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World Development 136 (2020) 105088

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World Development
journal homepage: www.elsevier.com/locate/worlddev

More than a decade in the making: A study of the implementation of


India’s Right to Information Act
Jeannine E. Relly a,⇑, Md. Fazle Rabbi b, Meghna Sabharwal b, Rajdeep Pakanati c, Ethan H. Schwalbe d
a
The University of Arizona, School of Journalism, 845 North Park Avenue, Tucson, AZ 85721, United States
b
The University of Texas at Dallas, School of Economic, Political and Policy Studies, United States
c
O.P. Jindal Global University, Jindal School of International Affairs, India
d
The University of Arizona, School of Journalism, United States

a r t i c l e i n f o a b s t r a c t

Article history: India’s progressive Right to Information Act (RTIA) is a global model. The RTIA was adopted a decade and
Accepted 8 July 2020 a half ago to serve as a check on corruption and to advance democracy, citizen equity and public account-
Available online 4 August 2020 ability. Little primary research has been conducted on the implementation of the RTIA. This research
employs a socio-political and technocratic framework to study influences on RTIA implementation over
Keywords: time from the citizen requester ‘demand-side’ and the governmental ‘supply-side’ from an institutional
India development process perspective. Our constructivist approach utilizes in-depth semi-structured inter-
Right to Information Act
views from frequent information requesters and information commissioners (N = 114) and a new dataset
Freedom of Information laws
Implementation
of a random stratified sample of information commissioner decisions for release of information under the
Institutional development RTIA (N = 500). We found that political will, bureaucratic culture, and societal activism and engagement
Government transparency were the strongest overarching socio-political factors impacting implementation. Socio-political subfac-
Bureaucratic culture tors that appeared weak or wanting in the RTI regime were leadership, oversight, coordination, positive
Development workplace incentives, reflexivity, and public information officer communication style with citizen
Corruption requesters. Technocratic constraints, directly influenced by socio-political factors that impact implemen-
tation, included follow-through on administrative policies and rules, capacity building, monitoring, over-
sight, and sanctions. This study found that technocratic factors included in the institutional design of RTI
legislation may not be sufficient for short-term institutional change in cultures of bureaucratic secrecy.
However, coalitions of citizens, civil society organizations, media, engaged public officials, and interested
politicians can drive a transparency agenda in a country when political will and bureaucratic leadership
are weak.
Ó 2020 Published by Elsevier Ltd.

1. Introduction accountability. The institutional design of the progressive law was


heralded by legal experts and information rights advocates for its
India has one of the strongest legal frameworks for Freedom of path-breaking provisions: securing free access to information for
Information (FOI)-type1 legislation in the world. The country’s Right the poor; covering all branches of government; requiring penalties
to Information Act (RTIA), which grants citizens the right to request and disciplinary actions for administrative noncompliance; and
and receive information from their government, is in the top 10 promising information officer assistance for applicants who are
among the 128 countries with such legislation (Access Info Europe literacy-challenged or visually impaired (Right to Information Act,
and Centre for Law and Democracy, 2020). The Act was adopted as 2005).
a check on corruption and to advance equity, democracy, and Global interest in India’s citizen-driven mobilization for adop-
tion and use of the RTIA in the world’s largest democracy has been
strong. Harvard University’s Kennedy School has a case study of
⇑ Corresponding author. ‘‘the birth of a people’s movement in India.” The World Bank Group
E-mail addresses: jrelly@email.arizona.edu (J.E. Relly), mxr163630@utdallas.edu studied civil society work leading up to the adoption of the RTIA
(M.F. Rabbi), mxs095000@utdallas.edu (M. Sabharwal), rpakanati@jgu.edu.in (R.
(Puddephatt, 2009). The U.N. Development Program (2017) fea-
Pakanati), ehschwalbe@arizona.edu (E.H. Schwalbe).
1
This study uses the terms ‘‘FOI” and ‘‘RTI” law interchangeably, recognizing that
tured the movement around information rights in a social change
most every law is different. The term, ‘‘RTI,” often is used in India in referring to the series and leaders are invited to speak about their grassroots
legislation.

