn ~Fısi± «ii Recall and Restore (to previously occupied post): from
CH'ING: Imperial Diary Office, a subsection of the Han- T'ang or perhaps an earlier time, a term indicati!1g that
lin Academy (han-lin yüan) established in the K'ang-hsi reign someone of official status and with a record of pnor ser-
(166i-1722) to maintain the Imperial Diary (ch'i-chü chu); vice, having been out of active service in forma! mouming
staffed principally by 20 lmperial Diarists Uih-chiang ch'i- for a parent or sometimes other reasons, was recalled to
chü chu kuan). BH: office for keeping a diary of the em- service and restored to his most recent post and rank. See
peror's movements. P24. ch'i (Recall).
ch'i-hsin lang 627-644 136
621 ch'i-hsin ltıng ~,(.,H~ 635 ch'i-pu ts'ao ig{ffiff or ch'i-pu
CH'ING: (1) !it., gentleman who opens up his heart or speaks (1) N-S DIV: Section for Public Construction or Minis-
his mind: an unofficial reference to a Vice Director (tsung- try of Public Construction, in charge of building palaces
cheng) of the Court of the lmperial Clan (tsung-jenfu). and temples, an agency in the Department of State Affairs
(2) Clerk, variable numbers of low-ranking officials in the (shang-shu sheng) that was in transitional status; as a Min-
early Ch'ing Ministry of Personnel (lı'-pu) and other agen- istry headed by a Minister (shang-shu) and a Vice Minister
cies; discontinued in 1658. P5, 6. (/ang), as a Section headed by a Director (lang or lang-
628 ch'ı-jen ffl A chung); in Ch'i and Sung a Section under an intermediary
CHOU: Cereals Chef, 2 eunuch members of the Ministry Ministry of Revenue (tu-chih), in N. Ch'i a Section under
of Education (ti-kuan), responsibie for preparing grains for an intermediary Ministry of Rites (tz'u-pu). (2) SUI: Con-
use in sacrifıcial ceremonies and in the royal household. structlon Bureau in the Ministry of Works (kung-pu),
See nü-ch'i. CL: cuiseur de grains. headed by a Director (lang). (3) T'ANG: until 620 the name
of the whole Mlnistry of Works (kung-pu). RR: bureau
629 ch'f-men ltıng AArıa~ des travau.x publics. P6, 14, 21, 30.
HAN: Gate Guardsman, as many as 1,000 Court Gentle-
men (lang) led by a Supervisor (p'u-yeh) ranked at 1,000 636 ch'i-pu wei tffl3iit
bushels, participants in policing the palace under the con- N-S DIV (N. Ch'i): Commandant of the Capltal Patrol,
trol of the Chamberlain for Attendants (lang-chung ling); divided into 7 Troops (pu), charged with maintaining peace
may have been ;nembers of the ordinary soldiery of the and order in the streets of the dynastic capital. Cf. liu-pu
Southern Army (nan-chün). From A.D. 1, except inter- wei, wei wu-pu, ching-t'u wei. P20.
mittently in Later Han, retitled Gentlemen Brave As Tigers 637 ch'i-p'u ~~
(hu-pen lang; see under hu-pen). HB: attendant at the gates. CHOU: Ceremonlal Charioteer, 2 ranked as Ordinary
Grand Masters (chung ta-fu), members of the Ministry of
630 ch'f-p'ai kuiin yjç~'g . War (hsia-kuan), drivers of a gilded chariot used by the
MING-CH'ING: lit., official with a bannered warrant: im•
ruler in receptions for foreign visitors. CL: conducteur du
perial Agent, an unofficial generic reference to such spe- char d'apparat. ·
cially delegated territorial authorities as hsün-fu (Grand Co-
ordinııtor, Provincial Governor) and tsung-tu (Supreme 638 ch'f-shou wei kJç :f.i'tr
Com•.ıander, Govemor-general), who were accompanied CH'ING: Star-dard-bearer Guard, one prefıxed Left and
with banners inscribed with the character ling (Director, ete.), one prefixed Right in the Rear Subsection (hou-so) of the
signifying "by (imperial) command." Imperial Procession Guard (luan-i wei), each headed by a
Director (chang-yin kuan-chün shih), rank 4a. BH: stan-
6~1 ch'ı-pei k'u .ffvffilıfi dard-bearer section. P42.
YUAN: Storehousfi! for Precious Valuables, a rank 5b
agency responsible for gold and silver objects in the im- 639 ch'f-ts'ao iglJ
perial palace, subordinate to the Palace Maintenance Offıce SUI: variant of kung-pu (Mlnlstry of Works); also see ch'i-
(hsiu-nei ssu) of the Directorate of the Imperial Treasury pu.
(t'ai-fu chien); created in 1270 by retitling of the Service
of the lmperial Ornaments (yü-yung ch'i-wu chü). P38.
640 ch'l tzu t r
HAN: !it. meaning not clear: Lady, designation ofa cat-
632 çh'l-p'ln an t &ı ~ egory of palace women with rank =800 bushels. HB: sev-
SUNG: Section for the Seventh .Rank, a subsection of the enth rank lady.
Ministry of Personnel 's (li-pu) Bureau of Evaluations (k'ao- 641 ch'ı-wu chü ~!Jo/.Jffli
kung ssu); in charge of dealing with the cases of rank 7 YÜAN: Service of the lmperial Utenslls, headed by a
offıcials in the Civil Appointments Process (tso-hsüan; see
Commissioner-in-chief (ta-shih), rank 5b; responsible for
under hsüan). SP: service desfonctionnaires de leme rang. the manufacture and maintenance of various omamental
633 ch'l·plng ts'ao t ~ 1J or ch'i-ping goods, apparently mostly of iron; subordinate to the Palace
N-S DIV (N. Wei): !it., section for the 7 (categories of) Maintenance Offıce (hsiu-nei ssu) of the Directorate of the
troops. (1) Ministry of War, one of the major units under Imperial Treasury (t'ai-fu chien); created in 1270 when the
the developing Department of State Affairs (shang-shu former Service of the Imperial Omaments (yü-yung ch'i-wu
chü) was divided into 2 agencies, the other being the Store-
sheng); headed by a Minister (shang-shu), rank 3a; super-
vised 7 Sections (ts'ao) that were evolving toward what would house for Precious Valuables (ch'i-pei k'u). P38, 49.
later be called Bureaus (ssu, ch'ing-li ssu): a Headquarters 642 ch'i-ying t!f
Section (also ch'i-ping) and Sections for Left Inner Troops T'ANG: Seven Encampments, from 627 the capital bases
(tso chung-ping), for Right Inner Troops (yu chung-ping), among which were distributed members of the Imperial Army
for Left Outer Troops (tso wai-ping), for Right Outer Troops of the Original Followers (yüan-ts'ung chin-chün); also known
(yu wai-ping), for Cavalry (ehi-ping), and for the Capital as the Seven Emcampments of the Northem Command (pei-
(tu-ping). Cf. wu-ping ts'ao, ping-pu. Pl2. (2) Headquar- ya ch'i ying; see under pei-ya). RR: sepi camps des "ca-
ters Section in the Ministry of War described above, headed sernes du nord."
by a Director (lang-chung), rank 6a2. Pl2.
643 ch'f-yu ~1:i
634 ch'f p6-shıh iftf ± CHOU: Assistant Ceremonial Charioteer, 2 ranked as
T'ANG: Erudlte of Chess, a specialist in the Chinese ver- Junior Grand Masters (hsia ta-fu), members of the Ministry
sion of chess commonly called hsiang-ch'i; one of 18 Pal- of War (hsia-kuan) who participated in various sacrifices
ace Enıdites (nei-chiao po-shih) on the staff of the Palacc and ceremonial receptions. CL: hommes de droite du char
lnstitute of Literature (nei wen-hsüeh kuan), where palace d'apparat.
women were educated; from c. 741 a eunuch post. RR: 644 ch'i-yü ~iM
maitre de jeu d'echecs. See under the romanization chi-wei,
137 645-660 chia-i ta-fu
645 ch'ı-yüiın chien itll'M;:
T'ANG: Directorate for the Temple to Chuang•tzu, es-
· 651 .. chia-chang !fi *
(1) YUAN: Squad Commander; leader of the basic unit
tablished for a short time beginning in 675 by the Office of Mongol military organization, a Squad (chia) of 10 men.
of Taoist Affairs (ch'ung-hsüan shu), a unit in the Court of (2) Tithing Chief, leader ofa rudimentary self-government
the Imperial Clan (tsung-cheng ssu); apparently Jocated at organization at the sub-District (hsien) level, a Tithing (chia)
Ch'i-yüan in modem Shantung, traditionally associated with theoretically consisting of 10 neighboring households.
the ancient Tao_ist sage.
652 chia-chang k'u !fi rtfili
64.6 ch'l-yü/Jn k'u ~i8Ji: fili SUNG: Armory, storage depots for armor and arms in cer-
YUAN: see wan-i ch'i-yüan k'u (lmperial Cloth Vault). tain areas. SP: magasin des armes.
647 chia 1111 653 chia-cheng chüng-shıh ıt iE ı:p ±
A term literally suggesting "false" or "simulated" but as a MING: lit., ordinary serviceman for admirable governance:
prefıx to titles not normally used in that derogatory sense. an archaic substitute for the title chi-shih-chung (Super-
(1) CH'IN-SUNG: Actlng, asa prefıx to a title suggesting vising Secretary) used during the Chien-wen era (1399-
that an official was serving in another's role temporarily 1402). P68.
for special reasons, not in a probationary status, and often
with the sense that the acting appointee had special limi- 654 chia-ch'eng *zE;
HAN: Household Aide, an assistant to the Administrator
tations on his authority or had specially augmeıited author-
ity; see chia-chieh. (2) N-S DIV: Honorary, asa prefix to (hsiang) ofa Princedom (wang-kuo) ora Marquisate (hou-
a tide of nobility indicating that the status was not inher- kuo), theoretically one for every 1,000 households in the
itable; as a prefıx to an official title indicatiqg that the ap- jurisdiction. HB: assistant of the household. P69.
pointee had no authority normıdly associated with the title. 655 chia-chieh ® fil
E.g., persons who made substantial contributions to the N-S DIV: lit., with a warrant to represent (the Emperor)(?):
govemment were sometimes made honorary nobles, and re- Comı.:,ssioned with a Warrant, the least prestigious of 3
spectable commoners on attaining advanced age might be prefixes appended to the titles of such territorial magnates
named Honorary District Magistrates (hsien-ling) or even as Area Commanders-in-chief (tu,tu or tsung-kuan), in ef-
Commandery Governors (chün-shou). P50. fect giving them viceregal authority over ali governmental
648 çhia 1Jll agencies in their jurisdictious. Such commissioners com-
monly had authority to put to death any non-official who
(1) Sometimes used asa verb meaning "to be promoted to."
clearly violated military laws, whereas those designated
(2) Probably more often, at least through T'ang times, used
Commissioned with Special Powers (ch'ih-chieh) could put
in the sense of "added" preceding a title or other desig-
to death any non-official on any pretext, and those desig-
nation granted someone in addition to his principal sub-
nated Commissioned with Extraordinary Powers (shih eh ih-
stantive post, sometimes an additional substantive post but
chieh) could put to death anyone up to the status of officials
sometimes an honorific designation; hence, according to
with rank of 2,000 bushels. P50.
circumstances, meaning Concurrent or Honorlfic. See chia-
kuan. 656 chia-chth 1ıll 1'
649 chia *
CHOU: Administrative Region, designation of those Re-
T'ANG: Supplemental Assignment, carrying responsibil-
ities over .and above the functions associated with one's
regular title, granted as a sign of special favor or tnıst; e.g.,
gions (kuo) into which the royal domain was divided !hat
the designation p'ing-chang shih (Manager of Affairs), which
were administered by offıcial delegates from the court, dif-
entitled one to serve as a Grand Councilor (tsai-hsiarıg).
ferentiating !hem from those Regions that were hereditary
Cf. chia-kuan.
fiefs of members of the royal family, called Inherited Re-
gions (tu). Each Administrative Region was supervised by 657 chia-fang shu !fi W ;1-
2 Justiciars of the Administrative Region (chia-shih), rank- T'ANG: Swords Office, a unit in the Directorate for Ar-
ing as Orılinary Servicemen (chung-shih), who reported to maments (chün-ch'i chien) in charge of the manufacture of
Justiciars of the Domain (fang-shih) in the Minisıry of Jus- swords, armor, he'lmets, ete.; headed by a Director (ling),
tice (ch'iu-kuan). Cf. tu-shih. CL: domaine affecte. rank 8a2. Until 632 called chia-k'ai shu. Also see nu-fang
shu. RR: office de l'atelier des cuirasses.
650 chia !fi
(1) An ordinal symbol indicating the lirst in a (usually short) 658 chia-hou 1111 ~
series of things. (2) SUNG, MING-CH'ING: Tithing, a HAN: District Commandant, in Later Han the head of
basic unit of organization among the people at the sub-Dis- loca! self-defense forces in an İ (Fief, i.e., District, hsien?),
trict (hsien) level for rudimentary self-govetnment pur- controlling 110 (?) Aggregations (lien) each combining the
poses, led by a Tithing Chief (chia-t'ou) or Tithing Head fıghting men of 4 Villages (li); the sources are not wholly
(chia-chang) chosen on a rotational basis from among the clear. HB: acting captain.
well-to-do households of each group. in Sung Tithings
numbered from 10 to 30 households apiece; in Ming and
659 chia-hsiang M ffl
MING: Imperial Carriageman, unofficial reference to in-
Ch'ing each theoretically numbered 10 households. See li- timates of the Emperor, apparently especially to members
chia, pao-chia. (3) SUNG-CH'ING: groups or categories of the Imperial Bodyguard (chin-i wei).
to which passers of the Metropolitan Examination (sheng-
shih, hui-shih) in the civil service recruitment system were 660 chia-ı ta-fü & ~ -:k. 1c
assigned on the basis of their excellence. (4) YÜAN: Squad, (1) CHIN-MING: Grand Master for Excellent Counsel,
the basic unit in Mongol military organization, consisting a prestige title (san-kuan) for offıcials of rank 4a2 in Chin,
normally of 10 soldiers under a Squad Commander (chia- 3a in Yüan and Ming. P68. (2) YÜAN: also an unoffıcial
chang); also called p'ai. reference to the Minister of Rites (l(-pu shang-shu). '
chia-jen-tzu 661-676 138
661 chiö,-jen-tzu *Ar Administration (wang-fa); 2, unranked, in the household of
HAN: Woman of the Household, a eategory of unranked each Princess (kung-chu). P69.
palace women seleeted from reputable eoınmoner families,
differentiated as Senior (shang) and Ordinary (chung); also
the general designation of wives and eoneubines of the eld-
669 chw-lıng *
,fj-
Household Provisioner, in general charge of provisions,
est son of the Heir Apparent, often also with some disciplinary authority, normally in the
household of an Heir Apparent, sometimes also in that of
662 chid-k'ai. shu l:f3~W a Prineess (kung-chu). (1) CH'IN-N-S DIV: often subor-
T'ANG: until 632 the designation of the Swords Offlce (chia- dinate to a Supervisor of the Household (chan-shih); rank
fang shu). ' from 300 to 1,000 bushels in Han, thereafter rank normally
663 chia-ko k'u ~Mı$ in the 7,' 8, or 9 ranges. HB: prefect of the household. (2}
SUNG-YÜAN: Archives found in the Sung Seeretariat SUI: one subordinate to the Supervisor of the Household
(chung-shu sheng), the Chin Department of State Affairs of the Heir Apparent (chan-shih), after 605 .retitled ssu{u
(shang-shu sheng), the Yüan Secretariat and Censorate (yü- • ling; one in the household of each Prineess, rank 9a. (3)
shih t'ai), ete.; st-tffed with Archivists ealled chia-ko kuan, T'ANG: head of the Household Provisioner's Court (chia-
wen-tzu, kuan-kou (rank 8a in Chin and Yiian), ete. Pl8, ling ssu) in the Household Administration of the Heir Ap-
52. parent (chan-shih fu), rank 4bl. RR: chef de la cour du
service doffl(!stique. (4) SUNG, LIAO, CHIN: member(s)
664 chia-ko kutin ~ 001f of the household of the Heir Apparent, rank not elear. SP:
Archivist: 'rom Sung on, found in many agencies; also an maftre de service du palais. (5) YÜAN: head of the House-
unoffieial reference to officials performing similar fune- hold Provisioner's Office (chia-ling ssu or chia-ssu) in the
tions but with different titles, e.g., tien-chi. SP: conser- household of the Heir Apparent; 2 appointees, rank not clear.
vateur des archives. P3. (6) MING: head, rank 7a, of an Office of Domestic Affairs
(chia-nei ssu, then chung-shih ssu) in the household of eaeh
665 chid-k'u l:f31$ Princess. Often occurs with the prefix t'ai-tzu (Heir Ap-
(1) Number One Storehouse: may be encountered in many
parent). P26, 69.
periods as the designation of one in a series of storehouses
that were serially numbered by the Chinese "stems" chia,
i, ping, ting, ete. (2) T'ANG-SUNG: Archive of Perııon
670 chia-md lıng * ~ ,fj-
HAN: Director of the lmperial Mares, one of the nu-
nel Records called chia, a unit in the Chaıicellery (men- merous subordinates of the Chamberlain for the Imperial
hsia sheng) and some Ministries (pu) of the Department of Stud (t'ai-p'u), rank 600 bushels; in 104 B.C. retitled t'ung-
State Affairs (shang-shu sheng), normally headed by sub- ma ling. HB: prefect of the stables for the imperial house-
*
official functionaries serving as Directors (ling-shih); in hold mares. P31.
Sung one or more units in the Ministry of Personnel (li- 671 chia-nei ssü ~ PJ
pu), sometimes called chia-k'u an. RR: archives. SP: bu- MING: Offlce of Domesdc Aft'airs in the household of each
reau d'archives, service des archives. (3) SUNG: Armory, Princess (kung-chu), headed by a Household Provisioner
a storehouse of military gear established at the headquarters (chia-ling); retitled chung-shih ssu in 1390. P69.
of eaeh Prefecture (chou); S. Sung ıı]so hııd an Imperial
Armory (yü-ch'ien chia-k'u) where military gear and ree- 672 chid-nu fang shu l:f3 ~ tlJ 1B
ords were stored. (4) CH'ING: ,\rıpory, a unit of the Court SUNG: Crossbows Offlce, headed by a Director (ling), rank
oflmperial Armaments (wu-pei yüan) responsible for main- not elear; apparently a unit in the Direetorate for Anna-
taining armor, weapons, flags, ete., required by the Em- ments (chün-ch'i chien). SP: office de l'atelier des ar-
peror and his entourage. baletes.
666 chia-kuan 1ııı '11r 673 chid-pdng l:f3 fl .
Additional Offlce, an appointment supplementing one's Lit. , list no. 1: in Ch 'ing and perhaps earlier times referred
original, regular status, used primarily from Han through to the · Metropolitan Examination (hui-shih) pass-list and,
T'ang times; in Han most often denoted an honorifie title indirectly, anyone who beeame a Metropolltan Graduate
(chin-shih). Cf. i-pang.
granted in recognition of special merit without imposing
any particular new responsibilities but sometimes confer-
ring new privileges sueh as the right to attend court audi-
674 chia-ping ~*
Personal Troops, from antiquity, designation of irregular
enees; in T'ang most often denoted a substantive, funetional soldiers (or at times regular soldiers or militiamen drawn
post held ecncurrently in addition to one's regular post, out of their regular units) recruited to serve as a private
usually eonferring both new responsibilities and new priv- army for defense of a locality or a wealthy household in a
ileges. P23. time of troubles; usually eonsidered a !oya! supplement to
667 chid-ld l:f3 ~J beleaguered Regular Troops (kuan-ping) of the existing
CH'ING: Reglment, Chinese transliteration of the Manchu govemment, not an adversary. Commonly prefixed with the
word chalan; ereated in 1615 asa group of 5 (later 2 to 5) sumame of the organizer and leader; e.g., the Chang (fam-
Companies (niru; see niu-lu) in the development of the dy- ily) Troops (chang-chia ping). See i-ping (Patriotie Sol-
nasty's Banner (ch'i) system; 5 Regiments constituted one diers), pu-ch'ü.
Banner. Each Regiment was headed by a Regimental Com- 675 chia-pu ~-$
mander (chia-la o-chen, in 1634 changed to chia-la chang- Lit., ministry of agrieulture; a eommon unofficial reference
ching), translated into Chinese as ts'an-ling, also hsiao-chi to the Ministry of Revenue (hu-pu).
ts'an-ling, qq.v. Also see pa ch'i, o-chen, chang-ching. BH:
chalan or sub-division. P44. 676 chia-pu •-rm
668 chiö,-lı * ~
T'ANG: Domestic Servant, 2, rank 7a2, in each Prineely
(1) N-S DIV: Ministry of War, headed by a Minister (shang-
shu), a unit in the Department of State Affairs (shang-shu
sheng) in Chin only till the 280s, then briefly again in N.
139 677-693 chiang-ch 'ing
Wei from 453. (2) N-S DIV: Section for Communications for Law Enforcement (t'ing-wei); others normally on the
and Horse-breeding (most often chia-pu ts'ao), with a Di- staffs of Regional Inspectors (tı'u-shih). HB: acting acces-
rector (lang); a unit in the Ministry of War (wu-ping) in sory. P22, 52.
San-lcııo Wei and Chin from the 280s; with a Director (lang-
chung) subordinate to the Left Minister of Revenue (tso min 685 chia-tsu ff3 ~
shang-shu) in Sung and S. Ch'i; with a Director (shih-lang) HAN: Militiaman, generic reference in Former Han to males
subordinate to the Minister of War (wu-ping shang-shu) in eligible for military service, who were expected to undergo
training for one month every yeıır and be available for ac-
Liang and Ch'en; with a Director (lang-chung) subordinate
tive duty in emetgencies. HB: militia.
to the Minister of Palace Affairs (tien-chung shang-shu) in
N. Wei. (3) N-S DIV (Chou): Bureau of Equipnıent in
the Ministry of War (hsia-kuan; also the title of its Direc-
686 chüı tsüng-jen **A.
CHOU: Household Sacrificer, numbers and ranks vari-
tor, ranked as an Ordinary Grand Master (chung ta-fu; 5a). able, members of the Ministry of Rites (ch'un-kuan) who
(4) SUI-MING: Bureau of Equipment, a top-echelon unit assisted Ritualists of the Inherited Regions (tu tsung-jen) in
in the Ministry of War (ping-pu); called chia-pu ssu (Court) religious ceremonies at the courts of feodal domains. CL:
in Sui, with a Director (lang); thereafter with a Director officiers des ceremonies sacrees dans /es domaines af-
(lang-chung), rank 5b in T'ang, 6b in Sung; existed in Ming fectes.
only from 1373 to 1396, then retitled ch'e-chia ch'ing-li ssu,
q.v. RR: bureau des equipages militaires. P6, 12, 27.
687 chid-wu ffii ffi or ffii E.
Aggregation Commandant, in Later Han the head of a
677 chid-shıh ffii ± loca! self-defense force called an Aggregation (lien), com-
HAN: Village Commandant, in Later Han the head ofa bining the fıghting men of 4 neighboring Villages (li), each
10-man self-defense force in a rural Village (li), 4 of which contingent led by a Village Commandant (chia-shih). Also
combined into a unit called an Aggregation (lien) under an see chia-hou (District Commandant).
Aggregation Commandant (chia-wu). Also see chia-hou.
678 chüi-shıh *± 688 chüı-wü * ~
HAN: Household Sorcerer, 8 authorized for the staff of
CHOU: (1) Household Serviceman, a categorical refer- the Director (ling) of Sacrificers (tı'u-ssu); others perhaps
ence to warrior-offıcials serving at the courts of feudal do- found in the household of the Heir Apparent and in Prince-
ınains (kuo). (2) Justiciar of the Administratlve Region, doms (wang-kuo). HB: household shaman.
2 ranked as Ordinaty Servicemen (chung-shih) responsible
for judicial and penal administration in each Adıninistrative
689 ch'id-kuiin -t'fr
CH'ING: Customs Collector, unranked, in District (hsien)
Region (chia); probably under the ·supervision of Justiciars
service. BH: keeper ofa customs barrier.
of the Domain (Jang-shih) in the Ministry of Justice (ch'iu-
kuan), but possibly together with Justiciars of the Inherited 690 chiitng ım
Regions (tu-shih) known generically as Justiciars of the Do- (1) A common abbreviation throughout history of chiang-
main. CL: prevôts de justice des domaines affectes. chün (General). (2) CHOU: General, leader. ofa standard
679 chiit-shıh ,ı ± army (chün) of 12,500 men. (3) HAN: Leader of the ex-
pectant and unassigned officials who attended the Emperor
T'ANG: Coachman, 140 authorized for the Livery Service
as courtiers with th<; title Court Gentleman (lang), 3 dif-
for the Empress (nei-p'u chü), a unit in the Palace Domestic
ferentiated with the prefixes Left, Right, and Middle. See
Service (nei-shih sheng). RR:. cocher.
und<;r lang, chung-lang chiang. Cf. lang-chung ling. P37.
680 chid-shou Efl tr (4) SUI: Commander ofa Defense Command (chen) in a
MING-CH'ING: Tithing Chief, the rotating designated strategic frontier area. (5) T'ANG: Commander of a Gar-
leader ofa community of 10 households (chi<i} in the of- rison (also chen), usually in a frontier or other strategic
fıcially sponsored self-government system below the Dis- area; rank 6a2, ?al, or 7a2, depending ôn the number of
trict (hsien) level. See li-chia, pao-chia. troops commanded. Not to be confused with an Area Com-
mander (tu-tu) or a Military Commissioner (chieh-tu shih)
681 chüı-shü shu lUılill in control ofa Circuit (tao) or Defense Command (chen,
MING: Offlce of Vegetables, one of 4 subordinate Offices fang-chen). RR: commandant de garnison. (6) SUNG: Area
(shu) in the Directorate of Imperial Parks (shang-lin yüan- General; see under keng-shu.
chien); headed by a Manager (tien-shu), rank 7a.
682 chüı ssü-ma * i"ıJ .~
CHOU: Commandant of an Adminlstrative Region (see
691 chiitng-chiitng it ile
T'ANG: Sauce Maker, unranked artisans employed in the
Spice Pantry (chang-hai shu) of the Court of Imperial En-
chia), an area in the royal domain administered by officials tertainments (kuang-lu ssu). RR: ouvrier pour la fabrica-
of the central government rather than an Inherited Region tion des condiments conserves dans le vinaigre.
(tu) serving as the fıef of a member of the royal family; no
specifıc numbers or ranks, but responsible to the Ministry 692 chidng-ching p6-shıh ~ ~ tf ±
of War (hsia-kuan). CL: commandant des chevaux, ehe/ T'ANG: Erudites for Exposition ofthe Classics, members
militaire dans un domain affecte aux offices. of the Institute for the Advancement of Literature (hung-
wen kuan) of the Chancellery (men-hsia sheng) from 628
683 chid-t'6u Efl M to 823; rank not clear; principal fu-:ction was teaching sons
SUNG: Tithlııg Chief, the rotating designated leader of a of the official class. RR: maitre du vaste savoir charge
community of from 10 to 30 households (chia) in the of- d'expliquer les classiques.
fıcially sponsored self-government system below the Dis-
trict (hsien) level. 693 chiitng-ch'ing llcgfjP .•
SUI: !it., chief minister of artisaıis: abbreviated reference
684 chid-tso ffii fti to the Chamberlain for the Palace Bulldings (chiang-tso
(1) May be encountered in the sense of Actlng Assistant. ta-chiang, ta-chiang ch'ing).
(2) HAN: Clerlcal Aide, 30 on the staff of the Chamberlain
chiang-chün 694-712 140
694 chiiing-chün !m 'il[ ·703 chidng-shıh llıng )m{± N~
General: throughout history the most common terıtı for the SUI-MING: Court Gentleman for Ceremohial Service,
commander of a substantial body of troops, whether a reg- a prestige title (san-kuan) for officials of rank 8b (?) in Sui,
ular officer of the standing army or the ad hoc comrnander 9b2 in T'ang, 9b in Sung, 9a2 in Chin, Sa in Yüan, 9a in
of a special force organized for a campaign; occurs with Ming. P68.
many kinds of prefixes, including shang (Supreme), ta
([General]-in-chief), Left, Right, special functional and 704 chidng-shih tso-lang !m {± iti: N~
geographic designations, and the names ofthe Annies (chün), CHIN-MING: Assistant GenUeman for Ceremonial Ser-
Guards (wei), ete., that Generals commanded. From T'ang vice, a prestige title (san-kuan) for officials of rank 9b2 in
on also used, with various prefıxes, as prestige titles (san- Chin, 8b in Yüan, 9b in Ming. P68.
kuan) for active military officers. In Ch'ing, in addition to 705 chidng-shü ~ il
traditional uses, also occurs among designations of the im- (1) T'ANG-SUNG: occaıHonal variant of chih-chiang (Lec-
perial nobility with various prefixes, e.g., chen-kuo chiang- turer). (2) SUNG: Instnıctor, 4 authorized in each Princely
chün. P26, 69, 72. Establishment (wang1u), unspecified numbers also in the
Ditectorate of Education (kuo-tzu chien); rank not clear but
695 chiang-hsing !m fi · ıow. SP: lecteur. P67.
HAN: Empress's Usher, eunuch attendant on the Empress;
superseded in 144 B.C. by a Director of the Palace Do- 706 chidng-shü chiao-shou ~-~~
mestic Service (ta ch'ang-ch'iu). HB: empress's usher. SUNG: lnstructor, 12, rank not clear, in the Chief Office
of Imperial Clan Affairs (ta tsung-cheng ssu). SP: profes-
6~6 chiang-hu llr: J=i seur.
YUAN-CH'ING: Artisan Family, one of numerous cate-
gories among which ali residents were distributed in ac- 707 chüing-shü shuo-shü ~ S IDt il
cordance with the kiıids of social roles the state expected SUNG: Recitation Tutor, original designation of the rank
them ıo· play; in the case of Artisan Families, some wete 7b shih-chiang (Expositor-in-waiting) of the Institute of
assigned to permanent service in various agencies of the Academicians (hsüeh-slıih yüan) assigried to the Directorate
central govemment, whereas others were allowed to do of Education (kuo-tzu chien). SP: lecteur.
business freely in their home areas but were subject to being
called into temporary state service. Cf. min-hu (Civilian 708 c;hidng~tso chien !mf'l='ili
Farnily), chün-hu (Military Family). SUI-LIAO: Directorate for the Palace Bulldings, re-
sponsible for construction and maintenance, normally loosely
697 chüing-ı ssü ~~ A] subordinated to and always cooperative with the Ministry
SUNG: Advisory Office,, one in the Department of State of Worlcs· (kung-pu); headed by a Director (ta-chien then
Affairs (shang-shu sheng), one in the Bureau of Military ling in Sui; ta-chiang, rartk 3b, in T'ang; chien, 4b, in Sung);
Affairs (shu-mi yüan); role and status not clear. See t'i-chü in Liao subordinated to the Court Ceremonial institute (hsüan-
chiang-i ssu. SP: bureau de la reforme financi~re. hui yüan). Thereafter its responsibilities were bome more
directly by the Ministry of Works. RR: direction des tra-
698 chidng-jen ~ A vaux. SP: direction des travaux publics. Pl4, IS, 38.
CHOU: Eunuch Liquor Maker, 5 on the staff of the Min-
istry of State (t'ien-kuan) for overseeing the production of 709 chidng-:tso shao-fu !mf'I= jl fff
ali liquors required by the ruler and his guests and for for- CH'IN-HAN: Chamberlain for the Palace Buildings, re-
ma! ceremonies. See nü-chiang. Cf. chiu-jen. CL: employe sponsible for construction and maintenance, including the
aux extraits. planting of trees alongside roads; rartk 2,000 bushels in Han;
699 chüing-kuiin ~ 'g retitled chiang·tso ta-chiang in 151 B.C. HB: privy treas-
urer of architecture. P14.
Lecturer. (1) May be encountered in reference to many
kinds of educational officials. (2) SUNG-CH'ING: an ad 71O chidng-tsi) shlı.o-fu ehi.en ım f'I= 1--' iN 1Tii:
hoc designation for offıcials participating with the Emperor SUNG: Directorate for the Palace Buildings, c. l 127
in a Classics Colloquium (ching-yen, q.v.). P24. merged into the Ministry of Works (kung-pu), in l 133 re-
constituted as the clıiang-tso chien. Pl4, 38.
700 chüing-llıng ~ N~
HAN: Court Gentleman for Lecturing, the Former Han 711 chidng-tso ssü !mf'I= AJ
antecedent of the Later Han title Expositor-in-waiting (shih- MING: Palace Buildings Office, from 1367 to 1368 a cen-
chiang), designation of a Court Gentleman (lang) chosen tral govemment agency comparable to the traditional Di-
to give advice to the Emperor. May be encountered in later rectorate for the Palace Buildings (chiang-tso chien), with
times as an aı:chaic reference to members of the Hanlin principal responsibility for construction of the palace at the
Academy (han-lin yüan), especially for its Academician new dynastic capital, Nanking; headed by a Chief Minister
Expositors-in-waiting (shih-chiang hsüeh-shih). P23. (ch'ing), rank 3a, and incorporating Left and Right Super-
visorates (t'i-chü ssu) headed by Supervisors (t'i-chü), 6a;
701 chiang-ping chang-shlh !m ~ ffe: ~ in 1368 subordinated to the Ministry of Works (kung-pu);
HAN: Aide-Commander, designation of certain Aides in 1373 the Chief Minister was reduced to rank 6a, and the
(chang-shih) on the staffs of frontier Commanderies (chün) Office's Supervisorates were combined into a Supervisorate
or in campaigning areas, serving in active command of of Construction (ying-tsao t'i-chü ssu), which spawned
troops. HB: chief clerk in command of troops. Branch Supervisorates (fen-ssu), each alike headed by one
702 chiang-shih llr: cm Supervisor (t'i-chü). In 1392 the Offıce was reorganized as
N-S DIV (Chou): Director of Labor, rartked as an Ordi- a Work Project Office (ying-shan so) in the Ministry of
nary Grand Master (chung ta1u; 6a), head of the Office of Works. Pl5.
Construction (chiang-shih ssu) in the Ministry of Works 712 chidng-tso ta-chiang !mf'I= x. ile
(tung-kuan). P14. HAN-SUI: Chamberlain for the Palace Buildings, re-
141 713-733 chiao-kuan
sponsible for ccnstruction and maintenance; rank 2,000 lnstitute (shih-lu yüan) of the Palace Library (pi-shu sheng).
bushels in Han, 2b then 3b in N. Wei, otherwise not clear; SP: rectificateur, correcteur. P23.
created in 151 B.C. by retitling of the chia:ıg-tso shao-fu.
725 chiao-chıh ~ ~
During the era of N-S Division the Chamberlain's agency
Educational Posts: a collective designation, usually de-
gradually came to be known as the Court for the Palace
noting officials in charge of loca! schools.
Buildings (chiang-tso ssu,) and in Liang and Ch'en the
Chamberlain was designated chiang-tso ta-chiang ch'ing 726 chiao-chu ~.il}]
(Chief Minister for the Palace Buildings). in the era of N- T'ANG: Educational Asslstant; rank 9a, assistant to the
S Division, also, the Chamberlain and his Court gradually Medical Erudite (i po-shih) in the lmperial Medical Offıce
came to be subordinated to the Ministry of Works (most (t'ai-i shu) of the Court of Imperial Sacrifices (t'ai-ch'ang
commonly kung-pu) in the developing Department of State ssu). RR: professeur assistant.
Affairs (shang-shu sheng). Sui in 600 changed the Court
727 chiiio-fdng ~ JJj
into a Directorate for the Palace Buildings (chiang-tso chien)
Lit., pepper chamber, deriving from an Empress's delight
under a Director (ta-chien). in ali these periods the Cham-
with imported Southeast Asian pepperwood used for panel-
berlain and his agency were both often abbreviated as chiang-
tso. HB: court architect. P14. ing her bedchamber: from Han on, an indirect reference to
the wife of a ruler.
713 chiang-tso ts'do lmf'fff 728 chiao-fdng ssii ~ #5 ~ or chiao-fang
HAN: Construction SectioQ, a clerical unit found in some
Lit., office of instruction: Muslc Offlce. (1) T'ANG: one
Commanderies (chün) and Districts (hsien), or established
each prefixed Left and Right established in 714 under su-
in such agencies when circumstances warranted. HB: bu-
reau of architecture. pervision of the Court of lmperial Sacrifices (t'ai-ch'ang ssu),
soon made independent; specialized in the training of court
7~_4 chiiing-tso yüan Jmf"ı=~ entertainers including clowns, jugglers, ete.; came to bedi-
YUAN: lmperlal Manufactories Commlsslonı a rank 2a rected by one or more eunuch Commissioners (shih). See
agency that supervised an abundance of artisans in the man- nei chiao-fang. (2) SUNG: a school in the Court of lmperial
ufacture of gold, sil ver, jade, and other luxury utensils for Sacrifices; see ch'ien-hsia chiao-fang so. RR+SP: ecole pour
palace use. P38. l'enseignement de la musique. (3) CHIN: headed by a Su-
perintendent (fi-tien). (4) YÜAN-CH'ING: a unit of the
715 chidng-tu. üfıl ~ Ministry of Rites (l(-pu), in Yüan headed by an Overseer
SUNG: an abbreviated, combined reference to shih-chiang (ta-lu-hua-ch'ih), rank 4a; in Ming and early Ch'ing headed
and shih-tu, i.e., Expositor-in-waiting and Reader-in• by a Director (feng-luan), 9a; in 1729 divided into a Music
waiting. Offıce (ho-sheng shu) and an lmperial Music Office (shen-
716 chidng-tu. kudn üfılülltf yüeh shu). PlO.
SUNG: Instructional Offlcials, 4 in the Institute of Aca- 129 chiao-hsf ~ "ffl
demicians (hsüeh-shih yüan), rank and specific functions CH'ING: Instructor, some Chinese, some Manchu, and
not clear. some Mongolian in various schools established by Banners
717 chiang yü-hou imli~ (ch'i), the Imperial Academy of Medicine (t'ai-i yüan), the
lnspector-general; see under yü-hou. Hanlin Academy (han-lin yüan), ete. PlO, 36.
718 chiao e'l:
in addition to the following entries, also see under hsiao.
730 chiao-hsi ta-eh' en ~ ~ *!:?.:
CH'ING: Grand Minister Instructor, one Manchu and one
Chinese dignitary assigned as senior staff members of the
719 chiao ~ Institute of Advanced Study (shu-ch'ang kuan) in the Han-
See under chüeh. lin Academy (han-lin yüan), to supervise the studies of
720 chiao-ch'ang Wıffi Hanlin Bachelors (shu-chi-shih). BH: tenior professor.
CH'ING: Icehouse; see under ping-chiao. 731 chido-jen ffJ A
721 chiiio-ch'iio 3'ti'P CHOU: Hom Collector, 2 ranked as Junior Servicemen
Lit., documents for exchange: i.e., paper money: from Chin (hsia-shih), members of the Ministry of Education (ti-kuan)
if not earlier, a common term for state-authorized paper who gathered teeth and bones as well as homs from animals
currency. Superseded the earlier terms fei-ch'ien (T'ang), received in payment of hunters' taxes, for use in adoming
chiao-tzu (see chiao-tzu wu) and hui-tzu (see hui-tzu wu) the royal chariots and banners. CL: officier des cornes.
(both Sung). Also see pao-ch'ao, ch'ao-chih, yin-ch'ao chü.
Cf. pao-ch'üan, pao-yüan. P16.
732 an
chiiio-k' kuiin e'l: triJ.ı 11' or chiao-k'an
Proofreader. (1) T'ANG: low-ranking officials from 720
722 chiao-ch'iio k'u 3'ti'P 1' attached to the Academy in the Hail of Elegance and Rec-
CHIN: Paper Money Storehouse, one of seven.! central titude (li-cheng hsiu-shu yüan), subordinate to the Secre-
govemment repositories (and print shops?) for paper cur- tariat (chung-shu sheng). (2) SUNG: unranked subofficials
rency, probably controlled by one or nıore Commissioners attached to the Palace Library (pi-shu sheng), the Histo-
(shih) delegated from the Ministry of Revenue (hu-pu). P16. riography Institute (kuo-shih yüan), and the True Records
Institute (shih-lu yüan). RR+SP: correcteur verificateur.
723 chiao-cheng han-wen kuiin t:2:IElı3t1f (3) CHIN: aaached to the School for the Sons of the State
CH'ING: Edltor of Chinese, 2 on the staff of the Court of (kuo-tzu hsüeh), rank 8b. P23, 25, 34.
Colonial Affairs (li-fan yüan) for 3-)ear duty assignments,
delegated from regular posts in the Grand Secretariat (nei- 733 chiao-kudn ~ 1f
ko) or the Hıinlin Academy (han-lin yüan). Pl7. Educational Offlcial. ( 1) A generic term for ali officials
engaged in instructional functions. (2) Occasionally a reg-
724 chiao-che ng kuiın e'l: .IE 1f or chiao-cheng ular tide, e.g., of school instructors in Princely Adminis-
SUNG: Editor, low-ranking officials in the True Records
chiao-lan pan 734-747 142
trations (wangfu) and in Military Prefectures (chün) in the 4, rank not clear, in the Secretariat of the Heir Apparent
Sung dynasty. P69. (3) A variant reference to the Minister (tso ch'unfang); also 4, rank Sal or 9a2, in lııe Academy
of Education (ti-kuan ssu-t'u) ascribed to the Chou dynasty of Scholarly Worthies (chi-hsien tien shu-yüan) from the
of antiquity. · 790s or 800s. RR: reviseur de textes. (3) SUNG: number
734 chiiio-lan pan ~ lif :Elf and rank not clear; members of the Institute for the Ven-
Lit., the pepper and orchid echelons (in court audience ar- eration of Literature (ch'ung-wen yüan). (4) MING: 2, rank
ray?): an occasional unofficial reference to relatives of the not clear, in the Editorial Service of the Household Admin-
ruler by marriage, i.e., lmperial In-laws (wai-ch'i). Also istration of the Heir Apparent (as under #1 above). P25
see chiaofang and lan-t'ai. 26. · '
~~-fi~
184 eh 'ieh-hu cheng ~ ~ .iE 790 chien-ch'lı küng-ling so ~~'glffi:,P,/f
T'ANG-CH'ING: Supervlsor of Water Clocks, associate SUNG: Office for the Care of Imperial Mausoleums, one
members of the astrological group called the Five Offıces or more units in the Court of the lmperial Clan (tsung-cheng
(wu kuan). in T'ang, 2, rank Sal, established in 702 (704?) ssu) staffed by Caretakers (chien-ch'a ch'eng-shou). P29.
in the Astrological Service (t'ai-shih chü, ssu-t'ien t'ai); by
758 shifted into association with the Five Offices of the 791 thien-ch'lı ll-hsing shlh
Service. in Sung, one, rank not clear, in the Directorate of T'ANG: Actlng Investlgatlng Censor, a designation for
Astronomy (ssu-t'ien ohien); also unspecified number, rank supernumerary Investigating Censors (chien-ch'a yü-shih)
apparently Sa then 9a, in the Astrological Service (t'ai-shih appointed fora short time beginning c. 719, when respon-
chü). In Liao, members of the Directorate of Astronomy. sibilities of the Censorate (yü-shih t'ai) were expanded. RR:
Apparently not appointed in Chin. in Yüan, one, rank 8b, commissaire imperial attache aux censeurs de la cour des
in the Astrological Commission (t'ai-shih yüan). In Ming, enquites au dehors.
unspecified number and rank, members of the early Ming 792 chien-ch'lı shlh Rfi'.~~
Directorate of Astrology (t'ai-shih chien); also 2 then one, Investigatlng Commlssioner. (1) May be encountered in
rank 8b, in the Directorate of Astronomy (ch'in-t'ien chien). any period as a vanant or unofficial reference to an Inves-
In Ch'ing, 4 senior offıcials, rank Sa, in the Water Clock tigating Censor (chien-ch'a yü-shih). (2) T'ANG: from 784
Section (lou-k'o k'o) in the Directorate of Astronomy (ch'in- on, designation of the Investigating Censor of longest ser-
t'ien chien). RR+SP: chef de service de la clepsydre. BH: vice, who was assigned ıo maintain surveillance over the
keeper of the clepsydra. P35. Ministries of Personnel (lı'-pu) and ofRites (l(-pu). (3) SUNG:
may be encountered in the T'ang sense or in reference to
785 chien ~ a central government official delegated to conduct special
Ety., one hand grasping 2 arrows: Concurrent, the most
investigations in a Circuit (lu). RR +SP: commissaire imperial
general term used throughout history connecting 2 titles borne
charge du contr6le et des enquites. Pl8.
by one appointee, e.g., ping-pu shih-lang chien fu tu yü-
shih (Vice Minister of War and Concurrent Vice Censor- 793 chien-ch'lı shlh Rfi'.~~
in-chief). The normal implication is that the appointee was CH'IN-HAN: Supervising Censor, designation of Atten-
equally responsible for 2 substantive posts; whether or not dant Censors (shih yü-shih) when dispatched to tour units
he enjoyed the salaries and other perquisites of both posts of territorial administration, checking on the conduct of of-
is seldom specified, but in most instances it can probably fıcials and the condition of the people; also known in Ch' in
be assumed that he did. Only at times in the era of N-S .as chien yü-shih or chien-chün yü-shih (chün: Comman-
Division was the term used, in addition to its normal usage, dery) and in Han as chih-chih shih (!it., straight-pointing
with the meaning "probationary" that was conveyed in most commissioner); generally comparable to hsün-an yü-shih,
other periods by the term shou, q. v. Also see ch'ang-chien. q.v., of later eras. The character shih (Commissioner) is
sometimes found in place of the character shih (Scribe).
