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January 2015

Volume I
Final Report

Revised City Development Plan for Lucknow City -


Volume I

Prepared for

LUCKNOW MUNICIPAL CORPORATION

Prepared by

SENES Consultants India Pvt. Ltd.

January, 2015
Lucknow Municipal
Revised City Development Plan of Lucknow City – Volume I
Corporation

Table of Contents

1.0 PROJECT BACKGROUND .......................................................................................19


1.1 City Development Plan ....................................................................................... 19
1.2 Need of Revising Lucknow City Development Plan.......................................... 20
1.3 Scope of the Work .............................................................................................. 21
1.4 Objective of the Study ........................................................................................ 22
1.5 Coverage Ares .................................................................................................... 22
1.6 Approach and Methodology ............................................................................... 22
1.6.1 Concept Approach ..............................................................................22
1.6.2 Methodology ....................................................................23
1.7 Structure of the Report ....................................................................................... 29
2.0 PROJECT MILESTONES ...........................................................................................31
2.1 Project Team Mobilization ................................................................................. 31
2.2 Site Reconnaissance and Field Trips .................................................................. 31
2.3 Kickoff Workshop .............................................................................................. 31
2.4 Data Collection ................................................................................................... 31
2.5 Focus Group Discussions ................................................................................... 31
2.6 Stakeholder Consultation with Corporators (Parshads) ..................................... 32
2.7 Workshop with Stakeholders on Draft CDP....................................................... 32
2.8 Stakeholder Consultation with Corporator (Parshads) ....................................... 32
3.0 REGIONAL SETTING AND OVERVIEW OF THE LUCKNOW CITY .................33
3.1 Introduction ........................................................................................................ 33
3.1.1 Chronological development of Lucknow City ....................................33
3.1.2 Geographical Location of Lucknow and Regional Linkages .............35
3.1.3 Physiographic and Landforms ...........................................................37
3.2 Climate ............................................................................................................... 38
3.2.1 Temperature ....................................................................38
3.2.2 Rainfall ....................................................................38
3.3 Flora and Fauna .................................................................................................. 38
3.4 Linkages and Connectivity ................................................................................. 38
3.4.1 Road Connectivity ..............................................................................39
3.4.2 Rail Connectivity ................................................................................40
3.4.3 Air Connectivity .................................................................................40
3.5 Administrative Set up ......................................................................................... 40
4.0 DEMOGRAPHIC PROFILE OF LUCKNOW CITY .................................................43
4.1 Population Growth rate Spatial Distribution ...................................................... 43
4.1.1 Decadal Population ...........................................................................43
4.1.2 Population Distribution .....................................................................44
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4.2 Population Projection for Lucknow City ............................................................ 45


4.2.1 Population Density .............................................................................46
4.2.2 Migration Pattern in Lucknow ...........................................................51
4.3 Other Population Indicators ................................................................................ 51
4.3.1 Sex Ratio ....................................................................51
4.3.2 Literacy Rate ....................................................................53
4.3.3 SC & ST Population ...........................................................................53
4.4 Economic Profile of Lucknow ............................................................................ 53
4.4.1 Economic Base ...................................................................................54
4.4.1.1 Industrial Scenario .............................................................................54
4.4.1.2 Tourism .................................................................55
4.4.1.3 Trade and Commerce .........................................................................55
4.4.2 Workforce Participation Rate ............................................................59
4.4.3 Key issues for Trade and Commerce Sector ......................................60
5.0 URBAN GROWTH AND LAND USE .......................................................................61
5.1 Spatial Growth Pattern ....................................................................................... 61
5.2 Land Use Pattern – 2021 Master Plan ................................................................ 61
5.3 Master Plan 2021 Extension ............................................................................... 64
5.4 Future Growth Directions ................................................................................... 66
5.5 Key Issues ........................................................................................................... 66
5.6 SWOT ................................................................................................................. 66
6.0 HOUSING SCENARIO IN LUCKNOW ....................................................................68
6.1 Introduction ........................................................................................................ 68
6.2 Housing Typology in Lucknow .......................................................................... 68
6.2.1 Traditional Houses .............................................................................68
6.2.2 Planned Housing ................................................................................69
6.2.2.1 Public Housing ...................................................................................69
6.2.2.2 Private Housing .................................................................................71
6.2.2.3 Key Locations for Current and Future Housing Development ..........72
6.2.2.4 Location Attractiveness Index ............................................................72
6.2.2.5 Unplanned Housing ...........................................................................73
6.3 Housing Conditions ............................................................................................ 75
6.3.1 Average HH Size and Distribution.....................................................75
6.3.2 Housing Distribution by Occupancy ..................................................75
6.3.3 Housing Distribution by Use..............................................................76
6.3.4 Condition of Houses ...........................................................................76
6.3.5 Housing Conditions Based on Liveability ..........................................77
6.3.6 Housing Conditions Based on Structural Material ............................77
6.4 Access to Basic Services .................................................................................... 78
6.5 SWOT ................................................................................................................. 80

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6.6 Key Issues ........................................................................................................... 81


7.0 URBAN POOR AND SLUMS IN LUCKNOW .........................................................82
7.1 Definition of Slum .............................................................................................. 82
7.2 Slums in Lucknow City ...................................................................................... 82
7.3 Growth of Slums in Lucknow ............................................................................ 84
7.4 Slum Population (Ward Wise)............................................................................ 85
7.5 Slum Typology ................................................................................................... 89
7.6 Location of Slums............................................................................................... 89
7.7 Characteristics of Slums ..................................................................................... 90
7.7.1 Land Tenure and Ownership..............................................................90
7.7.2 Average Monthly Income ...................................................................92
7.7.3 Housing Condition .............................................................................92
7.7.4 Access to Basic Physical Infrastructure .............................................93
7.7.5 Access to Basic Social infrastructure.................................................95
7.8 Authorities for Slum Improvement .................................................................... 98
7.9 Schemes for Slum Improvement ........................................................................ 98
7.9.1
National Urban Livelihood Mission (NULM) ....................................98
7.9.2
Swarna Jayanti Shahari Rozgar Yojana (SJSRY) (Merged with
NULM) ...........................................................................................98
7.9.3 Basic Services for Urban Poor (BSUP) .............................................98
7.9.4 Rajiv Awas Yojna (RAY) ....................................................................99
7.9.5 Rajiv Rinn Yojna (RRY)......................................................................99
7.9.6 Aasra Yojna (Residential) ..................................................................99
7.10 NGOs Initiative .................................................................................................. 99
7.11 Status of CIP Proposed under Previous CDP ................................................... 100
7.12 SWOT ............................................................................................................... 100
7.13 Key Issues and Strategies ................................................................................. 100
7.14 Vision Statement .............................................................................................. 103
7.15 Core Strategy and Project Identification .......................................................... 103
7.15.1 Core strategy ....................................................................................103
7.15.2 Slum Rehabilitation Framework ......................................................105
7.15.3 Investment Requirement ...................................................................105
8.0 PHYSICAL INFRASTRUCTURE ............................................................................109
8.1 Introduction ...................................................................................................... 109
8.2 Water Supply .................................................................................................... 109
8.2.1 History of water supply system in Lucknow .....................................109
8.2.2 Sources of water supply ...................................................................109
8.2.2.1 Surface water ...................................................................................109
8.2.2.2 Ground water ...................................................................................109

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8.2.2.3 Other source .....................................................................................110


8.2.3 Water supply distribution districts ...................................................110
8.2.4 Primary Storage, Treatment, Transmission and Distribution .........113
8.2.4.1 Treatment ...............................................................113
8.2.4.2 Storage ...............................................................114
8.2.4.3 Transmission and Distribution.........................................................115
8.2.5 Coverage of water supply and existing situation .............................115
8.2.5.1 Coverage & Existing Situation ........................................................115
8.2.5.2 Per capita water supply and frequency of water supply ..................115
8.2.5.3 Water connection and Non-Revenue water ......................................117
8.2.5.4 Water charges ..................................................................................117
8.2.6 Service Level Benchmarks................................................................117
8.2.7 Organisation involve for water supply system in Lucknow .............120
8.2.8 Status of CIP Proposed under previous CDP ..................................120
8.2.9 Proposed Projects for water supply .................................................120
8.2.10 Issues in the current system .............................................................122
8.2.11 SWOT Analysis .................................................................................123
8.2.12 Water supply infrastructure demand and gap ..................................123
8.2.13 Key factor to frame Lucknow’s water supply system .......................125
8.2.14 Core Strategy ...................................................................................126
8.2.15 Vision Statement, Goals and Strategies ...........................................126
8.2.16 Projects Identification ......................................................................127
8.2.17 Details of Sub Projects .....................................................................127
8.3 Sewerage and Sanitation ................................................................................... 131
8.3.1 History of sewerage system in Lucknow ..........................................131
8.3.2 Sewerage Zones and Existing Situation ...........................................131
8.3.3 Sewerage network ............................................................................134
8.3.4 Sewage generation ...........................................................................135
8.3.5 Sewage treatment (SPS, MPS & STP)..............................................135
8.3.6 Organisation involve for sewerage system in Lucknow ...................138
8.3.7 Sanitation facilities ..........................................................................138
8.3.7.1 Household level sanitation facility ...................................................138
8.3.7.2 Public toilets ....................................................................................138
8.3.7.3 Open defecation ...............................................................................139
8.3.8 Service level benchmarking..............................................................140
8.3.9 Status of CIP Proposed under previous CDP ..................................140
8.3.10 Completed and On-going projects ...................................................141
8.3.10.1 Gomti Action Plan (Completed) .......................................................141
8.3.10.2 JNNURM (Undergoing) ...................................................................142
8.3.11 Issues in the current system .............................................................143
8.3.12 SWOT Analysis .................................................................................144
8.3.13 Demand and gap assessment ...........................................................144

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8.3.14 Key factor to Improve Lucknow’s sewerage and sanitation


system .........................................................................................146
8.3.15 Core Strategy ...................................................................................147
8.3.16 Vision Statement, Goals and Strategies ...........................................147
8.3.17 Projects Identification ......................................................................148
8.3.18 Details of Sub Projects to be undertaken .........................................148
Re use of treated water ...................................................................................153
Dual pipeline system ......................................................................................153
8.4 Drainage System ............................................................................................... 156
8.4.1 Water bodies ..................................................................156
8.4.2 Drainage channels and coverage.....................................................156
8.4.3 Water logging and floods .................................................................162
8.4.4 Status of CIP Proposed under previous CDP ..................................162
8.4.5 On-going projects ............................................................................162
8.4.6 Service level benchmarking..............................................................163
8.4.7 Issues in the current system .............................................................163
8.4.8 SWOT Analysis .................................................................................164
8.4.9 Organisation involve for drainage system in Lucknow ...................164
8.4.10 Demand and gap assessment ...........................................................165
8.4.11 Storm Water Drainage system .........................................................166
8.4.12 Core Strategy ...................................................................................166
8.4.13 Vision Statement, Goals and Action Plan ........................................166
8.4.14 Projects Identification ......................................................................166
8.4.15 Details of Sub Projects to be undertaken .........................................166
8.5 Municipal Solid Waste Management ............................................................... 170
8.5.1 Municipal waste generation in Lucknow .........................................170
8.5.1.1 Residential areas ..............................................................................170
8.5.1.2 Commercial areas ............................................................................170
8.5.1.3 Healthcare establishments ...............................................................170
8.5.1.4 Hotels and banquet halls..................................................................170
8.5.1.5 Drain silt 170
8.5.1.6 Construction and demolition waste..................................................171
8.5.1.7 Street sweeping.................................................................................171
8.5.2 Per capita waste generation and waste characteristics...................171
8.5.3 Waste segregation ............................................................................172
8.5.4 Collection of waste ...........................................................................172
8.5.4.1 Primary collection ............................................................................172
8.5.4.2 Secondary Collection .......................................................................174
8.5.5 Transportation of waste ...................................................................175
8.5.5.1 Vehicle summary ..............................................................................175
8.5.6 Processing and disposal of waste ....................................................177
8.5.6.1 Municipal waste ...............................................................................177
8.5.6.2 Biomedical waste .............................................................................178
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8.5.6.3 C&D waste ...............................................................179


8.5.6.4 E- Waste ...............................................................179
8.5.6.5 Recyclable waste ..............................................................................179
8.5.7 Compliant redressal system .............................................................179
8.5.8 User charges ..................................................................179
8.5.9 Organisation involve for MSWM in Lucknow ..................................181
8.5.10 Service level benchmarking..............................................................181
8.5.11 Issues in the current system .............................................................182
8.5.12 SWOT Analysis .................................................................................183
8.5.13 On-going and completed projects ....................................................183
8.5.13.1 SWM PPP system in Lucknow..........................................................183
8.5.14 Demand and gap assessment ...........................................................185
8.5.15 Solid Waste Management .................................................................188
8.5.16 Core Strategy ...................................................................................188
8.5.17 Vision Statement, Goals and Action Plan ........................................188
8.5.18 Projects Identification ......................................................................188
8.5.19 Details of Sub Projects to be under taken ........................................188
8.6 Roads and Transportation ................................................................................. 190
8.6.1 Connectivity ..................................................................190
8.6.2 Road Network in Lucknow ...............................................................190
8.6.3 Road Pattern and Hierarchy ............................................................192
8.6.4 Condition of Roads...........................................................................192
8.6.5 Transportation system ......................................................................194
8.6.5.1 Vehicular Growth and Composition ................................................194
8.6.5.2 Traffic Congestion............................................................................195
8.6.6 Road Accidents .................................................................................197
8.6.7 Public Transportation ......................................................................197
8.6.8 Intermediate Public Transport (ITP) ...............................................197
8.6.9 Non-Motorised Transport (NMT) ....................................................198
8.6.10 Footpaths ................................................................198
8.6.11 Bus Stands ................................................................198
8.6.12 Parking ................................................................199
8.6.13 Freight Movement ............................................................................200
8.6.14 Traffic Movement Characteristics....................................................200
8.6.15 Street Lighting ..................................................................................201
8.6.16 Organisation involve for Roads, Traffic and Transportation in
Lucknow .........................................................................................202
8.6.17 Status of CIP Proposed under previous CDP ..................................202
8.6.18 Proposed Projects and Feasibility Studies ......................................202
8.6.18.1 Proposals under Master Plan 2021 .................................................202
8.6.18.2 Development of new arterial road along Haider Canal and
Kukrail Nallah Alignment ................................................................203
8.6.18.3 Lucknow Metro Project ....................................................................203
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8.6.19 Issues in the current system .............................................................206


8.6.20 SWOT Analysis .................................................................................207
8.6.21 Demand and gap assessment ...........................................................207
8.6.22 Key factor to Improve Lucknow’s Traffic and Transportation
System .........................................................................................211
8.6.23 Core Strategy ...................................................................................213
8.6.24 Vision Statement, Goals and Action Plan ........................................213
8.6.25 Projects Identification ......................................................................214
8.6.26 Details of Sub Projects to be undertaken .........................................214
8.7 Fire Fighting System in Lucknow .................................................................... 228
8.7.1 Preparation of Fire Hazard and Mitigation Plan ............................228
8.7.2 Infrastructure Required for Fire Fighting System ...........................229
9.0 SOCIAL INFRASTRUCTURE .................................................................................230
9.1 Introduction ...................................................................................................... 230
9.2 Education facilities ........................................................................................... 230
9.3 Higher Education, Research and Development Facilities ................................ 230
9.4 Health facilities ................................................................................................. 230
9.5 Recreational and other facilities ....................................................................... 230
9.5.1 Community Halls..............................................................................230
9.5.2 Museums ..................................................................231
9.6 Issues ................................................................................................................ 231
9.7 Strategies for Development .............................................................................. 231
9.8 Initiative Taken for Socio Cultural Development ............................................ 231
9.9 SWOT ............................................................................................................... 232
9.10 Vision ............................................................................................................... 233
9.10.1 Project Identified ..............................................................................233
10.0 URBAN ENVIRONMENT .......................................................................................234
10.1 Introduction ...................................................................................................... 234
10.2 Natural Baseline Environment.......................................................................... 234
10.2.1 Physical Features .............................................................................234
10.2.2 Geology ................................................................234
10.2.3 Forest Resources ..............................................................................234
10.2.4 Parks and Gardens ...........................................................................234
10.2.5 Water Resources...............................................................................236
10.2.5.1 Surface Water Bodies .......................................................................236
10.2.5.2 Ground Water Resource ...................................................................237
10.3 Urban Environment Quality ............................................................................. 239
10.3.1 Air Quality ................................................................239
10.3.1.1 Sources and Level of Air Pollution ..................................................239
10.3.2 Water Quality ...................................................................................243

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10.3.2.1 Source of Water Pollution ................................................................243


10.3.2.2 Levels of Water Pollution .................................................................244
10.3.3 Noise Pollution .................................................................................245
10.3.3.1 Source of Noise Pollution ................................................................245
10.3.3.2 Source of Noise Pollution ................................................................245
10.3.4 Soil Pollution....................................................................................248
10.4 Existing Environmental Regulations ................................................................ 248
10.5 Initiative Taken for Urban Environment Improvement .................................... 249
10.6 SWOT ............................................................................................................... 250
10.7 Key Issues and Strategies ................................................................................. 251
10.8 Vision, Goals and Actions Plans ...................................................................... 252
10.8.1 Sector Goals and Action Plans ........................................................253
10.8.2 Project Identified ..............................................................................253
11.0 DISASTER MANAGEMENT PLAN .......................................................................255
11.1 Potential Hazard Assessment for Lucknow ...................................................... 255
11.1.1 Seismicity ................................................................255
11.1.2 Flood Prone Areas ...........................................................................256
11.1.3 Fire Incidents ...................................................................................256
11.1.4 Road accidents .................................................................................256
11.2 Government Level Initiatives ........................................................................... 257
11.2.1 Uttar Pradesh Disaster Management Authority ..............................257
11.2.2 Disaster Management Cell...............................................................257
11.3 Preventive, Mitigation and Preparedness Measures ......................................... 257
11.3.1 Preventive& Mitigation Measures ...................................................257
11.3.2 Preparedness Measures ...................................................................258
11.3.3 Issues and Strategies ........................................................................259
12.0 HERITAGE AND TOURISM ...................................................................................261
12.1 Introduction ...................................................................................................... 261
12.2 Inventory of Key Heritage and Tourism Sites .................................................. 262
12.2.1 Protected Monuments.......................................................................262
12.2.2 Kothis ................................................................265
12.2.3 Other Places to visit .........................................................................266
12.2.4 Excursions ................................................................268
12.2.5 Lucknow Heritage Walk ...................................................................268
12.3 Heritage Zones Identified in Lucknow Master Plan ......................................... 271
12.4 Authorities Responsible for Heritage and Tourism in Lucknow ...................... 273
12.4.1 Archaeological Survey of India ........................................................273
12.4.2 Uttar Pradesh State Archaeology Directorate .................................273
12.4.3 Uttar Pradesh Department of Tourism ............................................273
12.5 Acts and Regulations to Conserve the Heritage in Lucknow ........................... 274

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12.6 Tourism Policy of Uttar Pradesh ...................................................................... 274


12.7 Tourism Inflow ................................................................................................. 275
12.8 Tourist Accommodation in Lucknow ............................................................... 276
12.9 Heritage and Tourism Issues in Lucknow ........................................................ 276
12.10 SWOT ............................................................................................................... 277
12.11 Vision Statement .............................................................................................. 278
12.12 Strategy, Goals and Action Plans ..................................................................... 278
12.13 Projects Identification and Investment ............................................................. 280
13.0 CITY VISION ............................................................................................................283
13.1 Formulation of the City Vision......................................................................... 283
13.2 Mission Statements for Lucknow ..................................................................... 285
13.3 Priority Areas for Intervention ......................................................................... 286
13.4 Sector Visions ................................................................................................... 286
13.5 Sector Goals ...................................................................................................... 287
14.0 INSTITUTIONAL FRAMEWORK ..........................................................................290
14.1 Lucknow Municipal Corporation ..................................................................... 290
14.1.1 Introduction ................................................................290
14.1.2 Institutional Setup ............................................................................290
14.1.3 Functions of the Corporation ...........................................................290
14.1.3.1 Obligatory Functions .......................................................................291
14.1.3.2 Discretionary Functions...................................................................292
14.1.4 Elective Wings of LMC.....................................................................293
14.1.5 Administrative Wings of LMC ..........................................................293
14.2 Authorities Responsible for Providing Urban Infrastructure in LMC Area ..... 295
14.3 Status of Urban Reforms in Lucknow .............................................................. 295
14.3.1 Mandatory Reforms at the level of the State Government ...............296
14.3.2 Mandatory Reforms at the level of the Urban Local Body ..............299
14.3.3 Optional Reforms at level of the State Government/Urban
Local Body .......................................................................................301
14.4 Key Issues ......................................................................................................... 303
14.5 Vision statement ............................................................................................... 304
14.6 Strategy, Goals and Action plans ..................................................................... 304
14.7 Recommendations ............................................................................................ 304
15.0 MUNICIPAL FINANCE ...........................................................................................307
15.1 Introduction ...................................................................................................... 307
15.2 Municipal Finance Status ................................................................................. 307
15.2.1 Revenue Accounts.............................................................................308
15.2.1.1 Revenue Income ...............................................................................309

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15.2.1.2 Revenue Expenditure ........................................................................311


15.2.2 Capital Accounts ..............................................................................312
15.2.2.1 Capital Income .................................................................................313
15.2.2.2 Capital Expenditure .........................................................................313
15.2.3 Revenue vs. Capital Accounts ..........................................................314
15.3 Financial Performance ...................................................................................... 316
16.0 INVESTMENT FRAMEWORK AND CAPITAL INVESTMENT PLAN (CIP) ....317
16.1 Investment framework ...................................................................................... 317
16.2 Capital Investment plan .................................................................................... 318
16.3 Sector wise CIP details – Capital needs/ investments ...................................... 318
16.3.1 Water Supply ....................................................................................319
16.3.2 Sewerage & Sanitation.....................................................................319
16.3.3 Roads, Street Lighting and Traffic Management .............................320
16.3.4 Storm Water Drainage .....................................................................321
16.3.5 Solid Waste Management .................................................................321
16.3.6 Slums and Basic Services for Urban Poor .......................................321
16.3.7 Social Infrastructure ........................................................................322
16.4 Details of the Capital Investment Plan ............................................................. 322
17.0 SUSTANIANBLE FINANCIAL OPERATING PLAN (FOP) .................................341
17.1 Financing Strategies for the CIP ....................................................................... 341
17.2 Finance Projections .......................................................................................... 342
17.2.1 Municipal Account – Growth Projections and Assumptions ...........342
17.3 Investment Capacity/ Sustenance ..................................................................... 344

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List of Tables
Table No. Page No.

TABLE 1-1: COVERAGE AREA DETAIL ...................................................................................... 22


TABLE 3-1: DISTANCE OF KEY TOWNS FROM LUCKNOW .......................................................... 39
TABLE 3-2: ADMINISTRATIVE SET UP OF LUCKNOW DISTRICT - 2011 ...................................... 40
TABLE 3-3: ZONE WISE WARD DISTRIBUTION .......................................................................... 41
TABLE 4-1: POPULATION DETAILS FOR LUCKNOW CITY ........................................................... 43
TABLE 4-2: WARD WISE POPULATION DISTRIBUTION .............................................................. 44
TABLE 4-3: POPULATION PROJECTION FOR LUCKNOW CITY TILL THE YEAR 2041 .................... 45
TABLE 4-4: PROJECTED POPULATION FOR LUCKNOW ............................................................... 46
TABLE 4-5: LUCKNOW POPULATION DENSITY SCENARIO OVER THE YEARS ............................ 47
TABLE 4-6: WARD WISE DENSITY ANALYSIS FOR LUCKNOW .................................................... 47
TABLE 4-7: MIGRATION PATTERN IN KEY TOWNS OF UTTAR PRADESH 1991-2001 ................. 51
TABLE 4-8: POPULATION DETAILS OF AGE GROUP 0-6 ............................................................. 52
TABLE 4-9: WARD WISE LITERACY RATE AND SEX RATIO ...................................................... 52
TABLE 4-10: LUCKNOW LITERACY RATE COMPARISON WITH COUNTRY AND STATE ............... 53
TABLE 4-11: LITERACY RATE DETAILS IN LUCKNOW CITY ...................................................... 53
TABLE 4-12: SC & ST POPULATION SHARE IN LUCKNOW CITY ............................................... 53
TABLE 4-13: KEY INDUSTRIAL ESTATES IN LUCKNOW ............................................................. 54
TABLE 4-14: WORK FORCE PARTICIPATION RATE COMPARISON BETWEEN LMC, INDIA AND UP
............................................................................................................................. 59
TABLE 4-15: WORKFORCE PARTICIPATION RATE FOR LMC ..................................................... 59
TABLE 5-1: EXPANSION OF LMC AREA OVER THE YEARS ........................................................ 61
TABLE 5-2: LAND USE DISTRIBUTION FOR LUCKNOW .............................................................. 62
TABLE 6-1: SCHEMES COMPLETED BY UPAVP ........................................................................ 70
TABLE 6-2: SCHEMES UNDER CONSTRUCTION BY UPAVP....................................................... 70
TABLE 6-3: HOUSES DISTRIBUTED BY USE ............................................................................... 76
TABLE 6-4: HH WISE SOURCE DRINKING WATER .................................................................... 78
TABLE 6-5: LATRINE FACILITY IN LMC HHS ........................................................................... 79
TABLE 7-1: WARD WISE NUMBER, POPULATION AND AREA OF SLUM ..................................... 85
TABLE 7-2: TENABILITY STATUS OF SLUMS.............................................................................. 89
TABLE 7-3: PHYSICAL LOCATION OF SLUMS ............................................................................. 90
TABLE 7-4: LAND TENURE STATUS IN SLUMS .......................................................................... 90
TABLE 7-5: REGISTERED AND NON-REGISTERED SLUMS UNDER VARIOUS JURISDICTIONS ...... 91
TABLE 7-6: NOTIFIED AND NON-NOTIFIED SLUMS UNDER VARIOUS JURISDICTIONS ................ 92
TABLE 7-7: SLUM AREAS UNDER VARIOUS JURISDICTIONS ...................................................... 92
TABLE 7-8: STATUS OF WATER SUPPLY IN SLUMS .................................................................... 93
TABLE 7-9: STATUS OF SEWERAGE AND SANITATION FACILITIES IN SLUMS ............................. 93
TABLE 7-10: STATUS OF URBAN ROADS IN SLUMS ................................................................... 95
TABLE 7-11: DISTANCE OF PRE-PRIMARY SCHOOLS IN SLUM AREAS ....................................... 96
TABLE 7-12: DISTANCE OF PRIMARY SCHOOL IN SLUM AREAS ................................................ 96
TABLE 7-13: DISTANCE OF HIGH SCHOOL IN SLUM AREAS ...................................................... 96

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TABLE 7-14: DISTANCE OF HEALTH FACILITIES IN SLUMS........................................................ 96


TABLE 7-15: AVAILABILITY OF OTHER SOCIAL INFRASTRUCTURE IN SLUMS ........................... 97
TABLE 7-16: DPRS SANCTIONED UNDER BSUP FOR LUCKNOW .............................................. 99
TABLE 7-17: STATUS OF CIP UNDER PREVIOUS CDP ............................................................. 100
TABLE 7-18: INVESTMENT REQUIREMENT FOR HOUSING STOCK ............................................ 105
TABLE 7-19: INVESTMENT REQUIREMENT FOR PHYSICAL AND SOCIAL INFRASTRUCTURE ..... 106
TABLE 7-20: SECTOR WISE ESTIMATED COST (IN INR/LAKHS) ............................................. 107
TABLE 8-1: ZONE WISE NUMBER OF TUBE WELLS AND MINI TUBE WELLS ........................... 110
TABLE 8-2: ZONE WISE NUMBER OF HAND PUMPS ................................................................. 110
TABLE 8-3: WATER SUPPLY DISTRICTS IN LUCKNOW ............................................................. 110
TABLE 8-4: SUMMARY OF WATER WORKS IN LUCKNOW ........................................................ 113
TABLE 8-5: ZONE WISE LENGTH OF WATER PIPE LINES .......................................................... 115
TABLE 8-6: KEY FEATURES OF LUCKNOW WATER SUPPLY .................................................... 115
TABLE 8-7: CATEGORY WISE NUMBER OF WATER CONNECTIONS ......................................... 117
TABLE 8-8: SLB STATUS FOR WATER SUPPLY ....................................................................... 117
TABLE 8-9: ORGANIZATIONS INVOLVED IN WATER SUPPLY FOR LUCKNOW .......................... 120
TABLE 8-10: STATUS OF CIP PROPOSED UNDER PREVIOUS CDP ............................................ 120
TABLE 8-11: PROPOSED WATER SUPPLY PROJECTS FOR LUCKNOW, PHASE I PART I ............... 120
TABLE 8-12: PROPOSED WATER SUPPLY PROJECTS FOR LUCKNOW, PHASE I PART II .............. 121
TABLE 8-13: WATER SUPPLY DEMAND GAP ASSESSMENT TILL 2040 FOR LUCKNOW CITY ... 124
TABLE 8-14: CHARACTERISTICS OF LUCKNOW SEWERAGE SYSTEM ....................................... 131
TABLE 8-15: SUMMARY OF SEWERAGE DISTRICTS IN LUCKNOW............................................ 131
TABLE 8-16: ZONE WISE LENGTH OF SEWER PIPE LINES ........................................................ 134
TABLE 8-17: SUMMARY OF ZPS IN LUCKNOW ........................................................................ 135
TABLE 8-18: SUMMARY OF STPS IN LUCKNOW ...................................................................... 137
TABLE 8-23: ORGANIZATIONS INVOLVED IN SEWERAGE SYSTEM IN LUCKNOW ..................... 138
TABLE 8-19: SANITATION STATUS IN LUCKNOW .................................................................... 138
TABLE 8-20: NUMBER OF COMMUNITY TOILETS AVAILABLE IN LUCKNOW ........................... 139
TABLE 8-21: ZONE WISE NUMBER OF TOILETS AND SEATS AVAILABILITY ............................. 139
TABLE 8-22: SEWERAGE AND SANITATION SERVICE LEVEL BENCHMARKS FOR LUCKNOW ... 140
TABLE 8-24: CIP STATUS PROPOSED IN EARLIER CDP .......................................................... 141
TABLE 8-25: COMPLETED WORKS UNDER GOAP PHASE I ...................................................... 141
TABLE 8-26: COMPLETED WORKS UNDER GOAP PHASE II ..................................................... 141
TABLE 8-27: PROJECTS AND WORK PROGRESS UNDER JNNURM PHASE I ............................. 142
TABLE 8-29: SUMMARY OF NATURAL WATER BODIES IN LUCKNOW ..................................... 156
TABLE 8-30: SECONDARY DRAINAGE CHANNELS IN LUCKNOW ............................................. 157
TABLE 8-31: LIST OF FLOOD PUMPING STATIONS ON GOMTI .................................................. 159
TABLE 8-32: CIP STATUS PROPOSED IN EARLIER CDP .......................................................... 162
TABLE 8-33: PHYSICAL PROGRESS OF THE WORK................................................................... 162
TABLE 8-34: FINANCIAL PROGRESS OF THE WORK ................................................................. 162
TABLE 8-35: SLB STATUS FOR DRAINAGE SYSTEM IN LUCKNOW .......................................... 163
TABLE 8-36: ORGANIZATIONS INVOLVED IN STORM WATER DRAINAGE MANAGEMENT ........ 164
TABLE 8-37: STORM WATER DRAIN REQUIREMENT FOR LUCKNOW TILL THE YEAR 2041 ..... 165

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TABLE 8-38: CATEGORY WISE WASTE GENERATION IN LUCKNOW CITY ............................... 171
TABLE 8-39: CAPACITY WISE NUMBER OF BINS AVAILABLE ................................................. 174
TABLE 8-40: ZONE WISE NUMBER OF DHALAOS ..................................................................... 174
TABLE 8-41: SUMMARY OF VEHICLES FOR PRIMARY COLLECTION......................................... 175
TABLE 8-42: DESCRIPTION OF WASTE COLLECTION USER CHARGES ..................................... 180
TABLE 8-43: SUMMARY OF USER CHARGES FOR WASTE COLLECTION ................................... 181
TABLE 8-44: ORGANIZATIONS INVOLVE IN WASTE MANAGEMENT ........................................ 181
TABLE 8-45: SWM SERVICE LEVEL BENCHMARKS FOR LUCKNOW ........................................ 181
TABLE 8-46: SCOPE OF THE WORK FOR PRIVATE CONCESSIONAIRE ....................................... 186
TABLE 8-47: DEMAND GAP ASSESSMENT FOR SWM INFRASTRUCTURE TILL 2040 ............... 187
TABLE 8-48: ZONE WISE LENGTH AND DENSITY OF ROADS IN LUCKNOW ............................. 190
TABLE 8-49: DISTRIBUTION OF VEHICLES .............................................................................. 194
TABLE 8-50: V/C RATIO OF THE MAJOR ROADS IN LUCKNOW ............................................... 195
TABLE 8-51: TRAFFIC ACCIDENT DATA FOR LUCKNOW ......................................................... 197
TABLE 8-52: OFF-STREET PARKING SPACES IN LUCKNOW ..................................................... 199
TABLE 8-53: ZONE WISE DESIGNATED ON STREET PARKING .................................................. 200
TABLE 8-54: ZONE WISE NUMBER OF STREET LIGHTS ............................................................ 201
TABLE 8-55: ZONE WISE AVERAGE DISTANCE OF STREET LIGHTS ......................................... 202
TABLE 8-56: DEMAND GAP ASSESSMENT FOR TRAFFIC AND TRANSPORTATION IN LUCKNOW
........................................................................................................................... 208
TABLE 10-1: ZONE WISE NUMBER AND AREA UNDER PARKS AND GARDENS.......................... 235
TABLE 10-2: SUMMARY OF SURFACE WATER BODIES IN LUCKNOW ...................................... 236
TABLE 10-3: AIR POLLUTION INDICTORS FOR LUCKNOW ....................................................... 239
TABLE 10-4: POLLUTION LEVELS AT DAULATGANJ STP (CAPACITY 56 MLD) ...................... 244
TABLE 10-5: POLLUTION LEVELS AT BHARWARA STP (CAPACITY 345 MLD)....................... 244
TABLE 10-6: NOISE LEVELS AT VARIOUS LOCATIONS IN LUCKNOW ...................................... 245
TABLE 10-7: PROJECTS IDENTIFIED FOR CDP AND COSTING .................................................. 253
TABLE 12-1: DOMESTIC AND INTERNATIONAL TOURIST FLOW IN LUCKNOW ......................... 275
TABLE 12-2: HERITAGE PROJECTS AND INVESTMENT REQUIRED ............................................ 280
TABLE 14-1: STATUS OF STATE LEVEL REFORM - 74TH CAA ................................................ 296
TABLE 14-2: STATUS OF STATE LEVEL REFORM - PUBLIC DISCLOSURE LAW ......................... 296
TABLE 14-3: STATUS OF STATE LEVEL REFORM - STAMP DUTY RATIONALIZATION TO 5% ... 297
TABLE 14-4: STATUS OF STATE LEVEL REFORM - REPEAL OF ULCRA .................................. 297
TABLE 14-5: STATUS OF STATE LEVEL REFORM - REFORM IN RENT CONTROL ...................... 298
TABLE 14-6: STATUS OF STATE LEVEL REFORM - PUBLIC DISCLOSURE LAW ......................... 298
TABLE 14-7: STATUS OF STATE LEVEL REFORM - CITY PLANNING & DELIVERY FUNCTIONS 298
TABLE 14-8: STATUS OF ULB REFORMS - SHIFT TO ACCRUAL BASED DOUBLE ENTRY
ACCOUNTING ..................................................................................................... 299
TABLE 14-9: STATUS OF ULB LEVEL REFORM - E-GOVERNANCE .......................................... 299
TABLE 14-10: STATUS OF ULB LEVEL REFORM – COLLECTION OF USER CHARGES............... 300
TABLE 14-11: STATUS OF ULB LEVEL REFORM - BASIC SERVICES TO URBAN POOR ............. 300
TABLE 14-12: STATUS OF ULB LEVEL REFORM - BASIC SERVICES TO URBAN POOR ............. 301
TABLE 14-13: STATUS OF ULB LEVEL REFORM - PROPERTY TAX (85% COVERAGE) ............. 301

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TABLE 14-14: STATUS OF OPTIONAL REFORMS ...................................................................... 301


TABLE 15-1: REVENUE ACCOUNTS FOR LMC IN RS. LAKH .................................................... 308
TABLE 15-2: REVENUE INCOME OF LMC IN RS. LAKH ........................................................... 309
TABLE 15-3: INCOME FROM TAX REVENUE IN RS. LAKH ........................................................ 309
TABLE 15-4: INCOME FROM NON-TAX REVENUE IN RS. LAKH ............................................... 310
TABLE 15-5: REVENUE EXPENDITURE OF LMC IN RS. LAKH.................................................. 311
TABLE 15-6: CAPITAL ACCOUNTS FOR LMC IN RS. LAKH...................................................... 312
TABLE 15-7: CAPITAL INCOME OF LMC IN RS. LAKH............................................................. 313
TABLE 15-8: CAPITAL EXPENDITURE OF LMC IN RS. LAKH ................................................... 313
TABLE 15-9: MUNICIPAL INCOME IN RS. LAKH ...................................................................... 314
TABLE 15-10: MUNICIPAL EXPENDITURE IN RS. LAKH ........................................................... 315
TABLE 16-1: SUMMARY OF THE CAPITAL INVESTMENT REQUIRED FOR LUCKNOW .................. 317
TABLE 16-2: WATER SUPPLY - ACTION PLAN FOR IMPLEMENTATION (2020) ......................... 319
TABLE 16-3: SEWERAGE - ACTION PLAN FOR IMPLEMENTATION (2020) ................................ 319
TABLE 16-4: ROAD SECTOR - ACTION PLAN FOR IMPLEMENTATION (2020) ........................... 320
TABLE 16-5: DRAINAGE SECTOR - ACTION PLAN FOR IMPLEMENTATION (2020) ................... 321
TABLE 16-6: URBAN POOR - ACTION PLAN FOR IMPLEMENTATION ........................................ 321
TABLE 17-1: IMPORTANT ASSUMPTIONS MADE IN THE INCOME PROJECTIONS ......................... 342
TABLE 17-2: IMPORTANT ASSUMPTIONS MADE IN THE EXPENDITURE PROJECTIONS ............... 344

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List of Figures
Figure No. Page No.
FIGURE 1-1: CONCEPT APPROACH FOR THE PROJECT ................................................................ 23
FIGURE 1-2: PROCESS OF CDP PREPARATION AS PER REVISED TOOLKIT .................................. 23
FIGURE 1-3: PROPOSED METHODOLOGY ................................................................................... 24
FIGURE 1-4: SECTORS INCLUDED IN CDP ................................................................................. 26
FIGURE 3-1: PHYSICAL GROWTH OF LUCKNOW CITY SINCE 1970 ............................................ 34
FIGURE 3-2: GEOGRAPHICAL LOCATION OF LUCKNOW CITY .................................................... 35
FIGURE 3-3: BASE MAP FOR LUCKNOW CITY ........................................................................... 36
FIGURE 3-4: GEOLOGICAL MAP OF LUCKNOW .......................................................................... 37
FIGURE 3-5: LOCATION OF LUCKNOW IN GOMTI RIVER BASIN ................................................. 38
FIGURE 3-6: LUCKNOW LINKAGES AND CONNECTIVITY ....................................................... 39
FIGURE 3-7: WARD BOUNDARY MAP OF LUCKNOW ............................................................ 42
FIGURE 4-1: LMC DECADAL POPULATION GROWTH RATE ...................................................... 43
FIGURE 4-2: VARIOUS METHODS OF POPULATION PROJECTION FOR LUCKNOW CITY ............... 46
FIGURE 4-3: POPULATION DENSITY COMPARISON OF LUCKNOW .............................................. 47
FIGURE 4-4: WARD WISE POPULATION DENSITY MAP ............................................................. 50
FIGURE 4-5: MIGRATION PATTERN IN SOME OF THE MAJOR TOWNS OF UP .............................. 51
FIGURE 4-6: MAP SHOWING COMMERCIAL AND INDUSTRIAL AREAS IN LUCKNOW .................. 58
FIGURE 4-7: WORKFORCE PARTICIPATION RATE IN LUCKNOW................................................. 59
FIGURE 4-8: OCCUPATIONAL CLASSIFICATION OF LUCKNOW (2011)........................................ 60
FIGURE 5-1: LAND USE MAP OF LUCKNOW CITY ...................................................................... 63
FIGURE 5-2: EXTENDED MASTER PLAN BOUNDARY FOR LUCKNOW......................................... 65
FIGURE 5-3: FUTURE GROWTH DIRECTIONS IN LUCKNOW ........................................................ 67
FIGURE 6-1: LOCATION ATTRACTIVENESS INDEX FOR LUCKNOW CITY .................................... 73
FIGURE 6-2: LOCATION OF PRIVATE TOWNSHIPS IN LUCKNOW ................................................ 74
FIGURE 6-3: AVERAGE HH SIZE ............................................................................................... 75
FIGURE 6-4: HH SIZE DISTRIBUTION ........................................................................................ 75
FIGURE 6-5: DISTRIBUTION OF HHS BY OCCUPANCY ........................................................... 75
FIGURE 6-6: TYPES OF OCCUPANCY IN HOUSES .................................................................... 76
FIGURE 6-7: CONDITION OF HOUSES ......................................................................................... 77
FIGURE 6-8: ROOF MATERIAL USED FOR HOUSES ..................................................................... 77
FIGURE 6-9: WALL MATERIAL USED FOR HOUSES ................................................................... 78
FIGURE 6-10: WATER SOURCE FOR HHS................................................................................... 78
FIGURE 6-11: AVAILABILITY OF DRAINAGE NETWORK ............................................................ 79
FIGURE 6-12: AVAILABILITY OF BATHROOM FACILITY ............................................................ 79
FIGURE 6-13: AVAILABILITY OF TOILET FACILITY .................................................................... 80
FIGURE 6-14: AVAILABILITY OF ELECTRICITY CONNECTIONS ................................................... 80
FIGURE 7-1: DISTRIBUTION OF NOTIFIED AND NON-NOTIFIED SLUMS ...................................... 82
FIGURE 7-2: LOCATION OF SLUMS IN LUCKNOW ....................................................................... 83
FIGURE 7-3: DEVELOPMENT OF SLUMS IN THE LAST 100 YEARS............................................... 84
FIGURE 7-4: WARD WISE SHARE OF SLUM POPULATION IN TOTAL RD POPULATION................. 88
FIGURE 7-5: AGE OF SLUMS ...................................................................................................... 89

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FIGURE 7-6: PHYSICAL LOCATION OF SLUMS ........................................................................... 90


FIGURE 7-7: LAND TENURE STATUS IN SLUMS ......................................................................... 91
FIGURE 7-8: SLUMS UNDER VARIOUS AUTHORITIES ................................................................ 91
FIGURE 7-9: MONTHLY INCOME DISTRIBUTION IN SLUMS ........................................................ 92
FIGURE 7-10: HOUSING CONDITION IN SLUMS .......................................................................... 93
FIGURE 7-11: STORM WATER DRAIN STATUS ........................................................................... 94
FIGURE 7-12: SEWERAGE CONNECTION .................................................................................... 94
FIGURE 7-13: TYPES OF TOILET USED IN SLUMS....................................................................... 94
FIGURE 7-14: GARBAGE COLLECTION STATUS IN SLUMS ......................................................... 95
FIGURE 7-15: SECTOR WISE COST DISTRIBUTION ................................................................... 108
FIGURE 8-1: WATER SUPPLY DISTRICTS AND LOCATION OF WATER WORKS ......................... 112
FIGURE 8-2: WATER TREATMENT, STORAGE AND DISTRIBUTION SYSTEM IN LUCKNOW ........ 113
FIGURE 8-3: WARD WISE SOURCE OF WATER SUPPLY ........................................................... 116
FIGURE 8-4: COMPARISON OF LUCKNOW WATER SUPPLY STATUS WITH SLB BENCHMARKS 118
FIGURE 8-5: WORKS FOR WATER SUPPLY INFRASTRUCTURE UNDER JNNURM PHASE I ....... 119
FIGURE 8-6: PROPOSED WATER SUPPLY PROJECTS ................................................................. 130
FIGURE 8-7: SEWERAGE DISTRICTS OF LUCKNOW .................................................................. 133
FIGURE 8-8: ZONE WISE NUMBER OF TOILETS AND SEATS AVAILABILITY .............................. 139
FIGURE 8-9: COMPARISON OF SEWERAGE AND SANITATION SLB ........................................... 140
FIGURE 8-10: FUNCTIONING OF DEWATS SYSTEM ............................................................... 150
FIGURE 8-11: MODULE OF DEWATS SYSTEM ....................................................................... 150
FIGURE 8-12: PROPOSED SEWERAGE AND SANITATION PROJECTS .......................................... 155
FIGURE 8-13: KEY DRAINAGE CHANNELS OF LUCKNOW ........................................................ 161
FIGURE 8-14: CONCEPTUAL DIAGRAM OF ROOT ZONE TREATMENT SYSTEM ......................... 168
FIGURE 8-15: PROPOSED DRAINAGE SYSTEM ......................................................................... 169
FIGURE 8-16: WASTE TYPES DISTRIBUTION IN LUCKNOW ...................................................... 172
FIGURE 8-17: MAP SHOWING WARDS UNDER DOOR TO DOOR WASTE COLLECTION .............. 173
FIGURE 8-18: VEHICLE TRACKING SYSTEM ............................................................................ 176
FIGURE 8-19: WASTE MANAGEMENT FLOW CHART FOR LUCKNOW CITY .............................. 177
FIGURE 8-20: LOCATION OF EXISTING AND PROPOSED SWM INFRASTRUCTURE .................... 189
FIGURE 8-21: ROAD DENSITY IN ZONE OF LUCKNOW ............................................................. 191
FIGURE 8-22: ROAD DENSITY COMPARISON OF LUCKNOW WITH OTHER CITIES .................... 191
FIGURE 8-23: ROAD DEVELOPMENT PATTERN ........................................................................ 192
FIGURE 8-26: DISTRIBUTION OF ROADS BY ROW ................................................................... 192
FIGURE 8-25: ROAD NETWORK MAP OF LUCKNOW ................................................................ 193
FIGURE 8-26: GROWTH OF REGISTERED VEHICLE IN LUCKNOW (1994-2009) ........................ 194
FIGURE 8-27: DISTRIBUTION OF VEHICLES ............................................................................ 194
FIGURE 8-28: TRAFFIC & TRANSPORTATION ISSUES ............................................................... 196
FIGURE 8-29: ROAD ACCIDENT TRENDS IN LUCKNOW ........................................................... 197
FIGURE 8-30: SHARE OF TRAFFIC VOLUME AT MAJOR ROADS ................................................ 201
FIGURE 8-31: LUCKNOW METRO CORRIDORS ......................................................................... 205
FIGURE 8-32: PROPOSED TRAFFIC AND TRANSPORTATION PROJECTS ..................................... 227
FIGURE 10-1: CATEGORY WISE DISTRIBUTION OF PARKS ....................................................... 235

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FIGURE 10-2: ZONE WISE CATEGORY OF PARKS AND GARDENS ............................................ 235
FIGURE 10-3: GROUND WATER LEVELS IN LUCKNOW ............................................................ 238
FIGURE 10-4: PM10 LEVELS IN LUCKNOW ............................................................................. 240
FIGURE 10-5: PM 10 LEVEL IN RESIDENTIAL, COMMERCIAL AND INDUSTRIAL AREA FROM
2010-13 ............................................................................................................. 240
FIGURE 10-6: SO2 LEVELS IN LUCKNOW ................................................................................ 241
FIGURE 10-7: SO2 LEVEL IN RESIDENTIAL, COMMERCIAL, AND INDUSTRIAL AREA FROM 2010-
13....................................................................................................................... 241
FIGURE 10-8: NOX LEVEL IN LUCKNOW ................................................................................. 242
FIGURE 10-9: NOX LEVEL IN RESIDENTIAL, COMMERCIAL AND INDUSTRIAL AREA FROM 2010-
13....................................................................................................................... 242
FIGURE 10-10: NOISE LEVEL IN LUCKNOW ............................................................................. 246
FIGURE 10-11: DAY TIME NOISE LEVELS IN RESIDENTIAL, COMMERCIAL & INDUSTRIAL AREAS
........................................................................................................................... 246
FIGURE 10-12: NIGHT TIME NOISE LEVELS IN RESIDENTIAL, COMMERCIAL & INDUSTRIAL
AREAS................................................................................................................ 247
FIGURE 10-13: FIRST PHASE OF GOMTI RIVER FRONT DEVELOPMENT ................................... 249
FIGURE 11-1: SEISMICITY ZONES OF UTTAR PRADESH ........................................................... 256
FIGURE 12-1: LOCATION OF PROTECTED MONUMENTS IN LUCKNOW ..................................... 267
FIGURE 12-2: LUCKNOW’S TOURISM POSITION IN REGIONAL CONTEXT ................................. 270
FIGURE 12-3: IDENTIFIED HERITAGE ZONES IDENTIFIED IN LUCKNOW MASTER PLAN 2021 .. 272
FIGURE 12-4: DOMESTIC AND INTERNATIONAL TOURISTS INFLOW IN LUCKNOW ............ 276
FIGURE 14-1: ORGANIZATIONAL CHART OF LMC .................................................................. 294
FIGURE 15-1: HEADS OF LUCKNOW MUNICIPAL ACCOUNTS .................................................. 307
FIGURE 15-2: REVENUE ACCOUNTS FOR LMC ....................................................................... 308
FIGURE 15-3: SOURCE OF REVENUE INCOME OF LMC ............................................................ 309
FIGURE 15-4: SHARE OF VARIOUS COMPONENTS OF TAX REVENUE ....................................... 310
FIGURE 15-5: SHARE OF NON-TAX REVUE COMPONENTS ....................................................... 311
FIGURE 15-6: COMPONENTS OF REVENUE EXPENDITURE ....................................................... 312
FIGURE 15-7: CAPITAL ACCOUNTS FOR LMC ......................................................................... 312
FIGURE 15-8: COMPONENTS OF CAPITAL INCOME .................................................................. 313
FIGURE 15-9: COMPONENTS OF CAPITAL EXPENDITURE ......................................................... 314
FIGURE 15-10: MUNICIPAL INCOME BY TYPE ......................................................................... 315
FIGURE 15-11: INCOME HEADS ............................................................................................... 315
FIGURE 15-12: EXPENDITURE HEADS ..................................................................................... 315
FIGURE 15-13: MUNICIPAL EXPENDITURES BY TYPE .............................................................. 316
FIGURE 16-1: SECTOR WISE INVESTMENT DISTRIBUTION BY 2040 ......................................... 318

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1.0 PROJECT BACKGROUND


The Jawaharlal Nehru National Urban Renewal Mission (JNNURM) was conceptualized in 2005-06 with a
number of urban reforms highlighting the importance of City Development Plans for the selected mission cities.
These were short-term initiatives focusing on 6-7 years plans and strategies, with an objective to translate the
aspirations of the stakeholders into the vision of the city and to achieve the vision for the city strategies and
outline the projects in various sectors.

The City Development Plan (CDP) is both a planning process and a product which promotes partnership among
the various stakeholders in a city such as the city government, the private business sector, civil society,
academic and national government agencies- to jointly analyse growth issues, develop a vision for the future,
formulate development strategies, design programmes, prioritize projects, mobilize resources, implement,
monitor and evaluate implementation. The preparation of a City Development Plan can be understood as a
consultative process where the municipality and Parastatal agencies responsible for provision of services and
overall development of the city play a pivotal role. The firms and institutions are required to work in partnership
and close collaboration with municipal and other related institutions such as the Water Supply and Sewerage
Boards, Development Authorities, together with other key stakeholders, civil society groups, and
nongovernmental organizations. The CDP is anchored on the following principles of a sustainable city as
envisaged by World Bank:

o Liveability - what can be


done to ensure a healthy and Bankability
dignified standard of living for
the city's residents?
o Competitiveness - how can
the cities be more competitive
in the global economy? Good Sustainable
Bankability - how can the Urban Livability
o Governance Development
cities be more sustainable?
o Good Governance - how can
a city‟s management be
improved? How can
accountability, integrity, and Competitive
ness
transparency be made an
integral part of city's
management.

The Jawaharlal Nehru National Urban Renewal Mission (JNNURM) gave an opportunity to the rapidly growing
city of Lucknow, to improve its urban, economic and social infrastructure. City Development Plan (CDP) was
prepared for the city of Lucknow in 2006 as a prerequisite for availing financial assistance under JNNURM.

1.1 CITY DEVELOPMENT PLAN


A city development plan is spelled as a perspective and a vision for the future development of a city/town and
sets down a set of objectives and goals which a town aims to achieve. It identifies thrust areas in various sectors
which need to be addressed on a priority basis in order to achieve the objectives and the vision and thus
provides the overall framework within which projects will be identified and put forward in form of an investment
plan.

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It presents the current stage of the city‟s/town‟s development and sets out the directions of change. It also
suggests alternative routes, strategies, and interventions for bringing about the changes. A CDP is anchored on
the goal of creating economically productive, efficient, equitable and responsive cities. As a step to achieve this
goal, the CDP focuses on the development of economic and social infrastructure, strategies that deal specifically
with issues affecting the urban poor, strengthening of municipal governments and their financial accounting and
budgeting systems and procedures, creation of structures for bringing in accountability and transparency, and
elimination of legal and other bottlenecks that have stiffened the land and housing markets. It provides a basis
for cities/towns to undertake urban sector reforms that help direct investment into city-based infrastructure. Thus
it endeavours to achieve the goal of creating economically productive, efficient, equitable and responsive
city/town.

MOUD Urban Infrastructure and Governance

MOHUPA Basic Services for Urban Poor

Coverage 63 Cities

LUCKNOW was covered under


mission cities (category B)

1.2 NEED OF REVISING LUCKNOW CITY DEVELOPMENT PLAN


The Government of India has selected Lucknow, a metropolis, as a “Category B”1 city, for assistance under
JNNURM. The revision of CDP has been carried out in accordance with the revised MOUD guidelines to
consider the city needs in an integrated and participatory manner and subsequently prioritize projects. The
purpose of a Revised City Development Plan is to support Lucknow Municipal Corporation to generate and
provide a strategic framework for city development actions and work towards achieving their long-term vision by
2040, guided by a shared and collective vision and aimed at delivering sustainable development accompanied
with poverty reduction, thereby, helping Lucknow city, in achieving an environmentally sustainable and self-
sufficient status. Lucknow city has grasped numerous changes since the CDP prepared in 2006 with regards to
new infrastructure projects and implementation of reforms which have been undertaken in the last 5-6 years. The
initiatives taken were road widening and subway, construction of Sewage Treatment Plants (STP), remodelling of
storm-water drains, augmenting water supply and development of waste management facilities etc. Apart, there
have been some major changes in the toolkit provided by MoUD for preparation of CDP e.g. some of the sectors
such as urban environment; heritage and conservation, traffic and transportation have been given equal
weightage like physical infrastructure sectors.
The City Development Plan, 2006 had identified 35-36 numbers of projects with a total investment of Rs. 11,856
by 2011-12 to address the infrastructure gaps and city priorities.

1
Source: http://jnnurm.nic.in/wp-content/uploads/2011/01/UIGOverview.pdf
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Revised City Development Plan of Lucknow City – Volume I
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In the recent past, Lucknow has been a favoured destination for varied educational institutes, and services
prospects and has consequently witnessed a significant in-migration. Coupling with this fast urban growth and
increasing population from 4.6 Lakhs in 1951 to 28 Lakhs in 2011, there is an issue of grave concern of
environmental degradation in which the growth of the city is linked with hyper-enhancing urban activities thereby;
a substantial need for improvements in urban infrastructure is envisaged. The dynamic nature of the city insists
on the City Development Plan to be a progressive document requiring updation, keeping in view the
developments in the field of Infrastructure and Governance as well as the growth in the population and the levels
of development in the city. This has led to the preparation of the revised City Development Plan (CDP) of
Lucknow city with a long term vision for next 25 years that is 2040. Besides the focus on the key aspects like
planning for Urban Agglomeration or Metropolitan area, comprehensive and inclusive planning, Inter-Sectoral
and Intra-Sectoral linkages, issues like environment planning and sustainable development services level
benchmarks and Information Technology intervention have been considered while preparing the CDP.

1.3 SCOPE OF THE WORK


As stated in the TOR the revised CDP would focus on the development of economic and social infrastructure,
policies and programs addressing the urban poor, strengthening the municipal government and their financial
management hence promoting transparency in their functioning. The revised CDP would also provide a direction
for cities and state government to undertake urban sector reforms which would facilitate flow of investment into
city based infrastructure. It has also become necessary for the cities to think of their future and to determine the
strategies and targets as per the city vision.
Some of the major points which have been considered while preparing the CDP are as follows:
 Planning for urban agglomeration of metropolitan area.
 Comprehensive and inclusive planning.
 Inter - sectoral and intra - sectoral linkages.
 Addressing the issues of environment planning and sustainable development.
 Service level benchmarking.
The Revised City Development Plan has been prepared as per the revised tool kit, guidelines and instructions
provided by the Ministry of Urban Development (MoUD) and Ministry of Employment and poverty Alleviation
MOUEPA and the Department of Urban Development (DoUD) Government of Uttar Pradesh (GoUP). Revised
CDP of Lucknow focuses on the following points:

The City Assessment

Development of Strategic Agenda


and A Vision for the City

Evolving Strategies for the


Development

Developing a City Investment plan


and Financial Strategy

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1.4 OBJECTIVE OF THE STUDY


The Revised City Development Plan provides the starting point for the reform by identifying core city- challenges,
a perspective and vision for the future development of a City, its present stage of development (current status)
and sets out a direction of changes. The objective of the Revised City Development Plan is to focus on the
development of economic and social infrastructure, policies and programs addressing the specific issues of
urban poor, strengthening of municipal governments, and their financial management and accounting process,
promoting transparency in their functioning etc. The Revised City Development Plan also provides a direction for
cities and state Government to undertake urban sector reforms which will facilitate flow of investments into city
based infrastructure. It is imperative for cities to systematically think of the future and to determine how it wished
to shape their future. Ideally the study covers three major sectors i.e. socio cultural and economic environment,
physical environment, infrastructure services and institutions whereas urban poverty and heritage has been
studied as cross cutting components during the whole study.

Socio cultural and Physical


economic environment
environment
Urban
poverty and
heritage

Infrastructure
services and
institutions

1.5 COVERAGE ARES


The Revised City Development Plan is formulated for Lucknow Municipal Corporation that covers the total area
of 350 sq. km with total population of 28.17 lakh as per Census 2011.
TABLE 1-1: COVERAGE AREA DETAIL
Sl. No. Name of the Town Area in sq. km Population (2011 census)
1 Lucknow Municipal Corporation 350 28.17
Source: Lucknow Municipal Corporation and Census of India

1.6 APPROACH AND METHODOLOGY


1.6.1 Concept Approach
The approach to prepare the city development plan is the iterative one which include the detail consultation with
the various local authorities/agencies/departments and public. Sector wise vision formulation takes place after
the detail stakeholder consultation which gets transformed into strategy and action plan which can be
implemented within a defined period.

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FIGURE 1-1: CONCEPT APPROACH FOR THE PROJECT

As per the revised toolkit provided by Ministry of Urban Development, Government of India, there are in total of
14 steps in the process of CDP preparation as shown in the Figure 1-2. While formulating the methodology,
SENES has assured that all these steps are incorporated in the whole process.
FIGURE 1-2: PROCESS OF CDP PREPARATION AS PER REVISED TOOLKIT

1.6.2 Methodology
The overall approach and methodology for development of the CDP for Lucknow is based on the guidelines
provided in revised CDP toolkit prepared by GoI. In order to achieve the objective of the project, methodology
proposed by SENES has been divided into five phases. Total of three workshops and four reports submissions
have been incorporated at various stages of development. The whole process of CDP preparation would be
supported by extensive stakeholder consultations with various representatives of the concerned departments.
i) Inception Stage;
ii) Sectoral assessment and City Profile;
iii) Development of city vision, sector goals, strategies and priority actions
iv) Preparing a Capital Investment Plan (CIP), financing strategy and CDP
v) Submission and Approval of Final City Development Plan

Graphical representation of methodology is shown in Figure 1-3.

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FIGURE 1-3: PROPOSED METHODOLOGY


PROJECT
EXISTING SECTORAL ANALYSIS AND SECTORAL STRATEGIES AND PROJECTS FINANCIAL APPROVAL OF CITY
INITIATION/INC
PROJECTIONS IDENTIFICATION STRATEGY DEVELOPMENT PLAN
EPTION
PRIMARY DATA BY SECTORS: Capital
Scope of the SECONDARY DATA investment plan
COLLECTION AND
work COLLECTION
SURVEY
SECTORAL
Submission of Final
STRATEGIES
PROJECTS Phase wise City Development Plan
Objective FORMULATION IDENTIFICATION coasting of
projects
Vision SECTOR LEVEL
COMPARISONS 1.Infrastructure • Water supply
Statement GAP
WITH SLB • Sewerage
ASSESSMENT; a. Physical Phasing of Approval of City
infrastructure • Drainage projects (5 year Development Plan By
b. Social and annual plan) Municipal Corporation
Development • SWM
Issue infrastructure Lucknow
1. Demographic Assessment • Power supply
2. Traffic & Resource
network
Strategies 2. Housing status assessment transportation mobilization
• Education Approval of City
3. Environmental assessment 3.Proposals for
Methodology informal sectors •Health facilities Development Plan By
and 4. Assessment of physical Strategies for Ministry of Urban
Approach 4.Operation and • Recreational
infrastructure (water, sewerage, Implementation Development
maintenance spaces (Public/Private)
drainage, SWM), strategy
•Community
5. Transportation sector assessment 5.Improvement in facilities
Inception
Environment Financial
report 6. Social infrastructure assessment WAY
(river streams /rain operating plan
submission • Housing
7. Municipal finance assessment
water harvesting FORWARD…………
• Work centers Sustainable
/green assessment
POPULATION PROJECTIONS
cover/conservation • Weekly markets Project
of energy) feasibility
SECTOR WISE PROJECTIONS • Slums assessment

Sector Analysis report submission Draft City Development Plan Submission

EXTENSIVE STAKEHOLDER CONSULTATION AT ALL THE STAGES

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PHASE I: INCEPTION STAGE


The purpose of this stage was to review and analyse the current status and unique features of the city with
regard to the state of its development, systems and procedures, as equally its institutional and financial context.
This stage involved the following activities:
Activity 1: Preliminary Meeting, Data Collection and Review
Key Task 1: Preliminary Meeting with LMC
The assignment was commenced with the preliminary meeting with the officials of LMC to understand their
requirements. Following activities were undertaken:
 Introductory meeting with the Municipal Commissioner, Heads of Departments, NGOs, representatives
of on-going urban programmes.
 Preliminary list of key stakeholders that need to be involved in the planning process.
 Identification of line departments and key stakeholders for urban service delivery and development such
as Jal Nigam, Jal Kal, PWD, IIA, NGOs, ASI.
 Procurement of base map.
Key Task 2: Reconnaissance survey and documents collection
Immediately after the initial meeting with various officials, SENES conducted field reconnaissance with the
support of the LMC officials to get the first-hand knowledge of the city, to visualise growth patterns of the city,
characteristics of the slums and environmentally sensitive areas. SENES had also visited various departments
under the direction of Lucknow Municipal Corporation (LMC).
Activity 2: Stakeholder Consultation and Kick off Workshop
At this stage, an exhaustive list of stakeholders was prepared. These groups were categorized as primary and
secondary stakeholders.
List of the Key Stakeholders
Municipal Commissioner Mayor of Lucknow
Additional Municipal Commissioner Representatives from Jal Nigam
Elected Members Representatives from Jal Kal (LMC)
Chief Town Planners Representatives from Archeological Departments
Representatives from slum areas, civic societies Representatives from PWD
Representatives from commercial area and industrial areas Representatives from LDA
Non-Governmental Organizations Representatives from media, academic and institutions

Key Task 2: Kick off Workshop


In this meeting SENES had elaborated the understanding of CDP, benefits to stakeholders, ULB and citizens.
SENES also explained its approach about the various tasks in CDP. SENES also distributed short questionnaires
to internalize initial feedback from stakeholders. The stakeholders comprised of various heads of the
departments of the ULB, Mayor, representative/ council members, representative of merchants, transporters,
NGOs.

Stakeholder Consultation 1: Kick off Workshop

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Activity 3: Preliminary Situational Analysis


Preliminary analysis was carried out based on secondary data collection, stakeholder consultations and kick-off
workshop. The analysis and assessment included:
 Regional Setting, Administrative Boundary, Demography, Economy, Urban Growth, Land-use change,
Bio-physical environment etc.
 Urban Basic Services: water supply, sanitation, municipal solid waste, drainage, roads/urban transport,
urban environment, health and education, fire services.
 Institutional Arrangements of key stakeholders and their roles & responsibilities in city planning with
reference to delivery and management of urban basic services
 Financial framework of key stakeholder agencies involved in service delivery and O&M.
Key Task 1: Inception Report
SENES has prepared the report to give a vivid picture to the reader regarding the CDP background, approach
and methodology, data availability and gaps. The report explained the existing situation/ status of the city, which
helped in assessing gaps in the physical and social planning, as well as financial position of the town. The team
leader compiled inputs from all experts to develop a comprehensive and uniform document.

Report Submission 1: Inception Report

PHASE II: SECTORAL ASSESSMENT AND CITY PROFILE


Activity 4: Sectoral Assessment and City Profile
Key Task 1: Identification of Sectors
In this stage, a detailed analysis was carried out by SENES for key sectors - infrastructure, housing,
environment, economy, governance, finance etc. Besides, special focus was given to the heritage and urban
poverty. As recommended by the revised guidelines of MOUD for CDP preparation sectors included in the city
assessment are shown in Figure 1-4.
FIGURE 1-4: SECTORS INCLUDED IN CDP

Water
Disaster supply
preventio Sewerage
n and and
managem sanitation
ent

Local
Strom
economic
water
developm
ent drainage

CDP

Culture Solid
heritage waste
conservati managem
on ent

Comprehe
Urban
nsive
environme Housing mobility
nt and basic plan
services
for urban
poor

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Key Task 2: Extensive Data Collection


Based on the identified sectors and format prepared, SENES collected data from various concerned departments
with the support of various officials/sources.
Key Task 3: Data Assessment & SWOT Analysis
SENES compiled the data, reports and information collected in logical manner to obtain exact picture of the
Lucknow city. This provided SENES perception of the present condition of the Lucknow city and also helped in
designing the projects. The projects are purely based on facts, figures and standard assumptions of town
planning. Each expert developed a deeper understanding of own sector and came up with analysis. On the basis
of above mentioned assessment of the town, SENES highlighted the strengths, weaknesses, opportunities and
threats of each sector.
To undertake the study, SENES conducted various individual stakeholder consultations and focus group
discussions with representatives of each of the sectors. Apart from discussion SENES also referred the relevant
publications and documents prepared by each of the sectoral departments.
Key Task 4: Stakeholder Consultation 2

After the analysis of all the data collected and focus group discussions, SENES conducted second stakeholder
consultation with all the potential stakeholders. In this workshop SENES discussed the existing infrastructure
scenario of Lucknow city and concerned issues for all the relevant sectors. SENES also sought the comments
and suggestion of the stakeholders on issues and potential of the concerned sectors.

Stakeholder Consultation - 2

Key Task 5: Sector Assessment Report

After demand gap assessment for all the urban sectors, finalisation of the identified projects including
incorporation of comments and suggestions received by stakeholders, SENES submitted the second stage report
to Lucknow Municipal Corporation.

Submission 2: Sectoral Assessment Report

Phase III: Development of city vision and sector goals and strategies
Activity 5: Projects and Strategies

Key Task 1: Identification of Projects

SENES had identified the projects required to eliminate the existing gaps between physical and social
infrastructure. The projects were designed to support ultimate growth of the town for the next 25 years. The
project implementation strategies were drafted for immediate and future projects.
Each sector specialist was asked to draw conclusion from own analysis. The gaps and projects identified have
been compiled by the team leader. A comprehensive cross sectoral analysis helped in eliminating duplication
and tapping on synergies which is very often exists in urban scenario.

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Key Task 2: Evaluation of strategies/ projects


The strategies have been evaluated from the perspective of their contribution to achieve the sector vision and
goals. Various criteria have been developed for prioritizing the strategies, programs and projects in consultation
with the stakeholders.
Key Task 3: Priorities, strategy, vision and goal
SENES discussed the identified projects with the various stakeholders. The projects were justified on the basis of
gaps and projections. The strategies to execute the identified projects were also discussed.

Key Task 4: Workshop on Draft CDP


A third workshop was organized, involving all the stakeholders, who have been part of the CDP preparation
process. The workshop sought an approval of the City Development Plan from the stakeholder group present
and agreed on procedures.

Stakeholder Consultation - 3

Phase IV: Preparing a Capital Investment Plan (CIP), financing strategy and FOP
Activity 6: Costing and Financial Assessment for Projects

Key Task 1: Cost Estimations


SENES, based on the response from the above mentioned workshop with stakeholders derived costing for each
project. This enabled in identifying the cost associated with ultimate implementation of the vision plan for next 25
years. This also helped in refining the strategies for future and working out the financial aspects of the vision
plan.
Key Task 2: CIP and FOP
The data collected from property and accounts department (viz. taxable and non-taxable properties, expenses
etc.) was assessed to outline the financial working of the projects. The cost estimates provided a base for
finalisation of Financial Operating Plan (FOP) and Capital Investment Plan (CIP). CIP laid out the cost and
revenue estimates of all the priority projects in short term, medium term and long term phases. The preparation
of the CIP is a reiterative process requiring adjustments to individual projects, as well as changes in scheduling
to make the whole package work financially. Then financial operating plan and project cash flows are worked out
for each project on the basis of sustainable financial situation up to 2040. SENES also identified types and
sources of financing for priority projects from internal resources, state and central governments, and through
public-private partnerships.
Key Task 3: Submission of Draft CDP
SENES summarised all earlier efforts and prepared a draft CDP which is a logical sequence supported with
write-up, statements, drawings and photographs. Based on the final comments and suggestions, the final CDP is
prepared and submitted as per the requirements of the department.

Submission 3: Draft City Development Plan

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Phase V: Final City Development Plan

Activity 7: Submission of Final CDP

Key Task 1: Incorporation of Comments in Final CDP and Its Approval

Based on the final comments and suggestions received by concerned department, SENES modified the report
and incorporated the necessary changes and submitted it for final approval.

Submission 4: Final City Development Plan

1.7 STRUCTURE OF THE REPORT


 Project Introduction and Background: The chapter deals with the project introduction, its background
and approach and methodology for the project. List of the departments, documents and data collected is
also part of this chapter.
 Project Mobilization: The chapter details out the project mobilization details along with sector wise key
findings of the reconnaissance survey conducted by SENES.
 Regional setting and Overview of Lucknow City: The particular chapter details out the geographical
location of Lucknow city and its connectivity with surrounding regions. A brief history of Lucknow and its
growth pattern over the decades is also discussed in the chapter. Apart, Lucknow' climatic, rainfall and
geological details have also been provided here.
 Demographic Profile of Lucknow: The chapter provides an insight into the demographic profile of
Lucknow. Details such as growth rate, density, population distribution, sex ratio, literacy, SC & ST
population details have been analyzed at city and ward level.
 Urban Growth and land Use: The chapter briefs out the existing land use pattern of Lucknow city and
proposed land use as per Master Plan 2021. Probable constraints and potential growth areas of the city
are also discussed here.
 Housing scenario in Lucknow: The chapter presents the existing housing scenario of Lucknow city,
types of houses, new developments, authorities responsible for housing and upcoming new projects for
the city.
 Urban poor and slums in Lucknow: The chapter details out the slums in Lucknow city. The analysis
include slum population their economic status, availability of physical and social infrastructure, proposal
and schemes for their improvement.
 Physical Infrastructure: Physical infrastructure (water, sewerage, drainage, SWM, traffic and
transportation) have been detailed out in this chapter. Demand gap assessments for all the components
of the sectors have been done and respective proposals and projects have been identified for the same.
 Social Infrastructure: Social Infrastructure includes education, health, recreational and other
community related services in the city.
 Urban Environment: Urban Environment chapter discusses the air water and noise pollution levels in
Lucknow, availability of green spaces, surface water management and river front development. For
each of the respective sectors projects have been identified.

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 Disaster management plan: The chapter provides an insight into the probable risk and disasters in
Lucknow city and measurements taken by the responsible authorities to overcome them. Strategies and
suggestion to improve the system have been given here.
 Heritage and Tourism: The chapter gives detailing on heritage and tourism status of Lucknow city,
interventions required to boost up the tourism industry, shortfalls in existing management and roles of
authorities. Future proposals and identified projects are presented here.
 Institutional framework: The chapter details out the roles and responsibilities of LMC and other para
statal bodies in Lucknow. Status of urban reforms in Lucknow and gaps in their implementation is also
part of the chapter.
 Municipal finance: Municipal finance includes detail assessment of LMC municipal finance for the last
five years. It also discusses the tax pattern on LMC, property tax details and operating ratios.
 Financial operating plan: The chapter presents the capital investment plan and financial operating
plan for Lucknow city for the next 25 years. Source of funding for the identified projects and
implementation models are also discussed here.

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2.0 PROJECT MILESTONES


2.1 PROJECT TEAM MOBILIZATION

A project team comprising of a Project Coordinator, one assistant urban planner and assistant infrastructure
planner was mobilised on the field at the initiation of the project. Through this team the consultants have initiated
the process of interacting with various government departments and other relevant organisations to collect the
relevant data and background information.

2.2 SITE RECONNAISSANCE AND FIELD TRIPS


Key team members from SENES Consultants India Pvt. Ltd. conducted a site reconnaissance survey. The field
trip was conducted to get the feel of the city and visualise the issues pertaining to the various infrastructures and
services in town.

The objectives of the field trip were:


 To introduce and acclimatize the team with the city, its physical features, urban patterns and key
developments
 To develop a preliminary understanding towards planning methodologies in practice and have first-hand
experience of its impact on the region
 To develop a preliminary assessment of infrastructure provision in the LMC including water supply,
SWM and transportation etc.

2.3 KICKOFF WORKSHOP


The Project Kick-off Meeting was held on November 19th 2013, at the Lucknow Municipal Corporation premises,
Lal Bagh, Lucknow. The project team and senior members of SENES Consultants Pvt. Ltd. interacted with the
client team, including the Municipal Commissioner of LMC to discuss the overall project approach and key steps
taken. Key issues discussed in this meeting (Minutes of meeting) and a copy of the presentation given by
SENES is provided in the Chapter 2nd of Volume II Revised CDP Report.

2.4 DATA COLLECTION

Following to the kick-off workshop with various concerned departments, SENES started the task of data
collection. SENES team members visited the respective departments and with the support of officials gathered
the necessary information. After the collection of data SENES team members started the sector wise data
analysis and issues identification.

2.5 FOCUS GROUP DISCUSSIONS


Total of five Focus Group Discussions (FGDs) were conducted by SENES team members with representatives of
all the concerned departments. The main agenda of the FGDs were to fill the missing data gaps and discuss the
key issues and potentials of all the sectors. The FGDs were conducted between 6th and 8th of January 2014 in
LMC office at Lal Bagh. Minutes of the meetings are given in Chapter 3rd of Volume II Revised CDP Report.
Following are the FGDs conducted by SENES:
 Focus Group Discussion I: Water Supply Sector
 Focus Group Discussion II: Drainage, Sewerage and Sanitation
 Focus Group Discussion III: Road, Traffic and Transportation

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 Focus Group Discussion IV: Slums and Urban Poor


 Focus Group Discussion V: Health, SWM and others

2.6 STAKEHOLDER CONSULTATION WITH CORPORATORS (PARSHADS)

Stakeholder consultation with Parshads of all the wards was conducted on 9th of January 2013 in LMC office
premises with the support of officials. Agenda of the meeting was to make the Parshads aware regarding the
CDP status and seek their views on sector wise issues and suggestions. Number of issues and suggestions
were received from Parhsads for their respective wards, which has been considered in finalizing the issues and
strategy for each of the sector. Minutes of the meeting and attendance sheet is provided in Chapter 4th of Volume
II Revised CDP Report.

2.7 WORKSHOP WITH STAKEHOLDERS ON DRAFT CDP


Stakeholder consultation with all the potential stakeholders was organised on 9th May 2014 at LMC office
premises in Lalbagh, Lucknow. The agenda of the workshop was to present summary of draft CDP and seek the
view and suggestion of the officials. Sector wise summary of demand gap assessment, SWOT analysis, issues,
strategies, proposals, identified projects, costing of the projects were discussed in the meeting. Minutes of the
meeting and attendance sheet for the workshop are provided in Chapter 7th of Volume II Revised CDP Report.

2.8 STAKEHOLDER CONSULTATION WITH CORPORATOR (PARSHADS)

Second stakeholder consultation with corportators of all the wards was conducted on 29th of November 2014 in
LMC office premises with the support of officials. The agenda of the workshop was to present summary of draft
CDP and seek the view and suggestion of the parshads. Sector wise summary of demand gap assessment,
SWOT analysis, issues, strategies, proposals, identified projects, costing of the projects were discussed in the
meeting. Minutes of the meeting and attendance sheet for the workshop are provided in Chapter 8th of Volume II
Revised CDP Report.

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3.0 REGIONAL SETTING AND OVERVIEW OF THE LUCKNOW CITY


3.1 INTRODUCTION
Lucknow is the capital city of the state of Uttar Pradesh in India. It is the largest and most developed city in North
India after Delhi. This metro city is the administrative headquarters of Lucknow District and Lucknow
Division. Lucknow has always been known as a multicultural city and flourished as a cultural and artistic capital
of North India. The city is spread on both the banks of River Gomti over an area of 350 Sq. Km with a population
of over 2.8 million. Lucknow city contributes 6.33% of urban population of the state‟s urban population. The city is
famous for its heritage character and popularly known as seat of Nawabs. The city is now among the fastest
growing cities of India and as rapidly emerging as commercial and retailing hub. Being the capital city, it is the
seat of government and also the trading hub for nearby towns, Lucknow is also referred as “Golden City of the
East”.
3.1.1 Chronological development of Lucknow City
Origin of the City: Lucknow derives its name from legendary hero Lakshaman, who was younger brother of
Lord Rama and was also known as Lakhan. At the orders of his elder brother, Lakshaman set-up his capital at
the present site of Lakshaman Tila, and city was named Lakshamanpur or Lakhanpur. Since 1350 Lucknow and
parts of the Awadh region were ruled by the Delhi Sultanate, Sharqi Sultanate, Mughal Empire, Nawabs of
Awadh, East India Company and the British Raj. Lucknow was one of the major centres of Indian rebellion of
1857, participated actively in India's Independence movement, and emerged as an important city of North India.
1300: For about eighty-four years Awadh was part of the Sharqi Sultanate of Jaunpur, later on Emperor
Humayun made it a part of the Mughal Empire in around 1555. The Nawabs of Lucknow were in fact the Nawabs
of Awadh, but were so referred to because after the reign of the third Nawab, Lucknow became the capital of
their realm. The city was North India‟s cultural capital. Under them music and dance flourished, and many
monuments were erected. Of the monuments standing today, the Bara Imambara, the Chhota Imambara, and
the Rumi Darwaza are notable examples.
1700: The British appointed a resident in 1773 and over time gained control of more territory and authority in the
state. They were, however, disinclined to capture Awadh outright and were brought face to face with the
Marathas and the remnants of the Mughal Empire. In 1798, the fifth Nawab Wazir Ali Khan alienated both his
people and the British, and was forced to abdicate.
1800: In 1856 the East India Company first moved its troops to the border, and then annexed the state under
the Doctrine of Lapse, which was placed under a chief commissioner. Oudh was placed back under a chief
commissioner, and was governed as a British province. In 1902, the new name of United Provinces of Agra and
Oudh was introduced.
1900: In 1901, after remaining the capital of Oudh since 1775, Lucknow, with a population of 264,049, was
merged in the newly formed United Provinces of Agra and Oudh. However, it became the provincial capital in
1920 when the seat of government was moved from Allahabad. Upon Indian independence in 1947, Lucknow
became the capital of Uttar Pradesh, the erstwhile United Provinces.
Map shown in the Figure 3-1 depicts the physical growth of the town under various eras.

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FIGURE 3-1: PHYSICAL GROWTH OF LUCKNOW CITY SINCE 1970

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3.1.2 Geographical Location of Lucknow and Regional Linkages


Lucknow is situated 123 meters above sea level and is located on 26030‟ and 27010‟ North latitude and 80030‟
and 81013‟ East longitude. On its eastern side, city is bounded by Barabanki District; on the western side
is Unnao District; on the southern side Raibareli District and on the northern side the Sitapur and Hardoi districts.
Geographical location of Lucknow city is shown in Figure 3-2.
FIGURE 3-2: GEOGRAPHICAL LOCATION OF LUCKNOW CITY
India Uttar Pradesh Lucknow District

Lucknow Municipal Corporation


State – Uttar Pradesh
District – Lucknow
Project City – Lucknow
Municipal Corporation
Area 350 sq. km

Project City –
Lucknow

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FIGURE 3-3: BASE MAP FOR LUCKNOW CITY

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3.1.3 Physiographic and Landforms


 Topography and Geology
Lucknow lies in Ganga basin with flat alluvial terrain and is covered with thick pile of Quaternary sediments
uncomfortably overlying the basement of Bundelkhand Granitoids and sedimentary rocks of the Vindhyan
Supergroup. The Quaternary sediments have been classified into Older and Newer Alluvium. The Older Alluvium
is represented by Varanasi Alluvium of Middle to Late Pleistocene age and comprises grey to brown coloured
silt-clay and sand with or without kankar. Lucknow has been placed in the zone of moderate intensity earthquake
(zone III). Seasonally, it has to face natural hazards which include flooding, water logging along channels and
canal banks, besides, river bank erosion. Geological map of Lucknow is shown in Figure 3-4.
FIGURE 3-4: GEOLOGICAL MAP OF LUCKNOW
Lucknow District Resource Map

Uttar Pradesh

Legend

 Natural Drainage and Hydrology


Gomti River, the chief geographical feature, meanders through the city, dividing it into the Trans-Gomti and Cis-
Gomti regions. Apart from Gomti, Sai and their tributaries are other surface water source. Network of Sarda canal
system and its distributaries also partly serve as the surface water potential. Gomti River is the major source of
water supply to Lucknow City. Location of Lucknow city in the Gomti River basin is shown in Figure 3-5.

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FIGURE 3-5: LOCATION OF LUCKNOW IN GOMTI RIVER BASIN

Gomati River

Lucknow

3.2 CLIMATE
3.2.1 Temperature
Lucknow has a warm humid subtropical climate with cool, dry winters from December to February and dry, hot
summers from April to June. In winter the maximum temperature is around 25 °C (77 °F) and the minimum is in
the 3 °C (37 °F) to 7 °C (45 °F) range. Fog is quite common from late December to late January. Summers are
extremely hot with temperatures ranging from 40 °C (104 °F) to 45 °C (113 °F).
3.2.2 Rainfall
The rainy season is from mid-June to mid-September, when Lucknow gets an average rainfall of 896.2
millimeters (35.28 in) from the south-west monsoon winds, and occasionally frontal rainfall will occur in January.

3.3 FLORA AND FAUNA


Lucknow city has very low proportion of area under forest. Even in the Lucknow district the forest area is
negligible. At district level; Shisham, Dhak, Mahua, Babul, Neem, Peepal, Ashok, Khajur, Mango and Gular trees
are grown. The main crops are wheat, paddy, sugarcane, mustard, potatoes, cauliflower, cabbage, tomato and
brinjals. Similarly sunflowers, roses, and marigold are cultivated on quite a large area of the land in whole of the
district. Apart from this, many medicinal and herbal plants are also grown.

3.4 LINKAGES AND CONNECTIVITY


Lucknow is well connected to all the major cities of India like Delhi, Mumbai, Kolkata, Bhopal, Ahmedabad and
Hyderabad via rail, road and air network.

