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I. I NTRODUCTION
Variable Speed Drives (VSDs) are used in many under-
ground mining applications, including shuttle cars, haulers,
continuous miners, etc. One challenge associated with the
use of VSDs in underground environment is Common Mode
(b) The existing solution used in underground mining
Voltage (CMV) appearing at the floating star point of an
electrical motor fed from a VSD. It is responsible for a variety
Transformer
of issues, including electromagnetic interference (EMI) with Secondary Line Inverter
AC Motor
TPWM TPWM
PhA tA PhU tU
PhB tB PhV tV
PhC tC PhW tW
V0 V1 V2 V7 V7 V1 V0 V0 V3 V7 V7 V3 V0
V2 V2
0.25t0 0.5t1 0.5t2 0.25t0 0.25t0 0.5t2 0.5t1 0.25t0 0.25t0 0.5t1 0.5t2 0.25t0 0.25t0 0.5t2 0.5t1 0.25t0
(a) SVM pattern at the AFE side (b) SVM pattern at the Inverter side
Fig. 3: Illustration of pulse equalisation between AFE and Inverter under SVM.
each one of them is associated with nonzero CMV, as shown in switching states are given in Table II. The CMV at the Inverter
Table I. However, it is possible to reduce the maximum CMV side can be calculated as:
from ± V2dc to ± V6dc by using only active vectors and avoiding VAO + VBO + VCO VU O + VV O + VW O
zero vectors, for example, by excluding them from the finite VCM V = − (1)
3 3
set under Model Predictive Control (MPC) [10], [11]. where VAO , VBO , VCO are AFE side phase voltages relative to
Under regular PWM schemes, CMV reduction is achieved the DC link mid-point (O); and VU O , VV O , VW O are Inverter
by replacing zero vectors by two suitable active states. Such side phase voltages relative to the same point.
replacement states should take equal (half and half) time and As follows from Table II, if either of the states (001, 010,
be opposite of each other, so that their net result is zero 100) on the AFE side is combined with either of the states
[12]. The unavoidable effect of restricting the number of (001, 010, 100) on the Inverter side, then the CMV will be
available switching state is an increase of the output (motor- zero. Same applies if either of the states (011, 110, 101) on the
side) harmonic distortion. AFE and the Inverter sides are combined together. Zero CMV
2) Standard (2-level) inverter with Active Front End (AFE): is also achieved when both sides apply the same zero vector
shown in Fig.2b, is a standard solution for dynamic electric (000 or 111). In other words, a complete synchronization is
drive applications (shuttle cars, trucks, continuous miners, required between the switching at the two sides.
etc.), which require regeneration of the braking power back Under Finite Set MPC, such a synchronisation can be
into the mains. The 2-level inverter with AFE is effectively achieved by either heavily penalising non-zero CMV in the
two converters connected back-to-back. Compared to Standard cost function, or by simply excluding from the available finite
Inverter, AFE Inverter requires 6 additional transistors. This set all the vectors with non-zero CMV [13], [14].
results in some cost increase, which is however outweighed Under PWM approach, achieving switching synchronisation
by distinct advantages, including the above mentioned regen- is a non-trivial task. Say that initially the switching states on
erative braking, power factor correction and reduced level of both sides were 000. To keep CMV at zero, whenever any
input harmonics. AFE drives can be connected to the mains switch turns ON at the AFE side, another switch needs to turn
via relatively small line reactors. ON at the Inverter side, and vice versa. Whenever a switch
From the CMV mitigation perspective, there is a possibility turns OFF on one side, another switch turns OFF on the other
to completely eliminate CMV. This is because of the symmetry side. These conditions can be only satisfied if the total length
of the back-to-back arrangement, so that the same switching of the three phase pulses at the AFE side is equal to the total
state of either converter would produce the exactly same CMV length of the three phase pulses at the Inverter side [9], i.e.
at its respective AC side, should the DC link mid-point voltage tA + tB + tC = tU + tV + tW (2)
be kept at zero. But, since the AFE side is earthed and the
DC link mid-point is floating, then this effect is reversed at where tA,B,C is the duration of the respective phase ON-state
the AFE side. For example, if the same switching state (001) at the AFE side; and tU,V,W is the duration of the respective
is applied at both sides then the CMV at the Inverter side is phase ON-state at the Inverter side. These are illustrated in
at −V3dc relative to the DC link mid-point, but the DC-link Fig.3.