https://doi.org/10.1016/j.worlddev.2020.105088
0305-750X/Ó 2020 Published by Elsevier Ltd.
2 J.E. Relly et al. / World Development 136 (2020) 105088

activism work for information rights. There have been robust ability in government, or the perception of those positive results
scholarly and other accounts of civil society organization, social (Agrawal, 2012; Berliner, Bagozzi, & Palmer-Rubin, 2018; Hazell
activist, and Right to Information (RTI) work focused on decades & Worthy, 2010; Peisakhin & Pinto, 2010; Roberts, 2010; Worthy,
of activism around the information rights-based movement 2010; Worthy, John & Vannoni, 2017), the overall outcome is less
(Jenkins & Goetz, 1999; Puddephatt, 2009; Roy with the MKSS effective than expected. Poor and inconsistent implementation
Collective, 2018; Sharma, 2015; Singh, 2007, 2010). However, a and compliance are quite common (Birkinshaw, 2002; Camaj,
decade and a half after India’s Right to Information Act adoption 2016a, 2016b; Cuillier, 2010; Darbishire & Carson, 2006; Darch &
in 2005, only a thin line of academic research examines implemen- Underwood, 2010; Dokeniya, 2013; Hazell & Worthy, 2010;
tation and those studies primarily were in the legislation’s first Michener, 2011; Michener, Velasco, Contreras & Rodrigues, 2019;
years with the use of largely secondary data (Agrawal, 2012; Roberts, 2006, 2010; Rodríguez & Rossel, 2018; Snell, 2001,
Calland & Bentley, 2013; Roberts, 2010; Srivastava, 2010). 2006). Some studies in emerging economies in which RTI promised
This study, which largely uses primary data with supplemen- a new era in combatting corruption and contributing to economic
tary secondary data over time, fills an important research gap in development have shown that the legislation had little impact in
the global development literature: Adoption of RTI-laws often sig- those areas (Camaj, 2016a, 2016b; Darbishire & Carson, 2006;
nals public accountability initiatives, theoretically creating a stron- Darch & Underwood, 2010; Michener, Contreras, & Niskier,
ger environment for financial investment and economic 2018). We thus suggest the implementation of RTI legislation
development. Our study examines more than a decade of the law and the ultimate outcome of this type of information-rights based
and how it operated within a country with an emerging and legislation requires further examination.
diverse economy and the world’s second largest population. Our Several RTI implementation studies demonstrate aspects of a
work also explores complex issues that arise when citizens who framework developed by Julnes and Holzer (2001), whose work
have used the law to expose corruption face threats, harassment proposes that policy adoption, in general, is dominantly influenced
and blackmail. by technocratic approaches while the policy implementation is
Our overarching research question examines factors that have influenced more by socio-political approaches. However, we see
impacted implementation of the RTIA at the state and national the approaches as critically interdependent for implementation.
levels from the citizen requester ‘demand-side’ perspective and For this study, we define technocratic approach2 as governmental
the government ‘supply-side.’ We develop a framework to examine or civil society work focused on the instrumental aspects of imple-
‘ideal-type’ institutional design factors in the creation, use, and menting the laws’ efficiency, policy and rule-making, and systems
implementation of RTI laws. The study found that some cultures development (Esmark, 2017, p. 511). In contrast, we define socio-
of bureaucratic secrecy in India could not be cracked by RTI legis- political approaches to RTI law implementation as organized initia-
lation, but that coalitions of citizens, civil society organizations, tives or programs in ‘the public interest’ as well as more discreet cul-
media, engaged public sector decision-makers, and interested tural actions or inactions. These behaviors may have symbolic
