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ABSTRACT ■ INTRODUCTION
I
t has been widely recognized that construction activities consume a large
Achieving sustainability is becoming increasingly
critical for measuring the overall success of infra-
amount of natural resources and simultaneously cause diverse adverse
structure projects. Given the complexity of such impacts on the environment and society. For instance, on the one hand,
projects, the successful management of sustain- the construction industry consumes more than 30% of the energy in
ability-related targets requires joint efforts from Organization for Economic Cooperation and Development (OECD) countries,
the major stakeholders involved, including project whereas, on the other hand, it produces 16% of freshwater withdrawals
clients, contractors, suppliers, and the general pub- in the United States and about 33% of global greenhouse gas emissions
lic. Nevertheless, these stakeholders often have dif- worldwide (Pearce, Ahn, & HammiGlobal, 2012). These great environmental
ferent, and sometimes even conflicting, concerns impacts force the industry to convert from traditional construction practices
regarding the achievement of project sustainability.
toward sustainable construction, which collectively embraces the principles of
Confrontations and disputes can arise unless these
economic sustainability, environmental sustainability, and social sustainability,
concerns are carefully analyzed and addressed.
with the ultimate aim of achieving a balance between the social, economic, and
However, we know little specifically about how
major stakeholders perceive infrastructure sustain-
environmental aspects of construction and maximizing the benefits associated
ability and how their concerns differ in the three (Edum-Fotwe & Price, 2009; Sourani & Sohail, 2011).
dimensions of project sustainability: economic, Among the construction works, infrastructure projects—which cover a
environmental, and social sustainability. This study variety of construction works including bridges, tunnels, highways, railways,
investigated the major concerns of stakeholders airports, water supply facilities, and power plants—have played an increas-
in achieving sustainability in a typical infrastruc- ingly important role in both developed and developing economies. Compared
ture project (i.e., railway projects). A triangulated to regular construction works, infrastructure projects require much greater
methodology was adopted, including a literature amounts of difficult planning, financial investments, management efforts, and
review, a questionnaire survey, and interviews to
resources of varying natures (Matar, Osman, Georgy, Abou-Zeida, & El-Said,
obtain data from project stakeholders. Based on
2015), and their planning and execution are often riskier than those with
the results, there was a significant divergence of
other projects. Infrastructure projects also bring more influences—either
views among stakeholder groups, and conflicts
arose when there was a mismatch between stake-
positive or negative—to society (Flyvbjerg, 2007).
holders’ perceptions. A list of major concerns from Because delivering infrastructure projects successfully is crucial in deter-
each individual stakeholder group was ranked mining the success of manufacturing and agricultural activities, improving
and discussed. Some measures for promoting the delivery of health and other services, expanding the reach of education,
the consensus on achieving project sustainability and supporting social and cultural advances (The World Bank, 2015), the high
among different stakeholder groups were also complexity of infrastructure project implementation has been well perceived
provided. The study not only provides insights into by prior studies. Understanding the complexity of infrastructure projects is
understanding differences in the concerns of major important because it is associated with difficulties in decision making and
stakeholder groups in achieving railway project
project success (Remington, Zolin, & Turner, 2009). Baccarini (1996) sum-
sustainability, it also helps develop quantitative
marized two dimensions of project complexity: technological complexity
approaches for measuring the degree of consensus
and organizational complexity, proposing that project complexity should
and conflict among major stakeholder groups so as
to minimize their concern differences.
be interpreted in terms of differentiation (for technological complexity)
and interdependencies (for organizational complexity). Since then, the
KEYWORDS: stakeholder management; conflict; concept of project complexity has evolved quickly and subsequent stud-
consensus; sustainability; railway projects ies have added diverse dimensions. For example, Maylor (2010) considered
resource complexity to be a third dimension for capturing project complexity.
Project Management Journal, Vol. 48, No. 5, 00–00 Based on an extensive review of the literature, Bosch-Rekveldt, Jongkind,
© 2017 by the Project Management Institute Mooi, Bakker, and Verbraeck (2011) stated that infrastructure complexity
Published online at www.pmi.org/PMJ generally consists of technical complexity, organizational complexity, and
environmental complexity. Vidal and expectations (Bourne & Walker, 2005). (PMI, 2013, p. 31), a project stakeholder
Marle (2008) argued that project com- In line with Eskerod and Huemann refers to “an individual, or group, who
plexity can be characterized through (2013), stakeholder issues have been may affect, be affected by, or perceive
four clusters of factors: project size treated only superficially in project itself to be affected by a decision, activ-
factors, factors of project variety, the management standards. LeRoy (2005) ity, or outcome of a project.” This defi-
interdependencies and interrelations ascertained that a root cause for the nition can also be properly extended
within the project system, and project failure of complex projects can be the to the implementation of infrastruc-
complexity context—dependence. In a inability of the project managers, team ture projects (Nguyen, Skitmore, &
recent study, He, Luo, Hu, and Chan members, clients, sponsors, and associ- Wang, 2009).
