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1. Introduction
Pile foundations are widely used as bearing systems and are subjected to static and dynamic loads. In
practice, each building process starts from the pile fields setting up and pile stability is an important
factor when designing a construction or erection. Through the literature, various models are proposed
for interaction between a foundation (soil) and a pile. The Vinkler models appear to be the simplest
ones in calculation aspect and these models are sufficiently effective [1-11]. In this case, a pile is
modeled by the Euler-Bernoulli shaft [1, 3, 5, 9, 10, 12-15], the Timoshenko shaft [4, 16], the stepwise
shaft [17], and shafts of variable bending stiffness [18, 19]. Besides the Vinkler models, various
models of elastic foundation are applied: non-linear and heterogeneous [20-22], lamellar [23, 24], and
two-parametrical ones [10, 15, 19]. In [25-28], frictional forces are taken into account among all the
forces that determine pile’s stress-strain state. The influence of boundary conditions on critical forces
and on proper modes is studied in some works [3, 27, 29, 30]. The effect of depth of embedding into a
foundation is also studied in [6, 11, 13, 15, 31]. Besides analytical methods, numerical ones are also
used in stability analysis: finite elements [32], finite difference [33], iteration [12, 18], and also the
optimization problem for the system “pile-foundation” is considered [34].
In this work, a new matrix form of representation the resolving system of equations for a partially
embedded pile is employed. This is achieved by application of initial parameters and a vector
representation for a stress-strain state in each cross section of both a pile and a foundation. It is
proposed that a certain reference horizon exists and it allows neglecting the frictional forces of pile’s
lateral surface and their contribution into the bearing capability. A foundation is proposed to be solid,
uniform, and linearly elastic and the latitude reaction modular does not change depending on depth.
This approach is especially effective when a number of sites of compound pile and a number of
foundation layers are large.
Content from this work may be used under the terms of the Creative Commons Attribution 3.0 licence. Any further distribution
of this work must maintain attribution to the author(s) and the title of the work, journal citation and DOI.
Published under licence by IOP Publishing Ltd 1
AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
2. Problem statement
Consider an elastic pile of length L that is completely embedded into an elastic foundation. The
equation of bending pile axes (figure 1) is of the form [1-5]
(a) (b)
Figure 1. An external appearance, problem’s parameters (a), and coordinate system (b)
d4y d2y
EI N ky 0 (1)
dx 4 dx 2
where y y(x) – deflection, E – elasticity module, k – stiffness coefficient of foundation, I – inertia
moment of pile’s cross section, N – pressing force. By introduction of some dimensionless variables
and parameters
x / L, w y / L, N 2 NL2 /( 4 EI ), 4 kL4 /( 4 EI )
the other form of (1) is obtained:
d 4 w / d 4 4 N 2 d 2 w / d 2 4 4 w 0. (2)
We search the solution of equation (2) by the Euler substitution
w Ae n (3)
where A and n – constants to be determined. The characteristic equation for (2) is of the form
n 4 4 N 2 n 2 4 4 0 . (4)
By substitution n m , the biquadratic equation (4) takes the form of the quadratic one
2
m 2 4 N 2 m 4 4 0 . (5)
Its roots are expressed as (depending on the relation between N и α):
m1,2 2 N 2 2 N 4 4 if N (6)
m1,2 2 N 2 2i 4 N 4 if N . (7)
Notice that if to introduce a new parameter N 0 2 kEI of dimensional “force” and therefore called
“conditional force” then the relations
N , N , and N
can be replaced by the relation between dimensional (physical) variables N and N 0 :
N N 0 , N N 0 , and N N 0
because the following equalities hold:
N NL2 /(4EI ) and N 0 L2 /(4 EI ).