politicians have driven a transparency agenda in the country when meaning and include language, beliefs, traditions, and rituals, which
political will and bureaucratic leadership were weak. may underlie practices within groups or organizations, particularly
related to social change (Noordegraaf & Vermeulen, 2010, p. 516;
North, 2004; Swidler, 1986, p. 273). We approach these socio-
2. Literature review political phenomena as potential sources of ambiguity and complex-
ity within the various levels of the public sector in India and note
With the global diffusion of RTI laws in the last quarter century, there likely are similarities to this case around the world
there has been a rise in the study of access to public information as (Noordegraaf & Vermeulen, 2010, p. 517). We suggest there is a need
a citizen’s right and a human right (Ackerman & Sandoval- to develop a conceptual framework that allows researchers to study
Ballesteros, 2006; Bovens, 2002; Cramer, 2009; Mendel, 2008; the relationships among these approaches as they shape RTI imple-
Snell & Sebina, 2007). Research also has explored the types of mentation within diverse historical contexts, geographical and tech-
RTI-based legislation adopted since the breakup of the Soviet nological spaces, and other conditions that may affect prospective
Union (Busch, Jörgens, & Tews, 2005; Florini, 2007; Michener, ‘‘strategies of action” (Swidler, 1986, p. 284).
2011; Relly, 2012; Roberts, 2006). Importantly, some studies have
examined the adoption and implementation process and how it is 2.1. Framework
affected by government, political and civil society organizations,
including nongovernmental and intergovernmental organizations, Our framework engages internal and external technocratic and
media (Berliner & Erlich, 2015; Berliner, 2016; Camaj, 2016a, socio-political approaches that influence the execution of RTI laws.
2016b, 2018; Michener, 2015a; Piotrowski, 2007; Puddephatt, ‘Internal’ factors are inside the government, or the ‘supply’ side;
2009; Singh, 2010; Worthy, 2017), and global development associ- and the ‘demand’ side, or ‘external’ factors, are on the public side
ations (Cramer, 2009; Darch & Underwood, 2010; Grigorescu, (Julnes & Holzer, 2001). Table 1 demonstrates the interconnected
2003; Michener, 2015b). Evidence demonstrates that governments nature of these factors.
have adopted Freedom of Information and Right to Information
legislation for various reasons ranging from an intent to advance
transparency, accountability and good governance to mere 2.1.1. Technocratic approaches: internal and external factors
window-dressing (Berliner, 2017; Berliner & Erlich, 2015; Camaj, Based on the RTI-law implementation literature focused on
2016a, 2016b; Michener, 2015a; Roberts, 2006). technocratic approaches, a host of factors inside and outside of
A recent trend in RTI research studies the efficiency and effec- government are necessary for such legislation to be most effective.
tiveness of how the laws are put into practice, as more than half In various country contexts, as Table 1 notes, a key internal factor
of the nations in the world have adopted the legislation (Access
2
Info Europe and Centre for Law and Democracy, 2020). Such a turn We acknowledge the meaning related to the technocratic approach concept was
in research is logical as adoption of an RTI law does not guarantee drawn originally from Frederick Winslow Taylor’s scientific management, which
advanced the notion that with adequate data and expertise, issues could be resolved
its implementation will reflect institutional design nor desired or addressed without involving politics or ideology. This line of reasoning later was
results. Though RTI laws have been linked to nations’ development reformed into the New Public Management (NPM) and post-NPM, which ‘‘embue
goals and have been found to enhance transparency and account- technocratic” thinking (Esmark, 2017, p. 511).
J.E. Relly et al. / World Development 136 (2020) 105088 3