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3.4.1 Road Connectivity


The city is located at the confluence of the national highways and state highways
National Highways crossing through the city are:
 NH 24: leading towards Delhi
 NH 24B: leading towards Raibareli
 NH 25: leading towards Jhansi in Uttar Pradesh and Shivpuri in Madhya Pradesh
 NH 28: leading towards Barauni in Bihar
 NH 56: leading towards Varanasi
State Highways crossing through the city are:
 SH 40: leading towards Etawah
 SH 25: leading towards Hardoi
There are 8 major district roads crossing through Lucknow. Some of the major towns and their distance from
Lucknow city are given in the Table 3-1.
FIGURE 3-6: LUCKNOW LINKAGES AND CONNECTIVITY
Legend
Towards Delhi
National Highway
State Highway
Major Towns
Air way

Aligarh

Farukhabad

Agra
Firozabad

Gorakhpur

50 km Towards Barauni
Kanpur
Gwalior
Raibareli
100 km

150 km
Towards Shivpuri Allahabad
Varanasi
Jhansi
Towards Varanasi
200 km

TABLE 3-1: DISTANCE OF KEY TOWNS FROM LUCKNOW


Sl. No. Major Towns Distance
1 Agra 363 km
2 Allahabad 225 km
3 Kolkata 985 km
4 Kanpur 79 km
5 Varanasi 305 km
6 Delhi 497 km

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3.4.2 Rail Connectivity


Lucknow provides rail connectivity to major towns across India. Lucknow has two major railway stations, first
Charbagh main station (broad gauge) providing connectivity to Delhi, Kolkata, Bhopal, Jaisalmer etc. and
Charbagh Junction (meter gauge) for Kanpur, Mumbai, Pune, Bangalore, Ernakulam etc. Apart from these two
major stations, there are fourteen sub stations in the city area and in the surroundings.
3.4.3 Air Connectivity
Chaudhary Charan Singh International Airport located 11 km from the center of the city provides air connectivity
to major urban centers in India name a few Ahmedabad, Bangalore, Chennai, Bhubaneswar, Bhopal, Delhi,
Indore, Hyderabad, Kolkata, Mumbai Patna etc. It has both domestic as well international terminals. Apart from
daily domestic flights Lucknow airport provides direct flights to Dubai, Jeddah, Muscat and Riyad.

3.5 ADMINISTRATIVE SET UP


Lucknow is the fourth largest district of Uttar Pradesh in terms of population and in terms of area it stands at 51st
rank in state. Lucknow district is sub divided into four sub districts, eight nagar panchayat, one cantonment board
and one municipal corporation. Administrative divisions of Lucknow District are provided in Table 3-2. Lucknow
Municipal Corporation shares almost 93% of the district population as per Census 2011 figures.
TABLE 3-2: ADMINISTRATIVE SET UP OF LUCKNOW DISTRICT - 2011
Share in total
District Sub District Name of the town Population
district's urban
Lucknow 30,38,996 100%
Malihabad 17,818 0.59%
Malihabad (NP) 17,818 0.59%
Bakshi Ka Talab 65,028 2.14%
Mahona (NP) 8,557 0.28%
Itaunja (NP) 7,305 0.24%
Bakshi Ka Talab (NP) 49,166 1.62%
Lucknow 29,22,323 96.16%
Kakori (NP) 19,403 0.64%
Lucknow (M Corp.) 28,17,105 92.70%
Lucknow (CB) 63,003 2.07%
Kalli Pashchim (CT) 12,157 0.40%
Sarsawan (CT) 10,655 0.35%
Mohanlalganj 33,827 1.11%
Gosainganj (NP) 9,649 0.32%
Amethi (NP) 13,530 0.45%
Nagram (NP) 10,648 0.35%
Source: Census of India 2011

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Till the year 1884, Lucknow was administered as Municipal Committee however in the same year it was
upgraded to Municipal Board and continued working till 1995. Lucknow Nagar Mahapalika was constituted in the
year 1959 under Uttar Pradesh Nagar Mahapalika Act 1959. At the time of constitution total area under its
jurisdiction was 48 sq. km which was expanded four times to 101 sq. km, 107 sq. km, 118 sq. km and 350 sq. km
till the year 1987. Under 74th constitution amendment act Lucknow Nagar Mahapalika was again reconstituted on
31.05.94 and given the status of Municipal Corporation. Currently, population of LMC is 28.17 lakh spread over
an area of 350 sq. km with density of 8049 persons/sq.km. Lucknow city is divided into six zones and further sub
divided into 110 administrative wards (Table 3-3).
TABLE 3-3: ZONE WISE WARD DISTRIBUTION
Zones Ward Numbers
Zone 1 13, 17, 23, 29, 34, 46, 48, 57, 65, 72, 76, 79, 93, 94, 95, 100
Zone 2 3, 5, 7, 14, 33, 39, 50, 54, 55, 60, 64, 68, 71, 83, 96, 98, 106, 110
Zone 3 12, 27, 30, 32, 35, 43, 51, 56, 61, 62, 63, 67, 74, 77, 82, 84, 89, 91, 99, 102, 103
Zone 4 6, 8, 11, 24, 31, 36, 37, 38, 40, 41, 42, 45, 49, 52, 58, 81, 87
Zone 5 1, 2, 4, 10, 15, 18, 19, 20, 21, 22, 26, 28, 44, 66, 69, 73, 75, 88
Zone 6 9, 16, 25, 47, 53, 59, 70, 78, 80, 85, 86, 90, 92, 97, 101, 104, 105, 107, 108, 109
Source: Lucknow Municipal Corporation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City - Volume I

FIGURE 3-7: WARD BOUNDARY MAP OF LUCKNOW

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4.0 DEMOGRAPHIC PROFILE OF LUCKNOW CITY


4.1 POPULATION GROWTH RATE SPATIAL DISTRIBUTION
4.1.1 Decadal Population
As per the provisional census data for the year 2011, Lucknow City‟s total population is 28.17 lakh. There is a
growth of almost six times in the city population in the last six decades, from 5 lakh in the year 1951 to 28 lakh in
the year 2011. Lucknow city‟s decadal population growth rate of 28.87% for the last decade is less than the
country urban population growth rate (31.80%) and is at a little higher side from state urban population growth
rate i.e. 28.75%. Population details of Lucknow since 1951 and decadal growth in the population is shown in
Table 4-1 and Figure 4-1.
TABLE 4-1: POPULATION DETAILS FOR LUCKNOW CITY
Year Population Total - LMC Decadal Change Decadal Growth Rate
1951 4,59,484
1961 6,15,523 1,56,039 33.96%
1971 7,74,644 1,59,121 25.85%
1981 9,47,990 1,73,346 22.38%
1991 16,19,116 6,71,126 70.79%
2001 21,85,927 5,66,811 35.01%
2011 28,17,105 6,31,178 28.87%
Source: Census of India and Provisional Census Data 2011

FIGURE 4-1: LMC DECADAL POPULATION GROWTH RATE

LMC Decadal Population Growth Rate


30,00,000 80

70.79 70
25,00,000
60
Population in Number

20,00,000
Growth Rate in %

50

15,00,000 40
33.96 35.01
28.87 30
10,00,000 25.85
22.38
20
5,00,000
10

- 0
1951 1961 1971 1981 1991 2001 2011

Population Total - LMC Decadal Growth Rate

The average decadal growth rate of Lucknow city from 1951 to 2011 has been 36.14%. The graph of
demographic growth trend shows more than 70% of the growth between the year 1981 and 1991, the rapid
growth rate during this decade was due to change in the municipal boundary area. Before the year 1987, area
under municipal limits was 118 sq. km which was expanded to 350 sq. km; hence, the nearby settlements and

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villages also became part of the municipal limit resulting into high population growth for the decade. The trend of
population growth in the last two decades is towards decreasing side. The reasons for declining growth rate can
be stabilization in birth rate and heavy migration from Lucknow city towards metro cities like Delhi and Mumbai.
4.1.2 Population Distribution
The spatial distribution of population has been examined based on the ward population. LMC has 110 wards with
ward population ranging from 69,000 in ward number 21 to 11,000 in ward number 31 and an average ward
population of 25,000. Size of the wards varies a lot in the city, the ward areas towards the inner city side are
small, however, as one moves towards the periphery the ward area increases. The ward-wise population
distribution of LMC is shown in Table 4-2.
TABLE 4-2: WARD WISE POPULATION DISTRIBUTION
Ward Ward Populatio
Ward Name Population Ward Name
Number Number n
Ward 1 Ibrahim Pur 43,282 Ward 56 Dali Ganj 16,353
Ward 2 Raja Bijali Pasi 41,971 Ward 57 Vikrimaditya 17,016
Ward 3 Tilak Nagar 17,988 Ward 58 Lal Bhadur Shastri 2 23,299
Ward 4 Sarojni Nagar 1 22,717 Ward 59 Husainabad 22,074
Ward 5 Ambedkar Nagar 2 21,960 Ward 60 Labour Colony 18,365
Ward 6 Shaheed Bhagat Singh 38,910 Ward 61 Begum Hazarat Mahal 17,218
Ward 7 Malviya Nagar 18,999 Ward 62 Maha Nagar 24,040
Ward 8 Lal Bahadur Shastri 1 25,553 Ward 63 Triveni Nagar 30,739
Ward 9 Kanahiya Madhavpur 50,574 Ward 64 Kuwar Jyoti Prasad 1 17,919
Ward 10 Kharika 38,053 Ward 65 Ramtirth 15,583
Ward 11 Chinhat 54,513 Ward 66 Hind Nagar 32,880
Ward 12 Faizulla Ganj 2 55,227 Ward 67 Mankameshwar Mandir 20,828
Ward 13 Lal Kuan 19,668 Ward 68 Chandrbhanu Gupt Nagar 14,747
Ward 14 Ambedkar Nagar 1 19,946 Ward 69 Ramji Lal Nagar 24,770
Ward 15 Sarojni Nagar 2 46,057 Ward 70 Sahadad Ganj 34,253
Ward 16 Haider ganj 2 55,566 Ward 71 Neta Subhas Chandra Bose 13,367
Ward 17 Hazratganj 16,072 Ward 72 Ganesh Ganj 17,657
Ward 18 Om Nagar 23,292 Ward 73 Vidyavati 2 39,612
Ward 19 Keshri Kheda 23,588 Ward 74 Maha Kavi Jai Shankar Prashad 23,256
Ward 20 Guru Govind Singh 19,054 Ward 75 Sardar Patel 16,314
Ward 21 Sharda Nagar 68,993 Ward 76 Babu Banarsi Das 20,055
Ward 22 Gurunanak Nagar 27,010 Ward 77 Bharthendu Harishchadar 20,361
Ward 23 J.C. Bose 19,263 Ward 78 Alam Nagar 36,173
Ward 24 Indira Priya Darshini 35,400 Ward 79 Masak Ganj 19,524
Ward 25 Balaganj 35,312 Ward 80 Sitala Devi 20,501
Ward 26 Kunj Bihari 19,965 Ward 81 Rajeev Gandhi 2 26,055
Ward 27 Nirala Nagar 18,326 Ward 82 Ayodhya Das 37,800
Ward 28 Geetapalli 25,218 Ward 83 Raja Ji Puram 16,256
Ward 29 Raja Ram Mahon Rai 22,318 Ward 84 Lohiya Nagar 26,103
Ward 30 Shanker Purwa 2 53,630 Ward 85 Amber Ganj 26,973
Ward 31 Nishat Ganj 11,065 Ward 86 Kashmiri Mohola 24,452
Ward 32 Fazulla Ganj 1 52,328 Ward 87 Indira Nagar 22,154
Ward 33 Rajender Nagar 17,224 Ward 88 Vidyavati 1 26,217
Ward 34 Rani Laxmi Bai 15,832 Ward 89 Aliganj 22,266

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Ward Ward Populatio


Ward Name Population Ward Name
Number Number n
Ward 35 Jankiuram 1 31,756 Ward 90 Acharaya Narendra Dev 24,495
Ward 36 Rajeev Gandhi Nagar 1 26,795 Ward 91 Jankipuram 2 34,352
Ward 37 Ismail Ganj 1 21,207 Ward 92 Daulat Ganj 27,897
Ward 38 Methli Sharan Gupat 20,544 Ward 93 Yadu Nath Sanyal 13,780
Ward 39 Aish Bagh 14,829 Ward 94 Maulvi Ganj 17,606
Ward 40 Rafiq Ahmad Kidwai Nagar 31,412 Ward 95 Vazeer Ganj 13,468
Ward 41 Ismail Ganj 2 34,903 Ward 96 Bashirat Ganj 19,274
Ward 42 Colvin College 16,816 Ward 97 Bhawani Ganj 22,774
Ward 43 Lala Lajpat Rai 24,961 Ward 98 Yahiya Ganj 14,342
Ward 44 Chitra Gupt Nagar 29,270 Ward 99 Shanker Purwa 1 37,468
Ward 45 Paper Mill Colony 29,036 Ward 100 Najar Bagh 17,353
Ward 46 Peer Zalil 24,264 Ward 101 Ashrafabad 19,155
Ward 47 Haiderganj 1 32,543 Ward 102 Bajrang Bali 14,384
Ward 48 Mahatma Gandhi 21,552 Ward 103 Vivekanand Puri 17,010
Ward 49 Babu Jag Jeevan Ram 21,023 Ward 104 Chowk Kali Ji Bazar 18,788
Ward 50 Hardeen Rai 18,196 Ward 105 Gadhi Peer Khan 41,909
Ward 51 Kadam Rashool 22,192 Ward 106 Kundri Rakab Ganj 19,082
Ward 52 Gomti Nagar 21,938 Ward 107 Maulana Kalbe Aabid 1 23,720
Ward 53 Mallahi Tola 29,006 Ward 108 Maulana Kalbe Aabid 2 12,195
Ward 54 Kuwar Jyoti 2 17,086 Ward 109 Mallahi Tola 2 23,179
Ward 55 Moti Lal Nahru 17,087 Ward 110 Raja Bazar 18,404
Source: Census of India

4.2 POPULATION PROJECTION FOR LUCKNOW CITY


Population growth of any place not only depends upon natural increase but also on in-migration. In addition to
Lucknow‟s rapid socio-economic development that had a significant impact on the urbanization in the city, future
growth is governed to a large extent by the development patterns in the city. The extent of in-migration in
Lucknow city is mainly the impact of the key projects that are influencing socio-economic development in the city
and peri-urban areas.
The population of LMC has been projected up to the horizon year 2041 taking into consideration the decadal
population trend of Census of India and provisional figures of Census from 1951 to 2011. The population is
projected using three statistical methods viz. Arithmetic Progression Method, Incremental Increase Method and
Geometric Progression Method.
The average decadal population growth rate of Lucknow city has been 33%. There is a fluctuation in growth rate
between the decades 1981 and 1991 due to expansion of municipal boundaries and jurisdiction change. Figure
4-2 given below shows results of various population projection methods applied for Lucknow city.
TABLE 4-3: POPULATION PROJECTION FOR LUCKNOW CITY TILL THE YEAR 2041
Census Arithmetic Incremental Geometric Population Growth
Year Average
Population Progression Increase Progression Rate
1951 4,59,484
1961 6,15,523 33.96%
1971 7,74,644 25.85%
1981 9,47,990 22.38%

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Census Arithmetic Incremental Geometric Population Growth


Year Average
Population Progression Increase Progression Rate
1991 16,19,116 70.79%
2001 21,85,927 35.01%
2011 28,17,105 28.87%
2021 34,40,143 34,81,375 39,86,682 36,36,066 29.07%
2031 40,63,182 40,64,465 56,41,831 45,89,826 26.23%
2041 46,86,220 46,27,581 79,84,148 57,65,983 25.63%
Source: Projection Analysis, SENES Consultants

Average of all the three methods i.e. Arithmetic, Incremental and Geometric progression methods is best suitable
with earlier population growth trends for Lucknow city. As shown in population projection figure, average
population growth rate curve is virtually matching the census growth rate of the city. The projected population for
the year 2021, 2031 and 2041 is 36,36,066; 45,89,826 and 57,65,983 respectively for Lucknow.
FIGURE 4-2: VARIOUS METHODS OF POPULATION PROJECTION FOR LUCKNOW CITY
90,00,000

80,00,000

70,00,000

60,00,000

50,00,000

40,00,000

30,00,000

20,00,000

10,00,000

-
1951 1961 1971 1981 1991 2001 2011 2021 2031 2041

Census Population Arithmetic Progression


Incremental Increase Geometric Progression
Average Poly. (Census Population)

TABLE 4-4: PROJECTED POPULATION FOR LUCKNOW


Year 2011 2021 2031 2041
Projected
Population
28,17,105 36,36,066 45,89,826 57,65,983
Source: Projection Analysis, SENES Consultants

4.2.1 Population Density


The overall livability of a place is dependent on the population density of that place, In case of Lucknow as per
the provisional figures of Census 2011; the population density is 8049 persons/ Sq.km (approx. 80 pph). The
average population density of Lucknow city is on the lower side of the permissible limits of the UDPFI guidelines
for metropolitan cities; it is also the lowest when compared to other mega cities like Bangalore, Hyderabad,
Ahmadabad and Chennai as given in Figure 4-3.

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FIGURE 4-3: POPULATION DENSITY COMPARISON OF LUCKNOW


Density (persons/sqkm)
40,000 37,449

35,000
30,275
30,000 26,597
25,000
20,000 18,480

15,000 12,777
8,049
9,087
10,000
5,000
0
Bnagalore Ahmedabad Chennai Hyderabad Pune Lucknow

Population density of Lucknow city has remained almost same between the years 1951 and 1991 due to
continuous increase in the municipal corporation boundary. After the last expansion of city areas which took
place in the year 1987, the population density has increased manifold from 4262 persons per sq. km (46 pph) in
1991 to 8049 persons per sq. km (approx. 80 pph) in 2011 due to continuous growth in the population. From
1951 to 2011 changes in population density figures and area in Lucknow city has been given in Table 4-5.
TABLE 4-5: LUCKNOW POPULATION DENSITY SCENARIO OVER THE YEARS
Year Population Total - LMC Area in sqkm Density (persons/sqkm)
1951 4,59,484 48 9573
1961 6,15,523 107 5753
1971 7,74,644 101 7670
1981 9,47,990 118 8034
1991 16,19,116 350 4626
2001 21,85,927 350 6246
2011 28,17,105 350 8049
Source: Census of India

Ward wise population density: The average population densities of wards in LMC is 240 pph. Ward numbers
46, 79, 89, 90, 94, 107 have the highest density which is more than 800 pph whereas ward numbers 4, 17, 19,
20, 25, 40, 47 have least density which is less than 30 pph. As shown in the Figure 4-4, wards in the core city
area have higher density than the wards on the periphery areas. Wards along the Gomti River have high density.
The overcrowding in these wards is the consequence of being the old historic city with specialized and intense
trade and commerce activities being taken up; the overcrowding indicated by the densities call for decongestion
of these areas. Ward wise population density and their comparison with UDPFI guidelines have been given in
Table 4-6.
TABLE 4-6: WARD WISE DENSITY ANALYSIS FOR LUCKNOW
Ward Density Comparison with UDPFI Norms
Name of the Ward Area ha Population
No. (persons/ha) (125-175 persons/ha)
1 Ibrahim Pur 387 43282 112 Within the standard
2 Raja Bijali Pasi 829 41971 51 Within the standard
3 Tilak Nagar 63 17988 286 Above the standard
4 Sarojni Nagar 1 896 22717 25 Below the standard
5 Ambedkar Nagar 2 231 21960 95 Below the standard
6 Saheed Bhagat Singh 893 38910 44 Below the standard
7 Malviya Nagar 119 18999 160 Within the standard
8 Lal Bhadur Shastri 1 542 25553 47 Below the standard

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Ward Density Comparison with UDPFI Norms


Name of the Ward Area ha Population
No. (persons/ha) (125-175 persons/ha)
9 Kanahiya Madhavpur 376 50574 135 Within the standard
10 Kharika 351 38053 108 Below the standard
11 Chinhat 876 54513 62 Below the standard
12 Faizulla Ganj 2 1181 55227 47 Below the standard
13 Lal Kuan 26 19668 756 Above the standard
14 Ambedkar Nagar 1 231 19946 86 Below the standard
15 Sarojni Nagar 2 1061 46057 43 Below the standard
16 Haiderganj 2 560 55566 99 Below the standard
17 Hajratganj 1203 16072 13 Below the standard
18 Om Nagar 77 23292 302 Above the standard
19 Keshri Kheda 1957 23588 12 Below the standard
20 Guru Govind Singh 893 19054 21 Below the standard
21 Sharda Nagar 918 68993 75 Below the standard
22 Gurunanak Nagar 108 27010 250 Above the standard
23 J.C. Bose 197 19263 98 Below the standard
24 Indira Priya Darshini 545 35400 65 Below the standard
25 Balaganj 1639 35312 22 Below the standard
26 Kunj Bihari 139 19965 144 Within the standard
27 Nirala Nagar 96 18326 191 Above the standard
28 Geetapalli 210 25218 120 Below the standard
29 Raja Ram Mahon Rai 336 22318 66 Below the standard
30 Shanker Purwa 2 414 53630 130 Within the standard
31 Nishat Ganj 55 11065 201 Above the standard
32 Fazulla Ganj 1 573 52328 91 Below the standard
33 Rajender Nagar 67 17224 257 Above the standard
34 Rani Laxmi Bai 122 15832 130 Within the standard
35 Jankiuram 1 400 31756 79 Below the standard
36 Rajeev Gandhi Nagar 1 646 26795 41 Below the standard
37 Ismail Ganj 1 435 21207 49 Below the standard
38 Methli Sharan Gupat 279 20544 74 Below the standard
39 Aish Bagh 42 14829 353 Above the standard
40 Rafiq Ahmad Kidwai Nagar 959 31412 33 Below the standard
41 Ismail Ganj 2 252 34903 139 Within the standard
42 Colvin College 148 16816 114 Below the standard
43 Lala Lajpat Rai 100 24961 250 Above the standard
44 Chitra Gupt Nagar 376 29270 78 Below the standard
45 Paper Mill Colony 61 29036 476 Above the standard
46 Peer Zalil 25 24264 971 Above the standard
47 Haiderganj 1 1203 32543 27 Below the standard
48 Mahatma Gandhi 197 21552 109 Below the standard
49 Babu Jag Jeevan Ram 233 21023 90 Below the standard
50 Hardeen Rai 107 18196 170 Within the standard
51 Kadam Rashool 100 22192 222 Above the standard
52 Gomti Nagar 321 21938 68 Below the standard
53 Mallahi Tola 156 29006 186 Above the standard
54 Kuwar Jyoti 2 78 17086 219 Above the standard
55 Moti Lal Nahru 78 17087 219 Above the standard
56 Dali Ganj 63 16353 260 Above the standard
57 Vikrimaditya 491 17016 35 Below the standard
58 Lal Bhadur Shastri 2 542 23299 43 Below the standard
59 Husainabad 239 22074 92 Below the standard
60 Lebour Colony 163 18365 113 Below the standard

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Ward Density Comparison with UDPFI Norms


Name of the Ward Area ha Population
No. (persons/ha) (125-175 persons/ha)
61 Begam Hazarat Mahal 76 17218 227 Above the standard
62 Maha Nagar 201 24040 120 Below the standard
63 Triveni Nagar 365 30739 84 Below the standard
64 Kuwar Jyoti Prasad 1 132 17919 136 Within the standard
65 Ramthirath 61 15583 255 Above the standard
66 Hind Nagar 773 32880 43 Below the standard
67 Mankameshwer Mandir 123 20828 169 Within the standard
68 Chandrbhanu Gupt Nagar 41 14747 360 Above the standard
69 Ramji Lal Nagar 102 24770 243 Above the standard
70 Sahadad Ganj 226 34253 152 Within the standard
71 Neta Subash Chandr Bose 167 13367 80 Below the standard
72 Ganesh Ganj 25 17657 706 Above the standard
73 Vidyavati 2 170 39612 233 Above the standard
74 Maha Kavi Jai Shankar Prashad 122 23256 191 Above the standard
75 Sardar Patel 187 16314 87 Below the standard
76 Babu Banarsi Das 55 20055 365 Above the standard
77 Bharthendu Harishchadar 292 20361 70 Below the standard
78 Alam Nagar 1063 36173 34 Below the standard
79 Masak Ganj 16 19524 1220 Above the standard
80 Sitala Devi 65 20501 315 Above the standard
81 Rajeev Gandhi 2 278 26055 94 Below the standard
82 Ayodhya Das 119 37800 318 Above the standard
83 Raja Ji Puram 99 16256 164 Within the standard
84 Lohiya Nagar 86 26103 304 Above the standard
85 Amber Ganj 81 26973 333 Above the standard
86 Kashmiri Mohola 53 24452 461 Above the standard
87 Indira Nagar 239 22154 93 Below the standard
88 Vidyavati 1 120 26217 218 Above the standard
89 Aliganj 27 22266 825 Above the standard
90 Acharaya Narendra Dev 16 24495 1531 Above the standard
91 Jankipuram 2 507 34352 68 Below the standard
92 Daulat Ganj 144 27897 194 Above the standard
93 Yadu Nath Sanyal 29 13780 475 Above the standard
94 Maulvi Ganj 21 17606 838 Above the standard
95 Vazeer Ganj 27 13468 499 Above the standard
96 Bashirat Ganj 38 19274 507 Above the standard
97 Bhawani Ganj 29 22774 785 Above the standard
98 Yahiya Ganj 46 14342 312 Above the standard
99 Shanker Purwa 1 266 37468 141 Within the standard
100 Najar Bagh 26 17353 667 Above the standard
101 Ashrafabad 52 19155 368 Above the standard
102 Bajrang Bali 171 14384 84 Below the standard
103 Vivekanand Puri 149 17010 114 Below the standard
104 Chowk Kali Ji Bazar 30 18788 626 Above the standard
105 Gadhi Peer Khan 218 41909 192 Above the standard
106 Kundri Rakab Ganj 63 19082 303 Above the standard
107 Maulana Kalbe Aabid 1 29 23720 818 Above the standard
108 Maulana Kalbe Aabid 2 33 12195 370 Above the standard
109 Mallahi Tola 2 156 23179 149 Within the standard
110 Raja Bazar 26 18404 708 Above the standard
Total 33,305 28,171,05
Source: Census of India and LMC

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FIGURE 4-4: WARD WISE POPULATION DENSITY MAP

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4.2.2 Migration Pattern in Lucknow


The main reasons of migration are related with economic factors such as employment and business, various
other social reasons like movement of family members from the rural to urban areas due to marriage and other
social ties. The higher level of migration of educated, skilled and semi-skilled workers from the rural areas to the
urban areas has been observed in Lucknow city. As per the data available from “Study on Counter Magnet Areas
to Delhi & NCR by National Capital Region Planning Board”, total in-migrants in Lucknow city for the decade
1991-2001 have been 2,36,788 in numbers and out migration was 75,486. Table 4-7 shows the in-out
migration pattern of some of the major towns of Uttar Pradesh. As shown in the table, Lucknow city attracts
maximum number of migrants followed by Kanpur and Meerut city.
TABLE 4-7: MIGRATION PATTERN IN KEY TOWNS OF UTTAR PRADESH 1991-2001
Cities In Migration Out Migration
Lucknow 2,36,788 75,486
Meerut 1,15,870 1,37,589
Agra 84,025 1,07,301
Kanpur 1,78,397 45,052
Allahabad 76,191 89,092
Bareli 86,352 1,00,634
Varanasi 68,324 85,724
Source: On Counter Magnet Areas to Delhi & NCR by National Capital Region Planning Board

Maigration
FIGURE 4-5: MIGRATION PatternINin
PATTERN KeyOF
SOME Towns
THE Mof UP TOWNS OF UP
AJOR

250000

200000

150000

100000

50000

0
Lucknow Meerut Agra Kanpur Allahabad Bareli Varanasi

In Migration Out Migration

4.3 OTHER POPULATION INDICATORS


4.3.1 Sex Ratio
One of the basic demographic characteristics of the population is the sex composition. Sex ratio is defined as
“the number of females per 1000 males”. In any study of population, analysis of sex composition plays a vital
role. The sex composition of population is affected by differentials in mortality conditions of males and females,
sex selective migration and sex ratio at birth. As per provisional figures 2011, Census of India, the Sex ratio of
LMC is 928 females per thousand males which is higher than the district (917) and state (908) however lower
than the national level figures i.e. 940. Sex ratio in the city has shown improvement from the last year census
from 893 females per 1000 males in 2001 to 928 females per 1000 males in the year 2011. The ward-wise sex
ratio of Lucknow shows that the highest sex ratio of 1040 is found in ward number 103 while the lowest is found
in ward number 67 with 796 females per 1000 males in 2011.

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Total children (0-6 age group) in Lucknow city are 293,697 accounts to 10% of the total population. Out of the
total age group 0-6 population, 52% accounts for male population while 48% accounts for female population.
Child sex ratio of girls is 896 per 1000 boys which is less than the total sex ratio of the city.
TABLE 4-8: POPULATION DETAILS OF AGE GROUP 0-6
Indicators Population (%)
Population total (Age group 0-6) 2,93,697 10.43%
Male Population 1,54,226 10.56%
Female Population 1,39,471 10.28%
Sex Ratio for 0-6 age group 904 --
Source: Census of India

TABLE 4-9: WARD WISE LITERACY RATE AND SEX RATIO


Literacy Sex Ward Literacy Sex Literacy Sex
Ward Number Ward Number
Rate Ratio Number Rate Ratio Rate Ratio
Ward No 1 84.23% 921 Ward No 38 88.06% 986 Ward No 75 86.21% 904
Ward No 2 76.04% 891 Ward No 39 85.91% 940 Ward No 76 83.26% 922
Ward No 3 73.95% 962 Ward No 40 86.95% 912 Ward No 77 84.11% 942
Ward No 4 77.31% 892 Ward No 41 85.73% 952 Ward No 78 83.34% 912
Ward No 5 68.60% 899 Ward No 42 88.95% 903 Ward No 79 82.42% 916
Ward No 6 73.52% 881 Ward No 43 84.33% 920 Ward No 80 89.36% 933
Ward No 7 79.81% 899 Ward No 44 92.13% 927 Ward No 81 94.13% 917
Ward No 8 81.01% 938 Ward No 45 81.96% 927 Ward No 82 75.23% 933
Ward No 9 70.31% 909 Ward No 46 79.86% 963 Ward No 83 88.55% 959
Ward No 10 86.80% 920 Ward No 47 66.26% 922 Ward No 84 92.74% 939
Ward No 11 82.40% 887 Ward No 48 84.69% 951 Ward No 85 66.88% 940
Ward No 12 75.37% 887 Ward No 49 92.50% 907 Ward No 86 76.40% 934
Ward No 13 87.52% 934 Ward No 50 91.31% 946 Ward No 87 89.23% 1072
Ward No 14 75.93% 898 Ward No 51 71.48% 955 Ward No 88 94.21% 956
Ward No 15 83.39% 886 Ward No 52 85.52% 942 Ward No 89 87.30% 944
Ward No 16 69.76% 887 Ward No 53 76.96% 927 Ward No 90 84.96% 944
Ward No 17 79.84% 882 Ward No 54 86.72% 929 Ward No 91 88.15% 934
Ward No 18 92.14% 955 Ward No 55 87.37% 936 Ward No 92 68.39% 914
Ward No 19 85.72% 937 Ward No 56 79.57% 957 Ward No 93 89.87% 965
Ward No 20 84.59% 930 Ward No 57 81.16% 919 Ward No 94 80.42% 910
Ward No 21 88.07% 916 Ward No 58 92.45% 927 Ward No 95 72.29% 951
Ward No 22 89.30% 912 Ward No 59 71.95% 918 Ward No 96 86.75% 937
Ward No 23 81.88% 966 Ward No 60 86.15% 944 Ward No 97 74.95% 942
Ward No 24 82.71% 935 Ward No 61 83.59% 1035 Ward No 98 87.85% 925
Ward No 25 71.48% 935 Ward No 62 83.47% 913 Ward No 99 88.21% 938
Ward No 26 91.35% 931 Ward No 63 88.78% 928 Ward No 100 83.32% 960
Ward No 27 84.14% 947 Ward No 64 90.74% 944 Ward No 101 73.79% 985
Ward No 28 87.30% 919 Ward No 65 86.10% 935 Ward No 102 93.78% 966
Ward No 29 84.03% 890 Ward No 66 85.65% 937 Ward No 103 86.48% 1040
Ward No 30 82.61% 918 Ward No 67 81.35% 796 Ward No 104 88.87% 970
Ward No 31 84.67% 978 Ward No 68 81.81% 942 Ward No 105 68.25% 945
Ward No 32 81.13% 934 Ward No 69 91.46% 946 Ward No 106 74.84% 941
Ward No 33 82.90% 949 Ward No 70 82.99% 918 Ward No 107 74.42% 938
Ward No 34 82.53% 891 Ward No 71 68.66% 933 Ward No 108 76.57% 985
Ward No 35 83.27% 909 Ward No 72 84.54% 940 Ward No 109 75.75% 940
Ward No 36 90.25% 938 Ward No 73 93.10% 920 Ward No 110 83.11% 980
Ward No 37 91.71% 988 Ward No 74 83.98% 915
Source: Census of India
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4.3.2 Literacy Rate


Literacy rate reflects the socio- economic development of any region. Lucknow city has the highest literacy rate
of 82.50% when compared to the district, state and urban India literacy rate. The high literacy rate can be
attributed to Lucknow city being one of the leading centers of higher education in the state. Table 4-10 shows
the literacy rate comparison of Lucknow with state and country.
TABLE 4-10: LUCKNOW LITERACY RATE COMPARISON WITH COUNTRY AND STATE
Urban Area Literacy Rate
Urban India 80.73%
Urban Uttar Pradesh 77.01%
Urban Lucknow District 81.91%
LMC 82.50%
Source: Census of India and Provisional Census Data 2011

The literacy rate of Lucknow city has increase from 77.11% in 2001 to 85.20% in 2011 Census. Males have a
higher literacy rate at 86.04% compared to 78.70% for females. However, the gap between literacy rates for
males and females has narrowed, compared to that prevailing in 2001.
TABLE 4-11: LITERACY RATE DETAILS IN LUCKNOW CITY
2001 Census 2011 Census
Description
Literates % Literates %
Total Literates 14,74,733 77.11% 20,81,727 82.50%
Male Literates 8,27,793 81.72% 11,24,261 86.04%
Female Literates 6,46,940 71.91% 9,57,466 78.70%
Source: Census of India, 2001 and Provisional Census Data 2011

4.3.3 SC & ST Population


Schedule Caste and Schedule Tribe population are two main determinants of social composition of any city in
India. Soon after independence the Indian government is taking initiatives to uplift and bring the people these
groups at par with the society; hence, the needs of this section of society should be taken into account in any
development project to ensure inclusive and holistic development. In Lucknow city, the Scheduled caste
contributes 10.75% of the total population while the Scheduled tribe contributes a minimal of 0.22% of the total
population in year 2011.
TABLE 4-12: SC & ST POPULATION SHARE IN LUCKNOW CITY
SC Population ST Population
Description
Total % Total %
Total Population 302938 10.75% 6,319 0.22%
Male Population 159411 10.91% 3,376 0.23%
Female Population 143527 10.58% 2,943 0.22%
Source: Census of India

4.4 ECONOMIC PROFILE OF LUCKNOW


Being a district headquarters and the capital of Uttar Pradesh, Lucknow‟s key economic areas are administrative
and commercial activities. There has been a continuous growth in administrative units (government and private),
commercial establishments, service centers etc.

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4.4.1 Economic Base


4.4.1.1 Industrial Scenario
Traditionally Lucknow has always been center of administration, trade and culture; hence, industrial development
has taken a backseat here. Lucknow has been famous for house hold and small industries; however, it has not
been successful in attracting the large and medium scale industries. Approximate 1000 ha of the area in
Lucknow come under industrial use which is only 6% of the total master plan area. As discussed with the
officials, there has been hardly any new development with respect to setting up of new industries in Lucknow in
the last two decades. There are in total six major industrial estates in Lucknow and category of industrial units
are agro based, cotton textile, woolen textile, jute based, readymade garments, paper products, leather goods,
embroidery works.
TABLE 4-13: KEY INDUSTRIAL ESTATES IN LUCKNOW
Land No of No of
Sl. Name of the Land acquired No of No. of Units in
developed allotted Vacant
No. industrial estate (In acre) Plots Production
(In acre) Plots Plots
1 Talkatora 48.66 48.66 130 31 130 31 -- 104
2 Chinhat 701.76 671.12 146 140 06 103
3 Sarojni Nagar 235.09 235.09 150 150 08 93
4 Amousi 236.90 236.90 91 91 05 63
5 Kursi Road NA NA NA NA NA NA
6 Sitapur Road NA NA NA NA NA NA
Total 1222.41 1191.77 548 548 19 363
Source: District Industrial Centre, Lucknow

Under large and medium scale enterprises major industrial units in Lucknow and nearby area are:
1. Hindustan Aeronautics Limited, Faizabad Road, Lucknow.
2. Scooter India Ltd. (Govt. of India Undertaking), Sarojini Nagar Industrial Estate, Lucknow.
3. Tata Motors Ltd., Deva Road, Chinhat, Lucknow.
4. UP Asbestos Ltd., Mohanlalganj, Lucknow.
5. Varuna Spinning Mills (P) Ltd., Kanpur Road, Lucknow.
6. Eveready Industries (India) Ltd., Talkatora Road, Lucknow.
7. Shyam Vanaspati Ltd., Industrial Area, Amausi, Lucknow.
8. Organics India (P) Ltd., Kamta, Faizabad Road, Chinhat, Lucknow.
9. Omax Auto Ltd., Tata Vendor Park, Chinhat, Lucknow.
10. Amar Ujala Publication Ltd., B-5 Industrial Area, Amausi, Lucknow.
11. Samradhi Cement Ltd., Raibereilly Road, Lucknow
12. Tata Marcopolo Motor Ltd., Chinhat Industrial Area, Lucknow.
13. PTC Industries, Alambagh, Lucknow.
Major exportable items from Lucknow are Automobile vehicles/parts and Chikan garments, other items are
Synthetic yarn, Herbal Products, Engineering goods etc. A brief summary of the major clusters in Lucknow has
been given below.
 Chikankari Cluster: Chikankari is one the oldest industrial cluster of Lucknow. Currently Lucknow Chikankari
Audhyogic Utpadan Sahkari Samiti Ltd. is special purpose vehicle (SPV) taking care of the chikan industries
in Lucknow. There are almost 6,000 operation units with 1.5 lakh of the workers in the sector. Approximate
turnover of the cluster is Rs. 500 crore including export of worth Rs. 20 crore to various countries. Some of
the key issues in the sector are un-organized sector, completion with machine embroidery items, less fund
flow, unorganized artisan cluster etc.
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 Terracotta Toys & Novelties Cluster: Lucknow Terracotta Toys & Novelties Cluster Audhyogic Utpadan
Sahkari Samiti Ltd. special purpose vehicle is responsible for Terracotta Toys & Novelties units in Lucknow.
There are approx. 1000 units in Lucknow with total turnover of Rs. 5 crore and providing employment to 5000
workers.
 Steel Furniture Cluster: Lucknow Steel Furniture Cluster Vikas Samiti looks after the steel furniture units in
Lucknow city. There are approx. 5000 units in Lucknow with total turnover of Rs. 400 crore and providing
employment to 12000 workers. Major drawback of this cluster is that major part of the cluster is unorganized.
 Service Enterprises: Being the administrative head of the state and center of education Lucknow is
attracting service industry. The Ministry of Communications and Information Technology initiated setting up of
Software Technology Parks in 2001 across the country. Lucknow is also one of the selected cities for the
smart city project of STPI. Currently, biotechnology and information technology are the two focus areas to
promote economic development in and around the city. Some of the key service industries in Lucknow are
Tata Consultancy Services, Tata Televises Ltd., Vodafone, Reliance, Airtel etc. With the support of
Department of Biotechnology, Govt. of India, New Delhi and Department of Science & Technology, Govt. of
UP; Lucknow Biotech Park has been established along Sitapur Road in Jankipuram. Construction work for
the Biotech Park is completed and industrial units are being set up.
 Education Centers: Lucknow is the hub of educational and research related facilities in Uttar Pradesh.
There are many premier institutes located in and around the city area such as IIM Lucknow, King George
Medical University, University of Lucknow, Dr, Manohar Lohia National Law University, Babasaheb Bhimrao
Ambedkar University, Sanjay Gandhi Post Graduate Institute of Medical Science, Dr. Ram Manohar Lohia
Medical University, Dr. Shakuntala Misra National Rehabilitation University, Institute of Engineering and
Technology, Urdu Arbi Farsi University, UPTU, Biotechnology Park etc. Prominent institute of Council of
Scientific and Industrial Research like Central Drug Research Institute, Indian Toxicological Research Centre,
National Botanical Research Institute and Central Institute of Medical and Aromatic Maps are also located in
Lucknow.
4.4.1.2 Tourism
Lucknow is one of the major tourist destinations in Uttar Pradesh famous for its heritage structures and nawabi
culture. Lucknow is also known as cultural capital of the state. Since the times of Awadh and Mughal s‟
spectacular monuments have been constructed which are now places of tourist attraction and contribute to the
tourism economy. Apart from monuments within the city there are other places of tourism interest around
Lucknow such as Kukrail, Dhudhwa National Park, Kishanpur Wildlife sanctuary etc. The detail analysis of
heritage and tourism activities is given in Chapter 11.0.
4.4.1.3 Trade and Commerce
Wholesale trade and retail trade and commerce flourishes in Lucknow as one of the important part of the daily
activities of the city‟s population. The city serves as the regional wholesale market for food grains and other
commodities and also for agricultural produce such as green peas, wheat, rice, pulses, oilseeds, maize, etc.,
which are cultivated in the rural hinterland.
A. Retail Sector: Currently Central Business District of Lucknow Comprise of Hazrat Ganj, Aminabad and
Chauk which are almost 150 years old commercial centers. Apart, other major markets in Lucknow are
Nishatganj, Gol Market, Indira Nagar, Gomti Nagar, Kapoorthala etc. Main commercial activities observed in
these areas are corporate offices/ headquarters for manufacturing and service units, business process
outsourcing centers, call centers, banking, insurance, retail trading, shopping malls, entertainment, cinema
theatres, heath services, educational institutions, hotels and restaurants etc. There are in total 50,056
commercial establishments in Lucknow which provide employment to approx. 3 to 4 lakh of people.
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Picture 4-1: Chauk Market Picture 4-2: Hazrat Ganj Market

Picture 4-3: Aminabad Picture 4-4: Janpath


B. Wholesale Markets: Major wholesale markets in old Lucknow area are Dubagga, Yahiyaganj, Fatehganj,
Dollyganj, Pandeyganj, Udayganj and Sadatganj deal majorly in grains and vegetables.

Picture 4-5: Dubagga Whole Sale Market for Fruits and Vegetables

C. Informal Sector:
As per the general standard, 2 to 2.5% of city‟s population works as street vendors; however, in Lucknow city this
ratio has been on higher side where almost 5% of the population i.e. 1.5 lakhs people are engaged in various
informal sectors like street vendors, weekly markets, road side stalls etc.
Weekly Markets: Week weekly markets are organized in different parts of the city in an unorganized way.
Tuesday weekly market held at Alambagh, Wednesday market at Nishatganj, Thursday market at Aminabad and
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Nazirabad, Saturday market at Sadar and Sunday market at Nakkas Chauk. Apart from these major weekly
markets there are other small weekly markets held in various areas of city.

Picture 4-6: Informal Weekly Markets


Street Hawkers/Vendors:
Street vendors in Lucknow are very important segment of unauthorized activities which include street hawkers,
service providers, pheri walas, rehri wala, side walk traders etc. Street vendors provide valuable services to
urban masses in Lucknow and are found in every nook and corner of the city. There is no specific place marked
for these street vendor in any part of the city therefore they are bound to encroach the roads and footpaths and
open places available.

Picture 4-7: Street Vendors

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FIGURE 4-6: MAP SHOWING COMMERCIAL AND INDUSTRIAL AREAS IN LUCKNOW

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4.4.2 Workforce Participation Rate


The percentage of dependent population is indicated by the parameter of work participation which is 33.52% in
Lucknow. Of the 9,44,295 total number of workers in Lucknow in 2011, main workers comprised 80.11% and
marginal workers including those seeking employment was 19.89%. The work force participation rate of LMC is
higher than the national level.
TABLE 4-14: WORK FORCE PARTICIPATION RATE COMPARISON BETWEEN LMC, INDIA AND UP
Particulars Total Workers Male Workers Female Workers WFPR%
Urban India 92,278,654 76,175,323 16,103,331 32.25%
Lucknow District Urban 10,20,646 8,20,238 2,00,408 33.58%
LMC 9,44,295 7,55,085 1,89,210 33.52%
Source: Census of India

Out of the total population, 27% are the main workers and 7% are marginal workers and rest of the population is
non-working which is 66% of the total. Table 4-15: shows the work participation rate for Lucknow city.
TABLE 4-15: WORKFORCE PARTICIPATION RATE FOR LMC
Categories No. of persons % of total working population
Main Working 7,56,483 80.11%
Cultivators 9,675 1.28%
Agriculture 13,433 1.78%
HH Industries 47,086 6.22%
Other Workers 6,86,289 90.72%
Marginal working 1,87,812 19.89%
Cultivators 5,233 2.79%
Agriculture 8,280 4.41%
HH Industries 14,860 7.91%
Other Workers 1,59,439 84.89%
Total Working Population (Main + Marginal) 9,44,295 33.52%
Non-working 18,72,810 66.48%
Source: Census of India

FWork
IGUREForce Participation
4-7: WORKFORCE Rate in Lucknow
PARTICIPATION RATE INCity
LUCKNOW

Other Workers
24%
Non working
67% Main Worker
26%

Cultivators
0%
Marginal working Agriculture
7% HH Industries
0%
2%

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The data indicates that, in Lucknow city majority of workers are in the others category which by definition has
more of the tertiary sector workers. Of the total population 30% of the population is engaged in tertiary sector
(service sector) followed by 2% in secondary and 1% in primary sector. Figure 4-8 shows the occupational
structure of LMC.
Occupational
FIGURE 4-8: OCCUPATIONAL Classification
CLASSIFICATION OF LUCKNOW (2011)

Primary Secondary
1% 2%

Tertiary
30%

Non working
67%

4.4.3 Key issues for Trade and Commerce Sector


 Use of ground water for industrial purpose.
 No separate feeder is available for industrial units resulting into heavy power cuts.
 Unavailability of sewerage lines in industrial areas hence sewage is discharged into storm water drains
which finally meets the natural water bodies.
 Expansion of existing industrial areas is not possible due to unavailability of land.
 Heavy traffic jams on the commercial roads such as Aminabad, Chauk, and Kapoorthala due to loading
and unloading activities throughout the day which causes sound and air pollution in the nearby
residential areas.
 Unorganized informal shops on the roads leading to narrowing of road width and causing traffic jams.
 No specific space is available for weekly and informal markets in the city.

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5.0 URBAN GROWTH AND LAND USE


5.1 SPATIAL GROWTH PATTERN
From a small Lakhanpur village, Lucknow has grown to a metropolis with 28 lakh of population spread over an
area of 350 sq. km. In the year 1951, total area under LMC was only 48 sq. km and in the period of 40 years it
has increased nine folds. Last expansion of LMC boundary was done in the year 1987 after including
surrounding villages. Since then no amendments in the boundary has taken place. Expansion of LMC area over
the years has been shown in Table 5-1.
TABLE 5-1: EXPANSION OF LMC AREA OVER THE YEARS
Year Population Total - LMC Area in sq. km
1951 4,59,484 48
1961 6,15,523 107
1971 7,74,644 101
1981 9,47,990 118
1991 16,19,116 350
2001 21,85,927 350
2011 28,17,105 350
Source: Lucknow Municipal Corporation

Gomti River life line of Lucknow city divides the city into two parts Trans Gomti and Cis Gomti and the city has
grown along both the sides in a circular manner with NH and SH network radiating out form the city in all the
directions. The central business district (CBD) of Lucknow is located in the heart of the city and the urban sprawl
of the city has resulted in the city growing outwards in all directions. The driving forces for the growth of the city
were capital city, administration hub, educational hub and trade and commerce activities which have been
continuous attraction for the people of rural and nearby urban areas. The CBD of Lucknow is the high density
zone with major land use under residential and commercial activities. The old city is congested with its narrow
roads and lack of open spaces. Majority of the middle and high income groups are inhabited on the peripheral
newly developed areas. Due to growing population, the demand of new residential areas is also increasing
resulting into development of new colonies such as Gomti Nagar, Rajajipuram and Indira Nagar. Also in the
previous decade Lucknow has seen real estate boom in terms of various integrated townships in the outer skirts
of the city. The urban sprawl has taken place in all directions but more significantly in the eastern and northern
directions. Significant changes in land use are evident in the southern part of the city also.

5.2 LAND USE PATTERN – 2021 MASTER PLAN


As per Master Plan 2021 the developed municipal area in the year 1987 was 9,170 ha which was increased to
16,270 ha in the year 2005. The Lucknow Master Plan was prepared in the year 2004-05 for the year 2021
covering the total area of 413 sq. km. Table 5-2 presents the land use distribution pattern of Lucknow city for
the year 1987 and 2004-05. Estimated area in the year 1987 was 9170 hectare which has increased by 77.4% in
the year 2004-05. Trends in land uses have been interesting, especially the fact that residential use has grown
dramatically in comparison to all other uses, although there has also been notable growth in commercial,
industrial and public sector land use.

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TABLE 5-2: LAND USE DISTRIBUTION FOR LUCKNOW


1987 2004-05
Land use Category Change in %
Area in Ha % in total Area in Ha % in total
Residential 4,486 48.92% 8,945 54.98% 99.40%
Commercial 224 2.44% 360 2.21% 60.88%
Institutional 475 5.18% 560 3.44% 17.97%
Industrial 596 6.50% 990 6.08% 66.05%
Recreational 346 3.78% 435 2.67% 25.55%
Public Services 902 9.84% 1,410 8.67% 56.32%
Transport 952 10.38% 1,240 7.62% 30.25%
Water Bodies 194 2.11% 310 1.91% 60.07%
Open Area 996 10.86% 2,020 12.42% 102.78%
Total 9,171 100.00% 16,270 100.00% 77.41%
Source: Lucknow Master Plan 2021

Residential Areas: A per the land use


Lucknow Landuse Distribution 1987
data of the year 2004-05, 55% of the
total land is under residential use. There Water Bodies
2%
Open Area
has been drastic change in % of 11%
Transport
residential land use between the year 10% Residential
1987 and 2005. Key reasons for the Public Services 49%
10%
increase in residential area have been
growing population, development of new Industrial
7%
colonies by LDA, AVP and private
Recreational
developers. 4%

Commercial Areas: Only 2% of the land Institutional Commercial


5% 2%
area comes under commercial land use
which is not in conformity to the standards provided by UDPFI guidelines, which suggests approximate 5% of the
city area should come under commercial use. Hazrat Ganj, Aminabad, Chauk are the old markets located in old
Lucknow area. Apart, Yayhiyaganj,
Lucknow Landuse Distribution 2004-05
Fatehganj, Sadatganj are the whole sale
Water Bodies
market area in the city. In the newly 2%
developed areas Nishatganj, Transport
Open Area
12%
Kapoorthala, Gol Market, Indiranagar 8%
Public
and Gomti Nagar are prominent. In the Services
Residential
9%
newly developed areas the growth 55%

pattern of commercial land use has been


haphazard and irregular due to slow and Recreational
3%
unplanned development. Industrial
6%
Institutional
Institutional Areas: 3% of the land area 3% Commercial
2%
comes under institutional use as per
Lucknow Master Pan. Major institutional areas are located in Vidhan Sabha Marg and Kaiserbagh area. The
areas with new development have provision for setting up of office buildings in commercial areas hence there
has been expansion of institutional area in Lucknow.
Industrial Areas: Lucknow city has been famous for small scale and house hold industries however there are
few areas in the outer skirts of the city such as Amousi, Sarojni Nagar at Kanpur road where industrial
development has taken place. Apart, Aish Bagh and Deva Marg areas also attracted industrial units. 6% of the
land use comes under industrial use.
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FIGURE 5-1: LAND USE MAP OF LUCKNOW CITY

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Recreational Areas: Only 3% of the land area comes under recreational uses. Key parks in Lucknow city are
Begum Hazrat Mahal Park, Dayanidhan Park, Suraj Kund Park, Shaheed Samrak, Budha Park, Botanical
Garden, Ambedkar Park, Hathi Park, Nimboo Park, Residency and Geological Garden. Major open areas in
Lucknow are situated along Gomti River whereas the old city area lacks in open spaces and green areas.
Water Bodies: Lucknow city is situated along the banks of River Gomti. Apart from the river, there are few water
bodies in the form of pond and lake such as Moti Jheel, Chand Jheel, Kathouta Jheel, Ahal Jheel etc. Presently
most of the water bodies have dried up and have become polluted due to non-maintenance.
Public Services: 10% of the city area falls under public services use such as university, colleges, medical
facilities, training centers, research institutes etc. Lucknow city is progressing in providing the various kinds of
medical and educational facilities not only to the city people but to the nearby villagers also.

5.3 MASTER PLAN 2021 EXTENSION


Town and Country Planning Department, Uttar Pradesh has added 197 villages in master plan boundary with
total area of 53,041 ha excluding the forest area through Act 6, notification number 174 dated 27th January 2009.
37 villages out of total 197 villages fall under Lucknow Industrial Development Authority (LIDA) with total area of
14,126 ha. After incorporation of additional area, total developed and developable area in Lucknow comes to
approximately 980 sq. km. Various new proposals have been given for newly extended area such as outer ring
road to avoid the pressure on existing road networks, provision of green belt, cattle colony, dumping ground,
ware housing, truck terminal etc. Figure 5-2 shows the extended master plan boundary for 2021.

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FIGURE 5-2: EXTENDED MASTER PLAN BOUNDARY FOR LUCKNOW

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5.4 FUTURE GROWTH DIRECTIONS


The growth directions for Lucknow have been envisaged towards northern, western and south eastern directions.
Kanpur Road, Sultanpur Road, Hardoi Road, Faizabad Road are the major direction for future growth. New
developments in form of townships and apartments can be seen in these areas. Construction of outer ring road
and bund along the river can boost up the development in all the parts of the city. Currently the growth corridors
pass through eastern, western and southern directions. There is restriction of growth in the south western
direction due to presence of air funnel area and industrial development area further to it. Figure 5-3 shows the
potential growth directions for future development of Lucknow city.
LIDA Township: The Lucknow Industrial Development Authority (LIDA) recently approved the Draft Master Plan
2031 of an integrated industrial township on the Lucknow-Kanpur highway spread over an area of 30,000 ha.
The township will include 20% industrial, 26% residential, 20 % recreational, 16% transportation, 12% for
public/semi-public amenities, 4% mixed and 2% commercial purposes area. It is further divided into three zones
– Multi-functional Zone towards Lucknow, Tourism and Conversation Zone near Nawabganj Bird Sanctuary, and
Industrial Zone towards Unnao and Kanpur.
5.5 KEY ISSUES
 Land use deviation from master plan: There has been lot of variations in the proposed land use and
actual development taking place in the city.
 Haphazard development: New development taking place in the periphery of the town is in very
haphazard pattern with many unauthorized constructions are coming up. These type of development
lack in the infrastructure and services availability and will be termed as unauthorized colonies.
 Decreasing green cover: As per land use figures shown in the earlier section, there has been
reduction in green cover in the city from 4% to 3% between the years 1987 and 2005.

5.6 SWOT
Strength Weakness
 Lucknow has emerged as a prominent location for educational
institutions in state.
 Lucknow is well-connected to most of the important  Rapid urbanization, population growth,
metropolitan cities in India like Mumbai, Hyderabad, growing economy of the region has placed an
Bangalore, Delhi, Kolkata and Chennai and to all major cities enormous strain on the city's infrastructure.
and town of the state of Uttar Pradesh.  Green areas in the city are not increasing as
 The city has rich heritage and natural landscape with compared to residential area.
increasing tourism.  Haphazard development pattern and
 Core city area of Lucknow has a good traditional character encroachments are seen in the new
which has a potential to be conserved and re-stored. developed areas of the city.
 The city is growing very fast due to new development in the
field of housing and infrastructure schemes.
Opportunity Threats
 Due to fast pace of the city growth a lot of
pressure being created on existing physical
 Lucknow city has potential to be developed as key tourist
infrastructure and transportation system.
destination.
 The only city in the state to provide better
 Due to continuous growth of the city the opportunity for more
education, health and employment
investment is increasing in Lucknow
opportunities to the people resulting in huge in
 As per the Master Plan 2021 there are many chunks of land
migration and continuous growth of slums.
available for new development and construction.
 If counter magnets will not develop in the near
future the city will face overcrowding.

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City - Volume I

FIGURE 5-3: FUTURE GROWTH DIRECTIONS IN LUCKNOW

Area suitable for


future residential
development

Area suitable for


future commercial
and institutional
development

Future residential Future residential


development development

Area suitable for


future industrial
development

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6.0 HOUSING SCENARIO IN LUCKNOW


6.1 INTRODUCTION
On the basis of geographical location and development history, Lucknow city can be divided into Old and New
Lucknow. Old Lucknow, spread out in the Cis-Gomti region, was established in the 'Nawabi' era. A major part of
Old Lucknow is dotted with unplanned residential developments fraught with old architecture, heritage
monuments, grossly inadequate infrastructure, water and sanitation issues. The region is home to a number of
handicraft factories for Zardozi and Chikan embroidery work. People from varying socio-economic groups,
ranging from wealthy established families to families below poverty line reside here.
New Lucknow lies in the trans-Gomti region, with the exception of certain prime localities around Hazratganj (in
Central Lucknow) that are located in the Cis-Gomti region. This part started to develop at a much later stage,
therefore is equipped with well-planned roads, modern architecture and an organized social infrastructure. While
the real estate landscape is dotted with independent houses, the trend of apartment/floor establishments by
reputed builders is now being witnessed. Lucknow over the years has witnessed a radial growth, greater along
the Faizabad Road and also along the roads leading to other neighboring cities, hence carving out newer
locations on the real estate development map.

6.2 HOUSING TYPOLOGY IN LUCKNOW


The study of prevalent housing typology of a city is an important aspect to understand the traditional and
upcoming housing technology and architectural style of that place. The old city area of Lucknow city forms the
core of the town with old traditional types of housing development like houses with Wadas. Being historically
developed the old city has primarily mixed land use where city‟s major trade and commerce activities happen. In-
migration to the city is increasing year on year which has led to increase in demand for housing for all sections of
society. The demand for higher and upper/ middle income groups is normally being met by the private builders.
Lack of affordable housing for the lower income has led to the growth of slums all over the city. There are three
types of housing system in Lucknow i.e. traditional, planned and unplanned described in the next sections.
6.2.1 Traditional Houses
The core city area is typified with old traditional housing system mainly categorized into two types, one is the
houses with Angans or Wadas and another is Hata or Prangan. The old city still has characteristics of the old
housing types. The old houses are made up of thick bricks and stones.
Wadas/Angans:
These types of residential buildings were made up of locally available materials including stones and bricks made
up of mud; limestone has also been used in the construction. Presently, most of the wadas are in dilapidated
condition, requiring redevelopment. Most of the wadas are more than 100 years old and some of the owners of
have renovated their residents with new construction materials, like tiles and R.C.C. roofs etc.
Hattas/Prangan:
Hatas are also private housing often up to 4 stories with about 10 to 20 rooms, which are meant for single
household, each kholi has single room for all purposes with a kitchenette, HHs on same floor share a common
block of latrines, each block containing typically 4 to 5 latrines. These are built on modern construct technology
and being the cheaper option is preferred by the people belonging to the low income group.

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Picture 6-1: Housing Typology in Old Lucknow Area

6.2.2 Planned Housing


Planned development in the city started in the decade 1960 whereby LDA and UPAVP started developing
planned colonies with individual plotted housing types in the outer skirts areas. Most parts of the city are dotted
with plotted/independent houses style development. While private developers have ventured into the city more
than 3 decades ago, offering planned plotted developments, their presence has paced-up in the last 5-6 years
(especially multi-storied developments).
6.2.2.1 Public Housing
Lucknow Development Authority (LDA) Schemes
Established in 1974, LDA aims to coordinate planned and sustainable development of the city. One of its
functions is to develop housing schemes in the city to meet the growing demand. LDA develop the housing
colonies including the basic infrastructure like roads, sewer lines, drainage lines, parks etc. After selling the plots
infrastructure and facilities developed by LDA are transferred to respective departments for operation and
maintenance purpose. Some of the schemes developed by LDA are:
 Aliganj
 Jankipuram
 Jankipuram Vistar
 Gomti Nagar
 Gomti Nagar Vistar
 Priyadarshani On Sitapur Road
 Basant Kunj Yojna at Hardoi Road

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 LDA Colony at Kanpur Road


Uttar Pradesh Avas Vikas Parishad (UPAVP) Schemes
UPAVP is responsible for providing affordable housing schemes inclusive of basic facilities and infrastructure
especially to economically weaker section, low and middle income groups of the society at competitive prices. All
the basic facilities such as roads, drainage lines, sewerage lines, sanitation facilities etc. are developed by
UPAVAP; and after the completion, the infrastructure is transferred to concerned departments for operation and
maintenance. Table 6-1and Table 6-2 give a summary of the completed and proposed housing schemes by
UPAVP.
TABLE 6-1: SCHEMES COMPLETED BY UPAVP
Sl. No. Name of the Scheme Area in ha Number of Houses
1 Indira Nagar Yojna 478.13 236332
2 Rajaji Puram Yojna 292.66 13892
3 Vikas Nagar Yojna 174.66 7689
4 Shekhupura Scheme 12.38 947
5 U.P.I.L Scheme 2.96 134
6 Mall Avenue Scheme 2.45 149
7 Takrohi Yojna 4.45 994
8 Diamond Dairy Scheme 1.51 191
Total 47628
Source: UPAVP, Lucknow Region
TABLE 6-2: SCHEMES UNDER CONSTRUCTION BY UPAVP
9oo Name of the Scheme Area in ha Number of Houses
1 Vrindawan Yojna 1455 16328
2 Hardoi Road Yojna 86 3139
3 Bibi Khera Yojna 25 905
4 Awadh Vihar Scheme 274 5
Total 20377
Source: UPAVP, Lucknow Region

Picture 6-2: Multi Story Development by LDA and AVP

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Picture 6-3: Plotted Development by LDA

6.2.2.2 Private Housing


The city is undergoing a transition, wherein the appetite for plots/independent houses has seen some change
towards a taste for multi-storied developments. The reason being diminishing supply of land plots, lucrative
amenities provided in private apartments and moreover, the Lucknow Development Authority has not announced
schemes for independent houses and plots for a long time and the schemes that have come of late, offered
apartment floors.
Big real estate developers like DLF and Emaar MGF have recently stepped into the Lucknow market while some
known builders such as Rohtas, Eldeco, Unitech and Parsvnath have already been offering projects in the city.
While the lure of land plots/independent houses is still rampant, migration to builder societies has been
witnessed particularly on account of better amenities and security. Most builder projects in the city offer a diverse
product mix (comprising land plots, villas and floors), as per estimated demand. Completed and proposed
townships developed by private developers are listed down.
Integrated Townships:
 Eldeco City: Sitapur Hardoi bypass road, area 113 acre
 BBD Green City: Faizabad Road, area 318 acre
 Gomti Green City by MRMGF: Lucknow Sultanpur Road, area 226 acre
 Omax Integrated Township: Lucknow Sultanpur Road, area 121 acre
Other Townships:
 Ansal Township at Sultanpur road
 Garv Township on Rai Bareli Road
 DLF Township on Rai Bareli Road
 Shipra Township at Gomti Nagar Extension
 AMS Township
 Sahara City Homes on Sitapur Hardoi Bypass near IIM

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Picture 6-4: Private Development in Periphery of Lucknow

6.2.2.3 Key Locations for Current and Future Housing Development


 Trans Gomti Region – Zone 1: Gomti Nagar Phase I, II and Gomti Nagar Extension, Indira Nagar,
Chinhat, Faizabad Road, Rabindra Palli
 Trans Gomti Region – Zone 2: Sitapur Road, Jankipuram and extension, Aliganj, Niralanagar,
Mahanagar and Daliganj.
 Cis-Gomti Region - Zone 3: Kanpur Road, Rae Bareli Road, Sultanpur Road, LDA Colony, Ashiana
Colony, South City, Vrindavan Upnagari, Alambagh.
 Central Lucknow: Hazratganj, Jopling Road, Wazir Hasan Road, Mall Avenue, Aminabad, New
Hyderabad, Kaiser Bagh and Aishbagh.
 Cis-Gomti Region - Zone 5: Hardoi Road, Alambagh, Rajajipuram, Chowk, Thakurganj and other
locations of old Lucknow city.
6.2.2.4 Location Attractiveness Index
Figure 6-1 shows the location attractiveness index for Lucknow city whereby Gomti Nagar has an edge over
the other areas in terms of land prices. This is due to the planned development in and around the area, proper
infrastructure system and less pollution. Faizabad Road is another area which is attracting new development in
the city.

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FIGURE 6-1: LOCATION ATTRACTIVENESS INDEX FOR LUCKNOW CITY

Source: ICICI Property Services, Lucknow Residential Real Estate Overview, July 2012

6.2.2.5 Unplanned Housing


Slums: Lucknow being capital of the state attracts lot of in-migration. Population belongs to poor class are
generally homeless and are forced to live in slums having minimal living conditions and amenities. There are 609
registered slums in Lucknow with total population of 7 lakhs which is 26% of the total city population. Most of the
slums are located near the river bank, vacant government land, vacant private land etc. Living conditions in these
slums are very poor and unhygienic.
Unauthorized /Unplanned Colonies: Unauthorized or unplanned colonies in Lucknow are another major issue.
As per Master Plan 2021 there are 241 unauthorized colonies in Lucknow city located all over the city. These
colonies do not follow the zoning regulations and rules such as FAR, set back, distance between two buildings,
fire protection etc. However infrastructure status in these colonies is far better than the slums. Houses
constructed in these colonies are illegal and currently Lucknow government has no plans to regularize them as
this will encourage other people to construct illegal houses.

Picture 6-5: Unauthorized Construction in Lucknow

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City - Volume I

FIGURE 6-2: LOCATION OF PRIVATE TOWNSHIPS IN LUCKNOW

Eldeco City

Sahara City Homes

BBD Green City

Gomti Green City

Ansal Township

Sushant Golf City

Omaxe Hi Tech
Township

DLF Township

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6.3 HOUSING CONDITIONS


6.3.1 Average HH Size and Distribution
As per the provisional data available FIGURE 6-3: AVERAGE
Average HH Size HH SIZE
from Census of India 2011, there
6.06
are in total 5,125,19 HHs in LMC
with average HH size of 5.7 higher 5.70
than the national average and 5.58

Lucknow district however lower than


the state average. The high HH size 5.12
shows the presence of joint families
in the city and large family size.
Figure 6-4 shows the distribution
India UP Lucknow District LMC
of house hold size as per the
number of room in LMC jurisdiction.
FIGURE 6-4: HH Distribution
HH Size SIZE DISTRIBUTION
The figure suggests that almost 50%
Six rooms and
of the HHs have one and two rooms, above No exclusive
35% of the HHs have three and four Five rooms
6% room
2%
rooms and 11% of the HHs have 5%

more than 5 rooms. The distribution One room


Four rooms 22%
of HH as per room size shows that 15%
mostly people are living in
congested habitats. The reason for Three rooms
Two rooms
21%
congested housing is high cost of 29%

land and building materials hence it


also boost up the development of
slums and unauthorized colonies.
6.3.2 Housing Distribution by Occupancy
As per the provisional census data 2011, 10% of the houses are lying vacant in LMC area. A large number of
vacant houses available are due to newly constructed houses, houses with dilapidated condition etc.
Distribution
FIGURE of VacantOF
6-5: DISTRIBUTION andHH
Occupied Houses
S BY OCCUPANCY
Total number of
vacant census
houses
10%

Total number of
occupied
census houses
90%

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6.3.3 Housing Distribution by Use


Referring to the census data 2011, LMC has 81% residential properties and rest 19% of the properties comes
under commercial, institutional and industrial use. Table 6-3 presents the number of houses under various
categories.
TABLE 6-3: HOUSES DISTRIBUTED BY USE
Sl. No. Type of Occupancy Number of Houses
A Total number of census houses 6,66,099
B Total number of vacant census houses 65,841
C Total number of occupied census houses 6,00,258
i Residence 4,82,082
ii Residence -cum-other use 26,689
iii Shop/ Office 36,595
iv School/ College etc. 2,040
v Hotel/ Lodge/ Guest house etc. 1,492
vi Hospital/ Dispensary etc. 1,273
vii Factory/ Workshop/ Work shed etc. 3,292
viii Place of worship 2,707
ix Other non-residential use 38,019
D No. of occupied locked census houses 6,069
Source: Provisional Census Data 2011 for LMC

FIGURE 6-6: TYPES OF OCCUPANCY IN HOUSES


0.21%
0.55%
0.25%
0.46% Residence
0.34%
6.16% Residence -cum-other use
4.49% 6.40%
Shop/ Office

School/ College etc.

Hotel/ Lodge/ Guest house etc.

81.13% Hospital/ Dispensary etc.

Factory/ Workshop/ Workshed


etc.
Place of worship

Other non-residential use

6.3.4 Condition of Houses


The Census of India, 2011 indicates that the housing condition can be assessed based on the structure of the
houses in terms of material used and durability. Category of census houses and material used in houses for
roofs and walls have been discusses further.

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6.3.5 Housing Conditions Based on Liveability


As per the census, houses are categorized into Good2, Liveable3 and Dilapidated4 condition. 66% of total
households have an access to good quality of housing. Core city area of Lucknow is more than 100 years old;
hence, technology and materials used for construction purpose is also a century old. Lack of maintenance results
into number of dilapidated houses, which are mainly the old traditional buildings. The dilapidated houses in the
city are approximately 4% of total houses, as per provision census of 2011.
Condition
FIGURE of Houses
6-7: CONDITION OF HOUSES
Dilapidated
4%

Livable
30%

Good
66%

6.3.6 Housing Conditions Based on Structural Material


As per census data, only 28% of the houses are made of concrete material. More than 50% of the roofs and 85%
of the walls are made of bricks. Figure 6-8 and Figure 6-9 shows the distribution of houses as per the
material used for roofs and walls.
FIGURE Roof
6-8:Material
ROOF MUsed
ATERIALfor Houses
USED FOR HOUSES
1% Grass/Thatch/
Bamboo/Wood/Mud etc.
1% 1% 0%
Plastic/ Polythene
3%
28% Hand made Tiles

Machine made Tiles

5% Burnt Brick

4% 57%
Stone/Slate

G.I./Metal/Asbestos sheets

Concrete

Any other

2
Those houses which do not require any repairs and in good condition may be considered as 'Good' (Census of India)
3 Those houses which require minor repairs may be considered as 'Liveable' (Census of India)
4 Those houses which are showing signs of decay or those breaking down and require major repairs or those houses decayed or ruined
and are far from being in conditions that can be restored or repaired may be considered as 'Dilapidated' (Census of India)
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Wall
FIGURE 6-9: WMaterial Used forUHouses
ALL MATERIAL SED FOR HOUSES
Grass/thatch/bamboo etc.
0%
1% 1%3% 3% Plastic/ Polythene
1% 2% 0%
4% Mud/unburnt brick

Wood

Stone not packed with mortar

Stone packed with mortar

85% G.I./metal/asbestos sheets

Burnt brick

Concrete

Any other

6.4 ACCESS TO BASIC SERVICES


Of the total HHs, 75% of the houses have tapped water connections while rest 25% of the HHs have shared
water connection like hand pumps, tube wells, wells, springs etc. Table 6-4 presents numbers of houses under
various categories of water sources.
TABLE 6-4: HH WISE SOURCE DRINKING WATER
Main Source of Drinking Water
Location of source of

Total Number of
drinking water

Households

Tank/Pond/Lake
Un-covered well
Tap water from

Un-treated Tap
treated source

Other sources
well/Borehole
Covered well

Hand pump

River/Canal
Spring
water

Tube

Total HHs 512519 354250 28,422 1,170 423 70,475 52,304 404 242 1,117 3,712
Within the 421978 330772 19,348 707 287 23,685 47,179 - - - -
premises
Near the 62822 17801 7,031 292 97 30,486 3,802 385 226 931 1,771
premises
Away 27719 5677 2,043 171 39 16,304 1,323 19 16 186 1,941
Source: Provisional Census Data 2011 for LMC
Water
FIGURE Source
6-10: forSHouseholds
WATER OURCE FOR HHS

Within the
premises
68%
Other Sources Tapwater
25% 75%

Away
2%
Near the
premises
5%

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Out of the total HHs, 48% of the HHs have closed drainage network, 47% of the HHs have open drainage
network and rest 5% of the HHs do not have any drainage facility.
Availability
FIGURE 6-11: of Drainage
AVAILABILITY Netwrok
OF DRAINAGE NETWORK
No drainage
5%

Closed drainage
48%
Open drainage
47%

As per the information available from Census of India 2011, 91% of the HHs have bathroom facility whereas 9%
of the HHs do not have this facility. HHs not having bathroom facility either uses public bathrooms or uses their
houses.
FIGURE 6-12:Availability
AVAILABILITY of Bathroom
OF BATHROOM FACILITY
Bathroom Not
Available
9%

Bathroom
Available
91%

90% of the HHs in LMC has latrine facility within their premises whereas 10% of the HHS does not have this
facility. HHs not having latrine facility use public toilets or defecate in open area. Table 6-5 presents the
number of HHs having different types of latrine facility in LMC area.
TABLE 6-5: LATRINE FACILITY IN LMC HHS
No latrine
Type of latrine facility within the premises within
HHs not having latrine facility

premises
HHs having latrine facility

Flush/pour flush latrine Alternative


Total Pit latrine Service Latrine
connected to source
within the premises
within the premises

Night soil disposed

number
into open drain

of HHs
Other system

Public latrine
Without slab/
improved pit
Piped sewer

removed by

serviced by
Septic tank

With slab/
ventilated

Night soil

Night soil
open pit
system

human

animal

Open

38,3
5,12,519 4,62,109 2,78,835 1,66,273 7,254 2,480 905 4,211 848 1,303 50,410 12,070
40
Source: Provisional Census Data 2011 for LMC

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Availability
FIGURE 6-13: of Toilet
AVAILABILITY Facility
OF TOILET FACILITY
HHs not having
latrine facility
within the
premises
10%

HHs having
latrine facility
within the
premises
90%

93% of the HHs in LMC area have electricity connections, 6% of the HHs use other source of lighting such as
kerosene, solar light etc. and rest 1% of the HHs do not have electricity connection. Distribution of HHs as per
availability of electricity connection is shown in Figure 6-14.
Avialability
FIGURE 6-14: of Electricity
AVAILABILITY Connections
OF ELECTRICITY CONNECTIONS

Others
No Lighting
6%
1%

Electricity
93%

6.5 SWOT
Strength Weakness
 UPAVP and LDA are involved in development of
new housing schemes in the city to meet the
 Haphazard and unplanned development in the
growing housing demand.
 Houses developed by government authorities city can be seen in every nook and corner.
have large portion of share for EWS and LIG  Due to absence of housing stock and increasing
class. land process numbers of slums are continuously
 In the last decade numbers of private developers increasing.
have started operations in Lucknow and have  Housing development for urban poor and EWS is
been successful to provide housing stock, not as per the housing demand in the city.
 The old city has traditional houses and building
which can be preserved and conserved.
Opportunity Threats
 Vacant land is available in the city as per Master  Most of the traditional houses and buildings are
Plan 2021 to construct more housing schemes
losing their identity due to lack of maintenance
and apartments.
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 Due to growth of the office and institutions there is and are in dilapidated condition.
lot of demand for housing stock.  Private development is growing in the city
resulting into increasing land prices.
 Growing number of slums is putting lot of
pressure on the infrastructure in LMC.

6.6 KEY ISSUES


 Importance of traditional housing is decreasing and the houses are losing structural stability due to lack
of maintenance.
 Traditional houses in old city with more than 100 years old are in dilapidated condition and need
immediate attention.
 With increasing in-migration (skill and unskilled) demand for rental housing is increasing.
 Unauthorized and haphazard development is increasing in the outer parts of the city.
 Due to growing house demand in Lucknow, land mafia is also very active engaged in illegal land buying
and selling activities.

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7.0 URBAN POOR AND SLUMS IN LUCKNOW


7.1 DEFINITION OF SLUM
Under Section-3 of the Slum Area Improvement and Clearance Act, 1956, “Slums have been defined as mainly
those residential areas where dwellings are in any respect unfit for human habitation by reasons of dilapidation,
overcrowding, faulty arrangements and designs of such buildings, narrowness or faulty arrangement of streets,
lack of ventilation, light, sanitation facilities or any combination of these factors which are detrimental to safety,
health and morals”.
As per UN Habitat, a slum is characterized by lack of durable housing, insufficient living area, lack of access to
clean water, inadequate sanitation and insecure tenure.
In Census of India slums have been categorized and defined as of the following three types:5
 Notified Slums: All notified areas in a town or city notified as „Slum‟ by State, Union territories
Administration or Local Government under any Act including a „Slum Act‟ may be considered as
Notified slums
 Recognized Slums: All areas recognized as „Slum‟ by State, Union territories Administration or Local
Government, Housing and Slum Boards, which may have not been formally notified as slum under any
act may be considered as Recognized slums
 Identified Slums: A compact area of at least 300 populations or about 60-70 households of poorly
built congested tenements, in unhygienic environment usually with inadequate infrastructure and
lacking in proper sanitary and drinking water facilities. Such areas should be identified personally by
the Charge Officer and also inspected by an officer nominated by Directorate of Census Operations.
This fact must be duly recorded in the charge register. Such areas may be considered as Identified
slums
7.2 SLUMS IN LUCKNOW CITY
Lucknow city is witnessing boom in real estate market on one hand, whereas, on the other hand number of slums
are also growing. Being the capital of the state Lucknow attracts migrants from all over the state (rural and
urban). The city continues to attract migrants, many of who end up in informal settlement which is generally being
regarded as slum. Most of them comprise of poor or low income group, who are forced to live in slums or slum
like conditions due to poor affordability. The slums are spread over the length and breadth of the city. As per
Rajiv Avas Yojna (RAY) report Lucknow city has total of 609 slums out of which 502 are notified and 107 are
non-notified. The slums have been existed in city for more than 50 years. Total population in slum area is
7,72,807 which is about 26% of the total city population as per Census 2011 provisional population data. 67% of
the slums are located in the core city area whereas 33% of the slums are located in fringe area.
FIGURE 7-1: DISTRIBUTION OF NOTIFIED AND NON-NOTIFIED SLUMS

Non Notified
Slums
33%

Notified Slums
67%

Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

5
http://www.censusindia.gov.in/2011-Documents/Slum-26-09-13.pdf
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FIGURE 7-2: LOCATION OF SLUMS IN LUCKNOW

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Picture 7-1: Slums across various parts of the city


7.3 GROWTH OF SLUMS IN LUCKNOW
Being the capital city and center of culture and urbanization Lucknow has always been an attraction of migration
not only from rural areas but from nearby small urban centers also. Apart from economic activities, education
facilities are another major reason for migrants to come and settle down in Lucknow. Development of slums in
the last 100 year has been analyzed to see the pattern of growth in number of slums. Figure 7-3 shows the
decade wise growth of slum numbers in Lucknow. As evident from the graph development of new slums has
decreased over the years in the city.
FIGURE 7-3: DEVELOPMENT OF SLUMS IN THE LAST 100 YEARS
400
Development of Slums in the last 100 Years
343
350

300

250

200

150
110
100
64
39 41
50
12
0
10-20 years

20-30 years

40-50 years
0-10 years

Above 50 years
30-40 years

Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

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7.4 SLUM POPULATION (WARD WISE)


As per Rajiv Awas Yojna Report for Lucknow city, total slum population in LMC jurisdiction is 7,72,807 (26% of
city population) scattered in the whole city area. Area coming under slums is 10.09 sq. km which is 3% of the
total city area i.e. 350 sq. km. Average population density in slum areas is 76,559 people per sq. km which is
almost ten times higher than city density. Ward number 1 i.e. Ibrahimpur ward has maximum number of slum
population of 31,800. Table 7-1 presents the ward wise number of slums, population and share in total ward
population in Lucknow city.
TABLE 7-1: WARD WISE NUMBER, POPULATION AND AREA OF SLUM
Share of slum
Ward Ward Number of
Ward Name` Slum Population population in
Number Population slums
total ward
1 Ibrahim Pur 43,282 31,800 73.47% 15
2 Raja Bijali Pasi 41,971 20,700 49.32% 10
4 Sarojni Nagar 1 22,717 21,425 94.31% 11
6 Saheed Bhagat Singh 38,910 22,750 58.47% 9
7 Malviya Nagar 18,999 15,150 79.74% 12
8 Lal Bhadur Shastri 1 25,553 3,350 13.11% 3
9 Kanahiya Madhavpur 50,574 28,817 56.98% 17
10 Kharika 38,053 28,675 75.36% 15
11 Chinhat 54,513 28,700 52.65% 17
12 Faizulla Ganj 2 55,227 7,250 13.13% 10
13 Lal Kuan 19,668 5,950 30.25% 6
14 Ambedkar Nagar 1 19,946 18,300 91.75% 13
15 Sarojni Nagar 2 46,057 24,900 54.06% 11
16 Haiderganj 2 55,566 2,230 4.01% 4
17 Hajratganj 16,072 2,340 14.56% 6
18 Om Nagar 23,292 7,250 31.13% 5
19 Keshri Kheda 23,588 5,350 22.68% 7
20 Guru Govind Singh 19,054 9,100 47.76% 4
21 Sharda Nagar 68,993 12,750 18.48% 10
22 Gurunanak Nagar 27,010 7,400 27.40% 6
23 J.C. Bose 19,263 6,500 33.74% 4
24 Indira Priya Darshini 35,400 4,275 12.08% 5
25 Balaganj 35,312 6,950 19.68% 11
26 Kunj Bihari 19,965 2,350 11.77% 3
27 Nirala Nagar 18,326 6,250 34.10% 8
28 Geetapalli 25,218 11,150 44.21% 5
29 Raja Ram Mahon Rai 22,318 2,075 9.30% 7
30 Shanker Purwa 2 53,630 5,750 10.72% 8
31 Nishat Ganj 11,065 7,000 63.26% 1
32 Fazulla Ganj 1 52,328 11,700 22.36% 9
33 Rajender Nagar 17,224 750 4.35% 1
34 Rani Laxmi Bai 15,832 7,180 45.35% 12
35 Jankiuram 1 31,756 9,095 28.64% 8
36 Rajeev Gandhi Nagar 1 26,795 6,350 23.70% 7
38 Methli Sharan Gupat 20,544 4,800 23.36% 4
39 Aish Bagh 14,829 5,500 37.09% 3
40 Rafiq Ahmad Kidwai Nagar 31,412 4,170 13.28% 4
41 Ismail Ganj 2 34,903 15,950 45.70% 8
42 Colvin College 16,816 650 3.87% 2
43 Lala Lajpat Rai 24,961 8,500 34.05% 4
44 Chitra Gupt Nagar 29,270 4,750 16.23% 4

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Share of slum
Ward Ward Number of
Ward Name` Slum Population population in
Number Population slums
total ward
45 Paper Mill Colony 29,036 7,700 26.52% 5
46 Peer Zalil 24,264 2,600 10.72% 8
48 Mahatma Gandhi 21,552 6,290 29.19% 5
49 Babu Jag Jeevan Ram 21,023 600 2.85% 1
51 Kadam Rashool 22,192 5,450 24.56% 7
52 Gomti Nagar 21,938 7,000 31.91% 3
53 Mallahi Tola 29,006 1,880 6.48% 4
54 Kuwar Jyoti 2 17,086 2,250 13.17% 2
55 Moti Lal Nahru 17,087 6,250 36.58% 6
56 Dali Ganj 16,353 3,950 24.15% 8
57 Vikrimaditya 17,016 4,570 26.86% 8
59 Husainabad 22,074 3,890 17.62% 7
60 Lebour Colony 18,365 4,200 22.87% 1
61 Begam Hazarat Mahal 17,218 9,800 56.92% 2
62 Maha Nagar 24,040 9,950 41.39% 6
65 Ramthirath 15,583 2,250 14.44% 7
66 Hind Nagar 32,880 6,100 18.55% 6
67 Mankameshwer Mandir 20,828 20,200 96.98% 10
68 Chandrbhanu Gupt Nagar 14,747 11,400 77.30% 5
69 Ramji Lal Nagar 24,770 12,750 51.47% 7
70 Sahadad Ganj 34,253 2,898 8.46% 3
71 Neta Subash Chandr Bose 13,367 1,500 11.22% 2
72 Ganesh Ganj 17,657 8,100 45.87% 10
73 Vidyavati 2 39,612 2,250 5.68% 3
74 Maha Kavi Jai Shankar Prashad 23,256 3,400 14.62% 4
75 Sardar Patel 16,314 1,350 8.28% 2
76 Babu Banarsi Das 20,055 3,600 17.95% 8
77 Bharthendu Harishchadar 20,361 4,380 21.51% 4
78 Alam Nagar 36,173 2,225 6.15% 7
79 Masak Ganj 19,524 1,210 6.20% 3
80 Sitala Devi 20,501 735 3.59% 3
82 Ayodhya Das 37,800 25,650 67.86% 13
84 Lohiya Nagar 26,103 400 1.53% 1
85 Amber Ganj 26,973 5,408 20.05% 4
86 Kashmiri Mohola 24,452 5,130 20.98% 5
87 Indira Nagar 22,154 650 2.93% 1
89 Aliganj 22,266 4,500 20.21% 5
90 Acharaya Narendra Dev 24,495 1,125 4.59% 2
91 Jankipuram 2 34,352 1,500 4.37% 2
92 Daulat Ganj 27,897 4,461 15.99% 10
93 Yadu Nath Sanyal 13,780 5,200 37.74% 3
94 Maulvi Ganj 17,606 12,950 73.55% 12
95 Vazeer Ganj 13,468 7,105 52.75% 7
96 Bashirat Ganj 19,274 6,325 32.82% 6
97 Bhawani Ganj 22,774 866 3.80% 6
98 Yahiya Ganj 14,342 11,500 80.18% 7
100 Najar Bagh 17,353 6,470 37.28% 5
102 Bajrang Bali 14,384 250 1.74% 1
103 Vivekanand Puri 17,010 6,485 38.12% 6
104 Chowk Kali Ji Bazar 18,788 360 1.92% 1
106 Kundri Rakab Ganj 19,082 3,775 19.78% 4
107 Maulana Kalbe Aabid 1 23,720 17,224 72.61% 10

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Share of slum
Ward Ward Number of
Ward Name` Slum Population population in
Number Population slums
total ward
108 Maulana Kalbe Aabid 2 12,195 2,110 17.30% 3
109 Mallahi Tola 2 23,179 5,178 22.34% 16
110 Raja Bazar 18,404 17,200 93.46% 12
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

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FIGURE 7-4: WARD WISE SHARE OF SLUM POPULATION IN TOTAL RD POPULATION

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7.5 SLUM TYPOLOGY


For the purpose of analyzing the existing situation, RAY has divided the slums into four categories namely:
 Land tenability
 Land tenure status
 Ownership of the land
 Age of the slum
As shown in the table below, of the total 609 slums 353 slums are on private land and remaining slums are
located on government land. Around 24% of the slums have secure tenure whereas 76% of the slums do not
have secure tenure and access to basic services.
TABLE 7-2: TENABILITY STATUS OF SLUMS
Status Tenability Tenure
Semi
Notified Non-notified Tenable Non-tenable Secure Insecure
tenable
Number of
502 107 466 121 22 145 464
Slum
Age of the slum
0-10 year s 10-20 year s 20-30 year s 30-40 years 40-50 year s Above 50 year s
Number of
12 39 41 64 110 343
Slum
Ownership of land
Local body State govt. Central govt. Private Defense Railway others
Number of
112 115 3 353 1 4 21
Slum
Source: Rajiv Avas Yojna, Slum Free City Plan of Action 2012, Lucknow

Age is another important factor considered during the assessment of the slum conditions. As per the information
available more than 55% of the slums in Lucknow are more than 50 years old as the city is one of the oldest
settlements in north India. While remaining 45% of the slums have developed in the last 50 years.

