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Nurses have traditionally based nursing practice on their experiences or the way they
were taught. These methods are not necessarily based on scientific practice. Practice that
is based on theories makes it possible to derive a rationale for nursing action. Therefore,
practice must be based on a sound theoretical background. As the science of the nursing
develops, nurses will be able to accurately understand and explain the past events, and
predict the future events. Practice based on science will support the image of nursing as a
discipline.
E.g Agent-host environment model, where the agent, host and environments are the
concepts and the triad drawn between these three concepts depicts the model of Agent-
host-environment indicating relationships between these three concepts.
Theory: The word theory is derived from Greek work theoria meaning a “vision”.
Therefore, development of theory is viewed as rational and intellectual process leading to
the discovery of truth. Further, the theories are composed of – concepts, models and
propositions and based on assumptions.
Four most significant concepts that describe any nursing theories are
1) The Human or individual,
2) Society/Environment,
3) Health and
4) Nursing actions.
LEVELS OF THEORY
One method for classification of theories in nursing based on scope is; Meta theory,
grand theory, middle range theory and practice theory.
Meta theory
It refers to theory about theory, focused on generating knowledge and theory
development. Meta theory is very abstract and may not be easily tested; main purposes
are identifying kind of theory needed, developing and analyzing methods for creating
nursing theory and proposing criteria for evaluating theory.
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Middle range theory
Moderately abstract, have a limited number of variables, which are testable in a direct
manner. Have strong relationship with research and practice. Provide basis for generating
testable hypotheses relating to particular nursing phenomena.
Nursing theories have also been classified based on type or purpose of theory.
These are:
Factor Isolating theories (Descriptive theories)
Factor relating theories (explanatory theories)
Situation relating theories (predictive theories)
Situation producing theories (prescriptive theories)
Factor isolating theories are those which describe, observe and name concepts,
properties and dimensions.
Factor relating theories are those that relate concepts to one another describe inter-
relationships among concepts or propositions and specify the associations.
Situation relating theories are achieved when the conditions under which concepts are
related are stated and the relational statements are able to describe future outcomes
consistently.
Situation producing theories are those that prescribe activities necessary to reach
defined goals.
Theory provides nurse with a sound basis to describe, explain and predict factors
that influence nursing care.
In nursing, caring is the core of nursing practice. As a profession, we need to
develop theoretical knowledge based on research findings to form the foundation
of nursing practice. Therefore, development and validation of nursing theory will
help in strengthening nursing practice.
Nursing theory is a source of professional autonomy and power.
It guides nursing education, research and practice and differentiates nursing
practice from other disciplines.
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- Analyzing concepts
- Constructing relationships
- Testing relationships
- Validating relationships
- Implementing into practice
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Being able to predict consequences increase nurses control of nursing practice and
therefore increase nurses’ autonomy. Fuller (1978) stated – the autonomy of a
profession rests more firmly on the uniqueness of its knowledge.
A theoretical perspective allows the nurse to plan and implement care
purposefully and proactively and when nurses practice purposefully and
systematically they are more efficient have better control over the outcome of
care, and are better able to communicate that care with others. Thus nurses need
to use theoretical perspectives to help understand which data are important, how
data re related, what can be predicted by relationships and what interventions are
needed to deal with special relationships.
Grounds
THEORY PRACTICE
Guides
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Guidelines for application of theory in nursing practice
The application of theory in practice requires an understanding of concepts and principles
associates with the needs of a particular client, group of clients or community and a
recognition of when and how to use these concepts and principles when planning and
implementing nursing care.
Chinn and Kramer (2004) suggested criteria for determining when theory should be
applied in practice.
1. Are theory goals and practice goals congruent?
2. Is the contest of the theory congruent with the practice situation?
3. Is there similarity between theory variables and practice variables?
4. Are explanations of the theory sufficient to be used as a basis for nursing action?
5. Does research evidence support the theory?
6. How can the theory influence nursing practice and the nursing unit?
All of the theorists are concerned with nursing as a discipline that assists man to reach his
optimal health state, but differ in their descriptions as to how this is achieved.
While King spoke of meeting man’s basic needs, Peplau saw the nurse’s interpersonal
relationship. The nurse according to Orem, seeks to influence man’s development in
achieving an optimal level of self-care, where as Roy viewed nursing as promoting man’s
adaptive abilities.
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She defined nursing as a “significant, therapeutic process”. She believed that the nurse
patient relationship was characterized by four overlapping and interlocking phases:
1. Orientation,
2. Identification,
3. Exploitation and
4. Resolution.
Interpersonal nursing roles have been identified by Peplau; these include the following:
1) Stranger: The role assumed by both nurse and patient when they first meet.
2) Resource person: Provider of health information to a patient who has assumed the
consumer role.
3) Teacher: Refers to one who imparts knowledge with the purpose of assuring the
patient as learner to grow and learn from his/her experience with the health care system.
4) Leader refers to person who carries out the process of initiation and maintains group
goals through interaction.
5) Surrogate refers to one who takes the place of another while assuming roles that have
been assigned by the patient, based on his/her significant past relationships.