Table 1
‘‘Ideal-type” institutional design factors in the RTI law implementation context.

from a technocratic approach includes committing resources to provided input, including developing policies needed to opera-
rolling out and upholding the RTI law, for without adequate fund- tionalize the legislation, devising records systems and records
ing and resourcing, RTI laws can be undermined (Darch & management, even offering public sector employee and citizen
Underwood, 2010; Roberts, 1998; Snell, 2001, 2006). Moreover, training (Berliner, 2016; Camaj, 2018; Darbishire & Carson, 2006;
researchers and practitioners argue that information rights legisla- Jenkins & Goetz, 1999; Michener, 2011; Puddephatt, 2009;
tion is most effective when governments create policies, rules, Roberts, 2006; Roy with the MKSS Collective, 2018; Sharma,
reporting requirements and capacity building systems and also 2015; Singh, 2007, 2010; Szekely, 2007). In some countries, this
train citizens and public sector workers to apply and follow the often citizen-led technocratic support has been from domestic
laws (Camaj, 2016a, 2016b, 2018; Darch & Underwood, 2010). and international sources. Social accountability mechanisms, such
Structurally, necessary conditions include providing professional as audits, monitoring, and evaluating of RTI laws, have been carried
development, incentives, and strong support for innovation, proac- out by transnational organizations, donor nation contractors, or
tive disclosure, and the management and archiving of records groups such as Transparency International or the Open Society Jus-
(Dokeniya, 2013; Kim, 2008; Neuman & Calland, 2007; tice Initiative (Carter Center, n.d.; Darbishire & Carson, 2006; Darch
Piotrowski, 2007; Piotrowski, Zhang, Lin & Yu, 2009; Roberts, & Underwood, 2010; Neuman & Calland, 2007; Roberts, 2006). In a
1998; Snell, 2001, 2006). Governments with an independent few countries, researchers have found a limited number of civil
agency to evaluate use and effectiveness have been linked to society organizations involved in these technocratic approaches,
strong implementation (Hazell & Worthy, 2010; Holsen & conducting ongoing audits, assisting with filing requests, appeals,
Pasquier, 2012; Michener et al., 2018; Neuman & Calland, 2007). and public interest litigation (Camaj, 2018; Neuman & Calland,
Researchers have measured these internal technocratic factors. 2007; Roberts, 2006; Roberts, 2010). India’s grassroots and
In Australia, Canada, Ireland, New Zealand and the U.K., perfor- national level network approaches to participatory governance
mance measurements have studied volume of information and social accountability have been described as among the most
requests, time taken to respond, positive and negative responses, notable in the world (Puddephatt, 2009; Roberts, 2010; Sharma,
and appeals to decisions by governments (Hazell & Worthy, 2015; Singh, 2007, 2010). These externally driven technocratic pro-
2010). In China, scholarship has assessed resources committed to cesses run parallel to government initiatives.
undertaking information-access legislation and the technocratic The literature also has shown that social and political activists,
implementation of internal systems such as creating guides and civil society organization and news media outlets serve a social
catalogues, training, oversight and coordination, and building gov- accountability role and have fought amendments that weaken
ernmental capacity through record keeping and an incentive sys- RTI-type legislation, acting as sentinels (Foerstel, 1999). These
tem (Piotrowski, Zhang, Lin & Yu, 2009). In emerging democratic interventions include public interest litigation to uphold informa-
political systems in Southeast Europe, technocratic factors such tion rights and assisting with shepherding companion legislation,
as oversight mechanisms have been found to be limited and weak such as whistleblower protection laws, that protect citizens from
(Camaj, 2016a; Grigorescu, 2002, 2003). bad actor exposure when damaging information is unearthed
A more limited body of research has examined the public (or (Foerstel, 1999; Gans-Morse, Borges, Makarin, Mannah-Blankson,
‘demand’) side of the technocratic approach (as noted in Table 1), Nickow, & Zhang, 2018; Mendel, 2008). Civil society groups also
providing support from outside of government to ensure RTI legis- develop strategies to ensure RTI compliance of public organiza-
lation is operating as intended. As new democracies and autocra- tions. By holding social audits (Jenkins & Goetz, 1999), producing
cies around the world have adopted RTI legislation over more assessment reports (Roberts, 2010) and sharing them with news
than 25 years, academics and open-government advocates have media (Silver, 2016), civil society organizations make public offi-
reported that non-governmental groups and organizations have cials directly accountable to citizens.
4 J.E. Relly et al. / World Development 136 (2020) 105088

