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Shared social identity in leadership


Stephen D Reicher1, S Alexander Haslam2 and Michael J Platow3

In this paper we review recent evidence on the social identity transformations which allow people to co-act effectively
model of leadership. First, we explain how this model is rooted and thereby constitute a source of social power [11].
in the social identity approach in social psychology and,
specifically, the notion that shared reality and joint action in To start with, when people share a common social iden-
groups derives from shared social identity. We then show how tity, their behavior becomes underpinned by a sense of
effective leadership is a process of social identity management connection informed by common norms, values, beliefs
and we examine both the antecedents, the psychological and and goals [12]. Not only that, they also expect to agree on
the political consequences of managing social identities. matters of relevance to the group [13] and they interact in
ways that lead to convergence on a consensus [14]. In
these various ways, perceptions of shared social identity
Addresses
1
School of Psychology and Neuroscience, University of St. Andrews,
lead group members to achieve a sense of shared reality in
Scotland, UK the sense of, firstly, a commonality of concerns, secondly,
2
School of Psychology, University of Queensland, Australia a commonality of internal states and finally, a reflexive
3
School of Psychology, Australian National University, Australia awareness and assumption of commonality of internal
states with fellow group members (see the work of
Corresponding author: Reicher, Stephen D (sdr@st-andrews.ac.uk)
Echterhoff, Higgins and colleagues [15,16]). What is
more, the sense of shared reality transforms what were
Current Opinion in Psychology 2018, 23:129–133 individual opinions into social facts [17] and thereby
This review comes from a themed issue on Shared reality contributes the epistemic heft to render beliefs adequate
Edited by Gerald Echterhoff and Tory Higgins
as the basis for action.
For a complete overview see the Issue and the Editorial
Next, shared identity creates a sense of intimacy and
Available online 22nd August 2018 togetherness between people. It leads to an enhanced
https://doi.org/10.1016/j.copsyc.2018.08.006 sense of trust and respect and increases cooperation,
2352-250X/ã 2018 Published by Elsevier Ltd. helping and social support [18]. In this way, people do
not only gain certainly about their understandings and
goals but are also able to combine their efforts — thereby
becoming empowered to enact these shared understand-
ings and to achieve their shared goals (collective self-
realisation, CSR [19]). Finally, successful CSR is experi-
The group context of leadership enced as intensely positive, thus explaining the powerful
Approaches to leadership differ in the breadth of their affectivity (sometimes termed ‘effervescence’) associated
analytical focus. The trait approach [1] concentrates on with collective phenomena [20].
the characteristics of the leader alone. Transactional [2]
and transformational [3,4] approaches broaden this out to If follows from this, that to the extent that an individual is
address the relationships between leaders and followers. able to shape the shared social identity (i.e., to define
The social identity model of leadership [5,6,7] ‘who we are’ and hence ‘what we want to do’), then he or
extends the focus still further. It starts from the premise she is in a position to influence the shared reality and the
that a leader is always the leader of some specific con- coordinated action of group members.
stituency: a political party, a religion, a country or what-
ever. Accordingly, it argues that leadership should be On the one hand, then, the social identity model sees
understood in terms of the relations between the leader leadership as dependent upon processes of shared iden-
and followers within a particular social group [8]. It tity and shared reality. That is, leadership is a process of
follows that an understanding of leadership depends upon social identity management, by which the leader gains
an understanding of group processes more generally. influence through defining the meaning of the group
identity and hence shaping what we believe, what we
The social identity approach in social psychology — com- value and how we should act.
prised of social identity theory [9] and self-categorization
theory [10] — argues that group behavior is underpinned On the other hand, the social identity model sees shared
by a sense of social identity (or ‘we-ness’) that is shared by identity and shared reality as dependent upon leadership.
a given a set of people. Shared social identity sets in train a A sense of ‘we-ness’ and a sense of what this ‘we-ness’
series of cognitive, relational and emotional means does not necessarily arise spontaneously. It is