mid-point is at +V3dc relative to the earthed star point at the It should be noted that, since the AFE and the Inverter
AFE side. As a result, the CMV at the Inverter side is zero create their pulses based on mutually independent conditions
relative to the earthed star point. The CMV values for different (AFE controls the DC Link voltage and Inverter controls the
motor currents), their total pulse lengths will not be naturally
Table II: Switching states and CMV of an AFE-Inverter equal. Therefore, a special algorithms is required to calculate
the pulse lengths and equalise them between the two sides,
AFE Switch. States → 000 001, 011, 111
Inverter Switch. States ↓ 010, 100 110, 101 while maintaining the correct average voltages at both sides
000 0 −Vdc −2Vdc
−Vdc in accordance to their respective control objective.
3 3
001, 010, 100 +Vdc
0 −Vdc −2Vdc 3) Proposed algorithm of switching synchronisation under
3 3 3
+2Vdc +Vdc −Vdc SVM: In [9] it was proposed to calculate the total pulse lengths
011, 110, 101 0
3 3
+2Vdc +Vdc
3 at the AFE and the Inverter sides; determine which side has a
111 +Vdc 0
3 3 longer total pulse duration; and either to shrink the pulses on
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2019-MIC-0981 Page 4 of 8
1. Total pulse length calculation Example: 2. Total pulse length equalization 3. Two
Circular
sides pulse alignment
} }
a a' Total AFE side a a' Total AFE side alignment
b b' pulses are longer b b' pulse length of the pulses
c c' and need to shrink c c' is now equal to on both
sides
} }
u u' Total Inverter side u u' Total Inverter side
v v' pulses are shorter v v' pulse length
w w' and need to stretch w w'
There are 12 different options of such alignment
a a' a a' a a' a a'
b b' b b' b b' b b'
c c' c c' c c' c c'
(a) Pulse synchronisation between AFE and Inverter sides under Space Vector Modulation (b) State Machine diagram for VSD
the “longer” side by the same amount, or stretch the pulses Similarly, the total “room” for adjustment of the Inverter
on the “shorter” side by the same amount. If the ON-state is side pulses is 6 × 0.25tInv
0 = 1.5tInv
0 . A further extension of
extended or reduced by the same amount of time in all three the pulses is not possible becaues Phase V pulse would take
phases, this would affect only the CMV and will not change the entire PWM cycle, and extending only Phases U and W
the average PWM voltage. pulses would affect duty cycles of the active vectors. Thus the
In this paper, based on the use of Space Vector Modulation, total “room” for both sides together is 1.5tAF 0
E
+ 1.5tInv
0 .
it is proposed to simultaneously shrink pulses on the “longer” If the total pulse length difference ∆t ≤
side and stretch pulses on the “shorter” side, until the equal 1.5tAF
0
E
+ 1.5t Inv
0 then equilisation can be achieved.
total lengths are achieved. This is illustrated by Fig.3 which The pulse lengths at both sides will be adjusted in proportion
shows one possible instance of the SVM patterns at the AFE to the available “room” at the respective side: each pulse at the
and the Inverter sides. Assume that these SVM patterns were AFE side will shrink by ∆t AF E
3 ∗ 1.5t0 / 1.5tAF
0
E
+ 1.5tInv
0 ;
determined independent of one another by their respective and each pulse at the Inverter side will stretch by
control algorithms. From Fig.3, the total pulse lengths for the ∆t Inv AF E
3 ∗ 1.5t0 / 1.5t0 + 1.5tInv
0 . Then the total pulse
two sides can be calculated as: length difference will vanish, and the available “room” for
adjustment will be utilised equitably, so that both sides would
tA + tB + tC = tAF 1
E
+ 2tAF
2
E
+ 1.5tAF
0
E
(3) reach the adjustment limit at the same time.
tU + tV + tW = tInv1 + 2tInv
2 + 1.5tInv
0 (4) Following the pulse equalisation, switching instants at the
AFE and the Inverter sides need to be aligned. This can be
where ’AF E’ and ’Inv’ superscipts correspond to the AFE
done in multiple ways. For example, one can align the falling
and the Inverter sides, respectively. It is also clear from Fig.3,
edge of pulse A with the falling edge of pulse U , V or W
that the total pulse lengths for the two sides are not equal and
(say pulse U ). Then the rising edge of pulse U can be aligned
need equalisation: the AFE side pulses need to be reduced
with the rising edge of either pulse B or pulse C, etc. Fig.4a
and/or the Inverter side pulses need to be extended. The total
shows how different alignment options can be obtained.
