Professional Documents
Culture Documents
To cite this article: (1995) A strategy for middle powers, The Adelphi Papers, 35:295, 56-69,
DOI: 10.1080/05679329508449307
Article views: 19
Download by: [The University Of Melbourne Libraries] Date: 19 June 2016, At: 21:11
VI. A STRATEGY FOR MIDDLE POWERS
56
great-power predominance and therefore sought both alignment
with a great-power protector and a large defence capability of their
own, and the southern countries (ASEAN), which spent compara-
tively less on their own defence and professed neutrality, but relied
on the strong forward military presence of the US.5
South-east Asia was less threatened by external great powers
than the middle powers to the north which abutted on potentially
expansionist great powers. For a long time, of course, the common
strategic interests of the middle powers in avoiding great-power
pressure were obscured by the Cold War and the ideological division
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
of Asia. China's war with Vietnam in 1979, however, was one of the
clearest examples of how national differences between adjoining
middle and great powers transcended so-called common ideological
relations.
This is now changing, although elements of the old alliance
system remain. As Asia moves towards a non-ideological state sys-
tem, and a sense of confidence emerges about the region's economic
strength, the Asian middle powers are cautiously exploring the pros-
pects for some sort of multilateral relationship with the great pow-
ers. This is reinforced by a greater sense of willingness on the part of
the great powers (especially the US, Japan and China) to contem-
plate multilateral dialogue. Multilateral security mechanisms, such
as the ARF, and the development of 'second track' bodies such as
the CSCAP, reflect a growing sense of confidence that the region can
cooperate in the area of security discussions - even if only in a low-
key and tentative way.6 Over time, the enlargement of ASEAN to
include Vietnam, Cambodia, Laos and Myanmar is also likely to
reinforce confidence among the middle powers in regional resilience
and encourage greater security cooperation. This sense of confi-
dence, however, does not extend to any concept of a collective
security arrangement as an alternative to relying on the balance of
power to keep the peace, or even to any idea of a regional security
community in which there would be strict rules to prevent the use of
force and competitive arms acquisitions, while institutional proc-
esses would be established for the peaceful settlement of disputes.
Such multilateral security forums as do exist at present owe their
origins to ASEAN and in the more dangerous parts of Asia, namely
North-east and South Asia, little real progress has been made to-
wards cooperative security of any sort. Rather, the strategy of mid-
dle powers in these areas of confrontation (for example, the Koreas,
Taiwan, Pakistan) is to rely increasingly on capable military forces
of their own and (as with Pakistan and North Korea) to develop an
57
independent nuclear deterrent. In South-east Asia, too, despite
ASEAN's leadership role in establishing an Asia-wide security dia-
logue, considerable emphasis is being placed on self-reliance and the
acquisition of modern conventional forces. For nearly all the middle
powers these trends reflect not only the desire for a prudent self-
defence capacity in an environment of considerable strategic uncer-
tainty, but also an acknowledgement that common and cooperative
security mechanisms capable of constraining the great powers are a
long way off.
One of the defining characteristics of a middle (or medium)
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
58
self-reliance to handle credible levels of external threat with one's
own combat forces. This strategic concept does not exclude external
supply in some selected areas - intelligence, spare parts and mis-
siles, logistic support - but does not envisage foreign combat support.
Most middle powers in Asia have developed a strategy of defence
self-reliance and are building up their armed forces; alliance rela-
tionships are less central than they were in the Cold-War period. At
the same time the middle powers are cautiously interested in ex-
ploring the prospects for security dialogue and some form of multi-
lateral security framework, although this might not lead in the
foreseeable future to any formal institutional structure or arrange-
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
59
an arms race in any case.12 Whilst there is certainly a risk of a
competitive military scramble, other analysts have remarked cor-
rectly that there is no arms race yet in the region.13 No country is
seeking strategic dominance over its neighbour, there are no intense
rivalries that are likely to erupt into war, the quantities of weapons
being purchased are relatively moderate, and there is no evidence
so far of the intention to purchase equipment with capabilities
beyond national defence requirements, or for power projection.
Even so, there are worrisome trends. Economic success is leading
to a certain militarisation in Asia. Sustained economic growth re-
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
NATO
Europe US/Canada Asia
Source: Tables prepared for, but not printed in, The Military Balance 1994-1995 (London:
Brassey's for the IISS, 1994).
60
has been a large shift in defence outlays between these three re-
gions: in 1985, Asia spent 54% as much as NATO Europe, whereas
by 1993 the proportion was 83%. This trend suggests that by the
year 2000 Asia will have outstripped NATO Europe in terms of the
amount of money it spends on defence. It already spends three times
as much as the Middle East on defence. Of course, not too much
should be made of comparisons of defence spending between major
regions of the world: they are not in a competitive position. But the
rapid growth in Asian defence spending is a matter for concern in
itself because it is occurring independently of the collapse of the
USSR and without any palpable military threats.
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
61
other's intentions. Each of these danger spots involves middle pow-
ers that are developing their military capabilities to a significant
extent. This is being done in an atmosphere of some considerable
uncertainty and with a lack of transparency. Few countries in the
region (except for Japan, South Korea, Taiwan, Singapore and Thai-
land) produce defence white papers or other official documents that
provide any information about their defence plans, and even in these
instances that information is incomplete.