786 chien Rfi'.
lncorporated in many titles, commonly as the first char- 794 chien-ch'lı tü yü-shih ~~fflH®~
acter, in the verbal sense to oversee or supervise. As an MING: Chieflnvestigating Censor, 8, rank 7a, appointed
independent noun or a noun suffix, occurs with several only in the 1382-1383 transitional period as senior officials
meanings: (1) Dlrectorate in many varieties with both high of the Censorate (changing from yü-shih t'ai to tu ch'a-yüan);
and low status in the governmental hierarchy, e.g., kuo-tzu in 1383 superseded by a group of new executive officials
chien (Directorate of Education). (2) Supervisor or Direc- entitled Censors-in-chief (tu yü-shih). Pl8. ·
tor ofa Directorate, e.g., tu-shui (chien) chien (Directorate .195 chien-ch'4 yü-shlh ~~i®~
of Waterways; in such instances, chien is often not dupli- · SUI-CH'ING: Investigatlng Censor, the most concen-
cated and only context can suggest whether the Directorate trated, broad-ranging investigative and impeaching offi-
or the Supervisor of the Directorate is intended), or Direc- cials, members ofthe Censorate (yü-shih t'ai to 1380, there-
chien-chang 796-807 146
after tu ch'a-yüan); generally empowered to gather complaints Ch'ing Directorate of Astronomy (ch'in-t'ien chien); in such
from the people, to review the handling of prisoners, to cases the full sense would seem best suggested by the ren-
impeach any offıcial for misconduct; from Yüan on alsa dering ch'in-t'ien chien chien-cheng, but the superfluous chien
authorized to submit remonstrances or suggestions about the is commonly omitted. P31, 35, 40.
Emperor's conduct or policies. Nonnally assigned to rou-
tine surveillance over and checking of records in central 802 chien-ch'eng ~zı;;
govemment organs and as individuals dispatched to inspect (1) May be encountered as an abbreviated, combined ref-
territorial jurisdictions, e.g., as Regional Inspectors (hsün- erence to the Supervlsor or Director (chien) and Vlce Dl-
an yü-shih), and on regular or irregular bases dispatched to rector or Alde (ch'eng) of an agency. (2) MING-CH'ING:
inspect various categories of govemmental activities, e.g., Proctor responsible for student discipline in the Directorate
as Salt-control Censors (hsün-yen yü-shih). From T'ang to of Education (kuo-tzu chien); one, rank 8a, in Ming; one
1080 organized in a constituent unit of the Censorate called each Manchu and Chinese, rank 8a then 7a, in Ch'ing; in
the Investigation Bureau (ch'a-yüan), thereafter during Sung Ming headed a subsection of the Directorate called the Dis-
in 6 Investigation Sections (ch'a-an), otherwise in the In- ciplinary Office (sheng-ch'ien t'ing). P34.
vestigation Bureau till 1382, thereafter in Circuits (tao) 803 chien-chı shıh ~ ~ f1!
named after Provinces, varying but stabilizing at 13 in Ming SUNG: Commlssloner Supervlslng the Sacrlflces, an ad
and 15 in mid-Ch'ing. Appointees in Sui numbered 12-16, hoc duty assignment, not a regular post; delegated to rep-
rank 7b; in T'ang 10-15, 8a2 (Sal?); in Sung variable but resent the Emperor or to assist the Emperor in important
few, 7b; in Chin 12, 7a; in Yüan 32, 7a, mostly Mongols; sacrificial rituals.
in Ming 110, 7a; in Ch'ing 56, 7a with some variations,
equally Manchus and Chinese. RR +SP: censeur de la cour 804 chien-chiao ~ ~
des enquetes au (en) dehors, censeurs d'investigation. BH: (l) Often occurs in a straightforward verbal meaning such
provincial censor. Pl8, 19, 20. as to inspect, to compare, to verify. (2) N-S DIV-CHIN:
796 chien-chang ~ *
HAN: Director of the Dlrectorate; see ch'eıtg-hua chien,
Acting. Developed in the era of N-S Division from the or-
dinary verbal sense into a prefix to a title used when an
offıcial holding one regular post was assigned on an irreg-
hsien-chü chien, lung-ma chien, t'ao-t'u chien, t'o-ch'üan ular, temporary basis to carry out the functions of (!it., to
chien. HB: chief inspector. P31, 39. inspect) another post: A chien-chiao B. By T'ang the tenn
797 chien-chang ~ ffe: was used very commonly in 3 ways: sometimes in the or-
A common unofficial reference to a Grand Master of Re- dinary verbal sense, sometimes in the sense that an official
monstrance (chien-i ta-fu). holding post A alsa acted (still with some connotation of
special or irregular status) with ali the authority of post B,
798 chien-ch 'iing yüan ~ ~ ~ and sometimes to indicate that an official was Acting ... in
5 DYN (Liang): !it., office for the initiation of prosperity, an honorary status, without any real authority. By Sung and
derived from a palace building called the Initiation of Pros- Chin times use of the tenn with titles seems predominantly
perity Palace (chien-ch'ang kung): State Fiscal Commis- to have signified honorary status: e.g., chien-chiao t'ai-tzu
slon, a major agency of the centrıil govemment, handling pin-k'o chien chien-ch'a yü-shih (Acting Adviser to the Heir
census reports and tax collections submitted by the dynas- Apparent and Concurrently Investigating Censor, chien-ch'a
ty's 4 proto-provincial Defense Commands (chen). Headed yü-shih in this case indicating the actual function). (3)
by an lnitiation of Prosperity Palace Commissioner (chien- YÜAN-CH'ING: Proofreader, a regular appointment. in
ch'ang kung shih), nonnally abbreviated to Palace Com- Yüan: one in the Secretariat (chung-shu sheng) and one in
missioner (kung-shih), who ordinarily was a Grand Coun- each Branch Secretariat (hsing chung-shu sheng), all rank
cilor (tsai-hsiang), specifıcally a Vice Director of the Chan- 7a. in Ming: one each, 9a, in the Records Office (chao-mo
cellery Managing Affairs (men-hsia shih-lang p'ing-chang so) of the Ministry of Justice (hsing-pu) and of the Cen-
shih) who was Comınissioner of the Special Reserves Vault sorate (tu ch'a-yüan); also one each, 9b, on the staffs of
(yen-tzu k'u shih) and concurrently Supervisor (p'an ... shih) Provincial Administration Comınissions (ch'eng-hsüan pu-
of the State Fiscal Commission. Established in 907; in 912 cheng shih ssu) and Provincial Surveillance Commissions
retitled kuo-chi ssu (see kuo-chi shih). P49. (t'i-hsing an-ch'a shih ssu). in Ch'ing: unranked, included
on the staffs of Provincial Administration Commissions and
799 chien-ch'e tü &'. $ 11- some Prefectures (fu), but not after the fırst Ch'ing century.
N-s DIV (N. Ch'i): Supervlsor of the Prlsoner Cart, 2 (4) CH'ING: Investlgator, unranked policemen-like per-
members of the Court of Judicial Review (ta-li ssu); pre- sonnel employed in most Prefectures and some other units
sumably associated with the Prison (yü) maintained by the of territorial administration. BH: police inspector.
Court. P22.
805 chien-chiao p'i-yen kuiin ~~f!t~'Ef
800 chien-cheng kuiin ~ IE 'g or chien-cheng YÜAN: Tea and Salt Inspector, subordinates of Salt Dis-
SUNG: Examlner, 2 e;ıpointed for each of the Five Offices tribution Commissioners (tu chuan-yün yen shih) who staffed
(wufang) or Six Offices (liufang) among which the busi- Tea and Salt Control Stations (chien-chiao p'i-yen- so) at
ness of the Secretariat (chung-shu sheng) was divided, ap- strategic transport points to check on the weight of tea and
parently on special duty assignments from other cenıral salt bags in transit, to verify the govemment certificates
govemment posts, coordinated by a Chief Examiner (tu accompanying them, and to catch ıraffickers in contraband
chien-cheng); initiated c. 1068, perhaps discontinued in 1070 tea and salt. See p'i-yen so. P53, 61.
but reappointed in 1129, then reduced to one for each Of-
fıce in 1132. Precise functions are not clear. SP: exami- 806 chien-chiao so ~ ~ 1'T
nateur-contrôleur, fonctionnaire charge d'examiner et de YÜAN: an abbreviation of chien-chiao p'i-yen so (Tea and
rectifier. P3. Salt Control Station); see under chien-chiao p'i-yen kuan.
801 chien-cheng ~ IE 807 chien-chiao yü-shıh 1ft~m.se
N-S DIV (Chin, N. Dyn.): lnspecting Censor, apparently
Supervisor, nonnally of a Directorate, e. g. , the Ming-
147 808-823 chien-fu ts'ao
an antecedent of tlıe Sui-Ch'ing lnvestigating Censor (chien- so than Commander (tu). HB: inspector of the army. (2) 5
ch'a yü-shih), though functions are not entirely clear; orig- DYN: a common abbreviation of chien-chün shih (Army-
inated in 251; in tlıe N. Dynasties, usually 12, rank 9. Pl8. supervising Commissioner), a representative of the central
808 chiin-chıh ı:iii it government dispatched in attempts to control semiauton-
SUI: Supervlsor of Transport, one appointed to the staff omous regional Military Commissioners (chieh-tu shih). (3)
of the Hostel for Tributary Envoys (ssu-fang kuan) to in- CHIN: Army Supervisor, one of several designations for
spect the camels, horses, carts, or boats of each tribute mis- eminent Jurchen officers on the staff of the Bureau of Mil-
sion and to expose any violations of imperial instructions itary Affairs (shu-mi yüan). (4)· MING: a common abbre-
concerning transport; an ad hoc duty assignment, not a reg- viation of chien-chün yü-shih (Army-inspecting Censor),
ular post. P 11. designation of an Investigating Censor (chien-ch'a yü-shih)
commissioned on an ad hoc hasis to accompany an army
809 chien chih-na kuiin ı:iii ~ W'l 1ir on campaign, monitor its activities, and independently re-
CHIN-YÜ AN: Supervisor of Transactions at government port to the throne. P50.
granaries, rank 8 in Chin, 7a in Yüan. P8.
816 chiin-chün ı:liit!15
810 chien chin-ch'ü ts'ao fiii~~W CH'ING: unofficial reference to a Departmental Magls-
HAN: Sectlon Supervising Fords and Drainways, a cler- trate (t'ung-p'an).
ical unit found in some Later Han Commanderies (chün).
HB: bureau of the inspection of fords and canals. 817 chiin-chün yü-sh(h ı:liit!15~~
CH'IN: Commandery-inspecting Censor, a variant of
811 chien-chöu ı:iii fli chien-ch'a shih (Supervising Censor).
SUNG: Prefectural Supervisor, designation of central
government officials detached to monitor the administration 818 chien-fa ~ R
of Prefectures (chou), one per Prefecture, until the 1080s; CH'ING: !it., to select and send out or release; a prefix
could submit reports and complaints about loca! affairs encountered befare the titles of officials of the Wardens'
without the knowledge or consent of the Prefect (chih-chou); Offices (ping-ma ssu) of the Five Wards (wu ch'eng) into
no prefectural directive was considered authentic without which the capital was divided for police and fire-protection
the Supervisor's mark of approval. The forma! title, ap- purposes, the meaning of which is not wholly clear; e.g.,
pended as a suffıx to the appointee's central government chien{a fu chih-hui may mean Assistant to the Vice Com-
title, was Controller-general (t'ung-p'an) of ... Prefecture mander, or possibly something akin to Acting Vice Com-
(chou). P72. mander.
812 chien-chu ı:iii il 819 ehi.en-fa .. ~ $
CHIN, CH'ING: Dlrector of Coinage, a special duty as- SUNG, CHIN, YUAN: Legal Researcher, one or more,
signment for an official with a substantive appointrtıent that unranked except rank 8b in Chin, on the staff of the Cen-
was normally specified by a suffıx. In Chin used with the sorate (yü-shih t'ai) until 1282; also in Chin's Court of the
suffixes lang-chung (Director) and yüan-wai lang (Yice Di- Imperial Clan (ta tsung-cheng fu). Pl, 6, 18.
rector), signifying substantive posts in Bureaus (ssu) of the 820 chien-fd an ~ $ ~
Ministry of Works (kung-pu). In Ch'ing used with suffixes SUNG: Legıd Research Section, a minor unit staffed with
such as t'ung-chih (Vice Prefect); each in charge of his law specialists, one in each of the Six Ministries (liu pu),
Province's Coinage Service (ch'ien-chü). Pl6. one in the Right Bureau (yu-t'ing) of the Court of Judicial
813 chien-chü li f1; Review (ta-li ssu), SP: service du contrı5le judiciaire (ju-
Throughout history, used as the verb to recommend, sig- risprudence et lois).
nifying the process whereby men were brought into gov- 821 chien-fd kuan ~ $ 'iir
ernment service on the basis of nominations by existing of- SUNG: Legal Researcher, unranked or low-ranking offi-
ficials-in contrast, e.g., to winning official status on the cial found in many offices inchıding the Ministry of Rev-
basis of inheritance or on the basis of competence dem- enue (hu-pu), Ministry of Justice (hsing-pu), Censoı:ate (yü-
onstrated in recruitment examinations. May be encountered shih-t'ai), Court of Judicial Review (ta-li ssu), State Fi-
in cases when superior officials recommended subordinates nance Commission (san ssu), and that of the Judiciai Com-
for promotion. missioner (t'i-tien hsing-yü kung-shih, t'i-hsing ssu) in a
814 chien-ch'üeh 1ffi Mt Circuit (lu). SP: fonctionnaire charge du contrı5le judiciaire
(jurisprudence et lois). Also st:e chien-fa. P52.
CH'ING: Slmple, a descriptive term attached as a prefix
to the titles of the heads of Prefectures (ju), Departments 822 chiin-fu ı:iii fff
(chou), Subprefectures (t'ing), Districts (hsien), and Gen- SUI: Supervisor of Tribute Goods, one appointed to the
eral Surveillance Circuits (jen-hsün tao), signifying that the staff of the Hostel far Tributary Envoys (ssu{ang kuan) to
volume, importance, and complexity of administrative receive and care far proferred articles of tribute whenever
business in their jurisdictions justified ranking them below a tribute mission arrived; an ad hoc duty assignment, not a
counterparts designated, in descending order of prestige, regular post. P 11.
Most Important (tsui-yao), Important (yao-ch'üeh), and Or-
dinary (chung-ch'üeh). The practice of differentiating among
823 chien-fu ts'ao ı:liiiiliıiff
N-S DIV (N. Wei): Superintendency of Buddhist Hap-
territorial appointees in this way probably began in !ate Ming
piness, a unit subordinate to the Chamberlain for Depend-
times.
encies (ta hung-lu) that catered to the needs of fareign
815 chiin-chün ı:iii 1J Buddhist priests during visits to China; staffing not clear.
(1) HAN-N-S DIV (Chin): Army Supervisor, one of sev- Before the end of the dynasty, superseded by the Office for
eral designations of officers in command of armies on cam- the Clarification of Buddhist Profundities (chao-hsüan ssu).
paign, e.g., Supervisor of the ... Army (chien ... chün); Also see seng-kuan. Pl7.
less prestigious than Commander-in-chief (tu-tu) but more
chien-hou 824-836 148
824 chien-hou 'Nii.~ considered to be loosely attached to the Chancellery (men-
SUI-CH'ING: Astronomical Observer, members of Sui's hsia sheng). HB: grandee remonstrant and cbnsultant. (2)
astrological and calendar-calculating agency maintained by T'ANG: those prefixed Left were members of the Chan-
the Palace Library (pi-shu sheng) with the changing names cellery and those prefıxed Right were members of the Sec-
Astrological Section (t'ai-shih ts'ao), Astrological Service retariat (chung-shu sheng), all rank: 5a till 843, then 4b;
(t'ai-shih chü), and Directorate of Astrology (t'ai-shih chien), often simply called chien-i, from 662 to 705 called cheng-
in the early T'ang Astrological Service (t'ai-shih chü), Liao's chien ta-fu. RR: conseiller censeur de l'empereur. (3) SUNG:
Directorate of Astronomy (ssu-t'ien chien), Yüan's Astro- prefixed Left and Right, both rank: 4b, members of the
logical Commission (t'ai-shih yüan), and the Ming-Ch'ing Chancellery and Secretariat, respectively; were not reas-
Directorate of Astronomy (ssu-t'ien chien in early Ming, signed to the new Remonstrance Bureau (chien-yüan) when
thereafter ch'in-t'ien chien); in Sui from 2 to 10, rank: 9b; it was created c. 1020 but shared in the great prestige ac-
in T'ang one, 8a2; in Liao number and rank: not clear; in corded both Surveillance Officials (ch'a-kuan) and Re-
Yüan 6, 8b; in early Ming 3, 8a; thereafter one, 9a. See monstrance Officials, especially in N. Suııg. SP: conseiller
wu-kuan chien-hou. RR: directeur de l'observation des astres. censeur de l'empereur, conseiller politique. (4) CHIN,
BH: observer. P35. MING: members of the Remonstrance Bureau, which was
not perpetuated by Yüan and existed in Ming only from
825 chien-hou fu 'Ni . ~ lff 1380 to 1382; rank: not clear; in Yüan and again after 1382,
SUI: Office of Astronomlcal Observations, a unit in an
in a departure from tradition, remonstrance functions were
agency maintained by the Palace Library (pi-shu sheng) that
specifically assigned to Censors. Pl9, 21.
was confusingly called either the Astrological Section (t'ai-
shih ts'ao) or the Astrological Service (t'ai-shih chü) until 832 chien-jui ying tıUMf
c. 604, when it was redesignated Directorate of Astrology CH'ING: Scouting Brigade, one of the units into which
(t'ai-shih chien); consisted of 2 parts called the Left and members of the lnner Banners (nei-ch'i) were organized,
Right Offices (fu) staffed with from 4 to 8 Timekeepers normally commanded by a Prince (wang) serving as Com-
(ssu-ch'en shih), rank: 9a, to whom were allocated 110 Stu- mander-general (t'ung-ling or tsung-t'ung); created in 1749
dents of the Water Clock (lou-k'o sheng) under the tutelage particularly to assist in quelling revolts in Mongolia. BH:
of 4 apparently non-official specialists called Erudites of scouts, the light division.
the Water Clock (lou-k'o po-shih). P35.
833 chien-k'iing san kuiin ~ll=1r
·826 chien-hsiang ffıng ~ ff m or chien-hsifıng N-S DIV (Liang): Three Wardens of Chien-k'ang, police
so ~ffm chiefs of Chien-k 'ang District (hsien), the dynastic capital
SUNG: Editorial Office, clerical units in the Bureau of (modem Nanking); comınonly cooperated with the Three
Military Affairs (shu-mi yüan) and the Finance Planning Law Enforcement Aides (t'ing-wei san kuan) in conducting
Commission (chih-chih san-ssu t'iao-li ssu), staffed with police investigations and trials regarding criminal offenses
Editorial Clerks (chien-hsiang wen-tzu, chien-hsiang kuan), in the capital. P22.
rank 6B. SP: chambre de contr6le, bureau de contrôle. 834 chien-k'o yü-shlh 'Nii.~iP~
821 chien-hsiang shlh 'Ni . ii fi!. MING: Produce Levies Censor, duty assignment for In-
SUNG: Commissioner for Incense OtTerings, a duty as- vestigating Censors (chien-ch'a yü-shih) to inspect the ac-
signment for one or more Censors (yü-shih) to participate tivities and audit the accounts of Offıces of Produce Levies
in imperial sacrifıces; specific occasions and functions not (ch'ou-fen chu-mu chü) in the Peking and Nank:ing vicini-
clear. SP: commissaire-surveillant de l'encens. ties.
828 chien-hsiao ~ B't 835 chien-kuaıı fiii 'g
See chien-chiao. SUNG: Supervlsory Officlal, a designation used for the
heads of many minor offıces throughout the govemment
829 chien-hsiü kuo-shlh fiii ~ m~ or chien- subordinate to Ministries (pu), the Palace Administration
hsiu (tien-chung sheng), the Court of the Imperial Stud (t'ai-p'u
SUNG, LIAO, CHIN: Chief Compiler of the Dynastic ssu), the· Court of State Ceremonial (hung-lu ssu), ete.
History, nominal head of the Historiography Institute (kuo- Sometimes used as a eunuch title. SP: surveillant.
shih yüan) and also, at Jeast in Sung, of the True Records
Institute (shih-lu yüan); in Sung commonly the responsi- 836 chien-kudn ~ 'g
bility ofa Grand Councilor (tsai-hsiang). SP: directeur de Remonstrance Ofllcial: from Han on, a generic tenn for
la redaction de l'histoire de l'etat. P3, 23, 25. offıcials appointed, on either a regular oran honorary basis,
for the special purpose of keeping watch over documents
830 chien-hsüeh po-shıh fiiı:/Jff ± flowing to and from the throne and to remonstrate with the
SUNG: Erudite Supervising lnstruction, one of the des- ruler about conduct or policies that they considered im-
ignations used for officials of the School for the Sons of proper. in Han times and through the era of N-S Division,
the State (kuo-tzu hsüeh) and of the National University (t'ai- most remonstrance titles were honorific, awarded to offi-
hsüeh). SP: professeur. cials considered especially trustworthy. By T'ang the of-
831 chien-ı ta-fü ~~*~ fices had become regular ones, divided between the Chan-
Grand Master of Remonstrance, one of the category of cellery (men-hsia sheng) and the Secretariat (chung-shu
prestigious officials called Remonstrance Officials (chien- sheng). ln Sung, c. 1020, an independent Remonstrance
kuan) or Speaking Officials (yen-kuan) whose principal Bureau (chien-yüan) was established; some modem histo-
function was to attend and advise the emperor, and espe- rians inteıpret this development as an effort to deflect Re-
cially to remonstrate with him about what they considered monstrance Offıcials' attention and efforts away from the
improper conduct or policy. (l) HAN-SUI: sometimes ren- ruler toward the Grand Councilors (tsai-hsiang), to whom
dered chien ta-fu or simply chien-i; normally an honorific they were no longer subordinate. From Yüan on, except for
title awarded a particularly trusted high-ranking official, a brief revival of the Remonstrance Bureau in the 1380s,
149 837-849 chien-p'an
special Remonstrance Offıcials were not appointed and re- Guard. ( l) SUI: one of 2 units constituting the Palace Guards
monstrance functions became added responsibilities of (ch'in-weı), elite troops drawn from the Twelve Guards (shih-
Censors (yü-shih), who had previously been limited in gen- erh wei) stationed in and around the dynastic capital, which
eral to maintaining watch over the officialdom and im- in tum were staffed on a rotational basis by Garrison Militia
peaching wayward offıcials, as Surveillance Officials (ch'a- units (see fu-ping) throughout the state; headed by a Com-
kuan). Remonstrance Officials through history were also mandant (lang-chiang) and a Vice Commandant (chiang).
commonly referred to as Speaking Officials (yen-kuan). The The other Palace Guards unit was the Imperial Bodyguard
most common specific remonstrance titles included chien- (pei-shen fu). (2) T'ANG: one prefıxed Left and one pre-
i tafu, pu-ch'üeh, and shih-i, qq.v. Pl8. fıxed Right; from 636, units in the group of Sixteen Guards
(shih-liu wei) stationed at the capital; in 662 retitled chien-
837 chıen-kuan an ~ 'B' ~
men wei. RR: garde de la surveillance des portes. P43.
SUNG: Remonstrance Section in the Chancellery (men-
hsia sheng) and the Secretariat (chung-shu sheng), appar- 845 chien-men kuan \1i rı 'ğ
ently the offices of the Grand Masters of Remonstrance SUNG: Gate Tender, normally one unranked subofficial
(chien-i tafu). SP: service de la reception des depeches assigned to each important agency, e.g., the Six Ministries
d'interpellation. (liu pu), the Directorate of Education (kuo-tzu chien), the
838 chien-kuan t'i-llng \1i 'B' tUJl Court of the Imperial Granaries (ssu-nung ssu). See chien-
SUNG: Supervisory Director, 2, rank not clear, heads of men. SP: fonctionnaire charge de surveillance des portes.
the Storehouse of Spices and Silks (chi-chuang k'u) in the 846 chien-men shuai-fu 11irı$Jff
Court of the Imperial Treasury (t'ai-fu ssu). See t'i-ling. SP: SUI-SUNG: Gate Guard Command, one prefixed Left
surveillant administrateur. and one prefixed Right, military units assigned to the es-
839 chien-kuan yü-shlh t'ing ~'ğ~~ tablishment of the Heir Apparent, each headed by a Com-
SUNG: Office ofRemonstrating Censors, fora short time mandant (shuai), rank 4a in T'ang, 7b in Sung. In c. 604
beginning in 1045 an agency of the Censorate (yü-shih t'ai) retitled kung-men chiangfu (Palace Gates Guard Com-
charged with remonstrance fımctions and staffed with Re- mand); original Sui name revived in 622; from 662 to 670
monstrating Censors (yen-shih yü-shih, yen-shih kuan, chien- variantly designated ch'ung-i wei (Guard Honoring the In-
kuan yü-shih). ner Apartments). RR +SP: garde de la surveillance des
portes. P26.
840 chien-kuo \1i ~
Lit., to supervise or oversee the state: throughout history 847 chien-men wei \1i rı ffi
used in the sense of Regent to prefix the title and name of (1) T'ANG-SUNG: Palace Gate Guard, one prefixed Left
a dignitary (commonly a member of the imperial family) and one prefıxed Right, units in the Sixteen Guards (shih-
to whom control over the central govemment was entrusted liu wei) stationed at the dynastic capital; created in 662 by
at periods when the ruler was traveling at a distance from retitling of the chien-men fu,' generally responsible for the
the capital, or when the ruler was too young or otherwise defense of the imperial palace, especially for monitoring
unable to fulfill his normal functions. the comings and goings of authorized personnel and com-
modities. Each headed by a General-in-chief (ta chiang-
841 chien-lin \1i~ chün), rank 3al in T'ang, 4a in Sung; from 786 to the end
MING-CH'ING: Examlner, collective reference to offi- of T'ang occasionally under the control of Generalissimos
cials presiding over lower-level civil service recruitment (shang chiang-chün), rank 2a2. Troops were originally pro-
examinations. vided on a rotational basis by Garrison Militia units (see
842 chien-lıng \1i ~ fu-ping), but the rotational system declined markedly in the
Dlrector, normally ofa Directorate, e.g., the ·early Ming 700s and was terminated in 750. Thereafter through Sung
Directorııte of Astronomy (ssu-t'ien chien); in such cases ali of the Sixteen Guards became largely decorative, pro-
the full sense would sec;m best suggested by the rendering viding posts to which members of the imperial family and
ssu-t'ien chien chien-ling, but the superfluous chien was perhaps other favorites could be appointed. See huan-wei,
commonly omitted. P35. ch'in-wei, pei-shen fu. RR+SP: garde de la surveillance
des portes. (2) SUI-CHIN: 2 of the Ten Guard Commands
843 chien-men ~ rı (shih shuaifu, q.v.) assigned to the establishment of the
Gate Guard. (l) CHOU: unranked functionaries or sol- Heir Apparent. P26.
diers, numbers unspecified, on duty · at each of the capital
gates, under the supervision ofa Gatekeeper (ssu-men).on 848 chien-mu shlh ~ ~ if or chien-mu
the staffof the Ministry of Education (ti-kuan). CL: surv- N-S DIV-SUNG: Horse Pasturage Supervisor, members
eillant des portes. (2) SUNG: unranked fıınctionaries at- of the Court of the Imperial Stud (t'ai-p'u ssu) delegated to
monitor the activities of Horse Pasturages (mu-chien) in
tached to the Palace Administration (tien-chung sheng), the
specified regions; in T'ang primarily bore the directional
establishment of the Heir Apparent, the Court of Imperial
prefixes South, West, ete., coordinated by a Horse Pastur-
Entertainments (kuang-lu ssu), ete.; often occurs with a
age Supervisor-in-chief (tu chien-mu shih); in Sung appar-
place-name or agency-name insert, e.g., chien san sheng
ently more numerous and with smaller jurisdictions, re-
shu-mi yüan men (Guards at the Gates of the Three De-
porting through intermediary Herds Offices (ch'ün-mu ssu)
partments and the Bureau of Military Affairs). SP: garde
to the Bureau of Military Affairs (shu-mi yüan). See chien,
de la surveillance des portes. (3) CHIN: one prefixed Left
mu-ch'ang, mu-chien, mu-yüan, yüan-ma ssu. RR: com-
and one prefıxed Right, in charge of the gates of the es-
missaire imperial charge de surveiller les elevages, com-
tablishment of the Heir Apparent, i.e., the Eastem Palace
missaire imperial aux elevages. SP: commissaire a l'elevage
(tung-kung). P26, 38.
des chevaux. P31.
844 chien-men fu \1i rı Jff 849 chien-p'an jı:10
Lit., garrison or office of gate supervisors: Palace Gate SUNG: unofficial reference to a Vice Minlster (see t'ung-
chien-p'ing 850-866 150
p'an ssu) of the Court of the Imperial Granaries (ssu-nung 858 chien-shıh ~ ~
ssu). SP: sous-directeur. T'ANG-CH'ING: Examination Overseer, 'duty assign-
850 chien-p'fııg fiii ZJS- ment fora central govemment or, in Ming and Ch 'ing, pro-
N-s DIV: variant of cheng-chien-p'ing (Three Law En- vincial official to assist as a proctor in a civil service re-
forcement Aides). cruitment examination.
851 chien-siio kuiin ~tııİ'g 859 chien-shıh M ~
SUNG: Dike Supervisor, 135 unranked suboffıcials on the CHOU: Exterminator, one ranked asa Junior Serviceman
staff ?f the Directorate of Waterways (tu-shui chien), re- (~sia-shih) in the Ministry of Justice (ch'iu-kuan), respon-
sponsıble to the State Finance Commission (san ssu). SP: sıble for keeping (the ruler's palace?) free of troublesome
fonctionnaire charge de la surveillance des chaussees. P59. bugs and insects. CL: destructeur.
852 chien-shan fiiiffl 860 chien-shou ~ ı&
SUI-SUNG: Head Cook, 12 in Sui, 10 in T'ang, 15 in CH'ING: Collection Supei-lntendent, a general reference
Sung, ali non-official specialists on the staff of the Ban- to Circuit Intendants (tao-t'ai) and other regional and local
quets ~ffice (ta-kuan shu), a unit in the Court of Imperial offıcials who directed tax collections at various gates, passes,
Entertaınments (kuang-lu ssu). RR + SP: directeur des mets.
fords, ete. P62.
P30. 861 chien-shou hsın-p'ao kuiin ~~Faıtı'iff
853 chien-shan shlh fiiiffl ~ CH'ING: Commander of the Alarm Gun, one, rank 5a,
T'ANG: Second Cook, 15 non-offıcial specialists serving at each of the gates of the dynastic capital, subordinate to
under Head Cooks (chien-shan) in the Banquets Offıce (ta- a Commander-in-chief of the Alarm Guns (hsin-p'ao tsung-
kuan shu), a unit in the Court of Imperial Entertainments kuan). BH: assistant controller of alann-signal guns.
(kuang-lu ssu). RR: sous-directeur des mets. P30. 8~2 chien-shü po-shıh ~ 111' ±
854 chien-she ~ . YUAN: Literary Enıdite, designation of litterateurs as-
Concurrent Temporary Appolntment, a term used from signed to the Hail for the Diffusion of Literature (hsüan-
Sun~. on if ~ot earlier when an offıcial was assigned, in wen ko), established in 1340; charged to counsel the Em-
addıtıon to hıs normal duty, to assist in (but not take charge peror on the precepts of the classics and the precedents of
of) another agency at a busy time. history, especially as participants in the Classics Collo-
quium (ching-yen). P23, 24.
855 chien-shen 1! ~
CH'ING: one of many variants of shen-shih (the elite), q.v. 863 chien-söu yii-shlh ~Mı~~
~-S DIV-T'ANG: Censorlal Gate Monitor, a duty as-
856 chien-sheng ~~ sıgnment for a Censor (yü-shih) to station himself at the
(1) SUNG-CH'ING: National University Student, the most entrance to the imperial palace and monitor ali officials en-
common generic designation of students admitted to the ~ring with memorials; the extent of this appointee's power
National University (t'ai-hsüeh) maintained by the Direc- ıs not clear, but no memoria!ist could enter the pa!ace with-
torate of Education (kuo-tzu chien). Normally subsidized by out permission of the Ce~sor on duty. The practice did not
the state, ali such students upon completion of their studies end until the early 700s. P18.
could be appointed directly to offıces and were e!igible to
participate in the Metropolitan Examination (sheng-shih, hui- 864 chien-ssü iii'. WJ
(1) N-S DIV (Chin): unofficial reference to a Regional ln-
shih) stage-of the civil service examination recruitment sys-
tem. From mid-Ming on, the study body inc!uded Tribute spector (tz'u-shih). (2) N-S DIV (Liang): Supervisory Of.
Students (kung-sheng), Official Students (kuan-sheng), ilce, variant designation of th'e Censorate (yü-shih t'ai) or
Students by Purchase (li-chien), and other categories. SP: its senior executive official, nominally the Palace Aide to
eleve de l'universite. BH: collegian of the imperial academy the Censor-in-chief (yü-shih chung-ch'eng). (3) SUNG:
of learning. (2) CH'ING: Student by Pıırchase Fourth Circuit Supervisor, a generic reference to coordinating
Clas.1, a subcategory of Students by Purchase (li-chien, q. v.) commissioners of Circuits (lu); see shuai-ssu, ts'ao-ssu, hsien-
in the National University consisting of men who were ad- ssu, ts'ang-ss':!. SP: intendant fiscal ou judiciaire de pro-
mitted without having passed at any level of the civil ser- vince. (4) YUAN: apparently a generic reference to the
vice examination recruitment system, in recognition of their Survelllance Commissions (t'i-hsing an-ch'a ssu, su-cheng
contributions of grain or money to the state; also called min- lienjang ssu) of Circuits (tao) or to the executive officials
sheng (Civilian Student). of such agencies. (5) MING-CH'ING: Provincial lnten-
dant, a generic refereııce to those provincial officials known
851 ch"iin-shıh ~ !j: as Circuit Intendants (tao-t'ai). Cf. fang~mien. P51, 62.
(1) T'ANG-CH'ING: Offlce Attendant, rank 8b in Ming,
otherwise apparently unranked subofficials, appointees in 865 chien ta-fü ~ -Jç .:Jc
various units of the Court of the Imperial Stud (t'ai-p'u ssu), HAN: Grand Master of Remonstrance, a subordinate of
Court of Imperial Entertainments (kuang-lu ssu), Court of the Chamberlain for Attendants (kuang-lu-hsün); anteced-
the Imperial Granaries (ssu-nung ssu), Palace Administra- ent of chien-i taju, q.v. HB: grandee remonstrant.
tion (tien-chung sheng), ete. RR+SP: surveillant des af- 866 chien t'ai-ts'iing shlh ~::t:it-ol!
faires. (2) When the 2 characters envelop an agency name, T'ANG: lnspector of the lmperial Granaries, from 731
in the form chien ... shih, they indicate that an official not a special duty assignment for an Investigating Censor (chien-
normally in charge of, or even associated with, the agency ch'a yü-shih) or a Palace Censor (tien-chung shih yü-shih)
in question was on a temporary or some other special basis on the staff of the Censorate (yü-shih t'ai); see t'ai-ts'ang.
"supervising the affairs of" the named agency; hence con- RR: commissaire imperial d la surveillance du grenier
currently (?) Supervisor of the named agency, or (e.g., imperial. Pl8.
censorial) lnspector of it.
151 867-883 chien-yüeh kuan
867 chien-tdng kuan iii'. 1J; 'g or chien-tang 874 chien-wu wu iii'. ıtJıJ ~
SUNG: State Monopoly Agent, a duty assignment for a SUNG: Offlce of Monopolized Goods, in charge of state-
Capital or Court Official (ching-ch'ao kuan), normally for controlled exchanges in each Prefecture (chou); staffing not
a 3-year term, to administer the collection of taxes on state- clear. SP: surveillant d'echange monopolise dans une
monopolized commodities such as tea, salt, and wine in a prefecture.
particular jurisdiction at the Prefecture (chou) or lower level.
SP: gerant. P62.
875 chiin-yd ii:fill
SUNG: Supervisor of Militia, duty assignment of a staff
868 chiln-t'ao kuan ~W'§' or chien-t'ao member at the Prefecture (Ju, chou) and iower levels; a
Exaınining Editor, apparently with the principal function common_ conc.urrent responsibility of a District Magistrate
of checking the work of copyists. (1) T'ANG: normally a (hsien-ling). SP: fonctionnaire militaire charge de l'en-
concurrent duty assignrnent for offıcials regularly holding trainement des troupes, commissaire a la surveillance
other posts, one assigned to the Court of Imperial Sacrifices generale.
(t'ai-ch'ang ssu), unspecified numbers to the Academy of
Scholarly Worthies (chi-hsien tien shu-yüan) and to the
8~6 chien-yin iii'. f:IJ
YUAN: Superintendent ofSeals, 2, probably ofnoble sta-
Secretariat (chung-shu sheng). RR: fonctionnaire charge
tus but rank not clear, assigned as aides to the Director
d'examiner et de scruter les textes. (2) SUNG: rank not clear,
assignments scattered among the Institute for the Venera-
(ling) of the Secretariat (chung-shu sheng) or ofa Branch
Secretariat (hsing chung-shu sheng). P4.
tion of Literature (ch'ung-wen yüan) of the Secretariat of
the Heir Apparent (tso ch'unjang), the Department of State 877 chietı.yü iii'.~
Affairs (shang-shu sheng), the Chancellery (men-hsia sheng), Prison: a term used irregularly throughout history. See nei-
the Palace Library (pi-shu sheng), ete. SP: redacteur-as- chien, wai-chien, nan-chien, pei-chien.
sistant. (3) CHIN: 2, rank 9b, usually sons and grandsons
of high officials, in the Court of Imperial Sacrifices. (4)
878 chien yü-sliOı ~ ffil ~
HAN: Supenislng Censor, a term used for staff members
MING--CH'ING: rank 7b, 4 then 6 in Ming, no specified
of the Censorate (yü-shihfu) when sent out to tour and in-
numbers in Ch'ing, staff members of the Hanlin Academy
spect Commanderies (chün); in 106 B.C. superseded by
(han-lin yüan). BH: corrector. P4, 23, 25, 27.
resident Regional Inspectors (tz'u-shih) in 13 Regions (pu,
869 chien-tien she-jen iiit'ıl'.~ A. chau). HB: inspecting secretary. PiS.
SUI: Palace Secretary, 4, rank not clear, members of the
Palace Attendance Service (nei-chih chü) in the Secretariat
879 chiln-yüan ~ ~
SUNG: abbreviated reference to teng-wen chien-yüan (Public
of the Heir Apparent (men-hsia fang). P26.
Petitioners Review Offlce), q.v.
870 chien-tsito iii'. ~ 880 chien•yüan iii'. ~
Work Superintendent. (1) SUNG: 2, rank not clear, in
the Armaments Office (chün-ch'i so) of the Ministry of Works
(kung-pu). SP: surveillant de fabrication. (2) CH'ING: one,
rank 6 or 7, in the Imperial Printing Offıce (hsiu-shu ch'u)
881 chien-yüan •m
SUNG: variant of ch'a-yüan (lnvestigatlon Bureau), q.v.
966 chih chöu-chiin shıh 9;[] fli 11[ $ 977 chih-fang il\ "J5
SUNG: collective reference to Prefects of ali categories, N-S DIV-SUI: unofficial collective reference to the Cham-
specifically of ordinary Prefectures (chou) and of Military berlain for Law Enforcement (t'ing-wei) and his 2 principal
Prefectures (chün). P53. subordinates. See t'ing-wei san kuan.
961 chıh-chüng ~ 9:1 978 chih-fang ~ "15
(1) From Han on, erratically used as a title for 2nd- or 3rd- N-S DIV (Chou)-SUNG: Bureau of Operations, a top-
level executive officials, i.e., Vice ... or Assistant ... , in echelon agency in the Ministry of War (hsia-kuan in N.
chih-fang ch'ing-li ssu 979-996 158
Chou, ping-pu at other times); in N. Chou also the title of tles (chieh) awarded to eunuchs from 1112; see nei-shih
the Director of the Bureau, ranked as an Ordinary Grand chieh. P68.
Master (chung ta1u; 5a). At other times the Director was
entitled lang (İn Sui) or lang-chung, rank not clear in Sui,
989 chih-hou nei-t'ing ın ~ 17'3 ~
Pıdace Attendant, in Sung, Ch 'ing, and perhaps other times,
5b in T'ang, 6b in Sung. Responsible for maintenance of
a generic reference to various kinds of eunuchs, palace
mjlitary maps, the manning of frontier fortifications and
women, and also civil service offıcials as well as other out-
signal systems, ete. Functions performed by a differently
siders, e.g., Palace Painters (hua-shih), in Sung subordi-
organized Ministry of War (ping-pu) in Liao, Chin, and
nate to the Palace Domestic Service (nei-shih sheng). In
Yüan, then in Ming and Ch'ing by a chih1ang ch'ing-li ssu.
RR: bureau de l'organisation militaire des regions. SP: bu- Ch'ing, the status was considered somewhat less presti-
gious than kung-feng nei-t'ing (also Palace Attendant).
reau de l'organisatir ı militaire regionale. Pl2.
979 chih-fang eh 'ing-lı ssü lliit:15 rifr İ! i'fJ 990 chih-hou shıh-chın i{f.~#i~
SUNG: Palace Attendant-,-ısher, 7th ~ighest of 12 rank
MING-CH 'ING: Bureau of Operations, one of 4 top-ech-
titles (chieh) awarded to eunuchs from' 1112; see nei-shih
elon Bureaus in the Ministry of War (ping-pu), with func-
chieh. P68.
tions comparable to those of the earlier chih1ang; headed
by a Director (lang-chung), rank 5a, in Ming, by 4 ManchiJ 991 chih-hou tien-chih i{f. ~it ıni
and 2 Chinese Directors, rank variable, in Ch'ing. BH: de- SUNG: Palace Duty Of11cer-usher, 8th highest vf 12 rank
partment of discipline. Pl2. titles (chieh) awarded to eunuchs from 1112; see nei-shih
980 chih-fiing shıh llil:15 .E(; chieh. P68.
CHOU: Overseer of Feudatories, 4 ranked as Ordinary 992 chıh-hsien 11i1Jffi:
Grand Masters (chung tafu), 8 as Junior Grand Masters CH'ING: Iit., regulator of the fundamental Jaw: an unof-
(hsia tafu), and 16 as Ordinary Servicemen (chung-shih), ficial reference to a multi-Province Govemor-general (tsung-
members of the Ministry of War (hsia-kuan) responsible for tu), retlecting his nominal status as an executive official of
maintaining maps of feudatory regions and receiving tribute the Censorate (tu ch'a-yüan), which was commonly con-
goods from them. CL: agents de direction des regions. sidered guardian of the fundamental Jaws.
981 chih-fang ssü !fıl:15 i'fJ 993 chih-hsien ~ ~
MING-CH'ING: common abbreviation of chihfang ch'ing- SUNG--CH'ING: Dlstrict Magistrate, originating as a
li ssu (Bureau of Operations), one of 4 Bureaus in the commission or duty assignment (ch'ai-ch'ien) for a central
Ministry of War (ping-pu). Pl2, 16. govemment official to "lake charge of the affairs of a Dis-
trict" (chih hsien shih), but before the end of Sung becom-
982 chıh-fu 11i1J fff ing the standard designation of the senior local offıcial. Rank
CH'ING: unoffic;aı reference to a Governor-general (tsung-
variable in Sung, fluctuating from 6b to 7b in early Ming,
tu).
then 7a through Ch'ing with some variations up to 6a in
983 chih-fu ~ ffif especially prestigious Districts. A common variant render-
SUNG-CH'ING: Prefect ofa Superior Prefecture (fu) from ing is County Magistrate. P54.
Sung through Yüan, of any Prefecture (also/u) in Ming a~d
Ch 'ing; a special duty assignment for a high-ranking offi-
994 chih hsüan-shıh ~ ~ $
T'ANG: Administrator of Personnel Selections, a desig-
cial with a nominal post elsewhere in the governmental hi- nation attaçhed to the titles of those officials who, in ad-
erarchy in Sung; a regular post thereafter, rank 4a in Yüan,
dition to their regular duties, made final decisions concern-
variable froıri 3b to 4b in early Ming, then 4a till 1753,
ing evaluations and appointments of civil service personnel
then 4b. P32, 49, 53, 72.
under the aegis of the Ministry of Personnel (li-pu).
984 chih-hou ın ~ 995 chih-hsüeh ını !)}!
SVNG: Usher, with or without suffixes specifying places
(1) SUNG: Registrar, 2 in each College (she) under the
or ranks: a title for eunuch attendants in the Palace Do-
Directorate of Education (kuo-tıu chien), responsible for
ınestic Service (nei-shih sheng) serving at court audiences.
maintaining student records. SP: surveil/ant. (2) YÜAN:
With some suffixes, a rank title for eunuchs; see nei-shih
chieh. SP: huissier, intendantdupalais interieur. P33, 36.
Bursar, handlers of money and grain supplies in ali gov-
emment schools established by Routes (lu) and Prefectures
985 chih-iıou huang-men i{f.f@tJ'trı (fu, chou), and in state-subsidized Private Academies (shu-
SUNG: Palace Gateman-usher, 9th highest of 12 rank ti- yüan). P34, 51.
tles (chieh) granted to eunuchs from 1112; see huang-men,
nei-shih chieh. P68.