6) Counsellor is the person who aids another in recognizing, facing, accepting, resolving
problems that are interfering effectively by helping the patient integrate the facts and
feelings associated with a living episode of illness into his total life experiences.
For example, Peplau described nursing roles relative to the patient’s needs and ability to
function. The unconditional mother-surrogate role related to the actually ill phased and
implied that the nurse would act in maternal nurturing way. When the patient began to
feel better, the nurse would assume a role characterized by some continuation of mother
surrogate functions with the addition of counseling, leadership and resource person’s
activities.
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Exploitation phase – facilitate behavioral change, promote patient’s
development of insight into problem, provide opportunities for
independent functioning
Resolution phase – review progress of therapy, fixing next appointment,
giving hope
Principle : in above phases nurse uses interpersonal relationship principles for patient self
growth
The adaptation mechanisms are regulator and cognator. Adaptation maintains integrity.
The nurse is to help the person adapt by managing the environment. Roy’s theory focuses
on the concept of adaptation of man.
Her concepts of nursing person, health and environment are all interrelated to this central
concept. The person continuously scans the environment for stimuli so he can respond
and ultimately adapt to it. Nursing has a unique goal to assist the person in his adaptation
effort by managing the environment. The result is an attainment of an optimum level of
wellness. As an open living system person receives inputs or stimuli from both the
external environment and the self (i.e. internal environment).
The focal stimuli is the person’s internal or external world that immediately confront the
person;
The contextual stimuli refer to the person’s internal and external world that influence the
situation and are observable, measurable or subjectively reported by the person and does
not include the focal stimuli;
The residual stimulus includes the characteristics of the individual that are relevant to
the situation but are difficult to measure objectively. (George (1990, pp. 382, 385, 389).
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According to Roy adaptation occurs when the person responds positively to
environmental changes. This adaptive response promotes the integrity of the person,
which leads to good health. Ineffective responses to stimuli lead to disruption of the
integrity of the person.
There are two interrelated subsystems in Roy’s model. The primary functional or control
processes subsystem consists of the regulator and the cognator. Roy explains coping
mechanisms as the control process of the person as an adaptive system. She further
explains that some of the coping mechanisms are inherited or genetic, e.g. WBC in the
body defense system. Some of the mechanisms are learned such as patient
himself/herself taking an insulin injection. She further describes cognators and
regulators as coping mechanisms of a person. Regulators are subsystem and include
chemical, neural, endocrine transmitters and autonomic responses whereas cognator
mechanism relates to higher brain functions of perception, learning, judgement, etc. The
secondary effectors subsystem consists of four adaptive modes: physiological function,
self-concept, role function and interdependence. Roy views regulator and cognator as
methods of coping.
Perception of the person links the regulator with the cognator. Perception is a process of
cognator. The responses following perception are feedback into both the cognator and the
regulator. The four adaptive modes of the second subsystem in Roy’s model provide
former manifestations of cognator and regulator activity. Responses to stimuli are carried
out through these four modes. The purpose of modes is to achieve physiological,
psychological and social integrity.
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- Endocrine function
4. Interdependence mode
- Interaction with others
The specific name for Orem’s general theory of nursing is Self-Care Deficit Theory of
Nursing. She chose the name ‘deficit’ as it describes and explains a relationship between
abilities of individuals to care for themselves and the self-care needs or demands of the
individual, their children or the adults for whom they care. The notion of ‘deficit’ does
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not refer to a specific type of limitation, but to the relationship between the capabilities of
the individual and the need for action.
Self Care: Self care refers to the practice of “activities that individuals initiate and
perform on their own behalf in maintaining life, health and well being” (Orem, 1985,
p.84).
Self Care Agency: This refers to the “ability for engaging in self care” by the client.
Therapeutic Self care Demand: TSD refers to “totality of self care actions to be
performed to meet the self care requisites by using valid methods and related actions”
(Orem, 1985, p.88).
Self Care Deficit: Self care deficit is determined by the differences between self care
needs and self care capabilities, that is when the needs are more than the abilities of the
patient to perform self care activities.
Nursing System Action: Nursing is required when there is self care deficit, that is, the
care abilities are less than those required for meeting the self care demand (Orem, 1985,
p.35).
2) Partially compensatory system (e.g. when both nurse and patient perform care because
of patients self care limitations as in the second post operative day after surgery).
3) Supportive-educative system (e.g. when the client is able to perform or can learn to
perform required measures for therapeutic self care as an antenatal mother, requiring
information on nutritious diet.)
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She used these six concepts to express the three constituent theories of the general theory
of nursing.
The concept of self-care, self-care agency, therapeutic self care demand and self care
deficit are related to the patient or the person in need of nursing while the concepts of
nursing agency and nursing system are related to the nursing and their actions.
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Data collection according to Orem’s theory of self care deficit
1. Universal self-care requisites: Air, water, food, elimination, activity, social
interaction, prevention of hazards
2. Developmental self-care requisites: Maintenance of developmental environment,
e.g. able to perform activities of daily living, able to feed etc.
3. Health deviation self care requisites: Adherence to medical regimen, awareness
of potential problems associated with the regimen, adjustment to lifestyle etc.