(2015) proposed a framework that inte- ated stakeholders to discern the level of In recent years, project stakeholder
grates six dimensions of complexity for complexity they face. Similarly, Atkin management has been perceived as an
infrastructure projects: technological, and Skitmore (2008) proposed that proj- important criterion in project evalua-
organizational, goal, environmental, cul- ect failures are primarily attributed to tion and implementation and, accord-
tural, and information complexities. the fact that certain stakeholder groups ingly, the well-known “iron triangle”
In any infrastructure project, many have the power (such as resources and (i.e., cost, quality, and time) for mea-
different and sometimes discrepant capacity) to stop projects. suring project success has been largely
interests have to be considered. The rep- Therefore, developing approaches widened to encompass project stake-
resentatives of these interests are referred for effective stakeholder management holder satisfaction as well (Toor &
to as project stakeholders (Olander & in infrastructure projects is a press- Ogunlana, 2010). A rational consider-
Landin, 2005). Research interest in proj- ing need. Given the high complexity of ation for this extension is that proj-
ect stakeholders has grown consider- infrastructure projects, which is intensi- ect success means different things to
ably since Freeman (1984) published fied by the varying and often conflict- different stakeholders. For instance, a
his seminal work Strategic Manage- ing concerns of project stakeholders project perceived as successful from the
ment: A Stakeholder Approach. Nowa- (Atkin & Skitmore, 2008), it is challeng- contractor’s perspective can be viewed
days, stakeholder management has ing but essential to examine how each as a failure by the client or other stake-
been identified as a considerable and of the major stakeholder groups per- holders. Consequently, the perceptions
inherent component that contributes ceives project sustainability. Based on of different stakeholders can be influen-
to project complexity—organizational, an investigation of a typical infrastruc- tial in measuring project success, taking
environmental, and cultural (Aaltonen ture project (i.e., a railway), the study all objective criteria into consideration.
& Kujala, 2010; Flyvbjerg, 2007, 2014). intends to reach a consensus on project The perception of project success varies
Bosch-Rekveldt et al. (2011) believed stakeholder concerns in achieving rail- widely across various stakeholders, and
that the multi-objectivity and multi- way project sustainability. these differences in stakeholders’ views
plicity of stakeholders add to project on project success can eventually have
complexity. Both the number of stake-
Literature Review an impact on project implementation
holders and stakeholders’ disaffection Stakeholders in Infrastructure Projects (Beringer, Jonas, & Kock, 2013; Li, Ng, &
were identified as major determinants The term stakeholder originated with Skitmore, 2012).
affecting the organizational complex- the Stanford Research Institute in the Stakeholder identification has been
ity of infrastructure projects (Vidal & 1960s. It refers to any groups or indi- commonly regarded as the first step in
Marle, 2008). This statement is echoed viduals who support the organization achieving effective stakeholder manage-
by Brockmann and Girmscheid (2008), and are crucial for its survival and devel- ment in infrastructure projects (Nguyen
who proposed the idea of social com- opment (Freeman, 1984). Although et al., 2009). Previous studies document
plexity to define the complexity caused rooted in strategic management, the various approaches for grouping and cat-
by the number and diversity of project concept has received widespread atten- egorizing project stakeholders. Project
stakeholders. tion worldwide and developed quickly Management Institute (2013) suggested
Despite the vital importance of after its origination. Because Freeman a way to identify project stakeholders
project stakeholders in project manage- (1984, p. 46) defines the stakeholder from three categories. The first category
ment, studies investigating the effective as “any group or individual who can of stakeholders includes those within
management of project stakeholders are affect, or is affected by, the achieve- the project, in other words, the project
poorly detailed in the existing literature. ment of the firm’s objectives,” the con- team. The second category encompasses
Numerous project failures occur as a cept has been brought and applied those outside the project, but within
result of insufficiently and improperly into many disciplines, including con- the organization, including the spon-
dealing with major project stakehold- struction project management. In line sor, functional managers, and organiza-
ers’ concerns and failing to satisfy their with the Project Management Institute tional groups. The last category includes
for the private party to strive for project advised that the decision-making pro- different stakeholder groups, indepen-
development in that region. cess of railway project development has dent sample t-tests were carried out
For the general public, all the crite- to be improved to enable more public to investigate any significant differ-
ria receive relatively high mean scores participation. They further explained ences existing in the mean values of any
(.3.50) when compared with those that in accordance with the current reg- pair of stakeholder groups. The results
given by the other three stakeholder ulatory system, although the environ- are shown in Tables 5 through 10 and
groups, among which S5 (4.83), S6 mental impact evaluation report must explained in the following sections.
