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CASE STUDY
Received: 17 March 2013 / Accepted: 17 August 2013 / Published online: 14 September 2013
The Institution of Engineers (India) 2013
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60 J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72
well as more energy-consuming. With the advancement passive building design features in present day buildings in
achieved in the field of building science and technology, the similar geo-climatic locations to achieve comfortable
every person is increasingly becoming aware of the indoor environment in a sustainable manner.
importance of the energy-efficient building design [29].
India is ranking highest in building energy consumption
among the Asia Pacific Partnership countries [30] also due
Traditional Hill Settlement of Khyah Village,
to our large population and household size. Understanding
Hamirpur
the implication of the situation on energy resources of
India, the Government of India has introduced the Energy
Location and Historical Details
Conservation Building Code (ECBC) in 2007 and made
further addition in the Code in 2008 to provide minimum
Khyah village (31North Latitude, 76.5East Longitude) is
requirements for energy-efficient design and construction
located at a distance of about 10 km from Hamirpur town
of buildings and their systems [29]. It is estimated that the
in Himachal Pradesh with an altitude of 700 m above mean
nationwide mandatory enforcement of the ECBC will yield
sea level. The settlement is spread over an estimated area
annual savings of approximately 1.7 billion kWh [31].
of 2 km2. It is located on foothills of Shivalik mountain
Therefore, under the present situation of energy-supply and
range. It has population of 1,844 people. Of these 964 are
global atmospheric condition, climate and environmental
male and 870 female. The people belong to various caste
conditions must be the most influential parameters in the
and economic statuses. Figure 1 shows the location map of
design of buildings.
the hill settlement.
The best way to understand the architectural character-
From the history of this settlement, it was found that the
istics of a vernacular settlement is by conducting field
Katoch dynasty ruled the area between the Ravi and Satluj
survey of the physical environment. During the physical
Rivers in olden days. It became predominant during the
on-site study of the settlement, individual automatically
period of Hamirchand who ruled from 1700 to 1740 AD.
starts gaining knowledge about the process of shaping their
The present town of Hamirpur got this name from this
built-environment, evolution of the building typologies and
ruler. Raja Sansar Chand ruled the region from 1775 to
their adaptation with change in their activities and other
1823 AD, and then Sikhs till 1846 and after, it became part
psycho-social need [32]. The following study was con-
of British Empire till the independence of the country in
ducted at the Khyah village of Hamirpur district in Hi-
1947. The settlement at Khyah village in Hamirpur (H.P.)
machal Pradesh (H.P.) in the year 2009, located in lower
originated around 100 years back.
Himalayan region with ‘sub-tropical highland’ climate, to
gain knowledge about the traditional hill architecture and
construction method used in shaping their built environ- Climatic Data and Thermal Comfort
ment, indoor and outdoor spaces, evolved through a bio-
climatic design process as a response to the local geo- Hamirpur is having ‘subtropical highland’ climate under
climatic conditions, from the wisdom and experience of the the ‘Köppen climate classification’ [33], with hot summers
local masons and builders, who are often the inhabitants and cold winters. Table 1 shows the average monthly cli-
themselves. Following analysis were done from the study matic data for Khyah village, Hamirpur (H.P.).
of the vernacular hill settlement at Khyah village, Hamir- The settlement receives good amount solar radiation
pur (H.P.): throughout the year with intensity ranging from 3.45 kWh/
m2/day in December to 7.42 kWh/m2/day in May. Figure 2
• The morphological growth pattern of the settlement,
shows the indoor thermal comfort temperature range
• The architectural planning pattern of the settlement as a
(±2 C from the monthly neutral temperature) for the
response to the local conditions,
naturally ventilated buildings located in Khyah, Hamirpur
• Analysis of the architectural design of the individual
(H.P.) calculated as per the equations proposed by Nicol
dwelling units as manifestation of various bio-climatic
and Humphreys [34].
design parameters, such as local climate conditions as
well as the socio-economic-political situations of the
Bio-Climatic Analysis Using Mahoney’s Table
time period, and
• Analysis of the construction methods, use of building
The bio-climatic analysis using the Mahoney’s table [35]
elements and materials, motifs, symbols, etc.
with the climatic data for the location of Khyah village,
The findings will be beneficial to develop the design Hamirpur (H.P.) suggests the following passive design
vocabulary for the present day building designers to apply recommendation for buildings—(1) Buildings should be
and integrate the traditional wisdom and appropriate oriented to north–south direction, with compact courtyard
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J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72 61
Fig. 1 Location map of the hill settlement at Khyah village, Hamirpur (H.P.)
