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J Forensic Sci, 2018

doi: 10.1111/1556-4029.13858
TECHNICAL NOTE Available online at: onlinelibrary.wiley.com

ANTHROPOLOGY

Sebastian K.T.S. W€
arml€ander,1,2,3 Ph.D.; Liivi Varul,4,5 M.A.; Juuso Koskinen,6 M.A.; Ragnar Saage,4
M.A.; and Stefan Schlager,7 Ph.D.

Estimating the Temperature of Heat-exposed


Bone via Machine Learning Analysis of SCI
Color Values: A Pilot Study†

ABSTRACT: Determining maximum heating temperatures of burnt bones is a long-standing problem in forensic science and archaeology. In
this pilot study, controlled experiments were used to heat 14 fleshed and defleshed pig vertebrae (wet bones) and archaeological human verte-
brae (dry bones) to temperatures of 400, 600, 800, and 1000°C. Specular component included (SCI) color values were recorded from the bone
surfaces with a Konica-Minolta cm-2600d spectrophotometer. These color values were regressed onto heating temperature, using both a tradi-
tional linear model and the k-nearest neighbor (k-NN) machine-learning algorithm. Mean absolute errors (MAE) were computed for 1000
rounds of temperature prediction. With the k-NN approach, the median MAE prediction errors were 41.6°C for the entire sample, and 20.9°C
for the subsample of wet bones. These results indicate that spectrophotometric color measurements combined with machine learning methods
can be a viable tool for estimating bone heating temperature.

KEYWORDS: forensic science, forensic anthropology, cremains, burned bone, color measurement, regression analysis

Estimating the temperatures to which cremated or otherwise Many of the heat-altered bone properties have been tried as
heated bones have been exposed is a long-standing problem in predictors for maximum temperature exposure, with variable suc-
forensic science and in archaeology (1–10). Heat exposure cess (4, 7, 9, 10, 12). So far, the best temperature estimates have
induces alterations in numerous bone properties including size, been provided by the bone crystallinity index (CI), measured
shape, hardness, chemical composition, crystallinity, and color either with X-ray diffraction or with infrared spectroscopy (7–9,
(1, 7, 8, 10–16). Such alterations interfere with forensic analysis 12, 19–21). Even though it is generally accepted that bone color
of, e.g., trace elements, isotopes, DNA, and morphological evi- changes systematically with the heating temperature, a large
dence of blunt and sharp force trauma including cut marks and number of researchers have concluded that bone color measure-
bite marks (3, 1z0, 17, 18). ments are not useful for accurate temperature estimations (3, 4,
7, 12, 22). The main argument has been that the bone color after
heat exposure is influenced by a multitude of factors, including
the burning time (22), the amount of oxygen and soft tissue pre-
1 sent during heating (22–24), chemical interactions with soil dur-
Department of Biochemistry and Biophysics, Stockholm University,
106 91 Stockholm, Sweden. ing or after the fire (2, 22, 25), and the possible influence of
2
Division of Commercial and Business Law, Link€oping University, 581 83 coloring substances (contaminants) such as metals (10).
Link€oping, Sweden. The aim of this pilot study is to challenge the notion that bone
3
UCLA/Getty Conservation Programme, Cotsen Institute of Archaeology, color provides inferior information about heating temperature. A
UCLA, Los Angeles, CA 90095.
4 muffler furnace was used to heat fleshed and defleshed pig ver-
Institute of History and Archaeology, University of Tartu, 50090 Tartu,
Estonia. tebrae, as well as dry human vertebrae recovered from an
5
School of Humanities, Tallinn University, 10120 Tallinn, Estonia. archaeological excavation, to temperatures of 400, 600, 800, and
6
Department of Philosophy, History, Culture and Art Studies, University 1000°C. This temperature range represents a number of burning
of Helsinki, 00014 Helsinki, Finland. scenarios, such as 400–600°C for open camp fires, 600–900°C
7
Department of Anthropology, Medizinische Fakult€at der Albert Ludwigs,
University of Freiburg, 79085 Freiburg, Germany. for fire pits or improvised ovens, no more than 700°C for prairie
Corresponding authors: Sebastian K.T.S. W€arml€ander, Ph.D. E-mail: fires but 800°C or more for a forest fire front, 600–1100°C for
seb@dbb.su.se and Stefan Schlager Ph.D. E-mail: stefan.schlager@anthro- cremation furnaces, and up to 1000°C in burning cars and
pologie.uni-freiburg.de houses (7, 26–30). As previous work has suggested differences