Age 7-5:
FIGURE of the Slums
AGE OF SLUMS

0-10 years 10-20 years 20-30 years


30-40 years 40-50 years Above 50 years

2%
6%
7%
11%

56%
18%

Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

7.6 LOCATION OF SLUMS


Slum and squatter settlements in Lucknow are scattered throughout the city and found mostly in the river bed of
Gomti, both side of Haider Canal, in the vicinity of railway track and specifically on fringe area of Lucknow -
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Faizabad Road. Slums located in low lying areas, along open drains/nalas, hazardous toxic sites are prone to
water logging and flooding. The slum concentration in these areas has not only led to poor living conditions, but
deterioration of city environment. As per the data available from RAY report, 408 slums are located in the core
city area whereas rest 201 slums are located in fringe area of Lucknow city. Data shows 37% of the slums in
Lucknow are prone to water logging and floods due to lack of drainage lines and over flowing of river in rainy
season. Table given below presents the location of slums along various physical features.
TABLE 7-3: PHYSICAL LOCATION OF SLUMS
Physical location of the slum
Along Along Along Along major Along Other along Other along
On river
major water other railway transport River hazardous nonhazardous
body
drains drains line alignment body sites sites
Number
103 100 33 106 47 25 12 183
of Slum
Whether the slum is prone to flooding due to rain
Not prone Upto 15 days 15-30 days More than a month
Number
382 176 33 18
of Slum
Physical Location of Slum
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow
FIGURE 7-6: PHYSICAL LOCATION OF SLUMS
Along major water drains

Along other drains


17%
30% Along railway line

17% Along major transport alignment

Along River body


2% 5%
8%
17% On river body
4%

Other along hazardous sites

Other along non hazardous sites


Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

7.7 CHARACTERISTICS OF SLUMS


7.7.1 Land Tenure and Ownership
As seen in the table below, 32% of the slum HHs are registered with possession certificate while 11% registered
have patta for their respective lands. 7% of the dwellers reside on rented lands, 8% of the dwellers have other
tenure status and 42% of the slums are encroached on public and private lands.
TABLE 7-4: LAND TENURE STATUS IN SLUMS
Possession Encroached Encroached
Land tenure status Patta On rent Others
Certificate Public Land Private Land
No. of Dwelling Units 11814 35508 35026 12672 7612 9457
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow
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Land Tenure Status


FIGURE 7-7: LAND TENURE STATUS IN SLUMS
On rent
7% Others Pattas
Encroached 8% 11%
Private Land
11%
Possession
Certificate
32%
Encroached
Public Land
31%

Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

The table below shows, 42% of the total HHs are registered; however, remaining 58% are not registered. Under
the ownership of the ULB 20% of the slum HHs are there (14% registered and 6% un-registered). Overall under
the state and central government owned lands 8% belong to registered and 11% un-registered. Private
ownership is termed to be highest with 57% of the HHs under it.
TABLE 7-5: REGISTERED AND NON-REGISTERED SLUMS UNDER VARIOUS JURISDICTIONS
Ownership of land/land State Central Railway
ULB Defense Private Others Total %
tenure (No. of HHs) Govt. Govt. /Airport
Patta 1404 973 0 350 0 8847 240 11814
Registered Possession 42%
14068 8073 170 344 13 12200 640 35508
Certificate
Encroached 2604 7065 86 518 0 35985 1440 47698
Un
On rent 2523 1882 150 0 0 2810 247 7612 58%
Registered
Others 1673 3056 65 88 2 4177 396 9457
Total 22272 21049 471 1300 15 64019 2963 112089 100%
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow
Registered
FIGURE 7-8: SLUMSand Non-Registered
UNDER VARIOUS Slums
AUTHORITIES

3%
ULB
20%
State Govt.

Central Govt.

Railway /Airport

Defense
19%
57% Private

Others
0%
0% 1%

As shown in the table below, 16% of the notified slums and 2% of the non-notified slums are under ULB
ownership. While on the other side private agencies make the largest by owing nearly 50% of the notified and 8%
of the non-notified slums.

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TABLE 7-6: NOTIFIED AND NON-NOTIFIED SLUMS UNDER VARIOUS JURISDICTIONS


Sl. Ownership of land/land State Central Railway
ULB Defense Private Others
No. tenure (No. of HHs) Govt. Govt. /Airport
1 Notified number of slums 99 79 2 3 0 304 15
1A Share in total 16.26% 12.97% 0.33% 0.49% 0.00% 49.92% 2.46%
Non-notified number of
2 13 36 1 1 1 49 6
slums
2A Share in total 2.13% 5.91% 0.16% 0.16% 0.16% 8.05% 0.99%
Total (1+2) 112 115 3 4 1 353 21
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

As seen in the table, 19% of the total slum area is owned by ULB and 10% owned under state government and
the remaining slums are owned by private agencies.
TABLE 7-7: SLUM AREAS UNDER VARIOUS JURISDICTIONS
State Central Railway
Land ownership / Area ULB Defense Private Others
Govt. Govt. /Airport
Area 19% 10% 0% 0% 0% 69% 2%
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

7.7.2 Average Monthly Income


The data available from RAY report also gives an insight into income level of the slum dwellers. The monthly
income of the people ranges between Rs. 500 and Rs. 3000 per month. Around 30% of the people have
monthly income between Rs. 2000 and 3000, followed by 26% with more than 3000, 23% between 1500 and
2000.
FIGURE 7-9:Monthly
MONTHLYIncomeINCOMEDistribution
DISTRIBUTION IN SLUMS
0.3%
5% Less than Rs.500
26% 16%
Rs.500 - 1000

Rs.1000 -1500
23%
Rs.1500 -2000
30%
Rs.2000_ 3000

More than Rs.3000


Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

7.7.3 Housing Condition


65% of the slum dwelling units are pucca with structures made up of R.C.C. roofs and cement mortar brick walls.
27% of the houses come under semi pucca category where brick wall is used and roofs are generally made of
tile or iron sheets. Rest 8% are kutcha houses having GI sheets as basic building material being used for the
roofs, along with temporary building materials like mud, bamboo, iron sheets, jute mats are used for the walls.

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FIGURE 7-10:Housing
HOUSINGCondition
CONDITION IN SLUMS
Katcha, 8946

Semi Pucca,
29970

Pucca, 73194

Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

7.7.4 Access to Basic Physical Infrastructure


Availability of basic services like water supply, sewerage, drainage, SWM, roads etc. are the indicators of the
living condition of the slum dwellers. This section discusses the access to basic infrastructure facilities based on
the survey done under RAY for 609 slums.
Water supply:
Around 27% of the HHs have individual water connections; whereas, 73% of the HHs do not have direct access
to drinking water and are dependent on public taps, tube wells, bore wells, river etc. it has been observed that
one public tap is available for 10 number of HHs. Water supply duration in slums is once in a day or once in two
days.
TABLE 7-8: STATUS OF WATER SUPPLY IN SLUMS
HH wise Connectivity to City wide Water Supply System
Fully connected Partially connected Not connected
Individ Public Tube well/Bore well Open Tank/Pon Water
Source River/ Canal/ Lake Others
ual tap /Hand pump well d tank
No of HHs 39594 16356 19375 0 0 0 323 72469
Existing Number of Number of Tube well/Bore well
Number of Public Taps
situation Individual Taps /Hand pump
No of HHs 39594 1640 1946
Duration of Water Supply/day
Less than 1 hr. 1-2 hrs. More than 2 hrs. Once a week Twice a week Not regular No supply
30 142 100 0 2 232 103
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

Sanitation, Sewerage and Drainage:


As per the data available from RAY report, 28% of the slums are fully connected to city wide sewerage system
while 17% is partially connected to the system. 55% of the slums need to be connected to the sewerage system.
In similar pattern 20% of the slums are partially connected to drainage system, 17% are fully connected to
system and rest 63% of the slums lack in any kind of drainage connectivity.
TABLE 7-9: STATUS OF SEWERAGE AND SANITATION FACILITIES IN SLUMS
Connectivity to city wide Storm water Drainage System
Fully connected Partially connected Not Connected
No. of Slums 104 122 383
Connectivity to city wide Sewerage System

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Fully connected Partially connected Not Connected


No. of Slums 167 106 336
Latrine facility used by the HHs
Public / Community Shared Latrine Own Latrine
Open
Septic Service Septic Service Septic Service
Pit Pit Pit defecation
tank/flush latrine tank/flush latrine tank/flush latrine
No. of
5092 498 3019 18634 596 75 65747 11169 3899 39388
HHs
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow
Connectivity to Storm water Drainage System
FIGURE 7-11: STORM WATER DRAIN STATUS FIGURE 7-12: SEWERAGE
Connectivity CONNECTION
to Sanitation
Fully connected
17%
Fully connected
Partially 28%
connected Not Connected
Not Connected 20% 55% Partially
63% connected
17%

Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

Sanitation data given in the table above clearly shows the poor sanitation conditions in slums. More than 25% of
the people staying in slums defecate in open areas like open ground, along river side, along canal etc. 54% of
the HHs have own latrine facility whereas 19% of the HHs use public toilet or shared toilet.
Types of Toilets used in Slums
FIGURE 7-13: TYPES OF TOILET USED IN SLUMS

6%
27% 13% Public / Community

Shared Latrine

Own Latrine
54%
Open defecation

Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

Solid Waste Management:


SWM in slum areas is being taken care by private concessionaire (deployed by LMC) however it has not been
implemented in all the areas. 32% of the HHs disposes garbage on daily basis whereas in 38% of the HHs there
is no garbage collection system. Rest 30% HHs disposes garbage on weekly or fortnightly basis.

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Garbage
FIGURE 7-14: GARBAGE CollectionSTATUS IN SLUMS
COLLECTION

Weekly garbage
No garbage collection
collection 30%
38%

Daily Garbage
collection
32%

Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

Roads and Street Lights:


77% of the slums are provided with motorable pucca roads and 16% with motorable kutcha roads; whereas, rest
7% of the slums have non motorable pucca and kutcha roads. 88% of the slums have street lights and rest 12%
of the slums does not have the facility.
TABLE 7-10: STATUS OF URBAN ROADS IN SLUMS
Approach road / lane/ constructed path to the slum Number of slums
Motorable Pucca 471
Motorable Kutcha 95
Non Motorable Pucca 37
Non Motorable Kutcha 6
Distance from the nearest motorable road
Less than 0/5 km 383
0.5 to1 km 124
1 – 2 km 75
2 – 5 km 13
More than 5 km 14
Internal road
Motorable Pucca 424
Motorable Kutcha 118
Non Motorable Pucca 49
Non Motorable Kutcha 18
Availability of street lights
Yes 536
No 73
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

7.7.5 Access to Basic Social infrastructure


Education Facility:
Table 7-11, Table 7-12 and Table 7-13 presents the availability of different categories of education
institutions and their distance in slum areas. The number of schools availability decreases from pre-primary to
primary and then high school. Pre-primary schools are available mostly within the slum area or within distance of
1 km from slum which is walkable for the children. Same is the situation for primary schools however most of the
high schools are available between 1 and 2 km of distance.
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TABLE 7-11: DISTANCE OF PRE-PRIMARY SCHOOLS IN SLUM AREAS


Within the slum area <0-5 km 0.5 to 1 km 1 to 2 km More than 2 km
Pre-primary school (Anganwadi)
No. of Slums 297 164 130 18 0
Pre-primary school (Basic Education Department)
No. of Slums 122 221 245 14 0
Pre-primary school (Private)
No. of Slums 138 240 196 35 0
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow
TABLE 7-12: DISTANCE OF PRIMARY SCHOOL IN SLUM AREAS
Within the slum area <0-5 km 0.5 to 1 km 1 to 2 km More than 2 km

Primary school (Municipal)


No. of Slums 88 133 263 125 0
Primary school (State Govt.)
No. of Slums 81 212 259 57 0
Primary school (Private)
No. of Slums 132 228 148 53 0
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

TABLE 7-13: DISTANCE OF HIGH SCHOOL IN SLUM AREAS


Within the slum area <0-5 km 0.5 to 1 km 1 to 2 km More than 2 km
High school (Municipal)
No. of Slums 28 38 137 139 267
High school (State Government)
No. of Slums 28 96 235 104 146
High school (Private)
No. of Slums 65 185 203 107 49
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

Health Facility:
As presented in the Table 7-14 most of the health centers are available within the distance of 2 km. primary
health facilities and private clinics are very less in numbers in or around the slums.
TABLE 7-14: DISTANCE OF HEALTH FACILITIES IN SLUMS
Within the slum area <0-5 km 0.5 to 1 km 1 to 2 km More than 2 km
Urban health post
No. of Slums 11 17 126 200 117
Primary health center
No. of Slums 6 8 40 36 3
Government hospital
No. of Slums 4 92 234 150 42
Maternity hospital
No. of Slums 47 137 232 125 36
Private clinics
No. of Slums 17 6 7 3 3
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

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Social Welfare Facility:


Similar to education and health facilities this section talks about the other facilities related to social welfare of the
slum dwellers.
TABLE 7-15: AVAILABILITY OF OTHER SOCIAL INFRASTRUCTURE IN SLUMS
Availability of facilities within slums No. of slums
Community hall 72
Livelihood/production center 29
Vocational training/training-cum-production center 28
Street children rehabilitation center 19
Night shelter 19
Old age home 22
Social welfare facilities No. of holders
Old age pensions (no. of holders) 13964
Widow pensions (no. of holders) 4510
Disabled pensions (no. of holders) 9769
General insurance (no. covered) 23248
Health insurance (no. covered) 12515
Self-help groups 1885
Credit societies in slum 145
Slum-dwellers association No. of slums
Yes 107
No 502
Youth associations 84
Women‟s associations/mahila samithis 214
Source: Rajiv Awas Yojna, Slum Free City Plan of Action 2012, Lucknow

72 slums out of 609 have facility of community halls; 18% of the slums do not have slum dwellers association
however 35% of the slums have women‟s associations to empower women with home based employment, in
addition, slums do have self-groups as well as credit securities.

Shelter homes: There are 23 shelter homes in Lucknow


with total capacity of 1500 people. Supply of services and
amenities to these shelter homes is at a poor stage. No
food or health services are being provided in the shelters.
The issue of identification of location of the shelter and its
proximity to homeless population is another area of
concern as many are out of reach for homeless. Security
guards are deputed by LMC for shelter home however no
other staff is available for maintenance purpose. There are
almost 19000 homeless in Lucknow mostly migrant
labourers and rickshaw-pullers, who spend their nights
under railway over bridges, flyovers, railway platforms, bus
stations, outside shopping complex, temples, in unused
sewer pipelines and on footpath.

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7.8 AUTHORITIES FOR SLUM IMPROVEMENT


State Urban Development Authority (SUDA), District Urban Development Authority (DUDA), LMC are responsible
bodies for implementation of schemes and programs for urban poor and slums in state and district level. Nehru
Rojgar Yojna (NRY), Basic services for Urban Poor (BSUP), IHSDP, Rajiv Awas Yojna, Rajiv Rinn Yojna, Asra
Yojna etc. are some of the major programs and schemes implemented in Lucknow city. Apart from DUDA and
SUDA, UPAVP also works in providing affordable housing for urban poor by earmarking certain percentage of
housing stock for lower section of the society.

7.9 SCHEMES FOR SLUM IMPROVEMENT


7.9.1 National Urban Livelihood Mission (NULM)
NULM was launched to reduce poverty and vulnerability of the urban poor households by enabling them to
access gainful self-employment and skilled wage employment opportunities, resulting in an appreciable
improvement in their livelihoods on a sustainable basis, through building strong grassroots level institutions of the
poor. The primary target of NULM is the urban poor, including the urban homeless. NULM will be implemented in
all the district headquarters town and cities with population of more than one lakh as per census 2011. Various
components to be taken up under the mission are as follows:
 Social Mobilization And Institutional Development (SM&ID)
 Capacity Building And Training (CB&T)
 Employment Through Skills Training And Placement (EST&P)
 Self-Employment Programme (SEP)
 Support to Urban Street Vendors
 Scheme of Shelter For Urban Homeless (SUH)
10 City Livelihood Centers (CLC) under NULM are to be established in Lucknow. Four CLCs are already opened
up in the city located in DUDA office at Naval Kishore Road, Patel Dharamshala in Kapoorthala (Zone 3 ),
Hussainabad (Zone 6) and at Kanpur road between Mawaiya and Alambagh crossing. Key aims of the CLC are
to improve the job prospects of skilled artisans and to ensure that they got fair wages based on their skills.
Services relating to carpentry, gardening, construction, security, plumbing, electrical, security and house-keeping
would be made available through the centers. The centers apart from providing employment to skilled persons
would also make available quality and reliable services to people.
7.9.2 Swarna Jayanti Shahari Rozgar Yojana (SJSRY) (Merged with NULM)
The objectives of the revised SJSRY are:
• Addressing urban poverty alleviation through gainful employment to the urban unemployed or
underemployed poor by encouraging them to set up self-employment ventures (individual or group),
with support for their sustainability; or undertake wage employment;
• Supporting skill development and training programmes to enable the urban poor have access to
employment opportunities opened up by the market or undertake self-employment; and
• Empowering the community to tackle the issues of urban poverty through suitable self-managed
community structures like Neighborhood Groups (NHGs), Neighborhood Committees (NHC),
Community Development Society (CDS), etc.
7.9.3 Basic Services for Urban Poor (BSUP)
In the financial year 2005-06 central government started the scheme Basic Services for Urban Poor for the cities
with population of more than 10 lakhs. Between year 2006 and 2010, ten DPRs were approved under BSUP
program for Lucknow city with total cost of Rs. 376.65 Crores for housing and infrastructure facilities.

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TABLE 7-16: DPRS SANCTIONED UNDER BSUP FOR LUCKNOW


Sl. No. Name of the DPR Cost of the DPR in Crores
i Integrated rehabilitation Project, Lucknow 32.53
ia Additional infrastructure project 11.67
ii Implementation of BSUP, Lucknow, Phase-II 182.46
iii BSUP Scheme for the Slum of Nai Basti, Lucknow (Rev) 49.57
iv BSUP Scheme for the town of Chak Malhauri, Lucknow 12.56
v BSUP Scheme for the slum of Umrao Hata Nishatganj, Lucknow 5.95
Implementation of BSUP Project for Construction of 763 dwelling
vi 35.96
units with infrastructure facilities at Lucknow
Implementation of BSUP Project for Construction of 346 dwelling
vii 19.33
units with infrastructure facilities at Lucknow
Implementation of BSUP Project for Construction of 487 dwelling
viii 26.62
units with infrastructure facilities at Lucknow
Source: Ministry of Urban Development

7.9.4 Rajiv Awas Yojna (RAY)


Encourage States/Union Territories (UTs) to tackle slums in a definitive manner, by focusing on:
1. Bringing all existing slums, notified or non-notified (including recognized and identified) within the formal
system and enabling them to avail the basic amenities that is available for the rest of the city/UA;
2. Redressing the failures of the formal system that lie behind the creation of slums by planning for
affordable housing stock for the urban poor and initiating crucial policy changes required for facilitating
the same.
Rajiv Awas Yojana (RAY) envisages a “Slum Free India” with inclusive and equitable cities in which every citizen
has access to basic civic infrastructure, social amenities and decent shelter. The implementation phase of the
scheme is for the period 2013-2022. RAY was initiated by central government in 18 cities of Uttar Pradesh to
make the cities slum free. Detail report and mapping for slums in Lucknow has been done under RAY program in
December 2012 however the implementation part still needs to be done.
7.9.5 Rajiv Rinn Yojna (RRY)
The Ministry of Housing and Urban Poverty Alleviation (MH&UPA), Government of India has designed a Revised
Interest Subsidy Scheme - renamed as Rajiv Rinn Yojana (or Rajiv Loan Scheme), as an additional instrument
for addressing the housing needs of the EWS/LIG segments in urban areas.
7.9.6 Aasra Yojna (Residential)
Aasra housing scheme for the urban poor has been launched by state government, in which preference will be
given to the minorities. The scheme is being executed by the State Urban Development Agency under the
Department of Urban Employment and Poverty Alleviation. Construction of approx. 780 houses for urban poor
has been proposed and funds for the same has been approved and released to Construction and Design
Services (C&DS), division of Jal Nigam for construction work.

7.10 NGOS INITIATIVE


NGOs are actively working for the improvement and betterment of slums and urban poor in Lucknow city. Key
NGOs working in the sector are Vigyan Foundation, Nidan NGO, Oxfam India, Laxmi Organisation, Ankur NGO,
Water Aid, Action Aid etc. Some of the key initiatives taken by these NGOs are as follows:
 Zone wise mapping of the slums, labour adda and shelters for homeless in Lucknow city.
 Spread awareness among slum dwellers and urban poor to keep the environment clean and hygienic.
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 Provide financial and material support to urban poor in construction of toilets.


 Testing of potable water quality in slums and support people in mitigating the health hazards involved
in drinking polluted water.
 Educate informal sector workers regarding the wages allowance, labour laws, provision of various
schemes and programs etc.
 Support homeless people in using the shelters made for homeless in city.
 Support people to get the adequate and safe housing.

7.11 STATUS OF CIP PROPOSED UNDER PREVIOUS CDP


Rs. 1506 Crores was proposed under previous CDP in the year 2005 for various purposes such as integrated
slum development scheme, drinking water scheme, EWS housing, slum survey and creation of additional
housing stock. Out of total amount only Rs. 376.65 Crores was sanctioned for slum improvement programs.
TABLE 7-17: STATUS OF CIP UNDER PREVIOUS CDP
Sector Proposed estimates Sanctioned

Slums and Urban Poor Rs. 1506.50 Crores Rs. 376.65 Crores

7.12 SWOT
Strength Weakness
 The slum dwellers in Lucknow have better access to
physical and social facilities compared to other cities in
Uttar Pradesh.  26% of the Lucknow‟s population stay in slum areas.
 Details report for all the slums has been prepared under  42% of the slums are located on private and
RAY which can support in making improvement plans government encroached land.
and schemes for slum areas.  As discussed with the NGOs, still there are 100
 Mapping for slums in Lucknow has been done.
slums which are not identified under RAY report.
 There are many NGOs who are actively working on slum
improvement plans.  Some of the slums are located along the major
 The concerned authorities are aggressively working or drains and railway lines which need immediate
the slum improvement plans. attention.
 LMC earmark certain percentage of amount for urban
poor and slum improvement plans in Municipal Budget.
Opportunity Threats
 Opportunity to get secure land tenure for slum dwellers.
 Increasing land values and construction cost is
 Access to secure land tenure, improved shelters, access
making housing unaffordable leading to increasing
to basic infrastructure and employment generation
slums in the city.
through slum resettlement and redevelopment schemes.

7.13 KEY ISSUES AND STRATEGIES


Aspects Issues Strategies
 There should be proper check and control
by the government over vacant lands and
 Almost 50% of the slums are located at the same time, people squatting on
along key drain and water bodies in such lands should be provided affordable
Location of slums Lucknow which are posing threat to housing options.
water bodies and creating water  Slums located in the most environmentally
pollution. sensitive and disaster prone areas should
be given priority in the provision of
housing.

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 Slums which will be resettled should be
placed within a distance of 1.5km
preferably; so that the slum dwellers do
not lose their livelihood.
 Resettled slums should be connected to
other areas of the city by public transport.
 Sewerage and sanitation conditions in
slums are at very poor stage in
Lucknow.
 5-10% of the slum population defecates
 New housing schemes for slum dwellers
in open area and most of the slums do
should have all the basic infrastructure
not have sewerage connection which
and services.
leads to water and soil pollution in and
infrastructure /  Community toilets for slums should be
around the area.
services in slums constructed as per the requirement.
 Unhygienic conditions in slums are also
 Schemes for slums should be prioritized,
responsible for spreading the viral
water and sanitation should be kept at
diseases during rainy season.
priority while implementation.
 Houses provided under various schemes
for slum dwellers lack in all the type of
infrastructure like water, toilet, electricity,
road etc.
 All the slums should be officially declared
 Still many of the slums are not registered as slums by the authorities so that the left
in the list prepared under RAY report over slums can also get the benefits of the
hence, improvement of those slum areas schemes of the government.
redevelopment cannot be undertaken  The slum boundaries should be updated
Declaration of slums
under various schemes. timely so that there is no duplication of
 Many of the slums upgraded under slums.
various schemes have not been  Slums which have been upgraded or
removed from the list of slums. resettled or redeveloped should be deleted
from the list of slums.
 On the basis of community/ people‟s
preferences the schemes for up- gradation
of slum like in-situ; resettlement etc.
 Community participation is not taken into
Community should be taken up.
consideration in any of the scheme in
participation  New settlements have to be designed
implementation process.
based upon the needs of the communities
only then they will be accepted by people
any they will never squat again.
 Single window concept should be adopted
 Inadequate housing supply by
for better management.
Government Agencies.
 Strengthen the public sector by allotting
 Lack of coordination between
Government lands so that they can have a
organizations and various schemes,
land bank readily available for social
Implementation poor monitoring of schemes.
housing.
issues  Increasing land values and construction
 Upcoming Housing schemes should have
cost is making housing unaffordable
mandatory provision for the housing of the
leading to increasing slums in the city.
low income groups which may be kept as
 Schemes are more politically motivated
public property and rented out to the
hence leads to only physical
population who does not have the
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Aspects Issues Strategies


development & not wholesome socio- purchasing power for housing.
economic & physical development.  New schemes should be prepared
 There have been many cases of the considering the socio-economic profile of
slums dwellers shifting again to slum the slum dwellers.
area even after being provide the new  Gap between plan preparation and
house. implementation should reduce.
 Vacant land reclaimed after the  There should be strict monitoring on the
relocation of slum again encroached by houses provided to slum dwellers to stop
the slum dwellers. them for selling of their house and again
shifting to slum areas.
 Land reclaimed after the relocation of slum
should immediately be used for new
project or beautification of the area.
 Approx 45,000 to 50,000 labours are in
Lucknow.
 There are 32 unorganized labour adda in
 The existing labour Addas need to be
Lucknow.
regularized.
 Unavailability of proper spaces for labour
 Near all the commercial area there should
adda is one of the issues in Lucknow.
be provision of Labour Addas with basic
Labour Adda  Labours have to stand in open area for
facilities of drinking water, sitting
daily employment.
arrangements, covered shelters etc.
 Due to unavailability of any sitting
 For maintenance purpose minimal amount
arrangement labours are not able to stay
can be charged from labours as user fee.
there for the whole day hence only
morning hours are peak duration for
getting the employment.
 Total homeless population in Lucknow is
19,000.  As per the Supreme Court norms there
 There are only 23 shelter homes with should one shelter home for one lakh of
total capacity of 1500. population.
 There is shortage of shelter homes in  There should be 8 more shelter homes in
Lucknow. Lucknow city.
 The existing shelter homes are  Existing shelter homes should be
Shelter Homes
overcrowded. monitored regularly by ULB staff.
 At many places shelter homes are being  There should be proper check on the
used for other purposes like functions, funds provided for shelter home
public gathering etc. maintenance.
 Absence of proper maintenance  Separate shelter homes for women should
resulting in poor condition of shelter be provided by LMC
homes.
 In Lucknow approximately 5% of the  In all the commercial area there should be
population is engaged in informal proper provision for informal shops. Apart
activities, from commercial areas new developed
 No proper spaces or facilities are colonies should have provision of space
Informal markets provided by the ULB for informal shops. for informal shops.
 Growing number of informal shops on  The shop owners can be charged with
the roads leading to encroachments on some fix amount on monthly basis for
road and traffic jams. operation and maintenance of that area.
 Presence of informal shops under the  The spaces available under the bridges

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Aspects Issues Strategies


flyovers and bridges is a common and flyovers can be designated as space
phenomenon in Lucknow. for informal shops and monthly charge can
be taken from shop keepers.
 There is no provision of rented houses in
 Concept of Rented houses can help not
Lucknow.
only the floating population but increase
 With the increasing floating population
the ULB revenue.
issue of housing affordability is
Rented Houses  Each of the zones should have multistory
escalating in Lucknow.
rented houses.
 Due to absence of rented housing
 The rented houses can be developed
concept numbers of slums are
either by ULB or on PPP mode.
increasing every year.

7.14 VISION STATEMENT


“Slum free city with inclusive and affordable housing for all”

7.15 CORE STRATEGY AND PROJECT IDENTIFICATION


7.15.1 Core strategy
As per the RAY objectives to make Lucknow a Slum free city, an imperative slum rehabilitation strategy would be
necessary depending on the expected outcomes from the findings or analysis of existing slum situation of a city.
The rehabilitation strategy comprises of several components such as:
1. Physical targets – relocation, in-situ and up gradation
2. Law and legislation for slum dwellers
3. Stakeholders/community participation
4. Financial framework
5. Institutional mechanism
• Relocation
Physical Target • In Situ Development
• Up Gradation

Law and Legislation • Formulation of Draft law

Institutional Mechanism

Financial Plan • PPP Model

Stakeholder and Community


Participation

Slum Rehabilitation Strategy

1. Physical targets
For the slum rehabilitation, the top most priority would be given to the redevelopment/rehabilitation of
identified slums and measures to prevent future slums. The following three options of redevelopment
are based on housing tenure, tenability, physical location, density and ownership:
a) Relocation mode
 Depending on the physical location of slums such as hazardous sites and environmental
conditions without alternative
 Involves communities in identification of alternative sites

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 Ensures that education, health. Transport, basic services and infrastructure is provided
before relocation
b) In situ mode
 Involves redevelopment of whole site to provide more living space and improved
environmental conditions.
c) Slum Up-gradation
 Involves a mixture of provision or upgrading of service and infrastructure levels
incremental housing improvements or selective replacement of kutcha houses.
2. Law and legislation
An appropriate legislation is necessarily to achieve and implement the development strategies
formulated for slum free Lucknow. Legislation forms an important role for government to assign property
rights, provide basic services and achieve the holistic mission of RAY. Hence, suitable implementation
and customized legislation form an integral part of slum rehabilitation strategy.
3. Stakeholder/community participation
It has been proved by several previous schemes for slum development that community stakeholder
participation is a key aspect in implementing rehabilitation strategy to achieve slum free Lucknow.
Community participation calls for a strong and active participatory chain which would be involved
throughout the implementation of RAY starting from surveys unit project implementation and monitoring.
This particular strategy would actually make the slum dwellers realize the motive behind the programme
as an opportunity to raise their standard of living, achieve higher dignity and provide better facilities for
present as well as future families.
4. Financial framework
RAY has posed a significant challenge to the state, ULB and beneficiaries by announcing its 50%
contribution towards the project. This calls for development of exclusive financial development strategy
to meet the remaining 50% finances through various sources and mechanism.
5. Institutional mechanism
RAY is a challenging task right from policy making with project implementation and Monitoring. The
roles vary from Center State, ULB, slum clearance boards, RAY technical cell, NGOS and other
associated agencies. The city should be able to actively involve the various agencies with various tasks
as the programme advances yearly. There has to be hiring done at necessary levels/positions to
complete coordination cycle.
RAY has adopted a detail procedure to make the Lucknow city slum free through various steps as detailed out
further:
Step 1: Establishment of a slum free technical cell at state nodal agency level
Step 2: Preparation of city and slum profiles
Step 3A: Socio Economic Survey in slum areas
Step 3B: Preparation of GIS based maps
Step 4: MIS &Data Entry
Step 5: Ground Mapping
Step 6: Verification and validation by independent agency on socio economic, spatial data and base
maps on a random basis
Step 7: MIS includes integration of slum MIS with GIS Maps
Step 8: Data analysis and decision for Slum Redevelopment Plan
Step 9: Micro level planning and organized workshops
Step 10: Prioritization and phasing of plans

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Step 11: ULB approval of slum rehabilitation plans


Step 12: Preparation of slum free city plan and DPR
Step 13: Obtaining approval from ULB and other concerned authorities
Step 14: Obtaining approval of SLSC/SLNA/MoHUPA
Step 15 & 16: Tendering process, implementation of proposal
Step 17: Impact assessment
Step 18: Revision and rectification of the strategies and reforms
7.15.2 Slum Rehabilitation Framework
RAY has prepared housing conditions, infrastructure deficiency and tenure insecurity matrix for all the slum
settlements based on scoring and ranking method. The matrix is based on three key parameters i.e. housing,
infrastructure and tenure. Housing and infrastructure are the physical parameters and directly related to existing
condition, while land tenure defines the legal status of the land ownership. Based on the deficiency matrix gaps
in the housing and infrastructure, demand has been calculated.
7.15.3 Investment Requirement
Under the RAY report investment requirement for providing all the housing and infrastructure requirement have
been provided for the period of five years from 2012-2017.
Housing
Based on the mode of development, the slums in view of housing condition and physical location have been
categorized accordingly. Investment required for housing stock is provided in Table 7-18.
TABLE 7-18: INVESTMENT REQUIREMENT FOR HOUSING STOCK
Hazardous Non-hazardous
Relocation In situ Up gradation
Number of HHs 0 17853 60450
Housing deficit 78,303
Costing 0 55238.08 154475.96
Total cost in INR Lakh 209714.04
Source: RAY Report for Lucknow
Model for Dwelling Unit

Item Dimension

Living room 11.63. sq. m

Bed room 7.68 Sq.m

Kitchen 3.4 Sq.m

Bath 1.85 Sq.m

W.C 0.9 Sq.m

Passage in front of Bath &


0.68 Sq.m
W.C

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Total area 26.14 sq. m


Block Plan Area Layout

Source: RAY Report for Lucknow

Infrastructure
The section includes physical and social infrastructure for all the slums in LMC area. Taking into account all the
required aspects costing has been done as given in Table 7-19.
TABLE 7-19: INVESTMENT REQUIREMENT FOR PHYSICAL AND SOCIAL INFRASTRUCTURE
Investme Investme Investme Total
S. Quanti nt by nt by nt by Investme
Sector Sector/Unit 2020 2030 2040 nt Need
No. ty
Rs. Lakhs
Physical Infrastructure
Running length of sub line (km) 683.19 5,974 5,974
Water Rising Main (km) 332.23 634 634
Supply
1 System No. of individual taps 108523 3886 3,886
Overhead water tanks 248 248 248
Sub Total 10,742 10,742
Length of Underground Sewer Line
567.09 8,872 8,872
(km)
Sanitation Length of storm water Drainage
2 567.09 8,872 8,872
Lines (km)
No. of individual toilets 54279 6,554 6,554
Sub Total 24,298 24,298
Solid waste No. of Bins 4947 438 438
manageme Type of garbage collection - -
3 nt Frequency of garbage collection - -
Sub Total 4947 438 438
Length of main roads in Kms
3015 150 150
(Proposed)
Roads
4 Length of internal roads in Kms
223.37 5,536 5,536
(Proposed)
Sub Total 5,686 5,686
Street
No. of street lights 4071 469 469
5 Lighting
Sub Total 4071 469 469

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Investme Investme Investme Total


S. Quanti nt by nt by nt by Investme
Sector Sector/Unit 2020 2030 2040 nt Need
No. ty
Rs. Lakhs
Total Physical Infrastructure 41,633 41,632
Social Infrastructure
Anganwadi/Pre-primary schools 156 156
Education
Primary school 165 295 295
6 facilities
High school 61 61
Sub Total 165 512 512
Comm. Halls 95 501 501
Recreation park (sq. Kms) 1009 2,832 2,832
Social
developmen Development of Labour Adda 32 480 120 150 750
7 t Development of Shelter Homes 30 910 1950 1300 4,160
Development of Informal Market
50 500 500 500 1,500
Spaces
Sub Total 5,224 2,570 1,950 9,743
Total Social Infrastructure 5,735 2,570 1,950 10,255
Grand Cost ( Physical + Social) Infrastructure 47,368 2,570 1,950 51,888
Source: RAY Report for Lucknow

From the above table, it is observed that total cost estimates for physical and social infrastructure is Rs. 518.92
Crores where physical infrastructure is estimated for Rs. 416.32 Crores and for social infrastructure it is around
Rs. 102.60 Crores.
The following table presents sector wise cost estimated for five years (2015-2020) by taking into consideration
the cost calculated for the additional provisions/requirements, mentioned in earlier section:
TABLE 7-20: SECTOR WISE ESTIMATED COST (IN INR/LAKHS)
Estimated cost
Sector
2015-2016 2016-2017 2017-2018 2018-2019 2019-2020 for5 years
Housing 19,922 50,271 87,909 39,792 11,819 209,714
Water Supply 1,079 2,781 4,031 1,936 914 10,742
Sanitation 2,795 6,985 8,938 3,836 1,744 24,298
Solid Waste Management 32 91 166 103 46 438
Roads 585 1,706 1,957 807 630 5,685
Street Lighting 220 82 141 14 13 469
Education 27 90 222 135 37 512
Social development 1,045 1,045 1,045 1,045 1,045 5,224
O&M 3,712 9,335 15,515 6,985 2,277 37,825
Total 29,417 72,386 1,19,924 54,653 18,525 2,94,907
Source: RAY Report for Lucknow

As shown in the above table, the total cost projected for 5 years is Rs. 2949.10 Crores. In which 71% is allocated
for housing with top priority; 14% for physical infrastructure and 2% for social infrastructure. Among physical
infrastructure elements, due priority is given for sanitation for the next 5 years followed by water supply.

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FIGURE 7-15: SECTOR WISE COST DISTRIBUTION


Housing
0.17% 1.77%
0.16%
Water Supply
1.93% 12.83%
0.15% Sanitation
8.24%
SWM
3.64%
Roads
71.11%
Street Lighting

Education

Social development

O&M

In the first year of development, 23 slum (4215 housing deficit ) have been tentatively proposed for in-situ
development with estimated cost of Rs. 122.23 Crores and 52 slums(3545 housing deficit) proposed for Up
gradation with estimated cost of Rs. 76.98 Crores, on the lands belonging to the Local body, Private construction
of 78,303 houses with needed infrastructure is required.

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8.0 PHYSICAL INFRASTRUCTURE


8.1 INTRODUCTION
The sustainability and quality of life in any urban centre is closely linked to the quantity and quality of basic
infrastructure facilities that support it. This chapter incorporates the existing status of services and physical
Infrastructure in Lucknow with sectoral assessment and proposals.
The major sectors covered under this chapter include the following:
A. Water supply
B. Sewerage
C. Solid Waste Management
D. Storm Water Drainage
E. Traffic and Transportation
F. Street Lighting
G. Fire Fighting

8.2 WATER SUPPLY


8.2.1 History of water supply system in Lucknow
After the formation of Municipal Board in the year 1884, piped water supply was introduced in 1892. Earlier the
system was proposed for the population of 2 lakhs only. The major source of water supply is River Gomti and the
first raw water pumping station was constructed at Gaughat on the right side of the river and the treatment plant
was established at Aish Bagh (the oldest treatment plant in Lucknow). After the treatment at Aishbagh water
works plant, the filtered water pumped to the City for distribution through a network of cast iron mains.
Subsequently in the first half of the 20th Century the old steam engine device pumps were replaced with
electricity driven system.
8.2.2 Sources of water supply
8.2.2.1 Surface water
Gomti River is the major surface water source for water supply in Lucknow city. Another major source is Sharda
Sahayak Feeder Canal taken out from River Ghagra. Two water works namely Aish Bagh and Bala Ganj are
available to treat the water from Gomti River. Recently a new water work plant Gomti WW III in Gomti Nagar has
been established to treat the water from Sharda Sahayak Feeder Canal. Total water capacity of the WWs from
surface water source is 545 MLD however the actual water production from these plants is 475 MLD.
8.2.2.2 Ground water
Ground water equally contributes to the water supply in Lucknow city with approximate 400 MLD of water.
District B and D are totally dependent on ground water source. As per the study conducted by UP state ground
water board due to excessive extraction and decreasing soft surface, average water table drop is 0.52 m every
year. Some of the areas under District C have witnessed more than usual water drop in the table which is 1.46m
per year. As per the information available from Jal Kal (LMC) department there are total of 605 tube wells in
Lucknow city out of which 603 are in working condition. Apart from these tube wells, there are 65 mini tube wells
available in the city. In slum areas also ground water is the major source of water supply. Average yield of a tube

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well is 0.7 MLD. After coming up of new projects use of ground water is decreasing year on year. Zone wise
number of tube wells and mini tube wells are provided in Table 8-1.
TABLE 8-1: ZONE WISE NUMBER OF TUBE WELLS AND MINI TUBE WELLS
Number of mini tube Working mini tube
Zone number Number of tube wells Working tube wells
wells wells
Zone 1 61 61 17 17
Zone 2 43 42 18 18
Zone 3 171 170 14 14
Zone 4 135 135 1 1
Zone 5 119 119 2 2
Zone 6 76 76 13 13
Total 605 603 65 65
Source: Jal Kal Department, Lucknow

8.2.2.3 Other source


Hand pumps are another major source of water supply in Lucknow. There are total of 9964 hand pumps in
Lucknow out of which 7702 are in working condition. Zone wise distribution of hand pumps is provided in Table
8-2.
TABLE 8-2: ZONE WISE NUMBER OF HAND PUMPS
Zone number Number of hand pumps Hand pumps in working condition
Zone 1 871 631
Zone 2 1485 1219
Zone 3 1290 997
Zone 4 1541 1050
Zone 5 2167 1950
Zone 6 2610 1855
Total 9964 7702
Source: Jal Kal Department, Lucknow

8.2.3 Water supply distribution districts


A major reorganization of the water supply system was taken up around 1957 where the whole town was divided
into 11 zones including cantonment. During the 80s and 90s decade the city has grown tremendously in terms of
municipal limits and population resulting in mismanagement of water works and acute shortage of water supply in
various areas of the city. For proper and equitable distribution of the water supply, Lucknow city was divided into
five water districts in the Master Plan for Water Supply for Lucknow City in the year 1976. The districts were
further sub divide into 32 zones. Water service districts are (A) City Service District, (B) North Service District, (C)
East Service District (D) South Service District and (E) Cantonment. Table 8-3 presents the summary of water
supply districts, their sub division and source of water in each of the district.
TABLE 8-3: WATER SUPPLY DISTRICTS IN LUCKNOW
Sl. Populatio No. of
District Nam of the areas Source of Drinking water
No. n Zones
 River Gomti is the basic source of water
supply
City
Old city on right of Gomti,  Two water works namely Aishbagh (265
1 Service 1159707 16
Chowk, Hazratganj, Narhi etc. MLD) and Balaganj (200 MLD)
(A)
 Out of 16 zones; zone M, N & P use
ground water.
2 North Area on left of Gomti and right 696698 6  Tube wells are major source of water

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Sl. Populatio No. of


District Nam of the areas Source of Drinking water
No. n Zones
Service of Kukrail Nala, Maha nagar, supply however few areas are getting
(B) Nirala Nagar, Aliganj, Vikas surface water as well.
Nagar, Jankipuram, Kalyanpur,
Kursi Road, Sahara City, IIM
Road and private housing
societies.
 Earlier the district was totally dependent
on ground water source
 In recent time surface water source i.e.
Area on left of Gomti and
Sharda Sahayak feeder canal from
Kukrail Nala, Indira Nagra and
East River Ghagra is being used to supply
Gomti Nagar, private housing
3 Service 478910 2 water.
societies, high rise residential
(C)  New water works constructed in Gomti
and commercial towers, housing
Nagar with 80 MLD of capacity
on chinhat and Deva road
 Hence the water supply is being shifted
from ground water to surface water
source
Alamnag, Adarsh Nagar,
Chandra Nagar, Shrinagar,
South Krishna Nagar, Kharika ward,
 Basic source of water supply is ground
4 Service Bangla, Bazar, South City, 467685 8
water.
(D) Vrindavan Yojna, Telibagh,
SGPGI, Kanpur Road Yojna
and private housing
 Water supply is maintained by Cant
Cantonm Canto Board
5 Cantonment NA
ent (E) nment  Basic water supply source is ground
water.
Source: Lucknow Jal Kal Department and Jal Nigam

Distribution of water supply districts and location of water works is shown in Figure 8-1.

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FIGURE 8-1: WATER SUPPLY DISTRICTS AND LOCATION OF WATER WORKS

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8.2.4 Primary Storage, Treatment, Transmission and Distribution


FIGURE 8-2: WATER TREATMENT, STORAGE AND DISTRIBUTION SYSTEM IN LUCKNOW

Surface
water

Ground Water Main Zonal Over head Consumer


water Treatment Plan Reservoirs Reservoirs tanks End

8.2.4.1 Treatment
The water extracted from the surface is treated in the Water Treatment Plants (WTPs). At treatment plant, the
raw water is made potable up to the standards of safe drinking water by pre-chlorination, primary treatment and
filtration. Quality control is assured through laboratory testing at the WTPs. Surface water treatment in Lucknow
is done in three water works namely Aishbagh, Balaganj and Gomti Nagar. Ground water extracted from tube
wells is treated through chlorination process by putting the bleaching powder in the tank near tube well. A brief
description of the water works is given further.
Aish Bagh Water Works: This is the oldest and first water work established in the year 1892 in Lucknow located
at Aishbagh, District A. Water is lifted from Gaughat on the right side of the river. This WTP serves major area of
District A with actual treatment capacity of 265 MLD. Five pumping stations located in various parts of the district
are fed by this WTP. There are three sedimentation tanks with total capacity of 375 ML in this water works.
Balaganj Water Works: The second WTP was commissioned in the year 1994 with actual treatment capacity of
200 MLD. It serves water demand in some of the areas of District A. Water is lifted from Gaughat on the right
side of River Gomti. Five pumping stations located in various parts of the district are fed by this WTP. There are
two sedimentation tanks with total capacity of 96 ML in this water works.
Gomti Water Works: The third water work is located in Gomti Nagar which serves the water demand in District
C. This is a newly constructed WTP on Sharda Sahayak Feeder Canal. Total capacity of the plant is 80 MLD.
Prior to construction of Gomti Water Works, ground water was the major source of water supply in District C,
however, after its implementation the use of ground water has decreased in recent times. Instead of
sedimentation tanks two clariflocculator are established here with total capacity of 40 ML each.
TABLE 8-4: SUMMARY OF WATER WORKS IN LUCKNOW
Nam of the Population Capacity of the Actual treatment
Sl. No. Area Served Source of water
water works served plant in MLD in MLD
1 Aish bagh District A 265 220 Gomti River
1159707
2 Balaganj District A 200 180 Gomti River
Sharda Sahayak
3 Gomti Nagar District C 478910 80 75
Feeder Canal
Total 545 475
Source: Jal Kal Department, Lucknow

The table also indicates that all the 3 treatment plants have adequate capacity required for the population that is
being served by each of the treatment plants in each of the respective districts, considering average water supply
of 150 lpcd. Hence, in the existing scenario there is no need of enhancing the water treatment Capacity of any of
these 3 treatment plants.

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Picture 8-1: Gomti Water Works Picture 8-2: Gomti River

Picture 8-3: Aish Bagh Water Works Picture 8-4: Balaganj Water Works

8.2.4.2 Storage
After the treatment of water at WTPs, water is stored in main reservoirs located at the treatment plants. From the
main reservoirs water is transported to zonal clear water reservoirs/zonal reservoirs and finally to overhead tanks
located in various parts of the city. Presently there are 103 over head tanks with total capacity of 102 million
litres. Apart, there are 24 clear water reservoirs/underground water reservoirs with total capacity of 67 million
litres. More than 60% of the water is stored in OHTs which is on higher side as per normative standard of 33% of
total water supply and rest 40% of the water is supplied via reservoirs directly. OHTs receive water from both
reservoirs and tube wells.

Picture 8-5: OHT Picture 8-6: OHT Under Construction

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8.2.4.3 Transmission and Distribution


The transmission and distribution in Lucknow city consist of PVC pipelines. Total water pipelines length in
Lucknow is 2748 km with varied diameter of 80 mm to 1300 mm. 90% of the city is covered with piped water
supply network. Table 8-5 presents the zone wise length of water pipe lines in Lucknow city.
TABLE 8-5: ZONE WISE LENGTH OF WATER PIPE LINES
Zone number Length of pipe lines
Zone 1 550
Zone 2 510
Zone 3 520
Zone 4 430
Zone 5 358
Zone 6 380
Total 2748
Source: Jal Kal Department, Lucknow

Transmission and distribution losses in Lucknow city are very high, which is 30% of the total water supplied
against the benchmark of 20%.
8.2.5 Coverage of water supply and existing situation
TABLE 8-6: KEY FEATURES OF LUCKNOW WATER SUPPLY
Source of water supply River Gomti, Sharda Sahayak Canal and Ground Water
Quantity of water supplied 875 MLD
Water losses 30%
Quantity of water supplied after losses 613 MLD
Gap in total water supply No gap in production as per 2014 demand
Water supply distribution hours 2 hours
Per capita average water supply is 150 lpcd
Per capita water supply Varies in different areas between 100 and 200 lpcd + 30%
Unaccounted for water (UFW)
Coverage of water supply connections 62%

8.2.5.1 Coverage & Existing Situation


As per the projected population data for the year 2014 total water demand for Lucknow city is 610 MLD with 150
lpcd and 15% UFW. Actual water production in the city is 613 MLD which is equal to the actual demand hence in
the existing situation there is no gap with respect to water supply. Approximately 60% of the city population is
using surface water whereas rest of the 40% population use ground water source. Out of 110 wards 41 wards
are served by ground water supply and rest 69 wards are served with both surface as well as ground water.
Figure 8-3 shows the ward wise source of water distribution (ground and surface).
8.2.5.2 Per capita water supply and frequency of water supply
Before the implementation of the JNNURM schemes per capita water supply in Lucknow was 114 lpcd which
increased to on an average 150 lpcd (as per current water production) excluding 30% of UFW which is on higher
side than the normative standard of 135 lpcd. However, actual per capita water distribution is inequitable among
various wards which ranges between 100 and 200 lpcd. Due to various Transmission & Distribution (T&D)
issues, leakages, theft etc. actual per capita supply reduces in many of the parts. On an average city receives 2
to 3 hours (divided into morning and evening hours) of water supply in whole of the day. There are various areas
in Lucknow which receives only ½ an hour of water supply in whole day.

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FIGURE 8-3: WARD WISE SOURCE OF WATER SUPPLY

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8.2.5.3 Water connection and Non-Revenue water


As per the information received from Jal Kal Department (LMC), Lucknow; total number of water connections in
city are 3,15,473. Out of which 3,05,309 are HH connections, almost 62% of the total HHs in the city. At present
there is no metering system in Lucknow city which results into unaccounted use of water and heavy wastage at
consumer end. Category wise numbers of connections are given in Table 8-7.
TABLE 8-7: CATEGORY WISE NUMBER OF WATER CONNECTIONS
S.No. Category Number of connections
1 Domestic 3,05,309 (96.78%)
2 Non-Domestic 5426 (1.72%)
3 Capital (Bulk Connection)6 3935 (1.25%)
4 Institutions 803 (0.25%)
Total 3,15,473
Source: Jal Kal (LMC), Lucknow

8.2.5.4 Water charges


Water charges for Domestic use were introduced from 1994. These user charges were linked with the Property
and according to the property type water tax is collected. In the current scenario, 12.5% of the Annual Rental
Value (ARV) is collected as water charges. The charges vary as per the building type and size of the plot.
8.2.6 Service Level Benchmarks
The Government of India has made it compulsory for all the towns receiving grants from it, to study and declare
where they stand in the prescribed benchmarks for the services. The different service level benchmarks for the
water supply service and the status of the city of Lucknow as studied in 2012-13 by the Municipal Corporation
are discussed below.
TABLE 8-8: SLB STATUS FOR WATER SUPPLY
Sl. No. Water Supply Indicators Benchmarks Lucknow City Status
1 Coverage of water supply connections 100% 62%
2 Per capita supply of water 135 lpcd 150 lpcd
3 Extent of metering of water connection 100% 0%
4 Extent of non-revenue water 20% 30%
5 Continuity of water supply 24 hours 2 hours
6 Quality of water supplied 100% 100%
7 Efficiency in redressal of customer complaints 80% 88%
8 Cost recovery in water supply services 100% 64%
9 Efficiency in collection of water related charges 90% 84%
Source: Jal Kal (LMC), Lucknow

6
Bulk connection is given to the multistory buildings where the area is lesser and capital cost of water supply
infrastructure is very high. The multistory buildings can be residential or institutional.
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FIGURE 8-4: COMPARISON OF LUCKNOW WATER SUPPLY STATUS WITH SLB BENCHMARKS

Efficiency in collection of water related charges (in 84


%) 90

Cost recovery in water supply services (in %) 64


100
Efficiency in redressal of customer complaints (in 88
%) 80

Quality of water supplied (in %) 100


100

Continuity of water supply (in hr) 2


24

Extent of non revenue water (in %) 30


20

Extent of metering of water connection (in %) 0


100

Per capita supply of water (in lpcd) 150


135

Coverage of water supply connections (in %) 62


100

0 20 40 60 80 100 120 140 160


Lucknow City Status Service Level Benchmarks

 With respect to the service level benchmark, the description of overall service provision under water
supply are discussed on the basis of each bench mark. In terms of coverage about 62% of the
households have access to the piped water supply system through taps. The areas which are not
covered are the newly developing fringe areas, undeclared slums and far-flung areas.
 The per capita, average water supply in the city is as high as 150 LPCD against the standard of 135
LPCD.
 There is lack of meter system for HH connections.
 Figure above indicates that the transmission losses and UFW account for 30% of the total water supply
against the standard of 20% and resulting in low water pressure. Old and defunct water supply network
along with illegal connections are responsible for transmission losses and NRW.
 Water supply is intermittent; typically, water is supplied twice a day. The duration varies from 2 to 3
hours, both in the morning and evening.
 Efficiency of collection of water charges is 84% against the benchmark of 90%. Water tax is based on
Annual Rental Value (ARV).
 Cost recovery is 64% which is below the prescribed norm. For better annual operating revenue
recovery, water supply rate needs to be equitable and metering system need to be implemented at the
earliest.
 In case of other performance indicators with respect to the service level bench marks LMC water supply
services are up to the mark viz. quality of water which is 100% and complaint redressal is 88% as
against the standard of 80%.

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FIGURE 8-5: WORKS FOR WATER SUPPLY INFRASTRUCTURE UNDER JNNURM PHASE I

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8.2.7 Organisation involve for water supply system in Lucknow


There are two major organisations responsible for water supply establishment and maintenance in Lucknow
namely Jal Nigam and Jal Kal (LMC) (earlier known as Jal Sansthan). Jal Nigam is the responsible body for all
the implementation and execution works related to water works in city area. After the execution of the water
related works, Jal Nigam handover the works to Jal Kal for distribution, operation and maintenance purposes.
Apart from these two organisations LDA, UPAVP and Private developers are responsible for executing works
related to water pipelines in the townships and colonies/areas developed by them.
TABLE 8-9: ORGANIZATIONS INVOLVED IN WATER SUPPLY FOR LUCKNOW
Sector Planning and Design Construction O&M

UPJN, LDA, UPAVP, UPJN, LDA, UPAVP, Private


Water Supply Jal Kal (LMC)
Private Developers Developers

8.2.8 Status of CIP Proposed under previous CDP


Under the previous CDP for Lucknow, proposed estimates for water supply sector was Rs. 1277.53 Crores out of
which Rs. 601.22 Crores (47%) was sanctioned for various projects for Phase I water supply.
TABLE 8-10: STATUS OF CIP PROPOSED UNDER PREVIOUS CDP
Sector Proposed estimates Sanctioned

Water Supply Rs. 1277.53 Crores Rs. 601.22 Crores


Source: City Development Plan of Lucknow 2006

8.2.9 Proposed Projects for water supply7


To resolve the escalating water supply problem of Lucknow city, water supply schemes under JNNURM were
passed by Government of India based on the financial estimates provided in first City Development Plan for
Lucknow. Phase I of the scheme was sanctioned which was divided into two parts i.e. Part I with total cost of Rs.
454.66 Crores and Part II with total cost of Rs. 186.88 Crores. A brief summary of the proposed projects and
their physical and financial progress is discussed further.
Lucknow Water Supply Projects: Phase I, Part I for District A and C:
TABLE 8-11: PROPOSED WATER SUPPLY PROJECTS FOR LUCKNOW, PHASE I PART I
Sl. Proposed works Progress up to Sanctioned
Amount spent
No. Work Quantity December 2014 cost
1 Tube wells 61 Nos. 100%
2 Rebore tube wells 44 Nos. 100%
3 OHTs 5 Nos. 100%
4 CWR 4 Nos. 100%
5 Distribution system 133.51 km 100%
454.66 Crores 415.60 Crores
Renovation of Aishbagh
6
WW
6a Raw water RM 8.5 km 100%
Strengthening of WW 1 No.
6b
 RGF  45 MLD  93%


7
Out of the five water districts, District E was not considered in the DPR preparation as the same is being looked after by
Cantonment Board.
 District A and C were mainly considered in Phase I of the project whereas District B and D would be taken up in later phase.
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Sl. Proposed works Progress up to Sanctioned


Amount spent
No. Work Quantity December 2014 cost
 CWR  4000 kl  95%
 Renovation of  1 No.  100%
clarifloculator
Renovation of settling
6c 2 Nos. 100%
tank
6d CWR 2 Nos. (750 & 1100 kl) 100%
Clear water feeder main
6e 10.26 km 100%
from WWs
Augmentation of
7
Balaganj WW
from 100 MLD to 200
7a Enhancement of WTP 100%
MLD
7b Raw water RM 1.6 km 100%
Clear water feeder main
7c 7.39 km 100%
from WWs
Construction of III WW
8
Gomti Nagar
8a Raw water RM 10.5 km 100%
8b WTP 80 MLD 100%
Clear water feeder main
8c 27.5 km 100%
to ZPS
8d Zonal CWR 12 Nos. 100%
Development of Chinhat
8e 100 acre 100%
lake
Provision of domestic
9 25,55,00 At tender stage
water meter
Provision of bulk water
10 60 numbers 27 numbers installed
connections
Leak detection One set handed over
11 6 numbers, 3 sets
instruments to Jal Kal
Source: Jal Kal Department, Lucknow

97% of the work under Phase I, Part I has been finished and expected date for completion of all the work
is March 2015.
Lucknow Water Supply Projects: Phase I, Part II for District A and C:
TABLE 8-12: PROPOSED WATER SUPPLY PROJECTS FOR LUCKNOW, PHASE I PART II
Sl. Proposed works Progress up to Sanctioned
Amount spent
No. Work Quantity December 2014 cost
1 Tube wells 21 Nos. 100%
2 Rebore tube wells 20 Nos. 100%
3 OHTs 18 Nos. 80%
4 CWR 6 Nos. 84%
186.88 158.52
5 Rising main 15 km 93%
6 Distribution system 568 km 99%
Intake work at II WWs
7 60 MLD 95%
Balaganj

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Sl. Proposed works Progress up to Sanctioned


Amount spent
No. Work Quantity December 2014 cost
Filter work at Balaganj
8 95%
and Aishbagh WWs
Lining work at Bharwara
9 99%
Lake
Augmentation of flow in
10 100%
Gomti
Source: Jal Kal Department, Lucknow

96% of the work under Phase I, Part II has been finished and expected date for completion of all the work
is March 2015.
8.2.10 Issues in the current system
As per the secondary data analysis and consultation with various stakeholders SENES has observed various
issues pertaining to water supply system in Lucknow city. The identified issues and loopholes need to be
addressed by Jal Nigam and Jal Kal (LMC) to overcome the situation and reach the standards required to make
the water supply system sustainable.
 Heavy water losses: As per the data available from Lucknow Jal Kal and Jal Nigam T&D losses in
Lucknow are very high due to leakages in the current pipelines in old Lucknow area, water theft through
illegal connections etc. Currently UFW in Lucknow is 30%.
 No Metering in current system: Currently, there is no metering system in Lucknow city resulting into
unaccounted use of water and huge wastage by consumers. This has an adverse implication of low
revenue collection for the water supply department.
 Depleting ground water: In present situation approximately 40% of the population in Lucknow city use
ground water (tube wells, hand pumps, mini tube wells etc.). This phenomena result into depleting ground
water table year on year. As per the data available from State Ground Water Board every year the water
table in Lucknow is decreasing between 0.5 and 1 m. Ground water is used not only by domestic users, but
also found in industrial areas.
 Frequency of water supply: Water supply duration in Lucknow city is only 2-3 hours a day distributed
between morning and evening. Less duration of water supply results in to dissatisfaction by the consumer.
 Low water pressure at various places: Issue of low pressure has been observed at many places in
Lucknow city and many complaints have been registered for this. The reason of low pressure is broken
pipelines at various places.
 No rain water harvesting: No rain water harvesting activities are taking place in Lucknow city. It is
mandatory for the new developed colonies to incorporate water harvesting technology however due to
ignorance and lack of information it has not been incorporated so far.
 Poor quality of water at certain places: Due to leakage and broken pipe lines, the intrusion of polluted
water has been observed at many places. This results into degraded water quality supply to consumer end.
 Low quality water pipelines: Quality of water pipe lines in Lucknow city is very low grade. PVC pipes are
used for whole of the system. Due to low quality of pipe line, leakage and breakage of the pipes is common
issue in Lucknow.
 Dilapidated pipelines: Water pipelines system in old Lucknow area is many decades old and many of the
lines are in dilapidated condition and need immediate replacement.
 No mapping for pipelines: There is no proper map available for water pipe lines system in Lucknow.
There is no information available to know the exact age of the water pipe lines. In the absence of these kind
of information it becomes impossible to find out the exact demand for replacement of pipelines.

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8.2.11 SWOT Analysis


Strength Weakness
 Availability of reliable surface water sources –
 Water losses 30%
Gomti River and Canal System
 0% coverage of metered connection.
 Sufficient water production till 2014
 Low efficiency in collection of water supply
 Implementation of new projects to upgrade the
charges.
water supply system in Lucknow
 Lack of awareness regarding water conservation
 Active participation of Jal Nigam in execution of
among the citizens.
new works
 Excessive use of ground water.
 Funding sources are available for new projects.
 New development entirely dependent on ground
 Water department has started detecting water
water
leakage points with the help of leakage detecting
 Quality of water pipe line is very low resulting into
machines.
frequent breakages and leakages.
 Metering for head water works has been started.
Opportunity Threats
 100% metering will lead to increase in collection
of water taxes thereby increasing the revenue
income of Municipal Corporation.
 High quantity of NRW
 Improvements to water supply and pressure are
 Lack of willingness to pay
required in some areas of the city, predominantly
 Depleting ground water table
the outer areas.
 Dilapidated pipe lines in old Lucknow area
 Opportunity to avail funding through the central
 Pollution in potable water due to intrusion of
government grants
polluted water in leaked pipes
 Opportunity of availing 24X7 water supply should
be tapped.
 Private sector participation in service delivery

8.2.12 Water supply infrastructure demand and gap


Actual Water Quantity Demand: Water demand is normally classified as domestic water demand and non-
domestic water demand. Domestic water demand covers the use of water for drinking, washing, bathing, flushing
etc. Nondomestic water demand includes the water demand for industries and other uses. Water demand is
necessarily assessed for 100% satisfaction of the consumers. Although in existing scenario and up till 2015,
adequate water supply is there conforming to the CPHEEO standards, but to cater the target year population,
augmentation of entire water supply system is required. In case of Lucknow water demand has been calculated
on the basis of CPHEEO Manual at the following rates;
 Net Domestic Supply at consumer‟s end = 150 LPCD
 Provision for Non-Domestic supply = 30 LPCD
 Losses in the system at 15% = 27 LPCD
 Total gross Supply = 207 LPCD (considered lpcd for project calculation – 210 lpcd)

Table 8-13 presents the demand gap assessment for various components of water supply for the next 25 years
in three phases i.e. 2020, 2030 and 2040. Demand gap assessment is based on the various standards and
manuals available for water supply infrastructure in urban areas. Total water demand for the phases 2020, 2030
and 2040 is 746 MLD, 855 MLD and 1281 MLD respectively.

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TABLE 8-13: WATER SUPPLY DEMAND GAP ASSESSMENT TILL 2040 FOR LUCKNOW CITY
Existing and Desired Service Gap by Year 2039-
Service Gap by Year 2019-20 Service Gap by Year 2029-30
Level 40
Sl.
Components Unit Indicator Deman
No. Existing Desired Existing Demand - Gap - Estimate Demand - Gap - Estimat Gap -
d-
Level Level (2014-15) 2019-20 2019-20 (2020) 2030 2030 e (2030) 2040
2040
1 Daily per capita 613 745.53 133.03 745.53 855 109 855 1,281 426
Water Demand MLD 150 210
Supply
2 Surface water % of total water 332.50 465.53 133.03 466 575 109 575 1,001 426
MLD 52.10% 75.00%
supply supply
3 Ground water % of total water 280.00 37.56% 32.76% 21.86%
MLD 47.90% 25.00%
supply supply
4 % of water loss to 262.50 20%
T & D Losses MLD 30% 20%
total production
5 Treatment 475.00 466 53 475 575 100 575 1,001 426
MLD % Treatment Capacity 100% 100%
capacity
6 Distribution
Km. % of Road Length 81% 85% 2,748 3,018 270 3,018 3,813 795 3,813 4,791 978
Network
Refurbishment
7 of Old % of total existing
Km. 40% 100% 1,099 1,099
Distribution network
Network
8 % ESR Capacity to
OHT/CWR ML 60% 33% 169 56.00 56.00 45 45 178 178
Water Supplied
9 Metering No of metered 1,174,1 311,50
No.s 0% 100% - 623,550 623,550 623,550 862,642 239,092 862,642
System connections 49 7
Source: Estimated by SENES Consultants

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8.2.13 Key factor to frame Lucknow’s water supply system


The assessment of water supply scenario at Lucknow has highlighted that there is an urgent need to improve the
water supply situation in order to adequately meet the existing and future demand. The current level of per capita
water supply is at 150 lpcd however actual supply to consumer end is far below the actual production due to
faulty transmission and distribution system. In order to improve the water supply situation in LMC within a specific
plan period, the consultant has arrived at a core strategy which needs to be adopted and also the list of projects
which would have to be taken up such that existing and future requirement for water is adequately met.
 Central Government Water Policy
o Rivers and other water bodies should be considered for development for navigation as far as possible
and all multipurpose projects over water bodies should keep navigation in mind right from the planning
stage.
o There is a need to map the aquifers to know the quantum and quality of ground water resources
(replenishable as well as non-replenishable) in the country. This process should be fully participatory
involving local communities. This may be periodically updated.
o Recycle and reuse of water, including return flows, should be the general norm.
o In order to meet equity, efficiency and economic principles, the water charges should preferably / as a
rule be determined on volumetric basis. Such charges should be reviewed periodically.
o Encroachments and diversion of water bodies (like rivers, lakes, tanks, ponds, etc.) and drainage
channels (irrigated area as well as urban area drainage) must not be allowed, and wherever it has taken
place, it should be restored to the extent feasible and maintained properly.
o Urban domestic water supply should preferably be from surface water in conjunction with groundwater
and rainwater. Also, reuse of urban water effluents from kitchens and bathrooms, after primary
treatment, in flush toilets should be encouraged, ensuring no human contact.
o Urban water supply and sewage treatment schemes should be integrated and executed simultaneously.
Water supply bills should include sewerage charges.
 Integrated Policy on Ground Water Management, Rain Water Harvesting and Ground Water
Recharge in Uttar Pradesh: Key interventions as mentioned by the policy are given further
o Optimum utilisation and managed extraction of ground water in urban areas:
 Reduce the 40% of leakages in urban water supply system to save the ground water and its
extraction.
 Ground water extraction should be based on calculation of actual water quantity required for
potable water. It is also known as need based demand.
 Existing aquifers should be closed and replaced by alternate aquifers to make the ground water
extraction sustainable.
 To reduce the pressure of ground water depletion in core urban areas, tube wells should be
installed in peri urban areas where potential aquifers are available.
 Dependency on ground water should be reduced for potable water demand and should be shifted
to surface water source.
 Regular ground water audit should be conducted to monitor the water extraction.
o Rain water harvesting and ground water conservation:
 Preparation of ground water recharge plan.

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 Framing of new guidelines for ground water recharge based on hydrological parameters by ground
water board and Housing and Urban Planning Department.
 Implementation of combined recharge system by Housing and Urban Planning Department on
priority basis.
 For rain water harvesting through roofs, areas requirement should be reduced to 200 sq. m form
300 sq. m.
 To conserve the annual extra rain water runoff, Housing and Urban Planning Department should
calculate the actual amount and take initiative to conserve it.
 It should be ensured that polluted water do not reach the ground water sources.
 Preservation of old ponds and construction of new ponds should be ensured during the new
development schemes.
 Rain water harvesting on government and semi government buildings should be strictly followed.
 Techniques of ground water recharge in urban areas:
 Roof top rain water harvesting: Recharge Pit, Recharge Trench, Recharge Well, Recharge
Shaft, Dug well, Pond, Tank
 Pavement - Storm water harvesting

Rain Water Harvesting


8.2.14 Core Strategy
The gaps which have been identified in the provision of water supply service by LMC have been arrived at after
consideration of the existing demand requirements and also for the demand scenario in the year 2020, 2030 and
2040. Unlike the approach followed for sectors such as roads and SWM in the case of water supply the planning
for augmentation for water supply requirements would have to consider the demand arising in 2040 and make
necessary provisions for the same by 2020. The systems and infrastructure would therefore have to be designed
such that the long term needs are addressed and planned by 2020. The broad strategy therefore has been
prepared to identify the projects addressing the future demand which LMC would have to take up in the short run
for which necessary investments will also have to be planned for. In addition to the improvements to be made to
the infrastructural requirements, the stakeholders have also recommended increasing the municipal manpower
dealing exclusively with the water supply.
8.2.15 Vision Statement, Goals and Strategies
Sector Vision

“Shifting from ground water to surface water and equitable distribution of quality water to all
the HHs with minimisation of T&D losses”.

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Sector Goals Action Plan/Strategies

a) Shifting form ground water supply  Water supply source requires to be increased to meet both
to surface water supply. the current and future demand for water supply till the year
b) Improvement in potable water 2040.
quality.  The water storage capacity would also have to be
c) 24X7 water supply assurance. increased keeping in perspective the long-term planning
d) 100% treatment for surface water requirements.
supply.  Refurbishment of the old dilapidated distribution network
e) 100% cost recovery of water has to be planned to reduce the loss in transmission.
charges.  Treatment plant has to be provided for water treatment.
f) Refurbishment of old water supply  To improve the revenue from water charges, complete
infrastructure. metering has to be executed.
g) Mapping for the entire water supply  Regular ground water quality check-ups at the interval of 3
infrastructure. months.

8.2.16 Projects Identification

ULB’s Suggestion
 Equitable distribution of water and improvement in potable water quality in LMC area.
 Improvement in potable water quality.
 Reduce the usage of ground water and increase the use of surface water for future demand.
 100% cost recovery for water charges.
 Use of HDPE pipes for water pipe lines instead of PVC lines.
 Installation of meters for all the households.
 Replacement of defunct pipelines.
 Installation of leak detection machines.
 Implementation of rain water harvesting and increase in soft surface area for natural ground water
recharge.

8.2.17 Details of Sub Projects


The Integrated Water Supply Scheme which would be commissioned would have to make provisions for the
following sub components:
Source Augmentation: In existing situation Gomti River and Sharda Sahayak Feeder Canal are the source of
surface water in Lucknow. 60% of the water is currently supplied through surface water source and source
augmentation is required to make it 100% in the coming 25 years. Mentioned surface water sources would be
utilised for fulfilling the water demand for the next 25 years. Irrigation department needs to ensure the water
supply through these sources. For water augmentation purpose, 100 cusec water from Gomti River for IV Water
Works (WW) has been proposed. Recently, 100 cusec more water from Sharda Sahayak Feeder Canal has also
been proposed. Total water requirement till the year 2020 would be 745 MLD and till the 2040 1281 MLD.

Water Treatment Facility: Water treatment plants for enhanced water supply would be required for the coming
years. For 579 MLD of water treatment plants would be required till the year 2040 in a phase wise manner. As
discussed with Jal Nigam locations of proposed treatment plants have already been identified in Lucknow Master
Plan. Proposed WTP will be located in Ghailla, Alambagh and Indira Nagar. Treatment capacity of existing
WTP at Gomti Nagar will be increased to another 80 MLD in the coming years.

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Internal Distribution Network: At present, city has about 2800 km of distribution of network, as per the desired
standards this needs to be increased to 4,791 km by 2040. There is need to construct about 270 km of
distribution network till 2020. Out of the existing network, about 40% needs replacement. These renovation
activities would have to be carried on in tandem with the other sub-projects under water supply. Approx. 1,099
km of water pipelines need to be replaced in the first phase.
Elevated Storage Capacity and Clear Water Reservoir: In the current situation Lucknow has sufficient storage
capacity however with increasing water supply more OHT and CWR need to be constructed. For 279 ML of
water, overhead tank (OHT) and clear water reservoir (CWR) are required. In addition, more than 50 years old
OHTs need to be renovated in the first phase.
Installation of water meters: At present there are approx. 3 lakh water supply connections, all of which are non-
metered. The water supply improvement scheme would have to make provisions for metering of the all the
connection in all the existing and future connection. However, it is suggested that the same to be taken up by
year 2020.
Energy efficiency in water supply system: Currently operation and maintenance of water supply system is one
of the main expenditure head for the ULB. Hence energy efficiency measures can be taken up to reduce the
operative expenses.

ENERGY EFFICIENCY IN WATER SUPPLY


Municipal water consumes significant amount of electricity. These areas also lack control leading to
losses by inefficient planning and management.
Reasons for high energy consumption in water supply are faulty design system causing excessive
pumping requirement, wrong equipment selection leading to higher energy expenses, pump
operations (ON/OFF during pumping requirement) has been found faulty, causing higher energy
requirements, high maintenance requirement and motor damage due to „Dry Run‟ condition

Following measures can be taken for reducing energy consumption in water supply
 Demand side management by identifying period of peak and lean demand, vis-à-vis altering
supplies;
 Regulating demand by awareness and water pricing;
 Efficient design system considering site topography allowing maximum flow through gravity;
 Retrofit and technology up gradation;
 Applying timer systems to pumping units reducing human involvement for pump, On/OFF
management;
 Timely maintenance; and
 Renewable energy resource usage

Rain Water Harvesting: Rain water harvesting is the preservation of rain water from catchment surface in
wells/tanks/aquifers for groundwater recharging usage.
Recharging of Ground Water:
Artificial recharge to ground water is a process by which the ground water reservoir is augmented at a rate
exceeding than under natural conditions or replenishment.
Two main benefits of rain water harvesting are-
 Storage of rainwater on surface for future use.
 Recharge to ground water.
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Need of Rain water harvesting


 Surface water is limited and rapid depletion of ground water
 Intensive urbanization, hard pavement and dedicated storm water drainage system leads high surface
runoff to bigger drains and rivers and also obstructing natural seepage and infiltration of rain water to
ground water.
Rain water can be stored by using traditional techniques and structures like underground tanks, ponds, check
dams, weirs etc.
Recharge of ground water is a new concept of rain water harvesting and the structures generally used
are:-
1. Pits: Recharge pits are constructed for recharging the shallow aquifer. These are constructed 1 to 2 m,
wide and to 3 m. deep which are back filled with boulders, gravels, coarse sand.
2. Trenches: These are constructed when the permeable stream is available at shallow depth. Trench
may be 0.5 to 1 m. wide, 1 to 1.5m. deep and 10 to 20 m. long depending up availability of water. These
are back filled with filter.
3. Dug wells: Existing dug wells may be utilised as recharge structure and water should pass through filter
media before putting into dug well.
4. Hand pumps: The existing hand pumps may be used for recharging the shallow/deep aquifers, if the
availability of water is limited. Water should pass through filter media before diverting it into hand
pumps.
5. Recharge wells: Recharge wells of 100 to 300 mm. diameter are generally constructed for recharging
the deeper aquifers and water is passed through filter media to avoid choking of recharge wells.

6. Recharge Shafts: For recharging the shallow aquifer which is located below clayey surface, recharge
shafts of 0.5 to 3 m. diameter and 10 to 15 m. deep are constructed and back filled with boulders,
gravels & coarse sand.
7. Lateral shafts with bore wells: For recharging the upper as well as deeper aquifers lateral shafts of
1.5 to 2 m. wide & 10 to 30 m. long depending upon availability of water with one or two bore wells are
constructed. The lateral shafts are back filled with boulders, gravels & coarse sand.
8. Spreading techniques: When permeable strata start from top then this technique is used. Spread the
water in streams/Nalas by making check dams, nala bunds, cement plugs, gabion structures or a
percolation pond may be constructed.