(4.83), S7 (4.79), and S1 (4.76) are iden- be released to the public, under current
tified as the most important concerns. conditions, the general public is rarely Government Agencies Versus
The participants from the general pub- involved in the entire evaluation pro- Environmental Protection
lic claimed that although railway proj- cess and its voice is rarely heard. Organizations
ects are beneficial to more convenient In line with the results shown in Table 5,
and comfortable living conditions, Differences in Perceptions Between more than 85% of the criteria (23 out of
these conditions also suffered a lot from Stakeholder Groups 27) demonstrate significant differences in
railway project implementation, espe- To further demonstrate and clarify the the mean value as perceived by govern-
cially with regard to pollution and safety differences in perceptions regarding ment agencies and environmental protec-
issues. Three of the interviewed people railway project sustainability between tion organizations. The two stakeholder
groups by and large reached a common asked about their concerns over railway sustainability very differently, particu-
understanding about the criteria of En10, project sustainability, a very conflicting larly in terms of economic performance.
S1, S3, and S8. The greatest difference circumstance is revealed, with about
in mean values lies in the criteria of Ec6 89% of the criteria (24 out of 27) having Environmental Protection
(with a mean difference of 1.80), Ec2 significant differences in mean values Organizations Versus the
(with a mean difference of 1.43), and En3 (Table 7). Among those 24 criteria, the General Public
(with a mean difference of 1.40). greatest mean differences are in Ec7 Only 14 criteria receive mean values of
(with a mean difference of 21.72), En4 significant difference when considered
Government Agencies Versus (with a mean difference of 21.40), and by environmental protection organiza-
Internal Stakeholders En3 (with a mean difference of 21.35). tions and the general public. Of these,
Compared with the former pair of groups, Similar to the group of government Ec7 (with a mean difference of 21.19),
government agencies and internal stake- agencies and internal stakeholders, the Ec6 (with a mean difference of 21.03),
holders share more common viewpoints concerns of greatest contradiction here and S5 (with a mean difference of
on railway project sustainability, with are primarily involving economic and 21.00) obtain the greatest values in
more than 50% criteria having no sig- environmental issues. mean difference. In line with the results
nificant differences in mean values shown in Table 9, the two stakeholder
(Table 6). Among the criteria of signifi- Environmental Protection groups have apparent contradicting
cant mean difference, the top three are Organizations Versus perceptions regarding the majority of
Ec7 (with a mean difference of 22.04), Internal Stakeholders economic sustainability criteria, and
En10 (with a mean difference of 0.84), For environmental protection organiza- disagree with each other on only three
and En4 and En9 (both with a mean tions and internal stakeholders, the sur- environmental sustainability criteria
difference of 0.79, respectively), dem- vey results in Table 8 show disparities in and three social sustainability criteria.