2.1.2. Socio-political approach: internal and external factors trators who support transparency. Research has established that
The strength and engagement of civil society and the socio- ‘‘without an adequately developed ‘demand (requester) side,’
political environment for policy making related to implementing information-access regimes are ‘‘likely to wither on the vine”
RTI laws are critical factors in the long-term health of transparency (Neuman & Calland, 2007, p. 181) or become ‘‘dead letters”
legislation. Internal socio-political factors considered key for RTI (Ackerman & Sandoval-Ballesteros, 2006). A thin strand of research
policy and program development are positive organizational (man- focuses on civil society organization work around information
agement) attitudes and an ideology toward openness and innova- rights, collective action, and social change activism, demonstrating
tion, all crucial to breaking down cultures of secrecy and advancing how agenda building can increase awareness about the laws, how
RTI statutes (Neuman & Calland, 2007; Piotrowski et al, 2009; to use them, and even grow demand (Camaj, 2018; Pinto, 2009). In
Roberts, 2000). These internal, or governmental, factors include contrast, weakness in enforcing RTI laws has been linked to low
organization member goals that support openness (Roberts, internal demand for information and underdeveloped civil society
1998; Snell, 2001, 2006; Darch & Underwood, 2010). Such an and media in some Eastern European countries (Camaj, 2016a;
administrative orientation has been described as ‘proactive’ in pro- Grigorescu, 2002; Szekely, 2007). Involvement of civil society orga-
viding information in the public interest without requests, making nizations, grassroots organizations, media and citizens in both use
information requests a priority, advancing the goal of releasing the of RTI and oversight activities is critical, as is using an appeals pro-
most information possible, and dedicating public sector officers to cess when information is denied; citizen awareness, too, stokes
records management (Neuman & Calland, 2007; Roberts, 1998; demand for information (Calland & Bentley, 2013; Camaj, 2016b;
Snell, 2001, 2006; Piotrowski & Rosenbloom, 2002). Dokeniya, 2013; Michener, 2011; Piotrowski et al., 2009), which
‘Political will,’ or the politics of implementation, strongly is necessary in keeping the rights alive.
impacts the socio-political approach from the ‘supply’ side or
administrative effectiveness of an RTI-type law (Table 1). The
choice to staff government agencies that respond to public
requests for information can be political, for example, as can con- 3. Methodology
ditions for funding, and appointments for oversight and enforce-
ment (Hazell & Worthy, 2010; Michener et al., 2018). Internal This research examines how the progressive Indian Right to
interest groups with intrinsic motivation, ideology aligned with Information Act operates from both the citizen requester, or ‘de-
openness, a culture of risk-taking, and a ‘‘maximum release” orien- mand’ (external) perspective, and the governmental ‘supply’ (in-
tation have been catalysts in some countries for transforming ternal) side. We employ a combinatorial technocratic and socio-
bureaucratic culture (Snell, 2006). Indeed, these nuclei of adminis- political framework to analyze the process of institutional develop-
trative ‘‘interest groups” inside government were instrumental in ment and change over time. Because the RTIA has been recognized
some laws being adopted (Horsely, 2007) and have been the bed- for its language offering free access to information for the poor,
rock of vibrant and dynamic organizational cultures that support assistance to those with physical constraints, and its built-in
public use of RTI legislation (Gans-Morse et al., 2018; Singh, accountability measures of sanctions for noncompliance, we
2007, 2010; Sharma, 2015). researched the lived experiences of information requesters in India
In contrast, scholarship has pointed to socio-political (Right to Information Act, 2005). We also used 10 years of primary
approaches that are detrimental to the implementation of RTI- data from Central Information Commissioner decisions on whether
type laws in many countries. Camaj (2016a) found lack of political or not to release information.
commitment (political will) contributed to noncompliance with To study implementation, we utilize in-depth semi-structured
the law. Moreover, legal statutes requiring transparency are not interviews with a purposive sample of heavy users of the Indian RTIA
apt to fulfill their destiny without ‘‘profound cultural change” in 20 cities and towns; supplemental reports; and a random strati-
(Pasquier & Villeneuve, 2007, p. 147). The cost of institutional fied sample of a census of 10 years of Central Information Commis-
change is not insignificant and may not be a priority in resource- sion (CIC) decisions on releasing information (2006–2016). This
strapped countries; also political risk exists when information database was shared with us by the government of India. Our unit
unearthed by public records requests could put bureaucrats or of analysis for the requester side of the study is the largest and most
politicians in unfavorable light (Berliner, 2017; Berliner, Bagozzi, active RTIA requester community in India, which the literature
& Palmer-Rubin, 2018; Michener & Worthy, 2018). Exposure of suggests contains journalists, civil society organization representa-
corruption through the release of public records has led some pub- tives and social activists (PricewaterhouseCoopers, 2009; Right to
lic officials to withhold information. These governmental (internal) Information Assessment and Advocacy Group, 2014). Thus, journal-
or ‘supply-side’ phenomena related to administrative behaviors ists, social activists and civil society organization representatives
have led to ‘‘administrative noncompliance,” ‘‘adversarialism,” (n = 111) were recruited into the study for their expertise as frequent
and ‘‘malicious noncompliance” (Darch & Underwood, 2010; Kim, utilizers of the RTIA. We recruited Information Commissioners from
2008; Roberts, 1998; Snell, 2001, 2006; Szekely, 2007). the Central Information Commission (n = 3) for this study to triangu-
Socio-political issues related to RTI laws are not new. After the late the data. We utilized other scholarly work, transcripts of Infor-
U.S. FOI Act (1966) should have ended a long period of secrecy, mation Commissioner meetings, and governmental and civil society
government agencies at that time did not cooperate with public organization reports to develop interview questionnaires (Camaj,
requests for information (Foerstel, 1999). More than a half century 2016a, 2018; Research Assessment, 2017a, 2017b; Roberts, 2010)
later, we see many examples of socio-political barriers to imple- and to supplement and contextualize our data for the period from
menting the letter of the law. A number of former Soviet states the year the legislation was adopted – 2005 through 2019, the most
and their satellites adopted RTI legislation when they broke away recent full year of implementation.
from the Soviet Union, yet those working in the public sector with We received university Institutional Review Board approval for
legacies of secrecy continued on even with the political transitions the study, which was launched at the 10-year anniversary of the
(Camaj, 2016a, 2016b; Grigorescu, 2002; Szekely, 2007). Such RTIA. We recruited study participants by phone and email. In-
examples are not isolated. depth, semi-structured interviews were conducted from May 5,
External socio-political factors tied to access to information 2015, to June 4, 2017, with several follow-ups in 2020. Fig. 1 shows
environments often include networks of civil society organizations, cities and towns where study participants were based in the north,
grassroots groups, news media, and even politicians and adminis- south, east, west and central regions of the country.
J.E. Relly et al. / World Development 136 (2020) 105088 5

Fig. 1. Locations of research participants in the study.