type layout of blocks; (2) Buildings should be sufficiently outdoor sleeping in hot nights; (9) Protection from heavy
spaced for breeze penetration in warm months, with pro- rain is necessary; (10) Provision for rain-water drainage to
tection from cold and hot winds; (3) Rooms should be be done. It is really heartening to mention that the study of
single banked with permanent provision for air-movement; the hill settlement, Khyah village in Hamirpur (H.P.), in the
(4) Openings should not be more than 15–25 % of the floor following paragraphs will show that how optimally the
area; (5) Openings in north and south walls at body-height builders have evolved their shelters and how responsive
on windward side should have protection; (6) Heavy walls they are to the local geo-climatic conditions. The design
with high thermal capacity should be used for external and recommendations of the Mahoney’s table are also found to
internal walls; (7) Heavy roofs with over 8 h time-lag be in consonance with the wisdom of the local inhabitants
should be used; (8) External space may be utilized for and builders of the hill settlement.
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62 J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72
Fig. 2 Indoor thermal comfort Indoor thermal comfort temperature range for Naturally ventilated buildings in
temperature range for naturally Khyah, Hamirpur
ventilated houses in Khyah, 35.0
Hamirpur 30.0
Air temperature °C
25.0
20.0
15.0
10.0
5.0
0.0
Jan Feb Mar April May June July Aug Sep Oct Nov Dec
Comfort temp high 21.1 22.6 25.7 28.8 30.7 31.3 30.1 29.4 28.5 26.7 24.4 22.0
Monthly mean temp. 10.4 13.2 18.8 24.6 28.1 29.2 27 25.8 24.1 20.7 16.4 12.1
Comfort temp low 17.1 18.6 21.7 24.8 26.7 27.3 26.1 25.4 24.5 22.7 20.4 18.0
Monthlyneutral temp. 19.1 20.6 23.7 26.8 28.7 29.3 28.1 27.4 26.5 24.7 22.4 20.0
Climate Responsiveness of the Hill Settlement built after 1990 have generally used kiln burnt bricks,
cement mortar and RCC. Two temples, panchayat house,
Land-Use and Topography primary health care centre, rain shelter, four shops and
some other public buildings have been built within the last
The settlement at Khyah village in Hamirpur is located on 10-15 years.
the foothills of Shivalik mountain range (refer Fig. 1) on a
terrain with 1–50 % slope. Main road passes through the Spatial Settlement Pattern
central part of the village leading to the highway which
connects Khyah village to Hamirpur town which is at a Figures 1 and 3 shows that the houses were linearly
distance of ten km. The settlement is on one side of the hill. arranged along the main pathway. A few of houses were
As rain water doesn’t get settled at top of hill, hence cul- connected by sub pathway. Some of the houses are scat-
tivation is not possible there. That is why graze land is at tered. The pathways are running in both north–south and
the top of hill and the cultivated land is either at centre or at east–west direction. Public buildings are at the edge of the
lower part of the hill. The temple, abode of the deity, has village. These buildings were constructed during the last
given the top most position in the village i.e. the hill top. 15 year and due to have easy approach from the road all the
The terrain is hilly therefore there is no scope of rain water buildings are located near the road. The main climate
storage. The water flows down the hill and then along with responsive feature of the settlement layout is that all the
‘nalah’, moves to the ‘khad’—another tributary of the houses are arranged in a compact linear manner with open-
‘Beas’ river, which is 500 meter away. There is least yard in front, so that all houses can receive sufficient sun-
chance of flood in the area due to sloppy terrain, but light from the solar radiation in winter months. The houses
landslide may occur in the rainy season. were mostly oriented towards south-east and south-west
direction mainly from the consideration for solar access in
Morphological Development winter months. The heat gain in summer months and heat-
loss in winter months is also reduced by the use of thick
The first settlers came to Khyah village in Hamirpur and walls (45–60 cm thick) of high thermal capacity materials
settled here at around 100 years ago. The oldest house (see like sun-dried adobe bricks and pitched roof with stone
Fig. 3) stands today in poor condition unlike some others (slate) covering and attic floor of timber materials.