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FIGURE 8-6: PROPOSED WATER SUPPLY PROJECTS

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8.3 SEWERAGE AND SANITATION


Sanitation has become a yardstick of socio–cultural development of a city. As a result of rapidly expanding
populations, haphazard development, urban Sprawl, and inadequate or poorly designed and malfunctioning
sewage treatment facilities, in urban areas untreated sewage is often discharged into rivers. This practice has
serious repercussions to human health, river aquatic system, ecosystem and the already fragile economies.
Consequently, there is an urgent need to increase wastewater treatment in the urban areas, which is presently
far below the required levels. Improved sanitation results in improvement of health, reduction in child
mortality/morbidity, improved water quality, environment and economic growth of a city.
TABLE 8-14: CHARACTERISTICS OF LUCKNOW SEWERAGE SYSTEM
Sl. No. Components Remarks
1 Total Sewage generation 490 MLD
2 Sewer Network Coverage 45%
3 Number of Sewage Treatment Plants with capacity 2 STP (capacity of 401 MLD)
4 Gap in existing treatment capacity 89 MLD of total generation
6 Coverage of toilets 87%
7 Percentage of recycle and reuse water 0%
8 Number of Pay and Use toilets 207

8.3.1 History of sewerage system in Lucknow


The sewerage system in Lucknow town was first provided in 1918 and has been augmented from time to time. In
1948-49 a Comprehensive Drainage Scheme for Lucknow was prepared to cater to a population of 7 lakhs, of
which 6 lakhs were expected to reside in the Cis-Gomti side and 1 lakh in the Trans-Gomti side. The plan
included construction of branch and trunk sewers, pumping stations, rising mains and a sewage farm for disposal
of sewage on land for farming. The works under this scheme were completed in 1955. In 1960-61, during a
heavy flood in the River Gomti, considerable damage occurred to the sewerage system. In 1960s and 1970s as
part of the Flood Protection Scheme, the construction of a pumping station behind the flood protection
embankment rectified the damage caused to the sewerage system. In 1987-88 another Sewerage Master Plan
was prepared. However, there have been no major works since the 1948 Master Plan, although a detailed Urban
Environmental Services Master Plan Lucknow (1996-2021) was prepared in the 1990s to deal with improving the
sewerage and sanitation situation in the City.
8.3.2 Sewerage Zones and Existing Situation
The overall sewerage system consists of 4 separate Sewerage Districts further divided into zones, each with its
own pumping station or trunk sewer. Zones are further divided into several sewer sub-catchment areas. Sewer
sub-catchment boundaries have been determined primarily on the basis of topographical features, existing sewer
network and site investigations.
TABLE 8-15: SUMMARY OF SEWERAGE DISTRICTS IN LUCKNOW
Sl. Sewerage Sewage Current Sewage Existing
Population Area Covered Proposed STP
No. District Network Generation STP
Chowk, Hardoi
Road, Daulatganj
1 District I 2,81,158 Campbell Road 339 48.90 STP – 56
and Dubagga MLD
etc.
Amausi area Proposed Bijnaur
2 District II 3,67,501 NA 63.92
and Sarojini STP – 63 MLD

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Sl. Sewerage Sewage Current Sewage Existing


Population Area Covered Proposed STP
No. District Network Generation STP
Nagar (till 2025)
126 MLD (till
2045)
Bharwara
Trans Gomti
3 District III 10,35,060 835 180.04 STP – 345
side
MLD
Proposed
4 District IV 11,33,385 Cis Gomti side NA 197.14 Mastemau STP
– 270 MLD

Total 28,17,105 1174 490 401 333 (till 2045)


Source: Jal Nigam, Lucknow

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FIGURE 8-7: SEWERAGE DISTRICTS OF LUCKNOW

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Sewerage district I: This District is situated on the east side of Lucknow City and has one sewage treatment
plant (STP) located at Daulatganj, Gaughat area with capacity of 56 MLD (42 MLD under GoAP + 14 MLD under
JNNURM) based on biological process called “Fluidised Aerobic Bio-reactor (FAB) Treatment Process”. Total
population of the district is 2.81 lacs with waste water generation of 49 MLD. The district is self-sufficient in terms
of treatment capacity.
Sewerage district II: This district is on the south side from Sharda Canal sub divided into Zone I, Zone II and
Zone III. Some areas have existing sewer networks developed by the Lucknow Development Authority (LDA)
however rest of the area is not covered with sewer pipe lines. Area covered with sewer lines discharge sewage
into existing 345 MLD STP located at Bharwara constructed under GoAP Phase II. Area not covered with sewer
lines conveyed their sewage into open drains. Total population of this district is 3.67 lakhs and generating 64
MLD of waste water. A large part of this is occupied by low density peri-urban settlement and urbanization rate is
increasing here. Some pockets of this area has sewer lines, however, they are not laid as per the norm and
standards resulting in improper disposal of sewage.. Septic tanks and soak pits are also being used by many of
the HHs. There is a proposal of 63 MLD STP at Bijnaur to serve this district in the future.
Sewerage district III: This district is on the left bank of the Gomti River which is called Trans-side. The Kukrail
Nala is the largest nala on the Trans Gomti side which divide the sewerage district into two parts. Right portion is
known as Part I and left portion as Part II. Both the parts are independent to facilitate the sewerage system. Total
population of District III is 10.35 lakhs with waste water generation of 180 MLD which is being treated at
Bahrwara STP with total capacity of 345 MLD.
Sewerage district III Part I: The localities in this part of District III include Daliganj, Aliganj, Nirala Nagar,
Nishant Ganj, Khurram Nagar, Vikas Nagar, Jankipuram etc. almost 70% of the population of District III reside
here. The localities developed by LDA and UPAVP have sewerage system but the disposal of this sewage is
done through open drains. Some of the newly development areas are without sewerage system.
Sewerage district III Part II: This part is located in left bank side of the Kukrail Nala. Colonies developed by LDA
and UPAVP have got sewerage lines. All the sewage collected from these areas is discharged into Kukrail Nala /
Gomti River.
At present the area has no sewage treatment plant; however, under the GoAP (Gomti Action Plan), one STP at
Kakraha has been sanctioned by NRCD.
Sewerage district IV: This district is on the right bank side of Gomti River called Cis-Side and includes the old
city core with an old sewerage network subdivided into five zones (zone 1, 2, 3a, 3b, 5 & 5). The main interceptor
sewer named as Cis Gomti Trunk Sewer runs parallel to the river along the west to east axis leading to Cis Gomti
Pumping Station (CG Pumping Station) near Nishatganj Bridge from where it is diverted to Bharwara STP. It
receives city sewage through lateral collector sewers. At present the system is defunct and the sewage farm also
has become nonexistent. At present this district has no sewage treatment plant. Under GoAP, the sewage from
this district is proposed to be conveyed to the sanctioned sewage treatment plant at Mastemau with total capacity
of 270 MLD.
8.3.3 Sewerage network
Sewerage system in Lucknow was laid down since the year 1918 and recently sewer lines have been laid down
under JnNURM. At present total length of the sewer pipeline is 1174 km in district I and III. Some of the parts of
district II and IV are also covered with sewer lines. Only 45% of the city area is equipped with sewage network.
TABLE 8-16: ZONE WISE LENGTH OF SEWER PIPE LINES
District Length of sewerage pipe lines
District I 339

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District Length of sewerage pipe lines


District II NA
District III Part I 485
District III Part II 350
District IV NA
Total 1174
Source: Jal Nigam, Lucknow

8.3.4 Sewage generation


The major source of sewage is from domestic, commercial, industrial and institutional areas within the city. As
per the current population demand, Jal Nigam supplies 613 MLD of water. As per the norms, 80% of the water
supply is considered as waste water hence total sewage generation in Lucknow comes to be 490 MLD.
8.3.5 Sewage treatment (SPS, MPS & STP)

Sewerage Pumping Stations: There are three levels of sewerage pumping stations in Lucknow. First there are
zonal pumping stations (ZPS) where sewage from branch lines is discharged and first level of screening is done.
There are 14 zonal pumping stations located at different zones of the city operated by Jal Kal department of
LMC. Summary of ZPSs is provided in the table below.
TABLE 8-17: SUMMARY OF ZPS IN LUCKNOW
Zone Number Number of ZPS Location of ZPS
Zone 1 4 Laxman Mela, Butler Palace, Khayali ganj and Dali Bagh
Zone 2 1 Gaughat
Zone 3 3 Jankipuram, Nishatganj, Mahanagar
Zone 4 1 Kukrail
Zone 5 4 Sector M, Sector N,
Zone 6 1 Rajajipuram
Source: Jal Kal (LMC), Lucknow

From ZPSs sewage is discharged into major drains, flowing through the various parts of the city. Sewage
pumping stations are located on these drains to do second level of screening of solid waste and silt. There are 26
major drains in Lucknow (details are provided in storm water drainage section); sewage from four drains is
directly sent to Daulatganj STP. Sewage from rest of the 22 drains is tapped at various SPS and sent to Main
Pumping Station (MPS) located at Gawari. From MPS sewage is diverted to Bharwara STP. All the SPS and
MPS are maintained by Jal Nigam.

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Picture 8-7: Ghasiyari Mandi SPS

Picture 8-8: Pata Nala SPS Picture 8-9: Wazir Ganj SPS

Picture 8-10: MPS at Gawari

Sewerage Treatment Plants: At present Lucknow has two sewerage treatment plants located in Sewerage
District I and III with total capacity of 401 MLD against the actual demand of 490 MLD. Hence, facility is available
for treatment of 84% of the sewage generated. Table 8-18 gives the summary of existing STPs in Lucknow
city.

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TABLE 8-18: SUMMARY OF STPS IN LUCKNOW


Sewerage Districts
Sl. No. STP Sewage Generation Capacity
Covered
1 Daulatganj Sewerage District I 49 MLD 56 MLD
Sewerage District II 64 MLD
Bharwara
2 Sewerage District III 180 MLD 345 MLD
(Khargapur Village)
Sewerage District IV 197 MLD
Total 490 MLD 401 MLD
Source: Jal Nigam, Lucknow

Picture 8-11: Daulatganj STP

Picture 8-12: Bharwara STP

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8.3.6 Organisation involve for sewerage system in Lucknow


There are two major organisations responsible for sewerage system establishment and maintenance in Lucknow
namely Jal Nigam and Jal Kal (LMC). Jal Nigam is the responsible body for all the implementation and execution
works related to sewerage and Jal Kal is responsible for distribution, operation and maintenance purposes. Apart
from these two organisations LDA, UPAVP and Private developers are responsible for executing sewerage
system works in the townships and colonies/areas developed by them.
TABLE 8-19: ORGANIZATIONS INVOLVED IN SEWERAGE SYSTEM IN LUCKNOW
Infrastructure/Services Planning and Design Construction O&M
UPJN, UPAVP, Private UPJN, UPAVP, Private
Sewerage Jal Kal (LMC)
Developers, LDA Developers, LDA

8.3.7 Sanitation facilities


8.3.7.1 Household level sanitation facility
As per the City Sanitation Plan of Lucknow city, 90% of the pucca households and 80% of the slum households
have access to individual toilets. It includes septic tanks, pits or temporary disposal arrangement or directly
discharge into roadside drains. The following table represents the information on number of households with and
without access to individual toilets.
TABLE 8-20: SANITATION STATUS IN LUCKNOW
Parameters Non-Slum Area Slum Area
Total population 20, 80, 825 7, 74, 546
Number of HHs 4,16,165 1,29,091
Approximate % of HHs having access
90% 80%
to individual toilets
Number of HHs having access to
3, 74, 548 1, 03, 273
individual toilets
Number of HHs not having access to
41, 617 25, 818
individual toilets
Source: Lucknow City Sanitation Plan

8.3.7.2 Public toilets


Public toilets are operated and maintained by Sulabh
International, Non-Conventional Energy Development
Agency (NEDA), DUDA and LMC. The city has
approximately 207 toilets having 2,656 seats located
across the city. 72% of the toilets are under Sulabh
International. Though the public toilets are spread across
the city, they are not evenly distributed across the zones.
As mentioned in the City Sanitation Plan for Lucknow,
approximately 11% of the households do not have access
to individual toilets; this covers a population of
approximately 3,20,197 people across the six zones.
Considering the present number of seats available in the
city, the average numbers of people per seat are at 144,
Picture 8-13: Community Toilet in Lucknow
which is too low when compared with the standard of 60
users per seat. It was also observed that only 50% to 55% of the population is without access to individual toilets
uses public toilets.
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TABLE 8-21: NUMBER OF COMMUNITY TOILETS AVAILABLE IN LUCKNOW


Agency Toilets Seats Average seat per toilet
Sulabh International 148 1, 828 12
NEDA 52 758 15
Others (DUDA, LMC) 7 70 10
Total 207 2,656 13
Source: Lucknow City Sanitation Plan

The following Table 8-22 presents the total number of toilets and the number of users per seat across the
zones.
TABLE 8-22: ZONE WISE NUMBER OF TOILETS AND SEATS AVAILABILITY
Zone number Toilets Seats User / Seat
Zone 1 51 618 50
Zone 2 40 578 76
Zone 3 30 380 196
Zone 4 24 193 162
Zone 5 24 288 384
Zone 6 38 499 85
Source: Lucknow City Sanitation Plan

FIGURE 8-8: ZONE WISE NUMBER OF TOILETS AND SEATS AVAILABILITY


800

700 50
76
600 85
500 196 384

400
618
578
300 162 499
200 380
288
100 193

51 40 30 24 24 38
0
Zone 1 Zone 2 Zone 3 Zone 4 Zone 5 Zone 6

User / Seat Seats Toilets

8.3.7.3 Open defecation


Non-Slum area: As indicated in the CSP report, about 7% to 10% of the population resorts to open defecation.
The incidence is reported to be the highest in Zone 3 (8% to 10%) and Zone 5 (13% to 15%). In case of pucca
households, the incidence of open defecation is around 5% to 7%, whereas in case of slum households, it
ranges from 12% to 15%.
Slum area: Open defecation in slum areas is predominant in Zone 4 (35%–39% of slum households) and Zone 5
(12%–15% of pucka households). It was observed that factors such as absence of a public toilet, poor
maintenance, lack of seats, large distance of public toilets from home, and existing habits and attitude of the
residents were largely responsible for open defecation.

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8.3.8 Service level benchmarking


As per service level benchmark, coverage of sewer network is approximately 45% which is far below than the
satisfactory level, and in addition the collection efficiency of sewerage is 96% (of the 45% of city area with sewer
system availability) against the benchmark of 100%. Treatment capacity adequacy is 84% which is not
satisfactory, at many places sewage is discharged into river and natural drains resulting in water pollution.
Currently there is no practice of recycling and reuse of waste water in Lucknow city. The efficiency in complaints
redressal is almost 92%, which is above the SLB standard. Revenue collection efficiency of LMC is 82% which is
close to the normative standard of 90%. The cost recovery in wastewater management is falling short of the SLB
standards. The cost recovery is only 53%, whereas the expected level is 100%.

TABLE 8-23: SEWERAGE AND SANITATION SERVICE LEVEL BENCHMARKS FOR LUCKNOW
Sl. No. Sewerage and Sanitation Benchmarks Lucknow City Status
1 Coverage of toilets 100% 87%
2 Coverage of sewage network services 100% 45%
3 Collection efficiency of the sewage network 100% 96%
4 Adequacy of sewage treatment capacity 100% 82%
5 Quality of sewage treatment 100% 67%
6 Extent of reuse and recycling of sewage 20% 0%
7 Complaint Redressal 80% 92%
8 Extent of cost recovery in sewage management 100% 53%
Efficiency in collection of sewage related
9 90% 82%
charges
Source: Jal Kal Department, Lucknow

FIGURE 8-9: COMPARISON OF SEWERAGE AND SANITATION SLB

82%
Efficiency in collection of sewag charges 90%
53%
Extent of cost recovery 100%
92%
Complaint Redressal 80%
0%
Extent of reuse and recycling of sewage 20%
67%
Quality of sewage treatment 100%
82%
Adequacy of sewage treatment capacity 100%
96%
Collection efficiency of the sewage network 100%
45%
Coverage of sewage network services 100%
87%
Coverage of toilets 100%

0% 20% 40% 60% 80% 100%

Lucknow City Status Service Level Benchmarks

8.3.9 Status of CIP Proposed under previous CDP


Under the previous CDP for Lucknow city, proposed projects estimates for sewerage and sanitation sectors was
Rs. 2054.63 Crores out of which Rs. 896.67 Crores (44%) was sanctioned under JNNURM for various projects.

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TABLE 8-24: CIP STATUS PROPOSED IN EARLIER CDP


Sector Proposed estimates Sanctioned

Sewerage and Sanitation Rs. 2054.63 Crores Rs. 896.67 Crores

8.3.10 Completed and On-going projects


8.3.10.1 Gomti Action Plan (Completed)
Waste water from 26 major drains was being discharged into Gomti River which used to pollute the river water.
Cis Gomti side there are 12 drains in the upstream and 2 drains in downstream which discharge 164 MLD and
107 MLD of waste water respectively. In trans-Gomti side all the 12 drains are in upstream and the total
sewerage discharge is 85 MLD. Hence total of 356 MLD of sewage gets discharge into the river. Arrangements
to tap the waste water from these drains were undertaken in GoAP Phase I and II.
GoAP Phase I:
Under Gomti Action Plan (GoAP), Government of India approved Rs. 61.01 Crores in the year 1993. Out of
which Rs. 40.65 Crores was sanctioned for Lucknow city. In first phase 136.41 MLD of sewerage from 6 drains
have been diverted, out of which 56 MLD of sewerage is being treated at Daulatganj STP and rest is being sent
to SPS at Cis Gomti side. Table given below shows the progress of the work approved under GoAP Phase I.
TABLE 8-25: COMPLETED WORKS UNDER GOAP PHASE I
No. of Schemes 9
Total Sanctioned Cost: Rs. 40.65 Cr.
Sanction Year: 1998--2003
Revised Sanctioned Cost Rs. 44.26 Cr.
Date of Start/Completion 1998/2011
Executed Works
I/D of Drains 6
Construction of STP (FAB) 1 No. (42mld)
Rehabilitation of R/M 4200 m
Total Expenditure Rs. 45.50 Cr.
Source: Jal Nigam, Lucknow

GOAP Phase II:


In the year 2003 GoAP Phase II was launched with sanctioned cost of Rs. 264.04 Crores later revised to Rs.
413.33 Crores. Out of 26 drains, interception and diversion of 19 drains had been taken up in this phase. The
sewerage is diverted to 345 MLD STP located at Bharwara and 14 MLD STP at Daulatganj.
TABLE 8-26: COMPLETED WORKS UNDER GOAP PHASE II
No. of Schemes 1
Total Sanctioned Cost: Rs.263.04 Cr.
Sanction Year: 2003
Revised Sanctioned Cost Rs.413.33 Cr.
Revised Sanctioned Year 2008-09
Date of Start /Completion 2003/2012
Executed Works
I/D of Drains 19
Construction of STP (UASB) 1 No. (345mld)
Rehabilitation of R/M 18682 m

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Total Expenditure Rs.409.77 Cr.


Source: Jal Nigam, Lucknow

8.3.10.2 JNNURM (Undergoing)


Entire city has been divided into four sewerage districts under Sewerage Master Plan for Lucknow city prepared
under JNNURM till the year 2025. Proposed schemes have also incorporated the projects left over under GoAP.
Projects for district I and III have been approved in the year 2009. Expenditures are divided between central
government, state government and LMC at the ratio of 50:20:30 respectively. A brief summary of work progress
and proposed projects is provided in Table 8-27.
TABLE 8-27: PROJECTS AND WORK PROGRESS UNDER JNNURM PHASE I
Sewerage Sanctioned
Work Proposed Quantity Work Progress Amount used
District Cost
Branch sewer 150 –
291 km 100%
200 mm dia
Lateral trunk sewer
District I 48 km 100% 263.23 Cr. 253. 70 Cr.
250-1800 mm
SPS 1 no. 100%
STP 14 MLD 100%
Sewerage network NA
SPS NA
District II Proposed under JNNURM Phase II
63 MLD at
STP
Bijnaur
Branch sewer line 394 km 100%
Trunk sewer line 35 km 100%
District III Part A Lateral sewer line 56 km 100% 380.43 Crore 379 Cr.
Rising main 2800 m 100%
SPS in Lonipurwa 1 no. 100%
Branch sewer line 237 km 88%
Trunk sewer line 17.5 km 100%
Lateral sewer line 98.9 km 92%
Rising main
District III Part B 287.63 Cr. 256.38 Cr.
300/350/900mm dia 3.37 km 22%
1- 100%
SPS 2- 55%
3 nos. 3- 10%
Sewerage network
SPS
District IV Proposed under JNNURM Phase II
270 MLD at
STP
Mastemau
Source: Jal Nigam, Lucknow

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8.3.11 Issues in the current system


 Sewer line coverage is less: As per the information available from Jal Nigam, sewerage coverage in
Lucknow city is only 45% of the developed area, which leads to discharge of sewage in open drains and
river. This phenomena result into high level of pollution in natural drains and Gomti River.
 Sewerage lines not as per norms: As discussed with the officials, in new developed colonies the
sewer lines are not laid as per the desired norms and standards.
 Mixing of storm water and sewage: Due to absence of proper sewerage system in many areas, the
sewage is discharge into storm water drains results into mixing of sewage and rain water.
 Defunct sewerage system in old Lucknow area: The sewerage system laid down in old city area is
almost a century old hence most of the lines are broken and have become defunct. As a consequence
of it sewage is flowing in the open area and leads to various kind of pollutions such as soil pollution,
water pollution, ground water pollution etc.
 Low cost recovery percentage: Cost recovery of sewerage charges is very less in Lucknow city i.e.
53% against the desired standard of 100%. Low cost recovery leads to non-maintenance of the existing
system.
 No reuse and recycling of waste water: At present there is no reuse and recycling of waste water is
being done in Lucknow city.
 Poor condition of public toilets: As surveyed and observed by SENES, condition of public toilets and
urinals is very poor in terms of hygiene and cleanliness. As a result, in the absence of individual toilets
people are not willing to use community toilets and defecate in open area. Another issue with public
toilets is they are not located within approachable limit from the houses.

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8.3.12 SWOT Analysis


Strength Weakness
 45% coverage of sewerage network
 Implementation of new projects to upgrade the
 Lack of sewerage network in newly added areas
sewerage system in Lucknow
 Lack of sewerage system in slums
 Active participation of Jal Nigam in execution of
 Lack of recycling and reuse facilities of
new works
wastewater
 Funding sources are available for new projects
 Open defecation in many slum areas.
 92% complaint redressal
 Less number of Public Convenience Seats.
Opportunity Threats
 Reuse of treated wastewater and use for non-
 Untreated sewage mix with open drains and
potable purpose
River Gomti
 Construction of Additional Sewage Treatment
 Defunct sewer lines in old Lucknow area
Plants
 Growing number of slum population can pose
 Financial resource generation from sewage
threat to sanitation system in Lucknow
charges

8.3.13 Demand and gap assessment


Table 8-28 presents the demand gap assessment for sewerage and sanitation services in Lucknow till the year
2040. As per the estimation, sewage generation in Lucknow for the phases 2020, 2030 and 2040 will be 596,
648 and 1025 MLD respectively. As per the information available public convenience seats availability in
Lucknow is 144 people per seat however as per the standard it should be 60 people per seat for city population
and 100 user per seat for floating population. Almost 40,000 of the people defecate in open area for whom 1,696
seats are required.

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TABLE 8-28: DEMAND GAP ASSESSMENT FOR SEWERAGE AND SANITATION TILL THE YEAR 2040 FOR LUCKNOW CITY
Existing and Desired
Service Gap by Year 2019-20 Service Gap by Year 2029-30 Service Gap by Year 2039-40
Sl. Level
No Components Unit Indicator
Existing Desired Existing Demand - Gap - Estimate Demand Gap - Estimat Demand Gap -
.
Level Level (2014-15) 2019-20 2019-20 (2020) - 2030 2030 e (2030) - 2040 2040
Population % Population 2,39,09 11,74,14 3,11,50
1 Nos. 45% 100% 2,42,167 6,23,550 3,81,383 6,23,550 8,62,642 8,62,642
Coverage covered 2 9 7
Waste Water 80% of total
2 MLD 490 596 684 1,025
Generation water supply
% Sewer to
3 UGS Network Km. 35% 90% 1,174 3,195 2,021 3,195 4,037 842 4,037 5,072 1,035
Road Length
Refurbishment of % to existing
4 Km. 20% 235 235
Old Sewer Lines sewer lines
Treatment % Treatment
5 MLD 100% 100% 401 596 195 596 684 87 684 1,025 341
Capacity Capacity
Public Slum popu. Per
6 Convenience No.s Seat of Pub. 144 60 2656 4,352 1,696
Seats Convenience
7 New public toilets No.s 1,696 1,696
Conversion of
8 single story toilets No.s 509 509
to multi-storey
Sludge Collection
9 No.s 1 per 600 HHs 172 172
Vehicles
Source: Estimated by SENES Consultants

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8.3.14 Key factor to Improve Lucknow’s sewerage and sanitation system


At present only 45% of the LMC area has sewerage system. Most of the sewage generated in the city is flowing
through the storm water drains. On the basis of demand–gap assessment of the sewerage network and the
consultation process with the ULB officials and the stakeholders, the need for developing a sewerage network in
the town is evident.
 Uttar Pradesh Sanitation Policy:
o Generating awareness among public for sanitation and its linkages with human and environmental
health.
o Open defecation free city.
o Strengthen institutional setup.
o Extending access to proper sanitation for poor community and other unserved settlements.
o 100% safe disposal of human excreta and liquid waste.
o Functioning of sewerage network and ensuring connections to households.
o Promoting recycle and reuse of treated water.
o Promote proper disposal and treatment of sludge.
 City Sanitation Plan (CSP):
The chief objectives of CSP were to ensure 100% open-defecation free city and 100% collection and
scientific disposal of solid and liquid wastes generated in the city of Lucknow. Also, the objectives included
instituting processes that allowed for expansion of sanitation services along with the growth of the city;
augmenting the recovery of costs involved in the provision of sanitation services; developing a mechanism
for resource/cost recovery, through recycling and reuse of solid and liquid wastes; and increasing
awareness amongst citizens on hygiene and health concerns in the city of Lucknow.
 To bridge the gap of individual toilets, it has been suggested to promote household individual
toilets wherever space is available through the development of two-pit toilets.
 To provide adequate number of public toilets at lesser cost and space, it has been suggested that
LMC should promote the development of two-storey toilets. Moreover, for places such as fairs,
functions, rallies and temporary markets, LMC can opt for Mobile Toilet Vans (MTV).
 To ensure that public toilets are cleaned regularly and are kept in good condition, it has been
suggested that the operation and maintenance of public toilets should preferably be outsourced on
a PPP basis or through the involvement of Community-Based Organizations (CBO).
 To overcome the challenge of safe disposal of human sludge, especially from narrow streets, it
has been suggested that LMC can opt for Vacutug, a mechanized human sludge collecting,
discharging and emptying machine.
 To ensure that septic tanks and the sewer network are cleaned regularly.
 Encourage the use of de-centralized treatment systems and the re-use of treated waste water for
non-potable purposes.
 Waste Water Recycling:
Waste water has been considered as an important part of the water supply, sewerage and sanitation
planning components. All the central and state level policies and planning documents promote the use of
recycle water in urban areas for horticulture or cleaning purposes. As mentioned in Central Government
Water Policy, Ground Water Policy for UP, City Sanitation Plan for Lucknow. Waste water recycling should
be an integral part of the system.

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8.3.15 Core Strategy


The lack of a proper and efficient sewerage network in town necessitates development of a sewerage network
which would efficiently manage the existing and future demand. Similar to planning and designing for water
supply network, the planning for development of sewerage network would have to consider the demand arising in
2040 and make necessary provisions for the same by 2020. The systems and infrastructure would therefore
have to be designed such that the long term needs are addressed and planned for by 2020. The broad strategy
therefore has been prepared to identify the projects addressing the future demand which LMC area would have
to take up in the short run for which necessary investments will also have to be planned for.
8.3.16 Vision Statement, Goals and Strategies
Sector Vision

Sanitation access to 100% of the population and ensure ecologically sound management of waste water
generated in the city.

Sector Goals Action Plan


 To connect all the households to sewerage system
a) 100% efficiency in waste water collection.  Provision of city wide sewerage network system
b) 100% efficiency in waste water treatment.  Improvement of conveyance system to increase the
c) 100% cost recovery for user charges. adequacy
d) 0% open defecation.  Increase the treatment capacity of existing treatment
e) Waste water recycling and its reuse. plants to achieve the adequacy in treatment
f) Synchronisation with water supply
 Introduction of decentralised treatment system.
capacity, ability to meet service level
 Encourage pay and use category of public
targets and disposal norms
convenience with community involvement in the

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maintenance of the same

8.3.17 Projects Identification

ULB’s Suggestion
 Cover the whole city with sewerage network.
 Increase the treatment capacity of STPs.
 Decentralisation of treatments facilities.
 Use of high quality pipes for sewer lines.
 Regular desilting of SPS and drains.

8.3.18 Details of Sub Projects to be undertaken


Laying of underground sewerage network: The construction of the sewer network shall be done taking into
consideration the factors of existing and future water supply to the city and the population size being catered to.
The capacity of the system has been estimated at 1025 MLD (80% of the future water supply) and the length of
the network has been estimated at 5072 km. Both these capacity and network parameters have taken into
consideration the demand arising in the year 2040. Refurbishment of old sewer lines in old Lucknow area is
required with approximate length of 235 km.

Sewerage Treatment Plant: As an integral part of comprehensive sewerage system, additional sewerage
treatment plants for 624 MLD of waste water need to be constructed in various parts of the city for the safe
disposal of wastewater. This sewerage plant capacity will take into account the demand generated in the year
2040. STP would be located near River Gomti so that the treated water can be discharged into river water.
Proposed STPs would be located at Bijnaur (63 MLD) and Mastemau (270 MLD).

Decentralized waste water treatment system (DEWATS): Considering the facts that 26% of the Lucknow
population live in slums, DEWAT system is being proposed for slum areas.

Development of sewerage network would take a longer time frame and would depend on external factors such as
availability of funds for implementation of cost intensive sewerage and wastewater treatment systems, the
objective of this project component is to address the immediate need of treating the wastewater (black water)
that are discharged into the surface drains and to minimize pollution on the surface water bodies, in the interim
period. Decentralized waste water treatment system (DEWATS) system is cost effective, both in terms of capital
investment and maintenance needs. The system should also be capable of taking variable loads considering the
proposed development of wastewater infrastructure within the town that over the time will reduce the wastewater
load into the drains. These DEWATS would be established in various locations of slums and one module would
treat waste water from approx. 300 HHs. Treatment plant would be set up in the low lying area but above the
flood level so that gravity flow can be maintained. Not only in the slum area, but some of the new developed
colonies can have this system of waste water treatment. Locally treated water can be further utilized for other
purposes such as gardening, road cleaning, washing etc. A short note on the system is provided further.

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DECENTRALIZED WASTE WATER TREATMENT SYSTEM (DEWATS) FOR WASTE WATER TREATMENT

Relatively simple wastewater treatment techniques can be designed to provide environmental


protection while providing additional benefits from the reuse of water. These techniques use natural
processes of pollutant removal including sedimentation, bio-filtration, followed by nutrient removal
using aquatic and terrestrial systems. These can be successfully used to treat a variety of
wastewaters and function under a wide range of weather conditions. Terrestrial systems make use of
the nutrients contained in wastewaters. Plant growth and soil adsorption convert biologically available
nutrients into less-available forms of biomass, which can be harvested for a variety of uses. The
advantages of decentralized approach are:
1. Water quality protection of a greater length of waterway
2. Lower Capital and O&M costs of individual treatment units
3. Lower environmental impacts
4. Lower risk of overall system failure
5. Compatibility with a staged approach to implementation
6. Less or no power requirements by adopting units such as bio-filters and constructed
wetlands, etc.
The proposed wastewater treatment facility is divided in three major components.
i. Primary unit, for the removal of grit and large objects by physical separation. The main
elements of this component include screen chamber and grit chamber
ii. Secondary unit, for converting organic components into stable end products through
microbiological process
iii. Tertiary unit, for removal of pathogens and nutrients (especially nitrogen and
phosphorous) through anoxic microbiological process

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FIGURE 8-10: FUNCTIONING OF DEWATS SYSTEM


Raw Waste
Water Physical Removal of large
Screens size particles/objects

Removal of Inert Solid by


Grit removal Gravity

Primary Settling Removal of suspended


Preliminary
solid by gravity
residuals Tanks
(i.e. grit, rags etc.)
For disposal

Primary Sludge Biological Removal of organic matter


Treatment (attached growth filter e.g.
System Trickling Filter)

Removal of residual organic


Wetlands matter and nutrients
(constructed wetlands)

Treated wastewater effluent


discharge to natural drain

FIGURE 8-11: MODULE OF DEWATS SYSTEM

Community Toilets and Public Convenience Systems: The survey results from City Sanitation Plan revealed
that about 7% to 10% of the population resort to open defecation. Open defecation is commonly seen in slum
regions because of inability to construct toilets due to cost/space constraints, unavailability of public toilets, public
toilets located at far distance, poor maintenance of the public toilets and behavioural issues of the users. 10% of

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the existing population is considered to calculate the community toilets requirement. Standard for seat calculation
is 60 users per seat.
In addition, toilets would be required in market places, public places, courts, bus stands, railway stations, and
fairs. Lucknow, being the administrative and commercial capital of the state, attracts a large number of visitors
and floating population. Discussions with officials revealed that the total floating population is approximately 8%
to 10% of the existing population. The number of seats has been estimated at an average of 100 users per seat,
assuming that in some of these establishments (industry, units, commercial complexes), toilets are already
available for the floating population. Therefore, our estimation of the gap in the number of public toilets required
and available is based on the needs of (a) the existing population specifically living in slum areas, which cannot
afford individual toilets, or does not have the space to construct toilets; (b) market and public places; and (c) the
floating population of Lucknow. The following table presents the estimated number of seats/toilets required for
the city of Lucknow.

Parameters Total
Existing numbers of seats 2,656
Existing population dependent on public toilets 77,281
Floating population that requires public toilets 3,06,392
Total population that requires public toilets 3,83,672
Additional seats required, based on 60 users per seat for existing population
4352
Additional seats required, based on 100 users per seat for floating population
Total additional seats required 1,696

Sludge Collection vehicles: Discussions with officials revealed that one of the major concerns has been the
empting, transfer, and end disposal of sludge due to the lack of options in densely populated areas, particularly
in slum areas, most of which are located far away from sewer lines. It was found that the city requires a vehicle
that can enter narrow streets where conventional vehicles such as tractors or trolleys cannot enter. At present,
approximately 30% of the households in the city are connected to septic tanks hence, it becomes more important
to look for an interim measure prior to the completion of projects underway/proposed for laying underground
sewers across the entire city. Though the long-term solution would certainly be to connect the whole city to a
centralized sewerage network, these projects would take time to complete and the difficulty in collecting sludge
from narrow lanes remains. Hence, it would be advisable to look for a measure for the collection of the sludge
from narrow lanes. However, in areas where there is sufficient space for the movement of conventional vehicles,
LMC should stick to such vehicles for removing sludge. The following table presents the estimated number of
vehicles required to remove sludge from narrow lanes for the city of Lucknow.

Parameters Total
Existing number of pucca households 5,38,149
Existing number of slum households 1,48,117
Pucca households connected to septic tanks 30% (1,66,273)
Slum households connected to septic tanks 47% (70,000)
Percentage of pucca households having narrow lanes and requiring small 20%
vehicles for collection of sludge
Percentage of slum households having narrow lanes and requiring small 100%
vehicles for collection of sludge
Total number of households that require the vehicles 1,03,254
Number of households that the vehicle serves in a year 600
Total number of vehicles required (approximately) 172
Source: City Sanitation Plan for Lucknow

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Waste Water Recycling: As of now approx. 490 MLD of waste water is generated in Lucknow which is
discharged into Gomti River after treatment at STPs. As discussed with the officials of Jal Kal (LMC) and Jal
Nigam, treated sewage coming out of STPs should further be treated and make it usable for non-potable
purposes. Tertiary treatment supports in removing stubborn contaminants that secondary treatment is unable to
clean up. The wastewater effluent becomes even cleaner in this treatment process through the use of stronger
and more advanced treatment systems. However, tertiary treatment should be adopted only when there is
requirement of treated waste water for different useful and economic purposes as it is an expensive option. For
tertiary treatment LMC can opt for a technology from a range of technologies such as Moving Bed Bioreactor
Technology (MBBR), Activated carbon, and Sequential Batch Reactor (SBR), suiting the requirement. A brief on
these technologies have been explained as below:

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MBBR technology: It is an advanced high rate waste water treatment process providing high treatment
efficiency. The set up requires less space and is also low on capital, O&M and replacement costs. The
water treated using this technology can even be used for washing and gardening.
Activated Carbon: Activated carbons and filtration systems support in removing organic and inorganic
contaminants from process water and wastewater. The system has high O&M costs and therefore has not
been tried in India. However, the technology has been used in treating industrial waste water at Common
Effluent Treatment Plant (CETP) at some places.
SBR technology: SBR is an activated sludge process designed to operate under sequences for various
phases of biological treatment where aeration and sludge settlement both occurs in same tank. It is a fill and
draw type activated sludge process where individual reactors are filled one by one in five discrete periods
i.e., Anoxic fill, React, Settle, Decant and Idle/ Waste sludge. It can be designed for large volume of influent
and consists of fine bubble air diffusers. In this process, the compressed air is sheared into small bubbles
creating large specific surface area for higher mass transfer efficiency between air and waste water. An
appropriately designed SBR process is a unique combination of equipment and software providing highest
level of effluent quality on all parameters including BOD and nutrient removal. Automated control minimizes
the manual intervention and thus there is minimal possibility of operational errors. The final effluent quality
not only fulfils the Indian effluent discharge standards, but it also fulfils the US EPA standards for non-
potable reuse. In India, SBR technology has been used at some places and is being operated successfully.
The largest plant in India has been implemented in Navi Mumbai in 2008. An 80 MLD plant of project cost
Rs 59.78 crores was executed by M/s Ramky Infrastructure in Ahmedabad, Gujarat. Recently, a plant has
been installed in Noida, Uttar Pradesh that is reported to be working well.

Re use of treated water


Treated waste water can be put to re-use based on the degree of treatment of waste water and final
characteristics of effluent quality. Treated effluent of a secondary treatment plant can best be used for agriculture
purpose. Though the permissible level of BOD for agriculture use is 100 mg /l, however, it has been observed
that effluent having such BOD level when regularly used for agriculture land creates layer of solid on soil.
Henceforth, in the long term it has some inhibitory effect on soil texture and its productivity. During secondary
treatment the BOD level normally is around 30 mg/l, making it more suitable for agriculture purpose. The treated
wastewater can also be used for aquaculture purpose i.e., fish production. However, for fish production one
should assure the DO (Dissolve Oxygen) level is 5 mg/l in the effluent. Fish species like surface feeders require
more oxygen and can‟t survive in deficient oxygen environment. Such fish can‟t grow in 100% effluent. An
existing fish pond may be used and required quantity of effluent can be put in pond to maintain the water level in
the pond. Treated effluent has its own advantage due to the fact that it supports in growth of phytoplankton and
zooplankton in the pond that are consumed by the fish. As suggested by authorities, the secondary treated
effluent can also be utilized for horticultural purposes in the parks, gardens, wayside green patches. The
discharge of oxidation/sludge ponds should then be pumped to zonal reservoir through pumping station and then
into garden/park reservoir through sprinklers/pumps for watering purposes.
Dual pipeline system
To conserve the fresh water reuse the treated water we have proposed dual pipe line system. The system can be
installed in newly developed colonies along with DEWAT system. The purpose of this system is to promote the
use of treated water at local level. A brief note on dual pipeline system is provided further.

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Dual Pipeline System: As the name implies, dual distribution systems involve the use of water supplies
from two different sources in two separate distribution networks. The two systems work independently of
each other within the same service area. Dual distribution systems are usually used to supply potable water
through one distribution network and non-potable water through the other. The systems would be used to
augment public water supplies by providing untreated, or poorly treated, water for purposes other than
drinking. Such purposes could include fire-fighting, sanitary flushing, street cleaning, or irrigation of
ornamental gardens or lawns. This technology allows the use of cheaper sources of water for non-
consumptive purposes, which may currently be served from more expensive, and limited, potable water
supplies. If used to augment the regular distribution system, it makes more potable water available to the
general public.
New group housing societies coming up in Delhi NCR are also incorporating the system of dual pipeline and
zero discharge system as an integral part of the planning and designing. There are many uses of the non-
potable water and its use such as horticulture, irrigation, toilets, car washes, fire fighting, street
cleaning, construction projects, commercial and industrial air conditioning etc.
Manual on norms and standards for environment clearance of large construction projects provide by Ministry
of Environment and Forest also indicates dual plumbing system and use of treated water for various
secondary purposes.

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FIGURE 8-12: PROPOSED SEWERAGE AND SANITATION PROJECTS

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8.4 DRAINAGE SYSTEM


Lucknow city is situated along the river Gomti and has plain topography with slope towards the river side. The
variations between the altitudes are very less here i.e. 99 and 103 m only. The old city settlements mainly to the
south west are on the higher elevation while the remaining city is more or less flat at a lower elevation. The city is
divided into 6 zones and 56 water drainage sub zones. Each basin comprises of the major drain which carry the
storm water to the river.
8.4.1 Water bodies
Gomti River is the major water body in Lucknow with few major canals namely Haider Canal, Kukrail Drain,
Sharda Canal etc. River Gomti with total length of 20 km divides the city into two parts known as cis Gomti and
Trans Gomti. Apart, there are few natural ponds and other water bodies in Lucknow as given in the Table
8-29.
TABLE 8-29: SUMMARY OF NATURAL WATER BODIES IN LUCKNOW
Sl. No. Name of the ponds/tanks Ownership Current issues
Polluted, sewage fed, depleted water recharging, cattle
1 Khaika Talab LMC
wallowing, foul smell
Sewage fed lake, cattle wallowing, open defecation in the
2 Haiwat Mau Mawaiya Lake LMC
surroundings, washing of clothes, encroachments
Amausi lake at Nadarganj
3 LMC Siltation in the lake, gets dry in summer season
industrial area
4 Aurangabad Talab LDA Sewage discharge, encroachment, waste dumping in the lake
Sewage discharge, solid waste dumping, siltation and
5 Buttler Palace Lake LDA
sedimentation
6 Kathauta Lake, Chinhat LDA Sedimentation, encroachment
Open defecation in the surroundings, dumping of solid waste,
7 Jamuna Lake LMC sewage discharge, dumping of C&D and slaughter house
waste, cattle wallowing
Sewage discharge, solid waste dumping, encroachment in the
8 Chiraunda Ka Talab LMC
fringe area
Sewage discharge, solid waste dumping, encroachment in the
9 Moti Jheel LMC
fringe area
Sewage discharge, solid waste dumping, encroachment in the
10 Tikat RaiTalab LMC
fringe area
Source: DPR for Storm Water Drainage System, LMC

8.4.2 Drainage channels and coverage


Primary Drainage System: Primary drainage system of Lucknow comprises of River Gomti, Haider Canal and
Kukrail River (Now flowing as drain). After the major flood of 1960 in Lucknow, bunds have been constructed on
both the banks of the river. During the rise in the water level of the river 9rainy season), sewage as well as storm
water is pumped into the river through 42 flood pumping stations located at various parts of the city. The
drainage system of Lucknow was laid down almost three decades back.

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Picture 8-14: Haider Canal Picture 8-15: Gomti River

Secondary Drainage System: There are 26 major drains in Lucknow flowing through various parts of the city.
These drains carry storm water and sewage together. These drains have been tapped by Jal Nigam and water
from these drains is diverted to Daulatganj and Bharwara STP. Treated water from both the STPs is discharged
into Gomti River. List of the major drains crossing through the city is provided further:
TABLE 8-30: SECONDARY DRAINAGE CHANNELS IN LUCKNOW
Discharge from the Drain in
Sl. No. Name of the Drain SPS on the Drain STP
MLD
1. Gaughat drain 3.05 Gaughat SPS
2. Nagariya drain 4.10 Nagariya SPS
Daulatganj STP
3. Sarkata drain 25.39 Sarkata SPS
4. Pata drain 9.94 Pata SPS
5. Wazirganj drain 61.40 Wazirganj SPS
6. Ghasiyari mandi drain 19.94 Ghasiyari mandi SPS
7. NER Upstream 1.64
NER SPS
8. NER Downstream 1.15
9. Chaina Bazar 3.15 Chaina Bazar SPS
10. La Plash 4.07 La Plash SPS
11. Japling Road 16.22 Japling Road SPS
12. G H Canal 104.79 G H Canal SPS
13. Jiamau 1.10
Jiamau SPS
14. La mart 0.95
15. Mahesh Ganj 6.39
Rupur Khadra SPS Bharwara STP
16. Rupur Khadra 0.95
17. Mohan Mickins 6.95 Mohan Mickins SPS
18. Daliganj No 1 6.35 Daliganj No 1 SPS
19. Daliganj No 2 3.35 Daliganj No 2 SPS
20. Art College 2.25
21. Hanuman Setu 4.10
22. TGPS 7.32 TGPS SPS
23. Kedarnath 3.08
24. Nishatganj 1.42
25. Baba Ka Purva 0.12 Baba Ka Purva SPS
26. Kukrail 94.19 Kukrail SPS
Source: Jal Nigam Lucknow

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Picture 8-16: Wazirganj Nala Picture 8-17: Ghsiyarimandi Drain

Picture 8-18: Sarkata Nala 1 Picture 8-19: Sarkata Nala 2

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Picture 8-20: Pata Nala Picture 8-21: Nagaria Drain


Flood Pumping Stations (FPS)
During the rise in water levels of Gomti in monsoons the sewage as well as city storm water is pumped in the
river from 42 pumping stations in the city. The sluice gates are operated by irrigation department. These FPSs
are located on each of the major drain. There are barrels/gates located at the meeting point of drains and river.
Kukrail Nallah (Trans Gomti) and Haider Canal (Cis Gomti) do not have barrels at the discharge point. There are
various small streams discharging their water into Kukrail Nallah, barrels are constructed on 9 of the streams
meting Kukrail. List of the FPS on Gomti is provided further:
TABLE 8-31: LIST OF FLOOD PUMPING STATIONS ON GOMTI
Barrel Pumping Capacity
Location Sill level Alert level Closing level
No. (Cusec)
1 Daliganj-1 105.27 106.98 107.59 210.00
2 Daliganj-2 105.79 106.5 107.1 38.00
3 Arts College 106.1 106.52 107.13 18.40
4 Hanuman Setu 106.17 106.7 107.3 27.60
5 TGPS 106.35 106.8 107.4 8.40
6 Kedarnath 105.64 106.9 107.5 70.00
7 Nishatganj 106.75 107 107.6 28.80
8 Paper mill Area 107.3 107.8 108.4 25.00
9 Paper mill Colony 107.15 107.25 107.86 28.20
10 Badshahnagar 105.88 107.28 107.89 188.40
11 Mahanagar 106.74 107.28 107.89 65.00
12 Raheem nagar 107.21 107.28 107.86 35.00
13 NER (D/S) 106.25 105.24 105.85 60.20
14 Wazirganj 105.64 105.64 105.24 330.00
15 Ghasiyari Mandi 105.7 105.49 106.1 155.00
16 China Bazar 105.05 105.04 105.65 45.00
17 LA palace 105.87 105.86 106.47 60.00
18 Nishatganj Bridge 105.95 105.94 106.55 49.20
19 Jopling Road 105.91 105.9 106.51 50.00
20 Butler Palace 101.37 104.56 105.17 41.80
21 IG Residence 105.25 105.42 106.03 100.00
22 TN Road 105.93 105.17 106.38 95.00
23 NER (U/S) 105.25 105.24 105.85 30.00
Gaziuddin Haider
24 105.79 105.17 106.38 55.00
Canal
25 Mohan Meakins 105.89 107.21 107.82 70.00
26 Jiamau 101 103.9 104.5 95.00
27 Lamartinere 106.28 106.27 106.88 70.00

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Description of barrels at the Left bank of Kukrail Nala


Barrel Closing Pumping
Still level Alert level
No. level capacity (cusec)
Barrel-1 106.5 107.1 107.4 15.00
Barrel-2 106.4 107 107.3 10.00
Barrel-3 106.42 107.02 107.32 65.00
Barrel-4 106.3 106.9 107.2 20.00
Barrel-5 106.7 107.3 107.5 20.00
Barrel-6 107.15 107.75 108.25 20.00
Barrel-7 107.4 108 108.3 20.00
Barrel-8 107.5 108.1 108.1 7.20
Barrel-9 106.1 106.7 107 1.80
Description of Barrels Located at the Upstream of Harding Bridge along Gomti River
Right Gomti Bank
Barrel Pumping capacity
Location Still level Alert level Closing level
No. (cusec)
Barrel-1 Pata Nala 105.2 106.6 107 83.50
Barrel-2 Sarkata Nala 106.65 107.05 107.45 40.00
Barrel-3 Gaughat 105.23 107.04 107.44 10.00
Barrel-4 Mallahi tola 106.8 108.2 108.6 2.00
Barrel-5 Radhagram 107.2 108 109.1 3.50
Left Gomti Bank
Barrel-1 106 106.75 107.15 30
Barrel-2 105.3 107.15 107.75 66
Source: Drainage DPR for Lucknow

Tertiary Drainage System


Based on the city topography, major roads, existing natural drains and river crossing Lucknow city has been
divided into six drainage basins and 56 sub catchment areas. At present total drainage length in Lucknow city is
2701 km which 80% of the road network. The drainage system is the mix of open and closed drains.

Picture 8-22: Tertiary Drainage System of Lucknow

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FIGURE 8-13: KEY DRAINAGE CHANNELS OF LUCKNOW

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8.4.3 Water logging and floods


Local water logging does occur in some localities during rains but on the whole, the city is well drained. In 1960
Lucknow recorded its highest flood level at 113.2 metres, when most of the parts of the city were submerged. To
protect the habitations earthen embankments were constructed all along the bank of the river as well as on
Kukrail to a top level of 114.4 metres. In the flood of 1960, the water back-flowed through these drains into large
part of the city. During the construction of embankments, sluice gates on the barrels were installed for discharge
of drains during normal weather and stopping back flow during floods. When river water level rises to the drain
invert levels, these gates are closed so that no back flow occurs. In case of heavy rain and floods, the pumping
stations pump storm water across the embankment into the river so as to prevent water logging in the city. The
embankment and the flood pumping station are almost 25 to 30 years old and in this period no serious flooding
has occurred. In some small stretches, the embankment is not yet complete and may be the cause for flooding in
some localities in case of high floods in the river. Due to absence of proper drainage channels various water
logging incidents occur in the city. Low lying area along Gomti is mostly vulnerable for water logging.

8.4.4 Status of CIP Proposed under previous CDP


Under the previous CDP for Lucknow city, proposed projects estimates for storm water drainage sectors was Rs.
1555.01 Crores out of which Rs. 389.94 Crores (25%) was sanctioned for various projects.
TABLE 8-32: CIP STATUS PROPOSED IN EARLIER CDP
Sector Proposed estimates Sanctioned

Storm Water Drainage Rs. 1555.01 Crores Rs. 389.94 Crores

8.4.5 On-going projects


A DPR for providing storm water drainage system in Lucknow has been framed as per the CPHEEO manual with
total cost of Rs. 325.21 Crores. The cost was later revised to Rs. 389.94 Crores. Out of the sanctioned cost total
Rs. 261.85 Crores has been spent on various drainage works. Funding for the project has been shared between
central government, state government and LMC at the ratio of 50:20:30 respectively.
TABLE 8-33: PHYSICAL PROGRESS OF THE WORK
Item/Description Unit Provision Length Taken up Completed Commissioned
Construction of New Drain Km 231.598 170.81 151.55 144.12
Augmentation of Pumping No/ 27EP+ 27DP 27EP+ 27DP 24EP+ 25DP 24EP+ 25DP
Capacity Cusec 998Cus 998Cus 908Cus 908Cus
Overall Physical Progress 73.75% 65.50% 62.16%
Source: Lucknow Municipal Corporation

TABLE 8-34: FINANCIAL PROGRESS OF THE WORK


Package Approved Revised Financial
Description of Works
No. Cost Cost Progress
1 Construction of Trunk & Main Drain in Drainage District-I 44.90 54.59 49.38
2 Construction of Trunk & Main Drain in Drainage District-II 115.24 142.66 61.89
3 Construction of Trunk & Main Drain in Drainage District-III 68.67 83.12 57.36
Construction of Trunk & Main Drain in Drainage District-IV,
4 69.67 84.48 76.68
V, VI
5 Augmentation of Flood Pumping Capacity 17.25 17.46 16.52
Total 325.21 389.94 261.85

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Source: Lucknow Municipal Corporation

Picture 8-23: Work Progress for Storm Water Drain Network


8.4.6 Service level benchmarking
Rapid urbanization is exerting tremendous pressure on the natural drains, with a number of them having
disappeared or encroached upon. The total existing network coverage of storm water drainage in the city is 33%
as against 100% requirement in SLB. This shows that to meet the SLB standard immediate steps need to be
taken to improve the system of storm water drains in the city.
TABLE 8-35: SLB STATUS FOR DRAINAGE SYSTEM IN LUCKNOW
Sl. No. Drainage System Benchmarks Lucknow City Status
1 Coverage of storm water drainage network 100% 33%
2 Incidents of water logging/flooding 0 234
Source: Lucknow Municipal Corporation

8.4.7 Issues in the current system


 Absence of proper drainage network: In the existing situation Lucknow city lacks in proper and
efficient drainage system in the city. Only 33% of the area is covered with drains against the standard of
100%. Low lying areas along the Gomti River majorly lack drainage system hence these areas are
highly prone to water logging situations. Due to absence of drains in residential areas storm water is
diverted to sewerage lines by the public resulting in choking of sewer lines.
 Choked drains: Most of the drains are choked with solid waste and causing water logging situation in
many of the residential areas.

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 Increase run off: Drainage network of Lucknow was established almost five decade back. Due to
population growth and hard surface expansion water runoff has increased many times and existing
system is not sufficient to handle the current load.
 Low Pumping capacity: Pumping machines at the Flood Pumping Station and Sewerage Pumping
Stations are not sufficient for existing quantity of waste water flowing in the drains.
 Conversion of drains into sewer lines: 26 major storm water drains of Lucknow city have converted
into sewage carrying drains. Due to absence of proper sewerage system and public ignorance
household sewage is discharged into the drains. Mixing of sewage and storm water drain is one of the
major problem city is facing.
 Silting in drains: Regular and proper cleaning of drains is not being done. Major drains are cleaned
once in a year before the monsoon or if any complaint is there. Heavy silting of drains resulting into
overflow of water and water logging situation in rainy season.
8.4.8 SWOT Analysis
Strength Weakness
 Implementation of new projects to upgrade the
drainage system in Lucknow  No separate tax or charges for Drainage system
 Active participation of municipal corporation and  Dumping of garbage in storm water drains
other concerned department in execution of new  Mixing of untreated sewage in natural drains
works  Absence of drainage network in the slums
 Funding sources are available for new projects
Opportunity Threats
 Untreated sewage mix with open drains and
 Promoting rain water harvesting
River Gomti
 Opportunity to treat the storm water and use it as
 Flooding and Water logging
potable water
 Huge investment required for development of 26
 Opportunity to utilize natural drains for natural
Key drains
recreation
 Slum located near the natural drain

8.4.9 Organisation involve for drainage system in Lucknow


Key organisations responsible for drainage system development and O&M are LMC and UPJN in the city area.
UPAVP, LDA, UPPWD and private developers are responsible for development of storm water drains in their
respective areas.
TABLE 8-36: ORGANIZATIONS INVOLVED IN STORM WATER DRAINAGE MANAGEMENT
Infrastructure/Services Planning and Design Construction O&M

LMC, LDA, UPAVP, UPJN, LMC, Jal Kal,


Storm water drains LMC
Private Developers UPPWD, UPAVP

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8.4.10 Demand and gap assessment


As per the data received from LMC 80% of the road length is covered with drains against the standard of 130%. In Lucknow around 50% of the area faces the problem of water
logging in rainy season. Total 234 incidents of water loggings were recorded in Lucknow city.
TABLE 8-37: STORM WATER DRAIN REQUIREMENT FOR LUCKNOW TILL THE YEAR 2041
Service Gap by Year 2030-
Existing and Desired Level Service Gap by Year 2019-20 Service Gap by Year 2029-30
Sl. 40
No Components Unit Indicator Deman Estimat Deman
Existing Desired Existing Demand - Gap - Estimate Gap Gap -
. d- e d-
Level Level (2014-15) 2019-20 2019-20 (2020) -2030 2040
2030 (2030) 2040
Road Length
% to total road
1 Covered with Km. 80% 130% 2,701 4,615 1,914 4,615 5,831 1,216 5,831 7,327 1,495
length
Drains
New Darin
2 New Closed Drains Km. 1,914 1,216 1,495
requirement
Incidence of water
3 Nos. 234 0
logging/flooding
Constructed
4 Nos. Existing 10 10 10 26 16
Wetlands
Source: SENES Estimations

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8.4.11 Storm Water Drainage system


River Gomti acts as a primary natural drain for Lucknow city carrying all the storm water and waste water
generated. Apart from Gomti there are two natural drainage channels in the city namely Haider Canal and Kukrail
Nallah (Used to be a river) discharge their water into the Gomti River. There were few local water bodies in
Lucknow in the form of lakes and ponds; however, due to illegal development these water bodies have been
encroached. In the current situation only 33% of the city is covered with drainage network. Water logging in low
lying areas is one of the major environmental issues in Lucknow resulting into unhygienic conditions for the
people. The area along the Gomti lacks in drainage system resulting into overflowing of water during the rainy
season.
8.4.12 Core Strategy
In the case of storm water drainage, the broad strategy followed would be similar to that proposed in the case of
road sector, wherein the existing gaps in this sector and the future requirements would be addressed in terms of
two categories of priority or short term needs and long term needs. The existing gaps and the demand arising for
the year 2020 may be taken up as priority projects. The suggestions which had been put forth in the stakeholder
consultation have been clubbed under the category of short term requirements and the long term requirements
(2040) should be addressed by LMC in the second phase.
8.4.13 Vision Statement, Goals and Action Plan
Sector Vision

To develop and maintain comprehensive storm water infrastructure system and minimise the water
logging incidents in the city

Sector Goals Action Plan

 100% coverage of city with drain network. a) Provide drainage lines to all the HHs.
 Conservation of natural water channel b) Desilting of major drains.
 Make the city water logging free. c) Implementation of Root Zone Treatment System for major
drains.

8.4.14 Projects Identification


8.4.15 Details of Sub Projects to be undertaken
Construction of storm water drains: LMC needs to undertake lying of 1941 km of drains by 2020 and 7327
km of drain by the year 2040. This construction may be done in tandem for the new roads and the existing road
up-gradation activities done by LMC. These construction activities would have to be carried out on an immediate
basis to address the existing and future demand-supply gap.
Desilting of 26 Major Drains – Constructed Wetlands: There are 26 major drains in Lucknow city carrying not
only storm water but also waste water generated at HH level. Due to absence of proper sewerage system in the
city, these drains are being used as sewage discharge points. However after the implementation of sewerage
work under JnNURM phase I, approx. 30% of the sewage has been diverted to sewer lines. It is assumed that
after the completion of 100% sewer work in Lucknow these drains will be utilised for the purpose of storm water.
These drains are heavily silted due to regular flow of sewage and dumping of solid waste. During the rainy
season, these drains get overflow and the extra flow directly goes to the River Gomti. To stop the overflowing
sewage discharge into Gomti River there is immediate need to clean these drains. To make the drain cleaning
sustainable, a system needs to be installed which can keep the drain water clean and prevent River Gomti water
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getting polluted. In addition, there are other small drains and water bodies getting polluted due to discharge of
waste water waste. To clean and prevent these water bodies getting more polluted conserve them, constructed
wetland system for the natural drains and other small water bodies has been proposed for Lucknow. A brief
note given below explains the mechanism of the RZT system.

Constructed wetlands (CW) are an alternative localized treatment technology suitable for reducing BOD,
COD, NPK and pathogens to acceptable levels for subsequent use of treated water, especially for irrigation.
Dissolved chemicals and heavy metal also reduced to an extent. A number of factors like low operating
cost, less energy requirement and ease of maintenance attribute to making CW system an attractive
alternative for wastewater management. These are artificially prepared wetlands comprising of clay or
plastic lined excavation and emergent vegetation growing on gravel/sand mixtures and is also known as
constructed wetland. This method combines mechanical filtration, chemical precipitation and biological
degradation in one step for the treatment of wastewater.
The process to treat the sewage begins with passing the raw effluent (after removing grit or floating
material) horizontally or vertically through a bed of soil having impervious bottom. The effluent percolates
through the bed that has all the roots of the wetland plants spread very thickly, nearly 2,500 types of
bacteria and 10,000 types of Fungi, which harbor around roots, get oxygen form the weak membranes of
the roots and aerobically oxidize the organic matter of the effluent. The characteristics of plants of absorbing
oxygen through their leaves and passing it down to roots through their stems which are hollow, is utilized as
a bio-pump. Away from the roots, anaerobic digestion also takes place. The filtering action of the soil bed,
the action with fungi etc. and chemical action with certain existing or added inorganic chemicals help in
finally obtaining very clear and clean water. The system of plants regenerates itself as the old plants die and
form useful humus.
Advantages:
• With no use of machinery and associated maintenance, the root zone system provides for low
maintenance cost and negligible attendance for operation and monitoring
• It enhances the landscape and gives the site a green appeal
• It provides natural habitat for birds and after a few years gives an appearance of a Bird‟s sanctuary
• It is a green zone, it does not have mosquitoes problem.
• Salinity may not be a problem for a survival or operations of reed beds
• In the horizontal flow system, the sewage percolates through bed and that has all roots of the wetland
plants spread very thickly nearly with 2500 types of bacteria and 10,000 types of fungi and aerobically
oxidized organic matter of the effluent.
• The system gives a very good performance of removing 90% BOD and 63% Nitrogen.

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FIGURE 8-14: CONCEPTUAL DIAGRAM OF ROOT ZONE TREATMENT SYSTEM

A. VERTICAL FLOW SYSTEM

Reeds

Inlet Flow direction

Inflow Outflow
distribution collection
system system

Gravel Outlet
Liner Bed media Gravel

B. HORIZONTAL FLOW SYSTEM

Reeds

Inflow
distribution
Inlet system Flow direction

Outlet

Outflow
Gravel Bed media
Liner collection
system

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FIGURE 8-15: PROPOSED DRAINAGE SYSTEM

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8.5 MUNICIPAL SOLID WASTE MANAGEMENT


Municipal solid waste constitutes mainly residential and commercial waste generated within the jurisdiction of
municipality in either solid or semi-solid form excluding industrial hazardous wastes but including treated
biomedical wastes. Lucknow Municipal Corporation is the responsible body for collection, scientific segregation,
transportation, processing and disposal of waste generated within its jurisdiction. LMC is also responsible for
estimation and analysis of waste, waste minimization, public awareness and enforcement and resource
management.
8.5.1 Municipal waste generation in Lucknow
At present total municipal waste generation in Lucknow city is approximately 1365 TPD with an average per
capita per day generation rate of 280 gm. Information received from LMC indicates that municipal waste in
Lucknow constitute organic waste, C&D waste, silt waste, street sweeping, recyclable and mixed waste.
8.5.1.1 Residential areas
Out of 110 wards, in 57 wards waste generated in residential establishments is collected by private operator and
in rest of the wards waste is collected by LMC workers from dhalaos and road side bins. Wards with door to door
collection of waste are levied with some charges based on building area and land use by private operator. As of
now, no charges are levied on households for the collection of MSW by LMC. This waste is transported to
secondary waste collection centres by rickshaw trolleys.
8.5.1.2 Commercial areas
The commercial areas identified in Lucknow city are located throughout the city and include Aminabad, Charbag,
Alambagh, Rajaji Puram, Gomti Nagar (Vibhuti Khand, Vivek Khand), Hajarat Ganj, Ali Ganj, Bhutnath, Lekhraj
market, Indira Nagar, Sanjay Gandhi Puram, Faizabad Road, etc. These areas are mixed zones comprising
commercial (shops and markets) and residential areas as well as hotels and restaurants. The waste from shops
starts accumulating in the morning hours (8:00 AM–2:00 PM), when they are cleaned. Safai karamcharis clean
market places and throw the waste in nearby open dumps. Charges as per the shop size are taken by private
operators in 57 wards.
8.5.1.3 Healthcare establishments
Approximately 200 hospitals, 200 nursing homes, 344 medical clinics, 33 pathologies, 93 dental clinics, and
1,762 private doctors‟ clinics are registered with LMC, but the actual numbers of medical institutions are even
higher. The large medical establishments have in-house facilities for treating biomedical waste. There is a private
operators working for biomedical waste treatment facility in the city. Apart, other operators located in nearby
towns also collect biomedical waste from Lucknow.
8.5.1.4 Hotels and banquet halls
Lucknow has more than 1,000 establishments comprising eating joints, hotels, restaurants, banquet halls, etc.
The waste from these establishments mostly includes leftover food and disposable crockery. Private operator
collects the waste from the wards covered under door to door collection of waste whereas rest of the wards
waste is thrown in dhalaos or bins kept by LMC. Approximate biomedical waste generation in Lucknow is 5 to 6
metric ton per day.
8.5.1.5 Drain silt
Drain silt typically comprises dust, household waste, sweepings, construction waste, etc. The major portion of
drain silt is generated by the disposal of household sweepings/street sweepings in open drains. The drains are
cleaned twice or thrice a week/even fortnightly in a few parts of the city. At other parts, the waste is left
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unattended for months and cleared only before the rainy season, upon receiving complaints from the local
residents. Drain silt constitutes about 6% of the MSW generated in Lucknow. Mechanical drain sweeping has
started in some of the wards for drains more than 1 ft. wide. In zone number five, private operators has started
drain cleaning recently.
8.5.1.6 Construction and demolition waste
Construction and demolition waste comprises 16% of the waste generated in the city (Source: MSW DPR).
However, the quantum varies from time to time depending on the construction or demolition activities in Lucknow
city. There are no standard practices followed for the disposal of construction waste in Lucknow city. A major
portion of this waste is generally used in reconstruction activities or for filling up low-lying areas or constructing
temporary (kutcha) roads. The entities generating construction waste generally engage private vehicles to collect
construction waste and dispose it at nearby dumping sites.
8.5.1.7 Street sweeping
RR Department under LMC and Health Department is responsible for street weeping activities in Lucknow city.
Street sweeping is done mechanically and manually both. Mechanical sweeping has started recently in Lucknow
on some of the major roads such as Kanpur Road, Faizabad Road, Gomti Nagar, Parivartan Chauk and Hazrat
Ganj. RR Department (LMC) has recently purchased 5 machines for mechanical sweeping. Manual sweeping is
done once in a day in the morning hours whereas mechanical sweeping is done in once in a day in night hours.
Waste is collected in rickshaw trolleys and dumped into the dhalaos which is finally taken to the open dump site.
Street sweeping starts at 7:30 AM and continues up to 2:00 PM. During sweeping, one sweeper covers an area
of 10,000–20,000 sq. yards depending on the width of drains and roads. According to the DPR of SWM, street
sweeping constitutes about 3% of the MSW generated in Lucknow. In zone number five private operators has
started street sweeping recently.
8.5.2 Per capita waste generation and waste characteristics
As per the information available from LMC, the per capita waste generation in Lucknow city is 280 gm. however it
varies between various income classes. Income class category wise waste generation in Lucknow is presented
below in Table 8-38.
TABLE 8-38: CATEGORY WISE WASTE GENERATION IN LUCKNOW CITY
Category Sample Size Average per capita waste generation
EWS 24 258.89
LIG 423 268.08
MIG 339 278.75
HIG 142 295.04
Source Category Quantity Of Waste
Hospitals, Clinics, and 5.08 MT/day (MSW along with biomedical
Hospitals
other Medical Centres waste)
Restaurants 7.75 MT/day
Hotels 4.22 MT/day
Others
Banquet Halls 1.27 MT/day
Slaughter Houses 12.5 MT/day
Source: DPR Solid Waste Management

Constituents of Municipal Solid Waste are classified in terms of Bio-degradable, Recyclable and inert
compositions. The organic waste which is bio-degradable, accounting to 47% is the highest among all the
constituents of the waste generated per day in the city, this is due to the fact that the maximum generation of
waste is from domestic activities. Rest of the 16% of the waste is composed of C&D material, while 17% is

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recyclable waste; 10% of drain and silt waste and rest has share of other mix waste. Share of each of the
category of waste is shown in the Figure 8-16.
FIGURE 8-16:Waste
WASTEtype distribution
TYPES in Lucknow
DISTRIBUTION IN LUCKNOW

Mixed waste,
10.72%

C&D Waste,
15.98%
Organic Waste ,
47.35%

Drain silt and


street sweeping,
8.95%
Recyclable , 17%

8.5.3 Waste segregation


Currently no waste segregation at source is happening in Lucknow city. Waste is collected from source and
dumped at Dhalaos from where waste is transported to dump sites. More than 3000 of rag pickers are involved in
segregation activities. They segregate the reusable and recyclable waste from dhalaos, dumpsite and wastes
dumped in open spaces and sell them to waste recyclers and kabadiwals.
8.5.4 Collection of waste
The waste collection efficiency is 93% including door to door collection (52% of the city HHs) and collection from
road side bins. There are 402 compactor buckets and RC bins and 312 dhalaos located in various parts of the
city. Waste is collected from these places and taken to the open dump site.
8.5.4.1 Primary collection
Door to door waste collection: Waste generated in the city is partly collected through rickshaw trolleys and
hand carts as per as the route plans. In the organized colonies and newly developed areas of the city, garbage is
being collected through LMV (Tata- Axe). In the first phase 57 wards out of 110 have been taken up and the
garbage collected at the primary stage is sent to the dhalaos ghars of the city. In the remaining 53 wards old
waste collection system continues whereby people throw waste to the nearby dhalaos and road side bins. Door
to door collection of waste in these 53 wards will start soon as informed by LMC and private concessionaire.
Figure 8-17 shows wards covered under door to door collection.

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FIGURE 8-17: MAP SHOWING WARDS UNDER DOOR TO DOOR WASTE COLLECTION

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Picture 8-24: Vehicles for Primary Waste Collection

Waste collection from community containers/bins: Areas not covered under door to door collection are
served with DP bins and RC bins with varied capacities of 1.2 cum, 1.75 cum, 3.5 cum and 4.5 cum. Collection
frequency from these bins is once in a day however in some places waste is collected twice a day also
depending on the waste quantity. Brief summary of bins available in Lucknow city is provided Table 8-39.
TABLE 8-39: CAPACITY WISE NUMBER OF BINS AVAILABLE
Capacity of the bins Number of bins available
4.5 cum 150
3.5 cum 132
1.75 cum 26
1.2 cum 94
Total 402
Source: R R Department (LMC), Lucknow

8.5.4.2 Secondary Collection


Secondary collection of waste is being done by RR Department of LMC in whole of the city from dhalaos located
at various locations.
TABLE 8-40: ZONE WISE NUMBER OF DHALAOS
Zone No. Number of Dhalaos
Zone 1 50
Zone 2 42
Zone 3 125
Zone 4 48
Zone 5 NA
Zone 6 47
Total 312
Source: R R Department (LMC), Lucknow

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Picture 8-25: Waste Dumping in Open Area Picture 8-26: Waste Segregation by Rag Pickers

Picture 8-27: LMC Dhalaos Picture 8-28: Road Side Bins kept by LMC

8.5.5 Transportation of waste


8.5.5.1 Vehicle summary
Vehicles for Door to Door Collection: Table 8-41 presents the summary of vehicles used for primary door to
door collection of waste by private party in 57 wards of the city. In most of the wards cycle rickshaw is the prime
mode to collect waste however in some of the wards motorised tricycle and tempos are also being used for the
purpose.
TABLE 8-41: SUMMARY OF VEHICLES FOR PRIMARY COLLECTION
Zone Tata JCB & Bin
Compactor Dumper Hyva Tractor Rickshaw Bobcat Robort
No. Ace L&T Placer
1 9 53
2 10 58
3 14 3 47
4 7 24
5 37 4 1 1 2 92 3 1 1 2
6 6 92 1
Total 82 4 1 1 5 366 3 2 1 2
Source: Jyoti Envirotech, Lucknow

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FIGURE 8-18: VEHICLE TRACKING SYSTEM

Secondary Collection Vehicles


To carry the waste from dhalaos and road side bins RR Department (LMC) is responsible body in the current
situation. However, later on this responsibility will be taken up by private concessionaire. Summary of vehicles
available with RR Department is provided below:
 Loader large: 15 nos.
 Loader small: 12 nos.
 Tipper (8/16 cum capacity): 65 nos.
 Tipper (1.75 cum capacity): 16 nos.
 Tata Ace (1 ton capacity): 87 nos.
 RC Vehicles (1100 lt.): 1 no.
 Dumper Placer Vehicle: 23 nos.
 Tractor for horticulture waste: 11 nos.

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FIGURE 8-19: WASTE MANAGEMENT FLOW CHART FOR LUCKNOW CITY

110 Municipal Wards

57 wards 53 wards

Door To Door Primary


Primary Collection Collection From
Through Wheel RC Bins and DP
Barrow Or Tata Ace Bins

Waste Dumping In
Dhalao

Waste Transportation
Though Dumper Places,
Tipper, Tractor

Open Dumping Ground

8.5.6 Processing and disposal of waste


8.5.6.1 Municipal waste
Currently no processing of municipal waste is being done by LMC or private concessionaire in Lucknow city. At
present three dumping sites are available in Lucknow located at Dubagga, Kursi Road and Ramdaskhed. The
dump sites are traditional dump site without any lining at the bottom hence they are causing pollution at the site
and in surrounding areas. The leachate generated at the site is responsible for ground water contamination and
soil pollution in the area; apart other issues with open dump sites are bad odour, spread of diseases, breeding
ground for flies etc. Location of all three dump sites in Lucknow is shown in the map given in Figure 8-20.

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Picture 8-29: Dumping Site at Dubagga

8.5.6.2 Biomedical waste


Biomedical waste is being handled by private operators in Lucknow. Total biomedical waste generation in
Lucknow is 2 MT/day. There are three private sector units working in collection in biomedical waste namely,
Spectrum in Lucknow, Synergy in Faizabad and Medical Pollution Control Unit in Akbarpur. Charges for
collecting the waste from the hospitals and nursing homes is Rs. 3 per bed from private hospitals and Rs. 2 per
bed from government hospitals.
A new biomedical waste treatment plant has been set up by LMC on PPP mode at Bindaua Village on Rai Bareli
Road with total capacity of 250 kg/hour. The total capacity of the incinerator is 250 kg per hour. The plant started
its operation in the 2014. SMS WATERGRACE MEDIWASTE Management Pvt. Ltd. is the private operator.

Picture 8-30:Machinery at plant Picture 8-31: Waste segregation

Picture 8-32: Waste carrying vehicles Picture 8-33: Approach road to plant

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8.5.6.3 C&D waste


No separate arrangements are there for C&D waste management in Lucknow. Waste is dumped in dumped sites
along with municipal waste only.
8.5.6.4 E- Waste
E waste includes computers, laptop, fridge, telephone, washing machine, DVD players etc. At present there is no
plant to dispose-off the E waste generated in the city. Informal sector is engaged in dismantling and disposing
activities for E waste in city.
8.5.6.5 Recyclable waste
The recyclable waste is segregated by Kabadiwalas and Rag Pickers. The kabadiwalas purchase recyclable
waste from residential and commercial establishment while rag pickers collect recyclable from market place, dust
bins, open dump sides dhalaos and sort them before selling off. Rag pickers play a very important role in
segregation of waste.
8.5.7 Compliant redressal system
One central “complaint redressal centre” with Adequate no. of telephone lines along with voice recording facility
for receiving customer calls/complaints has been established at the Head Office of Jyoti Enviro Tech Pvt. Ltd.
with its Toll Free No. as 1800-180-5001. It operates from 9:00 am to 5:00 p.m. 7 days a week and is monitored
by an experienced professional.
 Apart from the above, in all the 6 zones of the city, zonal offices has been established for
accepting/dropping of the complaints with telephone facility.
 In order to improve the efficiency of the project, the complete staff along with the drivers and
supervisors has been provided with Mobile connections.
 A manual record in the form of “Complaint Redressal Logbook” is maintained in the Head Office.
 All the complaints need to be attended within 24hrs.

8.5.8 User charges


In the existing situation, user charges for waste collection is taken up by private concessionaire in 57 wards for
door to door collection facility. The charges are collected from all type of buildings such as commercial,

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residential, multiplex, hotel, factory, restaurants, super markets etc. Description of user charges for various
categories of buildings and land uses are provided in Table 8-42.
TABLE 8-42: DESCRIPTION OF WASTE COLLECTION USER CHARGES

S.N. Category of Area User Charge Rs./Month

Residential Buildings
1 Slum areas (one room set or kutcha houses) 10
2 Semi Pucka Houses (ground floor) less than 50 sqm 15
3a Pucka/Semi Pucka Houses (ground floor) less than 50 sqm 20
3b Pucka Houses (G+1 floor) 50 to 100 sqm 30
3c Pucka Houses (G+1 floor) more than 101 sqm 40
3d Apartments and flats more than G+1 50
4 Non Residential Buildings
4a Street Hawkers (Stalls/Eating Vans etc.) 20
4b Shops with area of less than 10 sqm 50
4c Shops with area between 11 and 20 sqm 100
5 Sweet shop/bakery/service centre
5a Less than 10 sqm 100
5b 11 to 20 sqm 200
Guest house/ bank/ hostel/ auditorium/ restaurants/ coaching centre/
6 1000
government and non-government and less than 500 sqm
7 Marriage hall/ banquet hall/ commercial lawn less than 1000 sqm

7a In off season ( 15 September to 15 October and 1 March to 31 March ) 1000

7b In season (leaving off season months ) 2500

8 Club/ Cinema hall / Universities / Technical institutes / Bus station 2000

9 Hotel and Shopping mall


9a 1000 to 1500 sqm 5000
9b 1500 to 2000 sqm 7500
Super markets like Big bazaar, Spencers, Vishal Mega Mart V-Mart/
10
Easy Day etc.
10a Less than 100 sqm 1000
10b 100 to 250 sqm 2000
10c 251 to 500 sqm 4000
11 Company Office (Public Ltd., Private Ltd.)
11a Less than 100 sqm 1000
11b 101 to 200 sqm 2000
12 Factories , Cold storage, Warehouse
12a Less than 50 sqm 300
12b 51 to 100 sqm 500
12c 101 to 250 sqm 1000
13(1) Fair, Exhibition, Festival etc.
a Less than 05 sqm 10
b 05 to 10 sqm 20
c 10 to 25 sqm 30
d More than 25 sqm 50
13(2) Street Vendors
a Less than 5 sqm 100

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S.N. Category of Area User Charge Rs./Month

b More than 5 sqm 200


14 Weekly markets per day ( per shop) 10
Hospital / Nursing Home/ kitchen waste (on the basis of present bed
15
number)
15a 01 to 20 bed 500
15b 21 to 50 bed 1000
15c 51 to 100 bed 2000
16 Fruit market, Vegetable market, Milk market,
Fish Market, Grain Market etc. less than 100 sqm 1000
Source: Jyoti Envirotech, Lucknow

TABLE 8-43: SUMMARY OF USER CHARGES FOR WASTE COLLECTION


TotalNo. of User
No. of Total No. Of No. Of HH Garbage
S.N. Zone wards Charges
Wards HH House Hold covered (UC) Collection HH
covered Collected HH
1 Zone-1 16 15304 9 15304 14814 6405 11610
2 Zone-2 18 33044 10 33044 24085 6162 22007
3 Zone-3 21 41650 9 41650 20009 5543 33941
4 Zone-4 17 16532 4 16532 12708 3338 10450
5 Zone-5 18 66966 13 66966 11771 6558 60576
6 Zone-6 20 42591 11 42591 30430 11178 40930
Total 110 216087 56 216087 113817 39184 179514
Source: Jyoti Envirotech, Lucknow

8.5.9 Organisation involve for MSWM in Lucknow


Key organisation responsible for MSWM implementation and O&M are LMC, RR Department and private
concessionaire in the city area.
TABLE 8-44: ORGANIZATIONS INVOLVE IN WASTE MANAGEMENT
Infrastructure/Services Planning and Design Construction O&M

Solid waste R R Department (LMC), Jyoti C&DS (Jal Nigam), Jyoti R R Department (LMC),
management Envirotech, Envirotech, Jyoti Envirotech,

8.5.10 Service level benchmarking


Service level benchmark study shows that the HHs level coverage of waste is only 52% against the required
standard of 100%. Efficiency of collection system is in better situation with 93% coverage whereas scientific
disposal of waste is not at all happening in Lucknow. Extent of cost recovery and collection of SWM charges is
93% and 88% against the standards of 100% and 90% respectively.
TABLE 8-45: SWM SERVICE LEVEL BENCHMARKS FOR LUCKNOW
Sl. No. SWM Benchmarks Lucknow City Status
1 Household level of coverage of solid waste management services 100% 52%
2 Efficiency of collection of municipal solid waste 100% 93%
3 Extent of segregation of municipal solid waste 100% 47%
4 Extend of municipal solid waste recovered 80% 23%
5 Extent of scientific disposal of municipal solid waste 100% 0%
6 Efficiency in redressal of customer complaint 80% 98%

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7 Extent of cost recovery in SWM services 100% 93%


8 Efficiency in collection of SWM charges 90% 88%
Source: Lucknow Municipal Corporation

Efficiency in collection of SWM charges 88%


90%

Extent of cost recovery in SWM services 93%


100%

Efficiency in redressal of customer complaint 98%


80%

Extent of scientific disposal of municipal solid waste 0%


100%

Extend of municipal solid waste recovered 23%


80%

Extent of segregation of municipal solid waste 47%


100%

Efficiency of collection of municipal solid waste 93%


100%

Household level of coverage of solid waste management 52%


services 100%

0% 20% 40% 60% 80% 100%


Lucknow City Status Service Level Benchmarks

8.5.11 Issues in the current system


The following section lists the issues in SWM. It should be noted that a private sector operator has been
appointed for SWM from January 2011.
 Lack of Sanitary landfill site: Currently, there is no sanitary engineered landfill site, and MSW is
dumped in open land, which lead to ground water and soil pollution, vector nuisance, etc. However a
sanitary land fill site is under construction under the SWM project, which is being implemented on a
PPP basis.
 Inappropriate primary collection of solid waste: Waste is discharged by establishments (residential
and non-residential) into open plots, open drains, etc. These unorganized disposal methods have
resulted in the accumulation of solid waste on roadsides, vacant plots, and storm water drains. This has
resulted in a number of hygiene-related problems such as breeding of mosquitoes and presence of
stray animals.
 Transportation of solid waste in open vehicles: Solid waste is transported primarily in open trucks,
three wheelers, and trolleys. It is also observed that these vehicles are overloaded with waste, resulting
in the littering of roads during transportation. The loading and unloading of waste is done manually, and
safai karamcharis involved in this activity do not use any personal protective equipment (PPE).
 Inappropriate collection and disposal of construction waste: The construction/demolition waste
generated by local residents is transported in tractor trolleys and disposed at either secondary collection
points or open/low-lying areas in the vicinity.
 Mixing of slaughter house waste with MSW: Waste from slaughter houses is disposed in open
dumping sites, although there are provisions for separately disposing slaughter house waste in Lucknow
city.

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 No treatment facility for E waste: As of now there is no treatment facility available for E waste in
Lucknow. The city is generating huge amount of E waste which is dismantled unscientifically in some of
the markets. After dismantling process usable items are sold and left over portions are thrown in nearby
dumping places. The left over waste is hazardous and polluting the environment.
 Inadequate number of community dustbins: Almost 30% of the HHs in the city are dump waste in
open area. One of the reasons for this is the lack of adequate number of community bins.
 Multiple handling of waste: Waste is handled multiple times leading to potential health hazards for the
workers as all types of wastes including hospital waste, human waste, etc., are disposed at the same
storage points. Sanitary workers are not given any protective clothing.
 Lack of community involvement: There are very few Resident Welfare Associations (RWAs) or NGOs
involved in this activity and the community at large is not involved in effective SWM.
8.5.12 SWOT Analysis
Strength Weakness
 Only 57 wards out of 110 wards are covered
under door to door collection.
 Waste is still being dumped in open places
 52% of the LMC area is covered with door to door
leading to environmental degradation.
collection system.
 Segregation of waste is not happening as of now.
 Door to door collection system will soon be
 People are not willing to pay user charge for
implemented in left over wards.
waste collection.
 Processing activities at landfill site and
 People are not aware of the consequences of
processing plant will start soon.
mismanaging the waste.
 LMC is actively working to change the SWM
 Dumping of waste into open drains and river.
scenario in Lucknow.
 Unhygienic conditions at dhalaos are creating
unhealthy conditions in the nearby residential
areas.
Opportunity Threats
 Ignorance of public towards waste management.
 Low level of user charges collection can lead to
 Due to huge quantity of waste generation there is
poor maintenance of the SWM infrastructure.
opportunity to implement new technologies like
 Continuous dumping of waste in open areas is
waste to energy, composting
polluting the environment.
 Waste with market value can be reused through
 Dumping of waste in drain and water bodies lead
recycling centres.
to over flow of drains and water logging in many
 Involvement of rag pickers in organised waste
areas.
collection system can provide them employment.
 Existing dumping sites are vulnerable for fire
incidents and ground water contamination.

8.5.13 On-going and completed projects


8.5.13.1 SWM PPP system in Lucknow
Before the year 2010, Waste management services in Lucknow were under LMC and implementation of the PPP
model in MSW was introduced in same year. Currently a private firm MS/ Jyoti Enviro has been given the
contract for collection and transportation of MSW for 30 years (Till 2040). In the first phase, 57 wards out of 110
have been taken up and the garbage collected at the primary stage is sent to the dhalaos ghars of the city. In the

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remaining 53 wards, old collection system is being practiced. Waste transportation from dhalaos ghars to
dumping site is done by LMC workers.
Key features of concession agreement:
 The concessionaire is allowed a 30-year concession period and will be paid a tipping fee of Rs. 562 per
ton and an increase of 4% ever year. Further, user charges will be also be levied on households. This
will range from Rs. 20–50 per family/month.
 During the concession period, the concessionaire shall ensure that all MSW generated within the
concession area is collected, transported, segregated, processed, and disposed in accordance with the
applicable laws and this agreement.
 Door to door collection: Detailed project report for municipal waste management for Lucknow has
been prepared and work has already been started with total cost of Rs.74.13 Crores with grant of
Rs.42.99 Crores. In the current situation out of 110, door to door collection is taking place in 57 wards.
For rest of the 53 wards door to door collection will start soon. Recently the cost has been revised to Rs.
105 Crores whereby amount of Rs. 9.90 Crore has been additionally given by LMC. Now the share of
LMC has increased to 52.89% in total project.
 Transfer stations: Four transfer stations have been proposed at different locations of the city.
Construction for three transfer stations has been started and near completion stage. Delay in
construction of fourth transfer station is due to dispute in the identified land. Locations of transfer
stations are Gomti Nagar, Aliganj, Kanpur Road near Amousi Airport and Kanpur Hardoi Road Bypass.
 Scientific Landfill Site and MSW Processing Plant: Another key project for SWM is construction of
scientific land fill site compost pads and processing plants. Land for processing activities has been
identified and sanctioned for the project with total area of 19 ha at Shivri and land for scientific land fill
total area of 21 ha is provided in Phalenda village. As of now processing plant is working for testing
purpose and in the current year it will be fully operational.