996 chih hsüeh-shıh ını!!}!±
T'ANG-MING: Auxiliary Academician, usually designat-
986 chih-hou kii.o-p'ln ın ~ ~ ~ ing an offidal with nominal status elsewhere in the gov-
SUNG: Palace Eunuch Usher of High Rank, variant of emmental hierarchy who was assigned to editorial duty in
chih-hou tien-chih (Palace Duty Officer-usher). P68. the T'ang Academy of Scholarly Worthies (chi-hsien tien
shu-yüan) or Institute for the Advancement of Literature
987 chih-hou k'u i{f.~/!li (hung-wen kuan), the Sung Bureau ofMilitary Affairs (shu-
SUNC:: Storehouse of Gifts, an agency of the Court of the
mi yüan), Academy of Scholarly Worthies, lnstitute for the
Imperial Treasury (t'aifu ssu) that stored precious silks, fancy
Glorifıcation of Literature (chao-wen kuan), and various Halis
clothing, ete. Whether the goods it stored were those re-
(ko) of the Institute of Academicians (hsüeh-shih yüan), the
ceived by the Emperor on such occasions as his birthday
Liao Institute for the Glorification of Literature and Insti-
or from tribute missions, or were those which the Emperor tute for the Veneration ofLiterature (ch'ung-wen kuan), and
handed out, or were both, is not clear. SP: magasin de gra- thereafter in the Hanlin Academy (han-lin yüan) until the
tifications. early Ming post was discontinued in 1381. in T'ang the
988 chih-hou nei-p'ln i{f. ~ 17'3 ~ post was normally held by officials of rank 6 or below; in
SUNG: Palace Eunuch Usher, 11th highest of 12 rank ti- Sung it usually carried rank 3b; thereafter rank not clear.
159 997-1012 chih-k'o ya-ya
RR: lettre auxiliaire. SP: lettre ou academicien auxiliaire. 1~4 chih-jan chü il~ im
P23, 25, 26. YUAN-CH'ING: Weaving and Dyeing Service, a profes-
991 chih hsüeh-shıh yüan W!~±~ sional craft shop operated by the state to supply the palace
with silks. in Yüan, several in outer Routes (lu) as well as
SUNG: abbreviated rendering of chih han-lin hsüeh-shih
at the dynastic capital, all subordinate to the Ministry of
yüan (Auxiliary Hanlin Academician), designating an of-
Works (kung-pu). in Ming, commonly operated at pro-
ficial with nominal status elsewhere in the governmental
vincial capitals by Provincial Administration Commissions
hierarchy when assigned to the Institute of Academicians
(ch'eng-hsüaiı pu-cheng shih ssu), headed by a Commis-
(hsüeh-shih yüan) without being given outright the title
sioner-in-chief (ta-shih), rank 9b. in Ch'ing, an agency of
Academician (hsüeh-shih); also sornetimes rendcred clıih
the lmperial Household Department (nei-wufu), headed by
yüan hsüeh-shih. SP: lettre auxiliaire. P23.
a dignitary of the category Grand Minister (ta-ch'en), with
998 chlh-hai t~ t1li supervisory control over the lmperial Silk Manufactories
SUNG, MING: Commander, a cornmon designation for (chih-tsao chü) at Nanking, Soochow, and Hangchow. BH:
the leaders of Armies (chün) or various specialized kinds imperial weaving and dyeing office. P37, 52.
of troop units such as those guarding imperial mausoleums
(ling), sometimes in charge of less clearly military agen- 100S chih-jan shu -~~
cies, e.g., the Sung Office of Capital Streets (chieh-tao ssu). T'ANG, SUNG, CHIN: Weaving and Dyeing Office, an
May be encountered as an abbreviated reference to chih- artisan workshop subordinate to the Directorate of lmperial
hui shih or even tu chih-hui shih, qq.v. SP: direction mi- Manufactories (shao-fu chien); headed by a Director (ling),
litaire. P29, 31. rank Sa, in T'ang; staffing in Sung not clear; headed by a
Foreman (chih-chang), rank Sa, in Chin. RR +SP: office du
999 chlh-hüi ch'ien-shıh t~mI~$ tissage et de la teinture. P3S.
MING-CH'ING: Assistant Commander, normally rank-
ing below the Comrnander (chih-hui shih) and Vice Com- 1006 chih-jan s6 tsa-tsiio chü kffi~f,fft~hu
mander (chih-hui t'ung-chih) in certain types of military units. MING: Miscellaneous Weaving and Dyeing Service, an
In Ming 4, rank 4a, in each Guard (wei), the basic unit of agency of the Ministry of Works (kung-pu), headed by a
military organization. In Ch'ing variable numbers, nor- Commissioner-in-chief (ta-shih), rank 9a; a possible variant
mally rank 4a; almost all were submissive chiefs of south- understanding is Miscellany Service of the Weaving and
westem aboriginal tribes, technically subordinate to other Dyeing Office, but it is not clear that any such Office su-
chiefs called Pacification Commissioners (hsüan-wei shih, pervised any Services. Pl5.
an-fu shih, hsüan-fu shih, ete.). P29, 72. 1007 chih-jen 'it A
1000 chlh-hüi shlh t~mI~ CHOU: Mercantile Controller, 2 ranked as Ordinary Ser-
T'ANG-CH'ING: Commander ofa military organization, vicemen (chung-shih) and 4 as Junior Servicemen (hsia-
with various gradations indicated by such prefixes as tu and shih), members of the Ministry of Education (ti-kuan), re-
ta (both Commander-in-chief), fu (Vice Commander), ete. sponsible for regulating marketplace transactions, standard-
In T'ang and Sung, leader of one type of Army (chün), izing weights and measures, settling commercial litiga-
likely a smaller command than that, e.g., of a General tions, fining dealers in coııtraband goods, ete. CL: officier
(chiang-chün). ln Sung and Ch'ing, a title awarded to some des contrats de garantie. P6.
friendly southwestem aboriginal tribal chiefs. From Yüan 1008 chih-jen fi A
through Ch'ing, one or more senior officers in Wardens' See under the romanization ch'i-jen.
Offices (ping-ma ssu) in capital cities. In Ming one, rank
3a, in charge of each Guard (wei), the basic unit of military 1009 chıh-k'an an 1tlJWJ~
organization. RR: commissaire imperial charge de com- SUNG: Case Review Section, one of 13 Sections (an) di-
mander. SP: commissaire-commandant d'une armee, com• rectly subordinate to the executive officials of the Ministry
missaire-adjoint charge de commander l'armee, commis- of Justice (hsing-pu); staffed with unranked subofficials;
saire d'une direction militaire, commandant. P29, 49, 72. handled documents conceming the Ministry's review of ju-
dicial reports submitted by units of tefritorial administration
1001 chlh-hüi shlh ssü ffi'mI~..J or chih-hui throughout the empire. SP: bureau de l'examen des qffaires
ssu de province.
T'ANG-CH'ING: Military Command, an agency headed
by a Commander (chih-hui shih). P72. 1010 chıh-kiio an 1t1Jınfi~
SUNG: Proclamation Drafting Section, an agency of the
1002 chlh-hüi t'ung-chih ffi l1J li'fJ ffi Secretariat (chung-shu sheng). SP: service de la redaction
MING-CH'ING: Vice Commander, normally ranking be- des edits imperiaux.
low the Commander (chih-hui shih) and above the Assistant
Commander (chih-hui ch'ien-shih) in certain types of rnil- 1011 chıh-k'ö 1tllf4
itary units. in Ming 2, rank 3b, in each Guard (wei), the T'ANG-CH'ING: Special Examination, designation of civil
basic unit of military organization. in Ch'ing variable num- service recruitment examinations given "by decree," irreg-
bers, normally rank 3b; almost all were chiefs of submis- ularly, in search of extraordinarily talented men within or
sive aboriginal tribes in the Southwest, technically subor- without the ranks of the service; distinguished from regular,
dinate to other chiefs called Commanders (chih-hui shih). scheduled Examination Recruitrnent (k'o-chü). Also see chih-
P29, 72. chü.
1003 chıh-i cheng fil fi IE or fil '.lir IE 1012 chih-k'o ya-ya m~:f!ll~
CH'ING: Assistant Director, one, rank 5a, in most Offices SUNG: Escort Officer, apparently unranked military men,
members of the Court of Palace Attendarits (hsüan-hui yüan)
(ssu) subordinate to the various Subsections (so) of the lm-
and of the staff of the capital Prefecture, Kaifeng fu. SP:
perial Procession Guard (luan-i wei). BH: assistant section
chief. P42. huissier-gardien.
chih-kuan 1013-1025 160
1013 chih-kuan ~ Ilı. shih-lang), who commonly conducted such examinations,
CH'ING: Vice Superintendent of the Imperial Music Of- was vacant. SP: administrateur ou charge d'examen de doc-
tice (shen-yüeh kuan), 2nd executive offıcial under a Su- torat. (2) CH'ING: a duty assignment for a'regular official
perintendent (t'i-tien); title changed to chih-so in l 743 when to participate on an ad hoc hasis in supervising civil service
the Offıce was retitled shen-yüeh so; in l 755 changed again recruitment examinations at any !eve!.
to ch'eng or shu-ch'eng (Vice Director) when the Offıce was
retitled shen-yüeh shu and the Superintendent was redesig-
1021 chih-kuo Z ~
Lit., to go to one's fief: from Han on, refers to the cus-
nated Director (cheng, shu-cheng). This exaınple illustrates
tom or dynastic law that required sons of Emperors other
that the term chih ("to know"), which normally designated
than the Heir Apparent, when they came of age, to "depart
the official principally in charge of an agency, did not al-
ways do so. PI0. the palace" (ch'u-ko) and the capital city to take up resi-
dence in regional cities or towns in which, in name far more
1014 chıh-kuan fr1 ~ often than in reality, they reigned with designations such
CHOU: Administrator, variant designation of the Minister as Prince of Ch'u and Prince of Chin, imitating the no-
of State (chung-tsai), head of the Ministry of State (t'ien- menclature that prevailed in the Chou dynasty age of Feu-
kuan). dal Lords (chu-hou). The purpose was to reduce the pos-
sibility ofa junior prince's challenging the Heir Apparent
1015 chih-kuan ~~ for the throne when the reigning father died. See wang,
Functional Office or Functioning Officlal, a generic tenn
for offices or office-holders with assigned functions, as dis-
ch'in-wang, wang-fu. P69.
tinguished from honorary and other kinds of purely nominal 1022 chıh kuo-yung shlh 11l!Jlilfflft
or otherwise irregular assignments and their recipients. SUNG: !it., commissioner for the regulation of the state
budget: State Finance Commlssioner, in charge of the State
1016 chih-kudn iR fili or ®fi or ~ Finance Office (kuo-yung ssu); normally after 1169 a con-
AuxUiary. (1) T'ANG: from c. 750 designated new (pro-
current appointment for a Grand Councilor (tsai-hsiang);
bationary?) members of the Historiography Offıce (shih-
also called kuo-yung shih. SP: commissaire aux finances
kuan); from 811 applied to such members who did not par-
d'etat (budget).
ticipate in court audiences, then discontinued in 854. RR:
au.xiliaire du college des annalistes. (2) SUNG: members 1023 chıh-Tt M /fi
of the Historiography Offıce and of the Institute for the HAN: abbreviated reference to Court Gentleman for Reg-
Glorification of Literature (chao-wen kuan) until 1082, when ulating the Calendar (chih-li lang) or Gentleman of the
ali were absorbed with new titles into the new Palace Li- Interior for Regulating the Calendar (chih-li lang-chung).
brary (pi-shu sheng). SP:fonctionnaire auxiliaire d'institut. HB: calendarist. P35.
P25, 38.
1024 chih-Tt iR~
1017 chih-kuei 'tfı.!.t YÜAN-CH'ING: (1) Directly Attached or lndependent,
HAN: lit., holder ofa jade tablet symbolic of office: Baton a prefix used in the hierarchy of teıritorial administration
Holder, a minor title of nobility granted irregularly. May units signifying, e.g., that a District (hsien) was directly
be encountered in any later period as a statement elegantly under the adrninistrative supervision of a Prefecture (fu) rather
indicating that someone took charge of an office. P65. than under an intennediary Subprefecture (chou), or that a
Prefecture was directly under the central govemment rather
1018 chih-kuei shıh ~ !!i Jfı or ~ !!i Ol! than under intennediary provincial-level agencies. (2) Met-
T'ANG-LIAO: Petition Box Commissioner, from 686 a
ropolitan Area, designation of the area supervised directly
special assignment for selected Grand Masters of Re-
by the central government without reliance on provincial-
monstrance (chien-i ta-fu), Rectifiers of Omissions (pu-
level agencies; equivalent to ching-shih. From predynastic
ch'üeh), and Reminders (shih-i), then in 781 made regular
Ming times till 1421, a period when the dynastic capital
appointments in their own right, with title changed from
was at modern Nanking, chih-li designated the arca, roughly,
"one who is in charge of petition-box affairs" (fırst form)
of modem Kiangsu and Anhwei Provinces. in 1402 what
to "commissioner in charge of the petition box" (2nd form).
had been called Pei-p'ing Province (pei-p'ing sheng) was
Tended 4 repositories for public petitions seeking redress
transformed into a Northern Metropolitan Area (pei chih-
of injustices, ete. in Liao, head of the Petition Box Office
li; most properly, Pei-ching, i.e., Peking) around a newly
(kuei-yüan). Also see li-kuei shih. RR: charge du service
established auxiliary capital at modern Peking; it corre-
des urnes. P21.
sponded roughly to modern Hopei Province. in 1421 Pe-
1019 chih-kung an ~ ~ ~ king was made the dynastic capital and Nanking was made
SUNG: Bursary Section, one of 5 Sections (an) in the Tax auxiliary capital; in consequence, what had been the North-
Bureau (tu-chih ssu) of the Ministry of Revenue (hu-pu) ern Metropolitan Arca now became simply the Metropoli-
from c. 1080, when the Ministry was fully activated fol- tan Area (chih-li), and what had beeiı the Metropolitan Area
lowing discontinuance of the early Sung State Finance was redesignated the Southem Metropolitan Area (nan chih-
Commission (san ssu); staffed with unranked subofficials; li); and the terms Chih-H and Nan Chih-li gradually carne
apparently managed the issuance and distribution of tax re- to be used as proper names. in late Ming times the name
ceipts collected and stored by the Bureau. SP: service des Chiang-nan, "south of the (Y angtze) river," became a pop-
versements et des fournitures. P6. ular altemate reference to Nan Chih-li, and Ch'ing used the
name Chiang-nan in preference to Nan Chih~li until 1664,
1020 chih kung-chii ~□ ll - when the area was divided into modern Anhwei and Kiangsu
Examination Administrator. (1) T'ANG-SUNG: one or Provinces. Chih-li remained the naıı;ıe of modern Hopei
more designated, on special assignment detached from tlıeir
throughout the Ch'ing era. P53.
normal posts, to conduct the highest-level examinations of
candidates for the civil service, specially delegated on each 1025 chıh-Tt llıng fr1 /fi Ü~
occasion; a prestigious assignment, in T'ang usually made HAN: Court Gentleman for Regulating the Calendar, a
only when the post of Vice Minister of Personnel (li-pu subordinate of the Grand Astrologer (t'ai-shih ling); some-
161 1026-1042 chih-sang
times abbreviated to chih-li; apparently had functions no mations; number not clear, rank 7a. SP: lettre auxiliaire du
different from those of the Gentleman of the Interior for pavillon Long-t'ou.
Regulating the Calendar (chih-li lang-chung). P35.
1035 chih-mafdng ~~m
1026 chıh-li lang fr:ıfftN~ SUNG: Horse Management Section in the Bureau of Mil-
(1) HAN-N-S DIV (N. Wei): Court Gentleman for Reg- itary Affairs (shu-mi yüan); one of 12 Sections created in
ulating Rituals, a subordinate of the Chamberlain for Cer- the reign of Shen-tsung (1067-1085) to manage adminis-
emonials (t'ai-ch'ang) except in Later Han, when subordi- trative affairs of military garrisons throughout the country,
nate to the Chamberlain for Dependencies (ta hung-lu); as in geographic clusters, or to supervise specified military
many as 47 appointees in Later Han, rank 200 bushels or functions on a country-wide scale. This Section, in coop-
below; in N. Wei numbers not clear, rank declined from eration with Directorates of Horse Pasturages (mu-chien)
6b2 to 9b. HB: gentleman for ceremony. (2) SUI-T'ANG: and other agencies of the Court of the lmperial Stud (t'ai-
Vlce Director for Rituals in the Court of Imperial Sacri- p'u ssu), supervised the breeding and care of govemment
fices (t'ai-ch'ang ssu); reduced from 16 to 6 in Sui; in 649 horses and their provision for military uses. Headed by a
changed tofeng-li lang, q.v., to avoid imperial taboo. RR: Vice Recipient of Edicts (Ju ch'eng-chih), rank Sa. See shih-
secretaire directeur des rites. P27, 33. erh fang. Cf. mu-mafang (Horse Pasturage Section). SP:
chambre d'administration des chevaux.
1027 chıh-li lang-chüng #!i M N~ ı:p
HAN: Gentleman of the Interior for Regulating the Cal- 1036 chih-miao shao-ch'ing wm ~}'q(lp
endar, a subordinate of the Grand Astrologer (t'ai-shih ling); T'ANG: Supervisor of the Imperial Ancestral Temple,
apparently had functions no different from those of the Court from c. 724 the designation ofa Vice Minister (shao-ch'ing)
Gentleman for Regulating the Calendar (chih-li lang). P35. of the Court of Imperial Sacrifices (t'ai-ch'ang ssu) who
was assigned to supervise the Imperial Ancestral Temple
1028 chıh-li lı W!iit~ (t'ai-miao). P28.
N-S DIV (Chin, Ch'i): Ritual Attendant: in Chin 24 sub-
ordinate to the Chamberlain for Ceremonials (t'ai-ch'ang); 1037 chih-nei ~rg
in Ch'i 8 on the staff of the National University (laıo-hsüeh). CHOU: Keeper of Consumables, 2 ranked as Senior Ser-
P27, 34. vicemen (shang-shih) and 4 as Junior Servicemen (hsia-shih),
members of the Ministry of State (t'ien-kuan) charged with
1029 chih li-pu hsüan-shıh w~:gB~fl'fl: receiving, inventorying, and disbursing consumable goods
T'ANG: AdQıinistrator of Ministry of P~rsonnel Selec-
among the palace revenues. CL: charge du dedans ou de
tions, additional duty for an official, whether or not based
l'entree.
in the Ministry of Personnel (li-pu), to supervise the Min-
istry's procedures in evaluating iınd appointing civil service 1038 chih-nien fi« if.
personnel. ·See chih-hsüan shih. CH'ING: On Annual Duty, used as a prefix to various
titles, often terminating in Grand Minister (ta-ch'en), in-
1030 chih ll-pu kung-chil wft:gBJ:t:f; dicating that the appointee was serving on a rotational hasis
T'ANG: Admlnistrator of Ministry of Rites Examina- for only a year; e.g., Grand Minister on Annual Dııty as
tions, additional duty for an official, whether or not based Supervisor-in-chıef of the Imperial Household Department
in the Ministry of Rites (lf-pu), to supervise the Ministry's
(chih-nien tsung-kıtan nei-wu fu ta-ch'en). P37.
procedures in conducting civil service recruitment exami-
nations; nonnally appointed when the post of Vice Minister 1039 chih-piin Wfil
of Rites (l(-pu shih-lang) was vacant. See chih kung-chü. Lit., to be in charge of ranks, or the order of precedence:
Master of Protocol. (1) SUNG: 5 in the Censorate (yü-
1031 chıh-ling ~- shih t'ai) and one in each of the Auxiliary Censorates (liu-
CH'ING: Sacrificial Priest, prefixed Left if in the Taoist
ssu yü-shih t'ai) in the 3 auxiliary capitals of N. Sung-the
priesthood and Right if in the Buddhist priesthood, both
Westem, Northem, and Southem Capitals. SP: employe.
rank 8a; principally called on for "miracle-working" cere-
(2) YÜAN: 4 in the Palace Bureau (tien-chung ssu) of the
monies at state temples in times of floods, drought, or other
metropolitan Censorate, others in various agencies with im-
natura! disasters. BH: thaumaturgist.
portant ceremonial functions. Pl8.
1032 chih-lu ii!il 1040 chih-pı ~ffi
SUNG: lit., the chamber (lu) where one takes up duty (chih):
CHOU: Keeper of Silks, 2 ranked as Senior Servicemen
Imperial Study in the Imperial Archives (pi-ko), desig-
(shang-shih) and 4 as Ordinary Servicemen (chung-shih),
nated c. 1000 as the place where the Emperor met regularly
members of the Ministry of State (t'ien-kuan) responsible
with Academicians (hsüeh-shih) for Jessons in the classical
for checking the inventories and accounts of agencies that
literature-meetings eventually called Ciassics Colloquia
made use of silk goods owned by the state, and for col-
(ching-yen); in 1023 such meetings were transferred to the lecting excess silk goods from such agencies. CL: charge
Hail for the Veneration of Govemance (ch'ung-cheng tien).
des etoffes precieuses.
P24.
1041 chih-p6 ~ m
1033 chih-lu Wiı HAN: Holder of the Silks, a minor title of nobility attrib-
SUNG: Judicial Intendant, a duty assignment (ch'ai-ch'ien) uted to the ancient regional state of Ch'u and granted ir-
for men nonnally having nominal posts elsewhere in the regularly by Han; of less prestige than Baton Holder (chih-
gcw,.!mment, to supervise the administration of justice in
kuei). P65.
Pr,..fectures (chou, fu). SP: chargee des affaires judiciaires.
1042 chih-sdng ~~
1034. chih lung-t'u k6 iiiffl.lllM CHOU: Funeral Director, 2 ranked as Senior Servicemen
SUNG: Auxiliary in the Hali of the Dragon Diagram, (shang-shih), members of the Ministry of Rites (ch'un-kuan)
from 1016 a designation used formen assigned to the Han- responsible for establishing rules of conduct at the funerals
lin Academy (han-lin yüan) without having nominal status of important court officials and for monitoring the conduct
as a member, to assist in the drafting of imperial procla of participants accordingly. Cf. chung-jen (Grave Maker),
chih-sheng 1043-1060 162
mu tafu (Grand Master of Cemeteries). CL: directeur de 1052 chıh-shılı fHt
funerailles. Throughout history, signified that an offıcial had been re-
lieved of office or had retlred from offlce; it normally sug-
1043 chıh-sheng 1~ fi gests a termination due to old age or illness rather than poor
CH'ING: !it., to designate a Province: refers to a custom
performance.
that permitted men who had been qualifıed for offıce by the
Ministry of Personnel (lı'-pu) and wished to serve in a par- 1053 chih-shıh chiiio-yü ffi$~~
ticular Province rather than participate in regular appoint- SUNG: lnstructor, 2, unranked, in the Primary School
ment procedures to pay a fee and become Expectant Ap- (hsiao-hsüeh) maintained by the Directorate of Education
pointees (hou-pu) in tlıe Provinces (sheng) of their choice. (kuo-tzu chien). See the appropriate chih-shih entry. P34.
1044 chih-sheng iri ti 1054 chih shıh-t shıh ~ffl:iUI and ıaffl:fM!e
MING-CH'ING: a collective reference to ali units of ter- YÜAN: executive officials of the Palace Ceremonial Office
ritorial administration, !it., of the Metropolitan Area(s) (shih-i ssu, q.v.) from 1271 to 1279. First form: Vice Di-
(chih-li) and Provinces (sheng), normally referring to pro- rector, normally the concurrent appointment of a Vice
vincial and all lower-level agencies throughout the empire; Minister of Rites (lf-pu shih-lang); one appointee, subor-
e.g., chih-sheng chu-kuan (the various officials of the Met- dinate to 2 Directors (shih-i feng-yü). Second form: Cer-
ropolitan Area and the Provinces). emonial Escort, one each Left and Right, subordinate ex-
1045 chih-sheng hsüeh-shıh ıatiıı,± ecutives of the 3rd or 4th level. in 1279 both types of
positions were apparently replaced by 14 Secretarial Re-
N-S DIV: Academician on Duty in the Secretariat (chung-
ceptionists (t'ung-shih she-jen) serving under 2 Directors
shu sheng, pi-shu sheng), normally assigned to making copies
(shih-i). Also see yin-chin shih chih shih-i shih. P33.
of documents in or for the Imperial Archives (pi-ko ). Whether
or not the ten:ı sheng here refers to the Secretariat is not 1055 chih-shıh kuiin ffi$1I or chih-shlh
wholly clear; it might refer to the Department of State Af- Generally seems to be a generic term equivalent to chih-
fairs (shang-shu sheng) or the Chancellery (men-hsia sheng), kuan (Functioning Official), but in Sung had 2 special ad-
or it might refer to ali 3 sheng collectively. P23. ditional uses: (1) chih-shih kuan occurs in the sense of Ad-
mlnistrative Officlal, a collective term for 3 categories of
1~_46 chih-sheng she-jen ınıti~ A offıcials- -Rectifıers (ssu-chih) and Case Reviewers (p'ing-
YUAN-MING: Drafter on Duty in the Secretarlat (sheng
shih) of the Court of Judicial Review (ta-li ssu), Proof-
referring to the chung-shu sheng), responsible for drafting
readers (cheng-tzu) in the Palace Library (pi-shu sheng),
imperial proclamations; in Yüan 33, rank not clear; in Ming
and Erııdites (po-shih) of the National University (t'ai-hsüeh).
10, rank Sb, but only from 1374 to 1376, when the title
SP:fonctionnaire-surveillant. (2) chih-shih occurs asa pre-
was changed to chung-shu she-jen, q.v. P2, 4, 21. fix before some regular titles, e.g., chih-shih hsüeh-lu of
1047 chih sheng-shıh ~ati$ the Directorate of Education (kuo-tzu chien); but how this
T'ANG: Administrator of the Department of State Af- differed from the regular post of hsüeh-lu (Provost) in. the
fairs, an additional duty for an official, whether or not based Directorate is not at ali clear. SP: surveillant ou charge de
in the Department of State Affairs (shang-shu sheng), to faire observer les reglements scolaires.
take temporary charge of the Department; in this usage, 1056 chih-shıh shıh ilı.$ffl:
sheng seems almost never to refer to the Secretariat (chung- CH'ING: Oflice Manager, a eunuch offıcial, rank 6, in
shu sheng) or the Chancellery (men-hsia sheng). the Directorate of Palace Domestic Service (kung-tien chien);
1048 chih-shllı ~ ~ considered in the category of Staff Supervisors (shou-ling
T'ANG-SUNG: Commissioner's Agent, a personal deputy kuan).
in a local area for such regional dignitaries as Military 1057 chih-shlh ts'ao ıi[$ff
Commissioners (chieh-tu shih), Surveillance Commission- N-S DIV (N. Wei): Section for Palace Service, one of 4
ers (kuan-ch'a shih), and Investigation Commissioners (ts'ai- Sections (ts'ao) in the Ministry of Palace Affairs (tien-chung
fang shih); the title normally occurs with a specifying pre- ts'ao) ofthe developing Department of State Affairs (shang-
fix, e.g., kuan-ch'a chih-shih. RR: commissaire adjoint. SP: shu sheng); headed by a Director (lang-chung), rank 6a2.
secretaire ou commissaire adjoint. P57. P9.
1049 chih-shllı iK~ 1058 chih-shou shıh ilı. !ir#i:
M~G: Secretary, one on the staff of each Commandery CH'ING: Palace Guardian, a eunuch official, ranl-: 7, in
Prince (chün-wang), assisted by one each Left and Right the Directorate of Palace Domestic Service (kung-tien chien);
Secretary (tso, yu chih-shih); ali apparently unranked. P69. considered in the category of Staff Supervisors (shou-ling
1050 chih-shıh ~ $ kuan). P38.
CHIN--CH'ING: Admlnistrative Clerk, normally a Iowly 1059 chih-shu ilı. it
official with rank between 7b and 9a, found in a great va- N-S DIV ·(Ch 'i): Secretary, a staff member in a Princedom
riety of agencies. N.B.: in earlier periods, chih (agency- (wang-kuo); number, rank, and specific functions not clear.
name insert) shih was commonly used for important dig- P69.
nitaries serving as active heads of the agencies ııamed; see
under chih (to know). 1060 chıh-shu ~~
(1) HAN-N-S DIV (Chin): Secretary in a Princedom (wang-
1051 chih-shıh ~~ kuo); in Han number not clear, rank =600 bushels; in Chin
HAN: Weaving Shop, an agency subordinate to the Cham- 4 in each Princedom, rank not clear. HB: preparer of doc-
berlain for the Palace Revenues (shaoju), headed by a Di- uments. (2) N-S DIV (San-kuo Wei): a prefix with docu-
rector (ling); a consolidation of 2 early Han shops called ment-handling sigiıifıcance appended to the censorial titles
the East and West Weaving Shops (tung, hsi chih-shih), chihfa and yü-shih to make Impeaching Censor (chih-shu
each headed by a Director (ling). HB: weaving house. P37, clıih-fa) and Secretarial Censor (chih-shu yü-shih), the for-
40.
163 1061-1078 chih-tsa an
mer repoıtedly responsible for submitting impeachments, 1070 chıh-su tü-wei i'a~l~i\-t
the Jatter "solely responsible for (interpreting?) codified HAN: Commandant-ln-chief of the Granaries, princi-
laws." Pl8, 69. pally in charge of the capital granaries; apparently a variant
of the early Han title chih-su nei-shih (Chamberlain for the
1061 chih-shü 9:llif National Treasury). in 143 B.C. retitled ta-nung ling, q.v.
CHIN: Record Keeper, 2, probably unranked, assigned to
Cf. sou-su tu-wei (Commandant-in-chief for Foraging). HB:
each Storehouse (k'u) of imperial goods. P38.
chief commandant for grain. P8.
1062 chih-shü kuan 9;f]lf'g
T'ANG: Archivist, 8, apparently unranked, attached to the 1071 chih-sui •~
CHOU: Controller of Accounts, 4 ranked as Senior Ser-
Academy of Scholarly Woıthies (chi-hsien tien shu-yüan);
vicemen (shang-shih) and 8 as Ordinary Servicemen (chung-
others perhaps in other, comparable agencies. RR: fonc-
shih), members of the Ministry of State (t'ien-kuan) re-
tionnaire charge des livres. P25.
sponsible for disbursing state revenues and checking an-
1063 chih-shü lıng-shlh ililJi!~ ~ nually on ali state expenditures. CL: charge des depenses
T'ANG: Secretarial Clerk, variable numbers of subofficial annuelles.
functionaries (li) in Ministries (pu) and perhaps other agen-
cies. See ling-shih. RR: scribe charge des edits imperiau.x.
1072 chıh-t'ai mu-=
MING-CH'ING: unofficial reference to a multi-Province
1064 chih shü-mı yüan shıh 9:ll:ti!;~$= Supreme Commander or Governor-general (tsung-tu),
SUNG: Administrator of the Bureau of Military Affairs, especially to the öne appointed Director-general of Grain
rank 2a, one of the most common designations of senior Transport (ts'ao-yün tsung-tu).
officials assigned to head the Bureau of Military Affairs 1073 chih t'ai-shıh 9;1]~$
(shu-mi yüan) while nominally holding other positions. See T'ANG: Admlnistrator of the Censorate, a designation
chih (to know). SP: administrateur de la cour des affaires used in 2 senses: (1) to signify that an official was assigned
militaires. to take active charge of the Censorate (yü-shih t'ai) in ad-
dition to his normal principal duty; and (2) to signify that
1065 chıh-sh.(l shih yü-shlh i'fHlffl~~ a nominal Censor-in~chief (yü-shih ta1u), after serving in
HAN-T'ANG, YUAN-MING: Secretarial Censor, nor-
a territorial assignment such as Surveillance Commissioner
mally a high-ranking executive official of the Censorate (yü-
(kuan-ch'a shih), had retumed to the capital to talce active
shih t'ai), subordinate to a Censor-in-chief (yü-shih ta-fu)
charge of the Censorate. Pl8.
anda Vice Censor-in-chief (yü-shih chung-ch'eng, often the
real head of the Censorate). in Former Han, 2; the term 1074 chih t'ai-tsa 9:ll~ ~
was also used in lieu of yü-shi1ı chung-ch'eng. in Later Han, T'ANG: lnspector of the Censorate, a designation signi-
2, rank 600 bushels; principally responsible for interpreting fying that an official, in addition to his normal duty, had
the laws. in the era of N-S Division numbered from one to been assigıied to conduct an evaluation of the Censorate
4, normally in ranks 5 or 6; often outranked in the Cen- (yü-shih t'ai),
sorate only by its active head, whether a Censor-in-chief or
a Vice Censor-in-chief. in Sui 2, became in effect vice cen- 1075 chih-tien chien ii[~~
sors-in-chief because the title yü-shih chung-ch'eng was dis- MING-CH'ING: Dlrectorate for Palace Maintenance, one
continued. Then in T'ang, in 649, the title Secretarial Cen- of 12 major Directorates (chien) in which palace eunuchs
sor was discontinued and yü-shih chung-ch'eng was rein- were organized; headed by a eunuch Director (t'ai-chien);
·stituted. in Yüan 2 Secretarial Censors were re-established, responsible for routine custodial services in the palace
rank 2b. in early Ming no fixed number, rank 3a, but dis- buildings. in Ch'ing existed only from 1656 to 1661; see
appeared in the 1380 reorganization of the Censorate. HB: under shih-erh chien (Twelve Directorates).
attending secretary preparer of documents. RR: vice-president
du tribunal des censeurs. Pl8. 1076 chih-t'ien llil 83
Lit., offlce ftelds. From T'ang on, referred to government-
1066 chıh-shü ts'do i'alHf owned Jand attached to various agencies outside the capital,
N-S DIV: Secretarial Section of the Censorate (yü-shih t'aı), the state income from which was allocated as supplemen-
headed by from one to 4 Secretarial Censors (chih-shu shih tary compensation for the heads, and perhaps other offi-
yü-shih); apparently the administrative office for the Cen- cials, of the agencies.
sorate's intemal affairs, also sometimes responsible for
handling Censorate funds. Pl8.
1077 chih-tsa 9;1].
SUNG: (1) General Clerk, subofficial functionaries found
1067 chıh-shü yü-shlh i'a ti~~ in many agencies, e.g., the Ministry of Personnel (li-pu),
YÜAN: variant of chih-shu shih yü-shih (Secretarial Cen- the Ministry of Works (kung-pu), the Couıt of Judicial Re-
sor). Pl8. view (ta-li ssu). (2) Abbreviated reference to an Assqciate
Censor (shih yü-shih chih tsa-shih) of the Headquaıters Bu-
1068 chıh-ssü mu P.I reau (t'ai-yüan) in the Censorate (yü-shih t'aı). SP: service
SUNG: Military Commlssion in charge of a Circuit (tao, des affaires diverses.
lu), the office ofa Military Commissioner (chih-chih shih,
q.v.). SP: direction des affaires militaires. 1078 chih-tsa an 9;1]-~
SUNG: Miscellany Section, an office for general routine
1069 chıh-su nei-shlh i'a ~ vg ~ administration found in Ministries (pu), Bureaus (ssu) sub-
CH'IN-HAN: Chaniberlaln for the National Treasury, ordinate to Ministries, ete.; also one of 4 Sections in the
one of the major central government officials collectively Right Bureau (yu-t'ing) of the Couıt of Judicial Review (ta-
called the Nine Chamberlains (cfıiu ch'ing), principally in li ssu). Functions and staffing not clear. SP: service des
charge of the palace granaries; in 143 B.C. changed to ta- affaires diverses.
nung ling, q.v. HB: clerk of the capital for grain. P8, 15.
chih-tsa fang 1079-1100 164
1079 ehih-tsa fang 1;0 iL"iJ a Minister (shang-shu), to supervise seasonal sacrifices at
SUNG: Miscellany Section in the Bureau of Military Af- the suburban temple to Heaven (chiao miao).
fairs (shu-mi yüan); one of 12 Sections created in the reign
of Shen-tsung ( 1067-1085) to manage administrative affairs 1089 ehih tsüng-tzu pido-shü kuan
of military garrisons throughout the country, in geographic 1;□ *r~Pıt1r
clusters, or to supervise specifıed military functions on a T'ANG: Iit., official in charge of memorials submitted by
country-wide scale. This Section had general, routine ad- imperial clansmen: Memorial Processor in the Court of the
ministrative responsibilities. Headed by a Vice Recipient of Imperial Clan (tsung-cheng ssu). RR:fonctionnaire charge
Edicts (fu ch'eng-chih), rank 8b. Apparently abolished early des adresses envoyees a l'empereur par lafamille imperiale.
in S. Sung. See shih-erh far_;. SP: chambre des affaires 1090 ehih-tiı. sh(h 5l l!t ~
diverses. T'ANG: Fiscal Commissioner, responsible for administer-
1080 chih-tsa yü-sh(h 1;□ ı,ıt1ij.5t: ing the finances ofa group of military units along the fron-
SUNG: !it., censor in charge of miscellany: an abbreviation tier and submitting annual fiscal reports to the central gov-
of shih yü-shih tsa-shih (Associate Censor), q. v. emment; in the )ate 700s became a supplementary title and
responsibility of many Military Commissioners (chieh-tu
1081 ehih-tsao ~~ shih). RR: commissaire imperial au.x finances.
MING-CH'ING: Superintendent of Imperial Silk_ Man-
ufacturing, an abbreviated reference to the Ming t'i-tu chih- 1091 ehıh-tu yüan 1!,IJI!t~
tsao t'ai-chien (Eunuch Superintendent ... ) and the Ch'ing HAN: lnspector of Regulations, duty assignment for
chih-tsao chien-tu, qq.v. P38. Headquarters Clerks (t'ing-yüan) in Districts (hsien), to make
fail and winter tours of the jurisdiction. HB: officials of
1082 ehih-tsao ehien-tü -~~~ regulations.
CH'ING: Superintendent of Imperial Silk Manufactur-
ing, one Manchu notable, bondservant, or eunuch in charge 1092 ehih t'u-p'u kuan 1;□ 1fflm'§'
of each Imperial Silk Manufactory (chih-tsao chü), at T'ANG: Genealogist, number and rank not clear, on the
Nanking, Soochow, and Hangchow; at least nominally sub- staff of the Court of the Imperial Clan (tsung-cheng ssu).
ordinate to the Imperial Household Department (nei-wufu). RR: fonctionnaire charge des listes genealogiques.
P37. 1093 ehih-tun sh(h 1;□ ıtıE{ ~ or il: ıtıE{ ~
1083 ehih-tsao ehli ~~mi T'ANG: Commissloner for Arrangements, an ad hoc duty
CH'ING: lmperial Silk Manufactory, an agency super- assignment fora court official who, whenever the Emperor
vising the manufacture or purchase of fancy textiles for pal- traveled, was sent ahead to make appropriate housing and
ace use, at least nominally subordinate to the Irnperial eating arrangements.
Household Departrnent (net-wu fu) but normally closely 1094 ehih-tung 1;□ i1ıı.J or 1;□ ıfıfiJJ
monitored by the Emperor through Manchu notables, bond- SUNG: Chief of the Grotto, an honorific title conferred
servants, or eunuchs who served as Superintendents of Im- on de facto heads of various aboriginal tribes in the South-
perial Silk Manufacturing (chih-tsao chien-tu); one each at west. Pl8, 72. '
Nanking, Soochow, and Hangchow.
1095 ehih-yın 1;□ l:fJ
1084 ehıh-tsao k'u ~~!ıf[ CHIN-CH'ING: Seal-keeper, a lowly official or clerical
CH'ING: Storehouse of Leather and Metal, a craft work- subofficial found in numerous offices in both the central
shop in the Ministry of Works (kung-pu), headed by a government and units of territorial administration, espe-
Commissioner (shih) and 3 Vice Directors (lang-chung). cially in Yüan; apparently served as a notary to authenticate
BH: office of leather and metal works. Pl4. documents issued from an agency. Distinguish from chang-
1085 ehıh-tsao yü-eh'ien ehli.n-eh'ı ehü yin.
m
~ ~ fıI • tt mi
SUNG: Imperial Arsenal, a manufactory of weapons for
1096 ehih-yıng ehli 5l IJ! mi
CH'ING: Bursary, a provincial-level agency responsible
armies at the capital, apparently subordinate jointly to the for issuing money for public circulation. BH: treasury.
Bureau of Military Affairs (shu-mi yüan) and the Ministry
1097 ehih-yıng ssü &IJ! 1'rJ
of Works (kung-pu). See chün-ch'i chien. SP: bureau de la
CHIN-YÜAN: Crafts Office, headed by a Superintendent
fabrication des armes.
(t'i-tien), rank 5b; part of the imperial palace establishment,
1086 ehıh-tsün ~ # responsible for skilled carpentry, textile work, mounting
Most Venerated: from Han on, an indirect reference to the scrolls, ete.; also often created for the estabführnents of
Emperor. Princes and other nobles. P38, 49.
1087 ehih-tsüng 1;□ * 1098 ehih-yü ııı~
SUNG: Administrator of the Office of lmperial Clan Af- T'ANG: Coachman, 100 unranked carriage drivers on the
fairs, apparently an abbreviation of chih ta tsung-cheng ssu staff of the Office of the Imperial Stables (tien-chiu ssu),
shih (see ta tsung-cheng ssu); one each at the metropolitan a unit in the Court of the lmperial Stud (t'ai-p'u ssu). RR:
office in Kaifeng and at its western and southern branches conducteur d'attelages.
(hsi-wai tsung-cheng ssu, nan-wai tsung-cheng ssu). SP:
ehe/ de bureau des affaires de la famille imperiale.
1099 ehıh-yü ssü W1 ~ 13'J
1088 ehıh-tsüng fk *
(I) HAN (Wang Mang era): a variant of the title t'ai-ch'ang
SUNG: variant designation of the Right Bureau (yu-t'ing)
of the Court of Judicial Review (ta-li ssu). SP: bureau ju-
diciaire. P22.
(Chamberlain for Ceremonlals), q.v. (2) T'ANG-CH'ING:
Sacrificial Commissioner, an ad hoc assignment, often of
1100 ehih-yüan ill~
T'ANG-SUNG: Auxiliary, a collective term for various
165 1101-1120 chin-cheng
clerical subofficials in the Academy of Scholarly Worthies 1110 eh'ih-lı t'i-lıng kuan iJF./fH:IHiii'§'
(chi-hsien tien shu-yüan); initiated in 731 as a new tide for SUNG: Superintendent of the Imperial Calendar; a
Auxiliary Scribes (shu-chih), Auxiliary Illustratörs (hua- member of the Court of the Imperial Granaries (ssu-nung
chih), ete.; discontinued in 1082 when the Academy was ssu); rank and functions not clear. SP: directeur Tch'e-li.
absorbed into the Palace Library (pi-shu sheng). In Sung
also members of the Court of Ceremonial Propriety (li-i
1111 eh'ıh-lıng i/f;.~
T'ANG-SUNG: abbreviated reference to the Magistrate of
yüan) in the Court of Imperial Sacrifices (t'ai-ch'ang ssu), an Imperial District (ch'ih-hsien ling); see under ch'ih
and of the Medical Academy (i-kuan yüan) in the Hanlin
(lmperial).
Academy (han-lin yüan). RR+SP: auxiliaire. P25, 36.
1112 eh 'ıh-lıng so ftl ~ fiJT or eh 'ih-lıng ehü
1101 ehih-yüan hsüeh-shıh ®:~!J±
SUNG: Auxillary in the Hanlin Academy, variant form ft[~~
of chih hsüeh-shih yüan, q.v. SP: lettre ou academicien SUNG: Law Code Offlce, apparently not a regulıı.r agency
au.xiliaire. P23. of the govemmental hierarchy but one created occasionally
with an ad hoc staff to revise the law code under the di-
1102 ehih-yüan kudn 9;□ ~'! rection of a Grand Councilor (tsai-hsiang) serving as Su-
T'ANG: Brokerage Official, head ofa regional Brokerage pervisor (t'i-chü). See pien-hsiu ch'ih-ling so. SP: bureau
(yüan) in the late T'ang salt distribution system. See chüeh de la redaction des decrets et des ordonnances. Pl3.
yen-t'ieh shih (Salt Monopoly Commissioner). P61.
1113 eh'ih-shü shıh yü-shlh fifiHtf:~~
1103 ehih-yüdn wu f!c~m T'ANG: after 649, a variant reference 'to a chih-shu shih
SUNG: Transport Service, an agency of the Court of the yü-shih (Secretarial Censor). Pl8.
Imperial Stud (t'ai-p'u ssu); function not clear. SP: bureau
d'elevage des animaux pour le transport. 1114 eh'ih-t'ou ftl.l!Jt
CHIN: lit., (at the) head of the proclamation: Principal
1104 eh'ıh iJF. Graduate, a quasi-official reference to the first-place pas-
T'ANG-SUNG: lit., red: lmperial, a prefix to District ser of the Metropolitan Examination (hui-shih) in the civil
(hsien), signifying the highest of 7 categories in which Dis- service recruitment examination system; used interchange-
tricts were ranked on the basis of prestige and size. May ably with chuang-yüan, q.v.
be encountered in various periods as a more general de-
scriptive term signifying Imperial. 1115 eh'ih-t'ou ~.ım
T'ANG: lit., (at the) dragon's head: an unofficial reference
1105 eh'ih-ehieh t-Hll to an Imperial Diarist (ch'i-chü lang, ch'i-chü she-jen) de-
HAN-N-S DIV: lit., bearing a warrant: Commissioned with riving from the customary expectation that during court au-
Special Powers, the 2nd most prestigious of 3 prefixes ap- diences such officials should take up positions in front of
pended, especially after Han, to the titles of such territorial carved dragons at the palace gates. May be encountered in
magnates as Area Commanders-in-chief (tu-tu, tsung-kuan), later periods in reference to anyone performing similar
in effect giving them viceregal authority over ali govem- functions. P24.
mental agencies in their jurisdictions. Early in the era of
N-S Oivision, such Commissioners had authority to put to 1116 ehln ~
death anyone not of official status, whereas those with the T'ANG-SUNG: Important, 4th highest of 7 categories in
which Districts (hsien) were ranked on the basis of their
more prestigious designation Commissioned with Extraor-
dinary Powers (shih ch'ih-chieh) could- put to death even prestige and size; used as a prefix to hsien.
officials up to the rank of 2,000 bushels, and those with 1117 ehin-chdng ~ ~
the less prestigious designation Commissioned with a War- SUI: Ford Master, low-ranked or unranked; apparently 4
rant (chia-chieh) could put to death only commoners who appointed at each ford under the jurisdiction of the Office
clearly violated military law. P50. of Waterways (tu-shui t'ai), each group subordinate to a
director whose designation varied according to the impor-
1106 eh'ih-ehieh tü fiY i1l'!i tance of the ford, e.g., Commandant (wei), Director (tien-
N-S DIV: Area Commander with Special Powers, in the
Three Kingdoms period a prefix sometimes added to the tso). Pl4.
title Regional Govemor (chou mu) or Regional Inspector 1118 el:Jn-eh'e rtı $
(tz'u-shih), signifying that the appointee had been given CHOU: Master of the Royal Chariots, 2 ranked as Junior
special viceregal powers; see under ch'ih-chieh. P50. Grand Masters (hsia ta-fu), 4 as Senior Servicemen (shang-
shih), 8 as Ordinary Servicemen (chung-shih), and 16 as
1107 eh'ih-eh'uang ~!it Junior Servicemen (hsia-shih), members of the Ministry of
Lit., the couch of arrogance: froın T'ang times on, an in-
Rites (ch'un-kuan) responsible for the maintenance, allo-
direct reference to the Censor-in-chief (yü-shih ta-fu, tu
cation, and decoration of ali chariots used by the royal en-
yü-shih), deriving from the custom that senior Censors sat
tourage. CL: decorateur des chars. Pl6.
for meals ona cauch thatjunior Censors were not permitted
to use. 1119 ehin-eh'en ili:~
Lit., close underlings: Members of the lmperial Coterie,
1108 eh'ih-fu shıh iJF.'.&5; throughout history an unofficial, categorical reference to
CHOU: Exterminator of insects in the royal palace; one
Emperors' most intimate attendants, especially palace eu-
Junior Serviceman (hsia-shih) in the Ministry of Justice
nuchs.