The bone experiments were carried out in line with the Estonian legisla-
in thermal alteration between bones from bird, fish, and mam-
tion and ethical rules for the handling of human and animal remains.
Prior presentation: The material in this manuscript has never been publicly mals (4), but little difference between bones from different mam-
presented. mal species (7), having both pig and human bones in the sample
Grants/Funding: None. was considered non-problematic. The chemical integrity of the
Received 6 May 2018; and in revised form 18 June 2018; accepted 18 bones after heating was investigated using a portable X-ray
June 2018.

© 2018 American Academy of Forensic Sciences 1


2 JOURNAL OF FORENSIC SCIENCES

fluorescence (pXRF) instrument, and their color values were oxidizing environment. The bone samples were placed in a bowl
recorded using a digital spectrophotometer. The usefulness of of stainless steel and then put in the furnace. It took between 10
color data for temperature estimation was evaluated by regres- and 45 min for the furnace to reach the desired temperature
sion analysis, employing a linear model as well as a machine (longer time for higher temperatures; Table S1). The temperature
learning algorithm. was then kept stable for 60 min. Finally, it took between 4 and
8 h for the furnace to cool down with the sample inside. All
samples were weighed and photographed before and after heat-
Materials and Methods ing (Table S1 and Figs. S1–S13).
Sample
Color Analysis
Loin cuts from pigs (Sus scrofa domesticus) that included ver-
tebrae together with ilium parts (Fig. 1A) were purchased at a Two approaches were used to characterize the colors of the
local market in Tartu, Estonia. The pigs were young adults with heat-exposed bones. First, the bone colors were manually
unfused epiphyses. Vertebrae were cut out and prepared either matched to Munsell soil color charts (Munsell Color Company
fleshed (n = 4) or defleshed (n = 5)-these are the “wet” samples. Inc., USA). Second, color values were recorded with a portable
Defleshing was carefully conducted with a scalpel, leaving only Konica-Minolta cm-2600d spectrophotometer (Konica-Minolta,
minute fragments of soft tissue attached to the bones. Vertebrae Osaka, Japan), equipped with a xenon pulse light as light source
from adult humans (n = 5) were also investigated (Fig. 1C), and operating with firmware version 1.23. Color data were
obtained as dry bones from commingled archaeological material recorded from 360 to 740 nm with an 8 mm opening window, a
excavated from the St Jakobi church cemetery in Tartu, Estonia. wavelength pitch of 10 nm, and a half bandwidth of approxi-
This cemetery, which dates to the mediaeval to early modern mately 10 nm. All measurements were conducted in a dark room
period, was rescue-excavated in 2014 as part of a construction where the only light source besides the instrument itself was a
project. small fluorescent light located approximately 10 m away, direc-
ted away from the instrument. The spectrophotometer was zero-
and white-calibrated immediately before the measurements,
Heating Procedure
which were carried out with the following settings: 100% UV,
A KL-22 muffle furnace (Kerako, Estonia) equipped with a standard D65 illuminant, di:8°, de:8° geometry, 10° observer
programmable controller was used to heat the bone samples to angle, L*a*b* (CIE1976) color space, and reflectance as mea-
four different temperatures, i.e., 400, 600, 800, and 1000°C. The surement type. No materials cover or other medium was placed
furnace was well ventilated during heating, thereby providing an between the 8 mm measuring window and the bone surface

FIG. 1––(A) Pig vertebrae in the stainless steel bowl used for the heat treatment. (B) Pig vertebrae after heating to 600°C for 1 h (sample 2). (C) Human
archaeological vertebrae before heating. (D) Defleshed pig vertebrae after heating to 400°C for 1 h (sample 5). Note the blue discoloration of sample 5
induced by residue from the chromium-containing stainless steel bowl. Photos by LV.