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Picture 8-34: Proposed Processing Plant at Shivri

Picture 8-35: Proposed Land fill Site at Phalenda Picture 8-36: Transfer Station Near Dayal Paradise

Picture 8-37: Transfer Station Near Amousi Airport

8.5.14 Demand and gap assessment


LMC has awarded the contract for Municipal Solid Waste Management in Lucknow to private concessionaire for
the period of 30 years i.e. 2010 to 2040. From primary collection to final disposal of waste, private concessionaire
is responsible for all the activities. As per the contract agreement, the concessionaire was supposed to start all
the components of scope of the work by 2010, however, after conducting site visit and discussion with officials it
was observed that only 30% of the work is being implemented. Existing gaps as per the scope of the work and
work executed are discussed further:

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TABLE 8-46: SCOPE OF THE WORK FOR PRIVATE CONCESSIONAIRE


Sl.
Scope of the work Work executed Remarks
No.
For rest of the 53 wards
Door-to-door collection of MSW for all the 110 Currently only 57 wards are
1. work will be executed by the
wards being covered
year 2014-15
Being done by
Waste is being dumped at
2. Primary storage of the collected MSW concessionaire only for 57
Dhalaos maintained y LMC
wards
Secondary collection and transportation of MSW Currently being done by
3. To be started by mid of 2014
including street sweeping waste and drain silt LMC
Development, construction, and operation and
maintenance of the MSW processing facility with The work will start by the
4. Not started yet
composting as one of the main processes including year 2014
segregation of waste
Development, construction, and operation and
The work will start by the
5. maintenance of the landfill facility carrying out post- Not started yet
year 2014
closure activities at the landfill facility
Although the work is being
Being done by undertaken by concessioner
Collection, transportation, processing, and disposal
6. concessionaire in 57 wards but many areas of the city
of the MSW littered within the concession area
only waste is found littered on
open grounds and
Public awareness work is
going on to make the public
Assisting ULBs in public education or organizing Being done by
7. aware regarding the hazard
awareness campaigns related to MSW concessionaire in 57 wards
associated with unscientific
management of solid waste
Collection of user charges is
being done however the
Collection of user charges on behalf of ULBs as Being done by
8. private party is able to
determined by the ULBs from time to time concessionaire
collect charges from 30% -
40% of the HHs
Development and implementation of a complaint Being done by
9.
redressal system concessionaire
Development, financing, and operation and Being done by
10.
maintenance of the project concessionaire
Augmentation of equipment vehicles, capacity
Being done by
enhancement, and provision of ancillary facilities The work is being done for
11. concessionaire for primary
required for the implementation of the project primary collection only
collection only
during the concession period
Deployment of adequate and qualified manpower
Being done by The work is being done for
12. for construction, and operation and maintenance
concessionaire primary collection only
management of the project
Procure and/or provide any other required support Being done by
13.
services and facilities required for the project concessionaire
Performance and fulfilment of all the obligations of
Performance monitoring of
the concessionaire in accordance to the provisions
the private concessionaire is
of the concession agreement and matters
14. Being done by LMC being done by LMC officials
incidental thereto or necessary for the performance
for processing plant and
of any or all of the obligations of the concessionaire
C&D activities.
under this agreement
WORK NOT DONE
WORK DONE
WORK PARTIALLY DONE
Source: Lucknow Municipal Corporation

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TABLE 8-47: DEMAND GAP ASSESSMENT FOR SWM INFRASTRUCTURE TILL 2040
Service Gap by Year 2019-20 Service Gap by Year 2029-30 Service Gap by Year 2030-40
Gap -
Components Unit Indicator Existing Demand - Estimate Demand - Gap - Estimate Demand - Gap -
2019-
(2014-15) 2019-20 (2020) 2030 2030 (2030) 2040 2040
20
Waste Generation MT 1,365 1,748 2,169 2,686
Number of Dhalaos No.s 312 400 88 400 450 50 450 500 50
Community Bins No.s 400 800 400 800 900 100 900 1000 100
Transfer Stations No.s 4 4 0 4 4 0 4 8 4
Source: Estimates by SENES Consultants

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8.5.15 Solid Waste Management


The demand-gap assessment presented earlier indicates generation of 2686 TPD of waste in the town by the
year 2040 against the current generation of 1365 TPD. SWM services in Lucknow are initiated on PPP basis by
LMC. In the existing situation the private operator is responsible for provision of end to end waste management
services within municipal boundary.
8.5.16 Core Strategy
In order to facilitate improved solid waste management, LMC would have to focus on two aspects, one the
adoption of better practices to ensure proper collection, segregation and disposal of waste and the second being
augmentation of the existing infrastructure. The current status of the infrastructure needs to be improved by
increasing the equipment required for effectively handling the waste and most importantly disposal facility.
8.5.17 Vision Statement, Goals and Action Plan
Sector Vision

“To make the city open dumping free and 100% access to door to door collection services with efficient
solid waste disposal facility.”

Sector Goals Action Plan


a) Increase the number of vehicles and man power
 100% coverage for door to door collection for door to door waste collection
 Open dumping free city b) Waste collection in segregated bins
 Segregation of waste at source c) Involvement of rag pickers in door to door collection
d) Increase the numbers of road side bins
 Recycle and reuse of waste
e) Involve NGOs in educating the people
 Formalisation of rag pickers in Lucknow f) Decentralised processing facilities for waste disposal
 Spread awareness among the citizens like composting, recycling units etc.
regarding the health impacts of g) Minimisation of waste
mismanaging waste h) 100% processing of waste to achieve the status of
zero land fill

8.5.18 Projects Identification


8.5.19 Details of Sub Projects to be under taken
Dhalaos: After the expansion of municipal area there would be requirement of Dhalaos in newly developed
areas. Approx one dhalaos would be required for one sq. km of area. Till the year 2040 if the municipal area
expands to 500 sq. km, 200 more dhalaos need to be constructed.
Transfer Stations: After the expansion of municipal area four new transfer station need to be set up in
expanded area of the city.
Road Side Bins: Community bins are not sufficient in numbers as per the current city demand. As per the
demand gap analysis 1000 new bins need to be places by the year 2040 by LMC.

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FIGURE 8-20: LOCATION OF EXISTING AND PROPOSED SWM INFRASTRUCTURE

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8.6 ROADS AND TRANSPORTATION


Roads and transportation constitute the main entities of efficient working of any urban area. To ensure the
standards in these facilities, the Indian government has formulated the National Urban Transport policy which
looks after into the prominent problems viz. free flow of traffic, travel time and cost, accident rate and pollution,
and transportation (source: National Urban Transport Policy-2006). In the light of this policy, Lucknow Municipal
Corporation has formulated its Comprehensive Mobility plan (CMP-2012), which is at the draft stage. The
facilitation and management of roads and transportation in Lucknow is at present done by a multiplicity of
agencies/departments like Municipal Corporation, PWD, NHAI, State Highways, RTO, Railways, UPSRTC, UP
Bridge Corporation Board etc. No single agency is solely accountable for providing transport services as well as
transport infrastructure resulting in overlapping functions, functional and spatial fragmentation. LMC is
responsible for maintenance, construction of road network (city roads) and traffic management. To improve traffic
and transportation system in Lucknow, LMC has got a number of studies done in the past such as Short Term
Traffic Management and Improvement Plan for Lucknow, City Mobility Plan and DPR for funding of buses under
JnNURM.
8.6.1 Connectivity
Lucknow is one of the most important administrative centres as well as educational and cultural capital of Uttar
Pradesh. Being a state capital city is well connected with other major towns of the state through national and
state highways. Lucknow is connected to Delhi via NH 24, railways and airways; NH 25 connects the city to
Jhansi (UP) and Shivpuri (MP), NH 28 to Barauni in Bihar, NH 24 B to Raibareli and NH 58 to Varanasi. There
are two state highways crossing through the city namely SH 25 towards Hardoi and SH 40 towards Etawah.
8.6.2 Road Network in Lucknow
As per the information available from Lucknow Municipal Corporation total road length in Lucknow city is 3387
km, which includes 73 km of NH, 12.5 km of SH and rest are arterial and sub arterial roads. National Highway
Authority of India maintains national highways, PWD and LMC take care of the all the other city network roads in
Lucknow. Table 8-48 presents the summary of zone wise length and density of road network in Lucknow city.
TABLE 8-48: ZONE WISE LENGTH AND DENSITY OF ROADS IN LUCKNOW
Zone Numbers Road Length Area sq.km Road Density
Zone 1 439 33 13.37
Zone 2 370 16 23.16
Zone 3 882 83 10.59
Zone 4 363 42 8.68
Zone 5 743 96 7.78
Zone 6 590 64 9.27
Total 3387 333 10.17
Source: Lucknow Municipal Corporation

Road density is measures by km of roads per sq. km of land area. Road density study of Lucknow city suggests
that the city has comparable road density with other major towns of India. Figure 8-21 shows the road density
comparison of Lucknow with Uttar Pradesh and other major cities. Road density in urban UP is 7.2 whereas
Lucknow has road density of 10.2 which is much higher than state.

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Road
FIGURE 8-21: Density
ROAD for Lucknow
DENSITY Zones
IN ZONE OF LUCKNOW

Zone Number 6, Zone Number 1 ,


Zone Number 5, 9.27
7.78 13.37

Zone Number 4,
8.68
Zone Number 2,
23.16
Zone Number 3,
10.59

FIGURE 8-22: ROAD DENSITY COMPARISON OF LUCKNOW WITH OTHER CITIES


12.00
10.58
10.26 10.17
10.00

7.88
8.00 7.50 7.2
Road Density

6.00

4.00

2.00

0.00
Pune Bangalore Patna Ahemdabad Lucknow Uttar Pradesh
(Urban)

Picture 8-38: Road Network Picture 8-39: Flyover

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Picture 8-40: Parivartan Chauk Picture 8-41: Faizabad Road


8.6.3 Road Pattern and Hierarchy
Lucknow city at present is at the stage of corridor- node FIGURE 8-23: ROAD DEVELOPMENT PATTERN
development in which the ring town concept and corridor
Corridor Node
concept in integrated. The growth of the Lucknow road Development
system is towards ring radial concept which is suitable
for the city also. The urban sprawl in Lucknow has taken
place in all directions along the NHs and SHs. Apart from
the highways, Major District Road (MDR 77C) radiates
from the city centre. The central core area of the city has
network consisting of commonly 2-lane undivided roads
that is a mix of grid iron pattern and radial pattern,
showing high density of roads. The intra-city traffic
moving between these three segments has to invariably
pass through the congested central core which also Distribution
FIGURE 8-24: of Roads
DISTRIBUTION by RoW
OF ROADS BY ROW
houses the Railway station and the Central Bus 50-60 m Above 60 m
1% 0%
Terminal. As per the information given in City Mobility
40-50 m
Plan of Lucknow, 37% of the road network in the study 5%
Below 10 m
10%
area have Right of Way (RoW) between 20-30 meters, 30-40 m
32% of road network has RoW of 10-20 meters and 1% 15%

of the network has RoW above 5- meter. The average


carriageway width is 14 meters. 30% of the road
10-20 m
networks have abutting land use as mixed land use. 32%
8.6.4 Condition of Roads
91% of the roads in the city are surfaced; the road widths 20-30 m
37%
in the central areas of the city are much lesser at 8-10 m
with high density with concentration of residential
population and commercial and institutional activities on both sides. The major roads in central areas are Latush
Road, Aminabad Road, Hazratganj Road, Ashok Road which comprised of highly specialized commercial
activities. Because of limited width, two-wheeler and three-wheeler are the common and preferred mode of
transportation in narrow roads. Encroachment, concentration of informal activities and high pedestrian population
is also high on the roads in core area which are reducing the effective, usable road width. Road condition of outer
roads especially in newly developed areas are good because these roads are newly constructed and designed
with cycle track, pedestrian crossing and are equipped with other street furniture.

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FIGURE 8-25: ROAD NETWORK MAP OF LUCKNOW

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8.6.5 Transportation system


8.6.5.1 Vehicular Growth and Composition
The growth trend of registered vehicles in Lucknow city has shown an increase in personalised vehicles
consisting of two wheelers and four wheelers over the last five years. In the last fifteen years, the total number of
vehicles on Lucknow‟s roads has increased with almost 19% annual growth (Source: CMP Lucknow). The total
number of registered vehicles in Lucknow has increased from 2,62,291 in 1994 to 9,72,127 in 2008 to further
10,10,226 in the year 2009 (Figure 8-26). The total registered vehicles (on road) in Lucknow as per the
available data were 11 lakh as on March 2010. The growth rate is very high for two wheelers, car, jeep which are
personalised mode and occupy significant portion of the road space. Table 8-49 shows the distribution of
vehicles in Lucknow city. As shown in Figure 8-27, almost 82% of vehicles are two wheelers followed by four
wheelers (14%). Rest 4% are contributed by public transport vehicles and goods vehicles.
FIGURE 8-26: GROWTH OF REGISTERED VEHICLE IN LUCKNOW (1994-2009)

Growth of Registered Number of Vehicles


12,00,000
11,00,000
10,10,226
9,72,127
10,00,000 9,04,831

8,00,000 7,40,470

6,00,000
4,53,575
4,00,000
2,62,291

2,00,000

-
1994 1998 2005 2007 2008 2009 2010

TABLE 8-49: DISTRIBUTION OF VEHICLES FIGURE 8-27: DISTRIBUTION OF VEHICLES


Number of Distribution of Vehicles in Lucknow (2009)
Category of Vehicles
Vehicles
0.37% 0.73%
Heavy Goods Vehicles 6,242 0.76%
0.37%
0.84%
0.62% 0.50% Heavy Goods Vehicles
Light Goods Vehicles 7,657
Light Goods Vehicles
3 Wheelers Goods Vehicles 3,776 14.14%
3 Wheelers Goods Vehicles
Buses 3,741 Buses
Taxi 7,399 Taxi
Tempo 8,447 Tempo

Auto Rickshaw 5,015 Auto Rickshaw

Two wheelers 8,25,088 Two wheelers


81.67% Four Wheelers
Four Wheelers 1,42,861
Total 10,10,226
Source: CMP Lucknow 2012

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8.6.5.2 Traffic Congestion


Hazratganj, the main CBD of Lucknow, Parivartan Chauraha and Polytechnic Chauraha are the main traffic
concentration zones in Lucknow city. Average peak hour volume of traffic at most of the junctions is more than
6,000 however the volume of traffic at Polytechnic Chauraha and Hazratganj Chauraha is about 15,000 and
14,000 respectively. The areas like Hazratganj, Charbagh, Polytechnic, Gol Market, Kapoorthala, IT Chauraha
and old city area of Lucknow remain congested throughout the day which is evident from the table Table 8-50
showing the volume by capacity (v/c) ratio of the highly congested roads of Lucknow. Most of the roads have v/c
ratio of more than desired standard of 1 which indicates the need to take measurements for improvement.
Highest volume capacity ratio is found in Kanpur Road (1.7) and Ashok Road (1.41). The average speed of
vehicles in Lucknow city varies between 15 kilometres per hour and 9 kilometres per hours in peak hours.
TABLE 8-50: V/C RATIO OF THE MAJOR ROADS IN LUCKNOW
Sl. No. Name of the road V/C Ratio
1 Nadan Mahal Road 1.1
2 Tulsidas Marg 0.86
3 Talkatora Road 1.18
4 Gangaprasad Road 0.85
5 M.G.Road 1.13
6 Motilal Nehru Road 0.87
7 Ashok Marg 1.41
8 Faizabad Road 0.98
9 Kanpur Road 1.7
10 Gautam Budh Road 1.12
Source: City Mobility Plan for Lucknow 2012

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FIGURE 8-28: TRAFFIC & TRANSPORTATION ISSUES

No direct linkages
between cis and trance
Gomti river in western
part

Absence of outer ring


road for thorough
Grade Separators are movement of traffic
required

Missing links in the city


road network
Road network with
heavy congestion
through out the day
Alam Bagh and
Kaiserbagh Bus station
in middle of the city

Absence of off street parking


Congested nodes in the • Charbagh
city area • Indira nagar
• Latush road
• Chauk area
• Alambagh bus stand
• Patrakarpuram

Transport Nagar Needs Bund Road Required


to be shifted to avoid
truck movement from
city area

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8.6.6 Road Accidents


The number of traffic accidents reported in Lucknow in the year 2010 October was 1043, causing injuries to 620
persons and death on 348 persons. Numbers of accidents are increasing every year with average annual growth
rate of 14%. The continuous increase in accidents in Lucknow city can be attributed to the growing vehicular
traffic, faulty public transportation and lack of pedestrian facilities. As per the data availability from traffic police
department given in Table 8-51 shows the number of accidents from the year 2006 to 2010 in Lucknow city.
TABLE 8-51: TRAFFIC ACCIDENT DATA FOR LUCKNOW
Years Total Accidents Injured in Nos. Fatalities in Nos.
2006 962 602 468
2007 1150 755 507
2008 1321 878 531
2009 1421 854 528
2010 till October 1043 620 348
Source: Traffic Police Department, Lucknow
FIGURE 8-29: ROAD ACCIDENT TRENDS IN LUCKNOW

Accidents in Lucknow
1600
1400
1200
1000
800
600
400
200
0
2006 2007 2008 2009 2010 till October

Total Accidents Injured in Nos. Fatalities in Nos.

8.6.7 Public Transportation


Bus Service: The Uttar Pradesh State Road Transport Corporation (UPSRTC) is responsible for operation of
bus transportation in the city. Till the year 2008, UPSRTC was providing bus services under the name of
Lucknow Mahanagar Parivartan Sewa with fleet of 220 buses provided by LMC. Under JNNURM scheme
MOUD, GoI provided 300 buses to LMC to run in the city area. At present UPSRTC is running 260 buses on 20
routes. It has 4 bus depots in Gomtinagar, Charbagh Amausi and Dubagga. All big buses are parked in
Gomtinagar and Charbagh bus stands. Mini buses are parked in Dubagga and Amausi bus depots.
8.6.8 Intermediate Public Transport (ITP)
ITP is another predominant mode of transport in Lucknow city. ITP in Lucknow consist of auto rickshaw and 8
seater tempo. As per CMP, at present there are 4426 (as on 31st March 2010) auto rickshaws in Lucknow city on
area permit basis. Besides 2984 numbers of 8 seater tempos run on 47 designated routes.

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8.6.9 Non-Motorised Transport (NMT)


The city witnesses significant number of walk trips and the composition also reveals large number of slow moving
vehicles such as cycle rickshaw, animal carts etc. Altogether the share of non-motorised transport accounts for
41% of the total trips (walk 17%, bicycle 16% and cycle rickshaw 8%). Despite of the fact that a large percentage
of the population is NMT user, no specific attention has been given in improving the road conditions. In most of
the roads there is no segregation for the cycle traffic from the motorized traffic causing potential unsafe
conditions. Footpaths of major roads as well as narrow streets of the dense urban core are encroached by
hawkers and vendors. In many cases these activities have spread on the carriageway reducing its effective
width. Pedestrians and senior citizens are forced to walk on the carriageway which is not safe.

Picture 8-42: ITP Picture 8-43: Non-Motorized Transport


8.6.10 Footpaths
Availability of Footpaths
As mentioned in CMP, 17% of the trips are walk trips. Thus
pedestrian forms a significant portion of the mobility pattern of the
city. Although walk trips constitute an important share in the total
trips, however only 44% of the road network has footpaths on both
the sides, and 3% of road network has footpaths on one side of the Available both
sides
road. Further most of the footpaths are discontinuous and non- No Avilable 44%
53%
usable in many stretches due to encroachment by hawkers and
traders, existence of electric poles and open manholes on the
middle of the footpath. Pedestrian crossing facilities are also grossly Available one
side
inadequate such as signals, zebra crossing, grade separated 3%
crossing etc.
8.6.11 Bus Stands
There are three intercity bus stands/depots in Lucknow city namely Charbagh Bus Stand, Alambagh Bus Stand
and Kaiserbagh Bus Stand. Lucknow is well connected with nearby major towns via bus services.

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Picture 8-44: Charbagh Bus Stand Picture 8-45: Alambagh Bus Stand

8.6.12 Parking
Parking is a major problem in Lucknow due to shortage of off street Parking Composition
parking facility. Parking generally takes place along the roads in front
of the commercial establishments, public and semi-public
Auto
establishments. On street parking causes bottlenecks and hamper 18%
smooth movement of traffic. Highest peak hour accumulation of
vehicles was observed at Hazratganj, Janpath Market, Kaiserbagh
and old city areas. The local traders and shop owners are using
these areas for parking. As per CMP parking survey, 56% and 26% Four Two Wheelers
Wheelers 56%
of the total parked vehicles are two wheelers and four wheelers 26%
respectively and the remaining are three wheelers.
Off-Street parking: Off-Street parking spaces in Lucknow are
maintained by LDA and LMC. There are eight number of designated
major off-street underground and multilevel parking spaces in Lucknow. As brief description of the parking
spaces is provide further.
TABLE 8-52: OFF-STREET PARKING SPACES IN LUCKNOW
Sl. No. Parking Space Maintaining Authority

1 Hazratganj Multilevel Parking LDA


2 Mahanagar Gol Marg LDA
3 Bhootnath Market LDA
4 Chander Nagar Alam Bagh LDA
5 Sarojni Naidu Park LDA
6 Aminabad LMC
7 Lal Bagh LMC
8 Daya Nidhan Park LMC
Source: LDA, LMC

On street parking: Apart from these designated parking areas, there are other on-street areas where private
operators are maintaining parking spaces. LMC provide contract to these contractors on yearly basis. Zone wise
number of parking areas is given in the Table 8-53.

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TABLE 8-53: ZONE WISE DESIGNATED ON STREET PARKING


Zone Numbers Number of Parking Spaces
Zone 1 27
Zone 2 3
Zone 3 11
Zone 4 8
Zone 5 9
Source: Lucknow Municipal Corporation

Picture 8-46: Multilevel Parking at Hazrat Ganj Picture 8-47: Underground Parking Alam Bagh

Picture 8-48: Underground parking at Jhandi Park Picture 8-49: Underground parking at Dayanidhan Park

8.6.13 Freight Movement


As per the information available from CMP, nearly 40,000 trucks enter/exit through Lucknow daily. Most of the
goods vehicle movement takes place on NH 25 towards Kanpur. Movement of heavy vehicles within the city is
restricted from 7 AM to 9 PM on some of the roads. Most of the heavy vehicles park at Transport Nagar along
Kanpur Road, which is major loading unloading centre. Movement of medium and light good vehicle within the
city generally take place on tempos, trucks, animal carts and handcarts throughout the day. Due to location of
CBD in the city centre, most of the lighter goods vehicles traverse through this area causing severe traffic
congestion.
8.6.14 Traffic Movement Characteristics
As per the traffic movement characteristics study conducted in City Mobility Plan, Kanpur road (NH 25)
contributes maximum traffic flow i.e. 23% of total traffic movement in both directions, followed by 15% on
Faizabad Road (NH 28) and Allahabad Road (NH 24 B). Figure 8-30 shows the traffic movement at major
external points in Lucknow.

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FIGURE 8-30: SHARE OF TRAFFIC VOLUME AT MAJOR ROADS

Mohan Road - SH
40 Malihabad Road -
Kanpur Road - 11% SH 25
NH 25 11%
23%
Sitapur Road -
Allahabad Road - NH 24
NH 24 B 12%
15%
Gosainganj Road Faizabad Road -
- NH 56 NH 28
13% 15%

8.6.15 Street Lighting


There are in total 1 lakh 53 thousand street lights in Lucknow city. LMC is responsible body to look after the
implementation and O&M services for street lights. Two categories of street lights in Lucknow are available;
sodium based and florescent based tube lights. Although whole of the city is properly covered by street lights but
the outer skirts of the city suffer from lack of street light points. Zone wise number of street lights is given below.
TABLE 8-54: ZONE WISE NUMBER OF STREET LIGHTS

CDMT Lamp 250 watt


High mast Reflector

High mast Reflector


Tube Fitting 40 watt

250 watt MH Fitting

400 watt MH Fitting

150 watt MH Fitting


250 Watt Sodium

400 Watt Sodium


70 Watt Sodium

Sl.
10 Watt Bulb

Zone Name Total


No.
250 watt

400 watt
Fitting

Fitting

Fitting

CFL

1 Zone 1 409 2,785 458 5,556 210 156 14 449 84 - - 135 10,256
2 Zone 2 1,284 5,119 404 5,140 381 390 148 753 228 - - 505 14,352
3 Zone 3 1,905 12,752 733 9,319 143 78 110 915 252 - - 35 26,242
4 Zone 4 - Gomti Nagar 200 15,305 332 11,030 130 123 80 1,163 168 - - 500 29,031
5 Zone 4 - Indira Nagar 1,252 11,679 325 5,153 98 24 24 256 132 - - 227 19,170
6 Zone 5 2,524 12,923 817 6,400 88 463 33 397 - - - 60 23,705
7 Zone 6 2,450 7,458 650 5,619 212 20 30 456 267 - - - 17,162
8 Cis Gomti Divider - - 28 4,696 1,288 360 289 27 101 40 330 - 7,159
9 Trans Gomti Divider - - - 5,598 459 - 162 - - - 159 - 6,378
TOTAL 1,53,455
Source: Lucknow Nagar Nigam

As per the standards, average distance between two street lights should be 30 meters. Average distance of
street lights in Lucknow is 22 meters which is higher than the standards however it varies between the six zones.
Zone number 4 has average distance of 7 meters which is quite high from the requirement. Zone number 5 and 6
have average distance of 31 and 34 meters. Zone wise average distance of street lights is provided further.

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TABLE 8-55: ZONE WISE AVERAGE DISTANCE OF STREET LIGHTS


Zone Name Road Length No of Street lights Average Distance between Street lights
Zone 1 438.64 17,415 25
Zone 2 370.363 14,352 26
Zone 3 881.5 29,431 30
Zone 4 362.78 51,390 7
Zone 5 743.43 23,705 31
Zone 6 590.18 17,162 34
Total 3387 153,455 22
Source: Lucknow Municipal Corporation

8.6.16 Organisation involve for Roads, Traffic and Transportation in Lucknow


Lucknow Municipal Corporation: LMC takes care of the zonal roads at the city level.
UPAVP: UPAVP is responsible to develop roads in the colonies developed by authority. After completion of the
work O&M is transferred to LMC.
Lucknow Development Authority: LDA is responsible to develop roads in the colonies developed by authority.
After completion of the work O&M is transferred to LMC.
Public Works Department (PWD): Construction of main roads and transport infrastructure, including
construction and maintenance of government houses and institutions.
UP State Transport Corporation (UPSRTC): Provide intra city state wide public transport, maintenance of
buses, bus stands.
UP Bridge Corporation: UPBC takes care of the bridges (ROB/RB/Flyovers) in the city area. After conducting
the feasibility study construction work is handled by UPBC.

Infrastructure/Services Planning and Design Construction O&M


Public transport LMC, LDA, LMRC LMC, LDA, LMRC UPSRTC, LMRC
Street lights LMC, LDA, UPAVP LMC, LDA, UPAVP LMC, LDA, UPAVP
LMC, UPPWD, UPBC,
Municipal roads/flyovers PWD, UPBC, NHAI LMC
NHAI

8.6.17 Status of CIP Proposed under previous CDP


Total of Rs. 1467 crore was estimated for roads, traffic and transportation projects under previous CDP 2006. As
per the current situation no project has been sanctioned under previous CDP for traffic and transportation.
8.6.18 Proposed Projects and Feasibility Studies
8.6.18.1 Proposals under Master Plan 2021
Lucknow Master Plan 2021 was prepared in the year 2006. To address the chaotic traffic conditions of the city,
Lucknow Master Plan has suggested various measures and suggestion to overcome the shortcomings as
discussed in the points further:
 Total land area under transportation system is proposed to increase from 8% to 15% till the year 2021.
 Shifting of Mandis, Motors Parts Establishments from core areas of the city to outer areas.
 Shifting of bus/truck terminals from congested core areas to outer areas.

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 Reduction of traffic problem on Charbagh Railway Station by properly developing railway stations at
Utteria, Gomti Nagar, Manak Nagar, Alamnagar and Dilkhusha.
 Creation of bypass road for through traffic
 Creation of parking spaces
8.6.18.2 Development of new arterial road along Haider Canal and Kukrail Nallah Alignment
To solve the traffic problem in the core city area, LMC conducted a feasibility study to develop the Ghazi-ud-Din
Haider‟s Canal‟ running from West to East along middle parts of the city passing through important localities like
Rajajipuram, Talkatora, Mawaiya, Charbagh, Quila, Rajbhavan etc. Presently the canal is in a stage of severe
neglect and has become dumping place of sewage, garbage, construction waste from adjoining areas during the
rainy season. The canal ultimately discharges this waste matter sewerage and the storm water into the Gomti
River thereby becoming a serious pollution threat to the flora and fauna of the canal and the Gomti river system.
The feasibility of constructing an elevated expressway over this canal has been examined earlier on the
insistence of the State Government by the U.P, State Bridge Corporation in 1998, which got prepared the initial
Feasibility report of the 8.26 km length of the stretch of the canal from Rajajipuram to Kalidas Marg by the Rail
India Technical and Economic Services (RITES). This was reviewed by RITES again for the 1.661 km length of
the stretch of the canal from Mawaiya to Bans Mandi and the Quick Study Report was submitted to the U.P State
Industrial Development Corporation Ltd. in March 2003. Meanwhile to facilitate the appalling traffic congestion, a
part of this stretch of Haider canal from Quila crossing under the over bridge to the Lal Bahadur Shastri Marg
crossing from a length of 0.340 km ( Cn 2,942 to 4,603 ) has been constructed about three years back and
commissioned in 2010.

Picture 8-50: Haider Canal Stretch


In view of the high costs of construction of the elevated road and infringement of the right of way of the
underground/elevated Lucknow Metro crossing at the KKC bridge of the Haider canal, it has been decided to go
in for a normal road at ground level on the land reclaimed by filling the canal, which would facilitate connection to
all the roads crossing the canal in the three stretches as under, considering zero chainage at Rajajipuram and
leaving out the stretch of the canal already developed:
1. From Rajajipuram to Mawaiya for a length of 3.210 km
2. From Mawaiya to Quila crossing under the overbridged for a length of 2.540 km
3. From Lal Bahadur Shastri Marg crossing to Kalidas Marg bridge for a length of 1,670 Km

8.6.18.3 Lucknow Metro Project


Detailed project report for Metro Rail for Lucknow city has been prepared by Delhi Metro Rail Corporation in
the year 2013 August. The DPR has been sanctioned by MOUD and the construction work has started. LDA is
the nodal agency for implementation of the metro project in Lucknow. Some of the key features of the projects
are discussed as follows:

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 The study area for Lucknow Metro was jurisdiction of LDA.


 Based on Peak Hour and Peak direction traffic (PHPDT), two routes; one connecting north to South and
East to West were identified. North – South corridor starts at Amausi airport and ends at Munshipulia via
Hazratganj, Sachivalaya, IT Chauraha etc. with a total length of 22.878 km. East- West corridor with its
Length of 11.098kms, starts at Charbagh Railway station and ends at Vasant kunj passing through City
railway station, Balaganj, Musabagh etc.
 The total ridership in the proposed North- South corridor in the year 2015 and 2041 will be 4.29 and
13.44 lakhs passengers per day respectively. The daily ridership on the East- West corridor will be 1.55
lakhs in 2015 and 6.00 lakhs passengers per day in 2041.
 There are in total 34 proposed metro stations, 22 for north-south corridor and 12 for east-west corridor.
Out of 34 metro stations, 7 stations will be underground.
 Cost Estimates:
o North-South Corridor: The overall capital cost for Chaudhary Charan Singh Airport – Munshipulia
Corridor at May 2013 price level, works out to Rs. 4902 Crores excluding taxes and duties, but
including general charges & design charges @ 7% on all items except land and 3% contingencies
on all items. Estimated total taxes & duties are Rs. 718 Crores.
o Charbagh Railway Station – Vasant kunj: The overall capital cost for Charbagh Railway Station –
Vasant kunj Corridor at May 2013 price level, works out to Rs. 3653Crores excluding taxes and
duties but including general charges & design charges @ 7% on all items except land and 3%
contingencies on all items. Estimated total taxes & duties are Rs. 562Crore.

The operation of Metro rail in Lucknow will reduce the traffic congestion in the city and increase the use of public
transport by public. The construction work for metro has started in September 2014. Work on north south corridor
has been initiated and in the first phase link between airport to Charbagh station will be established.

Picture 8-51: Metro Construction Work

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FIGURE 8-31: LUCKNOW METRO CORRIDORS

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8.6.19 Issues in the current system


 Missing links on ring road: There are several missing links on the inner ring road crossing through the
outer skirts of the city between Faizabad road and Sitapur road, between Kanpur road and Raibareli
road and between Raibareli road and Faizabad road.
 Missing links b/w Cis and Trance Gomti River: The western part of the city in upper stream of Gomti
River lacks proper connectivity. Due to absence of River Bridge in this stretch, development has
hampered and public face lots of inconvenience to reach the city centre.
 Lack of grade separation at railway crossings: There are various railway junctions crossing through
the city which lack proper grade separation due to which easy movement of traffic has reduced. Some
of the crossings are Daliganj, Bandaria Bagh and Kukrail Nalah.
 Narrow width of internal roads: In the core of the city, the zonal road are very narrow and dense and
development can be seen both the sides. Due to various activities like on street parking, street vending
etc. the effective width of the road has reduced a lot creating heavy congestion.
 High V/C Ratio of Roads: High volume capacity ratio in various corridors in Lucknow involves queuing,
slower speeds and increased travel times, which impose costs on the economy and generate multiple
impacts on urban regions and their inhabitants. Congestion also has a range of indirect impacts
including the marginal environmental and resource impacts of congestion, impacts on quality of life,
stress, and safety as well as impacts on non-vehicular road space users such as the users of sidewalks
and road frontage properties.
 Inappropriate location of bus stands and stations: Bus terminals in Lucknow are located in the
middle of the city creating congestion. Kaiserbagh bus stand is located in the city centre catering to
passengers moving towards Faizabad and Gorakhpur. The buses have to cross through the core city
area in order to move out of the city boundary. Apart from intercity bus services; condition of intra city
bus services is not very favourable in Lucknow. There is absolute lack of basic infrastructure such as
bus parking spaces, bus bays, bus stands, bus depots etc.
 Transport Nagar is located in the south side of the city near Amousi airport which needs to be
relocated to remove truck movement in the city area.
 Parking issue: Due to inadequate off street parking and unorganised on street parking vehicles are
parked along the major roads which resulted into congestion and reduction of travel speed on the roads
particularly during peak hours. As observed by SENES there are many areas require off street parking
spaces namely:
o Charbagh
o Indira nagar
o Latush road
o Chauk area
o Alambagh bus stand
o Patrakarpuram
 Congestion at Major Junctions: Junctions are the major source of congestion and bottleneck in
Lucknow. Major reasons are poor road geometry, lack of pedestrian facility, encroachments, on street
paring, no designated space for IPT etc.
 Lack of traffic enforcement rules: It has been observed at many junctions of the city that traffic rules
are not followed and people break the signals very often.

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 Lack of footpath: Only 47% of the roads in Lucknow have footpaths. Most of the footpaths are
encroached by street vendors, electric poles and hoardings.
 Encroachments on roads: Encroachment by street vendors, hawkers, shop keepers, parking lots are
responsible factors for reduction in the effective width of the roads. Most of the major arteries of the city
are congested not only in the peak hours but throughout the day due to encroachments. Some of the
roads namely MG Road, Ashok Marg, Station Road, Kanpur Road, Vidhan Sabha Marg are facing this
issue.
 Unequal distribution of street lights: As we move to the periphery areas of the city average distance
between the street lights increases.
8.6.20 SWOT Analysis
Strength Weakness
 Strong linkages and connectivity with all the
major towns of the country via rail and air routes.  Highly congested roads in the core of the city.
 Areas with new development have wide roads  High volume capacity ratio in all the major roads.
and clear cut junctions to avoid the traffic  Lack of pedestrian facilities in all the roads.
problems.  Lack of traffic sense among the public.
 The concerned authorities are actively working to  Poor public transport system.
make the public transport better in city.  No enforcement of traffic rules.
 Metro rail is being introduced in Lucknow which  Encroachments of roads by street vendors,
will solve most of the problems related to traffic parking and slums
congestion and lack of public transport facilities.
Opportunity Threats
 Reliable and efficient public transport can reduce
 High growth rate of personalise vehicles is threat
the number of personalised vehicle moving on
for the city traffic system.
the roads.
 Lack of off street parking spaces can lead to
 Development of metro rail and local rail system
more traffic congestion in the future.
can solve the problem of public transport.

8.6.21 Demand and gap assessment


Table 8-56 presents the demand gap assessment for traffic and transportation sector of Lucknow till the year
2040 in three phases. As per the assessment total road length requirement for Lucknow city till the year 2040
would be 5636 km. In the existing situation total city area under traffic and transportation is 8% against the
Master Plan 2021 standard of 15%. Area under traffic and transportation need to be increased by 15% in phase
wise manner. Apart from this, requirement for flyovers, underpasses, parking spaces has been observed in the
city are detailed out in next sections.

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TABLE 8-56: DEMAND GAP ASSESSMENT FOR TRAFFIC AND TRANSPORTATION IN LUCKNOW
Existing and Desired
Service Gap by Year 2019-20 Service Gap by Year 2029-30 Service Gap by Year 2030-40
Sl. Level
Components Unit Indicator
No. Existing Desired Existing Demand Gap - Estimate Demand Gap - Estimate Demand Gap -
Level Level (2014-15) - 2019-20 2019-20 (2020) - 2030 2030 (2030) - 2040 2040
Town Area under Roads/ % town area
1 % 8% 15% 10% 12% 15%
Circulation under roads
km of road per
2 Road Density Km. 10.17 12 1.83 12 12 0 12 12 0
sq. km of area
3 Road Network
1 meter per
i Total Municipal Road Length (New) Km. 1.11 1 3387 3,550 163 3550 4,486 936 4486 5636 1150
person
ii Outer Ring Road - 6 lane Km. 89 89
iii Haider canal road Km. 10 10
iv Kukrail bandha road Km. 8 8
v Gomti River Bund and Road Km. 13.5 13.5 13.5 45.5 32 45.5 61 15.5
vi Intersection improvement Nos. 23 23
vii Road Marking LS
4 Public Transport System
i Lucknow Metro Km. 22.878 22.878 11.098 11.098
ii Bus stops Nos. 600 600 400 400
iii ITS on buses LS 500 500 1200 1200 1800 1800
iv ITS on bus stops LS 600 600 400 400 600 600
City bus service (Bus
v Nos. 500 500 500 1200 700 1200 1800 600
augmentation)
Development of new terminal cum
vi Nos. 2 2 3 3
depot
vii Up gradation of existing terminal Nos. 3 3
Viii Railway station up gradation Nos. 6 6
Increase in frequency of intercity
ix Km. 71 71 71 71
train
Construction of
5
Flyovers/ROB/FOB
5A Flyovers
i At Tedi Pulia on Ring Road Km. 0.60
At Khurram nagar Crossing on
ii Km. 0.60
Ring Road
iii At Kursi Road from Neera Hospital Km. 0.55

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Existing and Desired


Service Gap by Year 2019-20 Service Gap by Year 2029-30 Service Gap by Year 2030-40
Sl. Level
Components Unit Indicator
No. Existing Desired Existing Demand Gap - Estimate Demand Gap - Estimate Demand Gap -
Level Level (2014-15) - 2019-20 2019-20 (2020) - 2030 2030 (2030) - 2040 2040
to Old Hanuman Temple (Sector G
Aliganj)
At Ashok Road before from Krishi
iv Bhavan to Sankalp Vatika (before Km. 0.70
Gomti Bridge)
At Berlington Crossing (subject to
v Km. 0.65
feasibility of the road)
From Daliganj bridge to IT
vi Km. 1.45
chauraha
From polytechnic crossing to HAL
vii Km. 0.80
on Faizabad Road
At Engineering College crossing on
Viii Km. 0.50
ring road
On Outer ring road at NH 28
(Lucknow Faizabad Road) crossing
ix Km. 4
and Faizabad railway crossing
along Indira Canal
On outer ring road at Sultanour
x railway crossing, NH56 and Indira Km. 0.90
Canal
Outer ring road at NH 25 (Lucknow
xi Km. 1.00
Kanpur Road) crossing
Outer ring road at SH 40 crossing
xii Km. 1.00
(Lucknow to Etawah)
On outer ring road at Sitapur
xiii Km. 1.00
railway crossing and NH 25
5B River Bridge Km.
Near Daulatganj (on Jal Nigam
i Km. 0.75
Road)
Bridge between hanuman setu and
ii Km. 0.75
nishat ganj bridge
At outer ring road (North western
iii Km. 0.75
direction of Lucknow)
At outer ring road at Indira Canal
iv Km. 0.75
and Gomti River Crossing
5C Rail Over Bridge

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Existing and Desired


Service Gap by Year 2019-20 Service Gap by Year 2029-30 Service Gap by Year 2030-40
Sl. Level
Components Unit Indicator
No. Existing Desired Existing Demand Gap - Estimate Demand Gap - Estimate Demand Gap -
Level Level (2014-15) - 2019-20 2019-20 (2020) - 2030 2030 (2030) - 2040 2040
On Sultanpur railway crossing at
i Km. 1.25
NH 56B
On Raibareli Railway Crossing at
ii Km. 1.00
NH 56B
On Outer ring road at Kanpur
iii Km. 0.7
railway crossing
iv Kanpur railway crossing at NH 25 A Km. 0.6
On Hardoi railway crossing at
v Km. 0.75
Lucknow – Hardoi SH 25
On outer ring road at Hardoi
vi Km. 0.6
railway crossing and SH 25
6 Development of NMT
Grade separated pedestrian
i Nos. 5 5
facilities
ii Construction of footpath KM 90 90 95 95 95 95
iii Strolling zones Nos. 2 2 2 2 2 2
iv NMT network KM 60 60 95 95 125 125
Cycle rickshaw management/Auto
v LS
rickshaw
vi Hawkers management LS
Development of Truck
7
Terminals/Parking
Improvement of existing freight
i Nos. 1 1 1 1 2 2
terminal
ii Multi modal transit hub LS
Creation of off-street parking
iii Nos. 4 4 6 6
facilities
Average
Varies
8 Street Lights Nos. distance 30 30 1,53,455 1,65,905 12,450 1,65,905 Nil - 1,65,905 1,87,864 21,959
b/w 8-43
meters
Source: SENES Estimations

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8.6.22 Key factor to Improve Lucknow’s Traffic and Transportation System


Traffic and transportation planning and projects identification for Lucknow city will be based on few principals
governed by existing and proposed system, transport policy and existing constraints. In the following section we
have discussed these principals and their role in planning process.
 Transport Policy: The objective of this policy is to ensure safe, affordable, quick, comfortable, reliable
and sustainable access for the growing number of city residents to jobs, education, recreation and such other
needs within cities. This objective will be achieved by followings measurements:
o Integrated land use and transport planning: Transport planning is intrinsically linked to land use
planning and both need to be developed together in a manner that serves the entire population and yet
minimizes travel needs. Transport plans should, therefore, enable a city to take an urban form that best suits the
geographical constraints of its location and also one that best supports the key social and economic activities of
its residents.
o Priority to use public transport: Not only public transport occupy less road space per passenger, but
also aggregate operating costs, including environmental impacts, are lower. Public transport also serves the
needs of the urban poor, who can be subsidized if the direct fare for the mode is beyond their affordability. To
achieve this objective, public transport and mass transport have to be encouraged, and private modes
discouraged. This can be achieved by:
 Increasing public transport modes (coverage and quality):
 Expansion and improvement of bus systems
 Introduction of new modes such as Metro-Rail, LRT/Monorail systems
 Discouraging private modes:
 Higher costs: initial and operations, including parking
 Congestion on the roads

BRTS Corridor

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Mass Rapid Transit System (MRTS)


o Priority to Non-motorized Transport: Non-motorized modes of transport such as bicycles are gradually
losing their importance as they are exposed to a greater risk of accidents as they share a common right of way
with motorized vehicles. However, non-motorized modes are environmentally friendly and have to be given their
due share in the transport system of the city. Safety concerns of cyclists and pedestrians have to be addressed
by encouraging the construction of segregated rights of way for bicycles and pedestrians. Apart from improving
safety, the segregation of vehicles moving at different speeds would help improve traffic flow, increase the
average speed of traffic, and reduce emissions resulting from sub-optimal speeds.
o Use of Cleaner Technologies: Cleaner technologies like CNG, Electric Trolley Buses, and Electric
Vehicles need to be encouraged so that the problem of vehicular pollution can be more effectively dealt with.
Besides, renewable sources need to be tapped as a measure of sustainable development and in recognition of
India‟s energy security concerns.

Cycle Tracks Electric Buses

o Parking Space and Freight Movement: State governments would be required to amend building bye
laws in all million plus cities so that adequate parking space is available for all residents. To enable this, FAR
norms would be made more liberal. Multi-level parking complexes should be made a mandatory requirement in
city centres.
With the expansion of economic activities city population grows, and a substantial amount of freight traffic would
be generated. Facilities for the parking of freight vehicles outside city limits, such as truck terminals, construction
of bypass would be encouraged through public-private partnerships.

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 Comprehensive Mobility Plan for Lucknow: Draft Report for City mobility Plan for Lucknow city has been
submitted. The proposals, recommendations and projects identified under Revised CDP also incorporate
the suggestions and projects identified in CMP for Lucknow Planning area.
 Demand Projections for Lucknow: Projects identified in the Revised CDP are based on the population
projections and LMC area extension till 2040. As of now LMC area is 350 sq. km which is going to extend
by 980 sq. km in the coming years. Proposed road network alignment is designed as per the extended area
of Lucknow.
 Existing Constraints and Mitigation Measures in terms of Land Use and Road Network: One of the
basic factors to plan Lucknow‟s transport system will be existing constraints and gaps in the system. There
are many missing links between the roads hampering thorough traffic movement in and around the city
area. While planning the road network this factor has to be considered to facilitate the easy traffic
movement. Most of the major roads in city are encroached by vendors, residents, and shop keepers
resulting into narrowing of the effective width of the roads. There is dense development along the roads
with mixed type of land use. Hence no physical widening is possible, only encroachment can be removed to
widen the roads. These mentioned constraints and gaps will be considered while identifying the projects.
8.6.23 Core Strategy
At present, Lucknow has a total of about 8% of land area under traffic and transportation. The share of
transportation is comparatively low than other similar size of town where the share ranges from 15% - 20% of
total area. It has been envisaged that the land under transportation should be increased to 10% by the year 2020
and further increased to 15% by 2040.

In the case of the road sector, the broad strategy which had been put forth in the stakeholder consultation would
have been clubbed under the category of short term requirements and the long term requirements should be
addressed by concerned authorities in phase wise manner. Road development would be based on improvement
in old roads (widening or strengthen), development of new roads and fill the missing links in the current road
network.

Shifting of bus and truck terminals in the outer skirts of the city is another strategy to decongest the old city area
and reduce the traffic burden on inner city roads. Shifting of these facilities would also increase the travel speed
and reduce the numbers of accidents in the city. Construction of Rail Over Bridge/River Bridge/Fly Over/Under
Pass is another major step to decongest the inner city area and provide linkages to the ignored parts of the city.
8.6.24 Vision Statement, Goals and Action Plan
To provide safe, efficient and cost effective multi modal transportation system accessible to all
the citizens and compatible with future land use of Lucknow.

Sector Goals Action Plan

Development of easily available and affordable Short term action plan aimed at road widening by removal of
encroachment from the major roads.
public transport.
Medium term action plan aimed at development of transport
Encourage non-motorised transport by developing
infrastructure over a perspective plan period of 5-10 years to
the pedestrian friendly road infrastructure. bring about coordinated development among different
components. These measures typically will include various
Development of traffic management and monitoring infrastructure projects, which will be directed at network
system. improvements such as parallel roads, link roads, slip roads and
underpass. The phase will also include the shifting of bus and
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Sector Goals Action Plan


Existing road improvement and construction of new truck terminals from the city centre.
roads to provide city wide linkages. Long-term action plan aimed at development of structure plan
for the urban area with transit as one of the lead components
Development of terminals along the radial roads to which will direct the urban growth so as to bring about a
decongest the inner city area. structural fit between transit infrastructure and urban growth.
This will also examine a comprehensive multi-modal public
Provision of elevated corridors to link up the transit system to bring about the most optimal mix of commuting
missing roads and reduce the congestion. within the urban area and thus providing a sustainable transit
solution.

8.6.25 Projects Identification

LMC/LDA/UPBC/PWD/TD/UPSRTC/NHAI s’ Suggestions
 Up-gradation of road hierarchy system in Lucknow and identify the missing links.
 Up-gradation of bus stands and related amenities.
 Development of new bus and truck terminals in outer skirts of the city.
 Development of local train system between Lucknow and nearby urban centres.
 Provision of new multi-level parking spaces.
 Development of bund road along the Gomti River.
 Development of elevated roads on natural drains.
 Development of ring radial based road system.
 Improvement in existing bus system and development of BRTS.

8.6.26 Details of Sub Projects to be undertaken


 ROAD NETWORK
o Road widening: Most of the roads in Lucknow are congested due to narrow width and encroachments.
Widening and strengthing of roads need to be taken up in first phase. Based on Master Plan 2021 and City
Mobility Plans suggestions encroachment removal is required for the following roads (25.44 km):
Sl. No. Identified roads Length in km.
1. Faizabad road ( from Kukrail Barrage to Polytechnic) 2.8 km
2. Vidhan Sabha Marg ( from Hussainganj chauraha to Bapu Bhavan
0.8 km
chauraha)
3. Station Road (from Hussainganj chauraha to K.K College chauraha) 0.42 km
4. Shahnajaf Road ( from Hazratganj central market to Rana Pratap Marg) 0.45 km
5. Alambagh crossing to Awadh Hospital crossing 1.9km
6. B N Road (from Kaiserbagh Chauraha to Bapu Bhavan Chauraha) 1.6 km
7. Cantt Road (from Kaiserbagh Central Business District to Berlington
2.3 km
Crossing)
8. Tulsidas Road ( from Chowk chauraha to Gaziuddin Nehar) 2.2 km
9. Kursi Road (from Raidas Temple to Aliganj Sector G Petrol Pump via
1.8 km
Kapoorthala crossing and New Hanuman Temple)
10. Nishantganj (from Nishantganj Chauraha to Gomti River Setu) 0.8 km
11. Subhas Marg (from Medical College chauraha to Station Road via Naka
2.4 km
crossing)
12. Gautam Buddha Marg/Latouche Road (from Kaiserbagh crossing to 2.15 km
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Sl. No. Identified roads Length in km.


Railway Station Road via Basmandi crossing )
13. Shivaji Marg/Hewett Road (from Hussainganj chauraha to Gautam
0.76 km
Buddha Marg)
14. Guin Road ( from Aminabad central commercial zone to Gulmarg Hotel
0.28 km
chauraha)
15. Golaganj Marg (from Golaganj chauraha to Kaiserbagh Bus Station ) 0.34 km
16. Ganga Prashad Marg (from Rakabganj chauraha to Aminabad central
1.1 km
commercial zone)
17. Nazirabad Marg (from Aminabad central commercial zone to Kaiserbagh
0.4 km
chauraha )
18. From Aminabad central commercial zone to R.K Tandon Marg) 0.3 km
19. Jhao Lal Marg ( from Gulmarg Hotel to Golaganj chauraha ) 0.14 km
20. Daliganj to IT chauraha 2.5
Source: Master Plan for Lucknow 2021 and City Mobility Plan

o Completion of missing links: To complete the inner and middle ring road pattern in the city it is necessary
to complete the missing links in the initial phase i.e. 2015-20. Detail of missing links is given below:

Missing links Length in km.


Middle ring road
Link between SH 40 and Kanpur road
Approx. 11 km
Link between Sitapur road and Faizabad road
Inner ring road
Samta mulak chauk to Faizabad road along Kukrail Nallah Approx 1.6 km.
Kapoorthala Road to NH 24 Approx. 1.5 km.
Source: City Mobility Plan

o Development of new city roads: With growing population and expanding municipal area construction
of new roads will be required to develop new patches in the outer skirts of the city area. Based on the
demand projections till 2040 road length to be developed in three phases has been calculated by
SENES. Phase wise road length required is 163 km by 2019-20, 936 km by 2029-30 and 1150 km by
2039-40.
o Ring road system:
 Inner ring road: The inner ring road is proposed to start from NH 25 Ramprasadkhera and
intersects MH 24 B, NH 28 and pass through Hussainganj and Talkatora to facilitate circular
movement in the core city area. The inner ring road should have ROW of at least 30 metres.
 Middle ring road: The middle ring road is proposed from NH 25 at Alambagh, connecting NH
24B on the southern side, NH 56 on the north east side and NH 28 at Faizabad road on the
eastern side. The road further meets MDR 77 C on the northern side and intersects SH 40 and
SH25 on western side. The middle ring road should have minimum of 40m of ROW.
 Outer ring road: A signal free outer ring road is required to provide through traffic movement
in the in the outer part of the city. The ring road can smoothen the general and freight traffic
movement with support of radial roads as well. Master Plan of Lucknow 2021 and City Mobility
Plan also recommend the construction of outer ring road. Total length of the road will be
approximately 89 km With 100 m of ROW. Recently Irrigation Department has recommended
to change the alignment of outer ring road from NH 28 (Faizabad Road) to NH 56 (Jaunpur
Road) along Indira Canal. As per the amendments, new alignment will be constructed along
the Indira Canal (As shown in proposed traffic and transportation map).
o Development of new arterial roads along Haider canal and Kukrail Nallah: The route connecting
Kanpur road, Motilal Nehru Marg, Vidhan Sabha Marg, Ashok Mark and Faizabad Road forms one of the
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arterial of Lucknow city and considered as spine of the city. The route passes through large numbers of
government offices and main CBD of Lucknow i.e. Hazrat Ganj, Charbag Railway Station and other
commercial areas. This road is highly congested during peak as well as non-peak hours throughout the
day. An alternative route is required to lessen the burden of this particular road. A route connecting
Haider Canal – M G Road – Lohia Path – Kukrail Nallah joining Faizabad Road becomes parallel and
alternative to the mentioned arterial road. As suggested by CMP of Lucknow, 40% of the traffic will shift
to this new road while reducing the V/C ratio of existing road. This new road will provide connectivity
from Rajajipuram to Hazrat Ganj Directly. The road will become parallel to station road at Charbagh
also. Total length of the road will be approximately 17 km. An elevated corridor can be constructed on
Haider Canal and Kukrail Nallah to decongest the inner city area.
o Development of Bund and Road along Gomti River: Development of bund is required along the
Gomti River in upper steam and lower stream parts in the city area. The proposed bund can be utilised
as 2 to 4 lane road crossing through the city along the river. The proposed road on the bund will be
connected to the existing bund road in the central part of the city area. Total length of the proposed road
along both the banks of the river will be 61 kms.
o Junction Improvement: CMP for Lucknow city suggests improvement of Junctions in city area. Total of
25 junctions have been identified with improvement such as junction geometry, pedestrian signals, road
markings etc. Apart, there are various roundabouts in the city area spread over a large parcel of land
and hampering the traffic movement. Size of these roundabouts need to be reduced as per the norms,
standards and turning radius requirement. The identified junctions are for radius size reduction are
Parivartan Chauk, Tedi Pulia Crossing, Munshipulia Crossing and Polytechnic Crossing. Other crossing
for improvements are as follows:
1. Allahabad Bank Chauraha , 13. Charbagh Tiraha
Hazratganj 14. Chowk Chauraha
2. Novelty Cinema Chowk , 15. Kapoorthala Chauraha
Lalbagh 16. Mayfair Cinema Intersection
3. Kaiserbagh Rotary 17. High Court Intersection
4. Nehru Crossing, Rakabganj 18. Hathi Park Intersection
5. Alambagh Chauraha 19. Times of India Intersection
6. Naka Junction 20. Sikandar bagh crossing on
7. Aminabad Chowk Ashok Marg
8. GB Road/ Gautam Buddha 21. Dainik Jagran Intersection
Road Chauraha 22. Mahanagar Intersection -1
9. Medical College Chauraha 23. Mahanagar Intersection -2
10. Polytechnic Chauraha 24. Teli bagh Intersection
11. Huseria Chauraha 25. IT Chauraha
12. Engineering Chauraha

 PUBLIC TRANSPORT SYSTEM


o Metro Rail: Lucknow Development Authority has proposed Metro Rail in Lucknow. There are two
corridors of Lucknow Metro first north south corridor from Amousi airport to Munshipulia Crossing and
East West Corridor from Vasant kunj to Charbagh Railway Station.
o Local Trains: Lucknow city has a strong base for rail network going through all the directions. Being an
administrative city Lucknow attracts large number of commuters moving to city on daily basis for
employment. The existing rail network can be utilised for local train network to the nearby urban centres.
o Rationalisation of ITP routes: In order to minimise the overlapping of ITP routes with city bus service
routes and to develop ITP to act as feeder service to city bus service, ITP service should be restricted
within the old city area and the peripheral area of the city.
o Development of BRTS System: With rationalisation of ITP routes, frequency of bus service should be
increased and high density bus service should be augmented along Kanpur Road, Faizabad Road,
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Sitapur Road and other radial roads. As of now there are no separate lanes for buses in the city. A DPR
for BRTS system in Lucknow should be conducted immediately to support the rapid bus service in the
city.
o Bus depots and terminals: At present there are four Intra City Bus Depots namely Dubagga, Gomti
Nagar, Amousi and Charbagh. In addition, there are two intercity bus depots namely Alambagh and
Kaiserbagh. The Revised CDP of Lucknow proposes the improvement of existing intra city bus stands
and shifting of intercity bus stands to outer part of the city to stop the bus movement in the city area. The
four new bus terminals proposed in the CDP are located at Vijay Khand near Hainiman Chauraha,
Dubagga Hardoi Road, Jankipuram Vistar Yojna and Vrindavan Yojna near Utrathiya Railway Station.
For intra city bus service there is need to set up basic infrastructure such as proper bus waiting areas,
bus stands, bus depots at reasonable distances, parking space for buses etc. In order to make the
system sustainable in longer run it is essential to have adequate support infrastructure and passenger
amenities at strategic locations in city. Some of the key suggestions to improve the services are given
below:
 A bus station below shopping complex/mall/traffic Island.
 Multi story bus station in or near the railway station/metro station/ any other
interchanges.
 A compulsory bus bay in front of a shopping mall, school and colleges.
 Bus station within a radius of 0.5 to 1 km of residential/ commercial / institutional
areas.
o Multi Modal Transit Hub: As suggested by CMP of Lucknow, for multi modal integration a multi modal
transit hub should be developed in Charbagh area. This hub will integrate the existing Charbagh Railway
Station, Bes Terminal and proposed metro system.
o Intelligent Transportation System (ITS) for Public Transport: ITS is an emerging transportation
system which is comprised of an advanced information and telecommunication network for users, roads
and vehicles. ITS is the integrated application of advanced Technologies using electronics, computers,
communications, and advanced sensors. These applications provide travellers with important
information while improving the safety and efficiency of the transportation system. To coordinate
between various modes of transport and manage multi modal ridership, implementation of ITS is
necessary for Lucknow. GPS, data logger facility on public transport vehicles, electronic toll booths,
CCTV camera on all the major roads and junctions, speed camera etc. The implementation of ITS
system will not only improve the existing system but also make the whole system sustainable. Some of
the benefits of ITS are:
 Time Savings
 Better emergency response times and services
 Reduced Crashes and Fatalities
 Cost Avoidance
 Increased Customer Satisfaction
 Energy and Environmental Benefits
 Decreasing of probability of congestion occurrence

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Arterial
Management Freeway Transit
Management Management

Incident Emergency Electronic payment


management management and pricing

Traveler Information Crash Prevention


information Management and Safety

Roadway Operation Road Weather Commercial Vehicle


and Maintenance Management operation
 GRADE SEPARATORS
o Railway Over Bridge: Rail lines are radiating at various direction in the city area hence there are
several railway crossings due to which traffic movement is severely affected. Uttar Pradesh Bridge
Corporation is the responsible body for constructing the ROBs. As per the discussion with various
officials, total of 8 ROBs are proposed in Revised CDP of Lucknow at various locations. These ROBs
are proposed on the existing roads and proposed ring road as well.
o River Bridge: River Gomti is crossing through the middle of the city dividing into two parts. Northern
part known as Trans Gomti and Southern part as Cis Gomti and connected via various river bridges.
However all the bridges are available only in the lower stream of Gomti whereas the upper stream does
not have any connecting bridge. Hence to connect the upper stream part of the city and to provide
opportunity for development total of 4 River Bridges are proposed in Revised CDP by SENES.
o Flyovers: Based on the discussion with various officials total of 10 numbers of flyovers are proposed at
various location of Lucknow city. Construction of these flyovers will reduce the traffic burden and
decongest the junctions and radial roads.

Approx.
Sl. No. Flyover Location
length in km
Within LMC Boundary
1. Flyover At Tedi Pulia on Ring Road 0.60
2. Flyover At Khurram nagar Crossing on Ring Road 0.60
At Kursi Road from Neera Hospital to Old Hanuman Temple
3. Flyover 0.55
(Sector G Aliganj)

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Approx.
Sl. No. Flyover Location
length in km
Within LMC Boundary
At Ashok Road before from Krishi Bhavan to Sankalp Vatika
4. Flyover 0.70
(before Gomti Bridge) 8
5. Flyover At Berlington Crossing (subject to feasibility of the road) 0.65
6. Flyover From Daliganj bridge to IT chauraha 1.45
7. Flyover From polytechnic crossing to HAL on Faizabad Road 0.8
8. Flyover At Engineering College crossing on ring road 0.5
9. River Bridge on Gomti Near Daulatganj (on Jal Nigam Road) 0.75
10. River Bridge on Gomti Bridge between hanuman setu and nishat ganj bridge 0.75
Between LMC Boundary and Master Plan Boundary on Existing and Proposed Roads
On Outer ring road at NH 28 (Lucknow Faizabad Road) crossing
11. Flyover 4
and Faizabad railway crossing along Indira Canal
On outer ring road at Sultanour railway crossing, NH56 and Indira
12. ROB/Flyover 0.90
Canal
13. ROB On Sultanpur railway crossing at NH 56B 1.25
14. ROB On Raibareli Railway Crossing at NH 56B 1.0
15. Flyover Outer ring road at NH 25 (Lucknow Kanpur Road) crossing 1.0
16. ROB On Outer ring road at Kanpur railway crossing 0.70
17. ROB Kanpur railway crossing at NH 25 A 0.60
18. Flyover Outer ring road at SH 40 crossing (Lucknow to Etawah) 1.0
19. ROB On Hardoi railway crossing at Lucknow – Hardoi SH 25 0.75
20. ROB On outer ring road at Hardoi railway crossing and SH 25 0.60
21. ROB/Flyover On outer ring road at Sitapur railway crossing and NH 25 1.0
22. River Bridge on Gomti At outer ring road (North western direction of Lucknow) 0.75
23. River Bridge on Gomti At outer ring road at Indira Canal and Gomti River Crossing 0.75
Source: As per the discussion with UPBC and LMC

8
To decongest the nearby roads there is need to construct a flyover or a metro link road on the Ashok Mark
leading to Mahanagar.
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Immediate steps to reduce traffic congestion in city area:

Heavy traffic congestion; need of river bridge between hanuman setu and nishat ganj bridge

Heavy traffic movement due to


presence of institutional areas
and colleges, traffic is Heavy traffic movement due
frequently diverted to presence of institutional
areas and colleges, traffic is
frequently diverted

Nishat Ganj Bridge

There is urgent need to construct a river bridge between Hanuman Setu and Nishat Ganj Bridge. Both the river
bridges are heavily congested and there is need to divert the traffic. The new river bridge on Gomti River can be
connected through the road leading from Rana Pratap Marg to Santhar Petrol Pump towards Mahanagar.
Lack of connectivity between transe and cis Gomti in upper stream

There is lack of rover bridge in Due to lack of river bridge all


this area, need to construct a the traffic from these areas is
new bridge is urgent. diverted to city core area
creating traffic congestion.

There is urgent need to built a river bridge near Daulatganj area connecting to Fazullaganj from Jal Nigam road.
All the dialy travellers have to move into core city area to cross the river which is the key reason for congestion
on the existing river bridges.

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Heavy congestion at IT Crossing IT Crossing metro station


will act as feeder station
for nearby areas

IT Crossing is a very congested crosing in the middle of the city catering to nearby residential colonies. After the
construction of metro IT Crossing will act as feeder station for the residents of Kapoorthala, Nirala Nagar, Aliganj,
Jankipuram and Sitapur Road. There is urgent need to widen this crossing. Some of the steps need to be taken
are shifting of IT college boundary wall to inner side, shifting of petrol pump located at IT crossing and shifting of
shops located on the road leading to Aliganj.

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Heavy traffic congestion in front of Hanuman Setu

Hanuman Setu
Temple

Source: Times of India

Road in front of Hanuman Setu temple has become a botleneck for the daily commuters. Due to heavy flow of
visitors to temple, on road parking and shops in front of the temple traffic jams can be seen for the whole day.
Apart from entrance, parking in front of temple and shops should also be shifted to back side which would
decongest the road and provide through traffic movement. There is urgent need to shift the entrance of the
temple to back side of the temple on bandha road (Birbal sahni road). Constructing of retaining wall is under
process on bandha road which can be utilised to relocate temple facilities in near future.
Traffic congestion under polytecnic flyover

Heavy traffic jams occur in this


area, flyover is required
between polytechnic crossing
and HAL
Flyover

People moving to Faizabad road from Gomti Nagar, need to cross polytecnic crossing which creats frequesnt
traffic jams. There is urgent need to construct a flyover from Polytecnic Crossing to HAL so that the passangers
can move directrly from Gomti Nagar to Faizabbad Road.

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Heavy traffic congestion from Daliganj bridge to IT Crossing

IT Crossing
Daliganj Bridge

Road widening and Flyover construction from


Daliganj Bridge to IT Crossing

There is need to widen the road between Daliganj brdge to IT Crossing and a flyover construction is also
required between the strech. Frequent jams can be seen on the road leading to IT crossing from Daliganj bridge.

Four lane road is required along


the Kukrai Nalah starting near
SPS Kukrail to Faizabad Road.

There is need to construct a four lane road starting from Kukrail SPS to Faizabad road. The land available for
road is under army jurisdiction and currenly there is dispute. Construction of this road will provide through excess
between NH 26 and Faizabad road.

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 DEVELOPMENT OF NON-MOTORISED TRANSPORT


41% of the trips in Lucknow are made by Non-Motorised Transport (NMT). To ensure safe NMT trips, provision of
footpaths, safe pedestrian crossing facility and cycle lanes are proposed in the Revised CDP.
o Footpaths: 17% of the trips are based on walk and 53% of the road network does not have footpaths.
The revised CDP proposes to develop footpaths on all the possible roads to increase the walkability
index and make it safer. As suggested by CMP for Lucknow 280 km of footpath is required in the city.
o Bicycle Lane: 16% of the trips in Lucknow are made by bicycles. To cater these riders and encourage
the trips dedicated bicycle lines should be provided along all the roads. 250 km of cycle track need to be
developed in Lucknow in phase wise manner as per CMP.
o Pedestrian Facility at Intersections: Pedestrian safety is one of the key features need to be addressed
in the transport planning section. As suggested by CMP Lucknow, 15 locations have been identified to
install the pedestrian signals at various crossings namely:
 Novelty Cinema Crossing
 Kaiserbagh Rotary
 Nehru Crossing
 Ganga Prasad intersection, Aminabad
 Nakkas Chauk
 Aminabad Chauk
 Gautam Budha Road Chauraha
 Medical Chauraha
 Daliganj Bridge
 Huseria Crossing
 Engineering Crossing
 Parivartan Crossing
 Chauk Crossing
 Kapoorthala Crossing
 Mithaiwala Intersection
Grade separated facility need to be provided in following areas:
 Charbagh
 Polytechnic Crossing
 Alambagh
 Allahabad Bank Crossing
 Mahanagar
o Cycle Rickshaw Management: Cycle rickshaw play a very important role in catering the large part of
the population for short distance trips. Cycle rickshaw contributes 8% of the total trips. In addition, cycle
rickshaw is the most affordable and eco-friendly mode of transport. Development of modern rickshaw
stands in the city along with basic facilities such as sitting area, fare chart, drinking water, urinals,
rickshaw repair facility etc. All the existing and proposed commercial areas and residential areas should
have one rickshaw stand. This type of facility not only comforts the rickshaw pullers but also decongest
the roads.
o Development of NMT Corridors: The old city areas such as Aminabad, Chauk, Hazrat Ganj, and
Hussainabad are highly congested and encroached by street vendors, on street parking, rickshaw and
three wheelers. Traffic movement in these areas should be segregated. Slow moving traffic should be
promoted in these zones such as cycles, rickshaw, animal cart etc. These areas should be declared
non-motorised zones.
 FREIGHT MANAGEMENT
The proposals and projects identified or freight management plan include improvement of existing transport nagar
and development of new truck terminals and transport nagar in the outer areas of the city along the radial roads.
Improvement of existing Transport Nagar will include segregation of loading unloading lanes, road improvement,

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provision of parking bays, weighing machines and public utilities in the first phase i.e. 2014-15 to 2019-20. In the
second and third phase development of two new Truck Terminals at Deva Road and Kursi Road are proposed and
a new Transport Nagar at Faizabad Road is proposed with all the basic amenities.
 DEVELOPMENT OF PARKING SPACES
Lucknow city faces acute shortage of parking space. Lack of off-street parking space has aggravated the situation
leading to on-street parking on almost all the roads. The Revised CDP for Lucknow proposes development of off-
streets parking at various commercial locations of the city area based on the discussion with Traffic Department
and LMC. Areas require parking spaces are, Aminabad, Patrakarpuram, Indira Nagar, Nishatganj, Kaiserbagh,
Medical College, Nakkas Chauk, Aishbagh, Naka Hindola, Kapoorthala, Rakabganj and High Court.
 Street Lights
Availability of street lights in Lucknow is quite good as compared to other cities in Uttar Pradesh. Average distance
between the street lights is 22 meters against the standard of 30 meters however it varies a lot between different
wards. For the year 2040 there is demand of 22,000 street lights in Lucknow. To save the energy and reduce LMC
power bills solar street lights have been proposed here. It is based on solar power along with battery and sensors.
The system stores energy during daytime and illuminate the streets at night. The system is equipped with CFL or
LED lighting fixture for efficient and prolong use. The system will cost around Rs. 12,000 to Rs. 15,000 per solar
lighting system.

Solar Lights and Panels

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Street Lighting -Use of energy efficiency measures & Renewable Energy

Street lighting is a mandatory municipal service obligation of the ULB and can be taken up as an area for
improvement through better supply side management and efficient operative measures.

Supply side management can be achieved by efficient design considering lighting requirement, selection of
suitable luminaries, spacing of streetlight, height of streetlights and use of modern techniques to cut down
wastages.

Some of the operative measures are;


 replacement of old conductors and feeder controls;
 replacement of inefficient technologies with the robust ones like use of metal halide lamps instead
of sodium vapor pressure lamps;
 use of automatically dimming systems (by installing time-of-day switches and electronic timers) in
less critical areas such as parking garages, non-critical streets, warehouses and supermarkets;
 use of solar lighting ; and
 use of solar blinkers/ traffic lights

Upgrading street lighting systems have been supported by agencies at the national and international levels.
Ministry of New and Renewable Energy (MNRE), Govt. of India and Indian Renewable Energy
Development Agency (IREDA) are some of the national agencies providing assistance and aid to set up
such energy efficient lighting system. Carbon funding can also be considered as a funding mechanism
which supports such energy conservation projects by rewarding monetary benefits for each ton of carbon
dioxide avoided by reduction of electricity usage by efficient street lighting mechanisms.

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FIGURE 8-32: PROPOSED TRAFFIC AND TRANSPORTATION PROJECTS

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8.7 FIRE FIGHTING SYSTEM IN LUCKNOW


Availability of fire fighting infrastructure in Lucknow city is discussed in this section of the report. For fire fighting services
there are eight fire stations in Lucknow located in different locations of the city. Fire stations locations are Alambagh, Gomti
Nagar, Hazrat Ganj, Chauk, Aliganj, Indira Nagar, Bakshi ka Talab, Sarojini Nagar and SGPGI. In each of the fire station
there is fire officer and firemen. Facility for water refilling with the flingers is available at almost all the tube wells and OHTs
of Jal Kal Department (LMC). Fire fighting system in Lucknow is well equipped with all the required infrastructure and
machinery. For individual buildings, complexes, industries, cinema halls; primary fire fighting set up as per building
regulations are available.

8.7.1 Preparation of Fire Hazard and Mitigation Plan


Under the Fire Emergency Services of XIII Finance Commission, Fire Hazard and Mitigation Plan have been prepared for
Lucknow city. The implementation procedures for the plan are provided further:

 Fire Hazard Revamping Mitigation Plan to be put up by the Fire Department or the ULB.
 The fire department in any case has to seek support services for water supply arrangement in close
coordination with the ULB.
 The response and mitigation plan can be prepared by the ULB in consultation with the Disaster
Management Agency, Lucknow and if required the plan (DPR) can be prepared through a
professional consulting agency.
 The role of the Authorities in the plan implementation procedures.
 The plan implementation closely involves the following departments and activities:
Distt. Administration, Fire Services, Lucknow
Fire Hazard Response
Disaster Management Agency
Fire Services, with support of Distt. Administration, Disaster
Fire Fighting Procedure
Management Agency, Jalkal Vibhag.
Distt. Administration, Police Dept., Uttar Pradesh Power Corporation
Safety And Management
Jalkal Department of LMC
Source: Lucknow Municipal Corporation

 Coordination of the fire services and ULB‟s in action plan commissioning and implementation. The
action plan would require close coordination of the ULB and the fire services in following manner:
The services set up including the response set up Dedicated phone and wired services
Parking, refilling, warning system, storage of fire
Fire station utilities
retardants
Fire hydrants and tanks at the specified sites, their
Water refilling
accessibility
Various types of fire fighting vehicle, tools and plants,
Provisions
equipments, special chemicals etc.
Source: Lucknow Municipal Corporation

 Responsibility for the implementation of the plan


 Fire services dept. - operations and maintenance activities,
 Infrastructure – Building and utilities can be built up by the ULB.
 Purchase of vehicles, by the Fire dept.
 Fire staff shall be of the Fire dept. only.
 Provision of the fire hydrants, tanks (on location services) by the ULB.
 Estimate of costs and bearing the expenses
 To assess the requirements
 The status of existing facilities
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 One time and recurring expenses


 Replacement, replenishment cost
 Establishments cost and admin. Expenses.
 The onetime and infrastructure expense for establishing/setting up the system and the replacement cost
can be sourced from:
o Police modernisation funds, home department
o Infrastructure development fund (stamp duty devolution) of the LMC/LDA and UPAVP
o 13th Finance Commission
o Other central/state grants (NDMA)
 The O&M and other recurring / administrative expenses shall have to be borne by the respective
department.

8.7.2 Infrastructure Required for Fire Fighting System

Sl. No. Component Quantity Cost in Lakh

Year 2015-16
1 Hydraulic Platform (42 meters) 1 450
2 Water Bowser 1 28
Year 2016-17
3 Construction of underground water reservoir 10 260
Strengthening of tube wells, OHT and fire hydrants fledges at Zonal
4 -- 32
Pumping Stations
Year 2017-18
Ambulance with fire support system and other fire mitigation equipments
5 -- 81
required by fire service department to meet out urgent need
Jeep toeing vehicle and expense on miscellaneous activities as per the
6 -- 55.25
requirement for implementation of fire mitigation plan
Year 2018-19
7 Construction of additional underground water reservoirs 5 130
8 Maintenance and renovation of tube wells, OHT, tanks and fire hydrants -- 30
Total 1066.25
Source: Lucknow Municipal Corporation

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9.0 SOCIAL INFRASTRUCTURE


9.1 INTRODUCTION
Development of social infrastructure comprising of education, health and medical care and recreational facilities
are instrumental in contributing to substantial improvements in human resource development, which will initiate
and accelerate socio-economic and cultural development. Physical quality of life and human well-being are
pivotal on the enhanced availability of these social services. These services are key to overall increased
productivity. Thereby, the quality of social infrastructure is reflection of the condition of a given city.

9.2 EDUCATION FACILITIES


Education entails the development pattern of any city, exhibiting the quantum of urbanization, through its literacy
levels and exposure to different education facilities. More than a hundred educational institutes and nine
universities catering at various levels and multiple numbers of professional and non-professional courses in
Lucknow. The span of educational facilities is from Anganwadis/ Pre-primary, primary schools to Universities of
International levels, which are provided by a host of agencies, ranging from the state government and local
government to the agencies aided by the state government as well as private institutions.

9.3 HIGHER EDUCATION, RESEARCH AND DEVELOPMENT FACILITIES


Lucknow is the hub of educational and research related facilities in Uttar Pradesh. There are many premier
institutes located in and around the city area such as IIM Lucknow, King George Medical University, University of
Lucknow, Dr, Manohar Lohia National Law University, Babasaheb Bhimrao Ambedkar University, Sanjay Gandhi
Post Graduate Institute of Medical Science, Dr. Ram Manohar Lohia Medical University, Dr. Shakuntala Misra
National Rehabilitation University, Institute of Engineering and Technology, Urdu Arbi Farsi University, UPTU,
Biotechnology Park etc. Prominent institute of Council of Scientific and Industrial Research like Central Drug
Research Institute, Indian Toxicological Research Centre, National Botanical Research Institute and Central
Institute of Medical and Aromatic Maps are also located in Lucknow.

9.4 HEALTH FACILITIES


Health services in Lucknow are provided by the Public sector, Department of Medical, Health and Family
Welfare, Lucknow Municipal Corporation and Private sector (hospitals, nursing homes, and clinics). In addition,
there are several charitable hospitals, which provide subsidized health services to the poor. Also, there are
Central Government health facilities, which include Railways hospitals, ESI hospital and dispensaries and
Cantonment hospitals and dispensaries. Health facilities in Lucknow include one medical college, five civil
hospitals, 200 nursing homes, 300 hospitals, 100 dental clinics and approx. 2000 private clinics. The key medical
facilities in the city are under private ownership.

9.5 RECREATIONAL AND OTHER FACILITIES


Lucknow city is a unique blend of culture and modernity. The fast moving city which is influenced by
technological advancement and industrial development, still places due importance to culture and tradition.
Recreation and entertainment are given importance in the hectic lives by one and all in the city.
9.5.1 Community Halls
The community halls used for exhibitions such as art and craft exhibitions, seminars and conferences, cultural
events like dance and music shows, school annual day programmes, etc. Some of the popular community
halls/auditoriums in the city of Lucknow are located in Gomti Nagar, Indira Nagar, Rajajipuram, Vikas Nagar,
Fazullaganj etc.

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9.5.2 Museums
Due to its old culture and heritage there are number of government and private museums in Lucknow city to
conserve the age old art and craft. The key museums in Lucknow city are listed down:
 State Museum, (Lucknow Zoo Premises) Banarsibagh
 Motilal Nehru Children Museum, Charbagh
 Lok Kala Sangrahalaya, Lucknow
 Gandhi Museum, Near Residency
 Memorial Museum, Residency
 Regional Science City
 Crafts Museum, UPID
 Indira Gandhi Planetarium

9.6 ISSUES
 A spatial disparity is observed in the educational facilities with most of the primary, secondary and
higher secondary schools.
 Educational facilities in the slum localities of the city are also inadequate.
 As per stakeholder Consultation, the existing Municipal Schools needs to be upgraded
 Educational Quality; there was also a requirement of play grounds/ halls in Municipal schools.

9.7 STRATEGIES FOR DEVELOPMENT


 Emphasis on pre-primary education and good quality primary education for all, especially for the
residents of slum localities.
 Professional and vocational colleges to be given importance for setting up employment development
resources through education and training programs.
 Ensuring education of the handicapped and development of self-supporting employment opportunities
for them.
 Awareness on pre and post-natal care, and unhealthy practices leading to still births and infant mortality
shall be created through door to door education campaigns.
 New Health centres, Recreational clubs, Socio‐ cultural facilities to be developed in the city for
increasing population as per UDPFI guidelines.

9.8 INITIATIVE TAKEN FOR SOCIO CULTURAL


DEVELOPMENT
 C G City: There is proposal to develop CG City (known as
Chak Ganjaria farm) on Sultanpur Lucknow highway
spread on a land parcel of 846 acres of area. 320 acres of
land is provided by state government whereas rest 526
acres of land is given by LDA. The mega city has various
projects including IT City (100 acres), Indian Institute of
Information Technology (IIIT) (50 acres), medi-city (100
acres), 1000 beds super specialty hospital/cardiology
centre (20 acres), UP Administrative Academy (25 acres),
diary processing plant (20 acres), dairy development (5
acres), CSI Tower (5 acres), cultural school (10 acres) and
modern township over 511 acres.

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 Development of International Cricket Stadium: An international Cricket Stadium with capacity of


50,000 persons and sports complex is under construction on Sultanpur highway near Shaheed path road
(Mastemau and Ardaunamau villages) on PPP mode. Total of 67 acres of land is marked for its
development. Construction work for the stadium will be completed by the year 2017. LDA is the nodal
agency for its development.

 Kanha Upvan: Spread on 50 acres of land Kanha Upvan was developed in the year 2007-08 by LMC.
The space was developed to keep the stray animals such as bulls, dogs, monkey, cows and pigs. The
sheds available to keep the animals are not fully occupied.

9.9 SWOT
Strength Weakness
 Many schemes are programs are at their
proposal or implementation stage to provide
 Ward wise social facility such hospitals, schools,
socio cultural facility in Lucknow such as
community centres are not equally distributed.
development of stadium, multi-speciality hospital
 Operation and maintenance of the facilities at
etc.,
poor stage.
 Initiation of metro construction work will boost up
the public transport facility in the coming years.

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Opportunity Threats
 State government proposals for new township
and mega city development in the outer fringe of
the city on Sultanpur highway.  Rapidly increasing population is going to put a lot
 Development of international stadium and IT city of pressure on the existing infrastructure.
 Availability of funds from state and central
government.

9.10 VISION

“To provide state of the art social facilities to all citizens with equal distribution”

9.10.1 Project Identified


Slaughter House: The revised CDP proposes to develop one slaughter house in Lucknow equipped with state
of the art infrastructure.

Cattle Colony: There is proposal to develop two cattle colonies till the year 2040. One will be develop till 2020
and another till 2030.

Dog sterilisation Room: There is provision to develop ten dog sterilisation rooms in each of the zone of
Lucknow in the coming 25 year. These dog sterilisation rooms will be developed in a phase wise manner, six
facilities till 2020, another two till 2030 and two more till 2040.

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10.0 URBAN ENVIRONMENT


10.1 INTRODUCTION
The galloping process of industrialization, urbanization and globalization has brought mounting environmental
problems including climate change, pollution, hazardous waste, smog, loss of bio-diversity and desertification
that pose severe challenges to sustainable development. Lucknow city, now home to Approx 3 million
populations and growing at a rapid pace, and pressing environmental challenges which require governments,
public and private organizations and individuals to take a fresh perspective at how economic and social activities
can best be organized in the existing urban environment. This chapter takes a closer look at the existing
environmental status of various components and to identify the activities and causes for its deterioration, SENES
has made an attempt for preparing a basis for preparation of Environmentally Sustainable City Development Plan
2040 for Lucknow City on the basis of baseline information gathered with regard to resources, environment
quality and services.