The trend towards self-reliance in defence also means that a range
of much more advanced conventional weapons is being acquired and
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
62
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
Great Powers
China 88 7,500-8,000 4,970 55 48
Japan 13 1,160 440 62 17
India 35 3,400 799 25 15
Russia (Pacific ) 341 9,000 965 50 35
Middle Powers
Korea, South 22 1,900 447 40 2
Korea, North 26 3,700 770 3 25
Taiwan 12 509 459 33 4
Vietnam 53 1,300 190 7 -
Thailand 13 200 212 9 -
Malaysia 5 - 92 4 -
Singapore 3 - 155 6 -
Philippines 8 - 51 1 -
Indonesia 2 • 103 132 2
CD Pakistan 21 1,950+ 434 9 6
CO
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
Small Powers
Brunei 3 (batt) - 2 -
Myanmar 10 26 91 -
Cambodia 7 150 21 -
Laos 5 30 31 -
Bangladesh 6 140 69 4
Sri Lanka 3 25 27 -
Nepal 6 (brigade) - - -
Mongolia 4 650 15 -
Source: The Military Balance 1994-1995 (London: The International Institute for Strategic Studies, 1994).
Note:Strategic forces are not included. Ground force divisions include armoured, mechanised, infantry, and light infantry. Combat aircraft include
those in airforces and in naval aviation (both land and sea based). Russian forces include those for the Far East and Transbaykal military districts.
US forces include those based in the West Coast, Alaska, Hawaii, South Korea and Japan: they also include estimates for aircraft carrier-based
aviation. Indonesian army divisions are for the Strategic Reserve (KOSTRAD) only; the Military Area Command (KODAM) has another 70 lightly
equipped battalions for local security.
1
Russian divisions typically are manned only at 1/4 to 1/3 the level of US divisions.
2
Plus 16 Parchim-class light frigates (ex-GDR Navy) being delivered in 1994-5.
have acquired components of Chinese M-ll short-range ballistic
missiles. By 2010 North Korea should be capable of fielding a
missile capable of reaching all of North-east and most of South-east
Asia. The middle powers South Korea and Taiwan have also shown
an interest in nuclear weapons in the past. As China presses ahead
over the next decade with developing a truly intercontinental nuclear
force this will encourage India, and therefore Pakistan, to develop
their nuclear capacities. Japan seems likely to opt, as a minimum
policy, for the US technology that will provide protection against
limited nuclear strikes (theatre missile defence). Any Japanese inter-
est in acquiring a nuclear force of its own would risk causing
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
65
future. There is no interest at present in any measures to constrain
force development plans or to bring about formal multilateral de-
fence cooperation. '9
Multilateral institutions are weak in Asia and there is a reluc-
tance to consider formal confidence-building measures and military
transparency along the lines of the Organisation for Security and
Cooperation in Europe (OSCE). These are seen as intrusive, techni-
cal arms-control measures that were appropriate to Europe but
which do not reflect either the more complex security situation in
Asia or the Asian way of doing business.20 The latter is more infor-
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
66
• notification of major military deployments to reduce the scope
for incidents or miscalculation that could escalate into undesir-
able security threats; a multilateral agreement on the avoidance
of naval incidents.
67
This sense of uncertainty is compounded when old alignments or
alliances are crumbling and there is no real prospect of a collective
security framework or regional security community emerging in the
foreseeable future. Most middle powers in Asia, therefore, will hold
to a strategy that continues to build up fairly robust defence capa-
bilities of their own. They will also seek, as a longer-term strategy,
to participate in regional security dialogue and practical (albeit
limited) military cooperation as a way of institutionalising regional
security cooperation. As already mentioned, the dialogue process is
making considerable progress under the auspices of ASEAN and the
ARF and it is beginning to include North-east Asian countries, such
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
as South Korea, as well as China and Japan, the two major local
players. However, it excludes South Asia. And, so far, it has pro-
duced no concrete results in multilateral security mechanisms.
Progress in this area will not be easy given the very disparate nature
of the Asian region, the range of security issues that require resolu-
tion, and the fact that there is very little tradition of security coop-
eration on a multilateral basis. 24
One strategy that some of the middle powers could consider is to
develop a forum for examining ways of maintaining a non-threaten-
ing power balance in the region. Such an informal institution might
do no more than encourage dialogue and consultation on these im-
portant security issues. An important role for such a forum would be
to share information and views on the policies and intentions of
powers in the region, as well as their military capabilities and
activities. Another aspect would be to exchange ideas on defence
planning and force structuring problems that the middle powers have
in common. This process has already started among the ASEAN
countries and between some of the ASEAN countries and Australia.
It is easier for such discussions to occur between middle powers in
geographically contiguous zones because they share the same basic
strategic environment.
The outcome of such middle-power dialogue might be a sense of
a community of strategic interests, not in the sense of a formalised
defence community, but rather in the context of shared strategic
planning problems and a concern to resist great-power encroach-
ment. Such a loose-knit community of strategic interests would
embody the aspiration for regional peace and security and might
serve to mitigate the factors making for international tensions in the
area: but in no sense would it be a principal source of security for its
members. Effective independent military capabilities will continue
to be essential in middle-power security planning as long as armed
68
force remains a significant factor in international affairs. Ulti-
mately, armed force can only be resisted by armed force.
In the final analysis, however, it is only through strengthened
multilateral institutions that the smaller states of Asia will be able to
face the twenty-first century with greater confidence, and that great
powers like China can be encouraged to work within a peaceful
regional order. There can be no doubt that the development of
inclusive regional security processes must be encouraged. In this
way, the middle powers can contribute to managing change in the
regional order and feel more comfortable with the evolving roles of
Downloaded by [The University Of Melbourne Libraries] at 21:11 19 June 2016
69