In the first phase of the study, we recruited 42 journalists from the MKSS Collective, 2018; Sharma, 2015; Singh, 2007, 2010). In
16 of the 20 largest newspapers in the country along with small order to maintain the RTI movement momentum and to ensure
news outlets, start-ups, and large broadcast-news outlets. Fifty- that amendments would not be introduced to weaken the legisla-
eight civil society organization representatives and 11 Right to tion, with its meticulous institutional design, the RTIA was enacted
Information social activists were recruited into the study from by the Indian Parliament in June 2005 and came into force in Octo-
throughout the country. To triangulate our findings and supple- ber of that year, just four months later.
mentary secondary data, we also recruited three information com-
missioners from the Central Information Commission in New 4.1. External technocratic and socio-political approaches: citizen
Delhi. Semi-structured interview guides were utilized for 110 activism and social accountability
face-to-face interviews, one phone and three Skype interviews.
We audio-recorded interviews with participants’ permission. The external or ‘demand side’ factors of the Indian RTIA illus-
Indian research assistants translated audio from Hindi to English trate that a robust movement that emerged 15 years before the
and then transcribed it, or simply transcribed the English- law was adopted contributed to the fastidious technocratic institu-
language audio recordings. A numeric system is used to identify tional design of the legislation itself (Roy with the MKSS Collective,
participants in the study throughout the findings. We use our 2018; Singh, 2007, 2010; Sharma, 2015). Leaders in that movement
framework (Table 1) to analyze primary and secondary data had deep knowledge of the socio-political and technocratic context
related to implementation of the RTIA. in which the historic legislation would be adopted because they
In the second phase of the study, we utilized a census of data had been in the Indian Administrative Service or had family mem-
provided to us by the Indian Central Information Commission bers in government, been involved in law, or had political or media
(CIC), upon request, to study documentation patterns within com- links (Sharma, 2015). These connections helped minimize the risk
missioners’ decision orders at the last point in the appeals process of a mismatch between the letter of the law and the reality on the
before those appeals are filed in court. If a seeker is not satisfied ground in the bureaucracy (supply side).
with the government’s initial response to a request for information, When the RTIA was adopted, a deep sense of exhilaration across
under the RTIA it goes to the First Appellate Authority followed by the country was reported upon widely by news media, which
appealing to the Second Appellate Authority for another review; became an integral part of the movement’s agenda (Relly &
the electronic archive we examined contained 190,462 decisions Pakanati, 2018). Expectations were high that the new legislation
on the requesters’ second appeals. We took a random stratified would create a revolutionary change away from the enduring Bri-
sample (N = 500) of this census of decisions over a 10-year period tish colonial legacy within the Indian bureaucracy that fostered
(2006–2016). The Appendix shows the number of cases studied secrecy (Roberts, 2010), similar in opacity to many other socio-
over time. We then analyze these data with our interview data to political conditions in other countries with RTI-like legislation
study the influence of technocratic and socio-political approaches (Camaj, 2016a, 2016b; Darch & Underwood, 2010; Grigorescu,
to the external ‘‘demand” side of the RTIA and the ‘‘supply” or gov- 2002, 2003; Piotrowski et al., 2009; Roberts, 1998; Snell, 2001,
ernmental internal perspective. We then make observations about 2006; Szekely, 2007). ‘‘It’s a huge act. I can’t even explain the kind
how transparency reforms could be deepened in the RTIA imple- of transformation or the kind of help it has given, the empower-
mentation regime in India. ment it has given to people.” [11] Looking back, ‘‘You can’t even
imagine before 2005.” [10] Before, ‘‘getting information out of gov-
4. Findings ernment departments, unless you knew someone personally, could
not be imagined. But now you have a right to go there and with just
Similar to other countries in which drafting RTI legislation was that application form and 10 rupees [$0.14 U.S.], you can get that
a long process, it took more than a decade and a half of political information.” [13]
maneuvering and several drafts of legislation before India’s Right From the time of adoption forward, a major strategy among
to Information Act (2005) was adopted (Banisar, 2006; Roy with activists, grassroots groups and civil society organizations (de-
6 J.E. Relly et al. / World Development 136 (2020) 105088