pulse length difference is denoted as:
In [9] it was argued that a large number of different
∆t = (tA + tB + tC ) − (tU + tV + tW ) (5) alignments exist, and amongst those the most “compact” one
was recommended. In this study the authors have proved
The total “room” for adjustment at the AFE side is 6 × that only 12 different alignments may possibly exist. Other
0.25tAF
0
E
= 1.5tAF
0
E
. That is, all three phase pulses can possibilities simply repeat the same 12 alignment options,
be potentially reduced by 0.25tAF 0
E
at each side. It is not albeit having different starting points. Furthermore, out of the
possible to further reduce the pulses because Phase C pulse 12 existing options, 6 are the mirrored images of the other 6.
would collapse, and reducing only Phases A and B pulses This can be observed in Fig.4a where the different alignment
would affect duty cycles of the active vectors. options are organised accordingly.
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Page 5 of 8 2019-MIC-0981
Fig. 5: Standard Inverter, before and after CMV minimization. Fig. 6: AFE Inverter, before and after CMV minimization.
Since only a very limited number of the options exist, they mitigation algorithms were applied, so that an easy “before”
can be all determined and compared to each other in real time. and “after” comparison could be done.
It is proposed in this paper to define a cost function, calculate
its value for each alignment option in each PWM cycle, and
choose the option which minimises the cost function. The Standard Inverter
cost function can be determined, for example, as the distance Voltage and current waveforms illustrating performance of
between the falling edge of the last pulse and the rising edge the Standard Inverter, before and after the CMV minimization,
of the first pulse, to give the most “compact” pattern as per are shown in Fig.5. The effect of the CMV minimization on the
the recommendation from [9]. Alternatively, the cost function drive performance can be seen by comparing the waveforms
can be determined, for example, as the quadratic current error before (left half) and after (right half) the CMV minimization
inside PWM cycle [15]. algorithm was applied. Following the order in which the
waveforms are presented, the following observations can be
III. D ETAILED SIMULATIONS OF THE VSD ALTERNATIVES made:
After the CMV algorithm was implemented, it was tested • The output current (Iout ) remains sinusoidal, although the
via a detailed simulation. The models used in simulations high frequency noise becomes more pronounced after the
correspond to Figs 1a and 1c. They differ in the type of the CMV is minimized;
VSD and represent the following practical situation. • The output line-to-line voltage (VLL out ) shows a much
A 50kW Motor Drive, fed from the Feed Transformer with more intensive switching after the CMV is minimized;
NER, drives an Induction Motor (415VAC, 70A). The length • The input phase-to-neutral voltage (Vph inp ), that is mea-
of the cable from the Transformer to the Motor Drive is 200m. sured on the Feed Transformer, becomes less polluted
Parameters of a standard underground cable were used, with after the CMV is minimized;
resistance 216µΩ/m and inductance of 2.74µH/m for the line, • The input line current (Iinp ) is not sinusoidal, has a
and 417µΩ/m, 1.12µH/m - for the earth wires. The NER typical shape related to the use of diode rectifier, and
resistance is 140Ω. Other than the line impedance, no EMI does not seem to change;
filter or line reactor is used between the Feed Transformer • The voltage across the NER resistor (Vner ) becomes
and the Motor Drive. much smaller after the CMV is minimized;
Standard Inverter and AFE Inverter were substituted for the • The CMV (Vcm ), measured at the motor input relative to
Motor Drive and ran under the exactly same conditions. Simu- Earth, becomes 3 times smaller after the CMV minimiza-
lation of each VSD option initially ran under the corresponding tion than before. The CMV variation at 150Hz remains
standard control algorithms (without the CMV mitigation). unchanged. This variation is created by the diode rectifier
Half-way through the simulations, the corresponding CMV and cannot be eliminated in the Standard Inverter.
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2019-MIC-0981 Page 6 of 8
PF correction No Yes
Regeneration No Yes
Size / Weight 100% 120%
Cost 100% 150%
AFE Inverter (b) Semikron power converters (c) Test bed with coupled motors
Performance of the AFE Inverter, before and after the
Fig. 7: Experimental Setup used for validation.