(ch'iu-kuan). CL (tchi-po): l'extracteur, enleveur.
1109 eh'ıh-k'u ftl!l
1120 ehin-eheng i: IE
CHOU: !it. sense not clear; rectifier (with weapons ot) metal
SUNG: !it., surehouse of proclamations: Archives of the (?): variant reference to the Ministry of Justice (ch'iu-kuan)
Court of Judicial Review (ta-li ssu). SP: magasin des ar- or the Minister of Justice (ta ssu-k'ou). May be encoun-
chives. P22.
chin-chiang 1121-1138 166
tered in later periods as an archaic reference to eminent 1129 chin-kuiin ~ 'g
judicial officials. P16. HAN: Gold Factory, a gold-producing agency located in
Kuei-yang Commandery, modern Hunan Province; pre-
1121 chın-chiang ~jt,gflj surnably supervised by the Chamberlain for the Palace Rev-
SUNG-CH'ING: Attendant Lecturer, one of several ad
enues (shaoju). HB: office of gold.
hoc designations for officials who participated with the Em-
peror in a Classics Colloquium (ching-yen). P24. 1130 chın-lin ~f;f;
SUNG: lit., forbidden grove: an unofficial designation for
1122 chin-chu i$ et: a member of the Hanlin Academy (han-tin yüan) or of var-
N-S DIV (S. Dynasties): Ford Guardian, one each sta-
ious Institutes (kuan), or for the Academy or Institutes
tioned in the western and eastern outskirts of the dynastic
themselves. P23, 27.
capital, modern 1'1anking, to watch for' the import or export
ofprohibited govds, to catch fugitives, and to collect transit 1131 chın-ludn ~-
taxes on certain trade goods; rank and place in the govern- Lit., forbidden meat, thus indirectly one having access to
mental organization not clear. P62. forbidden delicacies: from the era of N-S Division on, an
unofficial reference to the husband of an Imperial Princess
1123 chın-chüng ~ ı::j:ı (kung-chu).
Lit., the forbidden inside: lmperial Palace, throughout his-
tory a scandard reference, especially to the residential quar- 1132 chın-md ~ ~
ters of the ruler, his wives and children, and his female and T'ANG: lit., one who presents horses: Ceremonial Horse
eunuch attendants. See kung, ta-nei. Groom, 5 or 6, rank 7a, members of the Livery Service
(shang-sheng chü) of the Palace Administration (tien-chung
1124 chın-chün ~ 'ıJ sheng), others in the Court of the Imperial Stud (t'ai-p'u
lmpedal Armies. (1) General reference to government
ssu); chosen from among the sons of such middle-ranking
troops in any era, especially from T'ang on; normally refers
offıcials as the Vice Censor-in-chief (yü-shih chung-ch'eng),
to military units stationed in or around the dynastic capital
Supervising Secretaries (chi-shih-chung) of the Chancellery
under the command of the ruler or of his personal delegate;
(men-hsia sheng), and Secretariat Drafters (chung-shu she-
cf. the broader tenns kuan-chün, kuan-ping (Regular Troops).
jen), ass;gned to tend horses that were used in important
Also see ch'in-chün, wei, chin-wei, su-wei. (2) T'ANG: re-
imperial ceremonies. See chang-ma. RR: ojficiers charges
fers to the military units at the dynastic capital, divided into
de presenter /es chevaux d'apparat.
2 types and differentiated as the Southern Command (nan-
ya) and the Northern Command (pei-ya). RR: armees de la 1133 chin-mao chü m~l /m
dejense de l'empereur. (3) SUNG: refers to the 2 groups of MING: Caps and Kerchiefs Service, a minor agency of
military units collectively called the Palace Command (tien- palace eunuchs headed by a eunuch Commissioner~in-chief
ch'ien shih-wci ssu) and the Metropolitan Command (shih- (ta-shih) or Director (t'ai-chien); manufactured caps, ker-
wei ch'in-chün ma-pu ssu). chiefs, and some sorts of footwear for palace use; see pa
1125 chın-fang yü-shıh ~ liJJ m51:
N-S DIV (San-kuo Wei-Chin): Monitoring Censor, rank
chü (Eight Services).
1134 chın-na ch'ü-shen ~1Ufil±l%
7, apparently associated with Palace Censors (tien-chung SUNG: Qualified by Contribution, designation of men who
shih yü-shih) of the Censorate (yü-shih t'ai); perhaps guarded had gained eligibility for official appointments by making
against intrusions into the foıbidden precincts of the palace, voluntary contributions to the state in a time of emergency,
but functions not clear. Pl8. e.g., by contributing grain for public relief during a famine.
Men so qualified seldom gained more than titular or very
1126 chın-hsien pu-yung fıl 5t mi ffl low-ranking offices. See ch'u-shen. Cf. li-chien (Student by
CH'ING: Expectant for Early Appointment, designation Purchase).
given to men who had qualified for office and had been
assigned to Provinces for miscellaneous duty pending reg- 1135 chın-nei shıh-wei ~ 17':1 ffl ffi
ular appointment to vacant offıces. See hou-hsüan, yü-ch'üeh SUI: Palace Guard, a military unit under the Secretariat
chi-pu. BH: first candidate. of the Heir Apparent (men-hsiafang), headed by 2 Palace
Commandants (nei-shuai), one each designated Left and
1127 chın-i wei ilil i< ıti Right; incoıporated the members of the Imperial Bodyguard
MING: !it. , embroidered-uniform guard unit: Imperial (ch'ien-niu wei) and the Personal Bodyguard (pei-shen wei)
Bodyguard, the most prestigious and influential of the Im- who were attending the Heir Apparent. P26.
perial Guards (ch'in-chün wei); functioned as the persor,al
bodyguard of the Emperor; cooperated with influential eu- 1136 chın-ni an ~ ~ ~
nuchs in maintaining an empire-wide, irregular police and SUNG: Section for Submission of Recommendations, one
judicial service; and provided sinecure appointments for of 13 Sections directly subordinate to the executive officials
palace hangers-on and favorites, including court painters. of the Mınistry of Justice (hsing-pu); handled ali transmis-
P21. sions of judicial recommendations to the throne. SP: service
charge de presenter /es jugements proposes.
1128 chin-k'ö ~ H 1137 chın-pao shıh ~ :J= .1:1;;
(1) YÜAN: Treasury Section, one of 6 subordinate Sec-
CHOU: Keeper of the Peace, 6 ranked as Junior Service-
tions (k'o) in the Ministry of Revenue (hu-pu), headed by
a Clerk (ling-shih), unranked; specific responsibilities not men (hsia-shih), members of the Ministry of Justice (ch'iu-
clear. (2) MING: Special Accounts Section, one of 4 func- kuan) charged with keeping people from harming one an-
tionally differentiated units in each Bureau (ch'ing-li ssu) other. CL: preveneurs de violences.
of the Ministry of Revenue (hu-pu); headed by a Manager 1138 chın-pei shıh ~ fıffi 51:
(kuan-li). P6. N-S DIV (Chin): Chief of the Guard, a minor member of
167 1139-1151 chin-shih chü
the staff of each Imperial Mausoleum (ling), under a Man- Servicemen (hsia-shih), members of the Ministry of Justice
ager (ling), ali subordinate to the Chamberbin for Cere- (ch'iu-kuan) responsible for deterring murders and other
monials (t'ai-ch'ang) of the central govemment. P29. physical violence. CL: preveneur des meurtres et blessures.
1139 cktn-ping ~ ~ 1145 chın-shen fflmılı or *~mıll
lmperial Guardsman: throughout imperial history a com- Lit., one who had stuck (a tally symbolizing offıcial status)
mon designation fora member of the ruler' s personal body- in his sash: throughout history a generic reference to a
guard. member of the official class, particularly referring to mem-
1140 chin-po fu-t'ang '1ı: ~ ffHl} bers of the class not serving in offıce but residing ar home
N-S DIV (Liang): Fineries Storehouse, established in 508 and wielding great loca! influence; L-.!e shen-chin, shen-shih.
under the control of the Chamberlain for the Palace Rev- Sometimes rendered as Gentry.
enues (t'ai{u ch'ing, then archaically called ~ia-ch'ing). 1146 chın-siıeng ~ ti
The Fineries Storehouse, which apparently kept the impe- T'ANG: !it., the confıdential department: unoffıcial refer-
rial treasury of precious metals and fine silks, supervised a ence to a Secretarlat Drafter (chung-shu she-jen), who
Left and Right Storehouse (tso-yu tsang) with a Director prepared imperial pronouncements. P23.
(ling) and a Superior Storehouse (shang-tsang) with a Vice
Director (ch'eng). Tso-yu tsang may refer to a Left Store- 1147 chın-shıh lli:t-!f
house (tso-tsang) and a Right Storehouse (yu-tsang), each N-S DJV-CHIN: Court Attendant, a designation common
with a Director (ling); but Chinese editors have decided that in northem conquest dynasties for members of the ruler's
Liang in fact had no Right Storehouse, so that tso-yu tsang personal entourage, chosen -from among nobles of the eth-
here is apparently an erroneous reference to a Left Store- nic ruling group; in the T'o-pa regimes, totaled almost 100
house alone. See tso-tsang. P7. at times and were responsible for conveying government
documents to and from the ruler; in the Jurchen Chin dy-
1141 chın-pu ~Dm nasty, constituted a Court Attendants Service (chin-shih chü)
HAN: Imperial Garden, designatioiı of the park adjoining
that sometimes wielded great political influence. P37.
the capital commonly called shang-lin yüan, q. v.; under the
supervision ofa Director. (ling) with the help of a Com- 1148 chın-shıh ~±
mandant (wei) and an Aide (ch'eng). HB: forbidden or- SUI-CH'ING: Presented Scholar (into early Sung) or
chards. Metropolitan Graduate (from Sung on), a degree or status
1142 chin-pu ssü ~ ffll p'] or chin-pu often compared to the academic doctorate in the modern
(l) N-S DIV (San-kuo)-MING: Treasury Bureııu, a fıscal West, conferred on succ.essful candidates in the highest-level
agency normally in the 2nd echelon of the central govern- regular civil service recruitment examinations, qualifying
ment, rather than a principal agency. in the era of N-S Di- them for appointment to govemment office. in Sui, T'ang,
vision, one of several units in the developing Ministry of and early Sung this was only one of several "doctoral" de-
Revenue (tu-chih), most commonly headed by a Director grees, and not necessarily the most esteemed; it emphasized
(lang, lang-chung). In Sui and T'ang, one of 4 Bureaus in talent in literary composition. in the 1060s the chin-shih
the Ministry of Revenue (min-pu to 649, thereafter hu-pu), examination was made more general, and thereafter it was
headed by a Director (lang), rank 5bl; official variant des- the most esteemed, arıd normally the only, "doctoral" ex-
ignations ssu-chen 662-671, ssu-chin 752-758. in Sung, amination degree, without which entraııts upon civil service
one of 5 Bureaus in the Ministry of Revenue (hu-pu), fully careers had small hope of attaining high office. RR: lettre
activated only from c. 1080, after discontinuance of the State accompli. SP: docteur des lettres. BH: metropolitan grad-
Finance Commission (san ssu) of early Sung; headed by 2 uate, doctor.
Directors (lang-chung), 6b; supervised 6 subordinate Sec- 1149 chın-shıh ehi-fi, ~ ± & ~
tions (an)-Left Storage Section (tso-tsang an), Right Stor- SUNG-CH'ING: Metropolitan Graduate with Honors,
age Section (yu-tsang an), Coins and Silks Section (ch'ien- designation of the few best graduates of the national civil
po an), Monopoly Exchange Section (chüeh-i an), Claims service recruitment examinations, constituting the First
Section (ch'ing-chi an), and Miscellany Section (chih-tsa Category (i chia), as contrast_ed to Regular Metropolitan
an). in Ming, one of 4 Bureaus in the Ministry of Revenue Graduates (chin-shih ch'u-shen) in the Second Category (erh
(hu-pu), headed by a Director (lang-chung), 5a; extant only chia) and Associate Mctropolitan Graduates (t'ung chin-shih
from 1380 to 1390, when thelMinistry was reorganized with ch'u-shen) in the Third Category (san chia) of successful
territorially designated Bureaus (ch'ing-li ssu), one per candidates. See ehi-ti.
Province (sheng). RR+SP: bureau du tresor. (2) N-S DIV
(N. Wei): Ministry of the Treasury in the developing De- 1150 chın-shıh ch'ü-shen ~±ti:! J\t
partment of State Affairs (shang-shu sheng), headed by a SUNG-Ca'ING: Regular Metropolltan Graduate, des-
Minister (shang-shu); extant only from the 450s into the ignation of a graduate of the national civil service recruit-
460s. (3) MING: Special Accounts Section, one of 4 units ment examinations listed in the Second Category (erh chia)
under each Province-designated Bureau (pu till 1396, then of graduates, not as esteemed as a Metropolitan Graduate
ch'ing-li ssu) in the Ministry of Revenue (hu-pu), staffed with Honors (chin-shih ehi-ti) but more esteemed than an
with subofficial functionaries; discontinued at the end of Associate Metropolitan Graduate (t'ung chin-shih ch'u-shen).
Ming if not earlier. P6. :iee ch'u-shen.
1143 chin-pu ts'ao '1ı: ffll ff 1151 chın-shıh chü ili: ffl mi
N-S DIV: Treasury Section, a common variant of Treas- CHIN: Palace Attendants Service, an assemblage of Jurchen
ury Bureau (chin-pu ssu). P6. nobles serving in the imperial entourage under supervision
of the Palace lnspectorate-general (tiencch'ien tu tien-chien
1144 chın sha-lu ~5!&~ ssu); as in the case of powerful eunuch groups in other pe-
CHOU: Preventer ofCrimes ofViolence, 2 ranked as Junior
ehin ssu-tzu chü 1152-1169 168
riods, wielded much political influence in late Chin times distinction; from Sui through Yüan a prestige title (san-kuan)
because of its members' closeness to the ruler and his trust- conforred on offıcials of rank 2b then 3a in Sui, 3a in T'ang,
ing reliance on them. 2a or 3a in Sung (especially Ministers of Personnel, li-pu
shang-shu), 2al in Chin, la in Yüan. From Sung on, may
1152 ehin ssü-tzu chü ~ ~ -=t- rn:ı be encountered as an elegant reference to a Minister of Per-
YÜAN: Gold Thread Service, a handicraft agency com-
sonnel. P68.
monly subordinate to Supervisorates-in-chief of Metal
Workers and Jewelers (chin-yü jen-chiang tsung-kuan fu) 1160 chın-wei ~ ffi
in Routes (lu), charged with the manufacture of precious Palace Guard, a common unofficial reference to a unit or
ornaments for the court and the nobility. member of the military responsible for personal protection
of the ruler.
1153 chin-ts'ao ~ ff
(l) HAN: Revenues Section, one ofa dozen or more Sec- · 1161 chın-wei so ~ ffi J5Jf
tions (ts'ao) subordinate to the Defender-in-chief (t'ai-wei) SUNG: a variant reference to the Capital Security Office
and probably duplicated on the staff of the Counselor-in- (huang-ch'eng ssu) in S. Sung, commonly in the form hsing-
chief (ch'eng-hsiang); headed by an Administrator (yüan- kung chin-wei so (Capital Security Office at the Auxiliary
shih), rank =400 bushels; apparently handled matters con- Palace). See hsing-kung, huang-ch'eng ssu.
cerning reccipts from the state monc;polies of salt, iron, ete.
BH: bureau of metal. (2) SUI-SUNG: Treasury Section,
1162 chin-wu ~#
variant of chin-pu (Treasury Bureau) in the Ministry of Lit. meaning not wholly clear; probably uSed interchange-
ably from Chou into Han times with a homophonous term
Revenue (hu-pu); subsequently may be encountered as an
unofficial reference to the Ministry of Revenue itself. for prison, but traditionally interpreted asa special weapon,
or a gold-tipped baton, or the image of a bird called chin-
1154 chın-tseng -Mili wu that was believed to frighten away evi!. From Han on,
A term normally meaning promoted posthumously to such commonly used in reference to imperial insignia, as in chih
honorific status as Duke (kımg) in recognition of outstand- chin-wu (Chamberlain for the Imperial lnsignia). Eventu-
ing achievement in government service. ally used in the sense of Lord of the Imperial Insignia in
1155 chın-tsou kuö, ~~'g elegant reference to a distinguished military officer such as
the Ch'ing dynasty t'ung-ling (Commander-general).
(1) T'ANG: Capital Liaison Representative ofa regional
dignitary; see chin-tsou yüan. (2) SUNG: Memorial 1163 chin-wu chang-ssü ~ # tt P.!
Transmitter, a general designation for Supervising Sec- SUNG: Armory of the Imperial Insignia Guı.rd (chin-wu
retaries (chi-shih-chung) assigned to the Memorials Office wei), a unit of the imperial bodyguard.
(chin-tsou yüan) of the Chancellery (men-hsia sheng).
RR +SP: fonctionnaire charge de presenter /es adresses a
1164 chin-wu chieh-ssü 1i: # f!r P.!
T'ANG-SUNG: Patrol Offlce of the Imperial Insignia
l'empereur. P21.
Guard (chin-wu wei), a unit of the imperial bodyguard.
1156 chın-tsou yüan ~ ~ ~ P20.
(1) T'ANG: Capital Liaison Office, agencies maintained
in the capital by such regional dignitaries as Surveillance
1165 chin-wu ssü ~ # AJ
SUNG: abbreviated reference to the chin-wu chieh-ssu or
Commissioners (kuan-ch'a shih) to present their reports to
the chin-wu chang-ssu, qq. v., or to both.
the court and, generally, to represent their interests in the
capital; staffed with Capital Liaison Representatives (chin- 1166 chin-wu wei ~#~
tsou kuan, liu-hou shih) who were not necessarily members T'ANG-MING: lmperial Insignia Guard, often one each
of the regular officialdom; often also referred to as Liaison of Left and Right, a distinguished unit of the imperial body-
Hostels (ti, ti-she). (2) SUNG: Memorials Office, an agency guard, normally commanded by a General (chiang-chün),
of the Chancellery (men-hsia sheng), staffed with Super- sometimes with prefixes creating titles such as General-in-
vising Secretaries (chi-shih-chung) who were responsible chief (ta chiang-chün)'. See shih-liu wei. P43.
for the transmission of govemment documents to and from
the throne and from the central govemment to the various
1167 chin-yin ch'ı-ho t'i-chii. ssü
Circuit (lu) authorities; also called tu chin-tsou yüan (Chief ~ $JUi ~ tlHJ P.!
Memorials Offıce). SP: cour pour la presentation des YÜAN: Supervisorate of Gold and Silver Utensils, a
adresses. P21. manufacturing unit subordinate to a Supervisorate-in-chief
of Metal Workers and Jewelers (chin-yü jen-chiang tsung-
1157 chın-tsu pii-ch'i ~ ~Atık kuanfu); created 1287 by renaming the chin-yin chü, q.v.
CH'ING: Metropolitan Bannermen, a generic reference
to members of the militar; Banner (ch'i) units who were 1168 chin-yin chü ~~!Wı
stationed in and around the dynastic capital, Peking; a vari- Gold and Silver Service. (1) N-S DIV (Liang): one of 2
ant of ching-ch'i, q.v. Craft Workshops (tso-t'ang) under the Chamberlain for the
Palace Revenues (shao-fu); authorized to have a Director
1158 chin-tzu ~ ~ (ling), but actually headed by a nominal Assistant Director
CH'IN-HAN: Lord of the Golden Seal and Pıırple Rib- (ch'eng), rank 3. P14. (2) YÜAN: pre-1287 name of the
bon, an unofficial reference to the Counselor-in-chief (ch'eng- chin-yin ch'i-ho t'i-chü ssu (Supervisorate of Gold and Sil-
hsiang) and ultimately to other dignitaries collectively called ver Utensils).
the Three Dukes (san kung, q.v.).
1169 chin-yin tso-fiing yüan ~~f'Fto~
1159 chin-tzu kuiing-lu ta-fü ~~~~:kx T'ANG: Gold and Silver Workshop, a manufacturing unit
N-S DIV-YÜAN: Grand Master of the Palace with Golden subordinate to the Directorate for lmperial Manufactories
Seal and Purple Ribbon, from the Three Kingdoms era (shao-fu chien). RR: cour des travaux: en or et en argent.
an honorific title (chia-kuan) conferred on officials of high
169 1170--1186 ch'in-wang
1~_70 ehin-yüfu ~.:E!ff chien ch'u (Office for Distribution of Imperial Pro-
YUAN: Metals and Jewels Workshop, original name nouncements), q.v.
(1261-1266) of the chin-yü jen-chiang tsung-kuan fu, q.v. 1180 eh'in-fu ffl!ff
1171 ehin-yü jen-ehiiing tsung-kuan Ju T'ANG: Bodyguard Garrison, designation of one of the
~.:EAllı:~~lff Five Garrisons (wufu, q.v.) in the Emperor's service, also
YÜAN: Supervisorate-in-chief of Metal Workers and of one of the Three Garrisons (sanfu) in the service of the
Jewelers, an agency of the Imperial Manufactories Com- Heir Apparent. See san wei. RR: milice proche. P26.
mission (chiang-tso yüan) that supervised several artisan 1181 eh'in hsien-ehai ttııl ':t ·
workshops; until 1266 called chin-yüfu, q.v. SUNG: Peers School, one established in each Princely Es-
1172 ehin-yün *I~ or ehin-yün ssü *~~ ı'fl
Lit., clouds of red girdles: unofficial reference to the Min-
tablishment (wang-fu) for the education of members of the
imperial elan.
istry of War (ping-pu) or its officials. 1182 eh'in-i k'u tt :& Mi
1173 eh'(n ~ SUNG: Minor Glfts Storehouse, a unit in the Palace
Temple at an imperial mausoleum (ling): in Han normally Administration (tien-chung sheng), headed jointly b!' 2 Su-
autonomous units directly responsible to the throne, there- pervisors (chien-kuan), one a eivil official and one a eu-
after commonly supervised by the Director (ling) of the Im- nuch; assembled and stored embroidered gowns for presen-
perial Ancestral Temple (t'ai-miao); in Han headed by a tation to dependent states and clothes for issue to govemment
Director (ling) and an Assistant Director (lang ). HB: fu- laborers, soldiers, ete. See shang-i k'u, nei i-wu k'u, ch'ao-
nerary chamber. fu fa-wu k'u. SP: magasin de vhements de brocart. P38.
1174 eh'in-eh'a wei ~~ffi 1183 eh 'in-shıh tt ~
YÜAN: Kipchak Guard, one each Left and Right, mili- From Sung on, a variant reference to the Palace Exami-
tary units made up of notoriously fierce Turkic warriors, nation (tien-shih), the final stage of national eivil service
controlled by a Chief Military Command (ta tu-tufu) under recruitment examinations.
the supervision of the Bureau of Military Affairs (shu-mi
yüan).
1184 eh'in-shıhfu tt$/ff
T'ANG: Personal Guard Garrison, a military bodyguard,
1175 eh'in-ehfın tt'.!J one in. each Princely Establishment (wang{u), each headed
(1) YÜAN: lmperial Armles, the forma! designation of the by a Commandant (tien-chün), rank 5a. P69.
entire military establishment in and around the dynastie
capital, distinguishing it from the Territorial Armies (chen-
1185 eh'in-t'ien ehien j)Z :R~
MING-CH'ING: Directorate of Astronomy, an autono-
shu chün) garrisoned elsewhere. (2) A eommon unofficial mous agency in the capital responsible for eondueting as-
designation of Imperial Annies, nonnally identifying those
tronomical observations, foreeasting weather, interpreting
military units that were directly under the eommand of the natura! phenomena, and preparing the annual state calen-
ruler, or for eommon soldiers assigned to them, as Impe-
dar, functions previously performed by the ssu-t'ien chien,
rial Guardsmen. t'ai-shih ling, qq. v., ete.; headed by a Director (chien-cheng),
1176 eh'in-ehünfu tt'.iJı'.!ff rank 5a (in Ch'ing, one each Chinese and Manehu), and
T'ANG: Personal Guard Garrison ofa Prinee (wang), staffed largely by hereditary professional astronomers-as-
headed by a Commander (t'ung-chün); perhaps only in the trologers, including some Moslem (hui-hui) speeialists; be-
first half of.the dynasty and thereafter retitled ch'in-shihfu, ginning in 1669 the Chinese Directorship was eommonly
q.v. occupied by a European Jesuit. in Ming there was a branch
of the ageney with the same name in Nanking. BH: im-
1177 eh'in-ehün wei tt'.iJı'.ffi
MING: Imperial Guard, designation of 33 of the 74 Cap- perial board of astronomy. P35, 49.
ital Guard (ching-wei) military units garrisoned in and around 1186 eh'in-wang tt:E
the dynastie. eapital, Peking, also of 17 of the 49 Capital Throughout history, beginnfog not later than the era of N-
Guard units in the Nanking area; those at Peking were in- S Division, lmperial Prince, a designation conferred on
dependent of the regular military hierarchy, not be1ng under ali sons of each reigning Emperor other than the Heir Ap-
the eontrol of the Five Chief Military Commissions (wu- parent, who was normally the eldest. Imperial Prinees were
chün tu-tu fu); eaeh eommanded by a Guard Commander usually known by the names of territories with which they
(chih-hui shih), rank 3a; the most influential and notorious were (most often only nominally) enfeoffed, e.g. Ch'in-kuo
of the Imperial Guards was the Imperial Bodyguard (chin- ch'in-wang (Imperial Prince of the Prineedom of Ch'in, or
i wei). simply Prince of Ch'in); and on attaining maturity they were
usually required to leave the dynastic capital and "go to
1178 eh'in~ehun ying tt'.!Jit their fiefs" (chih-kuo), i.e., take up residence elsewhere in
CH'ING: Imperial Bodyguard, an elite military unit of
the empire, where their household affairs were managed by
Imperial Guardsmen (shih-wei ch'in-chün) drawn from the
Prineely Establishments (wang{u) staffed with members of
Three Superior Banners (shang san ch'i), supervised per- ıhe regular offieialdom. The designated Heirs of Imperial
sonally by the Emperor and commanded by 6 Grand Min- Princes (shih-tzu) normally inherited the princely status in
isters of the Imperial Household Department Coneurrently
perpetuity; other sons were granted lesser titles of nobility,
Controlling the Imperial Guardsmen (ling shih-wei nei ta- declining generation by generation. Imperial Prinees as such
ch'en). P37. had no specified official functions except when their
1179 eh'in-feng shang-yü shih-ehien eh'u Princedoms were actual govemmental units, but at times
~~1:ı~:1JHt~ some were appointed to high offices or given important
CH'ING: abbreviation of chi-ch'a ch'in-feng shang-yü shih- military commands. See wang. P64.
e:h'in-wei 1187-1204 170
1187 ch'ın-wei ~ffi or ch'ın-weiju ~ffifff rights and resolved pertinent litigation among Mongol no-
(l) SUI: Palace Guard, a general term encompassing both bles; headed by an imperial clansman or other Mongol no-
the Imperial Bodyguard (pei-shenfu) and the Palace Gate ble entitled Grand Minister (t'ai-ch'ing).
Guards (chien-menfu). (2) T'ANG-CH'ING: an unofficial
reference to the Imperial Bodyguard or other special mili- l19S chıng-ch'eng m!,ı
tary units (ch'in-chün, ch'in-chünfu, ch'in-chün wei, ch'in- CH'ING: lit., to have received (assignment): Assignee, an
chün ying, ete.); or the personal bodyguards of Imperial unofficial generic reference to subofficial functionaries (ti)
Princes (ch'in-wang). SP: garde proche. and lesser servant personnel in govemment agencies.
1188 ching E{ 1196 chıng-ch'eng yu-chido E{:/ıW/~
Throughout history, the most common designation for a dy- MING--CH'ING: unoffıcial reference to a Chief of Pollce
nastic Capital; sometimes designating the Metropolitan (li-mu), unranked, in any of the Five Wards (ırn ch'eng)
Area, a large region administered directly from the capital. into which the dynastic capital city was divided for policing
See ching-cnao and ching-shih. and related purposes.
1189 ching-ch'iı Ji\~ 1197 ching-chi E{'I!
MING--CH'ING: CapltıJ Evaluation, a sweeping periodic Metropolitan Region, from antiquity designating the area
assessment of the competence of ali officials on duty in the in which the ruler's capital was located; in T'ang, more
capital, in contrast to the Outer Evaluation (wai-ch'a) of specifically, the offıcial name ofthe Circuit (tao) in which
provincial and loca! offıcials; in consequence of the eval- the dynastic capital, Ch'ang-an, was located.
uations, offıcials were reappointed, promoted, demoted, re- 1198 ching-chi an ~ffi ~.
tired, dismissed, ete. In Ming the capital evaluation was SUNG: Books Section in the Imperial Archives (pi-ko);
conducted every 6th year by the Ministry of Personnel (li- staffıng not clear, probably by clerical suboffıcials.
pu) with the aid of censorial officials; capital officials of
rank 4 and above were exempt from the evaluation but were 1199 ching-chi tao E{ 'I: m
expected at the same time to submit "confessions" (tzu- Metropolitan Circuit. (1) T'ANG: name of tl)e region in
ch'en) of their shortcomings. In Ch'ing the capital evalu- which the dynastic capital, Ch'ang-an, was located; des-
ation was cor lucted every 3rd year; officials of the top 3 ignated a forma! administrative unit in the reign of Hsüan-
ram:s and ali members of the Hanlin Academy (han-lin yüan) tsung (712-756). (2) MING: name ofa Censorate (tu ch'a-
and the Censorate (tu ch'a-yüan) were evaluated by the Em- yüan) unit existing solely as the collective designation of
peror personally, and officials of ranks 4 and 5 were eval- Investigating Censors (chien-ch'a yü-shih) on duty in the
uated by special teams of Princes and Grand Ministers (ta- capital, who, in addition to their normal Province-oriented
ch'en). functions, had duty assignments to check records in agen-
cies of the central govemment for evidence of malfeasance.
ll90 chıng-chao El:~~ (3) CH'ING: name of one of ultimately 20 Circuits (tao)
Capital or Metropolitan Area, from Han on a common in the Censorate, whose staff of 4 Investigating Censors
designation for the dynastiı..: capital and its environs; even- were responsible for maintaining censorial surveillance over
tually a)sl) an unofficial designation of the head of the Pre- ali administrative units in Chihli (modern Hopei) Province.
fecture or comparable area in which the Capital was lc- See chih-li, tao.
cated, e.g., the Ch'ing dynasty Shun-t'ienfu-yin (Govemor
of Shun-t'ien Prefecture). See ta ching-chao.
1200 ching-ch'i E{ .MI;
CH'ING: Metropolitan Bannermen, a generic reference
1191 chıng-chao Ju E{ ~~ fff to members of the military Banner (ch'i) units who were
T'ANG: Metropolitan Prefecture, official designation of stationed in and around the dynastic capital, Peking; sub-
the dynastic capital, Ch'ang-an, and its environs. At other divided in.o Inner Banners (nei-ch'ı) and Outer Banners (wai-
times may be encountered as an unofficial reference to the ch'i). BH: metropolitan banner forces.
area ofthe capital, e.g., the Ch'ing dynasty Shun-t'ien Pre- 1201 ching-ch 'i-ni ha-fiin ffi {o- lE. lifi ffi:
fecture. CH'ING: Viscount, Manchu tide of nobility changed in the
l192 chıng-chao y(n E{ ~~ J¼ 18th century to the Chinese form tzu, q.v. P64.
Metropolitan Governor. (l) HAN-SUI: administrative head
of the dynastic capital and its environs; in Han considered
1202 chıng-chieh kuan J1i ~JJ 'lir
SUNG: Emblem Maker, 2, probably unranked, on the staff
one of the Three Guardians (sanfu, q. v.), rank 2,000 bush- of the Directorate for Imperial Manufactories (shaofu chien).
els; in Sui ram: 3a. HB: govemor of the capital. (2) T'ANG-- SP: fonctionnaire charge de la fabrication des bannieres et
CH'ING: may be encountered as an unofficial reference to des emblemes de commandement
the administrative head of the Prefecture or comparable nea
in which the dynastic capital was located. P20, 32, 49. 1203 ching-chieh ssü J1i ~JJ ..J
CH'ING: Emblem Office, subordinate to the Center Sub-
1193 ching-ch'iıo kuiin E{~'g section (chung-so) of the Imperial Procession Guard (luan-
Metropolitan Officials, a generic designation normally in- i wei), headed by a Director (chang-yin yün-hui shih), rank
dicating ali members of the regular offıcialdom who were 4a. BH: section chief.
on duty at the dynastic capital, including both Court Of-
ficials (ch'ao-kuan) and Capital Offıcials (ching-kuan); the 1204 ching-chıh fa-yün shlh m! 11llJ ~~it:
normal distinction was that Court Officials were entitled by SUNG: .J.i'iscal and Supply Commissioner, a delegate from
their status to attend imperial audiences regularly, whereas the central government responsible for overseeing the col-
Capital Offıcials were not. lection of taxes in a Circuit (lu) and the transport of tax
revenues and other state commodities to the capital; might
l194 ching-cheng chien ~ IE ~ be encountered as a combined reference to Fiscal Com-
YÜAN: Directorate for the Mongolian Pastures, an agency missioners (ching-chih shih) and Supply Commissioners (fa-
at the capital that supervised the distribution of pasturing
171 1205-1225 ching-k'uei
yün shih). SP: commissaire au.x finances et a l'expedition 1217 ching-hsien J1' tf,
des transports. P60. MING-CH'ING: Capital District, unofficial reference to
the Districts (hsien) constituting a dynastic capital.
1205 ching-chıh ... kan-pan ch'ang-p'ing
küng-shıh ~ ılıU ••· ~ 1fJf ';t zıs: ~ $ 1218 chıng-hsın ~ 1/3
SUNG: Supply Commissioner, one of several terms used N-S DIV (N. Ch'i): Lady of Respectful Trustworthiness,
for the chief official of a Supply Commission (ts'ang-ssu) designation of one of 27 imperial consorts called shihju,
in a Circuit (lu); normally encloses a geographic name, e.g., q.v.; rank =3b.
such-and-such a Circuit. Often abbreviated to ch'ang-p'ing 1219 ching-hsüeh chu-chiao ~ ~ Jj;/J ~
kuan. SP:fonctionnaire charge de maintenir l'uniformite du T'ANG: Classics Instructor, 2 on the staff of the Metro-
prix des graines. politan Govemor (ching-chao yin), apparently unranked;
1206 ching-chıh mdi-mii ssü ~ ffitj Ji'. .~ P] functions not wholly clear. P32.
SUNG: Horse Purchasing Office, an agency subordinate 1220 ching-hsüeh po-shıh ~~ffi:±
to Chengtu Prefecture (fu), responsible for buying horses T'ANG: Erudite of the Classics. (l) Supervisor of state
on the westem frontier for state military use. SP: bureau schooling in a unit of territorial administration; in a Met-
d'achat des chevau.x. ropolitan Prefecture (fu), rank 8bl; in an Area Command
1207 ching-chıh pien-fang ts'ai-yung ssü (tu-tufu), 8bl or 8b2; in a Prefecture (chou), 8b2, 9al, or
~ ıtııJ ~ 1!15 M J:IP•.I 9a2; in a District (hsien), unranked. P32, 51. (2) Five among
SUNG: Frontier Defense Supply Commission, several es- the 18 Palace Erudites (nei-chiao po-chih) on the staff of
tablished in frontier Circuits (lu) to maintain logistical sup- the Palace Institute of Literature (nei wen-hsüeh kuan), where
port for frontier military forces; each headec! by a delegate palace women were educated; from c. 741, a eunuch post.
from the central govemment called a Commissioner (shih). RR: maıtre de la science des classiques.
SP: bureau d'administration financiere pour la defense des 1221 chıng-hsün ~IDII
frontieres. N-S DIV (N. Ch'i): Lady of Respectful Instruction, des-
1208 ching-chıh ssü ~ ffilj ı'ıJ ignation of one of 27 imperial consorts called shihju, q. v.;
SUNG: apparently a variant reference to a Fiscal Com- rank =3b.
mission (ts'ao-ssu) in a Circuit (lu), but may be encoun- 1222 chıng-hsün ffli IDII
tered as an abbreviated reference to any of the ching-chih N-S DIV (N. Ch'i): Lady of Quiet Instruction, designa-
... shih or ssu listed above. SP: bureau d'administration tion of one of 27 imperial consorts called shihju, q. v.; rank
financiere. =3b.
1209 ching ching-hsün shih H-W ~ if 1223 ç_hing-hsün yüan • iliS ~
LIAO: Capital Police Commissioner, head of the Police LIAO-YUAN: Police Commission, charged with main-
Commission (ching-hsün yüan) in each of the 5 Liao cap- taining control of the population in the dynastic capital,
itals; rank not clear. P20. headed by a Police Commissioner (ching-hsün shih), rank
1210 ching-chü J1' im 6a in Chin and Yüan, subordinate to an Overseer (ta-lu-
CH'ING: abbreviated, unofficial reference to the Metro- hua-ch'ih) in Yüan. in Liao, one established in each of 5
politan Coinage Service (pao-ch'üan chü), a unit in the capitals. Yüan divided the agency into 2, one each of Left
Ministry of Revenue (hu-pu). and Right, and in 1305 created a 3rd called Police Com-
mission of the Grand Capital (ta-tu ching-hsün yüan) to
1211 chıng-fei tHe. control the southem environs of Peking, whereupon the
MING: Respectful Consort, title conferred on selected original 2 agencies were differentiated as being attached to
palace women; rank not clear but relatively high. the Ta-tu Route (lu). in some fashion not wholly clear, the
1212 ching-fu J1' lf.f Yüan agencies shared responsibility for policing the capital
SUNG: Capital Prefecture, a common reference to the Su- and its environs with 2 Wardens' Offices (ping-ma ssu).
perior Prefecture (fu) in which the dynastic capital was lo- At the beginning of Ming, ali Poli:-:e Commissions were
cated. merged into a new structure of 5 Wardens' Offıces. P20,
49, 53.
1213 ching-fu J1'.ıli
HAN: variant reference to the Metropolitan Area (ching- 1224 ching-kuiin J.l{'g
shih), in which the dynastic capital was located. Also_ see Capital Offlcials, an unofficial general designation of of-
under san fu (Three Guardians). ficials on duty in the dynastic capital. in Sung times, a more
specific designation of those Metropolitan Officials (ching-
1214 ching-fufang ~11!!{[,j ch'ao kuan) whose titular status was lower than Court Of-
SUNG: Frontier Defense Offlce, a subsect:on of the Bu-
ficials (ch'ao-kuan), who were entitled to attend imperial
reau of Military Affairs (shu-mi yüan); staffing and func-
audiences regu!arly; the 2 categories had nothing to do with
tions not clear. SP: chambre des affaires militaires de la
actual service in the capital or elsewhere, but were some-
defense des frontieres.
thing like prescribed career ladders on which officials moved
1215 ching-fu tien shih J:ifıi'iiB!&:if in accordance with their individual prestige, among other
SUNG: Commissioner of the Hail of Abundant Happi- things.
ness, a title of honor but apparently no functions, carrying
rank 5b.
1225 ching-k'uei ~ ~
MING-CH'ING: !it., classics master: Notable Graduate,
1216 ching-fu tü-wei J1'.ılit~ıt in early Ming a designation granted to the 5 best performers
HAN: Defender of the Capital, one of the Three Defend- in a Provincial Examination (hsiang-shih) of the civil ser-
ers of the Metropolitan Area (san-fu tu-wei, q.v.). HB: chief vice recruitment system, one for each of the 5 classical texts
commandant of the adjunct capital region.
ching-lang 1226-1245 172
in which candidates were allowed to declare a specializa- 1234 ehing-lüeh ta-eh' en @~ ::k ~
tion; subsequently (transition not clear, but not Jater than CH'ING: Grand Minister Commander, designation of an
early Ch'ing) granted to those graduates who ranked 2nd, ad hoc leader ofa Green Standards (lu-ying) army on cam-
3rd, 4th, and 5th either in a Provincial Examination, behind paign.
the Provincial Graduate with Highest Honors (chieh-yüan),
or in the Metropolitan Examination (hui-shih), behind the
1235 ehing-pting @;ffl
SUNG: Manager of the State, one of several special lau-
Principal Graduate (chuang-yüan).
datory epithets for "meritorious ministers" (kung-ch'en),
1226 ehing-lang l!H~ conferred occasionally on members of the Secretariat ( chung-
YÜAN: Abundant Classicist, a staff member of the Hail shu sheng) and the Bureau of Military Affairs (shu-mi yüan).
for the Diffusion of Literature (hsüan-wen ko), rank not clear; .
served concurrently as Translator for the Classics Collo-
1236 ehing-shan eh 'ing-ft ssü ffi /Jğ fı1f ]e PJ
MING-CH'ING: Bureau of Provisions, one of 4 major
quium (ching-yen i-wen kuan). P24.
constituent agencies in the Ministry of Rites (ll-pu), headed
1227 ehing-ft m! ~ by a Director (lang-chung), rank 5a; responsible for pro-
YÜAN-CH'ING: Registrar, head ofa Registry (ching-li viding the food and drink used on cerernonial occasions.
ssu). See ch'ing-li ssu. BH: banqueting department. P9.
1228 ching-ft ssü @~ P.l 1237 ehlng-shtin kuan-hsüeh ~ tlı 'Er~
YÜAN-CH'ING: lit. meaning arguable, probably an office CH'ING: Mount Prospect School, a school in the imperial
through which things pass, especially documents: Regis- palace grounds for children of elite military men belonging
try, an agency found in many agencies both in the central to the Three Superior Banners (shang san ch'i), directed by
govemment and in the hierarchy of territorial administra- Grand Minister Supervisors of the Imperial Household De-
tion, serving asa kind. of central message center or intemal partment (tsung-kuan nei-wu fu ta-ch'en) designated as
management office for its agency; normally headed by a Managers of the Mount Prospect School (kuan-li ching-shan
Registrar (ching-li), rank varying between 5a and 8b. Pl8, kuan-hsüeh shih-wu). BH: school at the red hill.
21, 29, 72.
1238 ehing-shan ssü ~ .IJı'!t PJ
U29 ehing-ft t'ing @~B MING-CH'ING: abbreviation of ching-shan ch'ing-li ssu
CH'ING: Registry, a variant of ching-li ssu found, e.g., (Bureau of Provisions).
in the Censorate (tu ch'a-yüan) and the Imperial Procession
Guard (luan-i wei).
1239 ehing-shih Jli: €lili
Metropolitan Area, a term used from Han on for the re-
1230 ehing-liang t'ing Jli:fift gion, whether large or small, that included the dynastic capital
MING-CH'ING: Office of the Capital Granaries, an of- and its environs.
fice staffed by ad hoc representatives of the Ministry of
Revenue (hu-pu) who supervised the functioning of the many
1240 ching-shih @ €lili
HAN: Classics Teacher, one ordered appointed to head a
granaries in Peking and its environs that provided basic food
school (hsüeh or hsiao) in every unit of territorial admin-
supplies for the imperial palace and the central government
istration by Emperor P'ing (r. A.D. 1-5). P51.
establishment. P8.
1231 ehing-lüeh @1111} or ehing-lüeh shlh 1241 ehlng-t'ien k'o #!EH
CH'ING: Banner Revenues Section, established in 1734
A\lJ!ıııt}jj! as one of 3 agencies of the Ministry of Revenue (hu-pu)
Lit., one who takes charge of and puts in order (an area): not subordinated to Bureaus (ch'ing-li ssu), responsible for
Military Commissioner. (1) T'ANG: variant designation reporting on income from lands set aside for support of the
of, or occasional supplementary prefix to, chieh-tu shih Eight Banners (pa ch'i) and payments to bannermen; staff-
(Military Commissioner). RR: commissaire imperial a la ing not clear. P6.
direction militaire d'une region. (2) SUNG: one of several
designations used for delegates from the capital in charge 1~2 ehing-t'ing @ft
of Military Commissions (shuai-ssu) of Circuits (lu); also YUAN-CH'ING: unofficial reference to Registrars (ching-
see ching-lüeh anfu shih. SP: commi~saire militaire d'une li) or Registries (ching-li ssu), in Ch'ing especially the
prefecture. (3) YUAN: from 1358 dıspatched on ad hoc Registrar ofa Provincial Administration Commission (ch'eng-
basis into various regions to quell rebels and stabilize con- hsüan pu-cheng shih ssu).
ditions. (4) MING: an ad hoc delegate from the central gov- 1243 ehing-tü Jli: i~
emment sent to cope with urgent military matters, espe- The Capital, throughout history a common general refer-
cially in frontier areas; cömparable in prestige to the rnore ence to the capital city of an autonomous regional state or
stable and regular tsung-tu (Supreme Commander). P50. of the united empire, specifically indicating the city itself
1232 ehing-lüeh an-fu shlh @ıııt}'ti:~ıl! rather than the Metropolitan Arca (ching-shih), of which it
SUNG: Military Commissioner, one of several designa- was the core. RR: ville capitale.
tions used for delegates from the capital in charge of Mil- 1244 ehing-tiı ehıh-ehıh shlh ~ ıt 11lUfi: il!
itary Commissions (shuai-ssu) of Circuits (lu), especially SUNG: Commissioner for Ceremonies, an ad hoc assign-
in frontier zones. Often abbreviated to ching-lüeh shih. P50. ment for an eminent official to be in charge ofa major ritual
1233 ehing-lüeh an-fu tü tsung-kuii.n ceremony. SP: commissaire charge des dispositions pour
@ 1111} 'ti: ~ iHl 'if une grande ceremonie.