onstrating that the disparities in railway 23 of the 27 criteria, and the top three
project sustainability are mainly in the of the most significant mean differ- Internal Stakeholders Versus the
economic and environmental aspects. ences are Ec6 (with a mean difference of General Public
21.79), Ec2 (with a mean difference of Generally, internal stakeholders and
Government Agencies Versus the 21.57), and Ec3 (with a mean difference the general public reach a consensus
General Public of 21.55), showing that environmental on only two criteria, including Ec8
When representatives from government protection organizations and internal and S8 (Table 10). Among the other
agencies and the general public are stakeholders perceive railway project criteria of significant mean differences,
En9 (with a mean difference of 21.35), four stakeholder groups have very dif- holders versus the general public. In
Ec2 (with a mean difference of 1.23), ferent viewpoints and/or concerns on the interviews, both government agen-
and En3 (with a mean difference of railway project sustainability (26 out cies and internal stakeholders stated
21.19) obtain the greatest values. It is of 27 criteria). The top three conflict- that the development of railway proj-
obvious that railway project sustainabil- ing concerns lie in economic and envi- ects, especially mega-railway projects,
ity is perceived very differently by these ronmental sustainability, including En2 would undergo a strict feasibility study
two stakeholder groups. (with an F value of 86.320), Ec7 (with and environmental impact assess-
an F value of 85.005), and Ec6 (with an ment, and part of the documents would
Differences in Perceptions Among All F value of 81.673). be released publicly. Therefore, they
Stakeholder Groups Based on the results exhibited in argued that noise emissions as a result
To further understand the consensus Tables 5 through 10, En2 receives a of project development should meet
and conflict over railway project sustain- relatively high mean difference among the requirements of government regula-
ability among all the stakeholder groups, groups of government agencies ver- tions. Simultaneously, two stakeholders
a one-way ANOVA test was carried out sus the general public, environmental from government agencies added that
to check for sample homogeneity. As protection organizations versus inter it is understandable that surrounding
shown in Table 11, it is clear that the nal stakeholders, and internal stake- residents should be expected to bear a
certain level of noise caused by railway agencies and internal stakeholders, as bureaucracy exists in some processes
project implementation, because they well as between government agencies of railway project development, such as
will definitely benefit from those proj- and the general public. In the inter- land expropriation and compensation
ects in the long term. Although they views, both internal stakeholders and for resident resettlement, most of the
understood the above explanations, the general public mentioned that government agencies behave ethically
the interviewed stakeholders from both bureaucracy in the governing system when performing the duty.
the general public and environmental can be of great importance in affecting Ec6 also emerges as a criterion with
protection organizations emphasized the overall efficiency of railway project great perception conflicts, particularly
that government agencies should take a development. Meanwhile, some of them between groups of government agencies
main role in ensuring that project envi- also admitted that this is not unique and environmental protection organi-
ronmental impact assessment reports to the Chinese construction area, and zations, environmental protection orga-
be carefully prepared and the noise of that the situation of bureaucracy in nizations and internal stakeholders, and
project development be controlled at an construction has been changing and environmental protection organizations
acceptable level. improving over the past few years. Some and the general public. Most of the
For Ec7 of bureaucracy, there are interviewed stakeholders from govern- stakeholders from environmental pro-
great conflicts between government ment agencies responded that although tection organizations complained that
in past years, economic performance the three components of sustainable and individual interests, without fully
indicators of projects, such as payback development—economic, environmen- considering the specific project situa-
period, are overly highlighted in exe- tal, and social performance—when car- tion and concerns of other stakeholder
cuting construction projects, including rying out railway projects. They also groups. To a certain degree this is
railway projects, whereas adverse envi- mentioned that they often suffer greatly understandable, given that the stake-
ronmental impacts are largely omitted, from railway project implementation holders choose to engage in railway
which consequently causes severe air and wish to engage in the project’s projects with their own expectations,
pollution and resource waste and dis- decision-making process through more and thus it is very difficult to expect a
courages sustainable development in public participation. joint attitude and action toward achiev-
railway project development. However, ing railway project sustainability.
in line with the viewpoints of stake- Major Findings and However, the predicament can be
holders from government agencies and Discussions changed and consensus achieved if an
internal stakeholders, project economic In line with the results discussed above, effective mechanism to facilitate mutual
performance is a fundamental incen- it is evident that great disparities in dialog among diversified stakeholder
tive for them to work together on a concerns over railway project sustain- groups is established, which, accord-
project: “If a project is of satisfactory ability exist among the four stakeholder ing to the survey, is currently missing
environmental and social impact, but groups investigated. Furthermore, the or at least scant. Through such mutual
cannot produce the economic ben- results also demonstrate that although dialog, it may be possible for differ-
efits expected, we will definitely not their perceptions on the social sustain- ent stakeholder groups to share their
be interested in it.” Two representa- ability of implementing railway projects diversified views about understanding
tives from the general public admitted are different, the greatest conflicts lie in railway project sustainability, as well as
that it is understandable that economic how the various stakeholders perceive how to achieve railway project sustain-
performance is critical for encouraging economic and environment sustainabil- ability from a much broader perspec-
various stakeholders to devote them- ity. The survey results confirmed that tive when making project decisions. For
selves to project activities, but also each of the stakeholder groups is accus- instance, stakeholders from environ-
believe it is time for the government tomed to perceiving railway project mental protection organizations might
to think carefully about how to balance sustainability from its own experience have opportunities to better understand
the importance of some economic per- project development, they must divert of the adverse environmental impacts
formance criteria when perceiving rail- more attention and resources from eco- caused by project implementation,
way project sustainability. nomic criteria to environmental and including air and noise emissions.