CMV minimization, is illustrated in Fig.6. When the CMV
is minimized:
• The output current (Iout ) remains sinusoidal, with slightly
that accounts for the largest proportion of the drive weight is
higher noise level; the DC Link capacitor. When moving from Standard Inverter
• The output line-to-line voltage (VLL out ) shows more
to AFE Inverter, this part of the weight remains unchanged.
vigorous switching; The weight of Power Electronics with heat sinks, which is
• The input phase-to-neutral voltage (Vph inp ) at the Trans-
typically around 20% of the drive weight, will approximately
former, becomes perfectly clean; double. The AFE Inverter is also a cost effective solution, as
• The input line current (Iinp ) was and remains nearly
it is based on mass produced standard hardware.
sinusoidal, with a slightly higher distortion;
• The voltage across the NER resistor (Vner ) becomes zero;
IV. E XPERIMENTAL VALIDATION
• The CMV (Vcm ) is completely eliminated.
To formally evaluate and compare the VSD alternatives, a An electric diagram of the experimental setup is shown in
set of performance characteristics have been determined, in- Fig.7a. Its main parts are:
cluding: the Total Harmonic Distortion (THD) of the output • Custom built VSD consisting of: two 20 kW IGBT stacks
current; the THD of the input current; the periodic component (AFE and Inverter) from Semikron, connected back-to-
of the CMV (peak-to-peak); and the switched component of back and sharing a common DC Link Capacitor, with a
the CMV (rms). The current THD and the voltage RMS custom-built drive controller from Denkinetic;
calculations were performed according to the expressions: • Test bed with two mechanically coupled motors: AC
v
∞
s (induction type) motor 10kW, 415VAC, 20A from TECO;
1 T
uX Z
1u ˆ 2 and 10kW DC motor representing a mechanical load;
T HDI = t Ij ; Vrms = V (t)2 dt (6)
Iˆ1 j6=1 T 0 Some elements of the experimental setup are illustrated by
photos. Fig.7b shows the Semikron power converters: AFE
where Iˆj is the peak value of the current harmonic number j; and Inverter, and the drive controller. Fig.7c shows a picture
Iˆ1 is the peak value of the fundamental current component; of the test bed with the two mechanically coupled motors.
V (t) is time varying voltage; and T is its period (typically, The VSD software was implemented in C code for real-time
the period of the fundamental frequency). TMS320F28377D processor. The basic software was orga-
The resulting values, together with other important prop- nized using the “State Machine” principle, which is illustrated
erties, are listed in Table III. It is clear from Table III that in Fig.4b. The VSD was operated under standard FOC-SVM
AFE Inverter offers exceptional performance with respect to algorithm. Novel elements including pulse equalisation, pulse
the majority of characteristics. Its input current THD is very alignement and cost function minimisation were included as
low, and can be further reduced by using larger line reactors. an optional Add-on.
It has zero switched CMV and no 150Hz CMV component. To validate performance of the proposed algorithm, a num-
Additionally, the AFE Inverter offers power factor correction ber of experiments were conducted. Their results are presented
and regenerative braking. These are both very valuable prop- in Fig.7 by the waveform plots obtained recorded by Pico-
erties in dynamic applications such as shuttle cars. They bring scope. The most important plots are those for VCM and VN ER ,
improved efficiency and energy savings. as the main purpose of this study was to eliminate them. These
The main trade-off to be made when opting for the AFE voltages are shown in greater detail by a “magnifying glass”.
Inverter is a slightly higher weight and size. The component The input frequency was 50Hz and the output frequency was
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Page 7 of 8 2019-MIC-0981
(a) Standard 2-level Inverter: supply side (b) Standard AFE Inverter: supply side (c) AFE Inverter with CMV suppression: supply side
(d) Standard 2-level Inverter: motor side (e) Standard AFE Inverter: motor side (f) AFE Inverter with CMV suppression: supply side
20Hz. The time scale in the plots is 10 millisecond / time a flat zero level with occasional very short pulses, which
division. Other scales are: are associated with dead time. Motor side voltage (VU V ) has
• 200 V /division for all the voltages (VAB , VU V , VN ER , also become more irregular. The motor current (IU ) is still
VCM ); sinusoidal, with a slightly higher noise. The CMV voltage
• 8 A /division for the motor side currents (IU ); (VCM ) has practically disappeared, except for the dead time
• 1.6 A / division for the input currents (IA ); pulses.