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130 Shared reality

something that is created by leaders [21,22]. Indeed one that allow group members to enact and live out their sense
could argue that the key aspect of leadership and politics of shared identity.
more generally is to create co-acting constituencies who
see themselves as part of the same social category. In addition to being one of us, acting for us, and achieving
for us, there is a fourth dimension which overarches all the
Four dimensions of effective leadership other three. That is, while effective leadership depends
So what is it, then, that gives leaders the capability to upon the relationship of leaders and their actions to group
manage social identity and thereby achieve collective identity, this identity is not something fixed and pre-
social influence? Early studies in the field focused on given to which the leader must adapt and conform.
group prototypicality [23,24]. This is the notion that an Rather, one of the core elements of leadership lies in
individual represents what it is that makes the group actively defining the identity, one’s self and one’s actions
distinctive and special in comparison to other relevant so as to produce a fit between them. Critically, this means
groups. In this way, prototypicality differs from the notion that effective leaders must be skilled entrepreneurs of
of typicality or simply being an average group member identity [31].
[25]. Group members are more likely to accept that
someone who, in themselves, represents the group and One of the best examples of this relates to one of the
who they therefore see as ‘one of us’, is in a position to greatest American Presidents, Franklin Delano Roosevelt
understand and to articulate the group identity. (FDR). Early in his adulthood, FDR contracted what was
thought to be polio or ‘infantile paralysis’ and his advisers
More recent work complements this emphasis on proto- considered that this would disqualify him from high
typicality, showing that being ‘one of us’ may be an leadership, seen as associated with maturity and potency.
important element in leadership but that it is only one Yet, in his triumphant election of 1936, in the midst of the
of several separate dimensions — and not always the most great depression, Roosevelt constructed a vision of a
important one [26]. For, insofar as group members are crippled America overcoming economic paralysis and
oriented to the practical implementation of their social he deliberately paraded his own paralysed body before
identities, it may be necessary but not sufficient for a the country as a metaphor to show both that he under-
leader to understand and represent what this consists of. stood the plight of ordinary Americans and also that he
was the one to overcome it [32].
Two further things are generally needed. The first is that
leaders employ their insights in working for the ingroup Entrepreneurship is not limited to establishing the
rather than for their personal interest or else the interest prototypicality of leaders, however. It is also involved
of an outgroup. Indeed while we may want leaders to treat in representing them as working tirelessly for the group
members of the ingroup fairly, we expect them to favour and as meeting group goals. In this way, two claims that
the ingroup over the outgroup and will often reject those were central to Donald Trump’s appeal were that,
who treat the ingroup and outgroup alike [27–29]. being rich himself, he could not be bought by Wall
St. but was free to work for the people and that he
The second is that these efforts need to bear fruit so that (unlike career politicians) was supremely skilled in ‘the
leaders’ actions pave the way to the achievement of group Art of the Deal’ [29,33].
goals. This is not just a matter of success, it is also a matter
of ensuring that such success is consonant with the values For those who are successful in establishing such con-
and priorities defined by group identity. nections between self and group identity, there is a
growing body of literature showing them to be effective
There is also a temporal paradox which needs to be in motivating group members to follow them [34,35],
resolved here. That is, if leaders’ influence depends upon making group members more confident [36] improving
success, then they equally need to have influence and be group performance [37], and reducing burnout and
able to mobilise group support in order to achieve such increasing commitment to the group [38]. Such findings
success. This paradox is resolvable to the extent that the span a wide range of different types of group including
leader is able to enact the goals of group mobilization work organisations [39], educational establishments [40]
within the mobilization itself. Here the performative sports teams [41], and political groups [42,43], and they
dimension of leadership is critical. An example would also are applicable to a wide range of cultures [44].
be the way that Donald Trump choreographed his rallies
to create a world where ordinary Americans, directed by It is critical, therefore, that would-be leaders understand
Trump vanquish both an alien ‘enemy without’ (through the importance of reflecting on the identity of the group
the ejection of protestors) and an elitist ‘enemy within they seek to lead and on the relationship between their
(through the taunting and silencing of the attendant leadership performance and the nature of group identity,
media) [30]. In short, in advancing the group, leaders of representing the group and its aspirations, and of realizing
need to be impressarios of identity who create structures its goals. These are the so-called ‘3Rs’ of identity

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Shared social identity in leadership Reicher, Haslam and Platow 131

leadership [6] that are further elaborated in the ‘5R’ Taking the argument one step further, the relationship
program of leadership development [45]. between leaders and followers in defining the nature of
group identity is not fixed at a psychological level. Rather
Leader–follower relations and the definition of it is a matter of politics. Indeed, different types of political
group identity system can be characterized precisely by the balance
The foregoing argument can be summarized by saying between these two parties in the definition of group
that the ability of leaders to shape the shared reality and identity. Three broad types can be identified [23,51].
shared action of followers depends upon what they have One, egalitarian leadership, involves the leader as a
in common with these followers. Unlike trait, transac- facilitator of a conversation between group members as
tional and transformational theories, which generally to who they are in which all participate as equals. Another,
focus on what sets leaders apart from followers (e.g. hierarchical leadership, still allows space for leaders to
particular personality characteristics, special resources participate but claims special expertise for the leader and
or extraordinary qualities like ‘charisma’) the social iden- involves the presentation of specific essentialised ver-
tity approach argues that it is shared membership of a sions of identity as the one true definition. Finally,
social group that makes leadership possible. authoritarian leadership is characterized by an elision
of the leader with the group. The leader becomes the
It is important to stress, however, that this focus on embodiment of the group prototype such that anything
categorical relationships is not at the expense of analyzing the leader says, by definition, represents the group iden-
personal relationships. Rather, it argues that the personal tity and anyone who disagrees with the leader, by defini-
relationship between followers and their leader is framed tion, is attacking the group. This legitimates the repres-
by the over-arching categorical framework. Thus many sion of dissenters as ‘enemies of the people’ and renders
followers evidently feel a close personal bond with their debate impossible [52].
leader, but the extent to which they feel such a bond
depends upon the extent to which they identify with the Conclusion
group and also identify the leader with the group [46]. The social identity approach to leadership starts from the
That is, it is the mutual bond to the group that gives rise to premise that shared social identity is the basis for shared
a sense of connection between individuals within the perceptions of reality and coordinated actions to (re)shape
group. Similarly, the evaluation of the leader’s qualities is social reality. Leadership then consists of the ability to
a function of this mutual bond. Thus, highly identified shape this social identity and hence determine the nature
followers rate their leaders as more charismatic [47], as of shared reality and coordinated action. This in turn
more authentic [48], and they feel more closely bonded to depends upon the ability of leaders to establish them-
them [49] when these leaders are seen as being of the selves as being of, and acting for, the group and hence
group and working for the group. establishing a bond with followers who also identify with
the group. The dynamics of the group and its politics then
But it is important to stress that the group context which depend upon the balance between leaders and followers
binds followers to leaders and which enables effective in defining their shared identity, their shared reality, and
leadership also acts as a constraint upon the exercise of their joint actions.
leadership. Indeed, unlike other approaches which sug-
gest that, if the leader has the necessary qualities or
Conflict of interest statement
resources he or she can influence followers in any way
Nothing declared.
they choose, the social identity approach asserts that a
leader gains traction with followers as an interpreter of
social identity. While leaders may have some leeway in References and recommended reading
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132 Shared reality

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