10.2 NATURAL BASELINE ENVIRONMENT


10.2.1 Physical Features
Lucknow is situated on the banks of River Gomti in Ganga basin. The city is situated in alluvium plain and Gomti
River the chief geographical feature divides it in to two parts.
10.2.2 Geology
Lucknow lies in Ganga basin with flat alluvial terrain and is covered with thick pile of Quaternary sediments
unconformably overlying the basement of Bundelkhand Granitoids and sedimentary rocks of the Vindhyan
Supergroup. The Quaternary sediments have been classified into Older and Newer Alluvium. The Older Alluvium
is represented by Varanasi Alluvium of Middle to Late Pleistocene age and comprises grey to brown coloured
silt-clay and sand with or without kankar. Lucknow has been placed in the zone of moderate intensity earthquake
(zone III).
10.2.3 Forest Resources
Lucknow district reports a very low proportion of area under forest. The total area under forest (4.66%) is much
less as compared to state average which is around 7%. The forest area is negligible in the district. Shisham,
Dhak, Mahua, Babul, Neem, Peepal, Ashok, Khajur, Mango and Gular trees are grown here. Different varieties of
mangoes specially Dasheri are grown in Lucknow and adjacent to Malihabad sib district and exported to other
countries too. The main crops are wheat, paddy, sugarcane, mustard, potatoes, and vegetables such as
cauliflower, cabbage, tomato, brinjals are grown here. Similarly sunflowers, roses, and marigold are cultivated on
quite a large area of the land. Apart from this many medicinal and herbal plants are also grown here.
10.2.4 Parks and Gardens
Lucknow Municipal Corporation is the major authority for the construction and maintenance of parks and gardens
in Lucknow. Apart, Lucknow Development Authority, Awas Vikas Parishad and Private Developers construct
parks and gardens in the society and colonies which are later on transferred to LMC for maintenance purpose.
Lucknow is rich city in terms of availability of green areas and open areas however due to shortage of
maintaining staff many of the green spaces have turned into barren land. There are 1684 parks and gardens
under LMC jurisdiction with total area of 259 ha. Out of total only 487 parks are in developed stage whereas 825
parks are semi developed, 344 are not developed and rest 28 parks are open area. Some of the key parks in
Lucknow are, Janeshwar Mishra Park, Mussa Bagh Park at Hardoi Road, Hathi Park, Gautam Budha Park, Dr.
Ram Manohar Lohia Park,Sarojni Naidu Park, Dilkhusha Garden and Nimbu Park. Category wise distribution of
parks is given in the Figure 10-1.
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FIGURE 10-1: CATEGORY WISE DISTRIBUTION OF PARKS

Category of Parks in Lucknow


Open Area
2%

Not Developed Developed


20% 29%

Semi
developed
49%

Zone wise number and area of parks is given in the Table 10-1.
TABLE 10-1: ZONE WISE NUMBER AND AREA UNDER PARKS AND GARDENS
Zone Number Number of Parks Area under parks in ha
Zone Number 1 57 11
Zone Number 2 297 25
Zone Number 3 389 59
Zone Number 4 597 102
Zone Number 5 273 57
Zone Number 6 71 5
Total Area 1684 259
Source: Lucknow Municipal Corporation
FIGURE 10-2: ZONE WISE CATEGORY OF PARKS AND GARDENS
700
Zone wise Distribution of Parks
600

500

400

300

200

100

0
Zone Number Zone Number Zone Number Zone Number Zone Number Zone Number
1 2 3 4 5 6
Open Area 5 23
Not Developed 34 53 139 94 24
Semi developed 20 219 217 305 37 27
Developed 37 39 119 153 119 20

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Picture 10-1: Parks and open spaces developed by LDA and LMC

10.2.5 Water Resources


10.2.5.1 Surface Water Bodies
Gomti River is the major water body and water supply source in Lucknow with few major water bodies namely
Haider Canal, Kukrail Nallah, Sharda Canal etc. There are around seven ghats along Gomti River in Lucknow
city namely Kudiya Ghat, Shani Mandir Area, Gau Ghat, Karounda Ghat, Brahma Rishi Deveraha Ghat, Baikunth
Dham Ghat, hanuman Setu and Visarjan Ghat. These ghats are located at various places in total 20 km stretch
of Gomti River in Lucknow. Apart, there are few natural ponds and other water bodies in Lucknow as given in the
Table 10-2.
TABLE 10-2: SUMMARY OF SURFACE WATER BODIES IN LUCKNOW
Sl. No. Name of the ponds/tanks Ownership Current issues
Polluted, sewage fed, depleted water recharging,
1 Khaika Talab LMC
cattle wallowing, foul smell

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Sl. No. Name of the ponds/tanks Ownership Current issues


Sewage fed lake, cattle wallowing, open defecation in
2 Haiwat Mau Mawaiya Lake LMC
the surroundings, washing of clothes, encroachments
Amausi lake at Nadarganj
3 LMC Siltation in the lake, gets dry in summer season
industrial area
Sewage discharge, encroachment, waste dumping in
4 Aurangabad Talab LDA
the lake
Sewage discharge, solid waste dumping, siltation and
5 Buttler Palace Lake LDA
sedimentation
6 Kathauta Lake, Chinhat LDA Sedimentation, encroachment
Open defecation in the surroundings, dumping of solid
7 Jamuna Lake LMC waste, sewage discharge, dumping of C&D and
slaughter house waste, cattle wallowing
8 Chiraunda Ka Talab LMC
Sewage discharge, solid waste dumping,
9 Tikat Rai Ka talab LMC
encroachment in the fringe area
10 Moti Jheel LMC
Source: DPR for Storm Water Management for Lucknow

Picture 10-2: Key water bodies in Lucknow


10.2.5.2 Ground Water Resource
Around 85% of the land-area of Lucknow City is situated on the Central Ganga alluvial plain, and stretches
across both banks of the Gomti River which is an entirely lowland river naturally dependent on groundwater
discharge for its dry-weather flow. Lucknow city, resting on a rich alluvial aquifer system of Central Gang plain, is
a glaring example of „Hydro geological Stress‟, where pressure on ground water for drinking water supplies has
increased manifold and this has resulted into its continuous & excessive withdrawals. As such the aquifers from

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the dynamic zone have alarmingly depleted, leading to significant lowering of water table in different parts of the
city. Since last 2 decades, the city is witnessing widespread exploitation of ground water and such abstractions
have reached to a point where the geoscientists of Central Ground Water Board have projected possible threat of
land-subsidence in some prominent localities of the city in next 10-20 years. The top Aquifer Group (<150mbgl)
of the city is presently under High Stress. The granular zone of this dynamic aquifer is gradually drying up,
causing almost irreversible damage to ground water domain of this capital city of the state.

The trend of ground water exploitation in Lucknow shows continuous rise in resource withdrawals. Construction
of drinking water tube wells to meet water demand of this growing urban agglomerate had started in early 70‟s
and till the year 1985 about 70 tube wells were operating. Now, this number of tube wells, under the control of
Lucknow Jal Kal (LMC), has gone up as 470 or even more (almost 7 times increase). Apart from this, as the
citizen‟s tendency to have an alternative and secured water supply, private tube well construction activity in the
city has almost mushroomed, causing intensive & unregulated extractions which is yet to be assessed. Although,
there have been no systematic ground water studies, but as per preliminary estimates, the gross ground water
withdrawal in the city (extending over an area of 350 sq. km.) from both the municipal & private drinking water
systems as well as from other sectors is very high and at present, this withdrawal may be tentatively taken as
550 million liters per day (MLD).
FIGURE 10-3: GROUND WATER LEVELS IN LUCKNOW
Ground water levels in Lucknow
> 30 mt
25-30 mt
20-25 mt
15-20 mt
10-15 mt
Vikas Nagar
< 10 mt
Hardoi Road Yojna
Ali Ganj Yojna
Indira Nagar

Gomti Nagar
Rajaji Puram Hazrat Ganj

Kanour Road Yojna


Vrindawan Yojna

Source: Master Plan Lucknow 2021


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10.3 URBAN ENVIRONMENT QUALITY


10.3.1 Air Quality
10.3.1.1 Sources and Level of Air Pollution
The transport, domestic and industrial sectors are the major contributors to the rise in ambient air pollution levels.
The prime source of PM10 (particulate matter) is the increasing numbers of vehicles in the city. This is one of the
major concerns for air pollution. The number of different categories of vehicles registered with RTO (Regional
Transport Office) Lucknow is 14,24,478 as on 31.03.2013 which is 8.35% higher over the last year.
TABLE 10-3: AIR POLLUTION INDICTORS FOR LUCKNOW9
Concentration (ug/m3) of PM10, SO2 NOx during Pre monsoon 2013
Location RSPM SO2 Nox
Residential Min Max Avg Min Max Avg Min Max Avg
Aliganj 142.26 289.58 181.99 14.70 18.07 16.37 38.90 44.30 40.14
Vikas Nagar 151.14 292.58 242.16 16.39 23.52 18.89 26.80 44.10 35.87
Indira Nagar 163.01 263.39 196.10 15.00 26.21 22.52 38.70 67.25 50.19
Gomti Nagar 150.12 250.89 203.13 14.39 22.72 19.21 31.90 52.56 41.56
Commercial
Charbagh 152.44 287.00 253.66 18.80 26.80 23.62 46.80 68.51 58.42
Alambagh 170.36 324.48 244.83 16.46 26.46 21.14 42.68 65.36 54.06
Aminabad 155.60 258.60 203.71 13.18 24.53 18.35 32.58 45.25 41.23
Chowk 191.05 300.66 238.85 15.62 27.39 21.12 39.56 62.85 51.94
Industrial
Amausi 111.63 326.78 224.29 15.16 32.95 22.78 38.95 67.22 55.92
NAAQS 100.00 80.00 80.00
WHO Guidelines 50.00 20.00 40
Source: Assessment of Ambient Air Quality of Lucknow City during Pre-Monsoon, 2013 by CSIR-Indian Institute of Toxicology Research

Respirable Suspended Particulate Matter (RSPM or PM10)


In residential areas (Aliganj, Vikas Nagar, Indira Nagar and Gomti Nagar), the 24 hours average concentrations
of PM10 were in the range of 181.9 to 242.16 μg/m3 with an average of 205.8 μg/m3. In commercial areas
(Charbagh, Alambagh, Aminabad and Chowk) the average concentrations of PM10 were in the range of 203.7 to
253.6 μg/m3 with an average of 235.3 μg/m3 respectively. In industrial area (Amausi), the average
concentrations of PM10 was 224.9 μg/m3 .The maximum 24 hours mean concentration of PM10 was observed in
Vikas Nagar (242.1 μg/m3) in residential area and Charbagh (253.6 μg/m3) in commercial area. All the values of
PM10 were above the prescribed National Ambient Air Quality Standard (NAAQS) of 100 μg/m3 for industrial,
residential, rural and other areas.

9
Source: Assessment of Ambient Air Quality of Lucknow City During Pre-Monsoon, 2013 By Csir-Indian Institute of Toxicology Research
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FIGURE 10-4: PM10 LEVELS IN LUCKNOW

PM 10 Level at Various Locations in Lucknow


300.00

250.00
Concentration ug/m3

200.00

150.00

100.00

50.00

0.00

FIGURE 10-5: PM 10 LEVEL IN RESIDENTIAL, COMMERCIAL AND INDUSTRIAL AREA FROM 2010-13

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Sulphur dioxide (SO2)


In residential area (Aliganj, Vikas Nagar, Indira Nagar and Gomti Nagar) the mean levels of SO2 were in the
range of 16.3 to 22.5 μg/m3 with an average of 19.2 μg/m3. In commercial area (Charbagh, Alambagh,
Aminabad and Chowk) the average concentrations of SO2 were in the range of 18.3 to 23.6 μg/m3 with an
average of 21.0 μg/m3. In industrial area (Amausi) the average concentration of SO2 was 22.7 μg/m3. All the
values of SO2 were well below the prescribed NAAQS of 80 μg/m3 for all the locations.
FIGURE 10-6: SO2 LEVELS IN LUCKNOW
So2 Level at Various Locations in Lucknow
90.00
80.00
70.00
Concentration ug/m3

60.00
50.00
40.00
30.00
20.00
10.00
0.00

FIGURE 10-7: SO2 LEVEL IN RESIDENTIAL, COMMERCIAL, AND INDUSTRIAL AREA FROM 2010-13

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Oxides of Nitrogen ( NOx)


In residential areas (Aliganj, Vikas Nagar, Indira Nagar and Gomti Nagar) the 24 hours average concentrations of
NOX were found in the range of 35.8 to 50.1 μg/m3 with an average of 41.9 μg/m3. In commercial areas
(Charbagh, Alambagh, Aminabad and Chowk) the average concentrations of NOX were found in the range of
41.2 to 58.4 μg/m3 with an average of 51.4 μg/m3. In industrial areas Amausi) the average concentration was
55.9 μg/m3 All the values of NOx were within the prescribed NAAQS of 80 μg/m3 for all the monitoring locations.
FIGURE 10-8: NOX LEVEL IN LUCKNOW
NOx Level at Various Locations in Lucknow
90.00
80.00
70.00
Concentration ug/m3

60.00
50.00
40.00
30.00
20.00
10.00
0.00

FIGURE 10-9: NOX LEVEL IN RESIDENTIAL, COMMERCIAL AND INDUSTRIAL AREA FROM 2010-13

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10.3.2 Water Quality


10.3.2.1 Source of Water Pollution
As per the information available from Jal Nigam department, Lucknow 100% of the sewage is being treated in
two STPs. However as per the visual surveys done by SENES it has been observed that due to maintenance
and infrastructure issues untreated sewage is flowing towards Gomti River and polluting the water. Discharge of
untreated sewage into the storm water drains and Gomti River is responsible for high level of Biochemical
Oxygen Demand (BOD) and Dissolved Oxygen (DO). Apart from sewage discharge, other non-point source of
pollution are presence of dhobi ghats along the banks, presence of illegal construction along the ghats, puja
samagri dumping into the river etc.

Picture 10-3: River Gomti

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10.3.2.2 Levels of Water Pollution


As discussed in the earlier chapter for drainage system in Lucknow, there are 26 major drains which carry storm
water drain as well as sewage together and discharge the water into Gomti River. Before the discharge point
these drains are tapped and diverted to Sewerage Treatment Plants for treating the waste water. The process is
handled by Jal Nigam. Table 10-4 and Table 10-5 present the quantity received at Daulatganj and Bharwara
STP and water quality monitoring data of influent and effluent. BOD (Biological Oxygen Demand) levels of
effluent from STPs are showing positive trend and are below 30 mlg/lt of permissible limit. DO (Dissolved
Oxygen) level is higher than the permissible limit of 5 mlg.lt
TABLE 10-4: POLLUTION LEVELS AT DAULATGANJ STP (CAPACITY 56 MLD)
Sewag Influent Effluent
Sl.
Perio e
No
d Receiv TCS (mlg BOD (mlg COD (mlg PH (mlg TCS (mlg BOD (mlg COD (mlg DO (mlg PH (mlg
.
ed /lt) /lt) /lt) /lt) /lt) /lt) /lt) /lt) /lt)
Apr-
1 66.87 247.42 124.77 306.32 7.64 29.03 26.13 75.61 6.36 7.66
13
May-
2 70.98 226.33 119.60 288.73 7.63 23.67 22.83 74.93 6.46 7.71
13
Jun-
3 70.18 247.74 118.73 331.35 7.65 24.19 23.41 81.81 6.60 7.72
13
Jul-
4 65.98 232.90 121.31 304.90 7.60 25.81 23.12 76.39 6.30 7.73
13
Aug-
5 59.83 213.87 117.28 313.81 7.58 25.48 22.00 79.29 6.44 7.72
13
Sep-
6 64.52 214.19 118.14 290.06 7.53 34.94 24.86 74.06 6.02 7.68
13
Oct-
7 71.56 205.33 109.13 290.13 7.53 23.67 22.53 72.27 6.19 7.71
13
Nov-
8 77.85 228.06 111.38 302.97 7.51 25.81 23.07 77.16 6.04 7.70
13
Dec-
9 63.57 225.00 105.07 284.27 7.48 24.00 23.07 73.60 6.23 7.68
13
Average 67.93 226.76 116.16 301.39 7.57 26.29 23.45 76.12 6.29 7.70
Source: Jal Nigam Lucknow

TABLE 10-5: POLLUTION LEVELS AT BHARWARA STP (CAPACITY 345 MLD)


TCS (mlg DO (mlg BOD (mlg TCS (mlg DO (mlg
Sl Sewage BOD (mlg /lt)
Period /lt) /lt) /lt) /lt) /lt)
No. Received at STP
Influent Effluent
1 Jul-12 321.70 59.00 205.07 1.60 20.00 28.00 5.22
2 Dec-12 298.67 80.25 218.87 Nil 21.39 31.63 4.50
3 Jan-13 286.97 86.58 213.71 0.10 22.00 31.64 4.43
4 Feb-13 285.37 91.28 218.86 1.20 21.60 31.71 4.66
5 Jun-13 250.81 87.00 241.00 0.90 19.00 31.39 5.65
6 Jul-13 280.26 63.52 218.38 0.29 20.22 32.76 5.90
7 Aug-13 284.90 66.81 222.77 0.09 20.58 35.65 5.68
8 Sep-13 282.65 79.86 220.00 0.20 21.10 32.53 5.74
9 Nov-13 258.97 99.79 232.31 Nil 22.55 32.66 4.88
Source: Jal Nigam Lucknow

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10.3.3 Noise Pollution


10.3.3.1 Source of Noise Pollution
Key sources of noise pollution are traffic, industries and flights. In Lucknow major source of noise pollution is
traffic in residential and commercial areas. Noise pollution levels vary at day and night times due to activity
pattern. Details of day and night time noise pollution are provided in further section.
10.3.3.2 Source of Noise Pollution
In residential areas, the day and night time noise levels were recorded between 63.8 to 68.3 and 56.2 to 60.3
dB(A) respectively. All the values were higher than the prescribed limit of 55 and 45 dB (A) for day and night time
respectively. In commercial area, the day and night time noise level were recorded between 66.8 to 69.5 and
55.9 to 67.4 dB(A) respectively. Noise level at all the commercial sites during day and night time were found
above the prescribed limit of 65 and 55 dB (A) respectively. In industrial area Amausi, the day and night time
noise levels were recorded 71.5 and 66.3 dB (A) respectively. Noise levels at all industrial locations in the day
and night time was found below the prescribed limit of 75.0 and 70.0 dB(A) respectively.
TABLE 10-6: NOISE LEVELS AT VARIOUS LOCATIONS IN LUCKNOW
Noise level dB(A)
Area Location
Day Night
Aliganj 64.6 56.8
Vikas Nagar 63.8 59.1
Residential Indira Nagar 68.3 60.3
Gomti Nagar 64.3 56.2
Standard 55 45
Charbagh 69.5 67.4
Alambagh 66.8 64.7
Commercial Aminabad 68.6 55.9
Chowk 67.8 62.3
Standard 65 55
Amausi 71.5 66.3
Industrial
Standard 75 70
Source: Assessment of Ambient Air Quality of Lucknow City during Pre-Monsoon, 2013 by CSIR-Indian Institute of Toxicology Research

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FIGURE 10-10: NOISE LEVEL IN LUCKNOW

Noise Levels at Various Locations of Lucknow


80
70
60
Noise level dB(A)

50
40
30
20
10
0

Day Night

Day time Noise Level


In residential areas all the locations showed slightly increasing trend over that of the previous year except Vikas
Nagar. In commercial areas noise level was found to be slightly on the lower side at all the locations. In industrial
area Amausi, the noise level was lower than the previous year. The comparative data are presented in Figure
10-11.
FIGURE 10-11: DAY TIME NOISE LEVELS IN RESIDENTIAL, COMMERCIAL & INDUSTRIAL AREAS

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Night time Noise Level


Residential areas showed slightly higher level than the last year level. Commercial and industrial areas also
showed higher values than the previous year. The comparative data are presented in Figure 10-12.
FIGURE 10-12: NIGHT TIME NOISE LEVELS IN RESIDENTIAL, COMMERCIAL & INDUSTRIAL AREAS

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10.3.4 Soil Pollution


Apart from air and noise pollution, soil pollution is another critical issue which needs to be handled. Disposal of
municipal solid waste in Lucknow is being done in an unscientific manner. Waste is dumped in open grounds at
various places of the city without any segregation. These places are prone to soil and ground water pollution for
the surrounding locations. Waste dumping at those places is taking place since last three decades which leads to
leachate formation and contamination of the ground water.

10.4 EXISTING ENVIRONMENTAL REGULATIONS


U.P Pollution Control Board is a statutory organization entrusted to implement Environmental Laws and rules
within the jurisdiction of the state of Uttar Pradesh
Functions of the board:
The following are the major functions being carried out by the U.P. Pollution Control Board in exercise of the
duties conferred on it under the Water Act, 1974; Water cess Act, 1977; Air Act, 1981; and Environment
Protection Act, 1986.
 Issue of No Objection Certificates from the environmental pollution point of view including adequacy of
the site from the environmental angle.
 Issue of Consent under provisions of section 25/26 of the Water (Prevention and Control of Pollution)
Act, 1974.
 Issue of Consent under provisions of section-21 of the Air (Prevention and Control of Pollution) Act,
1981.
 Assessment and collection of Water Cess, under provision of Water (Prevention and Control of
Pollution) Cess Act, 1977.
 Identification and assessment of industrial and municipal pollution sources and control thereof.
 Assessment of ambient air quality.
 Assessment of quality of inland surface waters.
 Mass awareness programmes.
 Notification of effluent and emission standards.
 Development of Pollution Control technologies.
 Instituting legal action against defaulters.
 Issue of Authorization under the Hazardous Waste Management Rule, 1989.
 Identification of isolated storages, onsite crisis management plans etc. under the Manufacture, Storage
and Import of Hazardous Chemicals Rules, 1989.
 Implementation of Biomedical Waste Rules, 1998.
 Environment Protection Act of 1986 is one such measure taken by Government of India. This act
empowers the Central Government to establish authorities with the mandate of preventing
environmental pollution in all its forms and to tackle specific environmental problems that are peculiar to
different parts of the country.
 As per Twelfth schedule (Article 243 W) clause 8 of the Constitution of India, it is mandatory for all
Municipal Corporations to protect the environment & promotion of ecological aspects. Thus as a
regulatory and controlling authority for the development of the cities, the Municipal Corporations have to
play major role in this scenario.
 The Uttar Pradesh Pollution Control Board implements a range of environmental legislation in the state
of Uttar Pradesh mainly responsible for:

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 The Water (Prevention & Control of Pollution) Act, 1974


 The Air (Prevention & Control of Pollution) Act, 1981
 The Environment (Protection) Act, 1986
 The Water (Prevention & Control Of Pollution) Cess Act, 1977
 Prevention And Control of Environmental Pollution
 Environment Impact Assessment Rules 1994
 Other key regulations to handle the waste management:
 Municipal Solid Waste Rules, 2005
 Biomedical Waste (Management &Handling) Rules, 1998,
 Hazardous Waste (Management &Handling H) Rules, 2000

10.5 INITIATIVE TAKEN FOR URBAN ENVIRONMENT IMPROVEMENT


 Gomti River Front Development: To conserve the Gomti River and beautify the banks, DPR for Gomti
River Front Development is being prepared by a private consultant. Lucknow Development Authority is the
nodal agency for the implementation works. The work will cover 12 km of stretch in Lucknow city however
initially only 1.7 km of the stretch will be taken up in first phase. The stretch will cover river bank from Hanuman
Setu to Daliganj Pucka Pul. The beautification of whole of the stretch will cost around Rs.400 Crores. Between
Hanuman Setu and Daliganj Bridge, LDA plans to build „Awadh Hat‟ –an art and exhibition centre which would
have stalls showcasing Lucknow‟s handicraft. There is also a proposal to erect an iconic structure „Lucknow
Eye‟ of about 70-80 metres on the patterns of London Eye on the riverbank. Near Shaheed Smarak, a hanging
bridge would be suspended across the river for pedestrians. In front of Mankameshwar Mandir, a small pond
would be created on the river bank for idol immersion and other rituals. Since idols contain chemicals they
pollute the river. The pond would be separated from the river and its water would be released in the river only
after thorough cleaning. Graphical representation of the proposed scheme is shown in Figure 10-13.
FIGURE 10-13: FIRST PHASE OF GOMTI RIVER FRONT DEVELOPMENT

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As a pilot project for river front development, Kudiya Ghat along Gomti was developed in the year 2002. It has
become a famous tourist spot of Lucknow and known as city‟s marine drive. Number of tourist can be seen
here every day.

Picture 10-4: Kudiya Ghat Development along Gomti River

 Rain Water Harvesting: Promotion of Rain Water Harvesting has been one of the key sectors taken up in
Master Plan 2021. The master plan says, to conserve and recharge the ground water in urban areas all
the water bodies with 1 acre or more than 1 acre of land area will be protected irrespective of the land use
shown in master plan. Appropriate provisions should be made to conserve these water bodies in master
plan, zonal plan and layout plan. All the details regarding the water bodies should be provided in the plan
including location, area, etc. Apart from this initiative, rain water harvesting is also being promoted in
developed areas by constructing recharge pits near the buildings. Rain water falling on the roof is
collected through pipelines and discharged into the recharge pit. The process increases the ground water
level in and around the area. It has also been made mandatory that buildings with more than 300 sq. m of
area have to have rain water harvesting system.
 Use of Non-Renewable Energy: Use of solar power in Lucknow has been promoted in recent years in
form of solar panels, solar cookers, solar water heater, solar power based signals etc. Subsidy from
central government is also provided for solar heaters. Uttar Pradesh Government has also formulated
Solar Power Policy 2013 to promote the use of solar energy.

10.6 SWOT
Strength Weakness
 High level of air, water and noise pollution in
 Many schemes are programs are at their
Lucknow are leading to high level of environment
proposal or implementation stage to solve the
related disaster.
water pollution issues in Lucknow such as river
 Mismanagement of municipal waste, e waste is
front development, rain water harvesting , lying if
causing environmental threats to many locations
new sewer lines, tapping of storm water drains
in the city and responsible for disease spreading.
etc.,
 Reducing green cover is responsible for
 It has been made compulsory for new housing
degradation of the natural environment.
schemes to include the rain water harvesting
 Absence of sewer lines in various parts of the city
system in the houses.
is causing high level of water pollution.
 Many of the government institutions have started
 Degradation of river water due to discharge of
roof top rain water harvesting to save the water.
untreated sewage.
 Many of the new housing societies are not

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implementing rain water harvesting system.


 People are not aware of the consequences of
mismanaging the waste.
Opportunity Threats
 There are almost 1700 parks are gardens in
Lucknow, out of which only 500 are developed.
There is scope to develop and maintain rest of  Increase in slum population and encroachments
the green spaces to increase the green cover and on natural water bodies is threat for the city.
make the environment healthy and hygienic.  Increase in number of registered vehicles in the
 Land to develop new scientific landfill has been city is threat in increasing the air and water
sanctioned and work has started. This will surely pollution.
improve the waste management issue in city.  Use of plastic sheets in slum areas for roof and
 Urban Forestry and Plantation Schemes for walls are making the slums vulnerable to fire
Lucknow can be promoted. incidents.
 Pollution abatement trees/ species can be
proposed in the Plantation schemes.

10.7 KEY ISSUES AND STRATEGIES


Aspects Issues Strategies

 Demarcation and Protection of existing


Forest & Recreational areas
 Urban Forestry and Plantation Schemes for
 Green cover in Lucknow city has reduced
the city to increase green cover within the
over the years due to development of new
city
housing schemes and other types of
 Plantation in dividers to curb dust, pollution
developments in the outer fringe areas.
Green Cover and to restore aesthetic looks.
 As per land use data taken from Master Plan
 Development of urban green corridors to
2021 recreational area has been reduced to
enhance the local climate
2.67% from 3.87% between the years 1987
 Develop and implement a Biodiversity
and 2005.
Management Plan
 Regular monitoring of compensatory tree
plantation.
 Water pollution in Lucknow is one of the key
 Master plan for Rainwater Harvesting Plan
issues. Natural ponds and lakes in the city
 Potential for eco-tourism
have become barren ground or place of
 Development of recreational activities to
dumping waste.
River and Other attract the local tourist
 Many of the small water bodies have been
Water Bodies  Development of river front development to
encroached by the slums in Lucknow.
conserve the river banks
 River Gomti‟s condition has worsened over
 Relocation of slums present along the river
the years due to discharge of untreated
banks on priority basis.
sewage and encroachments on the banks.
 Waste management in Lucknow is posing  Promote the reduction, reuse and recycling
threat to environmental conditions in the form of waste
of municipal waste, e waste, hazardous  Identify sites at neighbourhood level for
Waste
waste etc. as no proper scientific disposal of preliminary sorting and aggregation of dry
Management
waste is being done. recyclables, neighbourhood composting
 Mixing of waste at the dump site another  Identification of appropriate sites for
issue causing soil and ground water pollution. construction and demolition waste

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Aspects Issues Strategies


 Restriction on open dumping
 Many of the areas in Lucknow are still not
Mixing of covered with sewerage lines resulting into  Regular monitoring of river water quality
Sewage and discharge of sewage into storm water drains.  Desilting of storm water drains on regular
Drain Water Finally these storm water drains meet the basis
river and responsible for water pollution.
 Regular vehicular checks to keep air
pollution levels within prescribed levels
 Increase the use of alternate fuels like CNG
 On the basis of pollution data analysis, air
 Continuous monitoring at various locations
pollution in Lucknow is very high compared to
within the city at regular intervals.
Air and Noise standard prescribed by pollution control
 Planned Plantation in the city areas, choice
Quality board.
of air/ noise pollution resistant tree species
 Same is the situation with noise pollution in
in order to minimize ambient air/ noise
residential and commercial areas.
pollution.
 Road network must be improved for
reducing vehicular emissions
 A separate long term & effective Integrated
Water Resources Management Plan should
be prepared for implementation, envisaging
interventions for a more harmonized
conductive use of surface and groundwater.
 Excessive withdrawals from top aquifers
(<150mbgl) should be adequately reduced &
regulated through a legislative provision.
 Strict measures supported by public
 Reduction in Municipal tube well yields from awareness campaigns, are required to check
1500 LPM in seventies to 600-900 LPM undesirable wastage of drinking water
currently. This is direct manifestation of especially in ground water based supply/
depleting aquifers & water level lowering. distribution systems under Jal Kal‟s water
Ground water
 Depression/Hydro geological anomaly has supply network.
exploitation
developed within the ground water regime of  Through the effective implementation of
the city. (Supported by the fact that in the above 2 measures, ground water
peripheral region water level decline is withdrawals can be certainly lowered down.
relatively quite low to moderate).  Further, ground water extractions shall be
done from deeper aquifer group i.e. beyond
150 mbgl (aquifer group II & III) to restrain
pumping from top aquifer group.
 As per the study of CGWB, the peri- urban
region of Lucknow-Sitapur road envisages
prolific aquifers, which can be systematically
exploited to supplement city‟s water supply.
Existing tube wells need to be phased out
systematically.

10.8 VISION, GOALS AND ACTIONS PLANS


Vision

“Make the city environmentally sustainable and liveable for present and future generations”
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10.8.1 Sector Goals and Action Plans


Sector Goals Actions Plans
 Preparation of environmental management plan and its immediate
implementation and regular monitoring.
 Restriction on cutting of trees.
 Preservation of water bodies like lakes, rivers and natural drains.
a) To preserve the city environment by  Regular monitoring of tree plantation
conserving the natural water bodies  Development of green belts along the major network corridors.
and green areas.  Provision of plantation on road dividers.
b) To develop new green spaces with  Implementation of Rain Water Harvesting as per the government
the expansion of city as per the policies.
standards of land use planning  Promote ground water recharge and minimise its usage.
c) Conservation of energy  Provision of monitory fine on open dumping of waste.
 Restrict new development in outer areas of the city in absence of
surface water source.
 Remove encroachments from river banks.
 Development of ghats and river banks.

10.8.2 Project Identified


To preserve and conserve the Lucknow city environment various projects have been identified. Component wise
costing for each of the project is given in Table 10-7.

TABLE 10-7: PROJECTS IDENTIFIED FOR CDP AND COSTING


Sl. No. Components Cost in INR Lakh
A Gomti river front development
1 Shaheed samarak stretch from hanuman setu - daliganj bridge 2,000
2 Left bank from hanuman setu - daliganj bridge 35,000
3 Left bank from nishantganj bridge to hanuman setu 5,000
4 Right bank from nishantganj bridge to hanuman setu 5,000
5 Extension to kudiya ghat both on upstream and downstream 5,000
6 Left bank pucca pul to daliganj pul 1,000
7 Right bank pucca pul to daliganj pul 800
8 Embankment road 1,000
9 River front opposite la martieniere boys college 16,000
Sub Total A 70,800
B Eco conservation of ponds and lakes of Lucknow
1 Moti jheel and yamuna jheel 9,000
2 Butler palace lake 150
3 Budheshwar temple lake 1,000
4 Tikait rai talab 200
5 Haibatmau 2,000
6 Bhadruk 600
7 Eledeco jheel 2,000

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Sl. No. Components Cost in INR Lakh


8 Wetland near kanha upvan, UPDPL 1,200
9 Miscellaneous lakes and water bodies in housing schemes of LDA and UPAVP 8,000
10 Green eco park 500
Sub Total B 24,650
C Eco conservation of road, medians, parties, walkways and roadsides 6,000
D Preparation of conservation and environment management plan 200
Total Cost 101,650
Source: Lucknow Municipal Corporation

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11.0 DISASTER MANAGEMENT PLAN


Disaster is an unexpected event due to sudden failure of the system, external threats, internal disturbances,
earthquakes, fire and accidents. An efficient communication system is absolutely essential for the success of any
disaster management plan. Preventive action would be worked out in consultation with local authorities involving
police, fire and hospital department. There are potential disasters the city might face like Fire, Flood and
Earthquakes etc. especially in the congested areas. The dynamics of change in urban settlements due to large
scale population has led to the evolution of mixed land use, growth of industries, high population density,
increasing poverty and lack in urban basic amenities.

For planning and coordination of Disaster Management Activities in India, a High Powered Committee (HPC)
on Disaster Management was constituted with the approval of the Prime Minister under the Chairmanship of
Shri J.C. Pant, a former Secretary to the Government of India in August 1999.

Though the original mandate of the HPC was confined to preparation of plans for natural disaster, man-made
disasters like accidents, industrial and chemical accidents, biological disasters, etc. were included to ensure a
holistic approach for preparation of Disaster Management Plans.

The HPC constituted 5 sub-groups to develop detailed history of each type of disaster and the type of plans
of actions needed to have the most effective preparedness, response and recovery strategies for each type
of disaster. The five sub-groups were on:
 Water & Climate related hazards
 Geological hazards
 Industrial, Chemical and nuclear hazards
 Accidents
 Biological Hazards

Hazard Vulnerability in UP
 Approx. 27 lakh hectares affected annually due to Floods
 In the recent years, the year 2002, & 2004 were severe in terms of drought, with loss to crop,
livestock and property assessed at Rs.7540 Crores and Rs. 7292 Crores respectively.
 The Tarai belt districts of UP and entire districts of Saharanpur, Muzaffarnagar, Bagpat, Bijnor,
Meerut, Ghaziabad, Gautambuddh Nagar, JP Nagar, Rampur, Moradabad, Bulandshahr in western
UP are in the Earthquake High Damage Risk Zone-IV

11.1 POTENTIAL HAZARD ASSESSMENT FOR LUCKNOW


11.1.1 Seismicity
According to the IS 1893 Part I, 2002, the Uttar Pradesh state has been sub-divided into three earthquake
damage risk zones. Lucknow city falls under moderate damage risk zone. This makes Lucknow a comparatively
safe city with respect to earthquake incidents. Uttar Pradesh map on all three damage risk zones with location
Lucknow city is shown in Figure 11-1.

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FIGURE 11-1: SEISMICITY ZONES OF UTTAR PRADESH

11.1.2 Flood Prone Areas


The areas along Gomti River are prone to water logging incidents every year. Perhaps the city faced last
disastrous flood in the year 1960. In 1960 Lucknow recorded its highest flood level at 113.2 metres with large
parts of the City being inundated. To protect the habitations earthen embankments were constructed all along the
bank of the river as well as on Kukrail to a top level of 114.4 metres. In the flood of 1960, the waters back-flowed
through these drains into large parts of the City and during the construction of embankments sluice gates on the
barrels were installed for discharge of drains during normal weather and stopping back flow during floods. When
river water level rises to the drain invert levels, these gates are closed so that no back flow occurs. In case of
heavy rain and floods, the pumping stations pump storm water across the embankment into the river so as to
prevent water logging in the City. The embankment and the flood pumping station are almost 25 to 30 years old
and in this period no serious flooding has occurred. Local water logging does occur in some localities during
rains but on the whole, the city is well drained. In some small stretches, the embankment is not yet complete and
may be the cause for flooding in some localities in case of high floods in the river.
11.1.3 Fire Incidents
While it is difficult to predict and prevent natural hazards, manmade hazards can be avoided or mitigated through
preventive actions. Lucknow‟s vulnerability to fire hazard is likely to increase with increasing population density
and as the urban fabric becomes denser, chances of fire incidences would also increase. Minor industrial fires
and domestic fires as well as cases of electrocution have been happening in Lucknow. Fire and emergency
services of Lucknow are in the process of upgrading their capacities as per the NDMA standards. 26% of the
Lucknow population living in slum area is more vulnerable to fire accidents due to high density and use of
inflammable material in house construction.
11.1.4 Road accidents
Lucknow displays tremendous stress on the roads due to very high traffic densities. Road accidents are quite
common in certain densely populated areas as well as astride the highways. As per the statistics compiled by
Lucknow Traffic Department number of fatalities in road mishaps in the city are 400 to 500 in one year.

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11.2 GOVERNMENT LEVEL INITIATIVES


11.2.1 Uttar Pradesh Disaster Management Authority
Section 18 and 19 of the Disaster Management Act, 2005 mandates the State Disaster Management Authority
(SDMA) with certain powers and functions.
11.2.2 Disaster Management Cell
The Disaster Management Cell (DMC) of the State of Uttar Pradesh is located in the UP Academy of
Administration & Management. The Cell functions as the nodal agency for Human Resource Development in the
State, in the area of Disaster Mitigation and Response. It networks with DMCs of other States, State Institute of
Rural Development, Training Organizations set-up by other Departments, national NGOs and Community-based
Organizations (CBOs) involved in the field of Disaster Management.
Recently the State Government has decided to assign two key Training Institutions namely, U.P. Academy of
Administration & Management (UPAAM) and State Institute of Rural Development (SIRD) to undertake capacity -
building for specific disasters. The training and skills up-gradation for management of disasters which occur
predominantly in urban areas viz Nuclear, Biological, Radiological and Chemical (NBRC), as also fires and
earthquake, have been assigned to the UPAAM. The SIRD, will handle capacity building for disasters like Floods,
Droughts and Epidemics.

11.3 PREVENTIVE, MITIGATION AND PREPAREDNESS MEASURES


11.3.1 Preventive& Mitigation Measures
The city‟s risk needs to be reduced by way of building up certain capacities and adopting certain measures. The
preventive measures involve passive methods as well as active methods. The passive methods include the
surveillance, warning, evacuation regimes while the active methods are like slope restoration, relocation of
certain localities, security measures etc. In the mitigation framework, there are certain non-structural measures
and some structural measures.

Type of Hazard Mitigation Measures as per State Disaster Management Plan


 Integration of flood control plan with development plan
 Short Term Plan
 Repair of embankment and overhauling of Barrage Gates
 Renovation and cleaning of Trunk Drains/Other Drains
 Protection river erosion at critical location
 Deepening of the Water bodies
 To ensure the availability of transport vehicle for supply essential goods at
desired locations
Flood  Creation of awareness among local people through various medium of media
 Creation of coordination committee from different department
 Construction of water and soil conservation structures
 Establishment of flood control rooms at district H.Q
 Frequency analysis of floods occurrence based on past year experiences
through Remote Sensing Data
 Assessment of flood plains in different river basins
 Deepening of the Water bodies
 Proper storage of food Grains & fodder

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 Procurement of sand bags and boulders


 Medium Term Plan
 Renovation & Modification of exiting embankment & construction of new
embankments
 Construction of new drains in selected areas
 Modification of approach road
 Flood risk zonation mapping
 Plantation in the Catchment area of the rivers basin
 Long Term Plan
 Promotion of Plantation along the river embankment & Bund
 Establishment of flood wireless centres at different dam and barrages
 Proper regulation of ponds and barrages
 Removal of encroachment from the river embankment
 Desiltation of rivers
 The present house types in the Earthquake Damage Risk Zones IV and III (as
per Table II) need to be surveyed in detail and retrofitting of such houses should
be taken up.
 All the new houses to be constructed in the future particularly in the areas falling
Earthquake
in the Earthquake Damage Risk Zones IV or III, should be constructed with
elements of earthquake resistance without exception.
 Earthquake resistance measures should be included in existing Master-Plan for
the cities and towns of seismic zone IV and zone III.
 Epidemics mitigation / prevention
 Surveillance
Epidemic  Vaccination
 Public education on hygiene and sanitation
 Improving access to health facility

11.3.2 Preparedness Measures


 Awareness: Improving awareness by placing information boards at all public places, mock drills
regarding prevention, mitigation and response during the incident like flood, fire, earthquake etc.
 Training and Human Resources: The community needs to be trained wherein various training
programmes are required to be conducted.
 Integration of Mitigation Measures in Development plan: The best way to integrate the Mitigation
Measures with the Development Plan can be through adoption of disaster resistant construction
technologies specific to the kind of hazards in different areas. More precisely it can be stated that
for a particular hazard e.g. flood.
 Creation of Response Team in close co-ordination with NGOs and volunteers are to be developed.
 Early Warning & Surveillance System: CCTVs have to be fixed with monitoring screens at the
Police Control Room. CCTVs are required to be fixed at railway stations, bus depots, government
offices, major road crossings, public places etc.
 Preparedness in Terms of Pre-planned Administrative Aspects of Hospitals and PHCs upgrades
and Contracting of Stores/ Equipment
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11.3.3 Issues and Strategies


Sectors Issues Strategies
 Gomti River is crossing through
the town and is the lowest areas
 Construction of Anti-flood wall
of the city.
 Riverside to buffer of 100 meter of area free of any
Flood  Areas along the river are
occupation by shops/ other activities and should
susceptible to flooding.
be converted into municipal gardens.
 Many of the slums are located
along the banks of the river.
 Up gradation of Fire Service Infrastructure like
 Highly congested areas
Equipment vehicles
vulnerable to disasters like fire
 Human resource development
Fire  The access to slum areas are
 Public education and awareness
narrow to pass through any large
 Training institute, fully equipped Control room
vehicles
 GIS, GPS, Computerization etc.
 Earthquake resistant structural norms to be made
mandatory as laid down by the Bureau of Indian
Standards (BIS) as applicable to the soil and rock
structure of the city
 Survey through independent agencies to identify
 As of now Lucknow has not
specific structures which requires any structural
faced earthquake incidents
treatment, retrofitting or need to be demolished
however it falls in moderate zone
Earthquake and re-built
III which make it vulnerable if
 Listing and demolishen of unauthorized structures
intensity of the earthquake is
 Conduct awareness programmes among the
high.
citizens regarding indications of an earthquake
and actions to be taken in case of an earthquake.
 Overhead water storage tanks to be structurally
design
 Sirens and Hooters should be fixed at all the police
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stations, railway station, Divisional office Buildings,


schools and colleges
 High traffic densities.
 Road accidents are common in  Up gradation and improvement of Infrastructure
Accidents
densely populated areas as well services in the city
as astride the highways.

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12.0 HERITAGE AND TOURISM


12.1 INTRODUCTION
Lucknow is known for its rich history and culture – manifest not just in its many magnificent monuments but an
intrinsic part of its lifestyle. While the city has archaeological remains dating back to 3000 BC, the first
documented reference to Lucknow is from the thirteenth century when Emperor Akbar divided the Mughal
Empire into twelve provinces and chose Lucknow as the seat of Government for Oudh - the most prosperous
province of the empire. In the late 18th century, the Shia Nawabs of Lucknow built several imposing structures,
commercial and trading centres that increased the grandeur and opulence of the city. At the time of the first war
of independence in 1857, the city suffered a lot of damages and the old past was replaced with new
developments during the British period. After independence the city experienced tremendous growth and the
distinct “Lucknow” culture – composite, refined, rich and vibrant is slowly disappearing. While there are many
magnificent monuments symbolising the glorious past of the city, the following are the better-known monuments.
There are two authorities looking after the conservation of heritage sites in Lucknow namely Archaeological
Survey of India and State Archaeological Department, Uttar Pradesh. There are in total 63 key monuments in
Lucknow, out of which five monuments are protected by UP State Archaeological Department, 46 monuments
under Archaeological Survey of India and rest are other monuments not protected by either of the authority. List
of the monuments are given below:

1. Cemetery in Raja Incha Singh‟s compound 2. Tomb of Muhammad Ali Shah. Hussainabad
3. Two Cemeteries on La-Martini ere Road 4. Tomb at Musa Bagh. Dubagga
5. Cemetery at Vilayati Bagh 6. Tomb of Mushir Zadi, wife of Saadat Ali Khan.
7. Dargah Hazrat Abbas. Saadat Ganj 8. Tomb of Saadat Ali Khan. Lucknow
9. Dianut-ud-daula‟s Karbala. Mehdiganj 10. Two Cemeteries. Cantonment area
11. General wali kothi. Lucknow 12. Victoria Memorial. Begum Hazrat Mahal Park.
13. Ibrahim Chisti‟s Tomb. Yahiyaganj 14. Three Tombs. Lucknow Faizabad Road at miles 3, 4 & 5
15. Imam Bara Amin-ud-daulah 16. Two Cemeteries. Lucknow Faizabad Road at mile 4,
17. Imam Bara Asaf-ud-daulah 18. Cemetery at Marion. Aliganj
19. Juma Masjid near Hussainabad 20. Cemetery. Lucknow-Rae Barelli road at mile
21. Kaiser Bagh Gates. Kaiserbagh 22. Cemeteries. Lucknow-Kanpur Road at mile 13,
24. Memorial pillar marking the site of the premutiny residency
23. Kalan-ki-Lat and adjoining Cemetery
in the old Mariaon Cantonment.
25. Karbala of Tal Katora 26. Mohibullapur
27. Kaz-Main buildings. Mansoor Nagar 28. Mound Nagarm
29. Malka Jahan‟s Karbala. Aishbagh 30. Alambagh Kothi and Gate
31. Masjid connected with Asaf-ud-daulah. Inside
32. Lal Baradari
Asaf-ud-daula‟s Imambara,
33. Third Highlanders. Sikandarbagh 34. Badi Chhatar Manzil
35. Nadan Mahal. Yahiyaganj 36. Farhat Baksh Kothi
37. Nasir-ud-din Haider‟s Karbala in Daliganj 38. Rosan-ud-daula Kothi
39. Neil‟s gate. Begum Hazrat Mahal Park 40. Satkhanda
41. Old Palaces at Dilkusha. Lucknow 42. Clock Tower
43. Picture Gallery Hussainabad Baradari 44. Lakshman Tila With Mozque
45. Residency Building. Residency 46. Safed Baradari
47. Rumi Darwaza. Hussainabad 48. Tara Wali Kothi
49. Sapper‟s Tomb. Begum Hazrat Mahal Park 50. Quila Muhammadi Nagar
51. Sikander Bagh Building. Sikanderbagh 52. British Cemetery At Chiraiya Jheel
53. Sikchawali Kothi. High Court 54. Tomb of Amjad Ali Shah (Sibtainabad Imambara)
55. Tahsin Ali‟s Mosque. Chowk 56. Cemetery Near Machchi Bhawan
57. Tomb of Ghazi-ud-din Hadier. Shahnazaf
58. Sikchawali Kothi
Imambara
59. Tomb of Janab-e-Aliya. Golaganj, 60. Behta Bridge And Shiv Temple
61. Tomb known as Char Khamba. Lucknow 62. Bibiyapur Kothi
63. Tomb at Lotan Bagh. Barwan Khurd
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12.2 INVENTORY OF KEY HERITAGE AND TOURISM SITES


Lucknow is a destination, rich in tourism assets, site-based infrastructure, cultural and historical heritage living in
monuments and traditions, including important historical events and possesses the added advantage of being
the state capital. Lucknow‟s heritage structures can be categorised under various heads such as forts, kothis,
monuments, open spaces, gardens etc. most of the structures are located along the Gomti river in the core area
of the city with heavy population density. Out of hundreds of monuments and heritage buildings only 63
monuments are protected by ASI and State Archaeological Department Uttar Pradesh while rest are not
protected by any of the authority. Given below is the list of some of the key protected and non-protected
structures, parks, monuments in Lucknow.
12.2.1 Protected Monuments

Monument/Site Picture

Bara Imambara: - Nawab Asifudollah built this historic building in 1786,


as a famine relief measure to provide employment to the people of the
city. The load of the roof is not supported on beams but through an
intricate system of arches. The campus has an imposing mosque on
one side and on the other side is a “Babli” or water body connected to
the River Gomti.

Chotta Imambara: - Beyond Roomi Gate about 30 metres away on the


road is located another structure that is famous for its chandeliers and
other artefacts. With fountains and a small garden it is a beautiful
structure that attracts tourists.

Roomi Gate: - Just adjacent to the Imambara is an imposing gate


structure which when seen from the front looks like a gate but in reality
is a structure of several storeys. This monument has now become the
logo of the city.

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Monument/Site Picture

Clock Tower and Picture Gallery: - Located close to the Chota


Imambara this structure is adjacent to a picture gallery that is famous
for large portraits of the Old Nawabs of Oudh. The novelty of the
paintings lies in the fact that they all seem to be looking directly at the
viewer from every angle.

Residency: - This is the British settlement that was established


following the annexation of Oudh and was the site of the 1857 Mutiny.
The Archaeological Survey of India maintains the structure.

La Marteniere- is soldier-architect Claud Martin's dream palace. Martin


who established educational institutions in his hometown, Lyon and in
Calcutta intended La Martiniere to be a seat of secular learning.

Jama Masjid - The construction of Jama Masjid, to the north-west of


Hussainabad Imambara, was started in 1832 AD during the reign of
Mohammad Ali Shah but was completed after his death of his begum,
Nawab Malika Janah. It is entirely free from the pseudo-Italian art then
in vogue in Lucknow and reflects the Mughal style of architecture.

Dilkusha Palace - The Palace of Dilkusha "Heart´s Delight" was built


by Nawab Saádat Ali Khan 1798-1814. It was erected as a hunting box
in the center of a large park stocked with game.

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Monument/Site Picture

Chattar Manzil - is near the Begum Hazarat Mahal park, on the banks
of the Gomti. The United Service Club, otherwise the Greater Chattar
Manzil, was once a king's palace. Today this building houses the
Central Medicine Research body. The Lal Baradari was also the part of
Chattar Manzil and was built as Coronation Hall and Durbar Hall.

Shah Najaf Imambara - Situated on the south bank of Gomti towards


the west of Sikandar Bagh, the building is almost an exact replica of the
tomb of Hazrat Ali, the son-in-law of Prophet Muhammad, at Najaf
Ashraf in Iraq.

Shahid Smarak - is a tall tower built of marble on the bank of Gomti


built in the memory of the freedom fighters who laid down their life for
the country.

Machchi Bhawan -The emblem of two fishes facing each other was
adopted by the Sheikhs of Lucknow and patronised by the Nawabs and
the English. It was built by Burhan ul Mulk. The Bhawan comprised of
number of buildings and existed as a fort.

Satkhanda Mahal - Nawab Muhamad Ali Shah built this seven-storied


palace in Italian and French style. Though the palace is in ruins, the
splendor of the architecture is still visible. This tower like palace was
built as a watch tower to keep watch on various buildings in Lucknow in
those days.

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Monument/Site Picture

Saddat Ali Tomb - In front of the famous Begum Hazrat Mahal park
are the tombs of Saddat Ali and his Begum Khurshidzadi. These tombs
are built in the Italian style and are marvels of architecture. The tombs
were built by Gaziuddin Haidar, the son of Saddat Ali.

Sikanderbagh - This was the summer house of Nawab Wajid Ali Shah.
Situated in the Sikander Bagh Gardens, gets its name from Begum
Sikander Mahal who was the favourite wife of the Nawab. It was 120
square yards in area surrounded by a high wall, with a summer house
in its centre. The garden now houses the National Botanical Research
Institute of India.

Moti Mahal - The Pearl Palace as the name suggests was constructed
for the Nawab and his courtiers to watch cock fights from its balconies.

12.2.2 Kothis
Kabooter wali Kothi - was built by Wajed Ali Shah for keeping the royal pigeons which were about two lakh in
number. The building still stands to the east of the University Bridge and is known as Oel House. The pigeons
were often bought from the common people and gold and silver rings were put on their legs to distinguish them
as royal pigeons.
Tehri Kothi - is where Gandhi Memorial Trust and UP Roadways depot has now been built. Prince Jawan Bakht
the eldest son of Emperor Shah Alam stayed here on the way to Banaras when sent on exile after attacking
English official, Charles Brown.
Bibiapur Kothi - is about a mile to the south-east of Dilkusha. The two-storied building was built under the
direction of General Claude Martin for Nawab Asaf-ud-daula who often stayed there and used it as a hunting
lodge.
Hayat Baksh Kothi - Government House stands on the site of the original Hayat Baksh Kothi. It was built during
the reign of Nawab Saádat Ali Khan between 1793 and 1814. Around 1856, it became the residence of the
Commissioner of Lucknow, and was known as Banks House.

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Tara Kothi - built by Nasiruddin Haider, was supposed to be an astronomical laboratory. The construction
started during 1832 under the supervision of Captain Herbert, the engineer and the contractor was Raja
Bakhtawar Singh.
Toopwali Kothi - is between Chini Gate and Awadh Gymkhana Club on Laxmi Bai Marg. Here a gun was
mounted by the rebels which created havoc with the English forces since it was covering upto Khurshid Manzil
(La Martiniere Girls School).
12.2.3 Other Places to visit
Kaiserbagh - is Wajed Ali Shah's most magnificent and spacious contribution to Lucknow. This sprawling
complex consisted large, medium and small structures in the form of large rows of living quarters, royal
mansions, baradaris, and cupolas.. Few important structures comprising Kaiserbagh are:
1. Lakhi Gate - At the end of China Bazar with built-in quarters on the top.
2. Huzur Bagh - This was the royal garden surrounded on three sides by the king's apartments. The main
building was Shahenshah Manzil which faced the south. It is one of the buildings which now stand in front of
the Lucknow Development Authority office.
3. Chandiwali Baradari - This Baradari was near Huzoor Bagh. It was the Baradari where Prince Brijis Qadar
was installed on the royal throne on 12th July 1857.
4. Wazir Manzil - This was behind Shahenshah Manzil which was used as the 'reception' for waiting courtiers
and visitors.
5. Patthar wali Baradari - now Bhatkhande University
6. Sufaid Baradari
7. Maqbara Amjad Ali Shah - located towards western end of Hazratganj
8. Picture Gallery –Not far from the clock tower is the picture gallery which has a collection of contemporary
oil paintings of the Nawabs of Avadh. A little pond in front of the gallery has both hot and cold water in it.
9. Karbala: There are many Karbalas in Lucknow where Muslims burry their tazias during the period of
Muharram. Some of the Karbalas have become extinct with some ruins remained such as Karbala at
Talkatora near Aish Bagh. Some of the famous Karbalas in Lucknow are Karbala of Dayanat-ud-Daulah,
Karbala Naseer-ud-Din Haider, Karbala Agha Meer or Karbala Moata-mud-Daula, Narhi, Ghaar wali Karbala
etc.

Picture 12-1: Ghaar wali Karbala Picture 12-2: Karbala Talkatora

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FIGURE 12-1: LOCATION OF PROTECTED MONUMENTS IN LUCKNOW

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12.2.4 Excursions
Kukrail is a crocodile sanctuary. On the outskirts of Lucknow, it also houses a large number of deer, birds and
other animals which can be seen in their natural habitat.
Nawabganj Bird Sanctuary - 43 km from Lucknow, on the Lucknow-Kanpur Highway, the Nawabganj Bird
Sanctuary is a seasonal home of rare Siberian migratory birds. Some of the birds that make their way across the
continent to get here are pigeons, the common teal, pochard, shoveler, purple moor hen and parakeet. The best
season to spend a few days here is between October and March.
Dewa Sharief - A shining example of Hindu-Muslim unity, Deva Sharief, 25 km from Lucknow, is a religious
shrine. The tomb of Syed Haji Waris Ali Shah is here. During the months of October and November, the Deva
Mela is held, which attracts thousands of devotees from all over the country.
Dudhwa National Park - The thick sal forests and grassy lowlands -- typical Terai landscape -- of Dudhwa
National Park is home to unusual animal species. The Sarda River meanders along the border of this park and
the Neora and Sohel River run through creating slushy marshland frequented by the swamp deer. Situated 238
km from Lucknow in the North Lakhimpur-Kheri district, this national park's star attraction is the Royal Bengal
tiger. About 100 tigers are believed to still roam in this region. The Indian rhino was also introduced here to save
it from extinction. Leopards, elephants, bears, gharial, crocodile, and spotted deer inhabit the thick forests too.

Picture 12-3: Kukrail Picture 12-4: Nawabganj Bird Sanctuary

Picture 12-5: Dewa Sharief Picture 12-6: Dudhwa National Park

12.2.5 Lucknow Heritage Walk


The aim of the heritage walk is to make the people aware about the rich cultural heritage of the city. The purpose
of this walk is to make the new generation aware about our assets and heritage and teach them how to conserve
it. The Lucknow heritage walks take place every weekend and conducted by experienced and knowledgeable
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walk leaders/volunteers. Visitors are provided with illustrated information material which includes relevant facts
about the monuments, a route map etc.
A. Regular walk are conducted every weekend on the following route
 Bara Imambara: Heritage walk starting point
 Naubat Khana
 Shahi Bauli
 Imambara Asaf-ud-daula
 Asafi Masjid
 Rumi Gate: Signature of Lucknow
 Machhi Bhawan Cemetery
 Company Bagh (Victoria Park)
 Gol-Darwaza : Khun Khun ji Kothi
 Police Station 1905 (Kothi Nawab Aali Qadar)
 Machhali wali Baradari (Bhola Nath Darmshala)
 Sri Kalli Ji's Ram Mandir: Refreshment Point
 King's Unani Hospital-1834
 Kaptan Ka Kuwan (Fateh Ali Khan)
 Farangi Mahal- Madrasa-e-Nizamia (Hata-a-Charag
Beg) Aurangzeb's Farman
 Traditional 'Kotha' Opp. Farangi Mahal
 Haveli visited by Gandhi, Nehru, Mrs. Sarojini Naidu
 Phool Wali Gali
 Sambhavnath Jain temple
 Old Haveli with traditional doorway
 Havelis of Katari tola: architectural beauty of using
'Lakhori'.
 Nepali Temple
 Baba Vishwanath temple (Chota Kashi)
 Krishna temple
 Nepali Khoti: Nawab's healing centre
 Hiran Park : Ist Cinema Hall in Chowk, "Laxmi Theatre"
 Taksal wali Gali- Shershah Suri
 Meer Anees's Mazar & Haveli- Founder of Marsia
 Tehsin Ki Masjid
 Akbari Darwaza: End of the walk
(B) Customized walks are conducted based on special requests
 The itinerary of these walk is customized to the needs of the visitors. Visitors need to register by completing
the form indicating their areas of interest.
 Old Chowk Bazar (Morning or Evening)
 Sham-e-Awadh
 Bara Imambara to Chota Imambara (Evening)
 Traditional Nakhas Bazar (Sundry morning only)
 Hazratganj (Evening only)
 Qaiser Bagh
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FIGURE 12-2: LUCKNOW’S TOURISM POSITION IN REGIONAL CONTEXT


Shukla Phata Reserve
Forest Dhudhwa National Park

Shravasti Bhuddist
Monastery

Ayodhya
Dewa Sharif

Lucknow City

Nawabganj Bird
Sanctury
Awadh Capital
Faizabad

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12.3 HERITAGE ZONES IDENTIFIED IN LUCKNOW MASTER PLAN


Area along both the side of Gomti River has been identified as Heritage Zone in Lucknow Master Plan 2021. The
zone is divided into three parts namely Hussainabad Complex, Kaiserbagh Complex and Le Martinire
Complex. Approx fifteen key heritage structures of Lucknow are located in this identified zone. Apart from
monuments some of the major parks also come under these complexes i.e. Buddha Park, Hathi Park, Surajkund
Park, Victoria Park etc.
Guidelines as per Master Plan 2012: Lucknow Master Plan also provides the guidelines and regulation for
construction and development along monuments and zones. As per the Master Plan following instruction should
be followed for new development and construction:
 No construction is allowed in the radius of 50 metre from the monuments.
 Between the radius of 50 and 150 meters, building height should not be more than 3.8 metres
(maximum one floor).
 Between the radius of 150 and 250 meters, building height should not be more than 7.6 metres
(maximum two floors).
Note: Monuments falling under ASI would follow the rules and regulations as given by Indian
government and rest of the monuments would follow the above rules and regulations.

Building by laws and building regulations by Lucknow Development Authority for construction near
heritage sites:
 No construction is allowed in the 100 meter radius of monuments protected under archaeological
department and beyond 100 meter till 200 meter due permission is required from archaeological
department for any type of construction.
Demarcation of heritage zones and location of key monuments and parks is shown in the Figure 12-3.

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FIGURE 12-3: IDENTIFIED HERITAGE ZONES IDENTIFIED IN LUCKNOW MASTER PLAN 2021

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12.4 AUTHORITIES RESPONSIBLE FOR HERITAGE AND TOURISM IN LUCKNOW


Uttar Pradesh comprises a rich archaeological heritage characterised by a consistent continuity of human activity
from the Palaeolithic to modern times. This is evidenced by thousands of sites, remains, and monuments of
archaeologically distinct periods in almost every part of the state. They represent various facets of history, art
and architecture, language and trade, associated with those times. Statutorily only those sites and remains fall
within the definition of ancient sites and remains which have been in existence for more than hundred years.
They include the sites or remains of ancient monuments, such portions of land adjoining the site, which may be
required for fencing or covering in order to preserve such them and also the means of access to and convenient
inspection of such monument. The responsibility for their protection and conservation is primarily vested with the
Archaeological Survey of India (ASI) and State Archaeological Directorate.
12.4.1 Archaeological Survey of India
The Archaeological Survey of India (ASI), under the Ministry of Culture, is the premier organization for the
archaeological researches and protection of the cultural heritage of the nation. Maintenance of ancient
monuments and archaeological sites and remains of national importance is the prime concern of the ASI.
Besides, it regulates all archaeological activities in the country as per the provisions of the Ancient Monuments
and Archaeological Sites and Remains Act, 1958 as amicable under AM & ASR (Amendment & Validation Act
2010). It also regulates Antiquities and Art Treasure Act, 1972.
For the maintenance of ancient monuments and archaeological sites and remains of national importance, the
entire country is divided into 24 Circles. The organization has a large workforce of trained archaeologists,
conservators, epigraphists, architects and scientists for conducting archaeological research projects through its
Circles, Museums, Excavation Branches, Prehistory Branch, Epigraphy Branches, Science Branch, Horticulture
Branch, Building Survey Project, Temple Survey Projects and Underwater Archaeology Wing.
ASI Lucknow Circle:
Lucknow circle of Archaeological Survey of India was created on May 13th, 1985 by the bifurcating the parts of
Agra Circle, Bhopal circle & Patna Circle. As on today, there are 359 monuments/sites under the jurisdiction of
Lucknow Circle, out of which 168 monuments/sites are in the Bundelkhand region, 20 monuments/sites are in the
Terai region, and 171 monuments/sites are in the Awadh region which is being looked after by the
Superintending Archaeologist of the Lucknow Circle.
12.4.2 Uttar Pradesh State Archaeology Directorate
Directorate of Archaeology Uttar Pradesh and its Regional Units carry out annual maintenance work at the
monuments protected under the State Act. As and when required, major conservation works are also undertaken
particularly in respect of monuments which are in advanced stage of decay.
12.4.3 Uttar Pradesh Department of Tourism
In order to prepare schemes relating to the development of tourism and to execute them, the Directorate of
Tourism was established in the year 1972. In 1974 the Uttar Pradesh State Tourism Development Corporation
was established to look after the commercial activities which are a part of development of tourism. In addition the
Food Craft Institute, Aligarh, which was under the control of Government of India, and later transferred to the
Department of Tourism on 1-7-1985, providing training of subjects relating to tourism. In order to give training to
students regarding the tourism and travel trade, a Tourism Management Institute has also been established in
Lucknow which in now named as Manyawar Kanshiram Institute of Tourism Management (MKITM). Key aims of
the Department of Tourism are as follows:-

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1. To do proper publicity for all the tourism place to attract tourists.


2. To maintain the historical, religious and cultural traditions of Uttar Pradesh and to promote them.
3. To provide cheap, clean and satisfactory facilities to tourists in matters of transport, accommodation,
food and recreation.
4. To get factual and informative literature printed which highlight tourist spots and monuments, their
cultural importance and other details, and make such literature available to tourists which will serve as a
guide and provide necessary information to them in order to help them to explore India.
5. To enhance and encourage the participation of the private sector in efforts of the state Government for
providing necessary facilities to domestic and international tourists.
6. To organise cultural shows on occasion of different fairs festivals and seminars with a view to attracting
more and more tourists.

12.5 ACTS AND REGULATIONS TO CONSERVE THE HERITAGE IN LUCKNOW


 The most significant sites and remains are declared protected under the provisions of The Ancient
Monuments and Archaeological Sites and Remains Act 1958 by the Central Government. Their
protection, maintenance and conservation are the responsibility of Archaeological Survey of India which
has branch office in Lucknow to look after this works.
 Other ancient archaeological sites and remains are declared protected under the provisions of The U.P.
Ancient & Historical Monuments and Archaeological Sites & Remains Preservation Act, 1956 by the
Government of U.P. Currently about 100 such sites and remains have been declared protected under
this Act. These are being protected, conserved and maintained by the Directorate of Archaeology U.P.
Under a State Government Scheme. The purpose of this scheme is to preserve and display the
architecturally and sculpturally more significant finds at the place of their recovery in specially
constructed museums at the site itself.

12.6 TOURISM POLICY OF UTTAR PRADESH


The objectives of the policy are:
 Providing economic benefits to the local population and enhancing employment opportunities.
 Improving and diversifying the tourism products base, with a focus on adventure, religious and
monument-based travel.
 Increasing the hotel capacity of the region.
 Increasing the visitor‟s number.
 Enhancing investment in the tourism industry.
 Increasing the revenue per visitor through a superior visitor profile, better facilities and value addition to
the tourism products.
UP’s tourism policy envisages the following strategies for development:
 Development of basic infrastructure, to be undertaken by government bodies.
 Planning tourist circuits through a master plan.
 Enhancing and encouraging the participation of the private sector in the state government‟s efforts at
providing the necessary facilities to domestic and international tourists.
 Dovetailing development funds from different sources.
 Improving the product diversity to attract a range of tourists.
 Coordination between various government departments.
 Proper restoration of heritage properties and their publicity.

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 Providing cheap, clean and satisfactory facilities to tourists in matters of transport, accommodation, food
and recreation.
 Organizing cultural shows at fairs, festivals and seminars with a view to attracting more tourists.
 Setting high standards and quality benchmarks for the tourism sector.
 Extensive and effective marketing of tourism products and services.
To upgrade the tourism potential of Uttar Pradesh Tourism Policy has setup few action plans which should be
kept in mind while making strategy or new project for state:
Action Plan I: Identification of major tourism centres in the state and provide connectivity to rest of the tourist
places.
Action Plan II: Preservation of the age old characteristics and cultural traditions and norms of the place.
Action Plan III: Preserve heritage asset of the place through adoption of heritage properties by private sector,
encourage private parties to take ownership of the heritage hotels and promote conservation of heritage
properties as heritage hotels.
Action Plan IV: The already existing tourism centres need destination management plans to maintain and
improve their existing status.
Action Plan V: Development of innovative tourism products and memorable experiences.
Identification of strategic themes and specific tourism projects: In total ten projects have been identified by
Uttar Pradesh Tourism to encourage the tourism in the state. Out of which two projects are identified for Lucknow
area as given below:
1. Improve the Lucknow experience by developing the Gomti Riverfront in Lucknow Hussainabad
Area: This could involve development of river bank pedestrian area providing doking facilities, dining
and entertainment, shops etc. The document mentions Rs. 12.5 crore as the cost for development of
river front and Rs. 4.5 crore for running the jetty and cruise boats. The improvement plan can also
involve up-gradation of the existing facilities (Rs. 0.50 crore) and reactivate the Hussainabd trust (Rs. 15
crore).
2. Develop wildlife tourism in Dhudhwa with a train Link from Lucknow: Dhudhwa National Park is
spread over an area of approximately 500 sq. Km along the Indo Nepal border in Kheri District of Uttar
Pradesh is best known for wild life and bird watching.

12.7 TOURISM INFLOW


Tourist inflow data of the last five years has been shown in the table below divided into domestic and
international tourists. As shown in the table flow in number of tourist coming to Lucknow has been consistence
throughout the years. Almost 99% of the tourist visiting Lucknow are domestic and remaining 1% if international
tourist.
TABLE 12-1: DOMESTIC AND INTERNATIONAL TOURIST FLOW IN LUCKNOW
Year Domestic Tourists International Tourists Total Tourists Arrival
2008 43,43,216 35,587 43,78,803
2009 39,91,576 38,272 40,29,848
2010 40,76,005 43,471 41,19,476
2011 40,94,981 44,289 41,39,270
2012 41,50,268 46,255 41,96,523
SOURCE: UTTAR PRADESH TOURISM DEPARTMENT
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FIGURE 12-4: DOMESTIC AND INTERNATIONAL TOURISTS INFLOW IN LUCKNOW

Tourists Flow in Lucknow


45,00,000

44,00,000
1%
43,00,000
NUmber of Tourists

42,00,000
1%
41,00,000 1% 1%

40,00,000 99% 1%
99%
39,00,000 99% 99%
99%
38,00,000

37,00,000
2008 2009 2010 2011 2012
International Tourists 35,587 38,272 43,471 44,289 46,255
Indian Tourists 43,43,216 39,91,576 40,76,005 40,94,981 41,50,268

12.8 TOURIST ACCOMMODATION IN LUCKNOW


As per the information available from Department of Tourism Uttar Pradesh, there are 150 registered hotels in
Lucknow city with 6777 number of beds (2942 rooms). Apart from registered hotels there are 150-200 other
hotels which are not registered with the department of tourism.

12.9 HERITAGE AND TOURISM ISSUES IN LUCKNOW


 Dilapidated condition of structures: Many of the heritage structures are in dilapidated condition.
Washed out walls, broken structures and faded embroidery.
 Unavailability of infrastructure and services: There is absolute lack of proper drainage and
sewerage system in the residential areas around the heritage structures. Lack of facilities like eating
joints and organized retail spaces near the monuments.
 Absence of monitoring: There is no authority or officials from LMC responsible for timely monitoring of
the heritage structures.
 Haphazard development: Unplanned and unorganised development can be seen around various
monuments in Lucknow. At many places slum development can be observed. As per the master plan
and zoning regulations there are restriction on building height and distance from the structures however,
it does not seem to follow in whole of the city area.
 Demarcation of heritage zones: Apart from heritage structures under ASI and SAD, there are
numerous building and structures more than 100 years old which need to be protected and conserved.
Aminabad and Chauk are the oldest areas in Lucknow full of such structures which are in dilapidated
condition due to ignorance.
 Lack of promotional activities: There is lack of promotional activities in Lucknow to conserve and
protect the heritage structure and values. Resident of the city are not even aware of the importance of
culture and heritage of city.

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 No promotion for local art and craft: Not only heritage, Lucknow‟s local art and craft like Zardosi,
Terracotta work is also famous and more than century old. No measurements have been taken to
preserve or promote the local workers engaged in these activities.
 Lack of awareness among public: People visiting the monument or staying in the surrounding area
are not concern to save the heritage of the city. Littering within the premises of the heritage structure
can be seen.
 Absence of local area plan or zonal plan: There is only master plan available to govern the
development of the city. No zonal level or local area level plans are available. There is need to prepare
local area plans to identify the issues and meet need at micro level.
 Absence of heritage cell in LMC: There is no cell or department in LMC to look after the conservation
of heritage structures in Lucknow. Due to absence of any authority it is not possible to keep the track on
the buildings and structures not coming under ASI and SAD list.
 No proper documentation of heritage structures: No proper documentation or inventory is available
which list down all the heritage structures in Lucknow.
 Encroachments of Monuments: As per the discussion with the officials and visual observation most of
the monuments are encroached by people. Maximum encroachments are residential followed by
commercial and institutional. Some of the monuments are Imambaras, Asafi Masjid, Hussainabad
Picture Gallery, and Rauza-e-Kazmain etc.
 Ownership of the monument: All the protected monuments are owned by private trust or some
religious body however ASI is responsible only to protect the structure. Involvement of multi-level
agencies leads to conflict in the renovation and redevelopment works.
 Absence of zonal bylaws: Development control norms and building regulations available in Master
Plan and ASI documents apply to whole of the city however there have been drastic changes varies
from area to area. It is not justified to apply same architectural norms and development regulation for all
the areas.

12.10 SWOT
Strength Weakness
 Poor accessibility to many tourist destinations
 Lucknow has enormous potential for tourism
due to basic Infrastructure bottlenecks.
activities due to its rich culture and presence of
 Lack of tourist infrastructure & basic amenities at
heritage monuments.
many tourist destinations.
 Presence of national parks and religious places
 Lack of information about tourist destinations.
within the radius of 200-300 km from Lucknow
 Auto Rickshaws are only mode of public
can boost up the regional tourism.
transport. Poor public transport facility.
Opportunity Threats
 Heritage and tourism can be promoted not only at
 Encroachments near monuments are degrading
city level but regional level also.
the surroundings.
 Presence of grand monuments and famous
 Development of slums near the monuments.
cuisines can attract the tourists.
 No restriction on development pattern near the
 Development of dedicated transport facilities to
heritage structures.
enhance the tourism flow in city.

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12.11 VISION STATEMENT


“Conservation of Lucknow’s heritage and culture with due attention towards local art and craft
with support of tourism prospects”

12.12 STRATEGY, GOALS AND ACTION PLANS


Core Strategy: The core strategy for Lucknow city is preservation of its historic character, buildings and natural
fragile resources. It will not only enhance the appearance of the city but also link the society with past glory of the
town and its traditional Awadh culture. Good conservation practice is crucial to the long-term wellbeing of the
area‟s historic buildings and places. Heritage can catalyse the promotion of economic prosperity and tourism.
Goals Action Plans
 Conservation of core old areas of the city
a) Preserve and conserve the  All the heritage buildings and monuments fulfilling the criteria should be taken
tangible and intangible under protected monument list.
 Core areas of the city should be make non-motorised zone.
heritage of Lucknow
 Monitory fine on violation of development control norms in the surrounding area
b) Enhance the role of ULB in of heritage monuments.
heritage conservation.  Promotion of local art and craft in local and international fair.
c) Development of Heritage Cell  Promotion of heritage walk via advertisement, news channels, hoardings etc.
 Promote plantation near the heritage structures.
within LMC
 Enhancement of tourism infrastructure.
d) Implementation and regular  Parking should not be allowed in the surroundings of heritage structures.
monitoring of policy  Formation of heritage cell within LMC including technical and
guidelines and DCRs to administrative teams.
 Preparation of comprehensive plan for conservation of city and revitalisation of
preserve the local heritage.
old areas.
 Promotion of street plays, workshops and training for heritage conservation.

HERITAGE CELL

Case Study - Ahmedabad Municipal Corporation: Concerned with the rapid decline of cultural heritage resources,
Ahmedabad Municipal Corporation with the help of Ford Foundation, New Delhi undertook a study in 1985 to initiate
policies for the better preservation of heritage of Ahmedabad. Ahmedabad Municipal Corporation (AMC) invited The
Conservation and Research of Urban Traditional Architecture (CRUTA) Foundation, Calcutta for helping it to take
measures to arrest decay and preserve the city‟s heritage in 1996. The AMC with the expert assistance from CRUTA had
set up a Heritage Cell with in the Municipal Corporation in 1996. Ahmedabad Municipal Corporation is the first local self-
government body in India which has taken the initiative to devise the Heritage Programme and implement a
comprehensive plan for the conservation and revitalization of the old city. The idea behind establishing the Heritage Cell
with in the Municipal Corporation was to educate and create heritage awareness not only within the municipal system,
but also amongst the local communities at large. The Heritage Cell, AMC took up the role of Catalyst, educator,
facilitator and co-ordinator in carrying out heritage programmes including strategic intervention with interested N.G.Os,
professional and voluntary agencies. The heritage cell at AMC succeeded in introducing a bye-law in the General
Development Control Regulations prohibiting listed heritage property from being pulled down without prior permission.
This eventually saved many structures in and around the walled city. Community participation was recognized as a major
method to convey the entire idea at a much larger scale and ensure popular support. A series of activities were
organized to elicit community participation and ensure that people take pride in their surroundings and are involved in
conservation efforts.

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Their involvement must be assured at all stages. In Ahmedabad, this was ensured by constantly appraising
them and inviting them for various heritages, cultural functions. Apart from creating increased public
awareness through a variety of educational programmes about the heritage and ensuring their participation in
preservation, revival efforts the Heritage Cell, Ahmedabad has been undertaking a number of conservation,
restoration projects comprising various kinds of heritage structures such as Wooden Havelis, Pol Houses,
City Gates, Bird Feeders, Fortification Wall, Temple complexes and up gradation of ambiance of monuments
etc. The citizens, Authorities, Media, NGO‟s and Everybody is supporting the cause of heritage revival in
Ahmedabad and the future of the past looks brighter than ever before.

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12.13 PROJECTS IDENTIFICATION AND INVESTMENT


Table 12-2 presents the key projects for heritage conservation in Lucknow city and investment requirement for
the same. Comprehensive Conservation plan for Lucknow city has also been considered in total investment
needed.
TABLE 12-2: HERITAGE PROJECTS AND INVESTMENT REQUIRED
Sl. No. Proposed works Amounts (lacs)
A Restoration of important buildings of Hussainabad area
1 Satkhanda 100
2 Picture gallery 150
3 Lake in front of picture gallery 75
4 Clock tower 20
5 Sheesh Mahal 150
6 Sarai 75
7 Gate of Chota Imambara 100
8 Setting of the area 500
9 Infrastructural development 500
B Hussainabad heritage zone from bada Imambara till Chota Imambara
1 Setting
2 Signage
3 Pedestrian pathway
4 Amenities
5 Land scape
6 Façade lighting
7 Street furniture
8 Parking etc. 5000

9 Encroachment removal
10 Rehabilitation
11 Infrastructural development
12 a. Drainage system
13 b. Underground electric system
14 c. Firefighting
15 Shifting of electric substation to reduce visual pollution and to improve visual integrity
C Kaiserbagh heritage zone
1 Landscape and infrastructural development 1700
2 Façade restoration 300
3 Restoration of chatries 50
4 Amiruddoula library 200
5 Bhatkahnde building 100
D Dilkusha

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Sl. No. Proposed works Amounts (lacs)


1 Setting 300
2 Building 800
E Residency
1 setting
2 Parking
3 Entrace development
4 Encroachment removal 1000
5 Pathways
6 Amenities
7 Lighting
F Lamartine
1 Landscape 500
2 Building restoration 500
G Nagar nigam building, lalbagh
1 Landscape 200
2 Building restoration 5000
H Revitalization/ development of heritage walk street from tilewali masjid to akbari gate 1000
I Preparation of architectural control precinct wise
1 Hazrat Ganj 10
2 Sarrafa bazar 10
3 Qaiser Bagh 20
4 Latouche road 15
5 Victoria road 10
6 Station road 10
J Important buildings on heritage corridor from dilkhusha to Hussainabad heritage zone along river
1 Bibiapur kothi (hunting lodge) 50
2 Obelisk lamartinere 40
3 Batlur palace gate 40
4 Siqundar Bagh 40
5 Shahnajaph Imambara 40
6 Tara wali kothi 100
7 Chattar manjil 1000
8 Lal Baradari 200
9 Pucca pul 100
10 Restoration of rouja 1000
K Development of heritage street
1 Victoria street 4000
2 Chowk street from gol Darwaza till akbari Darwaza 3500

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Sl. No. Proposed works Amounts (lacs)


L Preparation of heritage conservation plan for Lucknow city 25
Grand Total 28,530
Source: Lucknow Municipal Corporation

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13.0 CITY VISION


The capital city Lucknow is dynamic metropolitan growing with fast pace with its rich heritage, culture and
administrative controls. Having rich culture Lucknow has strong socio economic fabric pronounced throughout
the city. Various infrastructure development projects are under process in Lucknow by Lucknow Municipal
Corporation and other Para statal agencies. Some of the key projects are Lucknow Metro, Development of
Parking spaces, green areas, River Front Development etc.
Perceiving a vision for a city is a vital aspect since it guides the key stakeholders to orient the city‟s development
in the direction leading to the fulfilment of the aspirations of the population at large along with improving the
quality of life of the citizens. A vision is a statement concerning what the town wishes to achieve within a given
timeframe and is often expressed in terms of clear expectations. It defines the potential of the town besides
reflecting its unique attributes in terms of comparative and competitive advantages, values and preferences of
the town‟s residents, relationship of the town to the state, national and global economies, and of course, the
history and physical characteristics of the town.

13.1 FORMULATION OF THE CITY VISION


After completing a rapid assessment of the town‟s infrastructure, physical and environmental aspects and
institutional and financial status, a consultative process was started with the Officials of Lucknow. Various
workshops have been organised with LMC and other stakeholders who took active participation in forming the
vision for the city and sectoral goals. The workshop held served to explain the information about the city and its
infrastructure and also the purpose of the CDP, the ownership of the plan and the need for establishing and
strengthening partnerships to leverage LMC‟s role in facilitating economic growth and improving quality of life.
These workshops focused on highlighting the current status of all the services provided by the various
departments of LMC and the key issues confronting each department. The consultations held so far were
concluded with a visioning workshop with stakeholders. LMC officials and the stakeholders together carried out
the visioning exercise at this workshop.
In the CDP, vision is developed through a process which involves inputs from all the stakeholders like common
citizens, slum dwellers, elected members and NGOs. CDP become a medium to integrate all the views and
inputs to formulate vision for the city. This city vision, which is on a large scale, then filters down to devise the
individual sectoral goals. Finally these sectoral goals are the apparatus to achieve the final vision of the city in
future.
It is important to understand that a city's vision cannot change drastically in a short span of 6 years but the major
criteria which plays a major role in the formulation of the vision of a CDP is the bound time line. As already
discussed visions can be both short term and long term. Hence in the current exercise the part of vision
formulation becomes as important as the previous one. The changes in the vision after a short span of time is
usually very nominal if compared to the scale of the vision formulated for a city. A vision which is a very short
term can observe a change after the completion of its time period. The change in a short term vision can be the
result of achievement or conclusion of a project which was important for the change in the city's scenario. Hence
the change in a short term vision is quite possible in a time span of 5-6 years. Usually these short term visions
are more related to the different sectoral visions which trickle down from the sectoral goals and objectives.
According to previous CDP “One of the most liveable cities in India where every citizen enjoys a high
quality of life and access to basic services and amenities, and where local culture, crafts and heritage
are preserved and promoted. A city with a dynamic economy driven by service sectors such as
knowledge-based education, health, tourism, and information technology that provides opportunities for
all and makes it an attractive investment destination”.

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The above vision statement forms the base of the vision statement for the current CDP-2040 as even to the
current year the goals and projects which were to be fulfilled and completed are on-going. Consequently it
becomes the responsibility of the consultant to keep the previous CDP's city vision as the foundation of the new
CDP-2040. Even the stakeholders are in consensus with the idea of continuation of the previous city as the
current CDP's city vision. Hence it is a very valid step to keep the current CDP's - 2040 city visions on the same
lines of the previous CDP's (2006-12) city vision.