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ANDER ET AL. . ESTIMATING HEATING TEMPERATURE FROM BONE COLOR 3

analyzed. For each bone sample, three color measurements from heated to 400°C charred the soft tissue and turned the bones uni-
trabecular bone areas and three from cortical bone areas were formly black (i.e., no contamination/discoloration). Heating the
recorded. The color data were collected as specular-component wet bones to 600°C (samples 2 and 6) destroyed almost all the
included (SCI) L*a*b* values in areas of the dominant color: soft tissue and turned the bones into various shades of gray,
regions displaying stains or color anomalies were avoided. ranging from dark gray to almost white (Fig. 1B). Heating the
wet bones to 800°C and 1000°C (samples 3, 4, 7, and 8) com-
pletely disintegrated the soft tissue and fragmented the bones,
Statistical Analysis of Color Data
which turned white. For the dry human bones, heating to 400
Temperature predictions based on the SCI/L*a*b* color mea- and 600°C (samples 9 and 10) produced almost no visible color
surements of the bones were computed for the entire sample as change, although the part of sample 9 that was in contact with
well as for sample subsets, using two different regression models: the steel bowl turned black. The dry human bones heated to 800
traditional linear regression and the non-parametric k-nearest and 1000°C (samples 11 and 12) became somewhat lighter.
neighbor (k-NN) algorithm. The k-NN method is one of the sim- Munsell color values for all samples are shown in Table S1,
plest machine learning algorithms, and was considered suitable together with the details of the heating procedures. All heated
given the somewhat small sample size. The limited sample size samples displayed some weight loss, in particular the fleshed
furthermore prompted us to use a k-fold cross-validation approach samples (as expected). Weight loss and shrinking are well-docu-
to estimate the model accuracies and optimize the regression mented effects of bone heating (7, 10, 36), and will not be fur-
parameters. In this approach, 1000 random partitions were cre- ther discussed here.
ated, each consisting of a training sample (80% of data) and a test The elemental composition of some of the samples was deter-
sample (20% of data). For each of these 1,000 rounds, the mean mined with a hand-held portable XRF unit. Sample number 5,
absolute error (MAE) of prediction was calculated based on the which displayed the metallic blue discoloration (Fig. 1D),
temperature values predicted for the test sample. Rather than a showed elevated levels of Cu, Cr, Fe, and Mn (Fig. 2). These
single error value, error distributions were obtained for both the are precisely the elements that make up the stainless steel alloy
k-NN and the linear model predictions. As these distributions do of the bowl used in the heating procedure (it was found to con-
not necessarily follow a Gaussian distribution, especially for the sist of 84.1% Fe, 10.6% Mn, 4.9% Cr, and 0.4% Cu). A pXRF
k-NN predictions, the medians of the errors are reported instead analysis of the non-contaminated sample 2 showed that small
of their means. The final parameters for the wet and the combined amounts of Cu, Fe, and Zn are naturally present as trace ele-
samples consisted of a cosine kernel, a Minkovski distance of 1, ments in the bones, in addition to the dominating amount of cal-
and a neighborhood of 4. For the dry data, a triweight kernel was cium originating from the bone apatite (Fig. 2).