SUNG: Commander-in-chief, overall coordinator of civil 1245 ehing-t'u wei @~it
and military affairs in a Circuit (lu), usually in a frontier N-S DIV (N. Wei, N. Ch'i): Commandant ofthe Capital
zone; normally more prestigious and intluential than a Mil- Street Patrol, subordinate to the Commandant of the Cap-
itary Commissioner (ching-lüeh an-fu shih). Also see shuai- ital Patrol (liu-pu wei, ch'i-pu wei), charged with main-
ssu. taining peace and order in capital cities; each responsible
173 1246-1260 ch'ing-chi an
for 9 to 12 streets (hang), supervising from 74 to 135 urban ping) called the Twelve Armies (shih-erh chün); extant only
Villages (li), whose Village Heads (li-cheng) were respon- 620-623, 625-636. RR: armee de (l'etoile) de la hache (pres
sible for the conduct of the resident population. P20. de la constellation) du puits. P44.
1246 ching-t'üng ts'iing .JiOiit 1254 eh 'ing rri
MING-CH'ING: Metropolitan Granaries, an abbrevi- Beginning in the era of N-S Division very soon after the
ated, combined reference to the state granaries at the dy- fail of Han, a term meaning pure used as an at least qua-
nastic capital, Peking, and those nearby at T'ung-chou, the si-offıcial designation for officials of esteemed genealogical
northern terminus of the Grand Canal. See ts'ang-ch'ang. status, who advanced through sequences of positions also
P8. designated "pure" into the top echelon of govemment; in
1247 chıng-wdn ~~ contrast to the label "impure" (cho) for officials of less ge-
nealogical distinction and the less prestigious positions re-
N-S DIV (N. Ch'i): Lady of Respectful Kindness, des-
served for them. Such distinctions persisted into Sui times,
ignation of one of 27 imperial consorts called shih1u; rank
=3b. when the label "high expectations" (ch'ing-wang) was used
for the most elite group of "pure" officials; and there were
1248 · ching-wei :mir echoes of these distinctions in later tirnes. This traditional
MING: Capital Guards, a collective designation of the usage perhaps accounts for the name ch'ing-li ssu (lit., of-
Guard (wei) military units garrisoned in the im'mediate vi- tice of pure functionaries) given to Bureaus of Ministries
cinities of the dynastic capital, Peking (74 wei), and the (pu) in Ming and Ch'ing times.
auxiliary capital, Nanking (49); except for those units called
lmperial Guards (ch'in-chün wei) stationed near Peking, ali
1255 ch'ing ffi~
From highest antiquity, a term used generically, or parti-
were under the direction of the Five Chief Military Corn-
cularized with prefixes, for eminent officials. (1) CHOU:
missions (wu-chün tu-tu fu).
Minister, the highest rank category of officials serving the
1249 ching-yen ~ ~ King and Feudal Lords, differentiated from Grand Master
SUNG-CH'ING: Classics Colloquium, a gathering of the (ta1u) and Serviceman (shih). (2) CH'IN-SUI: Chamber-
Emperor with eminent civil officials of the general admin- lain, in charge ofa major service agency, e.g., Chamber-
istrative agencies in the capital, of the Hanlin Academy (han- Jain for the Palace Revenues (shao1u). (3) SUI--CH'ING:
/in yüan), of the Directorate of Education (kuo-tzu chien), Chief Minister, designation of heads of various agencies
ete., for the reading and discussion of classical and histor- including the Nine Courts (chiu ssu), e.g., Chief Minister
ical texts; irregular until Ming times, when sessions began of the Court of State Ceremonial (hung-lu ssu ch'ing, or
to be scheduled every spring and autumn; participants were simply hung-lu ch'ing). Also used unofficially for a Vice
given ad hoc but prestigious designations as Lecturer (chiang- Minister (shih-lang) of a Ministry (pu), often with a de-
kuan), Attendant Lecturer (chin-chiang), Principal Ex- scriptive prefıx. Also see chiu ch'ing, liu ch'ing, ch'i ch'ing.
pounder (i-chu), ete. in Yüan times the most prestigious
participant was called the Translator (i-wen kuan). P24.
1256 ch'ing-chao shlh m:~~
HAN: Imperial Commissioner, a designation given var-
1250 ching-yen kuiin ~~'g ious central govemment officials when sent on special,
SUNG-CH'ING: Participant in the Classics Colloquium, temporary investigatory missions away from the capital. HB:
an ad hoc generic designation for officials who participated messenger with a pure edict.
with the Emperor in a Classics Colloquium (ching-yen). SP:
fonctionnaire charge d'expliquer les textes devant l'empe-
1257 ch'ing-ch'e chiiing-chün ~:ıtilm'ifl
HAN-T'ANG: General of Light Chariots, a title of no-
reur. P24.
bility (chüeh) normally conferred on the eldest grandson of
1251 ching-yln Jj\ jt a Duke (kung) in direct !ine of succession. P65.
CH'ING: Capital Governor, unofficial reference to the
Governor (yln) of Shun-t'ien Prefecture (ju), site of the dy-
1258 ch'ing-ch'e tü-wei ~-'ff~~t
T'ANG-CH'ING: Commandant of Light Chariots, a merit
nastic capital, Peking.
title (hsün) through Ming, then a title of nobility (chüeh);
1252 ching-ytng :mit in T'ang, Sung; and Chin, 6th highest of 12 grades, rank
MING: Capital Training Divisions, large military en- 4b; in Yüan and Ming, rank 3b; in Ch'ing, 6th highest of
campments at Peking and Nanking to which troops belong- 9 ranks of non-imperial nobility. See shang ch'ing-ch'e tu-
ing to Guards (wei) throughout the empire were rotated for wei, chüeh-yin. RR: directeur general des chars de guerre.
training and service as a kind of combat-ready reserve; in SP: directeur des chars de guerre. P64, 65.
1450 reorganized into lntegrated Divisions (t'uan-ying) whose
officers and troops remained together in both training and
1259 ch'ing-ch'eng küng-chien m:!lit'8~
T'ANG: Directorate of the Pulace at Loyang, in charge
campaigning; in 1488 coordiııated under a Superintendent
of maintaining buildings and grounds of imperial parks and
(t'i-tu); in 1550 lntegrated Divisions were discontinued, and gardens in the Eastem Capital (Tung-tu), Loyang, under the
thereafter the Training Divisions were coordinated by a Su-
supervision of the Court of the lmperial Granaries (ssu-nung
perintendent or a Supreme Comrnander (tsung-tu). in the
ssu); headed by a Director (chien), rank 6b2. in 657 re-
!ast half of Ming, the Training Divisions ceased being ef-
named tung-tu yüan pei-mien chien (Directorate of Parks
fective fighting forces; their troops were normally used as in the Eastern Capital, Northern Quadrant). P40.
state construction gangs or assigned to other. menial tasks.
See san ta-ying, jung-cheng t'ing, pan-chün, fan (on rota- 1260 ch'lng-chl an ~~~
tional duty). SUNG: Claims Section, one of 6 Sections (an) in the
Treasury Bureau (chin-pu ssu) of the Ministry c.f Revenue
1253 chlng-yüeh chün ;):!:~'ifl (hu-pu), staffed with subofficial functionaries; functions not
T'ANG: Army of the Celestial Twins, nıimed after a group clear, but apparently handled claims from loca! territorial
of stars in Gemini called ching-yüeh; one of 12 regional administrative agencies for issuance of non-grain commod-
supeı'visory headquarters for militia Garrisons (ju; see fu- ities under the jurisdiction of the Treasury Bureau. Estab-
ch'ing-chi lang 1261-1277 174
lished c. 1080, when the State Finance Commission (san an unofficial reference to the Vice Minister (shao-ch'ing)
ssu) of early Sung was discontinued. SP: service des of the Court of lmperial Sacrifices (t'ai-ch'tıng ssu), ap-
reclamations. P6. · parently deriving frorn the popular epithet of an official who
was noted for his honesty (ch'ing) in the selection of men
1261 ch'ing-chı lang $-*E ı:i~ for offıcial appointrnents (hsüan). (2) MING-CH'ING:
MING: Recorder of Misdeeds, one in each Secretariat of
Personnel Selection Staff, an unofficial collective refer-
the Heir Apparent (ch'unfang), charged with criticizing and
ence to the Director (lang-chung), the Vice Director (yüan-
impeaching members of the Household Administration of
wai lang), and the Secretary (chu-shih) of Bureaus (ch'ing-
the Heir Apparent (chan-shihfu); rank 8b. P26.
li ssu) in Ministries (pu), probably most specifıcally the
1262 ch'ing-chien 9f!P'fiii Ministry of Personnel (li-pu). P5.
5 DYN-SUNG: Chief Ministers and Directors, a generic
terın--in the Five Dynasties era, for eminent officials as-
1269 ch'ing-kai ssü ~ili i"fJ
CH'ING; Umbrella Office, one of 2 subordinate units in
signed to superintend the Hostel for Tributary Envoys (ssu-
the Right Subsection (yu-so) of the lmperial Procession Guard
fang kuan); in Sung, for officials with prestige titles (san-
(luan-i wei), headed by a Director (chang-yinyün-hui shih),
kuan) for ranks 5a to 6a. P21.
rank 4a. BH: umbrella section.
1263 eh 'ing-chin tzu Wft r 1270 ch'ing-küng W-g
T'ANG-CH'ING: Blue Collar Graduate, unofficial ref-
erence to a passer of a civil service recruitment examina- T'ANG: Green Palace, an unofficial reference to the res-
tion; in Ming and Ch'ing most commonly denoted a Gov- idence, and thus indirectly to the person, of the Heir Ap-
emment Student (sheng-yüan). parent.
?;O~.~
1485 chuiin-chih yü-shü chien-t'do
w t-t
T'ANG: Specially-appointed Examinlng Editor of im•
perlal Writings, 8 serving in the Academy of Scholarly
YUAN: Tax Transport and Salt Monopoly Commission,
responsible to the metropolitan Secretariat (chung-shu sheng)
for ali transport and monopoly activities in the Metropolitan
Area (chih-li) around Peking, after 1319 via the interrne-
Worthies (chi-hsien tien shu-yüan) while holding nominal diary Ministry of Revenue (hu-pu); headed by a Commis-
office elsewhere in the central govemment. P25. sioner (shih), rank not specified.
1486 chuiin-köu ssü :5: 1;J P.I 1494 ch'uan-ch'e -(,t:1![
SUNG: Special Control Offlce in the Court of the Imperial HAN: unofficial reference to a Regional lnspector (tz'u-
Treasury (t'aifu ssu); staff and functions not clear. shih).
1792 chün t' ai-chun fflS :;t: '.f! 1801 chün-wang shıh-tzu tm 3: ttt -=f
SUNG: Grand Lord (or Lady) ofthe Commandery, hon- MING: Heir of the Commandery Prince, normally with
orific designation granted to antecedents, male and female, a place-name prefix: designation of the eldest son of the
of vari?u~ palace women and some eminent officials, e.g., principal wife pending his succession to his father's title.
Commıssıoners of the State Finance Commission (san-ssu See shih-tzu. P64.
shih). 1802 chiin-wei '.ı.Jıftr
1793 ehlin t'aifü-jen m::t:~A ~UNG:. Army Guard, one each of Left and Right, units
ın the Sıxteen Guards (shih-liu wei); headed by one or more
SU~G: Commandery Grand Mistress, honorific desig-
natı~n gran~ to mothers ~d grandmothers of various high-
Generalissimos (shang chiang-chün), rank 2b, 3a, or 3b;
ranking officıals, e.g., a Mılitary Affairs Commissioner (shu- functions not clear, particularly because the Sixteen Guard
mi shih), the Minister (shang-shu) of one of the Six Min- system inherited from T'ang had become largely decora-
istries (liu pu), or a Censor-in-chief (yü-shih tafu); also tive, providing posts to which members of the imperial farnily
granted to the mothers and grandmothers of various sec- and perhaps other favorites could be appointed. A fuller,
ondary wives of the Emperor. more fonnal name was wei-kuan chün-wei (!it., Army Guard
of Guard Officers). SP: garde militaire. P43.
1794 chün-tl mım
HAN: Liai~on Hostel for the Commandery, a residence 1803 chün-wei mJt
and office ın the dynastic capital maintained by a Com- C~'IN-HAN, SUI: Commandery Defender, the principal
assıstant to a Commandery Governor (chün-shau, t'ai-shou),
mandery Govemor (chün-shou) to handle his communica-
tions with the central govemment and to house him and responsible for ali military and police activities; in 148 B.C.
members of his staff on visits to the capital; headed by a retitled tu-wei, q.v., but original title revived in Sui. Han
Director (chang) and an Aide (ch'eng). HB (chang): chief rank =2,000 bushels. Also see wei, hsien-wei. HB: com-
of the commandery quarters. See ti. mandery commandant. P53.
1927 fei-chı wei 1lt ~ )}t 1936 fen-ch'ii.i liang-liao yüan 5t~fl:Mil1t
Cornmandant of Flying Cavalry. (1) SUI: the 5th highest SUNG: Branch Office for Provisions and Labor Ser-
of 8 Commandant (wei) titles conferred on inactive officials vices, the loca! representative of an Overseer-general (tsımg
(see san-kuan), beginning in 586; the practice terminated ling), who managed the logistical support of armies. SP:
c. 604. (2) T'ANG-MING: merit title (hsün) conferred on bureau des vivres, de fourrage, et des corvees.
officials of rank 6b through Chin, thereafter 5b; in Ming 1937 fen chıh-chien 5t fr1 ~
conferred only on military offıcers. RR+SP: directeur de CHIN: Branch Directorate of Waterways, a loca! agency
la cavalerie volante. P65. representing the Directorate of Waterways (tu-shui chien)
1928 fei-ch'ien 11t~ at the dynastic capital, headed by an Administrator (yüan),
T'ANG: !it., flying coins: common term for the various pro- rank 8a; responsible for the management of rivers, marshes,
totypes of paper money that circulated in the dynasty' s !ast ferries, bridges, and river boats. Apparently also known as
211 1938-1951 feng-ch'ang
Outer Directorates (wai-chien); established 1153, in 1225 pointees with rank 4a and no longer had titular appoint-
consolidated into two Outer Directorates. P59. ments in Commissions. BH: circuit intendant. P52.
1938 fen-fu 5t fff 1944 fin-shu ~~
CH'ING: !it., a detached representative ofa Prefect (chih- T'ANG: !it., powder office: unoffıcial reference to a (any?)
fu): unofficial reference to a Subprefectural Magistrate Vice Director (yüan-wai lang) of a Bureau (ssu) in the
(t'ung-chih). Ministry of Works (kung-pu).
1939 Jen-hou f5H~ 1945 fen-ssü 5t "1
Lit., powder Marquis, suggesting the Marquis-consort of a Branch Otlice. (1) Throughout history, a term applied to
face-powdered lady: from Sung on, an unoffıcial reference units of many kinds that were detached from their base
to an lmperial Son-in-Iaw, the husband of an Imperial agencies; sometimes an indirect reference to the head of
Princess (kung-chu) officially entitled Commandant-escort such a detached unit or even to a Ione detached official.
(Ju-ma tu-wei) or, in Ch'ing, Consort (oju). (2) SUNG: may be encountered as a clerical error for san
ssu (State Finance Commission). (3) MING-CH'ING: most
1940 Jen-hsün ping-pei tiio 5t~~vmın specifically refers to the office of a Circuit Intendant (tao-
CH'ING: General Surveillance and Military Defense
t'ai, q.v.), until 1753 nominally a member ofa Provincial
Circuit, the jurisdiction of, and a quasi-official reference
Administration Commission (ch'eng-hsüan pu-cheng shih
to, a Surveillance Vice Commissioner (an-ch'a fu-shih) or
ssu) ora Provincial Surveillance Commission (t'i-hsing an-
an Assistant Surveillance Commissioner (an-ch'a ch'ien-shih)
ch'a shih ssu). P52.
detached from a Provincial Surveillance Commission (t'i-
hsing an-ch'a shih ssu) to serve as a Circuit Intendant (tao- 1946 fen-t'ai 5t!E
t'ai) in charge of a Branch Offıce (Jen-ssu) of the Com- YÜAN: Branch Otlice of the metropolitan Censorate (yü-
mission, with both censorial and military responsibilities. shih t'ai), established in Fukien in 1365. Cf. hsing-t'ai.
Seefen-hsün tao, ping-pei tao. BH: military circuit taotai.
1947 fen-tı 5t .t'tl2
1941 fen-hsün tao 5t~ın YÜAN: one of several general terms for land grants (often
MING-CH'ING: General Surveillance Circuit, until 1753 rendered as appanages) that were conferred on members of
a Branch Office (Jen-ssu) ofa Provincial Surveillance Com- the nobility (chüeh); the recipients of larger tracts were vir-
mission (t'i-hsing an-ch'a shih ssu) headed by a Surveil- tually autonomous fief-holders who nominated men for of-
lance Vice Commissioner (an-ch'afu-shih) oran Assistant fıcial appointments in their domains, collected taxes, and
Surveillance Commissioner (an-ch'a ch'ien-shih) detached exercised other governmental powers until about 1311, when
from his home Commission with full authority to represent the central government began exerting its direct control in
it in supervising the judicial and surveillance activities in a ali areas and nobles were given stipends in lieu of incomes
Circuit (tao) of 2 or more Prefectures (Ju); the term is nor- derived from their tracts.
mally prefixed with geographical names suggesting the spe-
cifıc territorial jurisdiction. The offıcial in charge was com- 1948 fen-t'iao 5t ıı
monly called a Circuit lntendant (tao-t'aı). After 1753 Circuit N-S DIV (Chin-S. Dyn.): a process of "dividing into groups"
Intendants of ali sorts, while continuing to serve as inter- the Sections (ts'ao) of the evolving Department of State Af-
mediaries between the Prefectures of their jurisdictions and fairs (shang-shu sheng), several Overseers (lu ... shih) of
the Provincial Surveillance Commissions, were considered the Departrnent being assigned different groups (t'iao) so
separate substantive appointees with rank 4a and no longer as to divide and limit their authority.
had titular appointments in Commissions. BH: circuit in-
tendant. P52.
1949 fen-tz'u shu ill' ffılıJ ~
T'ANG: Otlice for Sacriflces at the Fen River (in modern
1942 fen-pu an 5t fi~ Shansi Province, the original power base of the T'ang
SUNG: Separating and Registering Section, one of sev- founders); established in 733 (whether in the dynastic cap-
eral Sections (an) in the Left Bureau (tso-t'ing) of the Court ital or in Shansi is not clear) with principal sacrificial and
of Judicial Review (ta-li ssu); staffed with subofficial func- custodial functions in the temple honoring the spirit of the
tionaries who recorded ali trial reports received and dis- river; apparently supervised by the Court of Imperial Sac-
tributed them to the appropriate units of the Court for re- rifices (t'ai-ch'ang ssu) and the Ministry of Rites (li-pu);
view. SP: service de la division des registres. P22. headed by a Director (ling, shu-ling), rank 7b2. RR: office
du temple de la riviere Fen. P28.
1943 fen-shou tao 5t "tın
MING-CH'ING: General Administration Circuit, until 1950 feng-iin fu-pao so $<ti;:~ 1ffiff
1753 a Branch Offıce (Jen-ssu) ofa Provincial Administra- SUNG: Office of Tallies and Seals for Imperial Funer-
tion Commission (ch'eng-hsüan pu-cheng shih ssu) headed als, relationship with other agencies not clear; probably
by an Administration Vice Commissioner (pu-cheng ts'an- headed by a dignitary entitled Court Gentleman (lang). SP:
cheng) or Assistant Administration Commissioner (pu-cheng bureau des insignes.
ts'an-i) detached from his home Commission with full au-
thority to represent it in supervising general administration 1951 feng-ch'ang $'/it
activities in a Circuit (tao) of 2 or more Prefectures (Ju); Lit., bearer of the flag, ch'ang in this usage denoting an
the term is normally prefixed with geographical names sug- imperial flag or banner decorated with the sun, the moon,
gesting the specific territorial administration. The official and a dragon: occasional variant of or, more commonly, an
in charge was commonly called a Circuit Intendant (tao- unofficial reference to the Ch'in-Sui Chamberlain for
t'ai). After 1753 Circuit Intendants of ali sorts, while con- Ceremonials (t'ai-ch'ang) or the Sui-Ch'ing Chief Min-
tinuing to serve as interrnediaries between the Prefectures ister (ch'ing) of the Court of lmperial Sacrifices (t'ai-ch'ang
of their jurisdictions and the Provincial Administration ssu). HB: upholder of ceremonies. SP: intendant de rites
Commissions, were considered separate substantive ap- et de musiques. P27.
feng-ch'ang ssu 1952-1969 212
1952 feng-ch'ang ssu *~'i'r
SUI-CH'ING: unofficial reference to the Court of Impe-
1961 feng-cheng tiı-fü * J& -J::. ~
CHIN-CH'ING: Grand Master for Governımce, prestige
rial Sacrifices (t'ai-ch'ang ssu); from 662 to 671, the of- title (san-kuan) for civil officials ofrank 6al in Chin, there-
fıcial name of the Court. RR: cour des sacrifices imperiaux. after 5a. P68.
P27.
1953 feng-ch'ang ta-fü *~-J::.12:
1962 feng-ch 'eng
See under feng-sheng.
* ~
2458 hsiao wu-tsang ,J, ji'i;Dil 2472 hsieh-U shıh-wu ta-ch'en mJ'!l!.*fjj*ğ
N-S DIV (Chou): Vice Director of the Bureau of Provi- CH'ING: abbreviation of hsieh-li hsien-an kung kuan-hsüeh
sions (wu-tsang) in the Ministry ofWar (hsia-kuan), ranked shih-wu ta-ch'en, Grand Minister of the lmperial House-
as a Junior Grand Master (hsia ta-fu; 6a). Pl2. hold Department (nei-wufu) serving as Assistant Director
of the Official School in the Palace of Complete Con-
2459 hsiao yü-pu 1Hıl '00 tentment; subordinate to a Grand Minister Manager (kuan-
N-S DIV (Chou): Vice Director ofthe Bureau ofForestry li shih-wu ta-ch'en); under the jurisdiction of the Imperial
(yü-pu) in the Ministry of Works (tung-kuan), partly affil- Household Department. P37.
iated with the Ministry of Educatioıı (ti-kuan); ranked as a
Senior Serviceman (shang-shih; 7a). Pl4. 2473 hsieh-U shıh-wu yün-hüi sh(h
2460 hsieh m
Common prefix, or part ofa prefix, to titles suggesting "to
Wıll$~~~if
CH'ING: abbreviation of hsieh-li luan-i wei shih-wu yün-
assist with"; hence Vlce, Associate, or Assistant. hui shih, Flag Assistant Serving as Asslstant Director of
the Imperial Procession Guard, 2, rank 4a; subordinate
2461 hsieh-chen mit\ to 2 Directors (tsung-li shih-wu kuan-chün shih), in turn
CH'ING: unofficial reference to a Vice General (fu-chiang). subordinate to 3 lmperial Procession Commissioners (luan·
2462 hsieh-cheng shu-y{n m.iE fff- jt i shih), and ultimately to a Grand Minister in Command of
the Guard (chang wei-shih ta-ch'en). BH: assistant chief
MING: Governor Companion in Rectitude, a merit title
(hsün) for civil officials of rank 5b. P65. marshal.
2463 hsieh-chüng lang W,,i',a~ and hsieh- 2474 hsieh-llng W,,m
chüng ta-fü :Jç *
SUNG: Gentleman (Grand Master) Companion in Loy-
CH'ING: Assistant Commandant in the hierarchy of Pro-
vincial Bannermen (chu1ang), normal rank 3b; subordinate
alty, merit titles (hsün) for civil officials of ranks 7b and to a Vice Commander-in-chief (fu tu-t'ung) in charge of
5a, respectively, beginning in 1116. provincial forces, superior to Garrison Comrnandants (ch'eng•
shou wei), Company Commanders (tso-ling), ete. BH:
2464 hsieh-hsiü Wı fııf colonel of a regiment.
CH'ING: Assistant Proofreader, 10 unranked personnel
in the lmperial Printing Offıce (hsiu-shu ch'u) in the Hali 2475 hsieh-lü mW:
of Military Glory (wu-ying tien). YÜAN: Assistant for Pitchpipes, professional musicians
2465 hsieh-jung m'ix: attached to the Office of Western Music (t'ien-yüeh shu)
and the Office of Contented Music (an-ho shu). PlO.
CH'ING: unolfıcial reference to a Vice General (fu-chiang).
2466 hsieh-k'ıdi m~
CH'ING: unofficial reference to a Grand Secretary (ta
2476 hsieh-lü hsiao-wei WıW:t!tit
N-S DIV (Chin-Liang): Dlrector of lmperial Music, a
hsüeh-shih). subordinate of the Chamberlain for Ceremonials (t'ai-ch'ang);
provided classical music for important state rituals. Suc-
2467 hsieh kuo-shıh k'ai-shü ~~ ~tıix-& cessor to the hsieh-lü tu-wei of Han times and predecessor
T'ANG: Standard Script Calligrapher for the Dynastic of the hsieh-lü lang of later times. PlO.
History, 18 unranked personnel in the Academy of Schol·
arly Worthies (chi-hsien tien shu-yüan). RR: fonctionnaire 2477 hsieh-lü lang Wı ıf tl~
a l'ecriture reguliere charge d'ecrire l'histoire de l'etat. N-S DIV (N. Wei)-CH'ING: Chief Musiclan, normally
2468 hsieh-lı W, J'!I!. hereditary professionals attached to the Court of lmperial
MING-CH'ING: Assistant Manager or Vice Diredor, a Sacrifices (t'ai-ch'ang ssu); successors of earlier hsieh-lü
common prefix to a title, normally suggesting that an of• hsiao-wei. Number variable, rank 5bl in N. Wei, Sa in
ficial holding a position elsewhere in the government had T'ang, 8b in Chin, Sa in Ming and Ch'ing. in N. Wei sub-
been delegated temporarily to help oversee the affairs in- ordinate to a Palace Chief Musician (hsieh-lü chung-lang),
dicated in the terminology that follows. rank 4b2. in Ch'ing members ofboth the Music Office (ho-
sheng shu) and the lmperial Music Office (shen-yüeh so,
2469 hsieh-ll ch'in-t'ien chien t'ien-wen-suan shen-yüeh shu), both in the Music Ministry (yüeh-pu).
hsüeh shıh-wuWıl'!ll.ii:R~:Ry:_~~*fjj RR +SP: prepose a /'harmonie des tuyaux sonores. BH: chief
CH'ING: Vice Director of the Astronomical College in musician. PIO.
hsieh-lü tu-wei 2478-2493 240
2418 hsieh-lü tü-wei ta~tf~lM 2487 hsieh-t'ung tu-yün ts'iin-chiiing
HAN-N-S DIV (San-kuo Wei): Director of lmperial Mu- talff.lı\f!@~lm
sic, rank 2,000 bushels, head of the Music Office (yüeh- MING: Assistant Grain Transport Commander, one au-
fu) established in 121 B.C.; apparently outlived the aboli- thorized in 1457 to help the Grain Transport Commander
tion of the Music Office under Emperor Ai (r. 7-1 B.C.), (ts'ao-yün tsung-ping kuan) supervise the Tax Transport
continued as a subordinate of the Chamberlain for the Pal- Leaders (pa-ısung) of various areas in organizing and di-
ace Revenues (shaofu). HB: chief commandant of har- recting the fleets of boats that brought tax grain from the
mony. PlO. Yangtze delta up the Grand Canal to provision the dynastic
2419 hsieh-pan ta hsüeh-shıh thbtl!F:k~± capital, Peking. See ts'an-ehiang. P60.
CH'ING: Assistant Grand Secretary in the Grand Sec- 2488 hsieh-yin thbff
retariat (nei-ko), one each Manchu and Chinese, rank lb; YÜAN: Assistant for Tones, professional musicians aı
established in the 1730s to increase the Grand Secretariat' s tached to the Office of Contented Music (an-ho shu) and
executive staff; normally retained principal status and rank the Office of Westem Music (t'ien-yüeh shu). Cf. hsieh-lü.
as, e.g., Minister (shang-shu), and concurrently served as PlO.
members of the Council of State (chün-chi eh'u); regularly
filled vacancies among the Grand Secretaries (ta hsüeh-shih). 2489 hsieh-yin lang ~ff N~
P2. CHIN: Musician, variable number, rank 9b, in the Music
Office (ehiaofang). PlO.
2480 hsieh-pan yüan-shıh taMWc• 2490 hsilh yü-shü jen .~ ~- A.
CH'ING: Assistant Adminlstrator of the Hanlin Acad-
T'ANG: Copyist of lmperial Books in the Academy of
emy, 2 appointed after 1729 to assist newly established Ad-
Scholarly Worthies (chi-hsien tien shu-yüan), an assign-
ministrators of the Hanlin Academy (pan yüan-shih); a duty
ment for talented sons and grandsons of officials pending
assignment rather than a regular post, assignees reportedly
their being considered for official appointments. RR: ecrivain
chosen from among the 4 Chancellors of the Hanlin Acad-
des textes imperiaux.
emy (chang-yüan hsüeh-shih) although the Chancellors
ranked higher than their colleagues serving as Administra- 2491 hsien 'ff.
tors and were often appointed to concurrent service in the Fundamental laws: throughout history, a vague reference
Academy while principally serving as Grand Secretaries (ta to the uncodified teachings, rules, and precedents on which
hsüeh-shih) or Ministers (shang-shu) or Vice Ministers (shih- govemment was based; a common element in unofficial and
lang) of Ministries (pu). P23. sometimes official references to Censors (yü-shih), who were
considered guardians of the fundamental laws, and some-
2481 hsieh-p'i chü ffe.Llt rn:ı times other kinds of officials as well. See f eng-hsien.
YÜAN: Striped Hides Service, a manufacturing unit under
the Directorate of Leather and Fur Manufactures (li-yung 2492 hsien ~
chien); staffing not clear; produced finished goods from the (1) CHOU: Township, a loca! self-govemment unit under
hides of wild horses. P38. · an elected Head (cheng), comprising 5 Wards (pi) in the
outer regions of the royal domain, corresponding to chou
2482 hsieh-piiio tbb ~ . in the immediate environs of the royal capital; responsible
CH'ING: Command of a Reglonal Vice Commander or for properly classifying people and lands, adjudicating dis-
Command of an Assistant Regional Commander (fu- putes, promoting agriculture and morality, and raising a lo-
ehiang or ts'an-chiang), a military jurisdiction incorporat- ca! militia when called on. CL: arrondissement exterieur.
ing several Brigades (ying) in the Green Standards (lu-ying) (2) District: throughout imperial history, the basic forma!
military establishment. See piao. BH: territorial regiment. unit in the hierarchy of territorial administration, several
neighboring Districts being clustered under the supervision
2483 hsieh sheng-lii kuan taıJt ~'Ef ofa Commandery (ehün), a Region (chou), ora Prefecture
SUNG: Assistant for the Resonant Pitchpipes, unspeci- (ehou or fu); graded by size of the resident population or
fied number of professional musicians in the Imperial Mu- prestige of location, e.g., in Ch'in and Han in larger Dis-
sic Bureau (ta-shengfu). SP:fonctionnaire eharge de l'har- tricts producing more than 10,000 bushels of tax grain and
monie des tuyau.x sonores. smaller Districts producing less; in T'ang in 7 grades in-
dicated by the prefixes eh'ih (lmperial), ehi (Metropolitan),
2484 hsieh-t'ai titr wang (Honored), ehin (lmportant), shang (Large), chung
CH'ING: !it., assistant dignitary: unofficial reference to a (Middle), and hsia (Small). District heads were Magistrates
Regional Vice Commander (fu-ehiang) in the Green Stan- (ling and ehang in Ch 'in and Han, rank 1,000 to 600 bush-
dards (lu-ying) military establishment. eh or 500 to 300 bushels, respectively; ling continuing into
Sung, rank normally from 7a to Sa; ehih-hsien from Sung
2485 hsieh-t'ung kuan ta lffJ 'B" through Ch'ing, rank normally 7a); they were consistently
CH'ING: Assistant, 15 then 10 professional musicians of aided by Vice Magistrates (eh'eng, 7a to 9a) and had cler-
low status attached to the Music Office (chiaofang ssu) of ical staffs divided by functions into Sections (ts'ao); they
early Ch'ing, subordinate to the Ministry of Rites (ll-pu). were all-around representatives of the Emperor and the cen-
PIO. tral govemment in their Jocalities, commonly referred to as
Father-and-mother Officials (fu-mu kuan). A common vari-
2486 hsieh-t'ung shou-pei ta lffJ 9' fiffi ant rendering is County. HB: prefecture. RR+SP: sous-
MING: Vice Commandant, usually the duty assignment
ofa Marquis (hou) oran Earl (po), from the 1420s one of prefecture. BH: district. P54.
3 men who constituted a military regency council in control 2493 hsien 1ii
of the auxiliary capital, Nanking. See shou-pei (Grand A troublesome term, ofte,ı loosely used; most commonly
Commandant), ts'an-tsan ehi-wu (Grand Adjutant). the equivalent of rank (p'in, ehieh) or nominal office (i.e.,
241 2494-2512 hsien-kung
an office not actually held); sometimes used specifica!ly to in Ch'ing to daughters of Beile Princes (pei-tzu). RR: dame
indicate that an official' s rank (on the bas is of which he de sous-prefecture.
was paid) was not appropriate to, and normally was lower
than, the office he actually occupied (kuan); sometimes used,
2503 hsien-fd ~ $
N-S DIV (Chou): District Justice Bureau in the Ministry
e.g., when an official had been promoted to a higher post
of Justice (ch'iu-kuan), functions not clear!y specified; also
but his promotion had not yet been confirmed by the ap- ·
a title shared by the Bureau's executive officials-the Di-
propriate authorities. Often rendered "brevet rank."
rector, ranked as a Senior Serviceman (shang-shih; 7a),
2494 hsien-iın küng kuiın-hsüeh IJılt ~ 'ğ 'B' ~ and the Vice Director, ranked as an Ordinary Serviceman
CH'ING: School at the Palace of Universal Peace, a school (chung-shih; Sa). Pl3.
established within the imperial pa!ace for educating the sons
of senior officers of the Eight Banners (pa ch'i), headed by
2504 hsien-fei ~ ~e.
SUI-MING: Worthy Consort, one of several secondary
Grand Ministers (ta-ch'en) of the Imperial Household De-
imperial wives; in T'ang and Sung seems to have ranked
partment (nei-wufu) designated Managers of the School ...
4th among the major consorts, behind Honored Consort (kuei-
(kuan-li hsien-an kung kuan-hsüeh shih-wu).
fei), Pure Consort (shu{ei), and Virtuous Consort (te{ei);
2495 hsien;.ch'a ~~ rank =la. RR: concubine sage.
Customs Collector: common reference to any official as-
signed to collect fees at a customs barrier or market.
2505 hsien-fu rM Jff
Common unofficial reference to the Censorate (yü-,·hih t'ai,
2496 hsien-chdng '.lf.-Jltor hsien-ch'en ~ tu ch'a-yüan). See hsien (fundamental laws).
From Sung or earlier, an unofficial reference to the senior
executive official of the Censorate (yü-shih t'ai, tu ch'a-
2506. hsien-hou ~~
HAN-N-S DIV (San-kuo Wei): District Marquis, title of
yüan), normally the Censor-in-chief (yü-shih ta-fu, tu yü-
nobility (chüeh) for someone enfeoffed with a District (hsien).
shih). See hsien (fundamental laws).
P64.
2497 hsien-'chang M -J\t 2507 hsien-i ~ fi
N-S DIV (Chou): Stable Keeper, rank 9a, a member of
T'ANG: Lady of Worthy Deportment, designation of an
the Ministry of War (hsia-kuan). P35.
imperial concubine, rank 2a; one of the category called the
2498 hsien-chih Mil Six Ladies of Deportment (liu i). RR: correction sage.
Lit., assignment in an enclosure: from T'ang on, an un-
official reference to Educational Offlclals (hsiao-kuan). 2508 hsien-kiıng :1: M
MING: Fundamental Laws and Regulatory Prlnclples,
Also see leng-kuan (lit., cold officials),
title of a code governing the collaboration of Censors (yü-
2499 hsien-chiu shih MiHıe shih) and members of Provincial Surveillance Commissions
T'ANG: Commissioner for the Palace Corrals and Sta- (t'i-hsing an-ch'a shih ssu) in maintaining disciplinary sur-
bles, created c. 700 to replace the Livery Service (shang- veillance over local oifıcials; first issued in 1371 and re-
sheng chü) of the Palace Administration (tien-chung sheng) peatedly revised. Sometimes used as an indirect ııeneric
as supervisor of ali corrals and stables within the palace reference to surveillance officials (ch'a-kuan). Seefeng-hsien,
grounds, specifically the Six Palace Corra!s (chang-nei liu kang-chi.
hsien), Six Stables (liu chiu), and Five Cages (wu fang).
Normally had nominal status as Director (chien), rank 3a2,
2509 hsien-kuiın ~ 'g
Lit., official responsible for the fundamental !aws (see hsien):
or Assistant Director (ch'eng), Sb!, of the Palace Admin-
Censorial Offlclal, a common generic or collective refer-
istration. RR: commissaire imperial charge des parcs a
ence to Censors (yü-shih); in Sung may be encountered as
chevaux et des ecuries. P38.
an honorific concurrent title awarded to favored officials.
2500 hsien-chu ~~ SP: fonctionnaire de justice,
(l) District Princess, a title of nobility (chüeh). in Han
granted to daughters of Emperors who were enfeoffed with 2510 hsien-kuan ~.'g
Districts (hsien); from the era of N-S Division through Yüan, Dlstrict Official: generic reference to officials of Districts
regularly granted to daughters of al! Princes (wang); in Ming
(hsien); in Han, for reasons not clear, sometimes an indirect
and Ch'ing granted to daughters of Commandery Princes reference to the Emperor.
(chün-wang). (2) Occasionally encountered as an unofficial 2511 hsien-kuiın ~ı-g
reference to a District Magistrate (hsien-ling, chih-hsien). T'ANG-SUNG: Official at Lelsure, an unofficial refer-
ence to subordinate officials in Prefectures (chou) and Dis-
2501 hsien-chii chien M ~ ~ -J\t tricts (hsien), whose duties were commonly considered not
HAN: Directorate of Horse Corrals under the Chamber-
burdensome.
lain for the Palace Stud (t'ai-p'u), headed by a Director
(chang), rank and specific functions not clear but possib!y 2512 hsien-küng ~ 1;:
in charge of training colts for palace use. HB: chief in- N-S DIV (Chin)-SUI, SUNG: District Duke, title of no-
spector of the pens for training colts. P3l. bility (chüeh); in Sui and Sung, 5th highest of 9 noble ranks;
in Sui abolished c. 604 when the array of noble titles was
2502 hsien-chiin ~ ~ reduced to Prince (wang), Duke (kung), and Marquis (hou),
Dlstrict Mistress, a title of nobility (chüeh) or honor granted
ali without prefixed qualifications; in Sung may be found
to women: in Han to wives of some officials (category not
only as an abbreviation of k'ai-kuo hsien-kung (Dynasty-
clear); in T'ang to mothers and wives of officials of ranks
founding District Duke). Also see k'ai-kuo kung, k'ai-kuo
3, 4, and 5; in Sung to wives of Chief Secretaries (shu-tzu)
chün-kung, kuo-kung, chün-kung, kung. SP: duc du sous-
in the household of the Heir Apparent; in Ming to daughters
prefecture. P65.
of Defender-generals of the State (chen-kuo chiang-chün);
hsien kung-chu 2513-2532 242
2513 hsien küng-chu ~ ~ .İ. for shouting for silence at state ceremonials. CL: prepose
HAN: Imperial Princess of ... District, title of nobility au bdillon.
(chüeh) awarded to daughters of Emperors, prefixed with
the names of Districts (hsien) whose tax receipts were al-
2522 hsien-mtn 51: 13;;
Lit., one who goes before (leads, sets an example for) the
located as stipends for the women-i.e., Districts with which
people: from antiquity, an indiı:ect reference to a King (wang)
they were "enfeoffed. K Cf. kung-chu, hsien-chu.
or Emperor.
2514 hsiin-llıng fı.lJ N~
2523 hsien-na shıh ~~fi
T'ANG: lit., reclusive gentleman: unofficial reference to a
Lit., one who makes a presentation (to the throne). (1)
Supernumerary Director (see yüan-wai) ofa Bureau (ssu)
T'ANG: Petition Box Commissfoner, from 742 to 756 the
in a Ministry (pu). Cf. yüan-wai lang.
official redesignation of li-kuei shih, to avoid using a hom-
2515 hsien-lilıng 'if ll ophone of the kuei character meaning demon or ghost. See
HAN: Worthy and Excellent, a recommendation category chih-kuei shih. RR: commissaire imperial pour la reception
for men nominated by loca! officials to be considered at the et la presentation (des requetes). P21. (2) MING-CH'ING:
capital for selection and appointment to government posts. unofticial reference to a Transmission Commissioner (t'ung-
HB: capable and good. cheng shih).
2516 hsien-lilıng fiing-cheng !l Il 1J IE 2524 hsien-nlın ~ !15
Worthy and Excellent, Straightforward and Uprlght, a CHIN-YÜAN: District Baron, title of nobility (chüeh), rank
recommendation category. (1) HAN: one of several cate- Sb; in Chin the lowest of 7 noble grades, in Yüan the lowest
gories for men nominated by local offıcials to be considered of 10. See nan, k'ai-kuo nan, k'ai-kuo hsien-nan. P65.
at the capital for selection and appointment to govemment
posts. (2) SUNG: the most common term used formen within
2525 hsiin-pei :St 1'
MING-CH'ING: !it., senior colleague: a respectful form of
and without the civil service who were promoted or ap-
direct address to or between Metropolltan Graduates (chin-
pointed on the basis of guaranteed recommendations (pao-
shih); may also be encountered as a form of direct address
chü) from eminent offıcials and success in subsequent spe-
in other circumstances.
cial examinations (chih-k'o) presided over by the Emperor.
2517 hsien-lilıng wen-hsüeh 'R ll '5l:. ~
2526 hsien-po ~ f!':ı
N-S DIV-CHIN: District Earl, 4th highest of 6 ranks of
HAN: Worthy, Excellent, and Learned, a recommenda-
nobility (chüeh) normally awarded men unrelated to the im-
tion category for men nominated by loca! officials to be
perial family; ranked below Marquis (hou) and above Dis-
considered at the capital for selection and appointment to
trict Viscount (hsien-tzu). See k'ai-kuo hsien-po. ·
govemment posts.
2518 hsien-l'ing ~ ~ 2527 hsien-pu ~ ~
CH'IN-CHIN: Distrlct Maglstrate, standard designation SUNG: abbreviated refarence to an Asslstant Dlstrict
of the head ofa District. See under hsien and ling. Maglstrate (see chu-pu).
2519 hsien-ma :St .~ or ~ .~ 2528 hsien-pu fflr. ~
(1) CHOU-N-S DIV: Frontrider, an attendant and mentor Lit., ministry of fundamental Jaws. (1) SUI-TJ\NG, MING:
in the entourage of an Heir Apparent and also of a Marquis Bureau of Punlshments, a major unit of the Ministry of
(hou) in Han and probably the early part of the era of N- Justice (hsing-pu), changed from hsing-pu c. 604, changed
S Division; in part responsible for riding before his master back to hsing-pu in 620; in Ming changed from tsung-pu
on any outing to clear the way or, less likely, for leading (Bureau of Supervision) in 1389, then abolished in 1390.
afoot his master's horse on an outing; in Han rank 600 (2) T'ANG-CH'ING: unofficial reference to the Ministry
bushels. in Han the 2nd form above (then no doubt hom- of Justice. Cf. hsien-kuan, hsien-ssu, hsieıi-t'ai. (3) T'ANG:
ophonous) displaced the first, original form, for reasons that from 752 to 757 the ofticial redesignation of the Ministry
are not clear, but possibly to avoid some taboo or some of Justice. RR: bureau de lajustice. P13.
ambiguity of the time. HB: forerunner. (2) N-S DIV-LIAO,
MING-CH'ING (2nd form): Librarian in the Editorial
2529 hsien-san M~
CH'ING: translation of a Manchu word: Unassigned Ban-
Service (ssu-ching chü) of the Heir Apparent, such respon-
nennan, a hereditary soldier in the Banner system (see ch'i,
sibilities growing out of the tutorial duties of the Frontrider
pa ch'i) without position or pay. How aman came to this
described above and becoming the dominant responsibili-
status is not clear. BH: bannerman at large.
ties as early as the 4th century; rank 5b in N. Wei, 5b2 in
T'ang, 8a in Sung, 5b in Ming and Ch'ing. in Chin and 2530 hsien-shao yüan fı.lJ öB !!'it
Yüan his functions were no doubt bome generally by the T'ANG: Bureau ofTaoist Muslc, before 838 calledfa-ch'ü
staffs of the Secretariats of the Heir Apparent (ch'unjang). so-ch'u yüan; a unit of the Imperial Music Office (t'ai-yüeh
RR +SP: bibliothecaire. BH: Jibrarian. P26. shu) in the Court of Imperial Sacrifıces (t'ai-ch'ang ssu).
RR: cour ou on executait /es airs taoistes.