that have been renovated. First the population was con-
centrated on a small platform about 100 m away from the Cluster Planning
road. This area was referred to as ‘Abaadi’. Growth was
concentrated around this hub till 1960. Gradually buildings Houses are constructed along a front-yard, connected by
began to appear on the side of the road. In 80’s And 90’s narrow roads and alleys, in such a manner that the front-
the growth pattern shifted closer to the road (see Fig. 3). yard can receive sun-shine during winter months, where
Constructions prior to 1950 exhibit the use of solid mud many activities like cooking, washing can take place
walls, adobe blocks, bamboo, another local material. Stone during day-time and also can be used for sleeping during
walls were rarely used. Local stone was used up to plinth hot summer nights. In case of ‘Brahmin’ houses, the
level in constructions dating from 60’s to 70’s. Buildings front-yards were larger and mainly used for garden,
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J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72 63
Fig. 3 The morphology of the settlement and the oldest dwelling at Khyah village, Hamirpur
‘tulsi-manch’ and outdoor sitting and also for drying of interior cooler and comfortable in hot months by cutting of
cloths. In other houses, front-yards were also used for the hot summer sun. The houses were of 2 storeys with
cooking, bathing and drying of crops/grains and for height of each floor not more than 2.4 m with an attic floor
some other occupational activities like cattle farming, below the pitched roof. The exposed surface area to vol-
animal husbandry etc. Toilets were also placed sepa- ume ratio of the houses are also calculated to be in the
rately around open-yard in most of the houses. Sufficient region 0.5 to 0.6, which signifies the compactness achieved
spacing was given between the clusters so that all houses in these vernacular houses by the local builders by pro-
can have access to sun-light and to air when required viding low floor-height in the buildings. The lower surface-
(see Fig. 4). to-volume ratio also helped the houses to achieve less heat
The aspect ratio of the houses ranges from 1:1.5 to 1:2.4, loss in winter months to clear night sky and less heat gain
but interestingly in most houses with original construction in hot summer days.
the aspect ratio found to be near 1:1.6, which equals the
‘golden proportion’. This is achieved by linear arrangement Construction Methods and Materials
of single-banked rooms approached by deep shaded
verandah which allows for sunshine to fall inside the After the complete study of all the vernacular houses of the
houses during winter months and during hot-humid sum- hill settlement at Khyah village in Hamirpur (H.P.) it was
mer months, cool breeze to flow inside by shaded veran- found that all the houses have the similar consistent con-
dah. The shaded verandah and the thick walls also keep the structional details, which may differ at some places like the
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64 J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72
Fig. 5 Views of timber flooring supported on stone pillars in Khyah village, Hamirpur
use of materials, but they have almost the same details flooring, not less than 10 cm thick, was adopted on top of
which are as follows: mud and stone filling. The intermediate floors had com-
posite construction with a depth of 10–15 cm. The flooring
Foundation was done with bamboo rafters embed into the side-walls.
On these, split-sheets of bamboo or timber planks were laid
While laying the foundation of house the earth was dug up and on top of it further ‘khajoor leaves’ were kept and on
till a hard strata is found below the surface of earth. The this mud-cow dung mortar (in the ratio 3:1) was put. Then
digging for search of hard strata can go to the depth of 9 the flooring was leveled and cow dung paste was applied
feet or 3 m approximately but ranges between 6 feet to 20 on top. This flooring construction also prevents ‘thermal
feet. If still no hard surface is found, the surface was made bridging’ between floors and walls, since the timber
hard by use of stones. On this hard surface then the foun- materials used in the construction has good thermal insu-
dation surface is laid with rubble stone using mud mortar. lating properties. To support this slab usually girders were
The use of stone for the foundation goes till plinth level provided which was of iron or wood. The pillars supporting
after which adobe brick walls start. The plinth level is the floor were constructed of locally available hard-wood
raised up to 50 cm from the surrounding ground level to or stone (see Fig. 5).
give protection to the adobe brick walls against damage
from rain-water. Roof
Walls The pitched roof (slope \30) found in all the houses was
made up of slate-stone and bamboo or replaced by other
The external and internal walls of these houses were made kind of timber. To lay the roofing, a grid of bamboo was
up of adobe blocks of mud which have a nominal size of made, with the spacing between the members of the grid
30 9 15 9 10 cm. These adobe blocks are made up of varies from 40–50 cm. The horizontal and vertical mem-
mud, cow dung, some reinforcing material like hay or jute bers of the grid were then nailed together and then the grid
and pebbles. The adobe blocks are made in moulds of wood was rested upon the side-walls. On top of this grid, the
and after they have been cast they are left in the sun for slates were then nailed. In the interior rooms below this
drying. The thickness of external wall is 50–60 cm and pitched roof attic floor was constructed of timber and
internal wall is 30 cm. The adobe blocks, used for wall bamboo, used for storage of grains, etc. The pitched roof
construction, are laid in course using mud mortar and also helps to quickly drain off the rain water during heavy
covered with mud-plaster. The mud plaster is made up of monsoon shower and the roof-projection also protects the
mud, cow dung and use of reinforcing material. Cupboard mud plastered external adobe walls (see Fig. 6).