used, as it showed the best performance. As an additional statisti-
cal investigation, standard linear discriminant analysis (LDA)
Statistical Color Analysis
with leave-one-out cross-validation was used to separate heated
wet bones from heated dry bones based on color data. All statisti- The SCI/L*a*b* color values measured for the different bone
cal analyses were performed using the R platform (31), and more samples were plotted in a 3D graph that turned out to be quite
specifically the R packages caret (32), kknn (33), Morpho, Rvcg informative (Figs. 3 and S14). The color values for the dry bone
(34), and rgl (35). and the wet bone samples are very well separated, and a simple
linear discriminant function was able to classify the heated bone
samples into wet or dry with 100% accuracy (data not shown).
Elemental Analysis
The wet samples heated to, respectively, 400, 600, 800, and
A Tracer III-SD portable X-ray fluorescence (pXRF) unit 1000°C form relatively well-separated clusters, with only minor
(Bruker Ltd., USA) operating at 40 kV and 10.7 lA with a color differences for fleshed/defleshed and trabecular/cortical
305 lm Al + 25 lm Ti filter was used to investigate the ele- bone samples. For the dry bones, it is more difficult to distin-
mental composition of the surfaces of some of the bone samples guish well-defined clusters (Figs. 3 and S14).
after heating, in order to detect possible contamination from the The sample groups that form well-defined clusters in Fig. 3
metal bowl used during the heating procedure. Under the set- also produce the most accurate temperature predictions with the
tings employed, the pXRF instrument detects the elements Ca to regression analysis. These temperature predictions were carried
Sb (K lines) and W to Bi (L lines). out using two approaches: traditional linear regression and a
slightly more sophisticated k-NN machine learning approach.
For the wet sample, the median for the mean absolute error
Results (MAE) of prediction is 47.5°C with linear regression, but merely
20.9°C with the k-NN model (Table 1 and Fig. 4). The predic-
Heat Treatment
tion errors are larger for the dry sample, with MAE medians of
Photos of all the samples, before and after heat treatment, are 92.3°C with linear regression and 80.0°C with the k-NN model.
shown in Figs. S1–S13. Photos of four select bone samples are As expected, the prediction errors for the combined sample are
shown in Fig. 1. Heat treatment of the wet pig bones clearly in between those of the wet and the dry samples, i.e., MAE
changed their colors, with similar results obtained for the fleshed medians of 72.2°C with linear regression and 41.6°C with k-NN
and defleshed samples. The first round of heating was done with (Table 1 and Fig. 4). The samples heated to 1000°C are the easi-
sample 5, a defleshed pig sample heated to 400°C. During this est to predict, with median MAE errors of 21.9°C with the k-NN
heating step, a large amount of surface residue flaked off the method and 48.7°C with the linear method (Table 2). The bones
stainless steel bowl. The interaction of these flakes with the pig heated to 600°C and 800°C display the largest prediction errors
bone produced a metallic blue color, present on top of the other- for both regression methods (Table 2), which is in line with the
wise black/charred bone sample (Fig. 1D). Subsequent heating color values for samples heated to these two temperatures show-
rounds produced much less flaking, and the fleshed pig sample ing less well-defined clusters in Fig. 3.
4 JOURNAL OF FORENSIC SCIENCES