Stakeholder Consultation
Slum Dwellers/Individual Discussions/ Focus Group
Discussions/Workshops/ Public Opinion

Physical Infrastructure

Social Infrastructure

Basic services for urban poor

Urban Environment

Heritage and Conservation

Urban Transport

Sectoral SWOT

Sectoral Vision
City Development Plan

VISION
City Development Plan

“One of the most liveable cities in India where


(2014-2040)

every citizen enjoys a high quality of life and


(2006-2012)

access to basic services and amenities, and


where local culture, crafts and heritage are
preserved and promoted. A city with a dynamic
economy driven by service sectors such as
knowledge-based education, health, tourism,
and information technology that provides
opportunities for all and makes it an attractive
investment destination”

Vision Formulation for Lucknow City Development Plan


2040

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13.2 MISSION STATEMENTS FOR LUCKNOW


To achieve the vision, certain Mission Statements are formulated on the basis of identified themes which would
be the various lines on which development should be concentrated. Based on consultations with stakeholders
and review of development plans of other cities, following Mission Statements are being adopted to achieve the
vision.

Provision of Basic Infrastructure


Up-gradation of living standard

Up-liftment of Urban poor


Utilization of Potential Resources

Institutional Strengthening and Capacity


Building

Preparation of Resource Mobilization Plan

1. To provide citizens with world-class basic infrastructure facilities


All basic infrastructure facilities viz. water supply, sewerage & sanitation, storm water drainage, solid waste
management, roads & transportation, street lighting, fire fighting and social infrastructure facilities viz. health and
education, should be developed / upgraded to support the economic and social development of the town.
2. To utilise the town’s existing economic potential and generate new opportunities for the prosperity
in all sections of the community.
An economic development plan should be devised for harnessing of town‟s economic potential. It should
concentrate on the diversification of economic base of the town so as to reduce dependence on any particular
factor.
3. To uplift the urban poor and bring them at par with other sections of the community
A comprehensive up-liftment plan comprising of employment generation, provisioning of basic infrastructure and
equal access to social infrastructure for urban poor should be prepared to address the existing disparity among
the various sections of the community.
4. Institutional Strengthening and Capacity Building
Preparation of an institutional action plan defines roles and responsibilities of various stakeholder agencies. It
would also target at the capacity of various stakeholder agencies in terms of adequacy of staff and
competitiveness for an efficient delivery. The issue of “motivation to work” should be an integral part of this plan.

5. Preparation of Resource Mobilization Plan

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Preparation of a financial operating plan addressing the resource requirement for implementation and
maintenance of the proposals under the City Development Plan.

These Mission Statements would serve the purposes of aligning/ initiating development works with the
formulated vision, guidance during the policy formulations to achieve the goal and framework for the coordination
among the various stakeholder agencies.

13.3 PRIORITY AREAS FOR INTERVENTION


There are two sets of priority areas that have been identified. One set of priorities is an outcome of the
consultations. The priority areas identified are as follows:
(1) For Sub Mission 1 on Urban Infrastructure and Governance
I. Sewerage and sanitation
II. Water Supply
III. Drainage and storm water drains
IV. City transportation and traffic – mass transport, parking, flyovers and sub-ways
V. Conservation of the River, ponds and lakes
VI. Inner city renewal
VII. Conservation of heritage
VIII. Governance and institutional reform

(2) For Sub Mission 2 on Basic Services to the Urban Poor


I. In-situ integrated development of slums with provision of housing, basic services and amenities
II. Relocation of slums that are in dangerous areas
III. Night shelters for destitute
IV. Labour adda
V. Community toilets in selected slums

13.4 SECTOR VISIONS


 Water Supply

“Equitable distribution of quality water to all the HHs with minimisation of T&D losses”
 Sewerage and Sanitation
“To provide affordable facilities covering access Sanitation to 100% of the population and ensure
ecologically sound management of waste water generated in the city.”

 Drainage System

“To develop and maintain comprehensive Storm water infrastructure system to protect health and safety
and minimise the water logging incidents in the city”

 Solid Waste Management

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“To implement 100% cost effective and efficient solid waste collection system and disposal service while
reducing the waste quantities”.

 Urban Transportation

“ To provide safe, efficient and cost effective multi modal transportation system accessible to all the
citizens and compatible with future land use of Lucknow. “

 Heritage and Conservations

“Conservation of Lucknow’s heritage and culture with due attention towards local art and craft with
support of tourism prospects”
 Urban Environment

“Make the city sustainable and liveable for present and future generations”

 Basic Service to Urban Poor

“Slum free city with inclusive and affordable housing for all”

 Governance
“To promote a city managed by pro-active institutions and capable staff with increase accountability,
overall efficiency and required transparency”

13.5 SECTOR GOALS


Sector Goals
Sectors
2020 2030 2040
• Reduce leakages by upgrading
infrastructure and Introducing
quantifiable leak Management
systems.
• Improve the quality of the water in • 24x7 water supply in at least • 24x7 water supply
the River Gomti by tackling water 50 wards. across the city.
pollution. • Augment the present • Further increase per
Water supply • Introduce metering of all water systems for increasing per capita supply consistent
connections. capita supply consistent with with GOI norms.
• Consistent with the 74th GOI norms. • No ground water
Constitution Amendment Introduce • All buildings have provision withdrawal for meeting
operational autonomy - including for rainwater harvesting. unmet demands.
cost recovery and tariff setting - for
service providers within
appropriate policy guidelines.
• Introduce volumetric charges
• Develop an optimal sewerage and
sanitation plan that includes • Develop and implement on-
network and decentralized on- site site options in line with the
Sewerage and options and behavioral change. sector plan. • 100% network coverage.
• Increase network coverage from • Increase network coverage • 100% treatment of
sanitation
the present 45% to 60%. to 75%. sewage.
• Replace degraded pipes of the • Increase the treatment of
present network. sewage to 100%.
• All inner city and core areas are

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Sector Goals
Sectors
2020 2030 2040
connected to a sanitary sewage
disposal system.
• 50% encroachments of drains • Drains free of
removed. encroachments. • Regular desilting of
• All existing drains and storm water • Entire city to be covered by drains
Drainage drains are cleaned regularly and a network of storm water
• Regular maintenance of
sullage removed immediately. drains.
• Reduce the number of water • No water logging in any part broken drains
logging points by 50%. of the city.
• Expansion of SWM
• Waste minimization infrastructure for
• 100% door to door collection
Solid waste • Waste recycling and reuse expanded municipal
• No open dumping
• Segregation of waste at area such as transfer
management • Segregation of waste at landfill site
source station, dhahlo,
• Initiation of waste processing.
• 100% waste processing processing plant, land fill
site.
• Construct multi-level parking lots in
identified commercial areas
through public private partnerships.
• Extend the city bus transportation
to identified residential, commercial
• Further extend the bus
and institutional areas in the city.
transport system.
• All public vehicles run on CNG.
• Integrate relevant transport
• Construct flyovers and subways at
Urban modes with the multi modal • City fully covered by a
identified spots.
transport network. well-planned multi modal
transportation • Develop a plan and proposal for a
• Complete 50% of the mass transport system.
multi modal mass transport
construction work for the
system.
multi modal mass transport
• Projects approved at the
system.
appropriate levels.
• Identify partners and structure
partnership arrangements for
implementation of the multi modal
mass transport system.
• Coordinate with different agencies
to draw up a detailed
• Conservation management plan for
the city.
• On the basis of the plan identify
specific interventions at precinct
level. • Frequent monitoring of
Heritage and • Provide inputs to agencies • All city level interventions monuments and
conservation undertaking city beautification mainstream heritage. • Regular O&M of the
programmes on the nature of monuments
interventions in heritage zones.
• Design a holistic heritage
experience for tourists that
incorporate the monuments as well
as the culture, food and music of
the city.
• Conservation of natural water • Promote development of
bodies new water bodies
Urban • Conservation of water
• Implementation of rain water • Development of parks and
bodies and green
environment harvesting gardens
spaces
• Stop open dumping • Plantation of trees
• Regular maintenance of existing • Promote use of public

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Sector Goals
Sectors
2020 2030 2040
green spaces transport
• Development of data bank in all
the departments
• Implementation of electronic data • Staff training
Governance banks • Up gradation of technology Regular performance
• Activity mapping for each of the • Regular performance evaluation of the staff
organization evaluation of the staff
• Modify multi organization structure
for one sector
• Clean River Gomti and identified • Development of river front
Gomti River lakes/ponds. along both the banks of river • Regular checkup of the
Conservation • Develop River Gomti front for • Shifting of cremation ground river water quality
recreational facilities. from river side
• Remove encroachments in old
congested areas. • Relocate wholesale markets
Inner city • Cover all areas with service levels and nonconforming
renewable at par with the surrounding zones. economic activities in
• Routine maintenance of all Service suitable peripheral areas.
infrastructures.
• Identification of at least 100 slums
• Relocation of slums that are
Basic for in-situ development.
in dangerous areas.
services to • Community toilets in slums that do
• Night shelters for destitute.
not have such facilities.
urban poor • Community toilets in
• Initiate construction of night
selected slums.
shelters for destitute.

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14.0 INSTITUTIONAL FRAMEWORK


14.1 LUCKNOW MUNICIPAL CORPORATION
14.1.1 Introduction
Lucknow Municipal Corporation was constituted in the year 1994 and currently has jurisdiction on the Lucknow
Municipal Area. Till the year 1884 Lucknow was known as Municipal Committee however in the same year it was
given the name of Municipal Board and continues working till 1959. Lucknow Nagar Mahapalika was constituted
in the year 1959 under Uttar Pradesh Nagar Mahapalika Act 1959. Under 74th constitution amendment act
Lucknow Nagar Mahapalika was again reconstituted on 31.05.94 and given the status of Municipal Corporation.
Under 74th Constitutional Amendment Act, LMC is obliged to provide basic infrastructure including roads,
drainage and sewerage, water supply, street lighting and services covering education, poverty alleviation, slum
improvement, urban forestry, environmental protection and conservation, primary health etc. Apart from the LMC,
there are other administrative bodies and agencies that provide and govern various services in the city. This
chapter lists various agencies involved in urban governance and does a preliminary assessment of the functions
of Lucknow Municipal Corporation.
14.1.2 Institutional Setup

Lucknow Municipal Corporation

Elected Wing Administrative Wing

Lucknow Municipal Corporation is bifurcated into two wings namely elective wing and administrative wing. The
administrative wing is headed by Municipal Commissioner which is responsible for mostly the infrastructural and
developmental work in the city. Whereas the Elected wing headed by Mayor is mostly responsible for the
financial deliverance and the approvals for the various developmental works undertaken by the administrative
wing of the LMC.
14.1.3 Functions of the Corporation10
Uttar Pradesh Nagar Nigam Act 1959 defines the scope and extent of responsibilities of the Corporation. The Act
has entrusted LMC the responsibility for the maintenance, operation and development of certain public utilities in
the city. The services presently being provided by the LMC are classified as obligatory and discretionary
services.

10
The section provide brief of the functions, for detail list of the functions as per Act kindly refer
http://lmc.up.nic.in/pdf/chapter_5.pdf for details.
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14.1.3.1 Obligatory Functions


1. Erection of substantial boundary marks of such description and in such positions as shall be approved
by the State Government and in the areas without natural boundary defining the limits or any alteration
in the limits of the City
2. The naming or numbering of streets and of public places vesting in the Corporation and the numbering
of premises
3. The collection, removal, treatment and disposal of sewage, offensive matter, rubbish and, make the
arrangements for its reuse and proper disposal.
4. The watering, scavenging and cleansing of all public streets and places in the City and the removal of
all sweepings
5. Construction of drains, public toilets, water closets, urinals etc. and their regular cleaning.
6. Construction of sewer lines, collection of sewage from all the HHs and their maintenance.
7. The management and maintenance of all municipal water works and the construction or acquisitions of
new works necessary for a sufficient supply of water for public and private purposes.
8. Prevent potable water for getting polluted.
9. The lighting of public streets, municipal markets and public buildings vested in the Corporation.
Construction and maintenance of parking lots, bus stands and related services.
10. Make arrangements for public vaccination.
11. Make arrangements for ambulance services.
12. The maintenance, change and regulation of places for the disposal of the dead and the provision of new
places for the said purpose and disposing of unclaimed dead bodies
13. The construction or acquisition and maintenance of public markets and slaughterhouses and the
regulation of all markets and slaughter-houses
14. The reclamation of unhealthy localities, the removal of noxious vegetation and generally the abatement
of all nuisances
15. The securing or removal of dangerous buildings and place
16. Preventing and checking the spread of dangerous diseases
17. Assurance for public health against viral diseases
18. Arrangements for antirabic diseases
19. Registration for birth and death certificates
20. Promotion of maternity centres, child welfare centres etc.
21. Establishment of bacteriological laboratories
22. Prevent trade activities which include offensive and illegal activities
23. Fire fighting arrangements for the city
24. Removal of obstructions and projections present on roads, bridges and other public spaces.
25. Establishment of schools, and provide proper space and education system including nursery education.
26. Providing help to the veterinarians
27. Construction of cattle pounds and their acquisition
28. Construction and improvement of public roads, bridges and cause-ways
29. Tree plantation on the corners of roads and other public space
30. Regulation of traffic and establishment of traffic signs
31. Support cleaning staff and all type of workers by providing them residence by construction of quarters or
providing loan
32. Regulation and improvement of city include improvement of slum areas, preparation of house
construction planning and bring them in operation.
33. Price management of properties coming under Municipal Corporation.

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34. Protection of rights for weak sections of society, which include physically challenged and mentally
challenged people
35. Construction of cattle pounds and removal of cruelness for animals
36. Improve the aesthetic, cultural and educational aspects of the city.
37. Publish article regarding the proceedings of Municipal Corporation.
38. Immediate action towards letter received from state government and preparation of reports as asked by
state government.
39. Improvement of slum areas
40. Reduction of poverty
41. Management of facilities like parks, gardens and playgrounds
14.1.3.2 Discretionary Functions
The corporation may, in its discretion, provide from time to time, wholly or partly, for all or any of the functions. As
per Uttar Pradesh Nagar Nigam Act 1959 following are the discretionary function to be performed by LMC:
1. Support infirm, disabled, handicapped children and adults in and around the city.
2. Arrangement of milk for pregnant ladies or child or school going children
3. Construction (Provision) of pools for swimming, wash houses for washing of clothes and other facilities
4. Establishment of dairy or farms in town or outside town for maintenance, distribution and processing of
milk and milk products for benefit of people
5. Construction and maintenance of stand posts for people at public places and water troughs for animals.
6. Encouraging music and fine arts culture in the city.
7. Provide subsidy to education related institutes and cultural institutes inside or outside the town
8. Arrangement of recreation grounds, statue establishment etc.
9. Planning and arrangement of exhibition, athletics and sports function
10. Regulation or maintenance of lodging house, camping grounds and rest house in town
11. Construction, establishment and maintenance of theatres, rest houses and other public building
12. Organization and maintenance of shops and stalls for basic house hold and necessary needs
13. Construction, purchasing and maintenance of dwellings for officers and workers of corporation
14. Providing loan to workers for construction work according to the prescribed and registered conditions by
corporation
15. Taking other measures for benefit of workers and their section
16. Construction, regulation and maintenance of tram-way and other transport services according to the
grant of government
17. Establishment and maintenance of libraries, artistic museums, botanical and biological museums.
Helping them by buying and constructing building
18. Construction, regulation of wash houses, wells, dams and provide funds for their maintenance
19. Providing services to infirm people and medical services to animals by construction and maintenance of
hospitals
20. Providing monetary help to victims in the town by contributing to public funds
21. Acquisition and maintenance of pasture land and establishment of breeding stud for their breeding
purpose.
22. Provide help to poor people
23. Land or building survey
24. Establishment and maintenance of tourist office
25. Provision of night soil and compost material from waste
26. Support the growth of trade and commerce activities in town
27. Regulation of corporation unions and provide funds also
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14.1.4 Elective Wings of LMC


Lucknow city administration is divided into 110 wards grouped into six zones. Each of the wards is headed by
elective ward corporator (Parshads). These parhads are members of standing committee which is headed by
Mayor. The elective members are authorised to approve the development works in the city.

Elected Wing

Standing Committee

Mayor

110 Corporators (Parshads)

14.1.5 Administrative Wings of LMC


The Administrative wing of the LMC works under the command of Municipal commissioner who is heading a
team of official from Additional commissioner level to Deputy Commissioner and other line of officials who
administer their respective domains. The Administrative wing is responsible for all the developmental works in
the city, maintenance of infrastructure, collection of taxes, preparation of developmental plans and budgets.
FIGURE 14-1 presents the organisational chart of LMC.

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FIGURE 14-1: ORGANIZATIONAL CHART OF LMC


Lucknow Municipal Corporation

Municipal Commissioner

Additional Municipal Commissioner

Administrative Engineering Public Health


Services Services Services

• Deputy Municipal Chief Engineer CMO


Commissioner
• Assistant
Municipal
Commissioner Civil Electrical Electronic Traffic Public Medical Services
• Zonal Eng.
• Tax Supervisor • Regional Health • Medical Officer
• Tax Inspector • Executive • Ex. En • Ex. Eng. • Executive
eng. • Asst Eng • Foreman Eng. Officer • Veterinarian
• Tax Inspector • Chief Health • Compounder
Grade -2 • Assistant • Add. Eng. • Driver • Assistant
Eng • Electrician • Mechanic Eng Inspector • Nurse
• Court Assistant • Health Inspector • Ward Boy
• Additional • Cleaner • Cleaner • Junior Eng.
Eng • Others • Loader • Vaccinator
• Supervisor • Time • Cleaning officer
• Labor Keeper

Lekha Revenue Clerical Audit Horticulture Education


Services Services Services Services Services Services

• Accoun • Reven • Head • Chief • Head • Principle


tant ue Clerk Audit Gardener • Teacher
• Asst officer • Grade I Officer • Gardener s
Accoun • Kanun Clerk • Audit
tant go • Grade II Officer
Clerk • Assistan
• Grade IV t Audit
Clerk Officer

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14.2 AUTHORITIES RESPONSIBLE FOR PROVIDING URBAN INFRASTRUCTURE IN LMC AREA


Along with LMC, there are various agencies responsible for implementation and managing urban infrastructure
and services in Lucknow. A brief profile of all the concerned agencies and their functions are provided further.

Agencies / Authorities and their Functions


Sl. No. Sector
Planning and Design Implementation O&M
UPJN, LDA, UPAVP, UPJN, LDA, UPAVP,
1. Water Supply Jal Kal (LMC), Lucknow
Private Developers Private Developers
UPJN, LDA, UPAVP, UPJN, LDA, UPAVP,
2. Sewerage System Jal Kal (LMC), Lucknow
Private Developers Private Developers
3. Sanitation System LMC LMC LMC
LMC, LDA, UPAVP, LMC, LDA, UPAVP,
4. Drainage System LMC
Private Developers Private Developers
Solid Waste Private Concessionaire, Private Concessionaire, Private Concessionaire, RR
5.
Management RR Department (LMC) RR Department (LMC) Department (LMC)
6. Urban Roads PWD, NHAI, LMC PWD, NHAI, LMC PWD, NHAI, LMC
Up Bridge Corporation, Up Bridge Corporation,
7. Flyovers / ROB/ RB/ LMC
LDA PWD, LDA
8. Street Lights LMC LMC LMC
Regional Pollution
Regional Pollution Control Regional Pollution Control
Control Board,
9. Urban Environment Board, Directorate of Board, Directorate of
Directorate of
Environment, LMC Environment, LMC
Environment, LMC
Housing and Land
10. LDA, UPAVP LDA, UPAVP LDA, UPAVP
Development
11. Slums and Urban Poor DUDA, SUDA DUDA, SUDA DUDA, SUDA
Archaeological Survey
Archaeological Survey of Archaeological Survey of
of India (ASI), State
12. Heritage and Tourism India (ASI), State India (ASI), State
Archaeological
Archaeological Department Archaeological Department
Department

14.3 STATUS OF URBAN REFORMS IN LUCKNOW11


In recent times, several initiatives have been taken by GoI and GoUP to a) improve infrastructural facilities and
help to create durable public assets and quality oriented services in cities & towns; b) enhance public private
partnership in infrastructural development; and, c) promote planned integrated development of towns and cities.
A key aspect in achieving the aforementioned goals is improvement in urban governance and service delivery.
The underlying objective of most of the recent initiatives is to make ULBs financially sound and enable them to
undertake new projects.
The main thrust of the revised strategy of urban renewal is to ensure improvement in urban governance so that
Urban Local Bodies (ULBs) and Parastatal agencies become financially sound with enhanced credit rating and
ability to access market capital for undertaking new programmes and expansion of services. In this improved
environment, public private participation models for provisioning of various services would also become feasible.

11 Monitoring of urban reforms at state and ULB level is under process by a private consultant CRISIL Ltd. Scoring provided with all the
reforms provide current status of the implementation.
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14.3.1 Mandatory Reforms at the level of the State Government


1. Implementation of the 74th Constitutional Amendment Act
Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in implementing the 74th Amendment of the
Constitution, with the objective of implementing decentralization measures. The state should ensure meaningful
association and engagement of the ULBs in planning the function of Parastatal agencies as well as the delivery
of services to the citizens.
Current Status
1. The state government has implemented 1) constitution of municipalities, 2) composition of municipal
councils, 3) reservation of seats for women, SCs & STs, 4) constitution of district planning committees,
and 5) incorporation of schedule 12 into the state municipal act. The requirement of constitution of
metropolitan planning committee has not been met as there is no notified metropolitan area in the state.
2. In addition to incorporation of schedule 12 in the state municipal act, 14 functions about of 18 functions
have been transferred to ULB.
As per the monitoring results for this particular reform in UP most of the aspects have been covered as provide in
Table 14-1.
TABLE 14-1: STATUS OF STATE LEVEL REFORM - 74TH CAA
Sl. No. Implementation of 74th CAA Max. Score State Score
1 Constitution of Municipalities & Elections 2.0 2.0
2 Transfer of 12th Schedule functions (18 Functions) to ULBs* 9.0 7.0
3 Constitution of DPC** 2.0 2.0
4 Constitution of MPC** 2.0 0.0
Total 15.0 11.0
*@0.5 score for transfer of each function
** States exempted under 6th Schedule of Constitution will be considered as having achieved this module. Also, in States
having no region eligible to be declared as Metropolitan Region, these 2 marks will be assigned pro-rata to their items.
Source: Lucknow Municipal Corporation

2. Public Disclosure Law


Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in public disclosure, with the objective that
municipalities and Parastatal agencies will have to publish information about the Municipal Corporation and its
functioning on a periodic basis. Such information includes but is not limited to statutorily audit statements of
annual performance covering operating and financial parameters and service levels for various services being
rendered by the Municipal Corporation.
Current Status
As per the requisites, Uttar Pradesh Government has implemented all the aspects related to this particular
reform. As shown in the table implementation of RTI, preparation of citizen charter, disclosure of information
through web site etc. have been done.
TABLE 14-2: STATUS OF STATE LEVEL REFORM - PUBLIC DISCLOSURE LAW
Sl. No. Enactment of Public Disclosure Law Max. Score State Score
1 Legislation of RTI Act 2.5 2.5
2 Implementation of RTI Act 2.5 2.5
3 Preparation of Citizen Charter 2.5 2.5
4 Disclose through a website 2.5 2.5

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Total 10.0 10.0


Source: Lucknow Municipal Corporation

3. Rationalization of Stamp Duty


Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities to rationalise Stamp Duty, with the objective
of establishing an efficient real estate market with minimum barriers on transfer of property so as to be put into
more productive use.
Current Status
The state has revised the stamp duty twice, first time in 1998-99 and second time in 2008-09. At the time of
signing of Memorandum of Agreement (MoA) the percentage of stamp duty was 10. The current stamp duty is
5%. The stamp duty is levied differently on men and women. Stamp duty for men is 5% and for women it is 4%.
Currently, in general, on all property transactions, 5% stamp duty is imposed and the amount is divided equally
between urban local body, Development Authority and Awas Vikas.
TABLE 14-3: STATUS OF STATE LEVEL REFORM - STAMP DUTY RATIONALIZATION TO 5%
Sl. No. Stamp Duty Rationalization to 5% Max. Score State Score
1 Reduce stamp duty to 5% (including surcharges) 5.0 5.0
2 Preparation of guidance values/Circle rates 2.5 2.5
3 Annual revision of guidance values 2.5 2.5
Total 10.0 10.0
Source: Lucknow Municipal Corporation

4. Repeal of Urban Land Ceiling and Regulation Act


Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in the Repeal of ULCRA with the objective of
increasing the supply of land in the market, removing the inefficiencies and in the establishment of an efficient
land market.
Current Status
The Government of Uttar Pradesh repealed ULCRA in 2001- 02. The repeal resolution was introduced in the
House to adopt the Urban Land (Ceiling and Regulation) Repeal act passed by the Parliament in 1999.
TABLE 14-4: STATUS OF STATE LEVEL REFORM - REPEAL OF ULCRA
Sl. No. Repeal of ULCRA Max. Score State Score
1 State legislature to pass a resolution in compliance with the repeal of ULCRA
7.0 7.0
passed by Parliament in 1999
2 State government to issue notification in this regard 3.0 3.0
Total 10.0 10.0
Source: Lucknow Municipal Corporation

5. Rent Control
Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in Rent Control, with the objective of having
a system that balances the rights and obligations of landlords and tenants to encourage construction and
development of more housing stock, as well as promoting an efficient and robust rental/ tenancy market so as to
improve the availability of housing across all income categories.
Current Status
All the aspects related to rent control reforms have been implemented in Uttar Pradesh.
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TABLE 14-5: STATUS OF STATE LEVEL REFORM - REFORM IN RENT CONTROL


Sl. No. Reform in Rent Control Max. Score State Score
1 Availability of Rent Control Act 2.0 2.0
2 Provision of fixation of Standard Rent 2.0 2.0
3 Provision of revising rent periodically 2.0 2.0
4 Balancing obligations of Landlords and Tenants 2.0 2.0
5 Establish adjudication system for resolving disputes 2.0 2.0
Total 10.0 10.0
Source: Lucknow Municipal Corporation

6. Community Participation Law


Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in community participation, with the objective
of institutionalizing citizen participation as well as introducing the concept of the Area Sabha in urban areas. The
larger objective is to involve citizens in municipal functions e.g. setting priorities and budgeting provisions. The
Community Participation Law refers to the appropriate provisions that need to be made in the state-level
municipal statute(s) for the establishment of such a 3-tiered or 4-tiered structure precisely as described above.
These enactments will also need to ensure clear definition of functions, duties and powers of each of these tiers,
and provide for the appropriate devolution of funds, functions and functionaries as may be decided by the state
government to these levels.
Current Status
All the aspects related to rent control reforms have been implemented in Uttar Pradesh.
TABLE 14-6: STATUS OF STATE LEVEL REFORM - PUBLIC DISCLOSURE LAW
Sl. No. Enactment of Public Disclosure Law Max. Score State Score
1 Notification of Legislation for ensuring community participation 2.5 2.5
2 Constitution of Ward Committees 2.5 2.5
3 Citizen Charter with timelines 2.5 2.5
4 Any additional provision/instrument for citizen participation 2.5 2.5
Total 10.0 10.0
Source: Lucknow Municipal Corporation

7. City Planning Functions


Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in the area of city planning, with an objective
to assign or associate elected ULBs with “city planning functions”.
Current Status
In this area, only 40% of the aspects have been covered in Uttar Pradesh. Out of three sectors preparation of
CDPs is done and rest of the two sectors still to be covered.
TABLE 14-7: STATUS OF STATE LEVEL REFORM - CITY PLANNING & DELIVERY FUNCTIONS
Sl. No. Integration of City Planning & Delivery Functions Max. Score State Score
1 Resolution to assign ULBs with City Planning Functions including
1.0 0
Development Control Regulations & Building Byelaws
2 Preparation of CDP with inclusive and integrated planning 2.0 2
3 Placing of City Plans before MPC/ DPC 2.0 0
Total 5.0 2.0
Source: Lucknow Municipal Corporation

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14.3.2 Mandatory Reforms at the level of the Urban Local Body


1. Municipal Accounting
Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in Municipal Accounting, with the objective of
having a modern accounting system based on double-entry accrual principles, leading to better financial
management, transparency and self-reliance.
Current Status
Lucknow city has efficiently shifted to accrual based double accounting system. All of the key functions under this
reform have been implemented excluding manual approval & adoption by the local body.
TABLE 14-8: STATUS OF ULB REFORMS - SHIFT TO ACCRUAL BASED DOUBLE ENTRY ACCOUNTING
Sl. No. Shift to Accrual based Double Entry Accounting Max. Score Lucknow
1 Preparation of State Municipal Accounting Manual 1.5 1.5
2 Manual Approval & Adoption by the Local Body 1.5 0.0
3 Listing the Assets and Liabilities at ULB level 1.0 1.0
4 Valuation of Assets 1.0 1.0
5 Preparation of Opening Balance Sheet 1.0 1.0
6 Migration to DEAS 1.5 1.5
7 Appointment of Audit Officers/CA/Cadre 2.5 2.5
Total 10.0 8.5
Source: Lucknow Municipal Corporation

2. E-Governance
Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in E-Governance, with the objective of
having a transparent administration, quick service delivery, effective MIS, and general improvement in the
service delivery link.
Current Status
All the mandatory functions under this reform have been implemented by Lucknow Municipal Corporation.
TABLE 14-9: STATUS OF ULB LEVEL REFORM - E-GOVERNANCE
Sl. No. e-Governance Max. Score Lucknow
1 Property Tax 1.25 1.25
2 Accounting 1.25 1.25
3 Water Supply & Other Utilities 1.25 1.25
4 Birth & Death Registration and Health programmes 1.25 1.25
5 Citizens' Grievance Monitoring 1.25 1.25
6 Personnel Management System 1.25 1.25
7 Building Plan Approval 1.25 1.25
8 e-Procurement 1.25 1.25
Total 10.0 10.00
Source: Lucknow Municipal Corporation

3. User Charges
Desired Objective

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JnNURM requires certain reforms to be undertaken by states/ cities in the levy of user charges on different
municipal services, with an objective of securing effective linkages between asset creation and asset
maintenance and ultimately leading to self-sustaining delivery of urban services.
Current Status
LMC has successfully implemented the reform to collect the user charged for water supply and SWM. In the
current situation LMC is able to collect 50% to 75% of the user charges.
TABLE 14-10: STATUS OF ULB LEVEL REFORM – COLLECTION OF USER CHARGES
Sl. No. Collection of User Charges Max. Score Lucknow
1 Formulate & Adopt a Policy on User Charges 1.0 1.0
2 Separate Accounting System for User Charges-Water Supply 0.5 0.5
3 Separate Accounting System for User Charges-SWM 0.5 0.5
4 Collection O&M Charges (WS) 4.0 3.0
5 Collection O&M Charges (SWM) 4.0 3.0
Total 10.0 8.0
*Collection of user charges will be considered as part of Property tax if accounted under a separate head of account 15 to 25% :1, 25 to 50% :2, Above
50% to 75%: 3, Above 75% to less than 100%:3.5, 100% and Above: 4
Source: Lucknow Municipal Corporation

4. Basic Services to the Urban Poor


Desired Objective
Provision of basic services to the poor including security of tenure at affordable prices, improved housing, water
supply, sanitation and ensuring delivery of other existing universal services of the government for education,
health and social security.
Current Status
All the mandatory functions under this reform have been implemented by Lucknow Municipal Corporation.
TABLE 14-11: STATUS OF ULB LEVEL REFORM - BASIC SERVICES TO URBAN POOR
Sl. No. Provision of Basic Services to Urban Poor Max. Score Lucknow
1 Creation of database of Households 1.5 1.5
2 Whether municipal budget has provided any funds to achieve 7 point charter services listed below
2a Housing 1.0 1.0
2b Water Supply 1.5 1.5
2c Sanitation 1.5 1.5
2d SWM 1.5 1.5
2e Primary Education 1.0 1.0
2f Healthcare 1.0 1.0
2g Social Security 1.0 1.0
Total 10.0 10.0
Source: Lucknow Municipal Corporation

5. Internal earmarking for basic services for poor


Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in the provision of basic services to the
urban poor, with an objective of providing security of tenure at affordable prices, improved housing, water supply
and sanitation. In addition, delivery of other existing universal services of the government for education, health
and social security is to be ensured.
Current Status
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All the mandatory functions under this reform have been implemented by Lucknow Municipal Corporation.
TABLE 14-12: STATUS OF ULB LEVEL REFORM - BASIC SERVICES TO URBAN POOR
Sl. No. Provision of Basic Services to Urban Poor Max. Score Lucknow
1 Formulate & Adopt a Policy on earmarking of funds for urban poor 2.5 2.5
2 Creation of separate Municipal budget for "Services to the Urban Poor" 2.5 2.5
3 Targeted expenditure (20-25%) 2.5 2.5
4 Actual spent as % of budgeted 2.5 2.5
Total 10.0 10.0
Source: Lucknow Municipal Corporation

6. Property Tax
Desired Objective
JnNURM requires certain reforms to be undertaken by states/ cities in property taxes, with the broad objective of
establishing a simple, transparent, non-discretionary and equitable property tax regime that encourages
voluntary compliance. States/ cities need to ensure that their desirable objectives for reforms include these
reforms, but need not restrict themselves to these items.
Current Status
Out of six key components for property tax reform, five components have been implemented by LMC. Setting up
non-discretionary method for determination of property tax (unit area method or capital value method) still needs to be
implemented by LMC.

TABLE 14-13: STATUS OF ULB LEVEL REFORM - PROPERTY TAX (85% COVERAGE)
Sl. No. Property Tax (85% coverage) Max. Score Lucknow
1 Notification/Amendment of Act on Collection of Property Tax 1.0 1.0
2 Extending of property tax to all properties 1.0 1.0
Posting of tax details in the public domain & migration to standardized
3 self-assessment system of property taxation on the basis of periodic 1.0 1.0
revisions and review of rates
Setting up non-discretionary method for determination of property tax
4 1.0 0.0
(unit area method or capital value method)
5 Coverage (85%) 3.0 3.0
6 Collection Efficiency (90%) 3.0 3.0
Total 10.0 9.0
*Coverage: 25%- 50%: 1, Above 50% to less than 85%: 2, 85% and Above:3, **Collection: Above 50% to less than 75%: 1.5, Above 75%
to less than 90%: 2.5, 90% and Above:3
Source: Lucknow Municipal Corporation

14.3.3 Optional Reforms at level of the State Government/Urban Local Body

This category consists of reforms which are not mandatory and should be taken up by state/ULB on their own
convenience.

Table 14-14 presents the summary of optional reforms to be implemented at state and ULB level. As per the
information nine out of ten optional reforms have been implemented.

TABLE 14-14: STATUS OF OPTIONAL REFORMS


Introduction of Property Title Certification System in ULBs Maximum Score Lucknow

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Introduction of Property Title Certification System in ULBs Maximum Score Lucknow


Arrangement for reflecting property titles in a legal framework 2.5 0
Arrangement for Adjudication for property title disputes 2.5 0
Notification of rules for smooth implementation 2.5 0
Setting up administrative system/process 2.5 0
Total Score 10 0
Revision of Building Bye Laws - streamlining the approval process Maximum Score Lucknow
Notification of building byelaws in public domain 5 5
Establish adjudication system for resolving disputes 2.5 2.5
Time frame for approval process 2.5 2.5
Total Score 10 10
Revision of Building bye laws - to make rain water harvesting mandatory Maximum Score Lucknow
Building bye laws to mandatorily provide for rain water harvesting 5 5
Dissemination of such bye laws through website 2 2
Start of approval as per the new building byelaws 3 3
Total Score 10 10
Earmarking 20-25% developed land in all housing projects for EWS/LIG Maximum Score Lucknow
Notify the reservation of land b/w 20 and 25 % in housing projects
5 5
(Public/Private)
Review and revise building bye laws to reflect to earmarked land to EWS/LIG 2.5 2.5
Engaging with state departments for implementing EDL (earmarking developed
2.5 2.5
land)
Total Score 10 10
Simplification of legal and procedural framework for conversion of Lucknow
Maximum Score
agricultural land for non-agricultural purpose
Availability of legal framework for conversion of agricultural land for non-
5 5
agricultural purpose
notification of rules and processes 2.5 2.5
Establish adjudication system for resolving disputes 2.5 2.5
Total Score 10 10
Introduction of computerized process of Registration of land and Property Maximum Score Lucknow
Computerized registration of land and properties 5 5
Capturing of photo of seller & buyer 2 2
Creation of database system 3 3
Total 10 10
Byelaws on reuse of Recycled Water Maximum Score Lucknow
Building Byelaws to mandatorily reflect reuse of recycled water 8 8
Dissemination through website 2 2
Total Score 10 10
Administrative Reforms Maximum Score Lucknow
Rules notified for personnel Management System in local bodies 2 2
Grievance management system 2 2

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Introduction of Property Title Certification System in ULBs Maximum Score Lucknow


Computerization of Administrative activities 2 2
Training and skill building initiatives 2 2
Encourage Outsourcing of Municipal Activities 2 2
Total Score 10 10
Structural Reforms Maximum Score Lucknow
Creation of municipal cadre 5 5
Standing committee for municipal matters 2.5 2.5
Involvement of elected representative in decision making process 1.5 1.5
Dispute resolution mechanism 1 1
Total Score 10 10
Encouraging Public Private Participation Maximum Score Lucknow
Project initiatives planned 6 6
Setting up PPP cell at state level 2 0
Formulation of PPP policies and governance framework 2 2
Total Score 10 8
Total Score 100 88.00
Source: Lucknow Municipal Corporation

14.4 KEY ISSUES


 Involvement of multidisciplinary organisation: Involvement of various organisations in one sector is
one of the key issues in whole of the institution system in Lucknow. In water supply and sewerage
sector various institutions are involved for construction and implementation e.g. Jal kal, Jal Nigam, LDA
and UPAVP. Each of the organisation works as per their own set of standards and rule. There are no
particular rules or guidelines to be followed. Most of the times organisations are not aware of the work
executed by other organisation.
 Lack of description of roles and responsibilities of various departments: Uttar Pradesh Nagar
Nigam Act 1959 defines the functions of municipal authorities. All the obligatory functions and
discretionary functions are properly listed down by this Act, but the exhaustive list of various functions to
be performed by different departments is not discussed in the act. This this can be made necessary to
extensively list down the roles and responsibilities of various departments present at all level that is the
Corporation, Zone and Ward. If the functions are listed down according to the different departments
then it becomes clear for each of them about their functioning. The best use of this can be put to avoid
the overlapping of functions of different department and to allocate the funds for the functions listed
down in the prescribed department.
 Lack of interdepartmental integration: It has also been observed that there is a lack in the inter-
departmental integration of functions and services. There is an absolute necessity of horizontal
integration of various departments present in the corporation. The vertical integration of the departments
works well within the respective departments but only at the level it is performed that is at Corporation
level, Zonal level, Ward level. This compartmentalization of departments leads to lagging horizontal
linking between the departments creating gap in the data sharing and discrepancy in the clear cut role
of each department. The linear flow of information and data from one department to another gets
hampered and even if there is any flow of information, it is not smooth.

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 Lack of central data platform: Due to the lack of interdepartmental integration, a void is created in the
data structuring and data sharing related to existing service levels and future projects to be taken up,
among the departments, which obstructs the performance of service delivery by various departments.

 Lack of performance monitoring: There is no system for performance monitoring and incentives for
the human resources of LMC.

14.5 VISION STATEMENT

“To promote a city managed by pro-active institutions and capable staff with increase
accountability, overall efficiency and required transparency”

14.6 STRATEGY, GOALS AND ACTION PLANS


Core Strategy:

Goals Action Plans


 Formation of an regulatory department within LMC to
collect correlate and instruct / finalize the data,
 To achieve interdepartmental coordination
functions and time line of different departments of
and cooperation
LMC.
 Strong community participation
 Interlinking and sharing of information among different
 To achieve 100% performance oriented LMC
zones and LMC head office
Machinery
 Training and capacity building of LMC staff
 Improved LMC delivery of basic services.
 Regular monitoring and review of the level of services
provided by LMC

14.7 RECOMMENDATIONS
Lucknow` being capital city and administrative headquarter need strong governance structure and ensuring
quality public service and accessibility to citizens.
 Activity mapping
There is has no step as yet undertaken the so-called “activity mapping” for municipal departments that would be
necessary to identify precisely who is responsible for doing exactly what with sufficient clarity to achieve
efficiency and accountability in the provision of urban local services. It is necessary to prepare an exhaustive list
of all the obligatory and discretionary functions of each department which is functioning in the corporation. In
addition to functional earmarking within the Corporation, there is grave requirement of bringing in clarity of taking
up responsibilities in coherence with the Parastatal bodies, hence, to avoid discrepancies each departmental
head of LMC should conduct discussions with the parallel agency responsible for the overlapping function to
design the authority and accountability matrix and organizational structure with clearly defined roles and
responsibilities in form of a charter that helps both the administrative employees and users.
 Creation of Central Data Bank
To avoid disagreements and overlapping in the data sets, where by increasing the efficiency and accountability
of the Corporation along with bringing transparency amongst the departments. Development of central data pool
should be mandatory step to be taken by the Corporation. This will not only create a common platform for all the
departments to effectively use it in their day to day functioning but also will be a cost saving tool in the long run.
There is an urgent requirement of up-linking all the departments with each other so that they can effectively pool

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their data on a central data base linked to each department. This can further be utilized by all the departments
with a very high security clearance so as to avoid misuse of data and data theft.
 Up-gradation of technology and its use
At present after the upcoming of e-governance various functions have been computerized and they are carried
out effectively. The working, evaluation, allocation of a project is all done using the advanced technology but
when it comes to actual tracking of the physical work done on the site, the technology takes a back seat. There is
lack of monitoring of the actual work which is done physically on the site. The daily updates of the project have to
be updated in the central system at the priority basis so that the actual development of a project is shared to all
the departments. This not only keeps a check on the pace of the project but also adds on to the transparency of
the project where a high quality of work is ensured.
 Introduction of new technology
Nowadays various new technologies are present which are very helpful in improving the capacity of the
corporation of a high quality of governance. The introduction of GIS teamed with SDI (Spatial Data Infrastructure)
can lead to a high level of transparency in the governance system. By SDI a central data platform can be created
where all the daily functioning of a department can be up-linked to the central data base which can be made
ready to share on an inter-departmental level with the high precautionary security clearance. According to this
whenever a new update is up-linked to the central data base, it gives the information about the work to all the
departments. This makes all the departments aware of all the work going on at the real site. This will also give
the freedom to the other department to have a chance to increase the knowledge base of the other departments.
This technology can be used greatly to introduce transparency in the system where everybody will know about
the daily works of all the departments.
 Performance Evaluation
In order to maintain a high quality of service deliverance it is important for the corporation to periodically evaluate
its own performance using a common evaluation scale and reporting structure. The introduction of performance
tracking mechanism for the officials is as important as the tracking and monitoring of the projects and services.
The daily update of any official to the central data base will not only increase the interaction between the zonal
officers and central head-quarter but also will keep the performance and promptness at its par. The portal will
allow the system to keep a check on itself on a performance based index and will automatically keep them
responsible and liable under the central vigilance. This performance evaluation should also be coupled with the
system of PRP (Performance Related Pay) as already taken up by PSUs (Public Sector Undertaking companies)
where the official is awarded for up keeping a high performance and maintaining quality work apart from the
normal emoluments. This will not only make them liable for the lower rates of service delivery but also awarding
will encourage them for higher efficiency in their performance.
 Importance to Critical departments
Apart from the regular departmental up gradation, emphasis should be given to critical departments like
Accounts, IT and HR departments. These departments are necessary for the smooth and streamlined functioning
of all the other departments in any organization. Regular up-grades and training programs should be introduced
especially for these departments so that the quality and standards of these departments are maintained.
 Capacity Building and Training programme
From the analysis done so far in all the sectors it is observed that to cater to the needs of ever increasing burden
on the LMC and the technological advancements which could be recommended to cope up with these burdens
there is need for capacity building and training programmes for the LMC staff at all levels.
 Analysis and utilization of data collected By Corporation
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There is need of proper analysis of the data already being collected by the corporation on the daily basis.
Collection of the information by the corporation for multiple uses should be the aim of the corporation. The proper
interpretation of the same data can help in different activities and planning process.

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15.0 MUNICIPAL FINANCE


15.1 INTRODUCTION
This chapter exhibits the analysis of municipal finances and the past performance of Lucknow Municipal
Corporation during the last five audited years providing an understanding of financial capacity and overview of
pertinent financial issues. Financial analysis for LMC in this section is done based on the Audited Results made
available by the Accounts Department for past five years (2008-09 to 2012-13). The chapter thus shows the
analysis of actual accounts from 2008-09 to 2012-13 while results for 2013-14 and 2014-15 are based on the
estimated accounts. Further analysis has been carried out to understand the trends of income-expenditure (profit
and loss) and assets-liabilities (balance sheet) by the ULB under various categories and heads. Municipal
finance structure comprises of revenue and capital accounts which are further divided into income and
expenditure heads. Income and expenditure heads are further sub divided into various heads as explained
through a flow chart shown in Figure 15-1.
FIGURE 15-1: HEADS OF LUCKNOW MUNICIPAL ACCOUNTS

MUNICIPAL FINANCE OF LUCKNOW

REVENUE ACCOUNT CAPITAL ACCOUNT

Revenue
Revenue Income Capital Income Capital Expenditure
Expenditure

• Salaries/ Wages • Sale of assets


• Own Resources & Allowances • Loans
• Assigned • Administrative • Grants and • Purchase of fixed
Revenue and Expenses Contribution assets
Compensation • O&M • Public • Capital works
• Revenue Grants, • Repayment of Contribution • Reserve Funds
Contributions Loans • Other Capital
and Subsidies • Programme income
• Extra ordinary expenses
• Extra ordinary

15.2 MUNICIPAL FINANCE STATUS


Financial reporting is an important tool of accountability enabling the policy makers to assess, monitor and
regulate the efficiency of the Urban Local Body. Financial reports produced by the Accounts Department enables
the decision makers to assess the efficiency, identify financial stop gaps in the performance of the Governing
Body. The Municipal Corporation under the 74th CAA is empowered to levy and collect taxes and charges at
rates prescribed by the State Government. Past performance analysis helps us to understand the financial
performance and evaluate the financial health of the Municipal Corporation, which shall be discussed in
subsequent section of the chapter. Migration to Double Entry Accrual Based Accounting System is one of the
recommendations by 13th Finance Commission to Urban Local Bodies. LMC has successfully achieved

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complete transition from its single entry accounting system to accrual based double entry accounting system.
Double entry accounting system helps in overcoming the irregularities faced in form of reporting faulty entries,
classification of incomes and expenses under various heads etc.
These statements help in providing a clear picture of the financial health of the municipal body and its standing at
a given point of time. Asset and Liability form the balance sheet of the municipal body while the Income and
Expenditure statement show the cash flow during the assessment year. Income comprising of Revenue Income
and Capital Income while expenditure comprising of Revenue Expenditure and Capital Expenditure.
LMC publishes its budget on its website which is publically accessible and is few of the cities that has adopted
such practice. Municipal finance under the double entry system involves two functions viz. preparation of the
balance sheet and the cash flow statement as discussed earlier. The cash flow statement covers the income
detailing receipt of taxes, charges, loans and grants etc. while the expenditure detailing release of funds to the
establishments, investments, supplies etc. In this chapter the actual accounts as provided by the Lucknow
Municipal Corporation have been analysed through the audited results available for past five years (2008-09 to
2012-13) and unaudited and budgeted data of 2013-14 to 2014-15. Certain key financial indicators relating to tax
revenue, water charges, non-tax revenues, debt servicing etc. have been analysed to assess the financial
performance of the Corporation which play a significant role in its financial positioning.
15.2.1 Revenue Accounts
The revenue account comprises of revenue income and revenue expenditure. The revenue income of LMC has
decreased from Rs. 37153 lakhs in FY 2008-09 to Rs. 31,865 lakhs in FY 2012-13. CAGR of revenue income for
the period of last five years has been -3.71%. While in terms of revenue expenditure the growth rate has been at
6.17% CAGR during the same period.
TABLE 15-1: REVENUE ACCOUNTS FOR LMC IN RS. LAKH
2013- 2014-
2008-09 2009-10 2010-11 2011-12 2012-13 CAGR
Revenue Account 14 15
Actual in Rs. Lakhs % Estimated
Income 37,153 25,980 29,239 32,043 31,865 -3.71 66,570 68,321
Expenditure 23,995 24,967 22,101 23,155 30,491 6.17 72,078 67,026
Surplus/ Deficit 13,158 1,014 7,137 8,887 1,374 -5,508 1,295
Source: Lucknow Municipal Corporation
FIGURE 15-2: REVENUE ACCOUNTS FOR LMC

2012-13

2011-12

2010-11

2009-10

2008-09

- 5,000 10,000 15,000 20,000 25,000 30,000 35,000 40,000

Revenue Expenditure Revenue Income

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15.2.1.1 Revenue Income


The revenue income sources of LMC can broadly be categorized as own sources comprises of tax and non-tax
revenue, assigned revenues, grants and contributions. The source-wise income generated during the review
period is presented in Table 15-2 The income from own sources (Tax and Non-Tax) and extra ordinary with
share of 45%, revenue grants accounts for about 46% followed by assigned revenue with 9%.
TABLE 15-2: REVENUE INCOME OF LMC IN RS. LAKH
Sl. 2014-
Components 2008-09 2009-10 2010-11 2011-12 2012-13 CAGR 2013-14
No. 15
A Own Source
18,930.0 18,83
I Tax Revenue 5,636.76 7,111.56 5,746.17 8,934.02 8,637.72 11.26
0 0.00
II Non-Tax Revenue 17376.52 3462.9 5839.94 2950.48 4970.4 -26.77 21194 6639
Assigned Revenue and 2368.26 7.27 5030 5030
B 1788.4 2162.93 3874.15 4002.46
Compensations
Revenue Grants,
C Contributions and 12299.63 13225.7 13750.62 16133.46 15826.46 6.51 21300 37500
Subsidies
29,210.8 31,802.8 66,454.0 67,99
Total 37,101.31 25,963.09 32,020.42 -3.72
8 4 0 9.00
Source: Lucknow Municipal Corporation
Source of Revenue Income
FIGURE 15-3: SOURCE OF REVENUE INCOME OF LMC
Tax Revenue

24%
Non Tax Revenue
46%

21% Assigned Revenue and


Compensations
9%

Revenue Grants, Contributions


and Subsidies

Own Sources: Own sources of income include income from tax revenue and non-tax revenue. Own source of
income registered a CAGR of -3.72% from the FY 2008-09 to 2012-13. Detail of both the sources is explained
further.
Tax Sources
Tax source of revenue income incorporates five major heads namely, property tax, vehicle tax, dog tax,
advertisement tax and others which altogether contributes 24% in total revenue income and 55% of own sources.
Total income from tax sources has grown at the CAGR of 11% from FY 2008-09 (Rs.5636 lakh) to FY 2012-13
(Rs.8637 lakh). Property tax contributes the maximum in overall collection of taxes i.e. 95%, followed by
advertisement tax with 3.7%. Rest of the taxes contribute only 0.5% of the total tax sources. The details of the
tax revenue of LMC are shown in Table 15-3.
TABLE 15-3: INCOME FROM TAX REVENUE IN RS. LAKH
Sl. 2008- 2009- 2010- 2011- 2012- 2013- 2014-
Components
No. 09 10 11 12 13 14 15
1800 1800
1 Property Tax 5300.11 6759.48 5359.24 8682.49 8314.78
0 0

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Sl. 2008- 2009- 2010- 2011- 2012- 2013- 2014-


Components
No. 09 10 11 12 13 14 15
2 Vehicle Tax 43.72 52.65 50.02 48.8 45.28 100 100
3 Dog Tax 0.19 1.13 4.15 6.5 2.82 10 10
4 Advertisement Tax 278.04 284.16 317.33 185.95 264.65 800 700
Income from cinema hall and show 10.19 20 20
5 14.7 14.14 15.43 10.28
taxes
1893 1893
Total 5636.76 7111.56 5746.17 8934.02 8637.72
0 0
Source: Lucknow Municipal Corporation
Components
FIGURE 15-4: SHARE in C
OF VARIOUS Tax Revenue OF TAX REVENUE
OMPONENTS

0.04%
0.18%
3.69% Property Tax/General Tax
0.67%

Vehicle Tax

Dog Tax

95.42% Advertisement Tax

Income from cinema hall


and show taxes

Non-Tax Sources
The revenue obtained by the government from sources other than tax is called Non-Tax Revenue which includes
rental from properties, license charges, fees, selling of assets etc. Non-tax revenue accounts major percentage
of total revenue income and own sources accounts for about 21% and 46% respectively. Total income from non-
tax revenue has not increased over the period of five years. Rental from licence and fee has largest share (79%)
in overall non-tax revenue whereas user charges have the least share of 1% in total income from non-tax
sources. Sources of non-tax revenue and income in the last five FY are illustrated in the Table 15-4.
TABLE 15-4: INCOME FROM NON-TAX REVENUE IN RS. LAKH
Sl.
Components 2008-09 2009-10 2010-11 2011-12 2012-13 2013-14 2014-15
No.
Rental Income from 416 625 625
1 164 279 251 217
Municipal Properties
2 License and Fees 16,857 2,891 1,647 2,323 1,164 3,957 3,212
Selling of land and 2,627 15,002 502
3 - - - 0
assets
4 Others 355 292 3,942 411 464 610 1,300
5 User Charges - - - - 300 1,000 1,000
Total 17,377 3,463 5,840 2,950 4,970 21,194 6,639
Source: Lucknow Municipal Corporation

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FIGURE 15-5:Components in Non


SHARE OF NON -TAXTax Revenue
REVUE COMPONENTS
1%
Rental Income from Municipal
8% 4% Properties
8%
License and Fees

Selling of land and assests

79% Others

User Charges

15.2.1.2 Revenue Expenditure


Revenue expenditure is classified under the establishment mainly comprises of salaries and wages,
administrative expenses, operation and management expenses and repayment of loans. The detail of the
revenue expenditure of LMC is shown in Table 15-5. The revenue expenditure has grown from Rs.23995 lakhs
in FY 2008-09 to Rs. 27434 lakhs in FY 2012-13. Revenue expenditure has registered a CAGR of 3.41%.
TABLE 15-5: REVENUE EXPENDITURE OF LMC IN RS. LAKH
Sl. No. Components 2008-09 2009-10 2010-11 2011-12 2012-13 CAGR 2013-14 2014-15
Salaries/ Wages &
1 7,783 11,578 12,577 14,424 17,765 22.91 23,660 22,110
Allowances
Establishment
2 1,259 2,770 2,191 1,614 2,113 13.83 3,875 3,300
Expenses
Administrative
3 166 135 132 293 361 21.56 1,097 1,100
Expenses
Operation &
4 5,460 5,390 4,299 3,982 6,131 2.94 31,330 30,350
Maintenance
Programme
5 6,398 543 421 581 390 -50.32 4,010 2,910
Expenses
Other
6 Miscellaneous 2,843 4,482 2,423 2,125 497 -35.35 1,005 1,205
expenditure
Expenditure under
7 Suspense 85.83 67.99 58.66 136.3 176.53 19.76 601 551
Accounts
Total 23,995 24,967 22,101 23,155 27,434 3.41 65,578 61,526
Source: Lucknow Municipal Corporation

In case of LMC, “salaries/wages and allowances” accounts for the highest share of expenditure which is 53% of
the total revenue expenditure. The other major expenditure is towards O&M expenses, which accounts for about
21% of total revenue expenditure.
“salaries/wages and allowances” expense include salary of LMC employees, wages to the temporary staff, and
pension to staff, which has increased with a CAGR of 23% during the analysis period.
In case of O&M cost, major expenditure is towards water works, providing sanitation and waste management
services. During the last five years total O&M cost has increased with CAGR of 3%.
Administrative expenses includes stationary, printing expenses, furniture, advertisement, photo copy and other
expenses which accounts for 1% of the total revenue expenditure and grown at a CAGR of 21%.

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Corporation Revised City Development Plan of Lucknow City – Volume I
Components of Revenue Expenditure
FIGURE 15-6: COMPONENTS OF REVENUE EXPENDITURE
0%
Salaries/ Wages & Allowances
10%
7% Establishment Expences

Administrative Expenses
21% 53%
Operation & Maintenance

8% Programme Expenses

1% Other Miscellaneous expenditure

Expenditure under Suspence Accounts

15.2.2 Capital Accounts


Both capital income and expenditure has shown surplus in the period of last five years form 2008-09 to 2012-13.
However there has been huge deficit in capital accounts consecutively in the last five years. The expenditure has
increased at a much faster pace than income.
TABLE 15-6: CAPITAL ACCOUNTS FOR LMC IN RS. LAKH
2008-09 2009-10 2010-11 2011-12 2012-13 CAGR 2013-14 2014-15
Capital Accounts
Actual in Rs. Lakhs % Estimated
Income 37,208 16,499 28,037 35,282 32,098 -3.68 27,110 38,115
Expenditure 33,234 36,717 44,860 42,988 22,468 -9.32 49,515 36,115
Surplus/ Deficit 3,975 -20,218 -16,823 -7,706 9,630 -22,405 2,000
Source: Lucknow Municipal Corporation
FIGURE 15-7: CAPITAL ACCOUNTS FOR LMC

2012-13

2011-12

2010-11

2009-10

2008-09

- 10,000 20,000 30,000 40,000 50,000


Capital Expenditure Capital Income

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15.2.2.1 Capital Income


In general the capital income of LMC comprises of loans, grants and contributions. However during the review
period the capital revenues have been generated only through grants and contributions from the central and
state government. Major source of income is capital grants from JNNURM which accounts for about 90% of the
total capital income. The details of the capital income are shown in Table 15-7.
TABLE 15-7: CAPITAL INCOME OF LMC IN RS. LAKH
Sl. CAG 2013- 2014-
Components 2008-09 2009-10 2010-11 2011-12 2012-13
No. R 14 15
A Grants and Contribution
Grants under 20,00 10,00
1 35,857 15,485 26,040 31,123 26,242 -7.51
JNNURM/State/Central 0 0
2 MP Fund 35 16 141 220 65 16.94 200 500
12th/13th Finance 3,346 43.09 2,500 7,000
3 798 775 1,720 1,057
Commission
4 MLA Fund 168 205 136 228 259 11.36 300 500
20,11
5 Others Sources 350 18 - 2,654 2,186 49.27 4,110
5
27,11 38,11
Total of Capital Income 37,208 16,499 28,037 35,282 32,098 -3.68
0 5
Source: Lucknow Municipal Corporation
Sources of Capital Income
FIGURE 15-8: COMPONENTS OF CAPITAL INCOME

1% Grants under
0% JNNURM/State/Central
5% 5%
MP Fund

12th/13th Finance Commision

89%
MLA Fund

Othres Sources

15.2.2.2 Capital Expenditure


Capital expenditure of LMC includes expenses under finance commission, funds for MP/MLA, urban
development works etc. More than 95% of the expenditure is contributed under urban development and
infrastructure works under JNNURM. Rest 5% of the expenditure is done for other works like public health,
safety, statue constriction etc.
TABLE 15-8: CAPITAL EXPENDITURE OF LMC IN RS. LAKH
Sl. 2014
Components 2008-09 2009-10 2010-11 2011-12 2012-13 CAGR 2013-14
No. -15
12th/13th Finance 1,596 4.05 5,500 5,000
1 1,362 883 1,412 581
Commission
-
Public Health and animal - 100.0 5 5
2 131 142 76 -
Health
0

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3 Construction of statues - - - - - 10 10
4 MP/MLA Funds 263 223 266 317 351 7.52 900 1,100
Works for urban 30,00
5 development (JNNURM 31,478 35,469 43,106 42,089 20,521 -10.14 43,100
0
etc.)
36,11
Total of Capital Expenditure 33,234 36,717 44,860 42,988 22,468 -9.32 49,515
5
Source: Lucknow Municipal Corporation
FIGURE 15-9:Components
COMPONENTSof Capital
OF CExpenditure
APITAL EXPENDITURE

0.20%
0.01%
3.84% 12th/13th Finance Commssion
0.78%

Public Health and animal


Health

Construction of statues

95.17% MP/MLA Funds

Works for urban development


(JNNURM etc.)

15.2.3 Revenue vs. Capital Accounts


The overall income and expenditure status of LMC financial performance reveals the slow and steady growth in
expenditure whereas there has been very minimal growth of 0.2% in income part. Table 15-9 indicates the
overall Income of LMC through revenue and capital components. Revenue income accounts for almost 50% of
the total municipal income and rest of the share which is 50% is contributed by capital income.
TABLE 15-9: MUNICIPAL INCOME IN RS. LAKH
2013- 2014-
Municipal Income 2008-09 2009-10 2010-11 2011-12 2012-13 AVERAGE CAGR
14 15
Revenue Income 37,153 25,980 29,239 32,043 54,215 35725.88 9.91 54,215 54,215
Capital Income 37,208 16,499 28,037 35,282 37,610 30927.23 0.27 37,610 37,610
Source: Lucknow Municipal Corporation

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Municipal
FIGURE 15-10: Income
MUNICIPAL by Type
INCOME BY TYPE

40,000
35,000
30,000
25,000
20,000
15,000
10,000
5,000
-
2008-09 2009-10 2010-11 2011-12 2012-13

Revenue Income Capital Income


FIGURE 15-11: INCOME HEADS FIGURE 15-12: EXPENDITURE HEADS

Revenue
Expenditure
Capital Revenue 41%
Income Income Capital
50% 50% Expenditure
59%

The expenditure pattern of the LMC is exhibited in Table 15-10 indicating trends of revenue and capital
expenditure over the last five years. There also has been slow growth in capital expenditure with 7% of CAGR
whereas revenue expenditure has experienced rather faster growth pattern with 14% of CAGR. Revenue
expenditure accounts for 41% of total municipal expenditure and rest of the share 59% is from capital
expenditure.
TABLE 15-10: MUNICIPAL EXPENDITURE IN RS. LAKH
2013- 2014-
Municipal Expenditure 2008-09 2009-10 2010-11 2011-12 2012-13 AVERAGE CAGR
14 15
Revenue Expenditure 23,995 24,967 22,101 23,155 40,478 26939.23 13.97 40,478 40,478
Capital Expenditure 33,234 36,717 44,860 42,988 43,761 40311.88 7.12 43,761 43,761
Source: Lucknow Municipal Corporation

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Municipal
FIGURE 15-13:Expenditure
MUNICIPAL Eby Type
XPENDITURES BY TYPE

50,000

40,000

30,000

20,000

10,000

-
2008-09
2009-10
2010-11
2011-12
2012-13

Revenue Expenditure Capital Expenditure

15.3 FINANCIAL PERFORMANCE


The financial performance of LMC has been assessed to understand its present financial position. The process
helps in framing the appropriate policy framework for LMC in a sustainable manner.
 The operating ratio of LMC for 2008-09 to 2012-13 is 0.89 which is less than 1 indicating that
Lucknow‟s revenue income levels are higher than the revenue expenditure.

 CUR: Average Capital Utilization Ratio of LMC for year 2008-09 to 2012-13 is 1.32 which is greater
than 1 indicates that LMC‟s capital expenditure is more than capital income.

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16.0 INVESTMENT FRAMEWORK AND CAPITAL INVESTMENT PLAN (CIP)


The framework for long term vision for Lucknow has already been provided in the earlier chapter. We
approached this stage by discussions with various stakeholders and review of available relevant publications,
reports, GOs, resolutions, procedures, and laws. The projects were identified from the strategies and the
prioritisation has been done based on existing situation analysis and stakeholder consultations.

This chapter discusses the detailed assessment of availability of resources, logical sequencing of actions and
potential for immediate implementation which will culminate into development of a City Investment Plan (CIP)
which would lay out cost and revenue estimates of all priority projects.

16.1 INVESTMENT FRAMEWORK


Under the revised CDP for Lucknow, the investment plans need to be prepared in line with the national, state and
ULB level mission and vision. The investment estimation has been done in line with the strategies proposed for
the town in short term, medium term and long term. The costs of the projects presented herewith are based on
the unit cost and preliminary feasibility studies carried out in various sectors. Table 16-1 and Source: SENES
Estimation

Figure 16-1 presents summary of the capital investment requirement for the LMC.

TABLE 16-1: SUMMARY OF THE CAPITAL INVESTMENT REQUIRED FOR LUCKNOW

Investment by Investment by Investment Total Investment


2020 2030 by 2040 Need
Sl. No. Sectors
Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs
1 Water Supply 1,00,664 1,00,793 2,03,388 4,04,845
2 Sewerage & Sanitation 2,24,350 2,41,055 1,84,130 6,49,535
3 Roads & Urban Transport 13,00,684 10,33,980 5,53,304 28,87,968
4 Drains 39,574 26,325 29,905 95,804
5 Fire Fighting 1,066 1,066
6 Street Lights 2,490 - 4,392 6,882
7 Solid Waste Management 120 30 830 980
8 Urban Poor/ Slums 2,56,832 21,232 20,612 2,98,676
9 Socio-Cultural Facilities 1,020 740 - 1,760
10 Heritage & Tourism 13,105 15,500 - 28,605
11 Urban Environment 94,525 7,000 - 1,01,525
Total 20,34,430 14,46,656 9,96,561 44,77,646
Source: SENES Estimation

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FIGURE 16-1: SECTOR WISE INVESTMENT DISTRIBUTION BY 2040

0.15%
0.02% 0.64%
0.02% 0.04% Water Supply
2.27%
2.14% Sewerage & Sanitation
6.67% 9.04%
Roads & Urban Transport
14.51%
Drains
Fire Fighting
Street Lights
Solid Waste Management
64.50% Urban Poor/ Slums
Socio-Cultural Facilities
Heritage & Tourism
Urban Environment

Above figure indicates that of the total investment proposed for the Lucknow apart from other investments which
includes slums, fire fighting and community development, the maximum share is taken by the road sector at 65%
and sewerage sector at 14% followed by the water supply sector at 9%, urban poor with 6%. Storm water drains
accounts for 2% and solid waste management accounts for 0.5% of the total investment.

16.2 CAPITAL INVESTMENT PLAN


The scheduling of investment is based on the analysis of fiscal resources available for new investment and O&M,
technical capacity for project development and the choice of improvements to be taken up over the period of
time. Phasing of investment is also worked out considering the need of the service, sustainability of the
investment and priority assigned by the stakeholders for different projects in the city. Sectoral priority expressed
by different stakeholders during the consultation workshops in the order of priority are listed in the following
section:
1. Storm Water Management
2. Social Infrastructure
3. Sewage
4. Water Supply
5. Slum Rehabilitation
6. Solid Waste Management
7. Sanitation
8. Internal Roads
9. Fire Fighting
10. Street Lighting
Section below provides phasing of the investment for implementing the development proposals for Lucknow.

16.3 SECTOR WISE CIP DETAILS – CAPITAL NEEDS/ INVESTMENTS

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16.3.1 Water Supply


The total investment need for water sector by the year 2040 is estimated at Rs. 404,845 lakhs. However the gaps
in the system are to be filled in phases in line with population growth. Accordingly, part of the identified
investment proposed to be funded by the year 2020 caters to the current gaps and meet the immediate
requirements and is shown in Table 16-2.
TABLE 16-2: WATER SUPPLY - ACTION PLAN FOR IMPLEMENTATION (2020)
Water Supply Total 2015-16 2016-17 2017-18 2018-19 2019-20
Investment up to
1,00,664 3,258 31,518 29,420 36,468 -
2020 (Rs. Lakhs)
Water supply Augmentation   
Treatment Plant   
Distribution network augmentation   
Capital Facilities
Elevated storage reservoirs of 279 ML
 
capacity
System refurbishment & replacements 
Metering System     
Support & Regularise unauthorised connections,
System Check distribution leaks and reduce   
Sustenance UFW
Measures Improve collections to reach 85%
   
collection efficiency by 2020

 The ULB would have to develop a comprehensive watershed management plan for the city
including details of groundwater availability, use, potential for increasing the water drawn from
the available ground water source of the town.
Action Measures  Identify the areas hitherto not covered by water distribution network and develop a
comprehensive plan for providing water supply to these areas.
 Increase the number of domestic connections
 Reserve land for zones that are good for water recharge and water conservation
 Capital investments on system refurbishment and replacement shall happen only after
Sector Notes conducting water audit and identification of UFW sources
 Improvement of collection efficiency is applicable to both arrears and current demand
 Daily per capita water supply (min of 135 lpcd)
Performance
 Distribution network reach as % of road length (min 85%)
Monitoring
 System coverage –as % of PT assessments (min 85%)
Indicators
 Cost recovery through user charges (100% O&M expenses)

16.3.2 Sewerage & Sanitation


The total investment need for sewerage sector by the year 2040 is estimated at Rs.649,535 lakhs. However the
gaps in the system are proposed to be filled in phases in line with the increase in population and augmentation of
water supplies to the town. Accordingly part of the identified investment is proposed to be funded by the year
2020 caters to the current gaps and meet the immediate requirements and is shown in Table 16-3.
TABLE 16-3: SEWERAGE - ACTION PLAN FOR IMPLEMENTATION (2020)
Sewerage System/ Sewerage 2015-16 2016-17 2017-18 2018-19 2019-20
Investment Upto
2,24,350 14,698 54,927 75,042 75,042 4,641
2020(Rs. Lakhs)
Capital Facilities Collection network establishment     
Page 319 January 2015
Lucknow Municipal
Corporation Revised City Development Plan of Lucknow City – Volume I

Sewerage System/ Sewerage 2015-16 2016-17 2017-18 2018-19 2019-20


Sewerage Treatment Plants  
Pumping Machinery   
Ensure every house tax assessment
Support &
& water connection is also connected   
System
to the sewerage
Sustenance
Collections and achieve 85%
Measures   
collection efficiency by 2030
 Preparation of DPR for laying of sewerage system in the town
 Eradicate the conditions which give rise to conditions of malaria and other water borne
Action Measures
diseases.
 Ensure access of sanitary facilities to the slum dwellers

16.3.3 Roads, Street Lighting and Traffic Management

The total investment need for roads, street lighting and traffic management sectors by the year 2040 is estimated
at Rs.28,87,968 lakhs. However the gaps in the system are proposed to be filled in phases in line with the area
being developed and increase in population. Accordingly part of the identified investment is proposed to be
funded by the year 2020 caters to the current gaps and meet the immediate requirements and is shown in Table
16-4.
TABLE 16-4: ROAD SECTOR - ACTION PLAN FOR IMPLEMENTATION (2020)
Roads, Street lighting and Traffic Management 2015-16 2016-17 2017-18 2018-19 2019-20
Investment upto
13,00,684 3,00,147 4,64,311 2,22,189 1,92,476 1,24,051
2020 (Rs. Lakhs)
Roads Up-gradation 
New road formation   
Parking Area  
Up-gradation of existing bus stand  
Establishment of truck terminal
Capital Facilities  

Construction of missing links   

Improvement of traffic system and


 
Junction improvements
 Encroachment removal and road widening
 Remove bottlenecks in municipal area
Action Measures
 Provide parking lots
 Provide footpaths on the existing and yet to be developed roads
 The design of the new roads should have provision for shoulder, foot paths, utility ducts and
storm water drains under the foot paths.
Sector Notes
 New roads development shall be integrated with the drain construction (i.e. for any new road
drainage facility to be planned and constructed alongside)
Performance  Road network – Degree of connectivity in terms of per-capita road length (min 1 m)
Monitoring  Road condition - % municipal roads surfaced (100% - CC/ BT surfacing)
Indicators

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16.3.4 Storm Water Drainage


The total investment need for the drainage sectors by the year 2040 is estimated at Rs.95, 804 lakhs. However
the gaps in the system are proposed to be filled in phases in line with the road network being developed and
increase in population. Accordingly part of the identified investment is to be funded by the year 2020 caters to the
current gaps and meet the immediate requirements and is shown in Table 16-5.
TABLE 16-5: DRAINAGE SECTOR - ACTION PLAN FOR IMPLEMENTATION (2020)
2015- 2016-17 2017-18 2018-19 2019-
Storm Water Drainage
16 20
Investment
upto 2020 (Rs. 39,574 8,172 8,169 7,919 7,657 7,657
Lakhs)
Capital New formation of closed drains
   
Facilities
Support & Ensure that every divided road to have
System closed drains on either side and undivided
   
Sustenance roads have drains on at least one side
Measures

Action  Preparation of DPR for augmentation of storm water system in the town.
Measures  Identify, delineate, sanitize and protect the natural drainage system of the city
 Improve drainage network on a priority basis in flood prone areas.
Sector Notes  All new roads to be designed shall have adequate provision for storm water drains.
 Constructing new drains shall be integrated with the new roads development.
Performance  Drainage network should 130% of road length.
Monitoring  All divided roads to have drains on either side and undivided roads on at least one side.
Indicators  Drains to be cleaned before and after monsoon for better functioning.

16.3.5 Solid Waste Management


The total investment need for the solid waste management sectors by the year 2040 is estimated at Rs.980
lakhs. By 2020 only Rs.120 lakhs is required to keep the additional road side bins. Rest of the requirements
would be fulfilled by private contractor.
16.3.6 Slums and Basic Services for Urban Poor
The requirements in the sector are of immediate priority and hence the planning horizon for the sector is year
2020 and accordingly projects and investments identified are to be funded by the year 2020. A sum of Rs.298,
676 lakhs is the investment identified for various improvement projects and for providing basic services to the
urban poor which the ULB can cover under IHSDP/RAY scheme and is shown in Table 16-6.
TABLE 16-6: URBAN POOR - ACTION PLAN FOR IMPLEMENTATION
Slums and Urban Poor 2015-16 2016-17 2017-18 2018-19 2019-20
Investment upto
2020 2,56,832 25,418 63,417 1,04,867 47,381 15,749
(Rs. Lakhs)
In situ rehabilitation of slums-
   
housing
Capital Facilities
Infrastructure development for
   
Slum rehabilitation

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Slums and Urban Poor 2015-16 2016-17 2017-18 2018-19 2019-20


Inventory and geographical
mapping of all slums and 
infrastructure in slums for LMC
Support & Training for women in slums and
System urban poor towards self-
Sustenance employment and other income
Measures generating activities. NGOs to play   
the lead role and LMC shall
assume the secondary/ supportive
role
 Providing for reservation of lands for EWS
 Frequent meetings with slum dwellers towards encouraging participation in slum development
Other actions/ programmes, awareness creation on beneficiary contribution to project development and also
Measures assuming the responsibility of implementing the projects.
 Facilitate and encourage the neighbourhood concept in slums to carry out towards recreational
activities such as reading, sports and drama.
 Infrastructure and basic services‟ provision in slums shall not be in isolation but in conjunction
and in line with overall infrastructure development in the city.
Sector Notes  Awareness on health and hygiene shall be created among slum dwellers in line with the long-
term goal of moving towards individual toilets and doing away with public convenience
systems.
 Water Supply –Individual house service connections to all
Performance  Sewerage - Individual house service connections to all
Monitoring  Sanitation – Community toilets in short run and individual toilets in long run
Indicators  Solid Waste Management- Coverage of all slum households under door-to-door collection and
awareness campaigns on source segregation

16.3.7 Social Infrastructure

Social Infrastructure Projects


Components 2015-16 2016-17 2017-18 2018-19 2019-20
Cattle Clooney 100 100 100 100 100
Slaughter House 80 80 80 80 80
Dog Sterilization Room 24 24 24 24 24
Total 204 204 204 204 204

16.4 DETAILS OF THE CAPITAL INVESTMENT PLAN


As mentioned that the total investment required for the first five years for the entire city is Rs.20, 34, 430 lakh,
Sector wise details cost estimates and the projects are listed down.