2520 hsien-ma ~ .~
HAN-MING: unofficial reference to a Commandant Es- 2531 hsien-shen ch'u m,ı,~.
cort (fu-ma tu-wei), the husband of an Imperial Princess CH'ING: Judicial Office, established in 1748 in the Min-
(hsien-chu, kung-chu), originating with the Han practice of istry of Revenue (hu-pu), independent of its Bureaus (ch'ing-
enfeoffing Imperial Princesses with Districts (hsien). li ssu), to settle litigations among officers and troops of the
Banner establishment (see ch'i, pa ch'i), in coordination with
2521 hsien-mei shıh 1&T tt .E€; the Ministry of Justice (hsing-pu). P6.
CHOU: Silencer, 2 ranked as Junior Servicemen (hsia-shih),
members of the Ministry of Justice (ch'iu-kuan) responsible 2532 hsien-shen SSÜ mI= µJ
for applying gags to soldiers sent on secret missions and CH'ING: Interrogation Office, one each Left and Right
243 2533-2553 hsin-fu chün
in the Ministry of Justice (hsing-pu), independent of its mothers of Worthy Ladies (kuei-jen), lesser imperial wives
Bureaus (ch'ing-li ssu); established in 1723 to coordinate witlı rank =5a.
interrogations of prisoners awaiting sentencing; in 1737 the
Right lnterrogation Office was transforrned into a Metro-
2542 hsien-tslıi 9m $
Throughout history, an occasional archaic reference to a
politan Area Bureau (chih-li ch'ing-li ssu) to supervise ju-
District Magistrate (hsien-ling, chih-hsien). See tsai, tsai-
dicial matters of the Province-size region surrounding Pe-
hsiang, chung-tsai.
king; in 1742 the Left Interrogation Office was transforrned
into a Fengtien Bureau to supervise judicial matters of 2543 hsien-ts'do 1uı lf
Fengtien Province in modern Manchuria. Always, like Bu- T'ANG: unofficial reference to the Director (lang-c;hung)
reaus, the Offices were headed by Directors (lang-chung), ofa Bureau (ssu) in a Ministry (pu).
one each Chinese and Manchu, rank 5a. Pl3.
2544 hsien-tso ~ ftc.
2533 hsien-shıh ~ ± Throughout history, an unofficial reference to a principal
CHOU: Township Justiciar, 32 ranked as Ordinary Ser- secondary official in a District (hsien), such asa Vice Mag-
vicemen (chung-shih), under supervision of the Ministry of istrate (ch'eng) oran Assistant Magistrate (chu-pu); ora
Justice (ch'iu-kuan) responsible for judicial and pena! mat- generic reference to all such officials: District Assistants.
ters in regions distant from the royal capital that were called
Townships (hsien). CL: prev6t de justice d'une dependance.
2545 hsien-tsün ~ #
Throughout history, an unofficial reference to a District
2534 hsien-shih ~ (ljJi Magistrate (hsien-ling, chih-hsien).
CHOU: Township Preceptor, 2 ranked as Senior Service-
men (shang-shih) and 4 as Ordinary Servicemen (chung-
2546 hsien-tzu ~ -=f
CHIN-YÜAN: District Viscount, title of nobility (chüeh);
shih), under supervision of the Ministry of Education (ti-
6th highest of 7 noble grades in Chin, 9th highest of 10 in
kuan) responsible for general administrative, fiscal, and
Yüan; rank 5a in both periods. See tzu (Viscount), k'ai-kuo
military controls in those regions distant from the royal cap-
tzu, k'ai-kuo hsien-tzu. P65.
ital that were called Townships (hsien). CL: prepose a
dependance. 2547 hsien-wlıng ıl~
Calligraphic variant of hsien-kang (Fundamental Laws and
2535 hsien-shih feng-lu fJı it~~ Regulatory Principles).
CH'ING: lit., currently receiving a salary: On active duty,
used in reference to officials in regular service with sub- 2548 hsien-wang ~.3:.
stantive appointments. N-S DIV: District Prince, title of nobility (chüeh) created
by Wei in 224 with rank of 3,000 bushels for imperial sons
2536 hsien-shu R IJ in recognition of the constriction of the realm as compared
CH'ING: lit., worthy writer: unoffıcial reference to a Pro-
to Han, when imperial sons were known as unqualified
vincial Graduate (chü-jen) in the civil service recruitment
Princes (wang); the terrn was used intermittently through
examination sequence.
the rest of the era of N-S Division. P65.
2537 hsien-ssu if. WJ 2549 hsien-wei ~ Jt
(1) SUNG: Judicial Comınission, common reference to the
CH'IN-YÜAN: District Defender, status comparable to
office of a Judicial Commissioner (t'i-hsing an-ch'a shih,
the Vice Magistrate (ch'eng), with special responsibility for
t'i-tien hsing-yü kung-shih) ofa Circuit (lu), responsible for
police activities in the District. From T'ang on, duties be-
the supervisi.~n of judicial and pena! affairs in his jurisdic-
came more varied. In lieu ofa Defender, Ming entrusted
tion. (2) YUAN: unofficial reference to a Survelllance
police responsibilities to loca! Police Offices (hsün-chien
Commission (t'i-hsing an-ch'a ssu, su-cheng lien-fang ssu)
ssu) and miscellaneous administrative work to Clerks (tien-
in a Circuit (tao). (3) MINQ--CH'ING: unofficial reference
shih). See wei. RR: commandant. SP: directeur militaire,
to a Provincial Surveillance Commission (t'i-hsing an-ch'a
chef de police, commandant. P49.
shih ssu).
2550 hsien-wen k6 ~3t00
2538 hsien-ssu mu jf. WJ ;fil; or hsien-ssu tuan SUNG: Hali for Making Literature lllustrious, one sec-
;;WJıtllü tion of the Hanlin Academy (han-lin yüan), staffed with
N-S DIV: occasional qıiasi-official or unofficial reference Academicians (hsüeh-shih).
to the Censorate (yü-shih t'ai).
~ jl"
2539
SUNG:
hsien ta-jü 19*-
unoffıcial
*x
reference to a District Magistrate (chih-
2551 hsien-yln
District Governor, throughout history an unofficial (in
T'ang, quasi-official) reference to a District Magistrate (hsien-
hsien). ling, chih-hsien). See yin. P54.
2540 hsien-t'ai ıl~ 2552 hsın -Fa
Lit., pavilion of the fundamental laws. (1) Throughout im- Lit., someone who is trusted (?): occasionally encountered
perial history, an unofficial reference to the Censorate (yü- as a variant of shih (Commissioner), especially in refer-
shih t'ai, tu ch'a-yüan) or any sort of Censor (yü-shih), con- ence to an envoy.
sidered a guardian of the fundamental laws (see hsien, feng-
hsien; cf. hsien-kuan). (2) T'ANG: from 662 to 671, the
2553 hsin-fu chün flrffi'.if[
YÜAN: Newly Submitted Army, the component of Yüan
official name of the Censorate, then headed by a Censorate
military forces comprising officers and soldiers of the for-
Director (hsien-t'ai chang), rank 4a2. Pl8.
mer S. Sung state who surrendered to the Mongols; distin-
2541 hsien t'ai-chiin ~::tıt guished from the Chinese Arrny (han-chün) comprising sur-
SUNG: District Grand Mistress, title of honor granted to rendered members of the Chin dynasty forces in North China,
hsin-i k'u 2554-2571 244
and the Allied Anny (t'an-ma-ch'ih chün) of Khitan, Jurchen, 2563 hsing-ch'ieh ssü-yiıo ehli fi~ AJ ~nu
and sorne Chinese who joined the Mongol eause early in YÜAN: Medication Transport Service, lıeaded by a
the assault on the _Chin ernpire. Commissioner (shih), rank 5b; provided medications for the
imperial entourage (while traveling?); hierarehical relation-
2554 hsin-i k'u fJr tR /!I! ships not clear. Abolished in 1323-1324.
SUNG: Storehouse of New Clothes in the Palace Adrnin-
istration (tien-chung sheng). SP: nouveau magasin de 2564 hsing-chıh ~ fi
vetements. N-S DIV-CH'ING: !it. meaning not clear: unofficial ref-
erenee to a Secretary (chu-shih).
2555 hsı.n-p'iıo tsung-kuan IBWil.!.1r
CH'ING: Commander-in-chief of the Alarm Guns, fank 2~_65 hsing chüng-shü sheng fi ı::f:ı il fi
4a, in charge of seeurity at the various gates of the dynastic YUAN-MING: Branch Secretariat, a repliea of, and re-
eapital. See chien-shou hsin-p'ao kuan (Commander of the sponsible to, the metropolitan Secretariat (chung-shu sheng)
Alarm Gun). BH: eontroller of the alarrn-signal guns. in the dynastic capital; the paramount administrative agency
in a provincial area; in Yüan headed by a Grand Councilor
2556 hsın-shlh IB -if (ch'eng-hsiang), rank lb (eompared to la for his metro-
HAN-T'ANG: lit., a trusted eommissioner: used oceasion-
politan counterpart); in Ming headed by a Chief Adminis-
ally as the designation of an Envoy, e. g., to a foreign ruler.
trator (p'ing-chang cheng-shih), lb; in 1376 abolished, pro-
2557 hsin-tzu hsüeh-shıh ffr'=F/J± vineial military direetion being assigned to Regional Military
YÜAN: New Script Academician, one or rnore appointed Commissions (tu chih-hui shih ssu) and provincial civil di-
in 1271 in the Historiography lnstitute (kuo-shih yüan), ap- rection being assigned to Provincial Administration Com-
parently speeialists in writing Mongolian in the new alpha- missions (ch'eng-hsüan pu-cheng shih ssu). Also see hsing-
betic serip! devised by the Tibetan lama 'Phags-pa; in 1275 sheng, hsing shu-mi yüan. P50, 52.
expanded into a complete and autonomous Mongolian Han-
lin Aeaderny (meng-ku han-lin yüan). P23. 2566 hsing-chün chang-shlh fi• fi: ~
T'ANG: Army Aide, a duty assignment, normally for a
2558 hsin yüeh-fu fJr ~ Ffif civil official, to aceompany an army on campaign asa sen-
T'ANG: New Music Office, status and funetions not clear. ior administrative aide to the campaign eommander (chiang-
See huang-t'ou lang.
2~_59 hsin yün-lilıng t'i-chü ssü fJr )1
YUAN: New Grain Transport Supervisorate, established
fi~• A]
chün, yüan-shuai, ete.). RR: administrateur en chef de
l'armee en campagne.
2567 hsing-chün ssü-ma fi '.ıJ AJ .~ or hsing-
in 1284 under the Chief Grain Transport Commission (tu chün
ts'ao-yün shih ssu) for the Metropolitan Region (ching-chi), HAN-SUNG: Adjutant in the headquarters of an arrny on
to supervise the use of 250 land transport wagons based at eampaign or in the headquarters of a Military Commis-
postal relay stations (chan) in north eentral China; headed sioner (chieh-tu shih); originally had relatively unimportant
by a Supervisor (t'i-chü), rank 5a, 2 Associate Supervisors status as an administrative aide to a commander (chiang-
(t'ung t'i-chü), and one Vice Supervisor (fu t'i-chü). PS, 60.
2560 hsıng *
Abbreviated variant of hsün-hsing (lmperial Progress).
chün, ete.), but in T'ang was eommonly aman of military
abilities, who often sueceeded to eommand; in Sung, again
primarily an administrative subordinate to a military com-
mander, rank 8b. See ssu-ma, chün ssu-ma, chün-ssu. RR:
2561 hsing fi or hsing ... shıh fi··· $ administrateur superieur de l'armee en campagne. SP: ad-
(1) (either form, the 2nd enclosing an agency name or of- ministrateur de l'armee d'expedition.
ficial title) HAN-YÜAN: !it., to carry out the duties of ... ,
to act as ... , in an office where there was a temporary va- 2568 hsing-chün ts'iin-mou fi•~~
eancy: Acting, usually but not always used when the ap- T'ANG: Army Counselor, one of several titles for senior
pointee was of lower rank than was appropriate for the of- but 2nd-level offieers in arrnies on eampaign. RR: grand
fiee. SP: charge en outre. (2) (first form only, prefix to an conseiller de l'armee en campagne.
ageney name) Lit., moving: Branch, throughout history 2569 hsing-fang :JflJ m
ıı,ormally denoting a temporary, to some extent movable de- (!) SUNG: Office of Justice in the eombined Secretariat-
tachment or representative of the main agency indieated. Chancellery (chung-shu men,hsia sheng). See liufang (Six
Cf. fen, hsing-tsai. Offiees). (2) SUNG: Justice Section in the Proclamations
2562 hsing-iın :Jflj ~ Office (chih-ch'ih yüan) of the Secretariat (chung-shu sheng).
Justice Section: a unit attached to both the Census Bureau See wu fang (Five Sections). SP: chambre de justice. (3)
(hu-pu ssu; ef. hu-pu) and the Tax Bureau (tu-chih ssu) in From T'ang on, may be eneountered as an unofficial ref-
the State Finanee Commission (san ssu) ofearly Sung; ap- erenee to the Ministry of Justice (hsing-pu).
parently created in 1005 by a rnerging of the Military Sec- 2570 hsing-fiing shıh ~ 1i I:(;
tion (ping-an) of the Salt and Iron Monopoly Bureau (yen- CHOU: Supervlsor of Territories, 4 ranked as Ordinary
t'ieh ssu) with a Tax Section (tu-chih an; cf. tu-chih ssu), Servicemen (chung-shih), members of the Ministry of War
prior affiliation not cıe·ar. Subsequent history also not clear (hsia-kuan) who dealt with foreign envoys, determined the
exeept that in the 1080s, with the discontinuanee of the extent of dependent territories, and sought to harrnonize
State Finance Commission, merged into or was transformed foreign groups. CL: prepose ala co,ifiguration des regions.
into the Tax Bureau (also tu-chih ssu) of the Ministry of
Revenue (hu-pu). The name also oceurs asa variant orun- 2571 hsing-fü fi :k
offıcial referenee to a Justice Section (hsing-ts'ao) on the CHOU: Courier, 38 ranked as Junior Servieemen (hsia-
staff ofa territorial unit of administration; see liu ts'ao (Six shih), members of the Ministry of Justice (ch'iu-kuan) who
Sections). SP: service de justice. carried messages to foreign leaders and welcomed and aided
245 2572-2590 hsing-pu
important visitors at the royal court; subordinate to the Se- Works, a combined agency in the !ast S. Sung century,
nior Messenger (ta hsing-jen). CL: aide-voyageur. displacing the two separate Ministries of other times.
2572 hsing-ho shu J! fi]~ 2582 hsing-küng shlh fi '8 il!!
YÜAN: Bureau of Joyful Muslc, one of 2 major units con- SU!'ı.G: Commissioner of the Auxiliary Palace, a central
stituting the Music Office (chiao{ang ssu); headed by 2 govemment dignitary during and perhaps after the transi-
Directors (ling), rank 6b. See hsiang-ho shu (Bureau of tion from N. Sung to S. Sung in the 1100s; status and func-
Sacrifıcial Music). P!0. tions not clear, but likely a persQnage specially assigned to
2573 hsing-hsi ;/fi] ıg arrange quarters and provisions for the Emperor and his en-
tourage in travel status. Cf. tu tsung-kuan, tu pu-shu. SP:
CH'ING: variant of hsing-ming (Legal Secretary).
commissaire de palais mobile.
2574 hsing-jen fi A 2583 hsing-llıng & ff~
Messenger. (1) HAN: designation of couriers subordinate
T'ANG-CH'ING: unofficial reference to the Director (lang-
to the Chamberlain for Dependencies (ta-hsing till 104 B.C.,
chung) ofa Bureau (ssu, ch'ing-li ssu) in a Ministry (pu).
then ta hung-lu), headed by a Director (ling); together with
a counterpart group of lnterpreters (i-kuan), maintained 2584 hsing-ll fang 3flJ il m,
communication with enfeoffed Princes (wang) and Mar- T'ANG: Justice and Rites Offlce, a clerical unit in the
quises (hou) and with foreign tributary chiefs. •in Former combined Secretariat-Chancellery (chung-shu men-hsia) from
Han also found on the staffs of Marquisates (hou-kuo). HB: the early 700s; maintained liaison with the Ministries of
usher. Pl7, 69. (2) MING: see under hsing-jen ssu. Also Justice and of Rites (hsing-pu, lı-pu) in the Department of
see ta hsing-jen (Senior Messenger). State Affairs (shang-shu sheng), and to some extent per-
formed the functions these Ministries performed earlier.
2575 hsing-jen ssü fi A l"ı1
MING: Messenger Office, a central govemment agency at- 2585 hsing-n sheng &il'±.
tached to the Ministry of Rites (lı-pu), headed by a Director YÜAN: Astrological Apprentlce, 44 authorized for the
(cheng), rank 7a, and staffed with Messengers (hsing-jen), Astrological Commission (t'ai-shih yüan). P35.
8a; its principal function was to deliver forma!, non-routine
documents to important dignitaries such as Princes (wang)
2586 hsing-ming ;ifil~
CH'ING: Legal Secretary, one of several private secre-
and foreign chiefs. The Office was commonly staffed with
taries (mu-yu) normally found on the staffs of Department
new Metropolitan Graduates (chin-shih) who, despite its low
and District Magistrates (chih-chou, chih-hsien); a non-of-
rank, considered it a good stepping-stone to more promi-
ficial specialist adviser on judicial matters.
nent appointments. The Office was not perpetuated in Ch'ing,
which used ad hoc duty assignments to fulfill its functions. 2587 hsing-mit ;/fi] 5
Cf. ta hsing-jen (Senior Messenger). CH'ING: variant of hsing-ming (Legal Secretary).
2576 hsing-k'ö ;/flJf.ll, 2588 hsing-nei fi pq
MING-CH'ING: Offlce of Scnıtlny for Justice, one of HAN: !it., the palace (nei, ta-nei) where the ruler currently
the Six Offices of Scrutiny (liu k'o); staffed with Supervis- resided (hsing-tsai): a variant of Imperlal Palace (kung,
ing Secretaries (chi-shih-chung) who principally monitored chin-chung).
the functioning of the Ministry of Justice (hsing-pu). Pl8.
2589 hsing-o ~ ffi
2577 hsing-kuan ;/fi] 'g HAN: Lady of Graceful Beauty, designation of an im-
CHOU: variant reference to the Minister of Justice (ssu- perial consort, rank =2,000 bushels. HB: graceful lady.
k'ou; also see ch'iu-kuan).
2590 hsing-pit 3f1JHB
2578 hsing-kuan & 'g (1) N-S DIV: Bureau of Punishments, one of several ma-
Astronomical Official: throughout history a generic ref- jor units in the Section for Justice (tu-kuan) tbat was evolv-
erence to officials responsible for astronomical observa- ing under the Department of State Affairs (shang-shu sheng);
tions and calculations. P35. normally headed by a Director (lang). (2) SUI-CH'ING:
2579 hsing-kuan n ~'B':f: or hsing-kuan Minlstry of Justice, one of the Six Ministries (liu pu) that
were the administrative core of the central government, from
N-S DIV (Chin): Provisioner of Sweets, 2 subordinate to
the Director of Banquets (ta-kuan ling) under the Cham- T'ang through Chin a unit in the Department of State Af-
berlain for Attendants (kuang-lu-hsün). P30. fairs, in Yüan and early Ming a unit in the Secretariat (chung-
shu sheng), then from 1380 relatively autonomous. Headed
2580 hsing-küng fi 'g by one or more Ministers (shang-shu), rank 3a in T'ang,
Lit., mobile palace, i.e., a temporary residence of the ruler 2b in Sung, 3a in Chin and Yüan, 2a in Ming, lb in Ch'ing
in travel status; from antiquity: Auxiliary Palace. During after 1720; in Ch'ing one Manchu and one Chinese ap-
Sung's withdrawal from North China in the 1120s, used as pointee. in general, the Ministry supervised the adminis-
a prefix for various central govemment ~gencies, especially tration of justice and the management of prisons and con-
close-support agencies for the imperial palace. in Liao used victs throughout the empire, often collaborating with the
as a prefix for agencies in the dynasty' s various branch cap- Censorate (yü-shih t'ai, tu ch'a-yüan) and the Court of Ju-
itals. lıı Ch'ing referred to the court's summer resort at dicial Review (ta-li ssu); these 3 agencies were known col-
Ch'eng-te, modem Jehol; also called li-kung (Detached Pal- lectively as the Three Judicial Offices (san fa-ssu). Late in
ace). See hsing, hsing-tsai. P37. S. Sung the Ministry was combined with the Ministry of
2581 hsing-küng pil 3flJI $ Works (kung-pu) into a single Ministry of Justice and Works
(hsing-kung pu). in early Yüan there were many organi-
(1) May be encountered in any period as an abbreviated
reference to the Ministries of Justice (hsing-pu) and of zational changes: in 1260 there was established a combined
Ministry ofWar, Justice, and Works (ping-hsing-kung pu),
Works (kung-pu). (2) SUNG: Ministry of Justice and
hsing shang-shu sheng 2591-2601 246
also called the Right Ministry (yu-pu); in 1264 the Ministry 2596 hsing shü-tso fi' il iti:
ofWorks was made independent, leaving a combined Min- SUI-T'ANG: Field lnvestigator (?), apparenrty an Admin-
istry of War and Justice (ping-hsing pu); in 1266 the 3-unit istrative Clerk (shu-tso) in the Law Section (Ja-ts'ao) ofa
Right Ministry was re-established; in 1270 the Ministry of Princely Establishment (wangju) dispatched on a tour of
Justice was made independent; in 1271 it was reincorpo- investigation in the jurisdiction; from 618 to 626 entitled
rated into a 3-unit Right Ministry; and finally in 1276 it ts'an-chün-shih. RR: administrateur ambulant.
was stably established as one of 6 separate Ministries co-
ordinated by the Secretariat (chung-shu sheng). The Min-
2597 hsing ssü-md fi' AJ .~
Cavalry Commander on Campaign. (1) CHOU: 16 ranked
istry was subdivided into Bureaus (ssu) in Sui, T'ang, and
as Ordinary Servicemen (chung-shih) reportedly on the reg-
Sung, with minor variations: e.g., in T'ang a Bureau of
ular staff of the Minister of War (ta ssu-ma). CL: com-
Judicial Administration (hsing-pu, hsing-pu ssu), a Crimi-
mandant de chevau.x de marche. (2) HAN: occasionally en-
nal Administration Bureau (tu-kuan, tu-kuan pu, tu-kuan
couiıtered as a designation; hierarchical status not clear.
ssu), a Bureau of Review (pi-pu, pi-pu ssu), and a Bureau
of Frontier Control (ssu-men, ssu-men ssu), each headed by 2598 hsing-t'lıi fi'~
a Director (lang, lang-chung), rank 5b. The Ministry had (1) N-S DIV: abbreviation of shang-shu ta h:.ing-t'ai (Branch
no subordinate Bureaus in Liao, Chin, and Yüan, although Department of State Affairs); also see hsing shang-shu
Directors often remained on the staff, simply as Directors sheng. (2) T'ANG: Branch Department of State Affairs,
in the Ministry of Justice (hsing-pu lang-chung). The T'ang- a regional replica of the Department of State Affairs at the
Sung organizational pattem was restored at the beginning dynastic capital, established temporarily at the beginning of
of Ming, but from 1390 through Ch'ing Bureaus had ter- the dynasty to administer each newly subjugated area, headed
ritorial jurisdictions and names, one per Province (sheng), by a Director (ling), rank 2a; reappeared after the 780s des-
each with a Director (lang-chung), 5a, through which the ignating the head4uarters of various Military Commission-
Ministry supervised judicial and penal affairs in the various ers (chieh-tu shih). Also see ta hsing-t'ai. P50, 52. (3)
Ming-Ch'ing Provinces. RR+SP: ministere de la justice. YÜAN: abbreviation of hsing yü-shih t'ai (Branch Cen-
BH: ministry (board) of justice or of punishments. (3) sorate).
T'ANG-SUNG: Bureau of Judicial Adminlstration, one
of 4 Bureaus in the Ministry of Justice; responsible for pre-
2599 hsing-t'lıi shang-shü sheng f.r~f,!,ji!ti
CHIN: Branch Department of State Affairs, established
paring and revising laws and various judicial regulations
in 1140 at Kaifeng to govem the newly subjugated North
and for confirming the propriety of sentences in judicial China portion of the Sung empire, replacing the Bureau of
cases presented to the Emperor for final decisions; headed Military Affairs (shu-mi yüan) stationed at modem Peking
by a Director (lang-chung), rank 5b or 6b. RR: bureau de
during the military conquest; discontinued in the 1150s when
la justice. Pl3.
a new central govemment became effective at Peking, cho-
2591 hsing shlıng-shü sheng fi f,!,j il ti sen dynastic capital in 1153.
N-S DIV: Branch Department of State Aft'airs, a kind of
2600 hsing t'fıi-sheng fi•tı
proto-provincial administrative unit commonly established
SUI: Branch Department of State Affairs, several created
temporarily to administer a territory being newly incorpo-
transitorily early in the dynasty, each under a Director (ling),
rated into the domaiıi of a dynastic regime of this era. See
to administer newly subjugated regions as branches of the
shang-shu ta hsing-t'ai, hsing-t'ai.
Department of State Affairs (shang-shu sheng) at the dy-
2~92 hsing-sheng fi ti nastic capital. Each normally supervised only 2 Ministries,
YUAN-MING: abbreviation of hsing chung-shu sheng a Ministry of War (ping-pu) anda Ministry of Revenue (tu-
(Branch Secretariat); may also be encountered in refer- chih), and a few locally appropriate Directorates (chien).
ence to a senior provincial-level official, especially a Yüan See hsing shang-shu sheng, t'ai-sheng. P50.
dynasty Overseer (ta-lu-hua-ch'ih).
2601 hsing-tsai fitE
2593 hsing-shlh ~ it: Lit., located or resident at .... while traveling. (1) Imperial
Lit., a star-like delegate, apparently suggesting that the ruler Encampment, from antiquity a common designation of lo-
was comparable to the sun and his representatives to the cations where the ruler and his entourage made temporary
stars: throughout history a common unofficial reference to stops while touring the country; see hsün-hsing. (2) lm-
a Commissioner or Envoy sent from the court on a special perial Palace, from Han times an infrequent designation
mission, and sometimes used in directly addressing such an deriving from the doctrine that "the Son of Heaven con-
official. See shih, shih-hsing. siders ali within the four seas as his household (chia), and
wherever he resides is called hsing-tsai" (Le., a temporary
2594 hsing-shou fi 1f abode). (3) lmperial Capital, an extended meaning of (2)
See hang-shou.
above in S. Sung times, when the Sung court resettled at
2595 hsing shü-mı yüan rrm~~ modem Hangchow after abandoning North China; hsing-
YÜAN: Branch Bureau of Military Affairs, a transitory tsai suggested the hope that the southem relocation would
regional military headquarters representing the metropolitan be temporary, and is reflected in the European rendering
Bureau of Military Affairs (shu-mi yüan) at the dynastic Quinsai. (4) Auxiliary, a prefix attached to the names of
capital, normally headed by a central govemment dignitary various central govemment agencies and to official titles
on temporary duty assignment as Manager (chih-yüan); es- when found in places other than the legitimate, principal
tablished to administer an area newly subjugated by the dynastic capital (ching, ching-shih, tu). E.g., applied to
Mongols, eventually yielded authority to a more stable various S. Sung central government agencies and posts, from
Branch Secretariat (hsing chung-shu sheng). Also estab- which the usage described in (3) above derived. in Ming,
lished in various regions to coordinate military activities applied to agencies and posts at modem Peking (then Pei-
against domestic rebels in the 1350s and 1360s. p'ing) through 1420, while modem Nanking was the offi-
247 2602-2615 hsiu-chün huang-ho ssu
cial dynastic capital, and applied again to Peking agencies tered Palace Arrnies (yü-ch'ien chün) directed by the Bu-
and posts from 1425 to 1441 even though Peking had be- reau of Military Affairs (shu-mi yüan). Also see yü-ying
come the official dynastic capital in 1421, because ofa lin- ssu.
gering feeling that Nanking, the founding Emperor's cap-
ital, should a:gain in time be made the offıcial capital. E.g.,
2607 hsing-yü an-ch'fı sh(h WJ~~~{t
LIAO: Penal Commissioner, a court official on an ad hoc
during these years the Ministry of Rites at Peking, the real
duty assignment supervising the management of prisons and
seat of goverııment, was confusingly designated the Aux-
judicial processes in units of territorial adrninistration. See
iliary Ministry of Rites (hsing-tsai l{-pu), whereas the skel-
an-ch'a shih, t'i-hsing an-ch'a shih.
etal replica left at Nanking, now merely an auxiliary cap-
ital, was officially designated Ministry of Rites (l(-pu) without 2~08 hstng yü-shlh t'ai fim~•
any qualifying prefix. After 1441 the prefıx hsing-tsai was YUAN: Branch Censorate, 2 established to assist the met-
at lası dropped from the names of Peking agencies and posts, ropolitan Censorate (yü-shih t'ai) at Peking in providing
whereas ali agencies and posts at Nanking were clearly so censorial surveillance over provincial-level Branch Secre-
identified, e.g., as the Nanking Ministry of Rites (nan-ching tariats (hsing chung-shu sheng), dividing China in effect
l(-pu). Good usage rnight well be to ignore the 1425-1441 into 3 large survdllance spheres. üne established in Shensi
aberration and from 1421 on to refer, e.g., to the Ministry in 1279 after an intermittent, somewhat rnigratory existence
of Rites without qualifıcation (or, if greater precision is re- in the Northwest from 1264; one established at Yangchow
quired by the context, the Ministry of Rites at Peking) and in 1277 and moved to Hangchow in 1284 to monitor the
to the Nanking Ministry of Rites. South (Chiang-nan), disappearing arnid rebel uprisings in
1365. Each organized like the metropolitan Censorate, headed
2602 hsing-ts'ao WJlJ by a Censor-in-chief (yü-shih ta-fu), rank la, but respon-
Jusüce Secüon. (1) SUI-CH'ING: may be encountered as
sible to the metropolitan Censorate. Also see hsing-t'ai. Pl8.
an archaic reference to the Ministry of Justice (hsing-pu)
or possibly to the Ministry's Bureau of Judicial Admin- 2609 hsing-yüan fi~
lstration (hsing-pu, hsing-pu ssu). (2) MING-CH'ING: a YÜAN: abbreviation of hsing shu-mi yüan (Branch Bu-
clerical agency in each unit of territorial adrninistration from reau of Military Affairs).
Prefectures (fu) down to Districts (hsien), staffed entirely
with suboffıcial functionaries who handled paperwork con-
2610 hsiü-cheng chfı ~i&F,ıj
SUNG: Governmental Reform Service, a short-lived au-
cerııing judicial matters. Successor of the fa-ts'ao (Law
tonomous agency created in 1132 during the confusion of
Section) of earlier times. Also see liu ts'ao.
the dynastic govemment's withdrawal to South China, to
2603 hsing-tsou fi~ facilitate reorganization and stabilization, but abolished after
CH'ING: a suffıx appended to the names of agencies or to only 3 months; headed by the notorious Grand Councilor
titles suggesting "serving in ... , " "concurrently assigned to
... , " ete.: Concurrently Serving. Most commonly, but not
exclusively, used for members of the Hanlin Academy (hnn-
lin yüan) assigned to duty in the Council of State (chün-
chi ch'u). E.g., Hanlin Academy Examining Editor Con-
currently Serving in the Southerıı Study (hnn-lin chien-t'ao
2611 hsiü-chih llıng ~-J~
(tsai-hsiang) Ch'in Kuei as Supervisor (t'i-chü). SP: bureau
politique, bureau de la reforme politique.
*:.t
P34.
T'ang, of one ofa group of minor concubines in Sung; rank
2a in T'ang and Sung. RR: /emme d'une dignite rafjinee. 2633 hsiu-ts'ai
SP: /emme titree interieure de 2e rang. Cultivated Talent. (l) From antiquity a categorical rubric
under which talented men were nominated to be considered
2625 hsiü küng-te shlh f~ "JJJ ~ {l! for official appointments. (2) T'ANG: originally one of sev-
T'ANG: Commissioner for the Cultivation of Merit and eral degrees awarded to men nominated for office by loca!
Virtue, from about the 780s one of several titles granted authorities who passed qualifying examinations given by
to eminent Buddhist monks who, under supervision of the the Department of State Affairs (shang-shu sheng); discon-
Court of State Ceremonial (hung-lu ssu), were charged with tinued by 650, thereafter becoming a common unofficial
reguiating the issuance of ordination certificates and the state reference to a Presented Schcilar (chin-shih). (3) SUNG:
obligations of Buddhist monks throughout the country. These unofficial designation of ali candidates in a Metropolitan
were apparently antecedents of the Buddhist Registries (seng- Examination (sheng-shih) in the civil service recruitment
lu ssu) of later dynasties. Also see ta kung-te shih, kung- examination sequence. (4) MING-CH'ING: unoffıcial ref-
te shih. RR: commissaire charge de pratiquer /es merites erence to ali men qualified to participate in Provincial Ex-
et la vertu. Pl 7.
249 2634-2651 hsü-shih
aminations (hsiang-shih) in the civil service recruitment ex- above only t'u (Attendant). CL: le septieme degre de la sub-
amination sequence, having real or nominal status as ordination administrative; aide.
Govemment Students (sheng-yüan) in Confucian Schools
(ju-hsüeh) at the prefectural (fu) or lower !eve!. BH: Iicen-
2642 hsÜ-chang ~ ;&
SUNG: Chief of Assistants, unranked leader of suboffieial
tiate.
funetionaries in the Court of the Imperial Clan (tsung-cheng
2634 hsiü-ts'iing so ~ ~ rfr ssu), the Court of Judieial Review (ta-li ssu), ete. SP: scribe
Abbreviation of t'i-hsia hsiu-ts'ang so (Office of Granary en chef.
Repairs).
2643 hsü-chih ~ ~
2635 hsiü-tsiıo iın ~ ~ ~ or hsiü-tsiıo ssü ı'iJ SUI: Protocol Official, one subordinate to each Commis-
(1) SUNG (an): Palace Construction Section, one of 5 sioner (shih-che), e.g., Commissioner for Westem Tribu-
Sections in the Census Bureau (hu-pu ssu; cf. hu-pu), one taries (hsi-jung shih-che), in the Court for Dependeneies
of 3 agencies constituting the State Finance Commission (hung-lu ssu); in eharge ofplaeing foreign envoys in eorreet
(san ssu) in early Sung; normally headed by an Adminis- order of rank for imperial audienees, ete. Pi ı.
trative Assistant (p'an-kuan, t'ui-kuan); managed palace
constrııction projects, the constrııction of bridges and weirs,
2644 hsü-hsing tını JflJ
and storehouses for various pottery and wood products used MING-CH'ING: !it., to pity (those enduring) punishments:
in the palace; c. 1080, when the Commission was discon- Prison-inspecting, a prefix to titles of members of the
tinued, was absorbed or transformed into the Direetorate for Ministry of Justice (hsing-pu) delegated at 5-year intervals
the Palaee Buildings (chiang-tso chien). (2) SUNG (ssu): or oftener to inspect and report on conditions in the em-
Palace Construction Office, established in S. Sung as a pire' s prisons; e.g., Prison-inspecting Bureau Director (hsü-
unit of Lin-an Prefeeture (fu), site of the new dynastie cap- hsing lang-chung); the practiee was discontinued in 1666.
ital, modern Hangehow; staffing not clear. SP: bureau (ser- Pl3.
vice) de reparation et de construction dans la capitale. PiS. 2645 hsü-i ~ ~
2636 hsiü-tsuan ~ Jif SUI: Ritual Official, one subordinate to each Commis-
SUNG: Compiler, number and rank not clear, in the Cal- sioner (shih-che), e.g., Commissioner for Westem Tribu-
endar Preparation Office (hsiu jih-li so) of the Palaee Li- taries (hsi-jung shih-che), in the Court for Dependencies
brary (pi-shu sheng); also in the Imperial Genealogy Offiee (hung-lu ssu); in eharge of monitoring the deportment of
(yü-t'ieh so) of the Court of the lmperial Clan (tsung-cheng foreign envoys at imperial audiences and other functions.
ssu). SP: redacteur. Pi 1.
~-*~
in Ch'ing). P50.
2741 hsün i-fu !iı- lff
2732 hsün-fu shlh ~ • ~ or hsün-fu tii-shıh T'ANG: First Distinguished Garrison, one of the Five
Garrisons (wu Ju) at the dynastic capital in which militia-
SUNG: Pacification Commlssioner (-in-chief), a delegate men assigned to the Sixteen Guards (shih-liu wei) were ap-
from the central govemment to direct stabilization measures parently quartered. See hsün erh-Ju, san Ju, san wei. Cf.
in a region that had experienced war, domestic uprisings, hsün-fu (Distinguished Garrison). RR: premiere milice
or natura! disasters. SP: (grand) commissaire-inspecteur meritante. P43.
charge de s'informer de la soujfrance du peuple.
2742 hsün-k'ö WIIW
2733 hsün-fu yu t'a ltılff ;t-11!1 CH'ING: Prlncipal ofa District Medical School (i-hsüeh),
T'ANG-SUNG: !it., right-hand door of the merits office: certified by the Ministry of Rites (lT-pu) and supervised by
unofficial reference to the Bureau of Records (ssu-hsün) the Provincial Administration Commission (ch'eng-hsüan
in the Ministry of Personnel (li-pu), or to its Director (lang- pu-cheng shih ssu). BH: district physician.
chung).
2743 hsiin-k'o WII~
2734 hslin-hdi tao ~~ın CH'ING: lnstructor of Hanlin Bachelors (shu-chi shih) in
MING: Coastal Patrol Circuit, one or more established in the Hanlin Academy (han-lin yüan); duty assignments of
Fukien Province, apparently from the 1420s, to assist in Grand Ministers (ta-ch'en) entitled Academician Expositor-
subjugating coastal piracy; normally, concurrently in charge in-waiting (shih-chiang hsüeh-shih) or Academician Reader-
of storing tax grains for sea transport to the north; the Cir- in-waiting (shih-tu hsüeh-shih).
cuit Intendant (tao-t'ai) in charge was normally an Admin-
istration Vice Commissioner (pu-cheng ts'an-cheng), rank 2744 hsfın-k'u ~-
MING: Storehouse-inspecting ... , prefixed to Censors (yü-
3b, ora Surveillance Vice Commissioner (an-ch'afu-shih),
shih) or Supervising Secretaries (chi-shih-chung) with duty
4a.
assignments to check on receipts and disbursements at the
2735 hsün-h6 kuiin ~ ffl 'g or hsün-ho imperial treasury in the palace; by the 1620s a monopoly
SUNG-CHIN: River Patroller, a subordinate ofa Sung of Supervising Secretaries.
Military Inspectorate (hsün-chien ssu) or a Chin Chief River
Patroller (tu hsün-ho kuan) under the Directorate of Water-
2745 hsiin-kuiin 1/.ı'g
SUI-T'ANG: Honorary Official, a commoner or suboffi-
ways (tu-shui chien); in both cases, in charge of maintain-
çial functionary awarded a merit title (hsün) for outstanding
ing dikes, supervising river traffic, and when necessary or-
service, usually in battle; did not convey status as a regular
ganizing river defenses. SP: inspecteur de la riviere. P59.
official (kuan). Cf. hsün, hsün-ch'en.
2736 hsün-h6 yü-shih ~ iüI 1ff:1J ~ 2746 hslin-kuiin ~'g
MING: Transport-control Censor, duty assignment for 2
T'ANG-SUNG: lnspector, a lowly official, functions not
Investigating Censors (chien-ch'a yü-shih) to maintain sur-
hsün-lien ch'ien-hsia 2747-2765 256
clear, found on the staffs of the T'ang Ministry of Revenue tral, Eastern, Western, Southern, Northern) Ward, sec-
(hu-pu), Military Commissioner (chieh-tu shih), ete., and tor specified by insert of chung-, tung-, hsi-, nan-, or pei-
the State Finance Commission (san ssu) of early Sung. ch'eng. See hsün-ch'eng yü-shih. P20.
RR+SP: inspecteur. 2758 hsfın-shou ~ 9" or ~ ff
2747 hsün-lien ch'ien-hsilı alllfU1ıfii Lit., to tour places that are guarded, held, cared for, ete.;
SUNG: Director of Military Training in a Circuit (lu); interpreted to mean a ruler's making the rounds of feuda-
apparently a duty assignment rather than a substantive of- tories or other territorial adrninistrators to see how they have
fice. SP: educateur militaire. fulfilled their responsibilities as his regional representa-
tives: lmperial (Royal for the Chou era) Tour of lnspec-
2748 hsfın-mlı ssü !fJII.~ i'fJ tion, from antiquity used in reference to a ruler's journey-
CH'ING: Horse-tralning Office, one of 2 units in the Left ing away from his capital for almost any purpose; sometimes
Subsection (tso-so) of the lmperial Procession Guard (luan-
abbreviated to shou. Cf. hsün-hsing.
i wei), headed by a Director (chang-yin yün-hui shih), rank
4a. BH: equestrian section. 2759 hsün-shu alil vil,i
CH'ING: Principal of a District Geomancy School (yin-
2749 hsfın mlı-tı p'ü NS.~Jd!jm yang hsüeh), a non-official certified by the Ministry of Rites
SUNG: Supervisor of Postal Relay Stations, a duty as-
(U-pu) and supervised by the Provincial Administration
signment for a subordinate in a Military Inspectorate (hsün-
Commission (ch'eng-hsüan pu-cheng shih ssu); had some
chien ssu). See hsün-hsia ma p'u. SP: inspecteur des relais
control over loca! fortune-tellers, entertainers, women den-
de poste.
tists, ete., at the District (hsien) level. BH: district inspec-
2750 hsün-nung yü-shlh NS il W ~ tor of petty professions.
CH'ING: Agricultural lnspector, a Censor (yü-shih) on
2760 hsfın-ssü ~ i'fJ
special assignment touring the Metropolitan Area (chih-li)
CH'ING: unofficial reference to a loca! Police Chief (hsün-
around Peking; initiated in 1729 but quickly discoıitinued.
chien), head of a sub-District (hsien) Police Office (hsün-
Pl8.
chien ssu).
2751 hsün-shıh alil±
N-S DIV (N. Wei): Admonishing Serviceman (?), estab- 2761 hslin-tdo ~il~
(1) YÜAN: Teacher in a loca! Confucian School (ju-hsüeh);
lished in 400 as a prestige title (san-kuan) for tribal chiefs,
hierarchical status not clear. (2) MING-CH'ING: Assistant
rank 5a or 4b; comparable to the later title Grand Master
Instructor, from one to 4, in Confucian Schools in Dis-
of Remonstrance (chien-i ta-fu).
tricts (hsien), Subprefectures or Departments (chou), and
2752 hsfın-shlh NS &'. or ~ ~ Prefectures (Ju); apparently unranked in Ming, ranked as
(1) T'ANG: Patrolling lnspector: see under hsün. (2) SUNG: high as 7a in Ch'ing. BH: sub-director of schools. PSI.
Capital Inspector, duty assignments for Censors (yü-shih),
one to maintain disciplinary surveillance over civil officials
2762 hsün-tao ~ili
MING-CH'ING: especially after 1753, a variant offen-hsün
in the capital, prefixed Right; one to maintain disciplinary
tao (General Surveillance Circuit). Also see tao.
surveillance over military officials in the capital, prefixed
Left. SP: commissaire-inspecteur. (3) MING-CH'ING: un- 2763 hsfın-ts'ang k'ö-tao ~ğf4ili
official reference to a Ward-inspectlng Censor (hsün-ch'eng CH'ING: Granary-inspecting Censor, one-year duty as-
yü-shih). P20. signment for 14 lnvestigating Censors (chien-ch'a yü-shih)
2753 hsün-shıh NSnıfi. and Supervising Censors (chi-shih-chung) to watch over re-
MING-CH'ING: !it., to tour and observe: a prefix used pri- ceipts and disbursements at the govemment granaries at Pe-
king and nearby T'ung-chou, the northem terminus of the
marily for Censors (yü-shih) on traveling duty assignments:
Censor lnspectlng ••• or ... -inspecting Censor, e.g., hsün- Grand Canal; apparently an 18th-century change from the
tide ch'a-ts'ang yü-shih. Also see k'o-tao. Pl8.
shih shan-tung ho-hu kung-wu yü-shih (Censor lnspecting
River and Lake Conservancy Work in Shantung). Also see 2764 hsün-ts'ang yü-shlh NS:!W~
hsün (Patrol, Patrolling lnspector). MING: Granary-inspecting Censor, duty assignment for
2754 hsfın-shıh huang-ch'eng yü-shlh 2 lnvestigating Censors (chien-ch'a yü-shih), one to super-
vise receipts and disbursements at state granaries in Peking,
NS ilı ~~mı~ one to do the same at nearby T'ung-chou, the northem ter-
MING-CH'ING: Ward-inspecting Censors of the Im- minus of the Grand Canal; the latter also to oversee oper-
perial Capital Wards, collective designation of Ward-in- ation of the whole northern sector of the Grand Canal trans-
specting Censors (hsün-ch'eng yü-shih) in the dynastic cap- port system from 1529 to 1626, when the assignment was
ital. P20. superseded by the establishment of Transport-control Cen-
2755 hsün-shıh ... ts'ao wu ~~···fflf15 sors (hsün-ho yü-shih). Antecedent of the Ch'ing hsün-ts'ang
MING-CH'ING: Canal Transport-inspecting ... : prefix k'o-tao.
to Censor (yü-shih) or Supervising Secretary (chi-shih- 2765 hsfın-ts'ao yü-shlh ~ timi ~or hsün-ts'ao
chung), the place-name insert indicating each inspector's
headquarters town. See hsün-ts'ao yü-shih (Transport-con- k' ö-tao NS ffl H ili
trol Censor). MING-CH'ING: Transport-control Censor, duty assign-
ment for Censors (yü-shih) and in Ch'ing also for Super-
2756 hsün-shıh yen-cheng yü-shlh vising Secretaries or Supervising Censors (chi-shih-chung)
NSijUlil?iW~ to maintain surveillance over the handling of state tax grain
Variant of hsün-yen yü-shih (Salt-control Censor). shipments along the Grand Canal; established by the 1620s
in lieu of part-time surveillance by Salt-control Censors (hsün-
2757 hsün-shıh ... yü-shlh NS iı ··· W ~ yen yü-shih); 4, one each at Huai-an in Kiangsu, Chi-ning
MING-CH'ING: Ward-inspecting Censor for the (Cen-
257 276();-2779 hu-chün tu-wei
in Shantung, Tientsin in modern Hopei, and T'ung-chou kuan); traditionally-understood to be aman who beat on an
outside Peking. Abolished by Ch'ing in 1650, such duties earthen jug to frighten away insects and worms. CL: frap-
being turned over to Circuit Intendants (tao-t'ai) of appro- peur de tambour en terre cuite.
priate Provincial Administration Commissions (ch'eng-hsüan
pu-cheng shih ssu); in 1729 re-established at Huai-an and
2775 hu-chün ııl'.$
(1) HAN: Milltary Protector, briefly from A.D. 1, an of-
T'ung-chou, 2 each; in 1737 ali 4 original posts were re-
ficial on the staff of the Defender-in-chief (ta ssu-ma), one
established, but later the Huai-an post was moved to Kua- of the eminent Three Dukes (san kung); rank apparently
i and the Tientsin post to Yang-ts'un. See k'o-tao. Pl8, 60.