for storage were provided in the 50–60 cm thick walls with
a depth of 30 cm. In few houses external walls were con- Openings, Colors and Texture
structed of locally available sand-stones laid in mud mortar
with mud plaster covering. In the traditional houses openings were found to be small,
only of area 0.8–1.1 m2, occupying not more than 15 % of
Floors the floor area of the rooms. Here, the windows were pro-
vided to fulfill the basic function of ventilation. The small
The flooring at plinth level used to be finished with mud, openings were protected with heavy double-leaf timber
but due to termite problem and dampness cemented shutter. They cut off the sun-rays from coming inside the
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J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72 65
room to increase the indoor temperature in hot summer improving the insulation property of the surface of the
days and also prevent heat-loss in the nights of cold months walls.
and act as a thermal storage during day-time of winter
months. The doors were also constructed with heavy dou-
ble-leaf timber shutters. However, due to small openings, Typologies of Houses
the indoor illumination level was found a little darker
during day-time, but this indoor lighting condition was As in the case of construction methods and materials
hardly found to cause any problem to inhabitants because used in the traditional houses found in the hill settlement
they could perform their activities outdoor in courtyard at Khyah village in Hamirpur (H.P.), it was quite fasci-
during sunny winter days and in shaded verandah (see nating to see that their design have also demonstrated a
Fig. 7), provided both in ground floor and first floor, during consistency in terms of serving their purpose to provide
hot summer days by adapting to the outdoor climatic thermal comfort to their occupants both in two room
conditions. As observed by Nicol [27], passive buildings houses and in larger houses with several rooms in all
need active participants to maintain indoor conditions floors. All the traditional houses were found to be 2
comfortable. storeys high.
Mostly, the external and internal walls of the traditional Following table-2 will try to classify/group the types of
houses were painted in sky-blue color. Green, red, grey, houses as per their planning, highlighting their character-
saffron and white colors were also used in painting of istics and activities, but underlying to them all was the
walls. Little roughness was observed on walls finished with consistent approach to build their houses in response to the
mud-plaster. This roughness used to help in absorbing local geo-climatic conditions and availability of construc-
more heat during daytime of winter months. The regular tion materials to keep the interiors warmer in cool winter
application of mud-plaster on external walls also helps in nights and cooler in hot summer days.
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66 J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72
Table 3 shows the thermal properties of the materials Construction of the buildings in Khyah village in partic-
used for construction of vernacular houses and present ular and in Hamirpur in general has shown a departure
day houses in Khyah village in Hamirpur. It can be from the traditional wisdom and way of construction in
seen that the traditional construction method and mate- the last 10–15 years. Tables 2 and 3 has shown that tra-
rials possess better thermal qualities suitable to ditional construction methods were both responsive and
response to the high annual mean temperature range appropriate to maintain indoor environment comfortable
from cold to hot and humid months characteristic of the for the local geo-climatic condition. The high thermal
region. mass of the traditional construction methods and materials
The Mahoney’s table suggested heavy roof with 8 h had made it possible for the indoor environment to remain
time-lag, astonishing to find from Table 3, that the local comfortable for almost throughout the year, even without
builders were able to achieve a time lag of more than 8 h using any mechanical means like ceiling fan, heater, by
with the pitched slate-roofing with an attic of 1–2 m height damping the large daily and annual variation in temper-
below in their traditional construction method, solving the ature range. On the contrary, the present construction uses
problem of thermal insulation against heat gain and heat 23 cm thick burnt brick external wall, 11.5 cm thick
loss and also drainage of water. internal wall and 15 cm thick RCC roof construction (see
Fig. 8), which do not have enough thermal capacity and
time-lag that is required for the local climatic conditions
to maintain indoor conditions thermally comfortable. In
Behavioral Adaptation for Thermal Comfort these recent construction practices, the interior become
cooler in winter and hotter in summer months very
It has been reported from the field surveys [27, 28] that quickly and this increases the more dependence on
the user’s behavioral adaptation is crucial to achieve mechanical means like ceiling fan, heater, even air-con-
indoor thermal comfort in naturally ventilated buildings. ditioner to maintain indoor condition comfortable in large
In this study also the author has observed that the part of the year, resulting into more and more energy
occupants of these vernacular houses actively carry out consumption leading to increased pressure on non-
various adaptation measures to maintain their thermal renewable energy sources. Also in design of recent houses
comfort. Some of these important behavioral adaptations less consideration was given regarding the optimum sizes
are (1) clothing adaptation—heavy woolen clothing of room, surface-to-volume ratio, height of rooms, and
(2.0clo) in winter and light clothing (0.5clo) in summer size of openings from climatic suitability point of view.