The roots (6) are used when N (in physical form, N N 0 ). Then, the roots of (4) are imaginary:
n1, 2 ic , n3, 4 id , where с N 2 2 N 2 2 , d N 2 2 N 2 2 . (8)
The deflection function (3) takes in such case the form
w A1 cos c A2 sin c A3 cos d A4 sin d . (9)
2
AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
If N then the roots m1, 2 of the form (7) are used. In such case, the roots of (4) become complex:
n1, 2,3, 4 a ib , where a 2 N 2 , b 2 N 2 . (10)
The proper deflection function is of the form
w A1 ch a cos b A2 sh c cos b A3 ch a sin b A4 sh a sin b . (11)
If N ( N N 0 ), one obtains from (6) (or (7)) multiple roots m1,2 2 N and correspondingly 2
Now, the system of equations (9), (14) can be represented in a simple matrix form:
w MA. (15)
Evaluating the functions (9) and (14) at the coordinate system origin 0, the following matrix
equation is obtained that links the initial parameters with the integration constants Ai (i 1 4) :
w0 LA or equivalently A L1w0 (16)
-1
where vector w0 , matrix L, and reverse matrix L are of the following form:
w0 w0 w0 w0 w0
T
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IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
1 0 1 0 cd 3 0 cd 0
0 c 0 d 1 0 d3 0 d
L 2 , L 1
.
44 c 0 d 2 0 44 cd (d 2 c 2) c3d 0 cd 0
0 c 0 d 3 c3 c
3
0 0
Substituting vector A from (16) into (15), we obtain the matrix equation
w Ф( ) w0 (17)
where matrix Ф ML1 describes the influence of the initial parameters on the state of arbitrary pile’s
44
cross section. The matrix components Ф Фi j (i, j 1, 2,3, 4) takes the form
d 2 cos c c 2 cos d d 3 sin c c3 sin d cos c cos d d sin c c sin d
11 ; ; 13 ; 14 ;
d c cd (d c ) d 2 c2 cd (d 2 c 2 )
2 2 12 2 2
4
AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
5
AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
N cr L2 It follows that
Returning to dimensional compressing force N, obtain . N cr 2 N cr 0 ,
4 EI 2
where N cr 0 EI
2
2
– critical Euler’s force of a free (i.e., not supported by foundation) rod with the
L
same fixing conditions as ones for a pile. It follows from N N 0 that
Ncr N0 2 Ncr 0 . (25)
The result (25) should be treated in the following way: if a combination the mechanical parameters of
a pile and a foundation leads to N 0 2 N cr 0 then the critical force will be equal to Ncr N0 . If a
combination of the mechanical parameters yields N 0 2 N cr 0 then the critical force calculation should
be carried out according to either variant (8)-(9) or variant (10)-(11) depending on the sign of the
difference N 0 2 N cr 0 . Substituting the functions 12 ( ) and 14 ( ) into (21) along with the relation
w0 / w0 b 2 , which may be obtained from any equation of system (22), the equation of bending
pile’s axis takes the form
wn f sin n
where f – bending deflection. This sinusoid has n half-waves. If n 1 then the critical mode has one
half-wave:
w f sin .
By taking sequentially n 2,3,... , we obtain all possible critical modes. As for the critical force, it
will be equal to N 2 8 N cr 0 , N 3 18 N cr 0 , ... .
6
AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
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AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
8
AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
c d 2 N 2 2 ; c d 2 N 2 2;
c 2 d 2 4 N 4 4 ; c 2 d 2 4 N 2 ; cd 2 2 ;
N N
N2 2 ; 2 2 0 .
N cr 01 N cr 01
Here, N cr 0 4 EI / L – critical force of a free rod clamped at its endpoints. After some algebraic
2 2
transformations and trigonometric substitutions, deduce the equation for critical force:
x x x
1 cos 2 y x 1 cos 2 y x 2 . (36)
y y y
Here, x N 0 / N cr 0 and y N / N cr 0 .
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AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
with the minimum root b 0. That is, the proposition Ncr N0 ( N ) is not valid and contradicts
to the problem conditions.