FIG. 2––Overlaid pXRF spectra recorded from the surfaces of pig bone samples 2 (red) and 5 (blue), normalized to the Ca peak at 3.7 keV. In addition to
Ca, sample 2 shows trace levels of Fe, Cu, and Zn—normal trace elements in bone. Sample 5 shows much higher levels of Cu, Fe, Mn, and Cr, which appear
to be contamination from the stainless steel bowl shown in Fig. 1A. Spectra by RS.

TABLE 1––Median values for the mean absolute error (MAE) after 1000
rounds of temperature prediction, computed for the wet bones, dry bones,
and their combination using two different regression models.

Number of Color k-NN Linear


Sample Readings (n) Model (°C) Model (°C)
Wet bones (fleshed and 48 20.9 47.5
defleshed)
Dry bones 30 80.0 92.3
Wet and dry bones 78 41.6 72.2

appear to perform better than, e.g., bone crystallinity measure-


ments, where the major changes occur around 500–700°C and
where no changes to the crystal structure appear beyond 800°C
(20, 42). The upper temperature limit where bone color changes
no longer are induced still remains to be determined.
To facilitate future work on color analysis of heat-exposed
bones, a number of comparisons were carried out in this small-
sample pilot study. The k-NN approach clearly performed better
FIG. 3––3D plot of the SCI/L*a*b* color values recorded from the sur-
faces of the heat-treated bone samples. Squares – defleshed wet pig bone; than the traditional linear regression model for every sample and
Triangles – wet pig bone with flesh; Circles – dry human bone; Small sym- subsample, although the difference is smaller for the smallest
bols – cortical bone; Large symbols – trabecular bone; Black – not heated; sample sizes (Table 1, Fig. 4). A more advanced machine learn-
Green – 400°C; Turquoise – 600°C; Gold – 800°C; Purple – 1000°C. Image ing algorithm than k-NN might perform even better, especially if
by SS.
a large sample database is available.
The L*a*b* color values recorded for the heated wet pig bones
and the heated dry archaeological human bones were very differ-
Discussion
ent (Fig. 3), and discriminant analysis was able to predict with
Using the k-NN regression model, temperature predictions with 100% accuracy which group a given bone belonged to. As previ-
relatively small median MAE prediction errors (Table 1, Fig. 4) ous work has shown that bones from different mammal species
were obtained for both the entire sample (41.6°C) and the sub- respond similarly to thermal alteration (7), the primary reason for
sample of wet bones (20.9°C). These are very promising results, the observed color differences is likely the wet/dry starting condi-
strongly suggesting that color measurements can be used for reli- tion, even though some small soil-induced discoloration to the
able estimation of maximum bone heating temperature. Because archaeological bones cannot be ruled out. The main conclusion
the approach presented here allows the prediction errors to be cal- from this comparison is arguably that color data for heated wet
culated (Table 1, Fig. 4), it would likely pass the Daubert stan- and heated dry bones should not be combined. Because dry bones
dard (37, 38) and could thus be useful in applied forensics work, are not commonly involved in fire scenarios, forensic research
which most likely will continue to involve identification and anal- should focus on investigating heat-exposed wet bones.
ysis of burnt bone or contested cremains (13, 28, 30, 39–41). Comparisons were made also between fleshed and defleshed
Future work using a larger sample should be able to better estab- pig bones, and between color readings from cortical and trabecu-
lish the accuracy of color-based temperature estimates, which lar pig bone. Relatively small differences in color values were

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ANDER ET AL. . ESTIMATING HEATING TEMPERATURE FROM BONE COLOR 5

FIG. 4––Distributions of the mean absolute error (MAE) after 1000 rounds of temperature prediction, computed for the wet bones (A), dry bones (B), and
their combination (C) using two different regression models. Images by SS.

TABLE 2––Median values for the mean absolute error (MAE) after 1000 forensic uses will be developed for this non-destructive technique
rounds of temperature prediction, listed by sample temperature, and com- in the near future (48). Screening for chemical contamination
puted using color readings from both wet and dry bones (n = 78) using two may be one such use.
different regression models.