months; (2) closing of doors and windows in cold winter Even their appearance was not as lively as those of the
months; (3) carry out activity in the outdoor courtyard in traditional constructions, which had dynamic relationship
winter days; (4) move to shaded places, use the veran- with the surroundings.
dah, balcony during hot summer days; (5) stay away Although during the study, the inhabitants informed the
from heat sources during hot summer days; (6) sleep author that they felt more comfortable in the traditional
outdoor in hot summer nights; and (7) adaptive syn- houses but still they were constructing new houses using
chronization of the activities with temporal environmen- comparatively lighter materials, because of various reasons
tal conditions—like carrying out heavy works in the like easy availability of recent construction materials,
well-lit outdoors in winter months and the same work maintaining social status, non-availability of artisans who
was carried out in shade at slow pace during hot summer can practice traditional method of construction. What was
months. The design of the dwellings, distribution of its quite heartening to discover was that once the owner of
rooms showed a great degree of connectivity between these traditional climate responsive houses, which evolved
indoor-outdoor spaces which were evolved by the activ- from the years of wisdom and practice, who used to take
ity pattern of the inhabitants of this traditional settlement pride in them, were at present changing their behavior and
over a period of time by adaptively responding to the attitude towards an architecture which is not in harmony to
geo-climatic condition of the place. Similar observation the local geo-climatic conditions. Similar kind of trends
was also reported by Rijal and Yoshida [12]. The sur- was also observed by the other researchers [5, 13, 14].
rounding green landscape also contributes in maintaining Because of less demand the art of this traditional con-
the indoor and outdoor conditions comfortable during struction method are slowly getting vanished.
summer months by providing shade and in winter months With advancement in building science, the design and
by allowing the sun-rays to fall on houses by shading construction of buildings should be more harmonizing with
their leaves. surrounding nature, and it is demonstrated everywhere that
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J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72 67
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68 J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72
Table 2 continued
Typical plan form/view of houses Characteristics/activities
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J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72 69
Table 2 continued
Typical plan form/view of houses Characteristics/activities
Verandah was used for sitting purposes and for receiving guests
Kitchen of the house was located in the top floor where cooking was
carried out
The front yard of the house was used for carrying household chores and
keeping of animals
important answers are lying in the vernacular structures by adopting proven climate-sensitive, economical and less
with traditional climate responsive architecture and con- energy consuming construction methods with the materials
struction methods. Modern buildings must also be designed which are suitable for that geo-climatic location and also
to provide comfortable indoor conditions to inhabitants easily available, if possible locally procurable, without any
without using costly mechanical means wherever possible, negative impact on nature.
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70 J. Inst. Eng. India Ser. A (February–April 2013) 94(1):59–72
Table 3 A comparative analysis of thermal properties of typical wall and roof construction used in vernacular houses and present-day houses in
Khyah village, Hamirpur
Function Description of the cross- Overall Surface conductance Thermal properties of the layers U-value, Thermal Time-lag,
section of wall and roof thickness W/m2 K) capacity, h
(M) Outdoor, Indoor, Layer-1 Layer-2 Layer-3 kJ/m3 K
W/m2 K W/m2 K
L, m k-value, L, m k-value, L, m k-value,
W/m K W/m K W/m K
Brick wall 0.230 m Thick brick wall 0.26 13.13 8.12 0.016 0 721 0.23 0.84 0.012 0721 2.6 1520 8
(external) with 0.018 m thick
external and 0.012 m
internal cement plaster
Mud wall 0.45 m Thick mud wall 0.5 7.78 8.12 0.025 0.73 0.45 0.81 0.025 0.73 1.47 1700 11
(external) with 0.025 m thick
mud plaster on both
sides
R.C.C. roof 0.2 m Thick concrete 0.212 22.7 9.48 – – 0.2 1.274 0.012 0.721 3.3 2013 4.5
roof with 0.012 m
thick soffit plaster
Slate roof with Two layers of 0.012 m 0.012 22.7 9.46 0.012 1.33 0.008 0.026 0.012 1.33 2.11 1604
attic (air) thick over lapping slate
below stone slabs with
0.008 m thick cavity
Attic (air) 1.5 m thick attic (air) 1.5 – – 1.5 0.026 – – – – 2.17 – 10
below slate below slate roof
roof
U-value = overall transmittance of the section; k-value = thermal conductivity of the layer; L = thickness of the layer; traditional walls are considered sheltered, while
modem walls are assumed to have normal exposure for estimating surface conductance; values in bold—traditional vernacular construction
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