mand side) was to request information about rights-based issues taken inadequate steps to make the RTI process citizen-
from the government through the RTIA, often sharing their results friendly.”4 Moreover, at a 2018 convention of information commis-
from these campaigns with media groups [104, 106, 111–114]. One sioners, an information commissioner for the western state of
of these collective approaches included multiple waves of audits.3 Rajasthan stated that given the provisions of the RTIA, ‘‘it is assumed
National RTI leaders and others interacted with state and central that the PIO will behave in [a] friendly manner with the applicants
government officials about their findings and collaborated on recom- and provide necessary assistance, but this is rarely so.”5 According
mended changes. [104–107, 110–113, 143, 160, 162, 164–165, 171– to one Central Information Commissioner [177] in our study,
172] This intersection of external and internal factors, and socio-
PIOs need . . . to be more sensitive when interacting with the
political and technocratic approaches became emblematic of the
public, to provide information when the request is not properly
RTI landscape in a number of jurisdictions in India.
written yet they know what the requester wants and have the
information. Also, the PIOs can work with the public so that
4.1.1. Internal socio-political barriers to openness the requests are in better form. . . . so that deliberate denial is
Though the RTI legislation would be the law of the land minimal.
throughout India, the central government and the states would
develop their own policies and rules. Scholarship has noted that As time progressed and the release of public information led to
when institutional arrangements with transparency legislation exposure of corruption that was regularly reported in national and
are not a great fit with political and bureaucratic cultures and local news, study participants (information requesters on the
administrative noncompliance or adversarialism follows, declines ‘demand-side’) indicated a trend toward denials of government
in enthusiasm around the reforms may lead to frustrated reques- information access or limited information access. [11, 13, 16, 19,
ters (Darch & Underwood, 2010; Roberts, 1998; Snell, 2001, 20, 22, 24, 29, 30, 160, 161, 201, 206] ‘‘It’s about government
2006). Public sector workforce attitudes and ideologies about departments learning from their experience – how to deny infor-
information access that have been described as adversarial admin- mation.” [11] ‘‘There is an automatic fear in the minds of the offi-
istrative behaviors include an ‘‘us-versus-them” mindset, unfriend- cers . . . I think that is the basic instinct that all these officers have
liness, ‘‘sitting on requests,” processing delays, and information developed. . . . They don’t want to be the person in charge and
denials that lack clear explanation (Darch & Underwood, 2010, p. responsible for opening a Pandora’s box.” [13] ‘‘If they give infor-
119; Roberts, 1998; Snell, 2001, p. 28; Szekely, 2007). In India, a mation, it will not be the correct information, not complete . . .
small earlier qualitative study with eight public officials found They try to avoid questions, avoid problems.” [201] ‘‘When they
there was a sense of ‘‘tension” and ‘‘anxiety” around the adminis- don’t give the records, they say . . . ‘We have a manpower shortage.
tration of the law. These emotions accompanied anti-access strate- Computers are not working.’” [106]
gies designed to obfuscate and deny information requests, confuse Data has also become more difficult to obtain over the lifetime
applicants, delay responses and even attempt to wrongly convince of the RTIA. ‘‘For example, if you ask for the [total] number of
requesters that the information requested was not covered under industries polluting, they will give you information about textile
the RTI law (Agrawal, 2012, p. 33; Snell, 2006; Pasquier & industries or mineral industries.” [201] ‘‘They give us access to
Villeneuve, 2007). Many participants in our research echoed these piles of information which don’t contain the information we asked
experiences. Research participants suggested that the legacy of the for in the first place.” [29] ‘‘We have written stories about how
Official Secrets Act left over from British rule still was a major bar- using RTI[A] is becoming difficult, how information is not being
rier to expanding a culture of openness in the Indian bureaucracy. given on time, how things are not going well.” [19] A grassroots
[8, 10, 16, 28, 30, 170] There was an overall sense from respon- globally known leader in the RTI movement indicated that this
dents that many ‘‘bureaucrats have been conditioned to conceal socio-political bureaucratic context is simply the backdrop for
and not to reveal information. They are not accustomed to provid- institutional reform:
ing information freely.” [170] It was noted, ‘‘Some officials, they
The RTI has actually enabled us to cross some insurmountable
still think that that everything should be covered up.” [16]
barriers earlier, but there is massive resistance. . . . Eventually
Another internal socio-political consideration cited by informa-
it’s a battle in a change of culture. There was, and is, a prevailing
tion requesters and incongruent with the spirit of the RTIA was the
culture of secrecy that is trying to move toward a culture of
‘‘attitude of the bureaucracy.” [28] Study participants described
openness. That is a massive challenge that will take years, dec-
some Public Information Officers (PIOs), government agency
ades to change. [114]
employees who are designated to receive RTIA applications and
decide upon information release within a 30-day period, as ‘‘stone-
walling,” ‘‘unfriendly,” ‘‘unhelpful,” ‘‘unprofessional,” ‘‘a major 4.1.2. Internal and external factors: Socio-political issues and outright
impediment,” [9, 10, 12, 13] and ‘‘playing a game of words when retaliation
we ask for information.” [29] This data supports a government- Previous scholarship in Freedom of Information implementa-
contracted assessment more than five years before we collected tion has suggested there are conditions in public sector environ-
data, which noted, ‘‘Governments and public authorities have ments in which outright ‘‘malicious noncompliance” or ‘‘pre-
emptive destruction” may occur where records are shredded or
3
We identified journalists through a list of top 20 (for circulation number) removed in an effort to obscure criminal activity or when major
newspaper outlets in India (WAN-IFRA, 2015) and within those news outlets
political change is afoot (Darch & Underwood, 2010, p. 119;
identified journalists who were frequent RTIA requesters (through news and other
reports). For the social activist and civil society organization representatives list for
Roberts, 1998, 2006; Snell, 2001, 2006). One study found that pub-
recruitment into the study, we accessed the only two publicly available lists: the lic sector employees profiled RTI requesters who lacked identity
Working Committee of the National Campaign for the People’s Right to Information protection with serious implications in locales where government
(NCPRI), which includes organizational representatives and individuals throughout and criminal activity intermingle (Michener et al., 2019). Our
the nation, and a highly visible list of national and local RTI civil-society organizations
and social activists who use the RTIA. The former list was the most active group that
4
had been involved with monitoring implementation throughout the life of the PricewaterhouseCoopers (2009, p. 44)
5
legislation. The latter list was the most widely circulated nationwide public resource Chowdhary, S. (2018, October 12). Implementation of Right to Information in
contact list to offer support to citizens related to utilization of the RTIA.3 Right to Letter and Spirit. Central Information Commission Annual Convention 2018. New
Information Assessment (2009), RTI Assessment & Advocacy Group (2014), Roberts Delhi, India: Ministry of Personnel, Public Grievances, & Pensions (p. 44).
(2010), SNS & RaaG (2017). http://cic.gov.in/sites/default/files/2017/ac/s18-0.pdf.
J.E. Relly et al. / World Development 136 (2020) 105088 7