Given the condition N N 0 ( N ), the analysis of equation
31 (1) 42 (1) 32 (1) 41 (1) 4 N 2 31 (1)( 22 (1) 44 (1) 34 (1) 41 (1) 21 (1) 32 (1)
16 N 4 31 (1) 24 (1) 21 (1) 34 (1) 0
shows that the condition N N 0 ( N ), is also invalid.
Given the condition N N 0 , the critical mode is described by the function
w( ) w012 ( ) w0 12 ( ) 4 N 2 14 ( ) .
In order to calculate the critical force, employ an equation that is obtained from (37) if to replace
ij () by ij () :
31 (1) 42 (1) 32 (1) 41 (1) 4 N 2 31 (1)(22 (1) 44 (1)) 34 (1)41 (1) 21 (1)32 (1)
(39)
16 N 4 24 (1) 31 (1) 21 (1) 34 (1) 0.
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AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
33 (1) 34 (1)
0.
43 (1) 4 N 23 (1)
2
44 (1) 4 N 2 24 (1)
Expanding this determinant, obtain the equation
33 (1) 44 (1) 34 (1) 43 (1) 4 N 2 ( 24 (1) 33 (1) 23 (1) 34 (1)) 0. (41)
Substituting functions i j into (41) and taking into account that N b / 2 under the condition
N , obtain the transcendent equation
1
cos 2 b (b2 1), (42)
3
the minimal root of which b 1.1896 allows to determine the critical force N from the equality
NL2 b
.
4EI 2
The critical force for a proper free rod is
2 EI
N cr 0
.
4 L2
Then, the sought-for critical force (equal to the conditional force) is determined from the expression
2
2 2
N cr N 0 b N cr 0 1.15 N cr 0 (43)
Thus, if a combination of cantilevered pile and foundation parameters leads to the equality
N 0 1,15 N cr 0 then the critical force is also equal to 1,15 N cr 0, If N 0 1,15 N cr 0 then calculation of
critical force is carried out according to (8-9) if N N 0 or according to (10-11) if N N 0 .
2 cos c cos d sin c sin d 0
N N N
or, taking into account / N N 0 / N , reduce the latest equation to
x 2 x x
2
11
AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
2 1 c h 2 1 cos b 2
or, factorizing the coefficients at ch2 and cos 2 b , obtain
2
N N 2 N N N N N
11 ch 1 2 11 cos 1 2 (48)
2
2 .
N0 N 0 N0 N0 N 0 N0 N0
Note that N and consequently N / N 0 1. It means that the right side of (48) is positive. In order
that both the left and the right sides be positive, it is necessary that the relative force meets the double
inequality 0.5 N / N0 1. If to consider both critical and conditional forces be related to N cr 0 , then
this inequality along with equation (48) take the form
x
yx
2
y y 2
2
y y
2
2 y
2
1 2 ch x y 1 2 cos
x
x y 2 .
x x 4 x 4 x
12
AMCSM_2018 IOP Publishing
IOP Conf. Series: Journal of Physics: Conf. Series 1203 (2019) 012004 doi:10.1088/1742-6596/1203/1/012004
4. Conclusion
Analytical relationships for critical force determination during stability loss of a compressed rod have
been constructed. Here, the compressed rod simulates a standing pile embedded completely into an
elastic foundation. These relationships were obtained in the framework of the initial parameters
method using state vector of rod’s cross section and influence matrices (here, the influence of initial
parameters on the cross section state is considered). Functional dependencies of critical force on a
generalized parameter of stiffness (conditional force) for the system “rod-foundation” under various
fixing conditions for pile’s endpoints, both symmetric (hinge-hinge, clamping, and free endpoints) and
non-symmetric (cantilever), were studied. Both critical force and conditional force are expressed via
proper critical force of a free rod.
The usage of initial parameters allows applying the developed methodology to the stability analysis
of ladder-shaped piles, built-up piles, and piles embedded partially or completely into lamellar
foundations.
Acknowledgments
This research was financially supported by the Russian Federation government target
№ 1.5265.2017/БЧ №1.5265.2017/8.9.
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