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1. Water Supply Projects and Investment Phasing

Service Gap by Service Gap by


Service Gap by Year 2019-20 Costing
Year 2029-30 Year 2030-40
Unit
Sl. Investme Investme Total
Cost Investmen
No Components Unit Existing Demand nt by nt by Investment
. Gap - Demand Gap - Demand Gap - t by 2020
(2014- - 2019- 2030 2040 Need
2019-20 - 2030 2030 - 2040 2040
15) 20 Rs. Rs.
Rs. Lakhs Rs. Lakhs Rs. Lakhs
Lakhs Lakhs
1 Treatment capacity MLD 475.00 466 27 575 126 1,001 426 275.00 7,292 34,706 1,17,134 1,59,131

2 Distribution Network Km. 2,748 3,018 134.81 3,813 930 4,791 978 60.00 8,089 55,804 58,659 1,22,552
Refurbishment of Old 1,099 1,099 60.00 65,952 - - 65,952
3 Km.
Distribution Network
4 OHT/CWR ML 169 56.00 56.00 45 45 178 178 120.00 6,720 5,400 21,360 33,480

5 Replacement of OHTs ML 0.01 0.01 0.01 0.01 0.04 0.04 120.00 1.01 0.98 5.22 7.20

6 Metering System No.s - 4,98,840 4,98,840 6,90,114 1,91,273 9,39,319 2,49,205 0.025 12,471 4,782 6,230 23,483
GIS Mapping for Water Sq. 400 400 0.10 40 40
7
Supply Infrastructure km
Ground Water
8 Recharge Plan for the LS 200.00 100 100 200
City
Total 1,00,664 1,00,793 2,03,388 4,04,845
Source: SENES Estimation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

2. Sewerage and Sanitation Projects and Investment Phasing

Service Gap by Service Gap by Year


Service Gap by Year 2019-20 Costing
Year 2029-30 2030-40
Unit Cost Total
Sl. Investm Investm Investm
Components Unit Investm
No. Demand Gap - ent by ent by ent by
Existing Demand - Gap Demand Gap - ent
- 2019- 2019- 2020 2030 2040
(2014-15) 2030 -2030 - 2040 2040 Need
20 20
Rs. Rs. Rs. Rs.
Rs. Lakhs
Lakhs Lakhs Lakhs Lakhs
1,532.
1 UGS Network Km. 1,174 3,018 1,106 3,813 4,791 978 150 1,65,926 2,29,906 1,46,647 5,42,479
70
Refurbishment of Old 235 235 150 35,220 - - 35,220
2 Km.
Sewer Lines
3 Treatment Capacity MLD 410 596 186 684 87 1,025 341 110 20,507 9,606 37,483 67,595

4 Public Convenience Seats No.s 2656 4,352 1,696 -

5 New public toilets No.s 1,187.15 1,187 0.65 1,543.30 1,543.30 3,087
Conversion of single story 508.78 509 0.50 254.39 254
6 No.s
toilets to multistory
7 Sludge Collection Vehicles No.s 172 172 5.00 860.00 860
GIS Mapping for 400 400 0.10 40.00 40
8 Sq. km
Sewerage Infrastructure
Total 2,24,350 2,41,055 1,84,130 6,49,535
Source: SENES Estimation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

3. Drainage Network Projects and Investment Phasing

Service Gap by Year Service Gap by Service Gap by


Investment Need
2019-20 Year 2029-30 Year 2030-40
Unit
Sl. Uni Cost Total
Components Indicator Exist Dem Gap By By By
No. t Invest
ing and - - Demand Gap - Demand Gap - 2020 2030 2040
ment
(2014 2019- 2019 - 2030 2030 - 2040 2040
Rs. Rs. Rs. Rs. Rs.
-15) 20 -20
Lakhs Lakhs Lakhs Lakhs Lakhs
Road Length Covered Km % to total road
1 2,701 4,615 1,914 5,831 1,216 7,327 1,495 -
with Drains . length
Km New Darin 38,283
2 New Closed Drains 1,914 1,216 1,495 20 24,325 29,905 92,514
. requirement .70
Desilting of Major 500 800 1,300
3 LS 10 10 26 16 50
Drains
4 Constructed wetlands LS 10 10 26 16 75 750.00 1,200 - 1,950
GIS Mapping for Sq.
5 400 400 0.10 40.00 40
Drainage Lines km
Total 39,574 26,325 29,905 95,804
Source: SENES Estimation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

4. Solid Waste Management Projects and Investment Phasing

Service Gap by Year Service Gap by Year Service Gap by Year


Investment Need
2019-20 2029-30 2030-40
Unit
Sl. Total
Uni Existin Deman Cost
No Components Gap - By 2020 By 2030 By 2040 Investme
t g d- Demand - Demand -
. 2019- Gap -2030 Gap - 2040 nt
(2014- 2019- 2030 2040
20 Rs. Rs. Rs. Rs. Rs.
15) 20
Lakhs Lakhs Lakhs Lakhs Lakhs
Community No.
1 400 800 400 900 100 1000 100 0.3 120 30 30 180
Bins s
Transfer No.
2 4 4 0 4 0 8 4 200 - - 800 800
Stations s
Total 120 30 830 980
Source: SENES Estimation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

5. Urban Roads, Traffic and Transportation Projects and Investment Phasing

Service Gap by Year 2019- Service Gap by Year Service Gap by Year
Investment Need
20 2029-30 2030-40
Unit
Sl. Cost Total
No Components Unit Existin Deman By 2020 By 2030 By 2040 Investmen
Gap -
. g d- Demand Gap - Demand - Gap - t Need
2019-
(2014- 2019- - 2030 2030 2040 2040
20 Rs. Rs.
15) 20 Rs. Lakhs Rs. Lakhs Rs. Lakhs
Lakhs Lakhs
A Road Network
1 Total Municipal Road Length (New) Km. 3387 3,550 106 4,486 608 5636 748 300 31,813 1,82,441 2,24,284 4,38,538
2 Outer Ring Road - 6 lane Km. 89 89 800 71,200 71,200
3 Haider canal road Km. 10 10 52,000 5,20,000 5,20,000
4 Kukrail band road Km. 8 8 800 6,400 6,400
6 Gomti River Bund and Road Km. 13.5 13.5 45.5 32 61 15.5 600 8,100 19,200 9,300 36,600
7 Intersection improvement Nos. 25 25 25 625 625
8 Road Marking LS 400 400 400 400 1,200
B Public Transport System
22.87
9 Lucknow Metro Km. 22.878 11.098 11.098 28,291 6,47,231 3,13,969 9,61,200
8
10 Bus stops No.s 300 300 300 300 20 6,000 6,000 12,000
11 ITS on buses LS 500 500 1200 700 1800 600 5 2,500 3,500 3,000 9,000
12 ITS on bus stops LS 300 300 300 300 6 1,800 1,800 - 3,600
Buse
13 City bus service (Bus augmentation) 500 500 1200 1200 1800 1800 28 14,000 33,600 50,400 98,000
s
14 Development of new terminal cum depot No.s 2 2 3 3 3,000 6,000 9,000 15,000
15 Up gradation of existing terminal No.s 3 3 300 900 900
16 Railway station up gradation No.s 6 6 2000 12,000 12,000
17 Increase in frequency of intercity train Km, 71 71 71 71 3570 - 2,53,470 2,53,470 5,06,940

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Service Gap by Year 2019- Service Gap by Year Service Gap by Year
Investment Need
20 2029-30 2030-40
Unit
Sl. Cost Total
No Components Unit Existin Deman By 2020 By 2030 By 2040 Investmen
Gap -
. g d- Demand Gap - Demand - Gap - t Need
2019-
(2014- 2019- - 2030 2030 2040 2040
20 Rs. Rs.
15) 20 Rs. Lakhs Rs. Lakhs Rs. Lakhs
Lakhs Lakhs
C Construction of Flyovers/ROB/FOB
18 Flyovers Km, -
i At Tedi Pulia on Ring Road 0.60 500 300 300

ii At Khurram nagar Crossing on Ring Road 0.60 500 300 300


At Kursi Road from Neera Hospital to Old
iii 0.55 500 275 275
Hanuman Temple (Sector G Aliganj)
At Ashok Road before from Krishi Bhavan to
iv 0.70 500 350 350
Sankalp Vatika (before Gomti Bridge)
At Berlington Crossing (subject to feasibility of
v 0.65 500 325 325
the road)
vi From Daliganj bridge to IT chauraha 1.45 500 725 0 725
From polytechnic crossing to HAL on Faizabad
vii 0.80 500 400 0 0 400
Road
vii At Engineering College crossing on ring road 0.50 250 0 0 250
500
i
On Outer ring road at NH 28 (Lucknow
ix Faizabad Road) crossing and Faizabad railway 4 500 0 0 2000 2,000
crossing along Indira Canal
On outer ring road at Sultanour railway
x 0.90 500 0 0 450 450
crossing, NH56 and Indira Canal
Outer ring road at NH 25 (Lucknow Kanpur
xi 1.00 500 0 0 500 500
Road) crossing
Outer ring road at SH 40 crossing (Lucknow to
xii 1.00 500 0 500 0 500
Etawah)
xii On outer ring road at Sitapur railway crossing
1.00 500 0 500 0 500
i and NH 25

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Service Gap by Year 2019- Service Gap by Year Service Gap by Year
Investment Need
20 2029-30 2030-40
Unit
Sl. Cost Total
No Components Unit Existin Deman By 2020 By 2030 By 2040 Investmen
Gap -
. g d- Demand Gap - Demand - Gap - t Need
2019-
(2014- 2019- - 2030 2030 2040 2040
20 Rs. Rs.
15) 20 Rs. Lakhs Rs. Lakhs Rs. Lakhs
Lakhs Lakhs
19 River Bridge Km, -
i Near Daulatganj (on Jal Nigam Road) 0.75 800 600 0 0 600
Bridge between hanuman setu and nishat ganj
ii 0.75 800 600 0 0 600
bridge
At outer ring road (North western direction of
iii 0.75 800 0 600 0 600
Lucknow)
At outer ring road at Indira Canal and Gomti
iv 0.75 800 0 0 600 600
River Crossing
20 Rail Over Bridge Km, -
i On Sultanpur railway crossing at NH 56B 1.25 500 0 625 0 625

ii On Raibareli Railway Crossing at NH 56B 1.00 500 0 500 0 500

iii On Outer ring road at Kanpur railway crossing 0.7 500 0 0 350 350

iv Kanpur railway crossing at NH 25 A 0.6 500 0 300 0 300


On Hardoi railway crossing at Lucknow –
v 0.75 500 0 375 0 375
Hardoi SH 25
On outer ring road at Hardoi railway crossing
vi 0.6 500 0 0 300 300
and SH 25
D Development of NMT
21 Grade separated pedestrian facilities No.s 5 5 350 1,750 1,750
22 Construction of footpath KM 90 90 95 95 95 95 50 4,500 4,750 4,750 14,000
23 Strolling zones No.s 2 2 2 2 2 2 500 1,000 1,000 1,000 3,000
24 NMT network KM 60 60 95 35 125 30 50 3,000 1,750 1,500 6,250
25 Cycle rickshaw management/Auto rickshaw LS 3000 3,000 3,000 6,000

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Service Gap by Year 2019- Service Gap by Year Service Gap by Year
Investment Need
20 2029-30 2030-40
Unit
Sl. Cost Total
No Components Unit Existin Deman By 2020 By 2030 By 2040 Investmen
Gap -
. g d- Demand Gap - Demand - Gap - t Need
2019-
(2014- 2019- - 2030 2030 2040 2040
20 Rs. Rs.
15) 20 Rs. Lakhs Rs. Lakhs Rs. Lakhs
Lakhs Lakhs
26 Hawkers management LS 1000 1,000 1,000 1,000 3,000
E Development of Truck Terminals/Parking
27 Improvement of existing freight terminal Nos. 1 1 2000 2,000 - - 2,000
28 Multi modal transit hub LS 1,00,000 1,00,000 1,00,000
29 Creation of off-street parking facilities Nos. 4 4 6 6 1000 4,000 6,000 - 10,000
153,45 165,90 12,45
30 Street Lights Nos. Nil - 187,864 21,959 0.2 2,490 - 4,392 6,882
5 5 0
F Others
31 Area redevelopment plan LS 12000 12,000 12,000 24,000
32 Traffic management schemes LS 6000 6,000 6,000 12,000
33 Public education and awareness programme LS 500 500 500 1,000
34 BRTS Feasibility Study LS 40 40 40
Total 13,03,174 10,33,980 5,57,696 28,94,850
Source: SENES Estimation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

6. Fire Fighting Projects and Investment Phasing

Investment Need
Unit Cost
Sl. No. Components Unit By 2020 By 2030 By 2040 Total
Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs
1 Hydraulic Platform (42 meters) No.s 450 450

2 Water Bowser No.s 28 28

3 Construction of underground water reservoir No.s 260 260


4 Strengthening of tube wells, OHT and fire hydrants fledges at Zonal Pumping Stations LS 32 32
Ambulance with fire support system and other fire mitigation equipment‟s
5 LS 81 81
required by fire service department to meet out urgent need
Jeep toeing vehicle and expense on miscellaneous activities as per the requirement
6 LS 55.25 55.25
for implementation of fire mitigation plan
7 Construction of additional underground water reservoirs No.s 130 130
8 Maintenance and renovation of tube wells, OHT, tanks and fire hydrants LS 30 30
Total 1066.25 1066.25
Source: SENES Estimation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

7. Urban Environment Projects and Investment Phasing

Investment Need
Unit Cost
Sl. No. Components Unit By 2020 By 2030 By 2040 Total
Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs
1 Gomti river front development LS

i Shaheed samarak stretch from hanuman setu - daliganj bridge LS 2,000 2,000 2,000

ii Left bank from hanuman setu - daliganj bridge LS 35,000 35,000 35,000
iii Left bank from nishantganj bridge to hanuman setu LS 5,000 5,000 5,000
iv Right bank from nishantganj bridge to hanuman setu LS 5,000 5,000 5,000
v extension to kudiya ghat both on upstream and downstream LS 5,000 5,000 5,000
vi Left bank pucca pul to daliganj pul LS 1,000 1,000 1,000
vii Right bank pucca pul to daliganj pul LS 800 800 800
viii Embankment road LS 1,000 1,000 1,000
ix River front opposite la martieniere boys college LS 16,000 16,000 16,000
2 Eco conservation of ponds and lakes of Lucknow LS - -
i Moti jheel and yamuna jheel LS 9,000 9,000 9,000
ii butler palace lake LS 150 150 150
iii Budheshwar temple lake LS 1,000 1,000 1,000
iv Tikait rai talab LS 200 200 200
v Haibatmau LS 2,000 2,000 2,000
vi Bhadruk LS 600 600 600
vii Eledeco jheel LS 2,000 2,000 2,000
viii Wetland near kanha upvan, UPDPL LS 1,200 1,200 1,200

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Investment Need
Unit Cost
Sl. No. Components Unit By 2020 By 2030 By 2040 Total
Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs

Miscellaneous lakes and water bodies in housing schemes of LDA


ix LS 8,000 4,000 4000 8,000
and UPAVP

x Green echo park LS 500 500 500

3 Eco conservation of road, medians, parties, walkways and roadsides LS 6,000 3,000 3000 6,000

4 Preparation of conservation and environment management plan LS 50 50 50

5 Preparation of Disaster Management Plan LS 25 25 25


Total 94,525 7,000 - 101,525
Source: SENES Estimation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

8. Heritage and Conservation Projects and Investment Phasing

Costing

Sl. Unit Cost Investment by


Components Unit Investment by 2020 Investment by 2030 Total Investment Need
No. 2040

Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs

1 Restoration of important buildings of Hussainabad area

i Satkhanda LS 100 100 100


ii Picture gallery LS 150 150 150
iii Lake in front of picture gallery LS 75 75 75
iv Clock tower LS 20 20 20
v Sheesh Mahal LS 150 150 150
vi Sarai LS 75 75 75
vii Gate of Chota Imambara LS 100 100 100
viii Setting of the area LS 500 500 500
ix Infrastructural development LS 500 500 500
Hussainabad heritage zone from bada Imambara till Chota
2
Imambara
i Setting LS
ii Signage LS
iii Pedestrian pathway LS
5000 2500 2500 5,000
iv Amenities LS
v Land scape LS
vi Façade lighting LS

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Costing

Sl. Unit Cost Investment by


Components Unit Investment by 2020 Investment by 2030 Total Investment Need
No. 2040

Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs
vii Street furniture LS
viii Parking etc. LS
ix Encroachment removal LS
x Rehabilitation LS
xi Infrastructural development LS
xii a. Drainage system LS
xiii b. Underground electric system LS
xiv c. Firefighting LS
Shifting of electric substation to reduce visual pollution and to
xv LS
improve visual integrity
3 Kaiserbagh heritage zone
i Landscape and infrastructural development LS 1700 1700 1,700
ii Façade restoration LS 300 300 300
iii Restoration of chatries LS 50 50 50
iv Amiruddoula library LS 200 200 200
v Bhatkahnde building LS 100 100 100
4 Dilkusha LS -
i Setting LS 300 300 300
ii Building LS 800 800 800
5 Residency -
i setting LS 1000 500 500 1,000

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Costing

Sl. Unit Cost Investment by


Components Unit Investment by 2020 Investment by 2030 Total Investment Need
No. 2040

Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs
ii Parking LS
iii Entrance development LS
iv Encroachment removal LS
v Pathways LS
vi Amenities LS
vii Lighting LS
6 Lamartinere -
i Landscape LS 500 500 500
ii Building restoration LS 500 500 500
7 Nagar nigam building, lalbagh -
i Landscape LS 200 200 200
ii Building restoration LS 5000 2000 3000 5,000
Revitalization/ development of heritage walk street from
8 LS 1000 1000 1,000
tilewali masjid to akbari gate
9 Preparation of architectural control precinct wise -
i Hazrat Ganj LS 10 10 10
ii Sarrafa bazar LS 10 10 10
iii Qaiser Bagh LS 20 20 20
iv Latouche road LS 15 15 15
v Victoria road LS 10 10 10
vi Station road LS 10 10 10

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Costing

Sl. Unit Cost Investment by


Components Unit Investment by 2020 Investment by 2030 Total Investment Need
No. 2040

Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs
Important buildings on heritage corridor from dilkhusha to
10 LS -
Hussainabad heritage zone along river
i Bibiapur kothi (hunting lodge) LS 50 50 50
ii Obelisk lamartinere LS 40 40 40
iii Batlur palace gate LS 40 40 40
iv Siqundar Bagh LS 40 40 40
v Shahnajaph Imambara LS 40 40 40
vi Tara wali kothi LS 100 100 100
vii Chattar manjil LS 1000 1000 1,000
viii Lal Baradari LS 200 200 200
ix Pucca pul LS 100 100 100
x Restoration of rouja LS 1000 1000 1,000
11 Development of heritage street -
i Victoria street LS 4000 4000 4,000
ii Chowk street from gol Darwaza till akbari Darwaza LS 3500 3500 3,500
12 Preparation of heritage conservation plan for Lucknow city LS 100 100 100
Total 13,105 15,500 - 28,605
Source: SENES Estimation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

9. Slum Improvement Projects and Investment Phasing

Total
Investment Investment
Investment by 2020 Investment
S. No. Sector Sector/Unit Unit Quantity by 2030 by 2040
Need
Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs
1 Housing No of Houses 78,303 209714.04 209,714
Physical Infrastructure
Running length of sub line (KM) km. 683.19 5,974 5,974

Water Supply Raising Main (KM) km. 332.23 634 634


2 System No. of individual taps No.s 108523 3886 3,886
Overhead water tanks No.s 248 248 248
Sub Total 10,742 10,742
Length of Underground Sewer Line (KM) km. 567.09 8,872 8,872
Sanitation Length of storm water Drainage Lines (KM) km. 567.09 8,872 8,872
3
No. of individual toilets No.s 54279 6,554 6,554
Sub Total 24,298 24,298
No. of Bins No.s 4947 438 438
Solid waste
management Type of garbage collection - -
4 Frequency of garbage collection - -
Sub Total 4947 438 438
Length of main roads in Kms (Proposed) km. 3015 150 150
Roads
Length of internal roads in Kms (Proposed) km. 223.37 5,536 5,536
5
Sub Total 5,685 5,685
Street Lighting No. of street lights No.s 4071 469 469
6
Sub Total 4071 469 469
Total Physical Infrastructure 41,632 41,632

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Total
Investment Investment
Investment by 2020 Investment
S. No. Sector Sector/Unit Unit Quantity by 2030 by 2040
Need
Rs. Lakhs Rs. Lakhs Rs. Lakhs Rs. Lakhs
Social Infrastructure
Anganwadi/Pre-primary schools 156 156
Education
7 Primary school No.s 165 295 295
facilities
High school 61 61
Sub Total 165 512 512
Comm. Halls No.s 95 502 502
Recreation park (sq. ms) sq. km 1.0 2,832 2,832
Social
development Development of Labor Adda No.s 32 480 120 150 750
8
Development of Shelter Homes No.s 30 910 1950 1300 4,160
Development of Informal Market Spaces No.s 50 250 250 250 750
Sub Total 4974 2320 1700 8994
Total Social Infrastructure 5486 2320 1700 9506
9 O&M LS 18,912 18,912 37,825
Grand Cost ( Physical + Social) Infrastructure 2,56,832 21,232 20,612 2,98,676
Source: SENES Estimation

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

10. Other Projects and Investment Phasing

Existing and Desired Service Gap by Year Service Gap by Year Service Gap by Year
Investment Need
Level 2019-20 2029-30 2030-40
Unit Total
Sl. Un Existi Dema Gap Cost By By By Investm
Components
No. it Existing Desired ng nd - - Demand - Gap - Demand - Gap - 2020 2030 2040 ent
Level Level (2014- 2019- 2019- 2030 2030 2040 2040 Need
15) 20 20 Rs. Rs. Rs. Rs. Rs.
Lakhs Lakhs Lakhs Lakhs Lakhs
No. 500 500 - 1,000 500
1 Cattle Colony 1 1 2 1
s
Slaughter No. 400 200 - 600 400
2 2 2
House s
Dog
No. 120 40 - 160 120
3 Sterilization 6 6 8 2
s
Room
Total 1,020 740 - 1,760
Source: SENES Estimation

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Lucknow Municipal
Revised City Development Plan of Lucknow City – Volume I
Corporation

17.0 SUSTANIANBLE FINANCIAL OPERATING PLAN (FOP)


The sustainable investment capacity of LMC is assessed through a Financial Operating Plan (FOP), which gives
a yearly forecast of finances for the short term and long term. A salient feature of the FOP is that all outstanding
dues, including debt and non-debt liabilities if any, have been taken into account.
The accounts data of LMC between the years 2008-09 and 2012-13 are used as the basis for determining past
trends in revenue and expenditure and arriving at appropriate growth assumptions for each of the income and
expense items. After forecasting the revenue account, the capital investments proposed under the CIP are added
to the forecast. The FOP is generated to assess the investment sustaining capacity of LMC.
The project funding structure comprises grants similar to as under the JNNURM framework (accounting for 70%
of the funding), internal resources and loans accounting for the rest. The level of investment that LMC can
sustain is determined by studying the overall surpluses/ year-to-year opening balance and debt service coverage
ratio. If the debt service coverage ratio - DSCR (amount of surplus available to pay interest and to repay principal
that is due) falls below 1, then the investments are reduced gradually till the DSCR exceeds 1 in all the years in
the forecast period.
The main items of income and expenditure, classified into the revenue account and the capital account, are
projected in the FOP under the following categories.
1. Revenue Account Receipts:
a. Taxes, Non-Tax Sources, Assigned Revenue and
b. Grants, Contribution and Subsidies
2. Revenue Account Expenditure:
a. Establishment
b. Operation and Maintenance
c. Debt Servicing- Existing and New Loans
d. Phasing of non-debt liabilities, and
e. Additional O&M
3. Capital Income and
4. Capital Expenditure

17.1 FINANCING STRATEGIES FOR THE CIP


In determining a long-term financial strategy, LMC plans to raise resources and fund the CIP through:
 Grants available on the pattern of JNNURM Framework (as percent of investment proposed for
funding by the year 2020 in urban governance and infrastructure sectors – 50% central government
grants and 20% state government grants). In this grant is not considered for capital cost towards
projects identified for economic development and urban governance.
 Available internal resources and improving upon the same through
o Revision of evaluating the property tax methods
o Revision of water charges at specific intervals
o Revision of sewage charges at specific intervals
o Maintenance of the collection performance of taxes and charges at certain minimum levels for
current and for arrears
o Borrowings from market or financial institutions

Page 341 January 2015


Lucknow Municipal
Revised City Development Plan of Lucknow City – Volume I
Corporation

17.2 FINANCE PROJECTIONS


Current revenue sources are projected under built-in growth assumptions for income and expenditure items, to
assess the impact of each such revenue enhancement measure being suggested. The projections also aim at
estimating the surplus that will be available for servicing new debt. Part of the surplus, after meeting the
additional O&M expenses on newly created assets and infrastructure, is translated into debt size and project size
(grant component plus debt component) based on certain assumptions regarding interest rate, repayment
method and loan-grant mix.
A spread sheet FOP model has been customised to depict the financial position of LMC and the investment
sustaining capacity of Nagar Nigam is assessed based on the FOP assumptions. The model was used to
calculate future surpluses under various scenarios involving combinations of internal revenue improvement, state
support, and financing terms.
17.2.1 Municipal Account – Growth Projections and Assumptions
The standard assumptions under which the projections are carried out and certain expenditure control and
revenue augmentation measures proposed are presented in Table 17-1.
TABLE 17-1: IMPORTANT ASSUMPTIONS MADE IN THE INCOME PROJECTIONS
Head Assumptions
Population
Existing population – The existing population of Lucknow as per Census 2011 is 2,817,105
Projected Population
Year Population Average Annual Growth Rate
2014 3,063,917 2.75%
2021 3,636,066 2.75%
2031 4,589,826 2.75%
2041 5,765,983 2.75%
Guiding Factor for Assessing the Sustaining Capacity
Surplus Positive surplus - year on year basis
DSCR Greater than 1
Project Financing – for admissible Components
Project Costing 5 % Cost escalation factor
New/additional O & M and from second
year of investment 5% growth is 3% - 5% of Capital cost
considered for the additional O & M
Grant from GoI 50% of Proposed Projects
Grant from GoUP 20% of Proposed Projects
Repayment in 20 years, with 5 year principal moratorium @ 8 %
If loan for balance funding
interest rate
Old outstanding loans As per existing terms and conditions
Revenue Expenditure
Actual average growth with a minimum 5% and maximum of 10%
Growth in expenditure
(based on last five years trend)
Assumption for assessment of LMC ’s sustainability

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Lucknow Municipal
Revised City Development Plan of Lucknow City – Volume I
Corporation

Head Assumptions
Income Items
Actual average growth with a minimum 5% and maximum of 12%
Growth in revenue income
(based on last five years trend)
Property Tax
Estimated number of properties 525, 000
Current number of assessments The present number of property tax assessments is 500, 679
Current collection 8,314.78
Collection efficiency 90%
Potential for increasing the number of assessments to 11,74,149
Potential assessment
Nos. by 2040
Target efficiency 100%
It is assumed that revision in property tax rates would be carried
Tax revision efficiency
out @ 20% every 5 years
Annual growth in assessment 2.54% per annum
Income Items- Water Supply
Water charges 12.5% of the Annual Value
Current population coverage 58% Coverage of LMC household
Current demand Current Water supply requirement 613 MLD
Estimated demand by 2040 Expected to increase up to 1281 MLD
Type Numbers
Domestic 3,05,309
Property types Non-Domestic 5,426
Capital 3,935
Institutions 803
Water tariff revision Water charges shall be increased by 20% every 5 years
It is assumed that LMC will implement 100% metrication for water
Metered water connection coverage
supply connections till 2020 for the current population.
Water revenue collection efficiency 100% collection efficiency in 5 Years from current estimate of 84%
Income Items- Sewerage
Sewerage charge 3% of the Annual Value
Current population coverage 25% Coverage of LMC household
Coverage efficiency
Current demand 490 MLD
Estimated demand by 2040 Expected to increase up to 1025 MLD by 2040
Sewer tariff revision Sewer charges shall be increased by 20% every 5 years
Other Existing Income
Rental income from municipal properties 29% per annum
Fee and other user charges 27% per annum
Interest income 5% per annum
Revenue, grant, contribution and subsidies
5% per annum
received
12% per annum based on average GDP growth rate of last five
Normalised revenue income growth rate
years.
Page 343 January 2015
Lucknow Municipal
Revised City Development Plan of Lucknow City – Volume I
Corporation

TABLE 17-2: IMPORTANT ASSUMPTIONS MADE IN THE EXPENDITURE PROJECTIONS


Heads Assumptions
Assumptions Underlying Financial Projections
1 Expenditure
Average all expenditure are assumed to increase as under for 5 years period
Establishment Expenses 3% per annum
Administrative Expenses 3% per annum
Expenditure Operation & Maintenance 30% per annum
Heads Salaries/ Wages & Allowances 5% per annum
Program Expenses 3% per annum
Miscellaneous Expenses 3% per annum
2 Operation & Maintenance
The operation & maintenance of new projects shall be as below
Water Supply 3% of Capital Cost
Sewerage 4% of Capital Cost
Drainage 4% of Capital Cost
Solid Waste Management 8% of Capital Cost
Urban Transportation 3% of Capital Cost
Slums 2% of Capital Cost
Urban Environment 3% of Capital Cost
Heritage & Tourism 4% of Capital Cost
Increase in
5% per annum after 5th year
O&M Costs
3 Interest

Interest on loan has been provided based on the sanction rate for each loan. Repayments
of loans are based on the repayment schedule of each loan. It is assumed that all new
loans shall carry interest rate of 8% P.A
Loan Term The new loan shall be repaid over a period of 20 years with a moratorium of 5 years
4 Funding pattern :
Scheme/ Central Govt State Govt. LMC + Loan
Equivalent
Grant to offset 50% 20% 30%
drastic variation

17.3 INVESTMENT CAPACITY/ SUSTENANCE


Given the existing financial position of LMC, the revenue and capital accounts are projected against the growth
scenario and assumptions presented above. The FOP is generated from the sustainable investment point of view
in line with current growth trends against the identified investment for the LMC of Rs.4,474 Crores at constant
prices till 2020 (of the total Rs. 20,34,430 Crores investment identified for funding till 2020).

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Lucknow Municipal
Revised City Development Plan of Lucknow City – Volume I
Corporation

Conclusion : LMC
 Based on the financial projections carried out, the Borrowing Capacity works out to Rs. 55000 lacs and
the Investment Capacity works out to Rs. 367163 lacs for Lucknow Municipal Corporation.
 Taking in to account the total project cost of Rs. 1692193 lacs for all the projects identified, the
investment capacity works out to 22% of the total project cost.
 Based on the above it can be concluded that the ULB can take up projects up to Rs. 367163 lacs.
 The value of projects identified for the first 5 years works out to around Rs. 457399 lacs. In our opinion,
the ULB can undertake all the projects identified for the first 5 years.
 With respect to Road projects, we had taken funding pattern of 50% Grant and 50% ULB Own funds.
The Grants portion for Road projects may have to be increased and correspondingly, the ULB share
would come down.
 With the implementation of the above projects, the immediate capital requirements of the ULB would be
met. Both Water connections and Sewerage Connections will increase to 80% -90% of the ULB
households.
 The capital requirements identified for beyond 5 years are basically to cater to ULB suburban areas and
the new areas that would form part of the ULB. These projects can be funded out of the population that
would be added as a result of new areas being added to the ULB.

Detail working sheets of the financial operating plan are provided further:

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FOP: Means of Finance

Year 1 Year 2 Year 3 Year 4 Year 5 Phase II Phase III


S.No. Particulars Total
2015-16 2016-17 2017-18 2018-19 2019-20 2023-24 2026-27 2029-30 2033-34 2036-37 2039-40
1A Water Supply
Total Project Cost 3157.75 31598.70 29582.16 36630.24 0.00 34229.58 34229.58 29339.64 71185.74 71185.74 61016.35 402155.49
Add : Price Inflation @ 7% 157.89 3238.87 4662.89 7894.05 0.00 18871.73 27241.83 31655.36 108697.08 137051.11 145606.67 485077.47
Total 3315.64 34837.57 34245.05 44524.29 0.00 53101.31 61471.41 60995.00 179882.82 208236.85 206623.02 887232.96
Means of Finance
Loan 663.13 6967.51 6849.01 8904.86 0.00 10620.26 12294.28 12199.00 35976.56 41647.37 41324.60 177446.59
Grant 2320.95 24386.30 23971.54 31167.00 0.00 37170.92 43029.98 42696.50 125917.98 145765.80 144636.11 621063.08
ULB Own Funds 331.56 3483.76 3424.51 4452.43 0.00 5310.13 6147.14 6099.50 17988.28 20823.69 20662.30 88723.30
Total 3315.64 34837.57 34245.05 44524.29 0.00 53101.31 61471.41 60995.00 179882.82 208236.85 206623.02 887232.96
2A Sewerage - GIS Mapping
Total Project Cost 8.00 8.00 8.00 8.00 8.00 0.00 0.00 0.00 0.00 0.00 0.00 40.00
Add : Price Inflation @ 7% 0.40 0.82 1.26 1.72 2.21 0.00 0.00 0.00 0.00 0.00 0.00 6.42
Total 8.40 8.82 9.26 9.72 10.21 0.00 0.00 0.00 0.00 0.00 0.00 46.42
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 8.40 8.82 9.26 9.72 10.21 0.00 0.00 0.00 0.00 0.00 0.00 46.42
ULB Own Funds 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Total 8.40 8.82 9.26 9.72 10.21 0.00 0.00 0.00 0.00 0.00 0.00 46.42
2B Sewerage Project
Total Project Cost 14690.16 54919.33 75033.92 75033.92 4632.86 84369.28 84369.28 72316.52 64445.56 64445.56 55239.05 649495.44
Add : Price Inflation @ 7% 734.51 5629.23 11827.22 16170.28 1279.97 46515.16 67145.82 78024.33 98405.16 124074.50 131819.98 581626.18
Total 15424.66 60548.56 86861.14 91204.20 5912.84 130884.44 151515.10 150340.86 162850.72 188520.06 187059.03 1231121.62
Means of Finance
Loan 3084.93 12109.71 17372.23 18240.84 1182.57 26176.89 30303.02 30068.17 32570.14 37704.01 37411.81 246224.32
Grant 10797.27 42384.00 60802.80 63842.94 4138.99 91619.11 106060.57 105238.60 113995.50 131964.04 130941.32 861785.13
ULB Own Funds 1542.47 6054.86 8686.11 9120.42 591.28 13088.44 15151.51 15034.09 16285.07 18852.01 18705.90 123112.16
Total 15424.66 60548.56 86861.14 91204.20 5912.84 130884.44 151515.10 150340.86 162850.72 188520.06 187059.03 1231121.62
3A Roads - Municipal Roads
Total Project Cost 6362.55 6362.55 6362.55 6362.55 6362.55 63854.40 63854.40 54732.34 78499.52 78499.52 67285.30 438538.21

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Year 1 Year 2 Year 3 Year 4 Year 5 Phase II Phase III


S.No. Particulars Total
2015-16 2016-17 2017-18 2018-19 2019-20 2023-24 2026-27 2029-30 2033-34 2036-37 2039-40
Add : Price Inflation @ 7% 318.13 652.16 1002.90 1371.17 1757.85 35204.73 50818.93 59052.27 119864.85 151132.03 160566.61 581741.62
Total 6680.68 7014.71 7365.44 7733.72 8120.40 99059.13 114673.33 113784.61 198364.37 229631.55 227851.91 1020279.83
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 3340.34 3507.35 3682.72 3866.86 4060.20 49529.57 57336.66 56892.30 99182.18 114815.77 113925.95 510139.92
ULB Own Funds 3340.34 3507.35 3682.72 3866.86 4060.20 49529.57 57336.66 56892.30 99182.18 114815.77 113925.95 510139.92
Total 6680.68 7014.71 7365.44 7733.72 8120.40 99059.13 114673.33 113784.61 198364.37 229631.55 227851.91 1020279.83
3B Roads - Others
Total Project Cost 256.25 512.50 153.75 102.50 0.00 140.00 140.00 120.00 140.00 140.00 120.00 1825.00
Add : Price Inflation @ 7% 12.81 52.53 24.23 22.09 0.00 77.19 111.42 129.47 213.77 269.54 286.36 1199.42
Total 269.06 565.03 177.98 124.59 0.00 217.19 251.42 249.47 353.77 409.54 406.36 3024.42
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 134.53 282.52 88.99 62.29 0.00 108.59 125.71 124.74 176.89 204.77 203.18 1512.21
ULB Own Funds 134.53 282.52 88.99 62.29 0.00 108.59 125.71 124.74 176.89 204.77 203.18 1512.21
Total 269.06 565.03 177.98 124.59 0.00 217.19 251.42 249.47 353.77 409.54 406.36 3024.42
Public Transport System -
4A
Bus Stops
Total Project Cost 1500.00 3000.00 900.00 600.00 0.00 2100.00 2100.00 1800.00 0.00 0.00 0.00 12000.00
Add : Price Inflation @ 7% 75.00 307.50 141.86 129.30 0.00 1157.79 1671.30 1942.07 0.00 0.00 0.00 5424.82
Total 1575.00 3307.50 1041.86 729.30 0.00 3257.79 3771.30 3742.07 0.00 0.00 0.00 17424.82
Means of Finance
Loan 1102.50 2315.25 729.30 510.51 0.00 2280.45 2639.91 2619.45 0.00 0.00 0.00 12197.38
Grant 315.00 661.50 208.37 145.86 0.00 651.56 754.26 748.41 0.00 0.00 0.00 3484.96
ULB Own Funds 157.50 330.75 104.19 72.93 0.00 325.78 377.13 374.21 0.00 0.00 0.00 1742.48
Total 1575.00 3307.50 1041.86 729.30 0.00 3257.79 3771.30 3742.07 0.00 0.00 0.00 17424.82
Public Transport System -
4B
Bus Stops
Total Project Cost 1500.00 3000.00 900.00 600.00 0.00 2100.00 2100.00 1800.00 0.00 0.00 0.00 12000.00
Add : Price Inflation @ 7% 75.00 307.50 141.86 129.30 0.00 1157.79 1671.30 1942.07 0.00 0.00 0.00 5424.82
Total 1575.00 3307.50 1041.86 729.30 0.00 3257.79 3771.30 3742.07 0.00 0.00 0.00 17424.82
Means of Finance

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Year 1 Year 2 Year 3 Year 4 Year 5 Phase II Phase III


S.No. Particulars Total
2015-16 2016-17 2017-18 2018-19 2019-20 2023-24 2026-27 2029-30 2033-34 2036-37 2039-40
Loan 1102.50 2315.25 729.30 510.51 0.00 2280.45 2639.91 2619.45 0.00 0.00 0.00 12197.38
Grant 315.00 661.50 208.37 145.86 0.00 651.56 754.26 748.41 0.00 0.00 0.00 3484.96
ULB Own Funds 157.50 330.75 104.19 72.93 0.00 325.78 377.13 374.21 0.00 0.00 0.00 1742.48
Total 1575.00 3307.50 1041.86 729.30 0.00 3257.79 3771.30 3742.07 0.00 0.00 0.00 17424.82
5A Development of NMT
Total Project Cost 3510.00 3510.00 3510.00 3510.00 3510.00 5530.00 5530.00 4740.00 3587.50 3587.50 3075.00 43600.00
Add : Price Inflation @ 7% 175.50 359.78 553.26 756.43 969.75 3048.85 4401.09 5114.12 5477.93 6906.87 7338.04 35101.61
Total 3685.50 3869.78 4063.26 4266.43 4479.75 8578.85 9931.09 9854.12 9065.43 10494.37 10413.04 78701.61
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 1842.75 1934.89 2031.63 2133.21 2239.87 4289.42 4965.54 4927.06 4532.72 5247.19 5206.52 39350.81
ULB Own Funds 1842.75 1934.89 2031.63 2133.21 2239.87 4289.42 4965.54 4927.06 4532.72 5247.19 5206.52 39350.81
Total 3685.50 3869.78 4063.26 4266.43 4479.75 8578.85 9931.09 9854.12 9065.43 10494.37 10413.04 78701.61
Improvement of existing
6A Freight Terminal & Parking
Facilities
Total Project Cost 1200.00 1200.00 1200.00 1200.00 1200.00 1200.00 1200.00 2400.00 1800.00 1800.00 2400.00 16800.00
Add : Price Inflation @ 7% 60.00 123.00 189.15 258.61 331.54 661.59 955.03 2589.43 2748.51 3465.47 5727.25 17109.58
Total 1260.00 1323.00 1389.15 1458.61 1531.54 1861.59 2155.03 4989.43 4548.51 5265.47 8127.25 33909.58
Means of Finance
Loan 882.00 926.10 972.41 1021.03 1072.08 1303.12 1508.52 3492.60 3183.96 3685.83 5689.08 23736.70
Grant 252.00 264.60 277.83 291.72 306.31 372.32 431.01 997.89 909.70 1053.09 1625.45 6781.92
ULB Own Funds 126.00 132.30 138.92 145.86 153.15 186.16 215.50 498.94 454.85 526.55 812.73 3390.96
Total 1260.00 1323.00 1389.15 1458.61 1531.54 1861.59 2155.03 4989.43 4548.51 5265.47 8127.25 33909.58
6B Street Lights
Total Project Cost 498.00 498.00 498.00 498.00 498.00 0.00 0.00 0.00 1537.12 1537.12 1317.53 6881.76
Add : Price Inflation @ 7% 24.90 51.05 78.50 107.32 137.59 0.00 0.00 0.00 2347.10 2959.35 3144.09 8849.89
Total 522.90 549.05 576.50 605.32 635.59 0.00 0.00 0.00 3884.21 4496.46 4461.62 15731.65
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 261.45 274.52 288.25 302.66 317.79 0.00 0.00 0.00 1942.11 2248.23 2230.81 7865.82
ULB Own Funds 261.45 274.52 288.25 302.66 317.79 0.00 0.00 0.00 1942.11 2248.23 2230.81 7865.82

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Year 1 Year 2 Year 3 Year 4 Year 5 Phase II Phase III


S.No. Particulars Total
2015-16 2016-17 2017-18 2018-19 2019-20 2023-24 2026-27 2029-30 2033-34 2036-37 2039-40
Total 522.90 549.05 576.50 605.32 635.59 0.00 0.00 0.00 3884.21 4496.46 4461.62 15731.65
7A Others - Plans & Schemes
Total Project Cost 250.00 250.00 0.00 0.00 0.00 175.00 175.00 150.00 0.00 0.00 0.00 1000.00
Add : Price Inflation @ 7% 12.50 25.63 0.00 0.00 0.00 96.48 139.27 161.84 0.00 0.00 0.00 435.72
Total 262.50 275.63 0.00 0.00 0.00 271.48 314.27 311.84 0.00 0.00 0.00 1435.72
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 131.25 137.81 0.00 0.00 0.00 135.74 157.14 155.92 0.00 0.00 0.00 717.86
ULB Own Funds 131.25 137.81 0.00 0.00 0.00 135.74 157.14 155.92 0.00 0.00 0.00 717.86
Total 262.50 275.63 0.00 0.00 0.00 271.48 314.27 311.84 0.00 0.00 0.00 1435.72
7B BRTS Feasibility Study
Total Project Cost 20.00 20.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 40.00
Add : Price Inflation @ 7% 1.00 2.05 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3.05
Total 21.00 22.05 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 43.05
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 21.00 22.05 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 43.05
ULB Own Funds 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Total 21.00 22.05 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 43.05
8A Strom Water Drains
Total Project Cost 8131.74 8169.24 7919.24 7656.74 7656.74 9213.92 9213.92 7897.65 10466.60 10466.60 8971.37 95763.76
Add : Price Inflation @ 7% 406.59 837.35 1248.27 1650.08 2115.42 5079.89 7332.96 8520.99 15981.98 20150.94 21408.88 84733.34
Total 8538.33 9006.59 9167.51 9306.81 9772.16 14293.81 16546.88 16418.64 26448.58 30617.54 30380.25 180497.10
Means of Finance
Loan 1707.67 1801.32 1833.50 1861.36 1954.43 2858.76 3309.38 3283.73 5289.72 6123.51 6076.05 36099.42
Grant 5976.83 6304.61 6417.26 6514.77 6840.51 10005.67 11582.81 11493.05 18514.01 21432.28 21266.18 126347.97
ULB Own Funds 853.83 900.66 916.75 930.68 977.22 1429.38 1654.69 1641.86 2644.86 3061.75 3038.03 18049.71
Total 8538.33 9006.59 9167.51 9306.81 9772.16 14293.81 16546.88 16418.64 26448.58 30617.54 30380.25 180497.10
8B SWD - GIS Mapping
Total Project Cost 40.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 40.00
Add : Price Inflation @ 7% 2.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2.00

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Year 1 Year 2 Year 3 Year 4 Year 5 Phase II Phase III


S.No. Particulars Total
2015-16 2016-17 2017-18 2018-19 2019-20 2023-24 2026-27 2029-30 2033-34 2036-37 2039-40
Total 42.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 42.00
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 42.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 42.00
ULB Own Funds 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Total 42.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 42.00
9A Eco Restoration of Lakes
Total Project Cost 3237.50 6475.00 1942.50 1295.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12950.00
Add : Price Inflation @ 7% 161.88 663.69 306.19 279.08 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1410.83
Total 3399.38 7138.69 2248.69 1574.08 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14360.83
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 3059.44 6424.82 2023.82 1416.67 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12924.75
ULB Own Funds 339.94 713.87 224.87 157.41 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1436.08
Total 3399.38 7138.69 2248.69 1574.08 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14360.83
9B Eco Restoration of Others
Total Project Cost 750.00 1500.00 450.00 300.00 0.00 1050.00 1050.00 900.00 0.00 0.00 0.00 6000.00
Add : Price Inflation @ 7% 37.50 153.75 70.93 64.65 0.00 578.89 835.65 971.04 0.00 0.00 0.00 2712.41
Total 787.50 1653.75 520.93 364.65 0.00 1628.89 1885.65 1871.04 0.00 0.00 0.00 8712.41
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 708.75 1488.38 468.84 328.19 0.00 1466.01 1697.08 1683.93 0.00 0.00 0.00 7841.17
ULB Own Funds 78.75 165.38 52.09 36.47 0.00 162.89 188.56 187.10 0.00 0.00 0.00 871.24
Total 787.50 1653.75 520.93 364.65 0.00 1628.89 1885.65 1871.04 0.00 0.00 0.00 8712.41
Environment & Disaster
9C
Management Plan
Total Project Cost 18.75 37.50 11.25 7.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 75.00
Add : Price Inflation @ 7% 0.94 3.84 1.77 1.62 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8.17
Total 19.69 41.34 13.02 9.12 0.00 0.00 0.00 0.00 0.00 0.00 0.00 83.17
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 19.69 41.34 13.02 9.12 0.00 0.00 0.00 0.00 0.00 0.00 0.00 83.17

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Year 1 Year 2 Year 3 Year 4 Year 5 Phase II Phase III


S.No. Particulars Total
2015-16 2016-17 2017-18 2018-19 2019-20 2023-24 2026-27 2029-30 2033-34 2036-37 2039-40
ULB Own Funds 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Total 19.69 41.34 13.02 9.12 0.00 0.00 0.00 0.00 0.00 0.00 0.00 83.17
10 Heritage & Conservation
Total Project Cost 100.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00
Add : Price Inflation @ 7% 5.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5.00
Total 105.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 105.00
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 105.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 105.00
ULB Own Funds 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Total 105.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 105.00
11 Slum Improvement
Total Project Cost 146.00 146.00 146.00 146.00 146.00 129.50 129.50 111.00 140.00 140.00 120.00 1500.00
Add : Price Inflation @ 7% 7.30 14.97 23.01 31.46 40.34 71.40 103.06 119.76 213.77 269.54 286.36 1180.97
Total 153.30 160.97 169.01 177.46 186.34 200.90 232.56 230.76 353.77 409.54 406.36 2680.97
Means of Finance
Loan 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Grant 76.65 80.48 84.51 88.73 93.17 100.45 116.28 115.38 176.89 204.77 203.18 1340.49
Municipality Own Funds 76.65 80.48 84.51 88.73 93.17 100.45 116.28 115.38 176.89 204.77 203.18 1340.49
Total 153.30 160.97 169.01 177.46 186.34 200.90 232.56 230.76 353.77 409.54 406.36 2680.97
12 Others
Total Project Cost 104.00 104.00 104.00 104.00 104.00 84.00 84.00 72.00 0.00 0.00 0.00 760.00
Add : Price Inflation @ 7% 5.20 10.66 16.39 22.41 28.73 46.31 66.85 77.68 0.00 0.00 0.00 274.25
Total 109.20 114.66 120.39 126.41 132.73 130.31 150.85 149.68 0.00 0.00 0.00 1034.25
Means of Finance
Loan 76.44 80.26 84.28 88.49 92.91 91.22 105.60 104.78 0.00 0.00 0.00 723.97
Grant 21.84 22.93 24.08 25.28 26.55 26.06 30.17 29.94 0.00 0.00 0.00 206.85
Municipality Own Funds 10.92 11.47 12.04 12.64 13.27 13.03 15.09 14.97 0.00 0.00 0.00 103.42
Total 109.20 114.66 120.39 126.41 132.73 130.31 150.85 149.68 0.00 0.00 0.00 1034.25
13 Solid Waste Management
Total Project Cost 24.00 24.00 24.00 24.00 24.00 10.50 10.50 9.00 10.50 10.50 9.00 180.00

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Year 1 Year 2 Year 3 Year 4 Year 5 Phase II Phase III


S.No. Particulars Total
2015-16 2016-17 2017-18 2018-19 2019-20 2023-24 2026-27 2029-30 2033-34 2036-37 2039-40
Add : Price Inflation @ 7% 1.20 2.46 3.78 5.17 6.63 5.79 8.36 9.71 16.03 20.22 21.48 100.83
Total 25.20 26.46 27.78 29.17 30.63 16.29 18.86 18.71 26.53 30.72 30.48 280.83
Means of Finance
Loan 17.64 18.52 19.45 20.42 21.44 11.40 13.20 13.10 18.57 21.50 21.33 196.58
Grant 5.04 5.29 5.56 5.83 6.13 3.26 3.77 3.74 5.31 6.14 6.10 56.17
Municipality Own Funds 2.52 2.65 2.78 2.92 3.06 1.63 1.89 1.87 2.65 3.07 3.05 28.08
Total 25.20 26.46 27.78 29.17 30.63 16.29 18.86 18.71 26.53 30.72 30.48 280.83

Source: SENES Estimation

FOP: Multi Year Investment - LMC

Year 1 Year 2 Year 3 Year 4 Year 5 Phase II Phase III


Particulars Total
2015-16 2016-17 2017-18 2018-19 2019-20 2023-24 2026-27 2029-30 2033-34 2036-37 2039-40
Loan 7534.31 24200.79 27822.61 30608.07 4323.43 43656.41 50537.75 52141.86 77038.95 89182.22 90522.87 497569.26
Grant 29440.16 88169.60 100267.00 110072.82 18039.72 196578.75 227564.48 226371.07 365353.27 422942.08 420244.80 2205043.76
Municipality Own Funds
(including Deposits from Public) 9230.46 18004.31 19719.57 21365.79 8449.03 74838.37 86634.77 86248.46 143386.50 165987.79 164991.65 798856.69
Total project Cost 46204.93 130374.70 147809.17 162046.68 30812.18 315073.53 364736.99 364761.38 585778.73 678112.10 675759.32 3501469.72
Source: SENES Estimation

Page 352 January 2015


Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

FOP: Total Revenue Income Account

Particulars 2015-16 2016-17 2017-18 2018-19 2019-20 2020-21 2021-22 2022-23 2023-24 2024-25 2025-26 2026-27 2027-28 2028-29 2029-30 2030-31 2031-32 2032-33 2033-34 2034-35 2035-36 2036-37 2037-38 2038-39 2039-40

Revenue Income Components


Own Source
Tax Revenue
Property 11277.9 11556.0 11828.3 12392.4
8525.89 8736.10 8951.49 9172.19 9398.33 12107.15 12684.53 15221.44 15580.16 15947.34 16323.17 16707.86 17101.62 20521.94 20995.50 21479.99 21975.67 22482.78 23001.59 27601.91 28238.85
Tax/General Tax 9 5 9 8
Vehicle Tax 46.19 47.11 48.05 49.01 49.99 59.99 61.19 62.41 63.66 64.94 66.24 79.48 81.07 82.69 84.35 86.03 87.75 105.31 107.41 109.56 111.75 113.99 116.27 139.52 142.31
Dog Tax 2.88 2.93 2.99 3.05 3.11 3.74 3.81 3.89 3.96 4.04 4.13 4.95 5.05 5.15 5.25 5.36 5.47 6.56 6.69 6.82 6.96 7.10 7.24 8.69 8.86
Advertisement
269.94 275.34 280.85 286.47 292.19 350.63 357.65 364.80 372.10 379.54 387.13 464.55 473.84 483.32 492.99 502.85 512.91 615.49 627.80 640.35 653.16 666.22 679.55 815.46 831.76
Tax
Income from
cinema hall and 10.39 10.60 10.81 11.03 11.25 13.50 13.77 14.05 14.33 14.61 14.91 17.89 18.24 18.61 18.98 19.36 19.75 23.70 24.17 24.66 25.15 25.65 26.17 31.40 32.03
show taxes
Sub Total of Tax 11705.8 11992.4 12273.5 12855.6
8855.29 9072.08 9294.19 9521.75 9754.88 12561.20 13156.93 15788.31 16158.37 16537.12 16924.74 17321.46 17727.49 21272.99 21761.57 22261.39 22772.69 23295.74 23830.81 28596.97 29253.81
Revenue 5 7 4 1
Non-Tax Revenue
Rental Income from Municipal Properties
- Existing 428.72 441.58 454.83 468.47 482.52 497.00 511.91 527.27 543.09 559.38 576.16 593.44 611.25 629.59 648.47 667.93 687.96 708.60 729.86 751.76 774.31 797.54 821.47 846.11 871.49
- Rent from
0.00 26.28 52.56 78.84 115.63 154.18 154.18 169.59 169.59 185.49 204.04 204.04 221.53 243.68 243.68 256.51 282.16 282.16 282.16 333.66 333.66 333.66 392.63 392.63 392.63
Labour Addas
- Rent from
151.11 157.68 170.82 195.13 209.58 216.81 238.49 238.49 238.49 306.06 306.06 306.06 384.77 384.77 384.77 476.15 476.15 476.15 523.76 558.68 558.68 614.55 652.96 652.96 718.25
Shelter Homes
- Rent from
Informal Market 0.00 146.00 292.00 438.00 642.40 803.00 803.00 883.30 883.30 1148.29 1263.12 1263.12 1554.61 1710.07 1710.07 2137.59 2351.34 2351.34 2351.34 2974.45 2974.45 2974.45 3698.67 3698.67 3698.67
Spaces
License and Fees
- Existing 1198.97 1234.94 1271.99 1310.15 1349.45 1389.94 1431.63 1474.58 1518.82 1564.39 1611.32 1659.66 1709.45 1760.73 1813.55 1867.96 1924.00 1981.72 2041.17 2102.40 2165.48 2230.44 2297.35 2366.27 2437.26
- Income from
0.00 450.00 1200.00 1500.00 1980.00 1980.00 1980.00 2178.00 2178.00 2722.50 2994.75 2994.75 3593.70 3953.07 3953.07 4392.30 4831.53 4831.53 4831.53 5314.68 5314.68 5314.68 5846.15 5846.15 5846.15
Bus Stops
- Income from
Off Street 0.00 0.00 87.60 175.20 262.80 385.44 385.44 385.44 423.98 635.98 635.98 699.57 932.76 932.76 1026.04 1282.55 1282.55 1410.81 1410.81 1410.81 1551.89 1551.89 1551.89 1707.08 1707.08
Parking Facilities
- Income from
Slaughter 0.00 0.00 30.00 30.00 30.00 66.00 66.00 66.00 72.60 72.60 72.60 79.86 79.86 79.86 87.85 87.85 87.85 96.63 96.63 96.63 106.29 106.29 159.44 175.38 175.38
Houses
Others 477.52 491.84 506.60 521.80 537.45 553.57 570.18 587.29 604.91 623.05 641.74 661.00 680.83 701.25 722.29 743.96 766.28 789.26 812.94 837.33 862.45 888.32 914.97 942.42 970.70
- Water Tariff &
11384.5 11949.7 14416.2 15069.1 18981.0
Connection 8660.46 8978.88 9084.42 11111.11 15774.73 19850.60 20750.63 24934.37 26042.75 27189.52 32632.26 32110.37 32819.66 38613.55 39504.60 40416.21 47551.18 48648.47 49771.08 58557.54
3 1 1 3 1
Charges
- Sewerage
Tariff & 10266.2
2140.44 2568.73 3016.84 4008.31 4571.71 5160.46 6641.79 7372.47 8133.91 11216.22 12205.31 15220.01 16451.93 17733.45 21041.87 21537.76 22034.77 25924.73 26522.97 27135.01 31925.35 32662.06 33415.77 39314.91
Connection 1
Charges
Sub Total of
13057.2 21566.0 23156.1 27198.8 28951.5 37064.9 114690.0
Non-Tax 14495.94 16167.66 19837.00 30541.42 39372.59 41417.45 49923.13 52890.45 55512.75 65586.91 66337.95 67782.63 77618.49 80407.96 82193.10 94288.36 97646.06 99814.52
2 9 1 3 6 6 5
Revenue
Total Own
21912.5 31320.9 34861.9 39191.3 41225.1 49920.5 102669.3 104965.7 117584.0 121476.8 143943.8
sources 23568.03 25461.85 29358.75 43102.62 52529.52 57205.76 66081.51 69427.57 72437.50 82908.37 84065.44 89055.62 99380.06 128411.49
1 7 7 0 0 7 5 9 9 6 7
(tax+Non Tax)
Assigned Revenue and Compensations

Stamp duty 2428.60 2501.45 2576.50 2653.79 2733.41 2815.41 2899.87 2986.87 3076.47 3168.77 3263.83 3361.74 3462.60 3566.47 3673.47 3783.67 3897.18 4014.10 4134.52 4258.56 4386.31 4517.90 4653.44 4793.04 4936.84
Income under
10.71 11.03 11.36 11.71 12.06 12.42 12.79 13.17 13.57 13.98 14.40 14.83 15.27 15.73 16.20 16.69 17.19 17.71 18.24 18.78 19.35 19.93 20.53 21.14 21.78
special acts
Sub Total of
Assigned 2439.31 2512.49 2587.86 2665.50 2745.46 2827.83 2912.66 3000.04 3090.04 3182.74 3278.23 3376.57 3477.87 3582.21 3689.67 3800.36 3914.37 4031.80 4152.76 4277.34 4405.66 4537.83 4673.97 4814.18 4958.61
Revenue
Revenue Grants, Contributions and Subsidies

Page 353 January 2015


Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Particulars 2015-16 2016-17 2017-18 2018-19 2019-20 2020-21 2021-22 2022-23 2023-24 2024-25 2025-26 2026-27 2027-28 2028-29 2029-30 2030-31 2031-32 2032-33 2033-34 2034-35 2035-36 2036-37 2037-38 2038-39 2039-40
17354.4 25408.6 27949.4 30744.4 33818.8 40920.8 106138.1 116751.9 128427.1 141269.8 170936.5
State Govt. 19089.88 20998.87 23098.75 37200.77 45012.94 49514.23 54465.65 59912.22 65903.44 72493.79 79743.16 87717.48 96489.23 155396.87
4 3 9 4 9 5 5 7 6 8 6
Others 46.02 50.63 55.69 61.26 67.38 74.12 81.53 89.69 98.66 108.52 119.37 131.31 144.44 158.89 174.78 192.25 211.48 232.63 255.89 281.48 309.63 340.59 374.65 412.11 453.32

Interests 8.65 9.51 10.46 11.51 12.66 13.92 15.32 16.85 18.53 20.39 22.43 24.67 27.13 29.85 32.83 36.12 39.73 43.70 48.07 52.88 58.17 63.98 70.38 77.42 85.16
Subtotal of
17409.1 25488.6 28037.5 30841.2 33925.4 41049.7 106472.5 117119.7 128831.7 141714.9 171475.0
Revenue Grants 19150.02 21065.02 23171.52 37317.96 45154.74 49670.21 54637.23 60100.96 66111.05 72722.16 79994.37 87993.81 96793.19 155886.40
1 7 4 9 2 6 1 6 4 1 4
and Contribution
Income Under Suspense Account
Income and
Recovery from
64.23 66.16 68.14 70.19 72.29 74.46 76.69 79.00 81.37 83.81 86.32 88.91 91.58 94.33 97.15 100.07 103.07 106.16 109.35 112.63 116.01 119.49 123.07 126.77 130.57
Suspense
Accounts
Subtotal of
Income under
64.23 66.16 68.14 70.19 72.29 74.46 76.69 79.00 81.37 83.81 86.32 88.91 91.58 94.33 97.15 100.07 103.07 106.16 109.35 112.63 116.01 119.49 123.07 126.77 130.57
Suspense
Accounts
Total Revenue 41825.1 59627.4 65801.7 73021.9 78229.5 94236.8 101048.8 110341.4 124288.1 133205.0 142335.3 159530.9 168077.2 181187.3 200435.3 213531.8 226607.2 251073.1 267988.8 320508.0
45296.69 49182.88 55265.95 83591.99 289238.84
Income 6 0 9 5 6 8 0 6 9 5 8 6 6 9 6 3 2 5 1 9
Capital Income
Grants and
Contribution
Grants under
Grants under
central /state
govt 30375.89 89178.89 100551.76 110596.69 18448.02 195711.17 226560.15 225374.53 365353.27 422942.08 420244.80
MP Fund 72.01 79.21 87.13 95.84 105.42 115.97 127.56 140.32 154.35 169.79 186.77 205.44 225.99 248.58 273.44 300.79 330.87 363.95 400.35 440.38 484.42 532.86 586.15 644.76 709.24
12th/13th
Finance
Commission 3513.62 3689.30 3873.76 4067.45 4270.82 4484.36 4708.58 4944.01 5191.21 5450.77 5723.31 6009.47 6309.95 6625.45 6956.72 7304.55 7669.78 8053.27 8455.93 8878.73 9322.67 9788.80 10278.24 10792.15 11331.76
MLA Fund 284.97 313.46 344.81 379.29 417.22 458.94 504.83 555.32 610.85 671.93 739.13 813.04 894.35 983.78 1082.16 1190.37 1309.41 1440.35 1584.39 1742.83 1917.11 2108.82 2319.70 2551.67 2806.84
Other Sources 2185.75 2295.04 2409.79 2530.28 2656.79 2789.63 2929.11 3075.57 3229.35 3390.82 3560.36 3738.37 3925.29 4121.56 4327.64 4544.02 4771.22 5009.78 5260.27 5523.28 5799.45 6089.42 6393.89 6713.58 7049.26
Loans from
Government &
other
organisations 7803.53 24493.09 27905.21 30758.61 4440.09 43408.53 50250.80 51857.13 77038.95 89182.22 90522.87
Contribution
from Revenue
Fund 9358.51 18136.68 19756.53 21438.03 8507.36 74714.43 86491.29 86106.09 143386.50 165987.79 164991.65
Total Capital
Income 53594.26 138185.67 154928.98 169866.18 38845.72 7848.90 8270.09 8715.22 323019.89 9683.31 10209.56 374068.57 11355.57 11979.37 375977.70 13339.73 14081.28 14867.35 601479.66 16585.22 17523.64 696632.00 19577.98 20702.17 697656.42
Total Income 95419.42 183482.36 204111.86 225132.13 98473.12 73650.69 81292.04 86944.78 406611.88 103920.19 111258.36 484410.03 135643.76 145184.42 518313.08 172870.69 182158.54 196054.74 801915.02 230117.05 244130.86 947705.15 287566.79 309941.01 1018164.51
Source: SENES Estimation

FOP: Total Revenue Expenditure Account

Particulars 2015-16 2016-17 2017-18 2018-19 2019-20 2020-21 2021-22 2022-23 2023-24 2024-25 2025-26 2026-27 2027-28 2028-29 2029-30 2030-31 2031-32 2032-33 2033-34 2034-35 2035-36 2036-37 2037-38 2038-39 2039-40

Revenue Expenditure
20565.6 22673.6 24997.7 28937.9 30384.8 40718.6 42754.5 47136.9 49493.7 54566.8 57295.1 60159.9
Salaries/ Wages & Allowances 18653.67 19586.35 21593.95 23807.34 26247.59 27559.97 31904.11 33499.31 35174.28 36932.99 38779.64 44892.28 51968.43
7 5 0 6 6 2 5 0 4 5 9 5
Establishment Expenses 2176.33 2241.62 2308.87 2378.13 2449.48 2522.96 2598.65 2676.61 2756.91 2839.61 2924.80 3012.55 3102.92 3196.01 3291.89 3390.65 3492.37 3597.14 3705.05 3816.20 3930.69 4048.61 4170.07 4295.17 4424.03
Administrative Expenses 372.30 383.47 394.98 406.83 419.03 431.60 444.55 457.89 471.62 485.77 500.35 515.36 530.82 546.74 563.14 580.04 597.44 615.36 633.82 652.84 672.42 692.59 713.37 734.77 756.82
Operation & Maintenance
10486.4 14052.7 14755.4 16267.8 17081.2 18832.0 19773.6 20762.3
- Existing 6437.74 6759.63 7097.61 7452.49 7825.11 8216.37 8627.19 9058.55 9511.47 9987.05 11010.72 11561.25 12139.32 12746.28 13383.60 15493.19 17935.30
0 8 2 5 4 7 7 5
11066.5 11398.5 17489.2 18013.9 25358.0 26118.7 26902.3
- O&M Expenses of Water Supply 0.00 98.21 1146.28 2208.02 3609.99 3718.29 3829.84 3944.74 4063.08 5778.01 5951.35 6129.89 8157.93 8402.67 8654.75 10744.24 11740.52 18554.31
7 6 2 0 5 9 5
13356.5 13757.2 26267.7 27055.8 33589.0 34596.7 42359.2 43630.0 44938.9
- O&M Expenses of Sewerage 0.00 477.14 2323.02 5014.42 7917.64 8350.06 8600.56 8858.57 9124.33 14169.96 19177.51 19752.83 20345.42 25502.71 27867.50 35634.62
5 5 9 3 5 2 6 4 4

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Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Particulars 2015-16 2016-17 2017-18 2018-19 2019-20 2020-21 2021-22 2022-23 2023-24 2024-25 2025-26 2026-27 2027-28 2028-29 2029-30 2030-31 2031-32 2032-33 2033-34 2034-35 2035-36 2036-37 2037-38 2038-39 2039-40
13254.5 13652.1 19084.3 19656.9 20246.6
- O&M Expenses of Roads 0.00 138.73 293.94 453.45 624.10 805.23 829.39 854.27 879.90 2891.82 2978.57 3067.93 5458.46 5622.22 5790.88 8245.29 8492.65 8747.43 9009.85 14061.71
1 5 9 2 2
- O&M Expenses of Bus Stops 0.00 31.50 98.60 122.39 140.65 144.87 149.21 153.69 158.30 228.21 235.05 242.10 324.79 334.54 344.57 429.75 442.64 455.92 469.60 483.69 498.20 513.14 528.54 544.39 560.73

- O&M Expenses of Bus Terminals 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
- O&M Expenses of Public
0.00 18.06 37.56 58.60 81.27 105.66 108.83 112.09 115.46 176.47 181.77 187.22 259.46 267.25 275.26 349.63 360.12 370.92 382.05 446.58 459.98 473.78 549.42 565.90 582.88
Transport System - Others
- O&M Expenses of Dev. of NMT 0.00 55.65 115.75 180.58 250.42 325.57 335.34 345.40 355.76 480.46 494.87 509.72 657.01 676.72 697.02 848.90 874.37 900.60 927.62 1083.69 1116.20 1149.68 1332.63 1372.61 1413.79
- O&M Expenses of Existing
0.00 8.40 17.47 27.26 37.80 49.14 50.62 52.14 53.70 55.31 56.97 58.68 60.44 62.25 64.12 66.04 68.03 70.07 72.17 74.33 76.56 78.86 81.23 83.66 86.17
Freight Terminal
- O&M Expenses of Off Street
0.00 16.80 34.94 54.51 75.60 98.29 101.23 104.27 107.40 175.78 181.05 186.48 267.50 275.53 283.79 367.15 378.16 389.51 401.19 413.23 425.63 438.40 451.55 465.09 479.05
Parking Facilities
- O&M Expenses of Street
0.00 10.46 21.75 33.94 47.06 61.18 63.02 64.91 66.86 68.86 70.93 73.06 75.25 77.51 79.83 82.23 84.69 87.23 89.85 170.23 175.34 180.60 275.94 284.22 292.75
Lighting
- O&M Expenses of Other Plans &
0.00 5.25 10.92 11.25 11.59 11.93 12.29 12.66 13.04 18.86 19.43 20.01 26.89 27.70 28.53 35.62 36.69 37.79 38.93 40.10 41.30 42.54 43.81 45.13 46.48
Schemes
- O&M Expenses of Strom Water
0.00 188.09 391.23 580.24 783.78 1002.74 1032.82 1063.81 1095.72 1399.81 1441.80 1485.06 1843.58 1898.88 1955.85 2326.06 2395.84 2467.72 2541.75 3146.97 3241.38 3338.62 4051.13 4172.66 4297.84
Drains
- O&M Expenses of Eco
0.00 67.99 212.80 264.16 303.57 312.67 322.05 331.71 341.67 351.92 362.47 373.35 384.55 396.08 407.97 420.20 432.81 445.80 459.17 472.94 487.13 501.75 516.80 532.30 548.27
Restoration of Lakes
- O&M Expenses of Eco
0.00 15.75 49.30 61.20 70.32 72.43 74.61 76.84 79.15 114.10 117.53 121.05 162.40 167.27 172.29 214.88 221.32 227.96 234.80 241.84 249.10 256.57 264.27 272.20 280.36
Restoration of Others
- O&M Expenses of Slum
0.00 3.07 6.38 9.95 13.80 17.94 18.48 19.03 19.60 24.21 24.93 25.68 31.10 32.04 33.00 38.60 39.76 40.95 42.18 50.52 52.04 53.60 63.40 65.30 67.26
Improvement
- O&M Expenses of Others 0.00 2.18 4.54 7.09 9.83 12.78 13.16 13.56 13.96 16.99 17.50 18.02 21.58 22.23 22.89 26.57 27.37 28.19 29.04 29.91 30.81 31.73 32.68 33.66 34.67
- O&M Expenses of Solid Waste
0.00 1.51 3.14 4.91 6.80 8.85 9.11 9.38 9.67 10.93 11.26 11.60 13.08 13.47 13.88 15.41 15.88 16.35 16.84 18.94 19.51 20.09 22.54 23.22 23.91
Management
Programme Expenses 401.33 413.37 425.77 438.54 451.70 465.25 479.21 493.58 508.39 523.64 539.35 555.53 572.20 589.37 607.05 625.26 644.02 663.34 683.24 703.73 724.85 746.59 768.99 792.06 815.82
Other Miscellaneous expenditure 511.67 527.02 542.83 559.12 575.89 593.17 610.96 629.29 648.17 667.62 687.65 708.28 729.52 751.41 773.95 797.17 821.09 845.72 871.09 897.22 924.14 951.86 980.42 1009.83 1040.13
Expenditure under Suspense
181.83 187.28 192.90 198.69 204.65 210.79 217.11 223.62 230.33 237.24 244.36 251.69 259.24 267.02 275.03 283.28 291.78 300.53 309.55 318.83 328.40 338.25 348.40 358.85 369.61
Accounts
14997.0 31296.5 37913.8 65887.8 60579.4 49962.6 44675.0 34411.9 29506.6 24695.2
Finance Charges
624.28 2583.73 4816.15 7276.84 7632.04 11083.92 5 18898.95 24658.97 9 6 76852.42 75705.82 74215.49 72281.91 69869.11 2 3 55271.05 7 9 39473.64 2 3 1
19756.5 143386.5 165987.7 164991.
Contribution to Capital Fund
9358.51 18136.68 3 21438.03 8507.36 0.00 0.00 0.00 74714.43 0.00 0.00 86491.29 0.00 0.00 86106.09 0.00 0.00 0.00 0 0.00 0.00 9 0.00 0.00 65
60870.2 64724.5 68524.4 157559.4 100097. 109557. 237953.8 162821.5 164845.8 252683.5 177380.2 177667. 176807. 319523.1 190805. 191011. 357519.6 209961. 211790. 378980.
Total Revenue Expenditure
38717.66 51959.20 4 70835.90 0 62430.43 3 74704.66 0 44 23 2 2 7 6 2 53 97 3 90 72 6 00 17 28
(11705. (15552.88 (5030.8 (73624.5 (5494.6 (8045.58 (127045.7 (37934.5 (30923.6 (109504.6 (16962.1 (8559.35 (117787.8 24164.8 37219.4 (104681. 59963.6 79607.0 (56142.
Revenue Surplus / (Deficit)
3003.54 (6722.10) 16) ) 0) 3498.90 4676.90 3783.18 5) 8) ) 9) 9) 5) 0) 7) ) 5563.65 7) 0 2 61) 3 1 73)
Revenue Surplus / (Deficit) before (5494.6 (8045.58 (40554.50 (37934.5 (30923.6 (23398.51 (16962.1 (8559.35 24164.8 37219.4 59963.6 79607.0 108848.
Contribution to Capital Fund 12362.05 11414.58 8051.37 5885.15 3476.56 3498.90 4676.90 3783.18 1089.88 8) ) ) 9) 5) ) 7) ) 5563.65 25598.63 0 2 61306.19 3 1 92
Capital Expenditure
12th/13th Finance Commission 1675.63 1759.41 1847.38 1939.75 2036.74 2138.58 2245.51 2357.78 2475.67 2599.46 2729.43 2865.90 3009.19 3159.65 3317.64 3483.52 3657.69 3840.58 4032.61 4234.24 4445.95 4668.25 4901.66 5146.74 5404.08
Public Health and animal Health 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Construction of statues 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
MP/MLA Funds 368.94 387.39 406.75 427.09 448.45 470.87 494.41 519.13 545.09 572.34 600.96 631.01 662.56 695.69 730.47 767.00 805.35 845.61 887.89 932.29 978.90 1027.85 1079.24 1133.20 1189.86
148213. 31395.4 313834.1 363302.2 363337.7 585778.7 678112.1 675759.
Works for urban development
47537.92 131808.66 50 162793.33 7 3 4 5 3 0 32
66354.8 66354.8 66354.8 65834.5 62341.3 60290.7 59994.7
Repayment of Loans
0.00 0.00 0.00 0.00 0.00 520.24 2153.11 4013.46 6064.03 6360.04 9253.94 12603.99 16061.13 21197.06 27142.54 33177.40 0 0 66354.80 0 7 64201.70 5 8 7
150467. 33880.6 322918.9 12584.3 379403.1 394528.4 70817.8 71041.0 657054.0 71521.3 71259.4 748009.8 68322.2 66570.7 742348.
Total Capital Expenditure
49582.49 133955.46 63 165160.17 5 3129.68 4893.03 6890.37 3 9531.84 3 4 19732.89 25052.41 0 37427.92 5 0 3 3 2 9 5 2 03
(2374.77 (8377.32 (13073.0 (18550.70 (24088.1 (56736.5 (56173.6 (55574.37 (54936.1 (53735.7 (51377.8 (48744. (45868. (44691.
Surplus / Deficit
4011.77 4230.20 4461.35 4706.01 4965.07 4719.22 3377.06 1824.84 100.97 151.47 ) (5334.57) ) 4) ) 9) 7) 4) ) 1) 8) 9) 27) 55) 61)
Source: SENES Estimation

Page 355 January 2015


Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

FOP: Loan and Interest Statement

Year 1 Year 2 Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10 Year 11 Year 12 Year 13 Year 14 Year 15 Year 16 Year 17 Year 18 Year 19 Year 20 Year 21 Year 22 Year 23 Year 24 Year 25
Particulars
2015-16 2016-17 2017-18 2018-19 2019-20 2020-21 2021-22 2022-23 2023-24 2024-25 2025-26 2026-27 2027-28 2028-29 2029-30 2030-31 2031-32 2032-33 2033-34 2034-35 2035-36 2036-37 2037-38 2038-39 2039-40
New Loan Interest Rate - 8%
Opening Balance - 7,534 31,735 59,558 90,166 94,489 1,37,643 1,86,065 2,34,237 3,05,265 3,88,148 4,69,461 9,54,451 9,38,396 9,17,205 8,90,069 8,56,897 7,90,555 7,24,212 6,57,870 5,91,527 5,25,687 4,61,460 3,99,088 3,38,756
Add : Additions 7,534 24,201 27,823 30,608 4,323 43,656 50,538 52,142 77,039 89,182 90,523 4,97,569 - - - - - - - - - - - - -
Total 7,534 31,735 59,558 90,166 94,489 1,38,146 1,88,181 2,38,207 3,11,276 3,94,447 4,78,670 9,67,030 9,54,451 9,38,396 9,17,205 8,90,069 8,56,897 7,90,555 7,24,212 6,57,870 5,91,527 5,25,687 4,61,460 3,99,088 3,38,756
Total Repayment - - - - - 502 2,116 3,971 6,011 6,299 9,210 12,579 16,055 21,191 27,136 33,171 66,343 66,343 66,343 66,343 65,840 64,227 62,372 60,332 60,043
Total Closing Balance 7,534 31,735 59,558 90,166 94,489 1,37,643 1,86,065 2,34,237 3,05,265 3,88,148 4,69,461 9,54,451 9,38,396 9,17,205 8,90,069 8,56,897 7,90,555 7,24,212 6,57,870 5,91,527 5,25,687 4,61,460 3,99,088 3,38,756 2,78,713
Total Interest 603 2,539 4,765 7,213 7,559 11,032 14,970 18,898 24,662 31,304 37,925 76,859 75,714 74,224 72,291 69,879 65,898 60,591 55,283 49,976 44,689 39,486 34,422 29,514 24,699
Source: SENES Estimation

FOP: Borrowing and Investment Capacity

Year 1 Year 2 Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10 Year 11 Year 12 Year 13 Year 14 Year 15 Year 16 Year 17 Year 18 Year 19 Year 20 Year 21 Year 22 Year 23 Year 24 Year 25
S.No
Particulars 2016- 2017- 2018-
. 2015-16 2019-20 2020-21 2021-22 2022-23 2023-24 2024-25 2025-26 2026-27 2027-28 2028-29 2029-30 2030-31 2031-32 2032-33 2033-34 2034-35 2035-36 2036-37 2037-38 2038-39 2039-40
17 18 19
Debt Service @ 30% of Total
I
Revenue
Principal 0.00 0.00 0.00 0.00 0.00 502.29 2115.67 3970.51 6011.05 6299.28 9209.71 12578.89 16055.01 21190.94 27136.43 33171.28 66342.57 66342.57 66342.57 66342.57 65840.28 64226.90 62372.05 60331.52 60043.29
Repayment
Interest 602.74 2538.81 4764.62 7213.26 7559.14 11031.56 14969.86 18897.76 24661.61 31303.78 37925.25 76859.25 75713.89 74224.05 72290.96 69878.65 65898.09 60590.69 55283.28 49975.88 44688.56 39485.88 34421.92 29513.78 24698.78
Payment
Debt Service (a 602.74 2538.81 4764.62 7213.26 7559.14 11533.84 17085.53 22868.27 30672.67 37603.06 47134.96 89438.14 91768.90 95415.00 99427.38 103049.93 132240.66 126933.26 121625.85 116318.45 110528.84 103712.77 96793.97 89845.29 84742.07
+ b)
41721.2 45237.1 49165.0 55283.0
Total Revenue 0 0 8 2
59693.70 65929.33 73201.34 78487.84 83934.85 94602.75 101511.65 110908.03 124886.92 133922.22 143178.96 160418.05 169108.18 182371.62 201735.27 214970.70 228231.14 252838.05 269924.64 291397.18 322837.55

Debt Service / 0.01 0.06 0.10 0.13 0.13 0.17 0.23 0.29 0.37 0.40 0.46 0.81 0.73 0.71 0.69 0.64 0.78 0.70 0.60 0.54 0.48 0.41 0.36 0.31 0.26
Total Revenue
Debt Service @ 12516.3 13571.1 14749.5 16584.9
30% of Total 6 3 2 1
17908.11 19778.80 21960.40 23546.35 25180.45 28380.83 30453.50 33272.41 37466.08 40176.66 42953.69 48125.42 50732.45 54711.49 60520.58 64491.21 68469.34 75851.42 80977.39 87419.15 96851.27
Revenue
Primary
II Operating
Surplus
41721.2 45237.1 49165.0 55283.0
Total Revenue 0 0 8 2
59693.70 65929.33 73201.34 78487.84 83934.85 94602.75 101511.65 110908.03 124886.92 133922.22 143178.96 160418.05 169108.18 182371.62 201735.27 214970.70 228231.14 252838.05 269924.64 291397.18 322837.55

Total
Expenditure 28734.8 31207.3 36230.5 42036.7
excluding Int & 7 3 5 6
48475.83 51216.47 53393.44 55667.74 58043.90 68684.34 71523.37 74486.49 87022.94 90534.84 94197.15 107444.04 111710.63 116157.37 120792.29 140767.74 146258.87 151978.13 175466.59 182198.57 189205.90
Cont. to Capital
Fund
TE / TR
(Excluding Int & 0.69 0.69 0.74 0.76 0.81 0.78 0.73 0.71 0.69 0.73 0.70 0.67 0.70 0.68 0.66 0.67 0.66 0.64 0.60 0.65 0.64 0.60 0.65 0.63 0.59
Cont. to Capital
Fund)
Primary
Operating
Surplus (Total 12986.3 14029.7 12934.5 13246.2
11217.87 14712.86 19807.90 22820.10 25890.95 25918.42 29988.28 36421.53 37863.99 43387.38 48981.81 52974.01 57397.56 66214.25 80942.98 74202.95 81972.27 100859.92 94458.05 109198.61 133631.65
Revenue - Total 4 6 3 6
Expt) before
Debt Servicing
50% of
Primary
III Operating 5890.42 4476.07 1702.65 (590.13) (1950.20) (4177.41) (7181.58) (11458.23) (17727.19) (24643.85) (32140.81) (71227.37) (72836.91) (73721.31) (74936.48) (76562.93) (103541.88) (93826.13) (81154.36) (79216.97) (69542.71) (53282.81) (49564.95) (35245.99) (17926.25)
Surplus less
Debt Service
Debt Servicing 12516.3 13571.1 12934.5 13246.2
IV Capacity 6 3 3 6
11217.87 14712.86 19807.90 22820.10 25180.45 25918.42 29988.28 33272.41 37466.08 40176.66 42953.69 48125.42 50732.45 54711.49 60520.58 64491.21 68469.34 75851.42 80977.39 87419.15 96851.27
(Lesser of I, II)
Source: SENES Estimation

Page 356 January 2015


Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

FOP: Key Indicators

Year
Year 1 Year 2 Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 11 Year 12 Year 13 Year 14 Year 15 Year 16 Year 17 Year 18 Year 19 Year 20 Year 21 Year 22 Year 23 Year 24 Year 25
S.N 10
Particulars
o 2015- 2016- 2019- 2020- 2021- 2022- 2024-
2017-18 2018-19 2023-24 2025-26 2026-27 2027-28 2028-29 2029-30 2030-31 2031-32 2032-33 2033-34 2034-35 2035-36 2036-37 2037-38 2038-39 2039-40
16 17 20 21 22 23 25
I Ratios
a) Total Earnings / Total Revenue
(6513.3 (11549.6 (15332.7 (4790.2 (73609.0 (5385.3 (127072.4 (37849.9 (30836.6 (109557.6 (16904.6 (117726.8 (104613.7 (56058.7
Total Earnings 3153.13
5) 6) 9) 9)
3681.30 4838.04 3922.34
3) 6)
(7936.96)
8) 0) 7) 0) 4)
(8500.54) 5623.56
0)
24227.08 37283.70
5)
60036.13 79684.83
8)
41721.2 45237.1 59693.7 65929.3 73201.3 78487.8 94602.7 101511.6 124886.9 133922.2 160418.0 169108.1 182371.6 214970.7 228231.1 269924.6 291397.1 322837.5
Total Revenue 0 0
49165.08 55283.02
0 3 4 4
83934.85
5 5
110908.03
2 2
143178.96
5 8 2
201735.27
0 4
252838.05
4 8 5
Total Earnings / Total Revenue 0.08 (0.14) (0.23) (0.28) (0.08) 0.06 0.07 0.05 (0.88) (0.06) (0.08) (1.15) (0.30) (0.23) (0.77) (0.11) (0.05) 0.03 (0.58) 0.11 0.16 (0.41) 0.22 0.27 (0.17)
Average Earnings Ratio (15 Years) -26%
Average Earnings Ratio (20 Years) -23%
Average Earnings Ratio (30 Years) -8%
Earnings before Cont. to Capital Fund / Total
b)
Revenue
12383.5 11490.9 (5385.3 (37849.9 (30836.6 (16904.6 108932.8
Earnings before Cont. to Capital Fund 9 6
8169.91 6033.00 3658.74 3681.30 4838.04 3922.34 1229.34
6)
(7936.96) (40437.71)
0) 7)
(23309.15)
4)
(8500.54) 5623.56 25659.69 24227.08 37283.70 61374.04 60036.13 79684.83
6
41721.2 45237.1 59693.7 65929.3 73201.3 78487.8 94602.7 101511.6 124886.9 133922.2 160418.0 169108.1 182371.6 214970.7 228231.1 269924.6 291397.1 322837.5
Total Revenue 0 0
49165.08 55283.02
0 3 4 4
83934.85
5 5
110908.03
2 2
143178.96
5 8 2
201735.27
0 4
252838.05
4 8 5
Earnings before Dep / Total Revenue 0.30 0.25 0.17 0.11 0.06 0.06 0.07 0.05 0.01 (0.06) (0.08) (0.36) (0.30) (0.23) (0.16) (0.11) (0.05) 0.03 0.13 0.11 0.16 0.24 0.22 0.27 0.34

Average Earnings Before Dep (15 Years) -1%


Average Earnings Before Dep (20 Years) 0%
Average Earnings Before Dep (30 Years) 11%
c) Operating Ratio
41721.2 45237.1 59693.7 65929.3 73201.3 78487.8 94602.7 101511.6 124886.9 133922.2 160418.0 169108.1 182371.6 214970.7 228231.1 269924.6 291397.1 322837.5
Revenue Receipts 0 0
49165.08 55283.02
0 3 4 4
83934.85
5 5
110908.03
2 2
143178.96
5 8 2
201735.27
0 4
252838.05
4 8 5
Revenue Expenditure (Total Expt. - Cont. to Capital 29337.6 33746.1
40995.16 49250.02
56034.9 62248.0 68363.3 74565.5
82705.51
99988.1 109448.6
151345.74
162736.8 164758.8
166488.11
177322.6 177608.7 176748.0
176075.57
190743.6 190947.4
191464.01
209888.5 211712.3 213904.6
Fund) 1 4 6 3 0 0 1 2 3 9 9 2 6 2 3 1 4 9
Revenue Expt / Revenue Receipts 0.70 0.75 0.83 0.89 0.94 0.94 0.93 0.95 0.99 1.06 1.08 1.36 1.30 1.23 1.16 1.11 1.05 0.97 0.87 0.89 0.84 0.76 0.78 0.73 0.66
Average Operating Ratio (15 Years) 101%
Average Operating Ratio (20 Years) 100%
Average Operating Ratio (30 Years) 89%
d) Debt Service / Total Revenue
Debt Service
11031.5 14969.8 18897.7 31303.7
Interest 602.74 2538.81 4764.62 7213.26 7559.14
6 6 6
24661.61
8
37925.25 76859.25 75713.89 74224.05 72290.96 69878.65 65898.09 60590.69 55283.28 49975.88 44688.56 39485.88 34421.92 29513.78 24698.78

Principal 0.00 0.00 0.00 0.00 0.00 502.29 2115.67 3970.51 6011.05 6299.28 9209.71 12578.89 16055.01 21190.94 27136.43 33171.28 66342.57 66342.57 66342.57 66342.57 65840.28 64226.90 62372.05 60331.52 60043.29
11533.8 17085.5 22868.2 37603.0 103049.9 132240.6 126933.2 116318.4 110528.8
Total 602.74 2538.81 4764.62 7213.26 7559.14
4 3 7
30672.67
6
47134.96 89438.14 91768.90 95415.00 99427.38
3 6 6
121625.85
5 4
103712.77 96793.97 89845.29 84742.07

41721.2 45237.1 59693.7 65929.3 73201.3 78487.8 94602.7 101511.6 124886.9 133922.2 160418.0 169108.1 182371.6 214970.7 228231.1 269924.6 291397.1 322837.5
Total Revenue 0 0
49165.08 55283.02
0 3 4 4
83934.85
5 5
110908.03
2 2
143178.96
5 8 2
201735.27
0 4
252838.05
4 8 5
Debt Service / Total Revenue 0.01 0.06 0.10 0.13 0.13 0.17 0.23 0.29 0.37 0.40 0.46 0.81 0.73 0.71 0.69 0.64 0.78 0.70 0.60 0.54 0.48 0.41 0.36 0.31 0.26
Avg Debt Service / Total Revenue (15 Yrs) 35%
Avg Debt Service / Total Revenue (20 Yrs) 43%
Avg Debt Service / Total Revenue (30 Yrs) 37%
e) Debt Service Coverage Ratio
Debt Service
11031.5 14969.8 18897.7 31303.7
Interest 602.74 2538.81 4764.62 7213.26 7559.14
6 6 6
24661.61
8
37925.25 76859.25 75713.89 74224.05 72290.96 69878.65 65898.09 60590.69 55283.28 49975.88 44688.56 39485.88 34421.92 29513.78 24698.78

Principal 0.00 0.00 0.00 0.00 0.00 502.29 2115.67 3970.51 6011.05 6299.28 9209.71 12578.89 16055.01 21190.94 27136.43 33171.28 66342.57 66342.57 66342.57 66342.57 65840.28 64226.90 62372.05 60331.52 60043.29
11533.8 17085.5 22868.2 37603.0 103049.9 132240.6 126933.2 116318.4 110528.8
Total 602.74 2538.81 4764.62 7213.26 7559.14
4 3 7
30672.67
6
47134.96 89438.14 91768.90 95415.00 99427.38
3 6 6
121625.85
5 4
103712.77 96793.97 89845.29 84742.07

Cash Earnings before Interest


(6513.3 (11549.6 (15332.7 (4790.2 (73609.0 (5385.3 (127072.4 (37849.9 (30836.6 (109557.6 (16904.6 (117726.8 (104613.7 (56058.7
Total Earnings 3153.13
5) 6) 9) 9)
3681.30 4838.04 3922.34
3) 6)
(7936.96)
8) 0) 7) 0) 4)
(8500.54) 5623.56
0)
24227.08 37283.70
5)
60036.13 79684.83
8)

Page 357 January 2015


Lucknow Municipal Corporation Revised City Development Plan of Lucknow City – Volume I

Year
Year 1 Year 2 Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 11 Year 12 Year 13 Year 14 Year 15 Year 16 Year 17 Year 18 Year 19 Year 20 Year 21 Year 22 Year 23 Year 24 Year 25
S.N 10
Particulars
o 2015- 2016- 2019- 2020- 2021- 2022- 2024-
2017-18 2018-19 2023-24 2025-26 2026-27 2027-28 2028-29 2029-30 2030-31 2031-32 2032-33 2033-34 2034-35 2035-36 2036-37 2037-38 2038-39 2039-40
16 17 20 21 22 23 25
18004.3 164991.6
Cont. to Capital Fund 9230.46
1
19719.57 21365.79 8449.03 0.00 0.00 0.00 74838.37 0.00 0.00 86634.77 0.00 0.00 86248.46 0.00 0.00 0.00 143386.50 0.00 0.00 165987.79 0.00 0.00
5
11031.5 14969.8 18897.7 31303.7
Interest 602.74 2538.81 4764.62 7213.26 7559.14
6 6 6
24661.61
8
37925.25 76859.25 75713.89 74224.05 72290.96 69878.65 65898.09 60590.69 55283.28 49975.88 44688.56 39485.88 34421.92 29513.78 24698.78

12986.3 14029.7 11217.8 14712.8 19807.9 22820.1 25918.4 109198.6 133631.6


Total 4 6
12934.53 13246.26
7 6 0 0
25890.95
2
29988.28 36421.53 37863.99 43387.38 48981.81 52974.01 57397.56 66214.25 80942.98 74202.95 81972.27 100859.92 94458.05
1 5
DSCR 21.55 5.53 2.71 1.84 1.48 1.28 1.16 1.00 0.84 0.69 0.64 0.41 0.41 0.45 0.49 0.51 0.43 0.52 0.67 0.64 0.74 0.97 0.98 1.22 1.58

Average DSCR (15 Years) 2.70


Average DSCR (20 Years) 2.16
Average DSCR (30 Years) 2.14
Source: SENES Estimation

Page 358 January 2015

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