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b. Nursing Goals and objectives
Goal: to achieve optimal levels of nutrition.
Objectives: Mrs. X will:
state the importance of maintaining a balanced diet.
List the food items rich in protein that are available in the locality.
c. Design of the nursing system:
Supportive educative
d. Method of helping:
Guidance
Support
Teaching
Providing developmental environment
Implementation
Mutually planned and identified the objectives and the patient were made to understand
about the required changes in the behavior to have the requisites met.
Evaluation
Mrs. X understood the importance of maintaining an optimum nutrition.
She told that she will select the protein rich diet for her food.
She listed the foods that are rich in protein and that are locally available.
The self care deficit in terms of food will be decreased with the initiation of the
nutritional intake.
The supportive educative system was useful for Mrs. X
Psychoanalytical Model
Psychoanalytical model has been derived from the work of Sigmund Freud and his
followers.
Basic assumptions of psychoanalytical model are:
All human behavior is caused and thus is capable of explanation. Human
behavior, however insignificant or obscure, does not occur randomly or by
chance. Rather, all human behavior is determined by prior life events.
All human behavior from birth to old age is driven by an energy called the libido.
The goal of the libido is the reduction of tension through the attainment of
pleasure. The libido is closely associated with physiological or instinctual drives
(For example, hunger, thirst, elimination and sex). Release of these drives results
in the reduction of tension and experience of pleasure. Hence, the pleasure
principle becomes operative when pleasure seeking behaviors are used.
The personality of the human being can be understood by way of three major
hypothetical structures, viz. id, ego and superego. Id represents the most primitive
structure of the human personality. It houses the physiological drives. Human
behavior originating from the id is impulsive, pleasure-oriented, and disconnected
from reality.
The ego represents that part of the human personality, which is in closest contact
with reality. Unlike the id, ego is capable of postponing pleasure until an
appropriate time, place or object is available. Unlike the superego, the ego is not
driven to blind conformity with rules and regulations. Rather, the ego acting as
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mediator between the id and superego, gives rise to a much more mature and
adaptive behavior.
The superego is the personality structure containing the values, legal and moral
regulations and social expectations that thwart free expression of pleasure-seeking
behaviors. The superego thus functions to oppose the id.
Understandably, humans occasionally experience anxiety when confronted with
situations that challenge the tenuous balance between the id and the superego. At
these times, the ego uses defense mechanisms that include repression, denial,
regression, rationalization, reaction formation, undoing, projection, displacement,
sublimation, isolation, and fixation.
The human personality functions on three levels of awareness: conscious,
preconscious and unconscious. Consciousness refers to the perception, thoughts
and feelings existing in a person’s immediate awareness. Preconscious content on
the other hand, is not immediately accessible to awareness. Unlike conscious and
preconscious, content in the unconscious remain inaccessible for the most part.
The unconscious affects all the three personality structures—id, ego and the
superego. Although the id’s content resides totally in the unconscious, the
superego and the ego have aspects in all the three levels of consciousness. The
ego maintains contact with reality, the id and the superego.
Human personality development unfolds through five innate psychosexual stages
—oral, anal, phallic, latent and genital. Although these stages extend throughout
the lifespan, the first 6 years of life determine the individual’s long-term
personality characteristics.
Psychoanalytical Process
Psychoanalysis, described by Freud, makes use of free association and dream analysis to
affect reconstruction of personality. Free association refers to the verbalization of
thoughts as they occur, without any conscious screening. Analysis of the patient’s dreams
helps to gain additional insight into his problem and the resistances. Thus dreams
symbolically communicate areas of intrapsychic conflict. The therapist then attempts to
assist the patient to recognize his intrapsychic conflicts through the use of interpretation.
The patient is an active participant, freely revealing all thoughts exactly as they occur and
describing all dreams. By termination of therapy, the patient is able to conduct his life
according to an accurate assessment of external reality and is also able to relate to others
uninhibited by neurotic conflicts.
Behavioral Model
Prominent theorists of behavioral theory include Ivan Pavlov, John Watson, BF Skinner,
etc.
Basic assumptions of behavioral model are:
•All behavior is learnt (adaptive and mal-adaptive).
•All behavior occurs in response to a stimulus.
•Human beings are passive organisms that can be conditioned or shaped to do anything if
correct responses are rewarded or reinforced.
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•Maladaptive behavior can be unlearnt and replaced by adaptive behavior if the person
receives exposure to specific stimuli and reinforcement for the desired adaptive behavior.
•Deviations from behavioral norms occur when undesirable behavior has been reinforced.
This behavior is modified through application of learning theory.
Therapeutic Approaches
• Systematic desensitization
• Token reinforcement
• Shaping
• Chaining
• Prompting
• Flooding
• Aversion therapy
• Assertiveness and social skills training
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Characteristics of EBP
It is a problem-based approach.
Brings together the best available evidence and current practice by combining
research with tacit knowledge and theory.
Facilitates the application of research findings by incorporating first and second
hand knowledge into practice.
RESEARCH PRACTICE
THEORY
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