2,000 bushels, but functions not clear; not continued in Later
2166 hsün-yen chih-chOı ~ 'il tın t~ or hsün-yen Han. Abbreviated from the Ch'in-early Han title hu-chün
Variant forms of hsün-yen yü-shih (Salt-control Censor). tu-wei (Protector Commander-in-chief), which was changed
Also see chih-chih. to the archaic ssu-k'ou (Minister of Justice) in 8 B.C. before
becoming hu-chün. HB: commissioner over the army. (2)
2767 hsün-yen yü-shih ~ 'il r.tll ~ N-S DIV: Capital Protector: from San-kuo Wei on, in-
MING-CH'ING: Salt-control Censor, from 1416 a duty
termittently, an eminent offıcer who shared with a Capital
assignment for Investigating Censors (chien-ch'a yü-shih);
Commandant (ling-chün) command of the Imperial Guards-
4, one assigned in annual rotation to supervise salt pro-
men (ehin-ping) who were depended on for defense of the
duction in each major producing area-the Chekiang coast,
capital city, the palace, and the ruler. Equivalent to chung
the Nanking area, the Peking area, and the dry salt-bed sec-
hu-chün; also see chung ling-chün. (3) SUI: variant of fu
tions of Shansi. They were expected to ensure that salt was
lang-chiang (Vice Commandant), 2nd in command of each
issued only to licensed salt merchants and that the salt rev-
Soaring Hawks Garrison (ying-yang fu), from 607 to 618
enues were promptly remitted to the dynastic capital. Soon,
the basic unit in the Garrison Militia system (see fu-ping,
as salt production and distribution were further developed,
fu). (4) T'ANG-MING: Military Protector, a merit title
such Censors were assigned to every Province except Fu-
(hsün) for military officers of rank 3b from T'ang to Chin,
kien and Shantung, where the function of preventing the
2b in Yüan and Ming; replacing the earlier merit title Gen-
distribution of contraband salt was entrusted to delegates
eral-in-chief (ta chiang-chün). RR+SP: protecteur d'armee.
from Provincial Surveillance Commissions (t'i-hsing an-ch'a
P65. (5) T'ANG, MING: Military Protector, commander
shih ssu). in early Ch'ing the title was changed to yen-cheng,
ofthe Defense Brigade (hu-chünfu) assigned to each Princely
q.v. BH: salt censor. P61.
Establishment (wang{u); discontinued in 1376. P69. (6)
2168 hsün yü-shih ~ r.tll ~ CH'ING: Guardsman, designation of common soldiers in
T'ANG: variant of hsün (Patrolling lnspector). the Guards Brigade (hu-chün ying) and the Summer Palace
Guard Brigade (yüan-ming yüan hu-chün ying). Also see
2769 hsün-yüan ~ ~
T'ANG: Touring Brokerage, 13 established after 758 as
touring collection agencies to control salt distribution in large
areas not supervised by permanent Brokerages (yüan); İn
shang hu-chün, chung hu-chün. P37.
2776 hu-chün chiang-chün ~•lm•
N-S DIV: Protector-general, from San-kuo Wei on, in-
effect, a mobile branch of the Salt Monopoly Commission termittently, the designation of a military dignitary who is
(chüeh yen-t'ieh ssu) based at Yangchow on the Yangtze reported to have controlled ali military appointments in some
River. P52, 61. periods and in others to have commanded military units be-
yond the environs of the dynastic capital; also in some uses
2770 hu-ehi p'an-kuan J=ifrffU'B' seems to have been honorific.
CHIN: Tax Assistant, one or 2, rank 6b, on the staff of
each Fiscal Commissioner (chuan-yün shih), in charge of 2777 hu-chün chüng-wei ıil'.!!iı:f:ıft
tax collections. P60. (1) HAN: Protector Commandant of the Center, a title
sometimes conferred on leaders or assistants to leaders of
2771 hu-chiang J=i ~ armies on campaign. HB: commissioner over the army and
HAN: Gate Commander, supervisor of Gate Gentlemen- commandant of the capital. (2) T'ANG: Palace Comman-
attendants (men shih-lang) of Left and Right in the house-
dant-protector, a high eunuch post in the Armies of In-
hold of the Heir Apparent; in A.D. 25 superseded by Grand
spired Strategy (shen-ts'e chün) from the !ate 700s, one of
Masters of the Gates (men ta{u). HB: general of the doors. the organizational bases from which palace eunuchs gained
P26. dictatorial control over the imperial armies, the court, and
2772 hu-ch'üing ying 11e.te"~ the throne in the 9th century. RR: chef et protecteur d'armee.
CH'ING: Tiger-hunting Brigade, an elite group of Ban-
nermen (see ch'i, pa ch'i) organized to attend the Emperor
2778 hu-chün f u ııi • lf-J
Defense Brlgade. (1) T'ANG: one of 3 types of military
on hunts; headed by a Commander-general (tsung-t'ung);
units authorized for Princely Establishments (wangfu), one
included 21 Chief Tiger Hunters (hu-ch'iang chang), 260
each Left and Right led by a Military Protector (hu-chün).
Associate Tiger Hunters (hu-ch'iang fu-chang), and 600 or-
RR: garde des protecteurs d'armees. (2) MING: authorized
dinary Tiger Hunters (hu-ch'iang). BH: marksman for tiger
for Princely Establishments, staffıng not clear; in 1376
hunts.
superseded by Escort Guards (hu-wei). P69.
2773 hu chih-lang J=i ®: ll~ 2779 hu-chün tu-wei ııt'.!liı~Jt
HAN: !it., court gentleman on duty at the gate: Gate
(1) CH'IN-HAN: Chief Commandant-protector, status
Gentleman-attendant in the household of the Heir Ap-
and functions not clear, but from 119 B.C. apparently a
parent, supervised by one or more Gate Commanders (hu-
subordinate of the Defender-in-chief (t'ai-wei), one of the
chiang). P26. eminent Three Dukes (san kung). BH: commissioner over
2774 hu-ch6 shıh ~ ij _a:; the army and chief commandant. (2) T'ANG: Chief Palace
CHOU: Water Sprinkler, one ranked asa Junior Service- Commandant-protector, one of the very highest eunuch
man (hsia-shih), a member of the Ministry of Justice (ch'iu- posts in the Arrnies of Inspired Strategy (shen-ts'e chün)
hu-chün ying 2780-2791 258
from the !ate 700s, ene of the posts from which palace eu- military titles associated with guarding the ruler, especially
nuchs gained dictatorial control over the imperial armies, such Han-T'ang titles as chung-lang chiang (Leader of Court
the court, and the throne in the 9th century. RR: chef pro- Gentlemen) and hsiao-wei (Commandant);· the Yüan dy-
tecteur d'armee. P43. nasty had a hu-pen ch'in-chün (Brave as Tigers Imperial
Army).
2780 hu-chün ying ~ 1'[ it
CH'ING: Guards Brigade, a unit of elite Bannermen drawn 2788 hu-pin llıng ıt jt J~
from ali Banners (ch'i) to provide guard duty for the im- HAN: Gentleman Brave as Tigers, designation of as many
perial palace under a Commander-general (t'ung-ling). Each as 1,000 Court Gentlemen (lang) led by a Leader of Palace
section of the Brigade was normally prefixed with the des- Gentlemen (lang-chung liang) ranked at 2,000 bushels; in
ignation of one of the Eight Banners (pa ch'i). Also see nei A.D. 1 replaced the title Gate Guardsman (ch'i-men lang);
hu-chün ying. BH: guards division. may have been members of the ordinary soldiery of the
2781 hu-fang J=ı m Southern Army (nan-chün). HB: gentlemen rapid as tigers.
(l) T'ANG-SUNG: Revenue Office, one of 5 (in Sung 6) 2789 hu-pu J=ı-$
Offices (see liu fang) in the combined Secretariat•Chan- (l) CHOU: variant reference to the Ministry of Education
- cellery (chung-shu men-hsia) that developed in the early (ti-kuan). CL: ministere de la population. (2) T'ANG-
700s as a counterpart of the Ministry of Revenue (hu-pu) CH'ING: Ministry of Revenue, one of the Six Ministries
in the Department of State Affairs (shang-shu sheng). (2) (liu pu) that were the general-administration core of the
SUNG: Revenue Section, one of 5 Sections (see wufang) central govemment, subordinate to the T'ang-Sung De-
in the Proclamations Office (chih-ch'ih yüan) of the Sec- partment of State Affairs (shang-shu sheng) and the Yüan-
retariat (chung-shu sheng); also one of 4 Sections (see ssu early Ming Secretariat (chung-shu sheng), but relatively au-
fang) in the Bureau of Military Affairs (shu-mi yüan), headed tonomous after 1380, though from the mid-1400s coordi-
by a Vice Recipient of Edicts (ju ch'eng-chih), rank 8b; the nated by the Grand Secretariat (nei-ko). Successor of the
channel through which, in collaboration with the Revenue tu-chih (Ministry of Revenue) of the era of N-S Division
Office mentioned in (l) above and the Ministry of Reve- and of the Sui-early T'ang min-pu, retitled c. 650 to avoid
nue, the Bureau managed fıscal administration for the mil- the personal name ofT'ang T'ai-tsung (Li Shih-min); T'ang
itary establishment; dissolved c. 1074 in a reorganization writers extended this taboo back to Sui, erroneously refer-
of the Bureau into 10 and later 12 Sections (see shih-erh ring to Sui's min-pu as a hu-pu. The Ministry was in gen-
fang). SP: chambre des finances. (3) From Sung on, may eral charge of population and land censuses, assessment and
be encountered as an unofficial reference to the Ministry collection of taxes, and storagr and distribution of govem-
of Revenue (hu-pu). ment revenues. Usually divided into specialized Bureaus
2182 hu-faiıg fl! w (ssu, ch'ing-li ssu; also see ts'ao): a Census Bureau (hu-pu,
ssu-yüan, ti-kuan), a General Accounts Bureau (tu-chih, ssu-
T'ANG: Hawk Cage, one of the Five Cages (wu fang) of
tu), a Treasury Bureau (chin-pu, ssu-chen, ssu-chin), and
animals used in imperial hunts, supervised by the Com-
a Granaries Bureau (ts'ang-pu, ssu-yü, ssu-ch'u). Chin and
missioner for the Imperial Stables (hsien-chiu shih) in the
Yüan had no Bureaus, but in Yüan the Ministry had 6 much
Palace Administration (tien-chung sheng). RR: le quartier
diminished Sections (k'o): a Treasury Section (chin-k'o), a
des vautours. P38.
Granaries Section (ts'ang-k'o), a Special Accounts Section
2783 hu-fang Hm (nei-tu k'o), a General Accounts Section (wai-tu k'o), a Fod-
CH'ING: lmperial Hawk Aviary, one of 3 subsections of der Section (liang-ts'ao k'o), and a Budget Section (shen-
the Office of the Imperial Hunt (tu-yü ssu) in the Imperial chi k'o). In Ming and Ch'ing, Bureaus were named on the
Household Department (nei-wu fu). basis of territorial jurisdictions, one per Province (sheng),
each Bureau directing and monitoring fiscal administration
2784 hu-k' ö J=ı f4 in the Province for which it was named. In Ming each such
MING-CH'ING: Office of Scrutiny for Revenue, staffed
Bureau had 4 subsidiary Sections (k'o) with functional spe-
with Supervising Secretaries (chi-shih-chung) charged with
cializations: a Statistics Section (min-k'o), a General Ac-
keeping censorial watch over activities of the Ministry of
counts Section (tu-chih k'o), a Special Accounts Section
Revenue (hu-pu); headed by a Chief Supervising Secretary (chin-k'o), and a Granaries Section (ts'ang-k'o). The Min-
(tu chi-shih-chung) in Ming, by one Manchu and one Chinese
istry was always headed by a Minister (shang-shu), rank
Seal-holding Supervising Secretary (chang-yin chi-shih-
3a to lb; Bureaus were headed by Directors (lang-chung),
chung) in Ch'ing. One of the Six Offices of Scrutiny (liu
6b to 5a; Sections were normally headed by Clerks (ling-
k'o), independent until absorbed into the Censc~ate (tu ch'a- shih), unranked. For the early Ming transitional organiza-
yüan) in 1723. Pl8, 19. tion of the Ministry, see under hu-pu wu k'o (Five Sections
2785 hu-k'ou an J=ı ı::ı ~ of the Ministry of Revenue). RR+SP: ministere des fi-
SUNG: Census Section, one of 3 subsections in the Left nances. BH: ministry (board) of finance or revenue. P6.
Section (tso-ts'ao) of the Ministry of Revenue (hu-pu) from (3) T'ANG-SUNG: common abbreviation of hu-pu ssu
c. 1080, when the Ministry was fully activated following (Census Bureaİı). Also see ssu-t'u, ssu-nung, tso-ts'ao, yu-
discontinuance of the State Finance Commission (san ssu) ts'ao.
of early Sung; staffed with suboffıcial functionaries who
monitored records pertaining to population and state labor 2790 hu-pu chfı J=ı-$ mı
requisitions. SP: service de population. P6. CH'ING: abbreviated, unoffıcial reference to the Metro-
politan Coinage Service (pao-ch'üan chü), a unit in the
2786 hu-llıng J=ı IW Ministry of Revenue (hu-pu).
HAN: Court Gentleman at the Doors, status and func-
tions not wholly clear. BH: gentleman of the doors. 2791 hu-pu shlh-ssü J=ı-$~ ı"fJ
LIAO: Tax Commission, a regional fiscal agency located
2787 hu-pin ıt Jt at the dynasty's Eastem Capital (tung-ching). P7.
Brave as Tigers: throughout history occurs as a prefıx to
259 2792-2803 hua-chih
2192 hu-pu ssü JS-im ı'iJ Administrative Assistant (p'an-kuan, t'ui-kuan); responsible
Census Bureau. (1) T'ANG-SUNG: one of 4 main sub- for keeping accounts concerning the amounts of grain in
sections of the Ministry of Revenue (hu-pu); headed by a the capital grariaries and for monitoring the payment of sal-
Director (lang-chung), rank 5b in T'ang, 6a or 6b in Sung; ary grain to officials. Discontinued c. 1080, its functions
collected and maintained ali registers of population, land, taken over by the Ministry of Revenue (hu-pu) and the Court
ete.; kept records conceming special taxes, remittances, and of the National Granaries (ssu-nung ssu). SP: service des
exemptions. in Sung existed only nominally. RR+SP: bu- greniers.
reau des fınances. (2) SUNG: one of the 3 agencies that
constituted the State Finance Commission (san ssu) of early 2798 hu-ts'lıo P ff
Sung, with functions essentially the same as those of the (1) HAN: Civil Affairs Section, one in the Imperial Sec-
Ministry of Revenue at other times; headed by a Vice Com- retariat (shang-shu t'ai), one on the staff of the Defender-
missioner (fu-shih) or, when the 3 agencies functioned sep- in-chief (t'ai-wei), and probably one on the staff of the
arately, by a Commissioner (shih). Supervised 5 subordi- Counselor-in-chief (ch'eng-hsiang), ali apparently headed
nate Sections (an): Summer Tax Section (hu-shui an), by Ad;ninistrators (yüan-shih), rank =300 bushels; con-
Prefectural Remittances Section (shang-kung an), Palace cerned with census records, petitions from commoners, ete.,
Construction Section (hsiu-tsao an), Yeast Section (ch'ü- but precise functions not clear; may be a calligraphic change
an), Clothing and Rations Section (i-liang an). Discontin- from min-ts'ao (Census Section) traceable to T'ang writers
ued c. 1080, its functions thereafter being divided among (see under hu-pu). HB: bureau of households. (2) HAN-
the Ministry of Revenue and other agencies. SP: bureau des CH'ING: Revenue Section, a staff agency in each unit of
fınanees. P6. territorial administration down to the District (hsien) !eve!,
responsible for overseeing regional or loca! fiscal manage-
2193 hu-pu wu k' ö w
ı=ı -mı 1i ment, after Han under the supervision of and in correspon-
MING: Five Sections of the Mlnlstry of Revenue, a ref- dence with the Ministry of Revenue (hu-pu) in the central
erence to the organization of the early Ming Ministry from govemment. May have been known as min-ts'ao until early
1368 to 1380, during which period, instead of traditional T'ang. See liu ts'ao (Six Sections). HB: bureau of house-
Bureaus (ssu), it supervised 5 subsidiary Sections (k'o): First holds. RR: bureau des fınances. SP: service des fınances.
Section (i-k'o), Second Section (erh-k'o), Third Section (san- (3) N-S DIV: Revenue Sectlon, alternating with hu-pu
k'o), Fourth Section (ssu-k'o), and General Section (tsung- (Ministry of Revenue) as the name of a major agency of
k'o), each headed by a Director (lang-chung). in 1373, be- fiscal administration in the central govemment, subordinate
cause of an increase in its activity, the Ministry was re- to the evolving Department of State Affairs (shang-shu
staffed with a Minister (shang-shu) anda Vice Minister (shih- sheng). May have been known as min-ts'ao; see under (1)
lang) for each of these subsidiary Sections. in a general and (2) above. (4) SUI-CH'ING: may be encountered as
reorganization of the central govemment in 1380, the Min- an archaic, unofficial reference to the Minlstry of Revenue
istry's 5 Sections were transformed into 4 Bureaus (ssu) (hu-pu) or to the Ministry's Headquarters Bureau (also
differentiated by functions; and fınally in 1390 a Bureau hu-pu). P6.
(ch'ing-li ssu) was established for and named after each
Province (sheng). See under hu-pu. P6. 2199 hu-ts'tıo tü-wei ülıtU~Jt
HAN: Commandant-protector of Transport, in charge of
2794 hu-shıh fJE ± guarding tax grains shipped by water to the dynastic capital;
CHOU: Royal Guardsman, 800 constituting the personal abolished A .D. 31 . HB: chief commandant protecting grain
bodyguard of the King, commanded by officers of the Min- transport by water. P60.
istry of War (hsia-kuan) normally prefixed Brave as Tigers
(hu-pen). CL: guerriers tigres. 2800 hu tü-shui shlh üt i~ # -0e
HAN: Rlver Conservancy Commissioner, variant refer-
2195 hu-shıh chien Ji ~ m ence to ho-ti yeh-che; see under ho-ti shih. P59.
SUI-T'ANG: Directorate (also Director) of Trlbutary
Trade, in Sui one in each Hostel for Tributary Envoys (ssu- 2soı hü-t'u-k'o-t'u ~ il 5llii
fang kuan), in T'ang subordinate to the Directorate for Im- CH'ING: Living Buddha, designation of several heads of
perial Manufactories (shao-fu chien); supervised trade car- the Mongolian branch of Lamaism, distinguished by pre-
ried on by tributary delegations. RR: direction des marches fixes. BH: pontiff.
d'echange avec les pays etrangers. Pll.
2802 hu-wei ğf jlj
2196 hu-shui an P ~ ~ (1) LIAO: Imperial Bodyguard, established in both the
SUNG: !it., Section for levies on households: Summer Tax
Northern Establishment (pei-yüan) and the Southem Estab-
Section, one of 5 Sections in the Census Bureau (hu-pu
lishment (nan-yüan) of the Northern Administration (pei-
ssu; cf. hu-pu) in the State Finance Commission (san ssu)
mien) at the dyİıastic capital in modem Jehol; often called
of early Sung, normally headed by an Administrative As- hu-weifu (lmperial Bodyguard Office). (2) MING: Escort
sistant (p'an-kuan, t'ui-kuan); monitored the distribution Guard, one assigned for the protection of each Princely
among government agencies of revenues from summer tax Establishment (wang-fu), headed by a Guard Commander
collections. Discontinued in the 1080s, its functions ab- (chih-hui shih), rank 3a. (3) CH'ING: Commandant in 3
sorbed by the Semiannual Taxes Subsection (erh-shui k'o) grades (teng), rank 3b to 5b, in charge of the troops in a
of the Ministry of Revenue (hu-pu). SP: service de la taxe
Princely Establishment. P69.
a·ııe.
*H
established 1294, abolished 1324, re-established 1334. P26. Ch'ing; e.g., hui-pan ch'ang-chiang fang-shou shih-i
(Commander of Yangtze River Defense).
2876 hui-chi SSÜ P.I
See k'uai-chi ssu (Office of Accounts). 2887 hui-pı ffl Jm
2877 hüi-fan mJ ıtrö: Avoldance: from Han on, a principle relating to personnel
N-S DIV (N. Ch'i): Lady of Brilliant Models, designation assignments in the civi1 service, principally forbidding rel-
of one of 27 imperial wives called Hereditary Consorts (shih- atives to serve in the same government agency (the junior
fu ); rank =3b. must withdraw in deference to the senior) or to accept ap-
pointments in units of territorial administration where they
2878 hui-fei ~ YE were themselves registered natives. The intent in both cases
T'ANG-MING: Gracious Consort, title of a high-ranking was to minimize collusion among relatives to the disad-
imperial wife; in T'ang, beginning in the reign of Hsüan- vantage of the state. The principle varied from dynasty to
tsung (712-756), one of the esteemed group called the Three dynasty in its details and in the rigidity of its enforcement.
Consorts (san fei). Also see hua-fei, li-fei. RR: concubine See san-hu fa (Law of Triple Avoidances).
bienveillante.
2879 hui-hui @@
2888 hui-shih ~ *
YÜAN-CH'ING: Metropolitan Examination in the civil
Moslem, Muslim: prefıx to many titles indicating that they service recruitment examination sequence, given at the cap-
were reserved for Moslem appointees or specialized in ital to candidates for the degree of Metropolitan Graduate
Moslem affairs; especially prevalent in Yüan times. Ap- (chin-shih), nonnally already Provincial Graduates (chü-jen);
parently derived from references to early Uighurs. nonnally followed by a confirmatory Palace Examination
(t'ing-shih, tien-shih) presided over by the Emperor or his
2~_80 hui-hui lıng-slıih @ı @l % ~ surrogate; successor of the Sung dynasty sheng-shih.
YUAN: Moslem Clerk, found in many agencies, e.g., var-
ious Ministries (pu), the Court of the Imperial Stud (t'ai-
p'u ssu), the Directorate of Waterways (tu-shui chien); may
2889 hui-t'ung kudn *[8] fil
Interpreters lnstitute. (1) YÜAN: the principal agency for
be encountered in later dynasties as well. receiving tributary envoys; established in 1276, discontin-
ued in 1288, re-established in 1292; in 1295 put under su-
2881 hui-hui ssü-t'ien chien @l @l P.I ~ x. pervision of the Minister of Rites (l(-pu shang-shu); headed
YÜAN: Directorate of Moslem Astronomy, a central by 2 Commissioners-in-chief (ta-shih), rank: 4a. (2) MING-
hui-t'ung ssu-i kuan 2890-2909 264
CH'ING: the principal state hostelry for foreign envoys, palace, each entrance to a royal park or garden, ete. CL:
headed by a Commissioner-in-chief, 9a; in 1492 placed un- concierge. (2) Throughout imperial history, one of many
der the concurrent control ofa Secretary (chu-shih), 6a, of terms occasionally used to refer to a eunuch,
the Bureau of Receptions (chu-k'o ssu) in the Ministry of
Rites; in 1657 put under an Administrator (t'ung-shih) with
2900 hun-t'ang SSÜ m\ ~ ffJ
MING: Bathing Office, a minor agency of palace eunuchs,
nominal status as Vice Director (yüan-wai lang), 5b, ofa
headed by a Director (cheng, t'ai-chien); prepared and as-
Bureau (ch'ing-li ssu) in a Ministry (pu); in 1748 combined
sisted with the Emperor's baths; see ssu ssu (Four Offices).
with the Translators Institute (ssu-i kuan) into a single In-
teıpreters and Translators Institute (hui-t'ung ssu-i kuan) under 2901 hun-t'ien chien i'ıli:R~
the Ministry of Rites. Cf. ssu-fang kuan. Pl l. T'ANG: Directorate of the Armillary Sphere, official
variant of the name Directorate of Astrology (most com-
2890 hui-t'ung ssu-ı kuan -tf lA] ~ ~ ffi monly t'ai-shih chien), possibly used as early as 684 but
CH'ING: Interpreters and Translators Institute, primar-
probably used for only a month in 700; chaıiged from t'ai-
ily a hostel for foreign tributary envoys; headed by a Com-
shih chü; changed to hun-i chien. P35.
missioner-in-chief (ta-shih), rank 9a, supervised by a Su-
perintendent (t'i-tu) delegated frorn the Ministry of Rites (l{- 2902 hung-ch'en ~(:2:
pu); created in 1748 by combining the previously separate HAN: !it., minister for loud announcements: abbreviated
lnterpreters Institute (hui-t'ung kuan) and Translators Insti- reference to the Chamberlain for Dependencies (ta hung-
tute (ssu-i kuan). Also cf. ssu-fang kuan. BH: residence for tu), who introduced tributary envoys at court audiences. May
envoys of the four tributary states. P 11. be encountered in later times as an abbreviated reference
2891 hui-t'üng yüiin -t1 mi }i! to the Court of State Ceremonial (hung-lu ssu) or members
of its staff.
SUI: Imperial Capital Park, designation of the irnperial
park at the Eastem Capital (tung-tu), Loyang; !ate in the 2903 hung-fu 'J.i 5c
dynasty renamed shang-lin yüan. Also see shen-tu yüan. CHOU: lit., great father: variant reference to the Minister
P40. of Works (ssu-k'ung).
2892 hüi-tse mJ J!U 2904 hung-hüi 'J.i ~
N-S DIV (N. Ch'i): Lady of Brilliant Patterns, designa- N-S DIV (N. Ch'i): Lady of Vast Excellence, designation
tion of one of 27 imperial wives called Hereditary Consorts of one of 27 imperial wives called Hereditary Consorts (shih-
(shih-fu); rank =3b. fu ); rank =3b.
2893 hui-tzu chien fır~ or hui-tzu wu
SUNG: Paper Money Office; see under chiao-tzu wu.
m 2905 hung-lu ch'ing ~IDUOU
Lit., chief minister for making loud announcements. ( 1) N-
2894 hui-wen iin ff r,,ı ~ S DIV (S. Dyn.): Chief Minister for Dependencies, in
SUNG: Section for Major Trials, one of 13 Sections (an) charge of the reception at court of tributary envoys; retitled
directly subordinate to the executive officials of the S. Sung from the earlier Chamberlain for Dependencies (ta hung-
Ministry of Justice (hsing-pu); staffed with subofficial func- lu). P33. (2) SUI: Chief Ceremonial Minister, occasional
tionaries who handled docurnents conceming assemblages honorary designation granted to a southwestem aboriginal
of judicial dignitaries for major trials and the rectification chief. P72. (3) SUI--CH'ING: Chief Minlster of the Court
of criminal penalties not in accord with law. SP: service for Dependencies (Sui) or of the Court of State Cere-
des interrogatoires. monial (T'ANG--CH'ING); see hung-lu ssu. P33.
*::k
Han rank =2,000 bushels.
its own viewpoint) facilitated the delivery of grain to mil-
3090 jung-lu ta-fu ~ ~ itary units posted on the northem frontier, where soil con-
CHIN-CH'ING: Grand Master for Glorious Happiness, ditions made the effective development of Army Farms
prestige title (san-kuan) for civil officials of rank 2b2 in (chün-t'un) difficult if not impossible. The state transferred
Chin, lb thereafter. P68. the burden of acquiring and delivering grain to the frontier
3091 jung-p'u cet tl onto the merchant class, by restricting trade in salt (a state
CHOU: Royal Charioteer, 2 ranked as Ordinary Grand monopoly) only to those merchants who made deliveries of
Masters (chung ta-fu), members of the Ministry of War (hsia• grain at the frontier garrisons. For each unit of grain deliv-
kuan) specially assigned to drive the King's war chariot. ered, a merchant received a salt certificate worth a specified
CL: conducteur du char de guerre. amount of salt, payable principally at state Salt Depots (yen-
ts'ang) in the central coastal region of East China. Since
3092 jung-ru cet '/.,J salt distribution was highly profitable, and since transport-
SUNG: Milltary Offlce of a Prefecture (chou), apparently ing grain from the rich Y angtze delta area to the northem
responsible for organizing and training militiamen. SP: bu- frontier was no easier for private merchants than for the
reau militaire. goverrunent, enterprising merchants soon lured fanners into
3093 jung-t'6.i ~- tenancy on Merchant Fanns (shang-t'un) close behind the
Lit., pavilion of elegance: from Han on, an unofficial ref- frontier garrisons, which produced the grain needed to ob-
erence to the Chamberlaln for Ceremonials (t'ai-ch'ang) tain salt certificates. The system was an important element
or the Court of lmperlal Sacrlfices (t'ai-ch'ang ssu) or the in Ming fiscal arrangements into the 1420s, after which the
Ministry of Rites (lf-pu). See jung-ch'ing. development ofa state transport system based on the newly
reconstructed Grand Canal, together with gradual resettle-
3094 jung-ts'ung '.itıt ment and economic development in the northem provinces,
HAN-N-S DIV: Supernumerary Follower, a tenn at- made the Equitable Exchange less important; · but it re-
tached to a normal title, either as prefix or suffıx, granted mained an element of the frontier supply system into the
to a member of the imperial family or the son of an eminent 1600s. The Ming system was inspired by, though not di-
noble so as to legitimate his being part of the imperial en- rectly copied from, the Sung dynasty Equitable Exchange
tourage. HB: extra retinue. Pl9. of Rice for Salt (chung-yen; also see chesclıung ts'ang) in-
3095 jung-ts'ung p'u-yeh '.itıttlM stituted in the reign of Sung T'ai-tsung (976-997), involv-
HAN-N-S DIV (S. Dyn.): Supervlsor of the Entourage, ing state payments in salt for the delivery of rice to the
a title awarded distinguished military officers; in Han ranked capital.
600 bushels, leader of Supernumerary Followers (jung-ts'ung) 3101 k'iıi-fiın lfflTI
who served as imperial bodyguards and escorts; in the S. SUNG: Jit., to open (a headquarters) in a frontier zone: Re-
Dynasties, referred to bodyguards of the Heir Apparent. See gional Supervisor, a general term referring to Military
p'u-yeh, t'ai-tzu p'u. HB: supervisor of the extra retinue. Commissioners (chieh-tu shih), Pacification Commission-
P26. ers (ch'eng-hsüan shih, hsüan-yü shih), ete.
3096 jung-wei cet1-fİ 3102 k'iii-fiıng lffl i,.ô
T'ANG: Martial Guard, from 662 to 671 a pair of military MING-CH'ING: lit., to break free of the Secretariat, re-
units, prefixed Left and Right, included among the Sixteen ferring to the Secretariat of the Heir Apparent (ch'un-fang);
Guards (shih-liu wei) at the dynastic capital, temporarily officials promoted out of the Secretariat commonly moved
superseding the Metropolitan Guards (ling-chün wei). P43. steadily into high ministerial posts in the central govem-
3097 jung-yu cet ti ment, so that "breaking free of the Secretariat" was con-
CHOU: Charlot Defenseman, 2 ranked as Ordinary Grand sidered desirable.
Masters (chung ta-fu) in the Ministry of War (hsia-kuan); 3103 k'iii-Ju lffl lfif
responsible, one at a time, for riding at the right side of the Lit., to open an office, implying the creation of one's own
ruler in his chariot during battles or hunts, wielding a lance· staff. (1) HAN: Executive, an honorific title (chia) origi-
to protect the nıler (in the center position) and the driver nally reserved for the Three Dukes (san kung), i.e., the
(on the ruler's left side); also transmitted the ruler's orders Defender-in-chief (t'ai-weı), the Counselor-in-chief (ch'eng-
to the troops. CL: homme de droite du char de guerre. hsiang), and the Censor-in-chief (yü-shih ta-fu). At the end
275 3104-3121 k'ai-shu
of Han, when regional warlords became dominant, they also See k'ai-kuo, hsien-hou, hou, kuo-hou, k'ai-kuo hou. RR:
"opened offices" on the same hasis as the Three Dukes, marquis de sous-prefecture fondateur de principaute. P65.
and gradually the honorific title was clarified by expansion
into the tenn k'ai-fu i-t'ung san-ssu (Area Commander Une-
3112 k'iii-ku6 hsien-küng im~~ 0
N-S DIV-SUNG: Dynasty-foundlng Dlstrict Duke, title
qualled in Honor; lit. , opening an office and being equal
of nobility (chüeh), rank 2b; in T'ang, 5th highest of 9 no-
in prestige to the Three Dignitaries). (2) N-S DIV: Area
ble ranks, with income allocated from taxes on 1,500
Comınander, a usage derived from Han, signifying a rel-
households; in Sung, 8th high(lst of 12 noble ranks. See
atively autonomous regional warlord. (3) N-S DIV -SUI:
k'ai-kuo, hsien-kung, kung, kuo-kung, k'ai-kuo kung. RR:
Commander, also deriving from Han usage but a more
duc de sous-prefecture fondateur de principaute. SP: duc
regular, specific title for a military officer, often one in
de sous-prefecture de la fondation d'etat. P65.
command of an Army (chün). in the Garrison Militia (fu-
ping) system of the last N. Dynasties and Sui, nonnally 3113 k'iii-ku6 hsien-nan 00rnlıl~!J3
indicated the commander of an anny of 2,000 or so men N-S DIV (N. Dyn.), T'ANG-5 DYN: Dynasty-foundlng
drawn from several neighboring Garrisons (fu). (4) CH'ING: District Baron, title of nobility (chüeh); in T'ang, the low-
Area Commander, unofficial reference to a Govemor- est of 9 noble ranks, 5b l, with income allocated from the
general (tsung-tu) of several Provinces ora Provincial Gov- taxes on 300 households. See k'ai-kuo, hsien-nan, nan, k'ai-
emor (hsün-fu). kuo nan. RR: baron de sous-prefecture fondateur de prin-
cipaute. P65.
3104 k'iii-fu chı-chiu lmlfif~iffi
N-S DIV (N. Wei): Junior Admlnistrator (?) on the staff 3114 k'iii-ku6 hsien-p6 OOınf!J~fa
of an Imperial Prince (huang-tzu), rank 6b; functions not N-S DIV, T'ANG-5 DYN: Dynasty-foundlng Dlstrict Earl,
clearly indicated. Cf. k'ai-fu, chi-chiu. P69. title of nobility (chüeh); in T'ang, 7th highest of 9 noble
ranks, 4al, with income allocated from the taxes on 700
3105 k'iii-fu t-t'ung siin-ssü lmlfifillı'i'.l="irJ
households. See k'ai-kuo, hsien-po, po, k'ai-kuo po. RR:
N-S DIV-YÜAN: Coınmander Unequalled in Honor, first
comte de sous-prefecture fondateur de principaute. P65.
an honorific title (chia) for eminent generals, then from Sui
a prestige title (san-kuan) for both civil officials and mil- 3115 k'iii-ku6 hsien-tzu OO~~r
itary officers of rank lb; la in Yüan. This tradition was N-S DIV, T'ANG-5 DYN: Dynasty-founding Dlstrlct
tcnninated at the beginning of Ming. See under k'ai-fu. Vlscount, title of nobility (chüeh); in T'ang, 8th highest of
9 noble ranks, Sal, with income allocated from the taxes
3106 k'iii-ku6 OOrnlıl on 500 households. See k'ai-kuo, hsien-tzu, tzu, k'ai-kuo
N-S DIV-SUNG: Dynasty-founding ... , prefix to titles of
tzu. RR: vicomte de sous-prefecture fondateur de princi-
nobility (chüeh) signifying that the bearer (and, by exten-
paute. P65.
sion, his heirs) were considered worthy and capable enough
to found a dynasty of their own or, especially in Sung, that 3116 k'iii-ku6 küng 00ınf!J0
the original noble had played a major role in the founding N-S DIY (Chou), SUNG: Dynasty-foundlng Duke, title
of the reigning dynasty; e.g., k'ai-kuo chün-kung (Dynasty- of nobility (chüeh); in Sung, 6th highest of 12 noble ranks,
founding Commandery Duke). P65. lb. See k'ai-kuo, kung, kuo-kung. SP: duc de lafondation
d'etat. P65.
3107 k'iii-ku6 chün-h6u 00 ın1g fflH~
N-S DIV (S. Dyn.): Dynasty-founding Comınandery 3117 k'iii-ku6 nan 00 ınlğ !J3
Marquis, 9th (?) highest of 15 normal titles of nobility N-S DIV (S. Dyn., Chou), SUNG: Dynasty-founding
(chüeh), rank 3b. See k'ai-kuo, chün-hou, hou, k'ai-kuo hou. Baron, title of nobility (chüeh); in Sung, the lowest of 12
P65. noble ranks, 5b. See k'ai-kuo, nan. SP: baron de la fon-
dation d'etat. P65.
3108 k'iii-ku6 chün-küng 00ın)gffl51}
N-S DIV-SUNG: Dynasty-foundlng Comınandery Duke, 3118 k'iii-ku6 p6 OO~fa
title of non-imperial nobility (chüeh); in T'ang, 4th highest N-S DIV (Chin, Chou), SUNG: Dynasty-foundlng Earl,
of 9 noble ranks, 2a, with income allocated from the taxes title of nobility (chüeh); in Sung, 10th highest of 12 noble
on 2,000 households; in Sung, 7th highest of 12 noble ranks, ranks, 4iı. See k'ai-kuo, po. SP: comıe de lafondation d'etat.
2a. See k'ai-kuo, chün-kung, kung, k'ai-kuo kung. RR: duc P65.
de commanderie fondateur de principaute. SP: duc de
prefecture de la fondation d'etat. P65.
3119 k'iii-ku6 tzu OO~r
N-S DIV (S. Dyn., Chou), SUNG: Dynasty-foundlng Vis-
3109 k'iii-ku6 chün-p6 OO~Wfa count, title of nobility (chüeh); in Sung, 11th highest of 12
N-S DIV (S. Dyn.): Dynasty-founding Comınandery Earl, noble ranks, Sa. See k'ai-kuo, tzu. SP: vicomte de la fon-
l~th (?) highest of 15 normal titles of nobility (chüeh), rank dation d'etat. P65.
4b. See k'ai-kuo, chün-po, po, k'ai-kuo po. P65.
3120 k'iii-pdo t'üng-lı OOW~il
3110 k'iii-ku6 h6u 00~~ SUNG: Metropolltan Graduate with Ritual Specializa-
N-S DIV (Chou), SUNG: Dynasty-foundlng Marquis, ti- tlon, one of several degrees awarded in the early Sung civil
de of nobility (chüeh); in Sung, 9th highest of 12 noble service recruitment examination system, deriving from an
ranks, 3b. See k'ai-kuo, hou, kuo-hou. SP: marquis de la imperial compilation with the same name (Comprehensive
fondation d'etat. P65. Rituals of the K'ai-pao Era, i.e., 968-976), in which can-
didates could choose to be examined rather than, e.g., in
3111 k'iii-ku6 hsien-h6u im~~~ classics or history or literary composition. SP: docteur des
N-S DIV, T'ANG: Dynasty-founding District Marquis,
tide of nobility (chüeh); in T'ang, 6th highest of 9 noble
rites de 973.
ranks, 3b, awarded to dignitaries not of the imperial family,
with income allocated from the taxes on 1,000 households. ı
3121 k'ai-shü mil
SUNG: Clerkly Calllgrapher, designation of subofficial
k'ai-shu lang 3122-3139 276
functionaries found in rnany agencies of the central gov- 3132 kiın-ch'üan tü-shui chdng tt
JR ;/f~ 7]( ~
ernment, e.g., the Ministry of Personnel (li-pu), the Court HAN: Director ofWaterways at the Sweet Spring Palace
of the lrnperial Clan (tsung-cheng ssu), and the Court of (kan-ch'üan kung), a detached summer resort at Kan-ch'üan
Judicial Review (ta-li ssu). SP: copiste en ecriture reguliere. shan (mountain), modem Shensi; a subordinate of the Di-
3122 k'di-shü llıng fiCJ~ rectorate of Waterways (tu-shui chang), responsible for col-
SUI: Clerkly Calligrapher, 20, rank 9b, in the Palace Li- lecting taxes from fishermen at Kan-ch'üan. HB: chief di-
brary (pi-shu sheng). P25. rector of waters at the palace of sweet springs.
3123 k'di-shü p6-shıh f"Jifj:ey:± 3133 kiın-ch'üan wei-wei JJl ffi ll\1tt
T'ANG: Erudlte of the Clerical Scrlpt, 2 of 18 Palace HAN: Garrison Commandant at the Sweet Spring Pal-
Erudites (nei-chiao po-shih) on the staff of the Palace In- ace (kan-ch'üan kung), a detached summer resort at Kan-
stitute of Literature (nei wen-hsüeh kuan), where palace ch'üan shan (mountain), modem Shensi; subordinate to the
women were educated; frorn c. 741, a eunuch post. RR: Charnberlain for the Palace Garrison (wei-wei). HB: com-
maftre de l'ecriture reguliere. mandant of the guards of the palace of sweet springs.
~-~±
T'ANG: from 662 to 670 the official variant of chia-ling
disposition de l'empereur. (4) SUNG: Palace Servitor,
ssu (Household Provisioner's Court) in the establishment
highest of 12 rank titles (chieh) granted to eunuchs from
of the Heir Apparent; headed by a Grand Master Provi-
1112; see nei-shih chieh. Also see nei kungjeng.
sioner (kung-fu taju) rather than the traditional Household
34,19 küng-feng hsüeh-shıh Provisioner (chia-ling).
YUı\N: Academician for .Court Service,. designation of
members of the Hali of Literature (k'uei-chang ko) assigned
3431 küng-ho ~:fil
to participate in the Classics Colloquium (ching-yen), at HAN: Lady of Reverent Gentleness, ·designation of palace
which Emperors were tutored about tiıe Confucian classics women with rank = 100 bushels. HB: tender maid.
and Chinese history. P23. 3432 küng-hsiang 1:: ffl
Counselor Duke. (1) HAN-T'ANG: abbreviated reference
3420 küng-feng küng-chien pei-shen ıo a Counselor-in-chief (ch'eng-hsiang) concurrently bear-
~-9rfıHıilı-!it ing the honorific designation Grand Preceptor (t'ai-shih),
SUI: Personal Archer Guard, 20 inclı!,ded among the Per- one of the Three Dukes (san kung). (2) SUNG: a title es-
sonal Guards (pei-shen) in the establıshment of the Heir pecially revived for the controversial minister Ts'ai Ching
Apparent; lıpparently superseded in T'ang by Guards in Per- when he was Grand Councilor (tsai-hsiang) and concur-
sonal Attendance (pei-shen tso-yu). P26. rently honorific Grand Guardian (t'ai-pao), also one of the
3421 küng-feng küng-yiıng ~ -~ ffl Three Dukes. SP: duc-ministre, directeur des 3 departements.
CH'ING: Administrative Aide (?): indefinite numbers au- 3433 küng-hsiang 'ğ ffl
thorized for the Music Office (ho-sheng shu), concurrent T'ANG: Iit., palace minister: unofficial reference to the
duty assignments for officials of the Court of lmperial Sac- Mentor of the Heir Apparent (t'ai-tıu shu-tıu).
rifıces (t'ai-ch'ang ssu), the Court of State Ceremonial (hung-
/u ssu), and the Imperial Household Department (nei-wu 3434 küng-hsien 'ğ m
fu); functions not clear. PIO. SUNG-CH'ING: Iit., ranks in the (eastem) palace: Coun-
3422 küng-feng nei-t'ing ~ ~ % *
SUNG--CH'ING: Palace Attendant, from Sung on (per-
selors of the Heir Apparent, unofficial collective refer-
ence to the 6 eminent semi-honorary posts called the Three
Preceptors of the Heir Apparent (t'ai-tzu san-shih) and the
haps not continuously) a collective reference to various kinds Three Junior Counselors of the Heir Apparent (t'ai-tzu san-
of eunuchs, palace women, officials, and specially talented shao); i.e., the Grand Preceptor of the Heir Apparent (t'ai-
outsiders in painting, ete.; in Sung subordinate to the Pal- ızu t'ai-shih), ete.
293 3435-3451 kung-men chü
3435 küng-hsıng 0 ili kuo), headed either by a Chief (chang), rank 300 to 400
From antiquity, a polite reference to the sum_ame of the bushels, or a Director (ling), rank 600 to 1,000 bushels.
reigning family, hence indirectly to a memberl of the im- BH: office of workmen.
perial family: Surname of State. See kuo-hsing.
3444 küng-kuan shıh 1K&~
3436 küng-hsüeh 1K!J SUNG: Palace and Temple Custodian, a sinecure to which
SUNG: Palace School, the primary school section of the eminent officials entering retirement were sometimes ap-
School for the Imperial Family (tsung-hsüeh). SP: ecole pointed, or a concurrent assignment for an active official;
superieure et primaire du palais royale. tended detached imperial villas~or favored Taoist temples.