• ±135V and 80 milliseconds are the ranges for the “mag- The calculated THD and RMS values of the experimentally
nifying glass”; measured voltages and currents are shown in Table IV, for
comparison. The VCM and VN ER numbers in Table IV show
Standard Inverter configuration was used as a benchmark for
the dramatic reduction of the CMV and the associated NER
comparison. With reference to Fig.7a, if the AFE switches are
voltage, when the proposed CMV minimization strategy is
locked in the open state, then only the anti-parallel diodes are
applied. It is also clear from Table IV that there is a trade-
active. This turns the AFE Inverter into Standard Inverter with
off between the CMV suppression and the current THD,
the diode front end. With switches unblocked, but without the
particularly the THD of the output current. This trade-off
CMV Minimization Add-on, the VSD operates as a standard
can be controlled and optimised by using an appropriate cost
AFE Inverter.
function.
Figs.8a,d illustrate performance of Standard Inverter. Supply
side voltage (VAB ) and current (IA ) have low frequency Table IV: Experimentally obtained harmonic and noise char-
distortions. Voltage across NER (VN ER ) is significant. Motor acteristics
side voltage (VU V ) is switched at high frequency. Motor side
Input current Output current CMV NER volt.
current (IU ) is sinusoidal with some ripple. The CMV voltage Inverter (IA ) (IU ) (VCM ) (VN ER )
(VCM ) is significant. It includes high freqiency switching and type THD, % THD, % V V
150Hz variation. Simple
68.16% 4.72% 60.5 13.5
Figs.8b,e illustrate performance of AFE inverter without Inverter
CMV minimisation. Supply side voltage (VAB ) is switched at AFE Inverter 21.69% 4.86% 33.2 17.6
high frequency. Supply side current (IA ) is close to sinusoidal, AFE Inverter
29.51% 10.86% 8.4 7.8
with high frequency ripple. Voltage across NER (VN ER ) is still zero CMV
significant. Motor side voltage (VU V ) and current (IU ) are very
similar to those from the Standard Inverter. The CMV voltage In order to test the fault performance of the AFE Inverter
(VCM ) is still significant but mostly includes high freqiency with CMV minimization, a single phase fault was induced
switching and no obvious 150Hz variation. in the motor, as shown in Fig.9a. A switch was connected
Figs.8c,f illustrate performance of AFE inverter with CMV between one of the phases and earth. When the switch is
minimisation. Supply side voltage (VAB ) has become slightly closed, that phase is shorted to earth, producing exactly the
more irregular, still producing a nearly sinusoidal current same effect as if a solid single phase fault occurred in the
(IA ). Voltage VN ER has dramatically reduced. It looks like motor.
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2019-MIC-0981 Page 8 of 8
Transformer AFE
R EFERENCES
AC Motor
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It has the fundamental harmonic amplititude of ∼0.5A and phase vsis using the predictive current control method based on reference
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[13] M. Uddin, G. Mirzaeva, G. Goodwin, and P. Zanchetta, “Computa-
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V. C ONCLUSIONS [15] G. Mirzaeva, C. Townsend, G. Goodwin, and H. Farrell, “Mpc-based
continuous time optimized space vector modulation,” in 2017 IEEE
Based on a comprehensive appraisal of the available tech- Annual Southern Power Electronics Conference (SPEC). IEEE, 2017,
nical solutions, this paper has proposed a VSD solution, pp. 1–6.
which mitigates both safety and EMI problems in underground
mining applications. EMI is mitigated by elimination of its
root cause - the Common Mode Voltage. The safety problem
is addressed by removing the previously existing alternative
path for the fault current.
The proposed concepts have been first proved by extensive
simulations. Following that, a laboratory scale version of the
proposed VSD system has been built, and the software code
for the real-time drive control system has been developed. The
experiments have shown that the proposed strategy is effective.
Finally, the proposed VSD was tested under a single phase to
earth fault. The experiment has shown that the fault current
through NER is at an appropriate level for fault detection.
Future work may include development of advanced cost
functions, to achieve a desired trade-off between the VSD
input and output harmonic performance.
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