Furthermore, some specific measu social aspects. This can gradually be Because internal stakeholders’ primary
res for alleviating conflicts among the accomplished through measures, such concerns are the economic benefits
four stakeholder groups can also be as encouraging more public partici- of projects, these stakeholders need
developed. It is suggested that govern- pation in decision making on railway to adopt more advanced skills, tech-
ment agencies that usually initiate the project development and inspecting niques, and materials to minimize pol-
development of railway projects should construction sites regularly to make lution and simultaneously maximize
attempt to promote greater balance sure major environmental and social economic benefits. Stakeholders from
among the three dimensions of sus- requirements are met. Internal stake- environmental protection organiza-
tainability criteria. Although they face holders are the people who undertake tions, on the other hand, seem to over-
the challenge of boosting the national work on the front line; thus they are react because, by and large, they solely
and local economy through railway deemed to be responsible for many emphasize the environmental impacts
(continued)
of railway projects, which is similar to the general public in the early stages the economic performance of devel-
government agencies that are criticized of project evaluation, which may also oped railway projects because this is
for overemphasizing economic perfor- be useful in promoting mutual dia- an important factor when it comes to
mance. After all, contributions to the log among all of the major stakeholder attracting private parties to engage in
national and/or local economy is some- groups. projects, such as providing funds for the
times an important indicator for evalu- project, and because the government
ating the feasibility of railway projects, Conclusions also faces the challenge of driving the
especially for some mega-railway proj- Fulfilling the assessment criteria under local economy in the long term. Envi-
ects. Therefore, stakeholders from envi- the umbrella of sustainable develop- ronmental protection organizations
ronmental protection organizations are ment is increasingly critical to ensuring ranked environmental criteria with rel-
advised to broaden their perspectives the overall success of railway projects. ative more importance because they
by combining other assessment criteria However, the diversified stakeholders believe that their principal duty is to
in addition to environmental concerns. involved tend to have very different ensure that the project is implemented
The study found that the role the gen- concerns when it comes to achieving in an environmentally friendly manner.
eral public plays in Chinese railway railway project sustainability. The pres- The top three most important concerns
project development is currently neg- ent study investigated the concerns of of internal project stakeholders are all
ligible, which may be a reason why four major stakeholder groups involved economic criteria, whereas the general
environmental and social criteria are in railway projects—government agen- public perceives the social aspects as
not vital concerns. Although an effec- cies, environmental protection organi- most important.
tive public participation mechanism zations, internal project stakeholders, The results also showed that the
can theoretically be an approach for and the general public—about their four stakeholder groups possess dif-
improvement, the promotion of effec- perceptions of railway project sus- ferent viewpoints on 26 of 27 criteria
tive public participation is far from sat- tainability. The relative concerns of within the framework of achieving
isfactory, partially because of China’s each stakeholder group were ranked railway project sustainability, reveal-
special political, social, and economic and the main differences in the con- ing that there is a great deal of con-
backgrounds. The general public often cerns between each pair of stakeholder flict in stakeholder perceptions. Three
gets frustrated because they greatly suf- groups compared. The results show that groups of stakeholders, including gov-
fer from the implementation of rail- there are obvious disparities among ernment agencies and environmental
way projects, yet their demands for the stakeholders’ perceptions regard- protection organizations, government
avoiding adverse environmental and ing the achievement of railway project agencies and internal stakeholders,
social impacts are rarely heard by other sustainability, and the greatest concern and government agencies and the
stakeholder groups. A better way of conflicts lie in economic and environ- general public, perceive both econo
ameliorating the situation is to engage mental criteria. Specifically, govern- mic and environmental sustainability
the participation of stakeholders from ment agencies paid more attention to criteria very differently. Two groups of
Yuan, H. P. (2013). Key indicators for projects in China. International of editorial officer of The International Journal
assessing the effectiveness of waste Journal of Project Management, 33(3), of Construction Management. His main interests
management in construction projects. 537–548. doi: 10.1016/j.ijproman include sustainable built environment and project
Ecological Indicators, 24(1), 476–484. doi: .2014.07.007. management. He has published a series of articles
10.1016/j.ecolind.2012.07.022. in refereed international journals and conferences in
Zeng, S. X., Ma, H. Y., Lin, H., Zeng, Hongping Yuan is an Associate Professor in the the disciplines of construction and demolition waste
R. C., & Tam, W. Y. (2015). Social School of Economics and Management, Southwest management during the past few years. He can be
responsibility of major infrastructure Jiaotong University, China. He holds the position contacted at hpyuan2005@gmail.com