Sample Temperature k-NN Model (°C) Linear Model (°C) Conclusion


400°C 33.4 72.4 The results of this small-sample pilot study indicate that
600°C 47.2 78.4
800°C 47.3 76.7 machine-learning algorithms can be used to estimate rather accu-
1000°C 21.9 48.7 rate heating temperatures from digital color measurements of
Overall 41.6 72.2 bone surfaces, especially for fresh forensic cases where the
bones have not spent long time in the ground, and provided that
observed (Fig. 3), which could not be statistically investigated the color readings are combined with chemical analysis to verify
here due to the small sample size. Future studies with a larger that the bone surfaces are free from color-altering contamination.
sample will likely be able to clarify the importance of these
parameters. The amount of soft tissue present has been reported Acknowledgments
to influence the bone crystallinity after burning (24), and a simi-
lar effect on bone color is not impossible. Further topics to We thank Riikka R€ais€anen at The Department of Teacher
investigate include color analysis of burnt teeth and heat-expo- Education, Helsinki University, for allowing JK to use the porta-
sure scenarios outside laboratory conditions (43–47). ble spectrophotometer. We thank also Martin Malve at Tartu
Some limitations to the proposed method should be mentioned. University for providing access to the archeological skeletal
Because of the numerous factors that may affect the color of material used in the study. The comments of two anonymous
burnt bone, earlier researchers have refrained from using color reviewers greatly improved the paper.
for temperature estimations. Factors such as burning time (22)
and the amount of soft tissue present (24) may affect the color, Conflict of interest
but this can likely be controlled for by creating reference samples
The authors declare they have no conflicts of interest.
with different burning times and soft tissue amounts. The amount
of available oxygen is known to influence the color (22, 23), but
most forensic burning scenarios arguably involve reasonably Ethics
good ventilation, i.e., oxidizing conditions. Reference samples of The bone experiments were carried out in line with the Esto-
bone burnt under reducing conditions should, however, be cre- nian legislation and ethical rules for the handling of human and
ated and studied. Chemical analysis might be able to reveal if animal remains.
bones have been heat-exposed under oxidizing or reducing condi-
tions. Metals and other contaminants (including soil) have the
capacity to modify bone color (2, 10, 22, 25), but such contami- References
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lated heating under reducing conditions and its relevance for the study of
fire use in archaeology. J Archaeol Sci Rep 2016;10:282–92. Additional Supporting Information may be found in the online
24. Ellingham ST, Thompson TJ, Islam M. The effect of soft tissue on tem- version of this article:
perature estimation from burnt bone using Fourier Transform Infrared Table S1. Sample properties
Spectroscopy. J Forensic Sci 2016;61(1):153–9.
25. Bradfield J. Some thoughts on bone artefact discolouration at archaeolog-
Figure S1. Sample 1 (pig bone with flesh, 400°C).
ical sites. J Archaeol Sci Rep 2018;17:500–9. Figure S2. Sample 2 (pig bone with flesh, 600°C).
26. Bohnert M, Rost T, Pollak S. The degree of destruction of human bodies Figure S3. Sample 3 (pig bone with flesh, 800°C).
in relation to the duration of the fire. Forensic Sci Int 1998;95(1):11–21. Figure S4. Sample 4 (pig bone with flesh, 1000°C).
27. Dennison PE, Charoensiri K, Roberts DA, Peterson SH, Green RO. Figure S5. Sample 5 (defleshed pig bone, 400°C).
Wildfire temperature and land cover modeling using hyperspectral data.
Remote Sens Environ 2006;100(2):212–22. Figure S6. Sample 6 (defleshed pig bone, 600°C).
28. Okamoto K, Otake T, Miyamoto H, Honma M, Watanabe N. Burning Figure S7. Sample 7 (defleshed pig bone, 800°C).
behavior of minivan passenger cars. Fire Saf J 2013;62(Part C):272–80. Figure S8. Sample 8 (defleshed pig bone, 1000°C).
29. Mangs J, Keski-Rahkonen O. Characterization of the fire behaviour of a burn- Figure S9. Sample 9 (dry human bone, 400°C).
ing passenger car. Part I: car fire experiments. Fire Saf J 1994;23(1):17–35.
30. Yuen ACY, Yeoh GH, Alexander R, Cook M. Fire scene reconstruction
Figure S10. Sample 10 (dry human bone, 600°C).
of a furnished compartment room in a house fire. Case Studies Fire Figure S11. Sample 11 (dry human bone, 800°C).
Safety 2014;1:29–35. Figure S12. Sample 12 (dry human bone, 1000°C).
31. R_Core_Team. R: a language and environment for statistical computing, Figure S13. Samples 13 (pig, defleshed) and 14 (dry human
2015; https://www.R-project.org (accessed January 5, 2018). bone).
32. Kuhn M, Wing J, Weston S, Williams A, Keefer C, Engelhardt A, et al.
caret: classification and regression training. R package version 6.0-21. Figure S14. 3D plot of the SCI/L*a*b* color values.
Vienna, Austria: CRAN, 2015.

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