See tz'u-lu. SP: commissaire despalais et des temples tao-
3437 küng-jen 1K A istes.
(1) CHOU: Palace Servant, 4 ranked as Ordinary Ser-
vicemen (chung-shih), members of the Ministry of State 3445 küng-kuan tü-chien 1K&t~~
(t'ien-kuan) who provided water for the King's ablutions SUNG: Director-ln-chief of Palaces and Temples, a con-
and torches and braziers for his personal quarters; not eu- current appointment or duty assignment for an eminent of-
nuchs. CL: homme du palais, attache aux appartements de ficial, normally in retirement; apparently oversaw individ-
l'empereur. (2) Throughout history a general reference to ual custodians of detached imperial villas and Taoist temples
Palace Women, but sometimes used only for servant-status (see kung-kuan shih); organizational affiliation not clear,
women, not including the Empress, Consorts (fei), or Con- but probably under the Ministry of Rites (/ı-pu). See tz'u-
cubines (pin). See kung-kuan, kung-nü, nü-kuan. HB: pal- lu. SP: si.trveillant general des palais et des temples tao-
ace maid. istes.
3438 kung-jen -H- A 3446 kung-küng ~I
CHOU: Mining Superintendent, 2 ranked as Ordinary HAN: Director of Works, an archaic tide equivalent to
Servicemen (chung-shih), members of the Ministry of Ed- ssu-k'ung (Minister of Works); Han status and functions not
ucation (ti-kuan) responsible for the care and exploitation clear, but probably bore water-control responsibilities.
of ali mineral deposits of value. CL: offıcier des metau.x. 3447 küng-kung ~ Jt
3439 küng-jen -~ A CH'ING: Tribute Student for Merit, collective designa-
Respectful Lady, honorific title awarded to wives of no- tion of those Tribute Students (kung-sheng) who were ad-
bles and officials. (l) SUNG: awarded to wives of officials mitted to the Directorate of Education (kuo-tzu chien) for
of rank 5 and above. (2) YÜAN: awarded to wives of rank advanced education as members of military families (chün-
6 officials. (3) MING: awarded to wives of rank 4 offıcials. hu) who were credited with extraordinary achievements.
(4) CH'ING: awarded to wives of rank 4 officials and of 3448 küng-ku6 0 ~
low-ranking nobles entitled General-by-grace (feng-en Dukedom: throughout history, the domain ofa Duke (kung)
chiang-chün). on whom a fief (real or nominal) was conferred. Cf. wang-
3440 küng-k' ö I f\- kuo (Princedom), hou-kuo (Marquisate). See kung-fu (Du-
MING-CH'ING: Office of Scrutiny for Works, one of the cal Establishment). HB: duchy. P65.
Six Offices of Scrutiny (liu k'o) staffed with chi-shih-chung 3449 küng-lun Uıng ~ Mu fi~
(Supervising Secretaries, Supervising Censors). PiS, 19. N-S DIV (Sung): Court Gentleman for Evaluations, in-
3441 küng-kuan ~'ğ itiated in 441 (426?) as a subordinate of the Ministry of
SUNG: Provisloner, 12 subofficial functionaries in the General Administration (tu-kuan) in lieu of the traditional
Sacrifıces Service (tz'u-chi chü) or Sacrifıces Section (tz'u- k'ao-kung lang, q.v.; apparendy terminated with the dy-
cfıi an), 10 in the Office of Sacrifıcial Utensils (chi-ch'i nasty in 479, when development resumed toward the Sui-
ssu), all subordinate to the Court of lmperial Sacrifices (t'ai- Ch'ing Directors (lang-chung) of the Bureau of Evaluations
ch'ang ssu). P27. (k'ao-kung ssu) in the Ministry of Personnel (li-pu); in charge
of annual merit ratings (k'ao) for offıcials of Regions (chou)
3442 küng-kuan -g-g and Commanderies (chün). See under k'ao-kung. P5.
(1) Throughout history a common reference to Palace Eu-
nuchs (see huan-kuan, nei-shih). (2) May occasionally be 3450 küng-men chiii.ng-fu 1K rı ~ lf.f
found referring collectively to Palace Eunuchs and Palace SUI-T'ANG: Palace Gates Guard Command, prefıxed Left
Women, as Palace Personnel. (3) T'ANG-MING: Palace and Right, military units assigned to the establishment of
Woman, large numbers divided among various Services the Heir Apparent; each headed by a Commander (chiang).
(chü) and Offıces (ssu); in T'ang and Sung organized under Superseded units called chien-men shuai1u (Gate Guard
the Palace Domestic Service· (nei-shih sheng). The basic Commands) c. ,605; in 622 reverted to the former name.
organization consisted of 6 Services: General Palace Ser- .P26.
vice (shang-kung chü), Ceremonial Service (shang-i chü), 3451 küng-men chü 1K rı .ffi:1
Wardrobe Service (shang-fu chü), Food Service (shang-shih SUI-LIAO: Gatekeepers Service, a unit of the (Left) Sec-
chü), Housekeeping Service (shang-ch'in chü), and Work- retariat of the Heir Apparent (men-hsiafang, tso ch'unjang),
shop Service (shang-kung chü); each Service was normally staffed with eunuchs. in Sui headed by one Commandant
subdivided into more specialized units, and each was headed (shuai), c. 604 renamed General (chiang), and 2 Grand
by one or more Matrons (shang ... ), rank 5a; e.g., Matron Masters (ta-fu), c. 604 renamed Directors (chien); in T'ang
of General Palace Service (shang-kung), Matron of the by 2 Directors till 662, then by 2 Directors (lang), rank 6b2;
Wardrobe (shang-fu). See kung-nü, nü-kuan. RR: charge thereafter ranks not clear, but the tide Director of Gate-
du harem. keepers (kung-men lang) endured. Generally responsible for
3443 küng-kuan I 'g gatekeeping duty in the household of the Heiı Apparent.
HAN: State Laborer, categorical designation of personnel Cf. kung-wei chü. RR+SP: service des portes du palais de
on the staffs of Commandeıjes (chün) and Princedoms (wang- l'heritier du trône. P26.
kung-men p'u 3452-3467 294
3452 küng-men p'u 1r rı ~ mid-1500s then 2, 3a till 1380 then 2a; in Ch'ing one each
N-S DIV (N. Wei): Palace Gatekeeper, indefinite number, Manchu and Chinese, 1b. In general charge of govemment
rank 6b; members of the Palace Administration (tien-chung construction projects, the conscription of artisans and la-
chien); probably eunuchs. P37. bıırers for periodic state service, the manufacture of gov-
emment equipment of ali sorts, the maintenance of water-
3453 küng-men ssü 'g rı ~ ways and roads, the standardization of weights and measures,
(1) SIB-YÜAN: possible variant reference to kung-men chü
the production of coins and other forms of money, the ex-
(Gatekeepers Service). (2) CHIN: Palace Gates Offlce,
ploitation of mountains, lakes, marshes, ete. Originated as
in 1210 renamed Palace Gates Service (kung-wei chü).
a coordinating superstructure for the Bureau of Public Con-
3454 küng-nu shu 9 ~ ~ struction (ch'i-pu), the Chamberlain for the Palace Build-
T'ANG: Bows Offlce in the Directorate of the Palace Build- ings (chiang-tso ta-chiang), and the Directorate of Water-
ings (chiang-tso chien); in 632 renamed nu-fang shu. ways (tu-shui chien); from Sui through Yüan had to share
its functions with other agencies, e.g., the strengthened Di-
3455 küng-nu tsiıo-chien yüan 9 ~ ~ ıfıf ~ rectorates for the Palace Buildings (chiang-tso chien, chiang-
or kung-nu yüan tso shao-fu chien) and of Waterways (tu-shui chien); then
SUNG: B.ow and Arrow Workshop, staffing and organi- Iost some of its functions to powerful eunuchs in Ming ar.d
zational affiliation not clear, but probably subordinate, at to Provincial Govemors (hsün-fu) and Govemors-general
least indirectly, to the Directorate for Armaments (chün- (tsung-tu) in Ch'ing. Usually considered the weakest of the
ch'i chien) and the Ministry of Works (kung-pu). SP: cour Ministries; was sometimes consolidated with the Ministry
de la fabrication d'arcs et de fleches. of Justice (hsing-pu) into a single agency. From Sui and
3456 kung-nü 'g -Jı: T'ang on, normally had 4 major subordinate Bureaus (ssu,
Tiıroughout history a general reference to female residents ch'ing-li ssu): İn T'ang a Headquarters Bureau (kung-pu,
of the palace: Palace Women. See kung-jen, kung-kuan, kung-pu ssu), a State Farms Bureau (t'un-t'ien ssu), a Bu-
nü-kuan. reau of Forestry (yü-pu), anda Bureau of Waterways (shui-
pu); in Ming a Bureau of Construction (ying-shan ssu), a
3451 küng-p'ai ;IJ~ Bureau of Forestry and Crafts (yü-heng ssu), a Bureau of
CH'ING: Medal for Merit, awarded to military officers Iırigation and Transportation (tu-shui ssu), arul a State Famıs
and soldiers for excellence in reviews and inspections; could Bureau; ete. Each Bureau was headed by one or more Di-
be awarded by Governors-general (tsung-tu), Provincial rectors (lang-chung). in addition, the Ministry normally su-
Governors (hsün-fu), and Regional Comrnanders (tsung-ping pervised a Iarge array of storehouses, supply agencies,
kuan). BH: soldier's medal. manufactories, mints, ete., throughout the empire. RR+SP:
3458 kung-pao 'g ~ ministere des travaux publics. BH: ministry (board) of works.
SUNG-CH'ING: unofficial reference to the Junior PI4, 15. (2) T'ANG-YÜAN: Headquarters Bureau, one
Guardian of the Heir Apparent (t'ai-tzu shao-pao); also of 4 Bureaus in the Ministry of Works, in charge of the
see kung-hsien. general administrative management of the Ministry's af-
fairs, primarily responsible for overseeing the construction
3459 kung-pei k'u #Him fil[ of walls and buildings and making arrangements for pro-
SUNG: Imperial Larder, a unit of the lmperial Kitchen viding needed labor in ali Ministry projects; headed by one
(yü-ch'u) operated by the Court of Imperial Entertainments or more Directors (lang-chung), rank 5b in T'ang, 6b in
(kuang-lu ssu); headed by a Commissioner (shih), rank 7a. Sung, 5b in Yüan. RR+SP: bureau des travaux publics.
in c. 1080 (?) renamed nei-wu liao-k'u. SP: magasin de Pl5.
provisions pour la cuisine imperiale.
3463 kung-pu ~ {fil
3460 kung-pin 'g f!'& SUNG: Recrultment Bureau, an ad hoc group of officials
Uncommon generic reference to secondary imperial wives, on detached duty assignments from the Ministry of Rites
i.e., Consorts (fei) and Concubines (pin). (ll-pu) and other agencies to make arrangements for ali civil
3461 kung-p6 'g fs service recruitment examinations. See chang kung-pu. SP:
CHOU: Master of the Palace Militia, rank not clear; bureau d'examen.
member of the Ministry of State (t'ien-kuan) in charge of 3464 küng-shan ~ il!
training and evaluating selected Servicemen (shih) and Ca- T'ANG: Meat Server, as many as 2,400 subofficial func-
dets (shu-tzu) on guard duty in the royal palace. Junior to tionaries so designated in the Banquets Office (t'ai-kuan shu)
the Palace Steward (kung-cheng); shared with him super- of the Court of lmperial Entertainments (kuang-lu ssu) and
vision of the palace militia. CL: prefet du palais. the Office of Foodstuffs (shih-kuan shu) in the household
3462 kung-pu I {fil of the Heir Appareııt. RR: serviteur charge des mets. P30.
(l) N-S DIV (Chou}-CH'ING: Ministry of Works, one of 3465 kutıg-sheng ~ ~
the top-echelon agencies (from Sui on collectively called CH'IN-HAN: !it., one in charge of govemment chariots:
the Six Ministries, liu pu) under the Department of State Grandee of the Eighth Order, 13th highest of 20 titles of
Affairs (shang-shu sheng) through Sung and Chin, then un- honorary nobility (chüeh) awarded to exceptionally meri-
der the Secretariat (chung-shu sheng) in Yüan and early torious personages. P65.
Ming, and after 1380 directly subordinate to the Emperor,
though from the early 1400s under the supervisory coor- 3466 kung-sheng 1r ıı-
dination of the Grand Secretariat (nei-ko). Headed in Chou Palace Establishment(s): unofficial and vague reference to
of the N. Dynasties by a (Grand) Minister of Works (ssu- any agency headquartered within the imperial palace, or to
k'ung, ta ssu-k'ung) ranked as an Ordinary Grand Master ali such agencies, e.g., the Chancellery (men-hsia sheng)
(chung taju), thereafter by one or more Ministers of Works and the Secretariat (chung-shu sheng) of T'ang times.
(kung-pu shang-shu): in T'ang one, rank 3b; in Sung one, 3467 kung-sheng ~ 1=. .
2b; in Chin one, 3a; in Yüan 3, 3a; in Ming one ıill the MING-CH'ING: Tribute Student, designation of students
295 3468-3485 kung-te shih
under the Directorate of Education (kuo-tzu chien) who had Metropolitan Examination (hui-shih) administered by the
been admitted as nominees of local Confucian Schools (ju- Ministry of Rites (lı-pu) but had not yet taken the follow-
hsüeh), for advanced study and subsequent admission to the up, confırmatory Palace Examination (tien-shih, t'ing-shih).
civil service; until the 1440s could expect good official ca-
reers; then the status of civil service recruitment exami- 3475 küng-shih fu 1r ffili fff
nation graduates, especially that of Metropolitan Graduates CHIN-YÜAN: Administration ofthe Heir Apparent, an
(chin-shih), became so esteemed that Tribute Students could agency comprising ali of the dignitaries assigned to tutor,
no longer expect good official careers as a matter of course assist, and protect the Heir Apparent, e.g., the Grand Pre-
and began trying to enhance their opportunities by com- ceptor of the Heir Apparent (t'ai-tzu t'ai-shih), the 'Junior
peting in the Metropolitan Exarnination (hui-shih) along with Guardian of the Heir Apparent (t'ai-tzu shao-pao), the Su-
other candidates. The Tribute Student -status nevertheless pervisor of the Household of the Heir Apparent (chan-shih)
remained one of those considered Regular Paths (cheng-t'u) and his large service staff. P67.
into officialdom, as distinguished from Irregular Paths (i- 3476 küng-shih kan-tiing kuö.n ~-~'ltir
t'u) such as purchase of student status. See sui-kung, pa SUNG: Police Executive, normally prefixed Left and Right,
kung-sheng, fu kung-sheng, yu kung-sheng, en-tz'u kung- one in each of the Four Capital Townships (ssu hsiang) into
sheng, en-pu kung-sheng, lin kung-sheng, tseng kung-sheng, which the successive capital cities, Kaifeng and Hangchow,
li kung-sheng. BH: senior licentiate. were divided for administration; responsible for keeping or-
3468 küng-sheng h6u ~ ~ ~ der, investigating crimes, and punishing minor offenders.
N-S DIV (N. Ch'i): Marquis for Revering the Sage, title See wu ch'eng (Five Wards). SP: inspecteur de police. P20.
of nobility (chüeh) granted from 550 to direct heirs de- 3477 küng-shlh ssü İ=j ':R. '/rJ
scended from Confucius; changed from Marquis for Ven- CH'ING: Bow and Arrow Office, one of 2 units com-
erating the Sage (ch'ung-sheng hou); under N. Chou the prising the Right Subsection (yu-so) of the Imperial Proces-
title was changed to Duke of (the Dukedom) of Tsou (tsou- sion Guard (luan-i wei); headed by a Director (chang-yin
kuo kung). P66. yün-hui shih), rank 4a. BH: bow and arrow section.
3469 küng-shıh #1; $ 3478 küng-shu 1r W-
CH'ING: Hired Employee, non-officials and non-func- CH'ING: unofficial reference to a Mentor (shu-tzu) in one
tionaries hired for relatively unimportant tasks in many of the Secretariats of the Heir Apparent (ch'un-fang).
govemmental agencies; after experience could be promoted
into the lowest ranks of the offıcialdom. BH: clerk. 3479 küng-ssü fıng 'g '/rJ ~
SUNG: Mistress of the Palace, one, rank 4a; from 1013
3470 küng-shıh ~ $ or 'g ~ designation of a palace woman who had overall responsi-
SUNG: Supervisor, usually of a quasi-public establish- bility for the proper functioning of palace women agencies;
ment such as a Taoist temple or monastery, prefıxed with created to honor a particular palace woman for her many
the name of the establishment; nomıally a sinecure for an years of service as Chief of Palace Surveillance (kung-cheng).
eminent official in semi-retirement. SP: charge d'ajfaires. See under liu shang (Six Matrons).
3471 küng-shlh ~ ~ 3480 küng tiı-fü 0 -jç .=J;:
(1) SUNG: Envoy, duty assignment for a capital official CH'IN-HAN: !it., grand master of state: Grandee of the
chosen ort an ad hoc basis; specifıc functions or area of Seventh Order, 14th highest of 20 titles of honorary no-
responsibility suggested by prefıx. (2) CHIN: Agent, sub- bility (chüeh) awarded to exceptionally meritorious person-
official functionaries who served in large numbers on the ages. P65.
staffs of Prefectures (chou, fu) and many other agencies,
e.g., Fiscal Commissions (chuan-yün shih ssu) in the var- 3481 küng t' iıi-fu 1r :k .f.w
ious Routes (lu), Transport Offıces (ts'ao-yün ssu) in var- SUNG---CH'ING: unofficial reference to the Grand Men-
ious localities. P53, 60. tor of the Heir Apparent (t'ai-tzu t'ai-fu); also see kung-
hsien.
3472 küng-shıh ~ ± 3482 küng t' iıi-pao 1r :k f!f;:
Lit., state serviceman. (1) CH'IN-HAN: Grandee of the
First Order, the lowest of 20 titles of honorary nobility SUNG---CH'ING: unofficial reference to the Grand Guard-
(chüeh) awarded to exceptionally meritorious personages. ian of the Heir Apparent (t'ai-tzu t'ai-pao); also see kung-
(2) SUNG: Public Worthy, honorific status awarded the hsien.
very elderly and those who had fought successfully against 3483 küng t'iıi-shih 1r:kffili
bandits. P65. SUNG---CH'ING: unoffıcial reference to the Grand Pre-
3473 küng-shih 1r ffili ceptor of the Heir Apparent (t'ai-tzu t'ai-shih); also see
SUNG---CH'ING: unofficial reference to the Junior Pre- kung-hsien.
ceptor of the Heir Apparent (t'ai-tzu shao-shih); also see 3484 küng-t'ang ~1lt
kung-hsien. MING-CH'ING: variant of the informal designation Head-
3474 kung-shıh :i'!t± quarters (t'ang, q.v.).
( 1) Nominee for Office: from antiquity a general reference 3485 küng-te shlh JJJ ~ ~
to men of virtue and talent recommended to the ruler by T'ANG-YÜAN: Commissioner of Merit and Virtue,
regional or loca) authorities, as if in tribute (kung), to be sometimes with directional or other prefixes; first appointed
considered for appointment as officials (shih); from Han in the period 788-807 to supervise the Buddhist establish-
on, specially referred to regional or loca! recommendees ments in the 2 dynastic capitals, Ch'ang-an and Loyang;
considered for admission to schools at the dynastic capital, gradually evolved into a supervisory controller of adherents
equivalent to the Ming-Ch'ing term Tribute Student (kung- of other religions as well, e.g., lslam, Manichaeism. Com-
sheng). (2) CH'ING: Passed Scbolar, specific designation monly the duty assignment of an Imperial Prince in Sung.
ofa civil service ex.amination candidate who had passed the Loosely subordinated to the Court of State Ceremonial (hung-
kung-tien chien 3486-3499 296
lu ssu) in T'ang and Sung, to the Commission for Buddhist istry of Works (kung-pu), apparently subordinate to one or
and Tibetan Affairs (hsüan-cheng yüan) in Yüan, and in rııore of the Ministry's Bureaus (ssu) and responsible for
1329 absorbed into that Commission. See hsiu kung-te shih, overseting the assembling of labor gangs to work on state
ta kung-te shih. SP: commissaire des merites. Pl7. projects; probably staffed with suboffıcial functionaries. SP:
service de;; travau.x. Pl5.
3486 küng-tien chien '8 Wıl'. ı:lii
CH'ING: Directorate of Palace Domestic Service, a eu- 3492 küng-tsu 0 ;fıll
nuch ager,cy loosely supervised by the Imperial Household CH'ING: Local Authority, unofficial general reference to
Department (nei-wu fu) and more directly overs.!en by se- civil offıcials serving in Departments (chou) and Districts
nior eunuchs generically called Eunuch 3upervisors-in-chief (hsien); derived from the Ming term tsu-kung.
(tsung-kuan t'ai-chien), a term prefixed to such specifıc ti-
tles as Supervising Attendant (tu-ling shih), rank 4a, the
3493 küng-tuan '8 i'ımi
T'ANG-CH'ING: unoffıcial reference to the Supervisor of
working head of the Directorate. P38.
the Household of the Heir Apparent (chan-shih). See ch'u-
3487 küng-tien fu hsing küng-pu tuan, tuan-yin.
. '8Wıl'.Jf-ffj-Iffli
YÜAN: Palace Branch of the Minlstry of Works, ap-
3494 küng-tzu 0 r
CHOU-HAN: Noble Scion, an unoffıcial general reference
parently primarily occupied with the construction of the Yüan to sons of members of the nobility (chüeh).
palace at the Grand Capital (ta-tu, i.e., modern Peking); in
1282 was changed into the Grand Capital Regency (ta-tu 3495 küng-wei chü 'Blilrnı
liu-shou ssu), generally responsible for administering the SUI-SUNG, CHIN: Palace Gates Service, in Sui and T'ang
capital city. See liu-shou ssu. Pl5. one of 6 eunuch agencies in the Palace Domestic Service
(nei-shih sheng), responsible primarily for keeping the keys
3488 küng-tsan 'BW for entrances into the inner quarters of the imperial palace
CH'ING: unofficial reference to the Admonisher (tsan-shan) and for opening and closing the gates at proper times; headed
in the Secretariat of the Heir Apparent (ch'unjang). by a Director (ling), rank 7b2. in Sung apparently subor-
3489 küng-ts'ao ~lf dinate to the Court of Imperial Sacrifıces (t'ai-ch'ang ssu);
Lit., meritorious service section. (l) HAN-N-S DIV: La- whether staffed with eunuchs is not clear; headed by a Di-
bor Section, designation of staff agencies in Regions (chou), rector, rank also not clear. in Chin, a eunuch agency under
Commanderies (chün), and Districts (hsien) in charge of the Court Ceremonial Institute (hsüan-hui yüan); headed by
assembling and overseeing labor gangs as needed; in Later a Superintendent (t'i-tien), rank 5a, a Commissioner (shih),
Han sometimes called chih-chung ts'ao, q.v. Headed· by 5b, and a Vice Commissioner (Ju-shih), 6a. Cf. kung-men
Administrative Clerks (shu-tso) in Regions, Scribes (shih) chü, kung-men ssu. RR: service des portes du palais
in Commanderies, and Administrators (yüan-shih) in Dis- interieur. SP (kung-wei ling): charge de maintenir la pro-
tricts. Monitoring the work of labor gangs gradually trans- prete dans le palais interieur. P38.
formed the unit into that described under (2) below. HB: 3496 küng-yln '8 jl'
bureau of merit. (2) N-S DIV-SUNG: Personnel Evalu- Palace Governor for the Heir Apparent. (l) N-S DIV
ation Section, staff agencies in units of territorial admin- (Chou): chief administrator of the household establishment
istration down to the District; in the era of N-S Division of the Heir Apparent, the counterpart of other dynasties'
also found in various central government agencies, e.g., the Supervisor of the Household of the Heir Apparent (chan-
Court of lmperial Sacrifices (t'ai-ch'ang ssu), the Court of shih); assisted by a Vic~ Governor (hsiao-yin). (2) T'ANG:
State Ceremonial (hung-lu ssu). Responsible for preparing from 684 to 705 the offıcial variant of chan-shih (as above),
and processing merit ratings (k'ao) of subordinate officials, whose office was known as the kung-yin fu (Household
also generally for monitoring ali government activities in Administration of the Heir Apparent; see dıan-shihfu). (3)
their jurisdictions. Commonly headed by Record Keepers SUNG-CH'ING: from late T'ang, an unofficial reference
(chi-shih) in the N. Dynasties and Sui, by Administrators to the Supervisor of the Household of the Heir Apparent
(ts'an-chün-shih), rank 8b or below, in T'ang and Sung. (chan-shih). P26.
Antecedents of the Ming-Ch'ing units called li-ts'ao (Per-
sonnel Section). Also see liu ts'ao. RR: bureau des merites. 3497 kung-yüan Jt ~
SP: service des merites. (3) SUI: Palace Guard, arenam- SUNG: Examination Office in the Ministry of Rites (tr-
ing of ch'in-wei c. 605; changed back to that at the begin- pu); functions not clearly specified, but probably an ad hoc
ning of T'ang. (4) SUI-CH'ING: may be encountered as group of Ministry offıcials and others charged with organ-
an unofficial reference to the Ministry of Personnel (li- izing and doing paperwork about civil service recruitment
pu). P6, 26, 27, 30, ete. examinations as they occurred. See ling kung-yüan. SP: bu-
reau des examens.
3490 küng-ts'ao I lf
Works Section. (l) SUI-CH'ING: may be encountered as 3498 küng-yüan shih '8 ?B ~
a;ı unofficial, archaic reference to the Ministry of Works SUNG-CHIN: Commissioner of Palace Halis and Parks,
(kung-pu) or to the Ministry's Headquarters Bureau (kung- apparently one stationed at each of several locations in or
pu, kung-pu ssu). (2) MING-CH'ING: a clerical agency in near the imperial palace that required continuing mainte-
each unit of territorial administration from the Prefecture nance; rank 7a in Sung, not clear in Chin; apparently sub-
(fu) down to the District (hsien), staffed entirely with sub- ordinate to the Directorate-general of the Imperial Parks
offıcial functionaries; managed ali loca! matters that fell (kung-yüan tsung-chien) in the Court of the Imperial Gran-
under the jurisdiction of the central government's Ministry aries (ssu-nung ssu). SP: commissaire du pare du palais.
of Works; successor of the earlier shih-ts'ao (Levied Ser- 3499 küng-yüan tsung-chien '8?11~,'!ii
vice Section). Directorate-general of the Imperial Parks. (l) SUI-CHIN:
3491 küng-tso an I fi= ~ under supervision of the Court of the Imperial Granaries
SUNG: Labor Section, one of 6 subsections in the Min- (ssu-nung ssu), managed ali imperial buildings, parks, and
297 3500-3515 kuo-hsin fang
gardens outside the imperial palaee proper, through sub- or sometimes to China as organized under the currently
ordinate Direetorates (chien) in eharge of particular instal- reigning dynasty.
lations; headed by a Direetor (chien), in T'ang rank 5b2.
RR: direcıion generale des parcs des palais imperiaux. P40. 3506 kuo-ch'enc *zis
HAN: Aide for Fruits, one subordinate to the Provisioner
(2) CH'ING: unofficial referenee to the lmperial Parks (feng-
ch'en yüan) managed by the Imperial Household Depart- (t'ai-kuan ling), a member of the staff of the Chamberlain
for the Palaee Revenues (shaofu); another (a eunueh) a
ment (nei-wu fu),
member of the Office of lmperial Parks Produce (kou-tun
3500 küng-yün 'g :fC shu). HB: assistant for fruits. P37.
CH'ING: unofficial reference to the Companion for the Heir
Apparent (chung-yün) on the staff of the Household Admin-
3507 kuô-chı shıh m~t~
5 DYN (Liang): !it., commissioner for state accounts: State
istration of the Heir Apparent (chan-shih fu).
Fiscal Commissioner, in charge of taxation and the storing
3501 k'üng-fang ~ /Jj- of state revenues; in 912 superseded the previous chien-
CH'ING: !it., the empty room: Imperial Clan Prison
maintained by the Court of the Imperial Clan (tsung-jen fu),
BH: prison of the imperial elan eourt.
ch'ang yüan. P7.
3508 kuô-ch 'ı chang-ching m /jt. Jii:
CH'ING: lmperially Related Secretary (civil offıcial) or
3502 k'ung-ho M?. ffi Imperially Related Adjutant (military offıeer), impdal
Lit., (one who) reins in the eranes, i.e., eontrols the im- in-laws assigned to the curatorial staff of an imperial mau-
perial mounts. (1) T'ANG: Groom, 20 prefıxed Left and soleum (ling), in some cases numbering 65. See chang-
20 prefıxed Right appointed in 699 in a Directorate of Im- ching. P29.
perial Mounts (k'ung-ho chien), in 700 renamed Offiee of
Heavenly Mounts (t'ien-chi fu); whether the posts endured
3509 kuô-chiu ~ ~
Dynastic Elder: unofficial reference to a matemal unele of
to the end of the dynasty is not clear. RR: fonctionnaire
an Emperor.
charge de diriger les grues. (2) CHIN: Groom (?), 200
authorized for the Court Ceremonial lnstitute (hsüan-hui 3510 kuô-chiin m~
yüan). P38. (3) YÜAN: Household Guard ofthe Heir Ap- HAN: variant designation of a Counselor-delegate (kuo-
parent; 135 assigned in 1282, 65 more authorized in 1293; hsiang), the central govemment's administraıor in charge
under the Office of Household Guards (wei-hou ssu) of the ofa Princedom (wang-kuo) ora Marquisate (hou-kuo). P69.
Heir Apparent, a unit of the Household Provisioner's Office
(chia-ling ssu) in the establishment of the Heir Apparent.
3511 kuo-fang * ff.i
CH'ING: Fruits Pantry, a subsection of the Office of Pal-
3503 k'ung-mu kuan -rL 13 'g or k'ung-mu ace Ceremonial (chang-i ssu) in the lmperial Household
T'ANG-CH'ING: lit., something like "every hole and item," Department (nei-wu fu); responsible for providing fruits
i.e., one whose. work touches ali aspects of an agency's needed in sacrifıcial ceremonies; headed by a Keeper of the
responsibilities (?): Clerk in eharge of files or a book eol- Fruits (chang-kuo). BH: fruit office.
leetion, a subofficial functionary exeept in very rare eases.
in T'ang found in a few ageneies, e.g., the Aeademy of
3512 kuô fü-jen m:k A
T'ANG-SUNG: Consort of State, title of nobility (chüeh)
Scholarly Worthies (chi-hsien tien shu-yüan), the Armies
for women. in T'ang conferred on mothers and wives of
of Inspired Strategy (shen-ıs'e chün). in Sung found in many
the nobles entitled Duke of State (kuo-kung) and of rank l
kinds of ageneies both in the eentral govemment and in
offieials; or, aecording to some sources, eonferred on the
units of territorial administration; in the Proclamations Of-
mothers and principal wives of Prinees (wang). in Sung
fice (chih-ch'ih yüan) in the Seeretariat (chung-shu sheng)
eonferred on the wives of Princes, the Three Dukes (san
there was a whole Clerks Offiee (k'ung-ıfıu yüan, k'ung-mu
kung), Grand Councilors (tsai-hsiang), ete. RR: epouse de
fang), headed by a Chief Clerk (tu k'ung-mu kuan). in Chin
principaute. See fu-jen.
also widespread, but apparently not used in Yüan, and in
Ming and Ch'ing found only in the Hanlin Aeademy (han- 3513 kuo-hôu ~ m
lin yüan). RR: fonctionnaire meıtant en ordre les livres. YÜAN: Marquıs of State, 5th highest of 10 titles of no-
SP: fonctionnaire charge de mettre en ordre /es livres et bility (chüeh), rarİk 3A. See hou, chu-hou. P65.
les registres. BH: junior arehivist.
3514 kuô-hsiiıng ~ ffl
3504 kuô m HAN-N-S DIV: Counselor-delegate, the eentral govem-
(1) CHOU: Region, designation of territories within the royal ment's representative in a Princedom (wang-kuo) ora Mar-
domain, whether fiefs awarded to members of the royal quisate (hou-kuo), equivalent to a Commandery Govemor
family or territories administered entirely by non-hereditary (chün t'ai-shou) and a Distriet Magistrate (hsien-ling), re-
offieials delegated from the royal eourt. Some early texts spectively; rank 2,000 and 1,000 bushels, respeetively; in-
refer to the existenee of 93 rneh Regions, divided into 3 terchangeable with hsiang (Administrator). Apparently co-
eategories on the basis of size. See fang-shih, chia-shih, existed with Administrators (nei-shih) from the 140s B.C.
tu-shih. (2) State, from antiquity the most eommon des- to 8 B. C. , when the latter post was diseontinued. There-
ignation of China as a whole or any area in or outside China after the Counselor-delegate was the unehallenged manager
that had a defined, reasonably autonomous political iden- ofa Prinee's ora Marquis's domain. Early in the era of N-
tity, even if it were only nominal; e.g., a Prineedom (wang- S Division superseded by Administrators (chang-shih) in
kuo), a Marquisate (hou-kuo). Often used in place of Dy- Princely Establishments (wangfu). Sometimes mistakenly
nasty (ch'ao, ch'ao-tai) in reference to a currently reigning written hsiang-kuo (Counselor-in-ehief), q.v. P53, 69.
dynasty.
3515 kuô-hsın fang ~ ~ m
3505 kuô-ch'aô mili~ SUNG: Diplomacy Section, a unit in the Bureau of Mili-
Our Dynasty: throughout imperial history, a eommon ref- tary Affairs (shu-mi yüan) that handled eorrespundenee and
erence to the currently reigning dynasty (ch'ao, ch'ao-tai) diplomatie exchanges between the throne and foreign pco-
kuo-hsin shih 3516-3533 298
ples including, most notably, the Khitan, the Jurchen, and 3525 kuo-küng 0091::
the Mongols; headed by an executive official of the Bureau SUI-YÜAN: Duke of State, normally the 3rd highest of 9
on duty assignment as Administrator (tu-hsia) of the Sec- titles of nobility (chüeh), following Prince (wang) and
tion. The Section was apparently discontinued c. 1074 when Commandery Prince (chün-wang), but 3rd of 3 in Liao, 2nd
the support staff of the Bureau was reorganized into Twelve of 7 in Chin, and 3rd of 10 in Yüan; rank normally 1b, but
Sections (shih-erhfang). SP: bureau des lettres de creance. 2a in Yüan; discontinued by Sui c. 604, when the nobility
was restructured with only the 3 titles Prince, Duke (kung),
3516 kuo-hsın shlh ~Fa~
and Marquis (hou); restored in T'ang. Normally conferred
SUNG: State Courier-envoy, apparently a representative
on the heirs (usually eldesi sons) of Commandery Princes,
of the throne in international dealings with such peoples as
but in Sung conferred only on selected descendants of the
tlıe Jurchen; no doubt an ad hoc duty assignrnent for a trusted
fırst 2 Sung Emperors. Seldom found without territorial
central govemment official. SP: envoye muni de lettres de
prefixes indicating real or nominal ducal domains; e.g., liang-
creance (ambassadeur).
kuo kung (Duke of Liang, i.e., of the "state" of Liang; not
3517 kuo-hsın ssü ~ Fa "1 or kuo-hsın so Pfi Liang Duke of State). Also see k'ai-kuo kung, k'ai-kuo chün-
SUNG: Diplomacy Office, variant references to the Diplo- kung, k'ai-kuo hsien-kung, chün-kung, hsien-kung. RR+SP:
macy Section (kuo-hsinfang) of the Bureau of Military Af- duc de principaute. P65.
fairs (shu-mi yüan).
3526 kuo-ldo ~ ~
3518 kuo-hsıng ~ I& or kuo-hsıng-a ~ CHOU: Elders of the State, a reference to retired offıcials
Surname of State, throughout history a reference to the who had held rank as Minister (ch'ing) or Grand Master
surname of the ruling dynasty, hence an indirect reference (ta1u), distinguished from retired Servicemen (shih), who
to a member of the ruling family or, as in the case of the were called Elders of the People (shu-lao). CL: vieillards
famous 17th century pirate-loyalist Cheng Ch'eng-kung de l'etat.
(Koxinga), to someone formally granted the imperial sur-
3527 kuo-mu ~ HJ:
name for extraordinary merit. See kung-hsing.
CH'ING: Mother of the State, a respectful reference to
3519 kuo-hsü ~ :JW the Empress.
SUNG: lmperial Son-in-law, unofficial reference to the
husband of an Imperial Princess, formally ennobled as
3528 kuo-sheng ~ !JJ
lmperial Nephew, at least in the later dynasties if not ear-
Commandant-escort (fu-ma tu-wei).
lier, an unoffıcial reference to the son of an Empress' sister.
3520 kuo-hsüeh ~ ~ 3529 kuo-shlh ~~
N-S DIV: one of several designations of the National Uni-
( 1) History of the Dynasty, a common general reference
versity (kuo-tzu hsüeh, t'ai-hsüeh) at the dynastic capital.
to compilations of historical data prepared while a dynasty
3521 kuo-hün 009~ reigned, ideally organized after each Emperor's reign; not
N-S DIV: lmperial Son~in-law, common unofficial ref- to be confused with what Westerners refer to as the dynastic
erence to the husband of an lmperial Princess. histories, beginning with Shih-chi by Ssu-ma Ch'ien, which
3522 kuo-ı fu * ~ Ff-f
SUI: Courageous Garrison, one of 2 special types of mil-
the Chinese cali Standard Histories (cheng-shih). (2) N-S
DIV (San-kuo Wu): State Historiographer, one each pre-
fıxed Left and Right; status and organizational affıliation
itary units (see che-ch'ung fu, Assault-resisting Garrison)
not clear. P23.
created outside the regular establishment of Garrison Mi-
litia units (seefu andfu-ping) in 613; headed by 2 Com- 3530 kuo-shlh ~ roıi
mandants (tu-wei) prefıxed Left and Right, rank 5b2, 6al, (1) Preceptor of State, occasional unofficial reference to
or 6a2. Reasons for the creation of these units are not clear, a Grand Preceptor (t'ai-shih) or to ali of the court dignitaries
nor is their fate, except that they were apparently discon- known collectively as the Three Preceptors (san shih). (2)
tinued by the end of Sui in 618. in 636, however, T'ang N-S DIV: unoffıcial reference to the Chancellor of the Na-
resurrected the title kuo-i tu-wei for the 2 Vice Comman- tional University (kuo-hsüeh chi-chiu). (3) YÜAN: Pre-
dants of each newly standardized Assault-resisting Garri- ceptor of State, head of the Supreme Control Commission
son. RR: milice intrepide. (tsung-chih yüan) in general charge of the Buddhist priest-
hood, in 1288 retitled hsüan-cheng yüan (Commission for
3523 kuo-kuiin ~ 1'r
Buddhist and Tibetan Affairs).
N-S DIV (N. Wei, N. Ch'i)-T'ANG: Official of the Do-
main, a generic reference to official personnel of a Prince- 3531 kuö-shıh tll.B;;
dom (wang-kuo), a Marquisate (hou-kuo), and other do- CHOU: Master of Crickets, ranked as a Junior Service-
mains of nobles, charged with administering the territory man (hsia-shih), a member of the Ministry of Justice (ch'iu-
allocated to the nobles as their fıefs. Distinguished from kuan) apparently responsible for dealing with harmful cricket
Offıcials of the Establishment (fu-kuan) serving in the no- swarms, but functions not clear. CL: prepose aux gre-
ble' s personal headquarters or household, e.g., a Princely nouilles.
Establishment (wang1u). Thus the Director of the Prince-
dom (wang-kuo ling) was an Official ofthe Domain, whereas
3532 kuo-shlh an ~ ~ ~
SUNG: Section for the History of the Dynasty, an agency
the Administrator (chang-shih) ofa Princely Establishment
in the Palace Library (pi-shu sheng) responsible t'or com-
was an Offıcial of the Establishment. These usages seem
piling dynastic historical m2te• ials; headed by a Grand
to have faded away in T'ang. P69. Compiler (ta-chu). Replaced (ı':.te not clear) tiıe early Sung
3524 kuo-kuan *1'r
N-S DIV (Chin): Fruit Provisioner, a subordinate of the
Bureau of Compilation (pien-hsiu yüan) of the Chancellery
(men-hsia sheng). SP: service de l'histoire d'etat. P23.
Director of Banquets (ta-kuan ling) under the Chamberlain
for Attendants (kuang-lu-hsün). See kuo-ch'eng, chang-kuo, 3533 kuo-shlh J'ıh-n so ~ ~ 13 ili' Jifi
SUNG: Office of History and the Calendar, part of the
kuo-fang. P30, 37.
299 3534-3542 kuo-tzu hsüeh
Palace Library (pi-shu sheng); probably a variant reference 3538 kuo t'ai-Jüjen m:t:=JçA
to the Section for the History of the Dynasty (kuo-shih an). SUNG: Master (Mistress) of State, a title of merit and
SP: bureau du calendrier (et?) de l'histoire d'etat. P23. honor awarded to mothers and matemal grandparents of
3534 kuo-shlh kuan mj'_ fili Grand Councilors (tsai-hsiang), the Three Dukes (san kung),
and some other dignitaries.
SUNG-CH'ING: Historiography lnsütute, responsible for
preparing the reign-by-reign chronicles of important events 3539 kuo-tzu mr
called _the True Records (shih-lu); in Sung headed by a Chief CHOU, HAN: Scions of State,.a collective designation of
Compıler (chien-hsiu) whose principal post commonly was th~ ~ons and .~ounger brothers of Feudal Lords (chu-hou),
Grand Councilor (tsai-hsiang); nominally under the Palace Mınısters (eh ıng), and Grand Masters (taju) in Chou and
Library (pi-shu sheng), the Institute was housed in the In- in Han those of officials corresponding to Chou Ministers
stitute for the Veneration of Literature (ch'ung-wen yüan) and Grand Masters. CL: fils de l'etat.
and was one of the so-called Three Institutes (san kuan,
q.v.). in Ch'ing the lnstitute was loosely attached to the
3540 kuo-tzu chı-chiu mr~i§
From Han on, designation of the Chancellor of the Na-
Hanlin Academy (han-lin yüan), headed by a Grand Sec-
tional University (t'ai-hsüeh, kuo-hsüeh) or Chancellor of
~tary (ta hsüeh-shih) or the Minister (shang-shu) ofa Min-
the Directorate of Educaüon (kuo-tzu chien). See chi-chiu.
ıstry (pu) on concurrent assignment as Director-general
P34, 49.
(tsung-ts'ai) of the Institute. BH: state historiographer's of-
fice. 3541 kuo-tzu chien mr~
3535 kuo-shlh shih-lit yüan mj'_ '.f( ~ ~ SUI-CH'ING: Directorate of Education, a central gov-
emment agency headed by a Chancellor (chi-chiu). thal
SUNG: Historiography and True Records Institute an
umbrella-like superstructure for 2 agencies, nominally ;ub- ove~saw sev~ral ~cho~l~ at the dynastic capital, chiefly the
Natıonal Unıversıty (taı-hsüeh), the School for the Sons of
ordinate to the Palace Library (pi-shu sheng) but more or
the State (kuo-tzu hsüeh), and the School of the Four Gates
less autonomous units in the central govemment: the His-
(ssU·lfl';~ hsüeh); at ~es the Directorate also provided loose
toriography lnstitute (kuo-shih kuan) headed by a Chief
supervısıon over regıonal and loca) schools. From Sung
Compiler (chien-hsiu), which was responsible for preparing
through}·üan there was a steady consolidation until in Ming
contemporary histories reign by reign, and the True Rec-
and Ch ıng there was only one school under the Director-
ords lnstitute (shih-lu yüan) headed by a Supervisor (t'i-
ate, the kuo-tzu hsüeh (now best rendered National Uni-
chü), which was responsible for preparing a day-by-day
vers_ity). Thro~ghout, t~e instructional staff consisted pri-
narrative of important events; both agencies were staffed
manly of_Erudıtes (po-shıh), often bearing prefıxes specifying
lar~ely by offic!als of th~ central govemment concurrently
the classıcal works in which they individually specialized,
assıgned as Senıor Compılers (hsiu-chuan), Examining Ed-
and lnstructors (chu-chiao, hsüeh-cheng, hsüeh-lu). Stu-
itors (chien-t'ao kuan), Compilers (pien-hsiu kuan), Proof-
dents, who regularly numbered in the thousands, were called
rea~ers (chiao-k'an), Editors (chiao-cheng), Editorial Ex- National University Students (kuo-tzu chien sheng or sim-
amıners (chien-yüeh), ete.; the Chief Compiler of the
ply chien-sheng). Prior to c. 605, the capital ~chools de-
Historiography lnstitute was commonly the concurrent as-
veloped under such designations as t'ai-hsüeh, kuo-hsüeh,
signment ofa Grand Councilor (tsai-hsiang). How func-
kuo-tzu hsüeh, kuo-tzu ssu. in Ming from 1421 there was
tions_ were divided among the Historiography and True Rec-
a !'lanking Directo~ate of Education as well as the principal
ords lnstitute, the Section for the History of the Dynasty
~ırect~rate at _Peki~g. From the outset, schools in the cap-
(kuo-shih an) of the Palace Library, the Court Calendar Of-
ıtal exısted pnmanly to prepare qualified students for of-
fice (jih-li so) of the Palace Library, the Dynastic History
ficial careers, but from Sung on this route into the offi-
Office (kuo~shi~ yüan) ?f the Chancellery (men-hsia sheng), cialdom tost esteem as the system of civil service recruitrnent
and the Edıtonal Servıce (chu-tso chü) of the Palace Li-
examinations (see k'o-chü) leading to status as Metropolitan
brary, if ali coexisted simultaneously, is not clear. Ali these
Graduates (chin-shih) matured and gained dominance in re-
agencies performed functions that, for the most part, were
cruitment. Also see ssu chien (Four Directorates) and wu
performed in prior times by the Editorial Service and in
chien (Five Directorates). RR+SP: l'universite des fils de
later times by the Hanlin Academy (han-lin yüan). SP: cour
de la redaction de l'histoire d'etat et des annales veridiques. ~tf· BH: national college, imperial academy of learning.