research, too, found concerning activity around RTIA requests the information about their policies and schemes on their websites,
noted by some study participants. ‘‘There were times when I was information which should have been in the public domain . . . after
threatened in a very indirect manner.” [19] After filing one RTIA such a huge number of RTI applications.” [31] Others pointed out
request, one journalist noted: basic information such as job descriptions may not be available in
some government offices. [112, 113]
My roommate called me and told me there were people waiting
Audits of public information requests from the Indian govern-
for me outside . . . People who were rogue looking . . . They
ment have demonstrated again and again that many citizens use
specifically asked for my full name . . . Even my roommate
the RTIA to obtain basic information that government is expected
doesn’t know my full name. Since I have given my full name
to be supplying, such as information about food ration cards or
for this RTI, they came . . . in an official vehicle. [13]
retirement pensions, or other potentially misappropriated entitle-
Other requesters have faced violence or threats of violence in an ments. Analyses published by a civil society organization noted a
environment of impunity [19, 23, 30, 101–103, 126, 127, 138–142]. majority (74%)8 of cases from a randomly selected sample of more
A respected transnational nongovernmental organization has doc- than 3800 RTIA applications filed in the country9 were ‘‘asking for
umented 172 assaults, 184 incidents of information requesters information that should have been made public without having to
being harassed or threatened, and 86 deaths of information file applications.”10 Study participants noted proactive disclosure
requesters.6 ‘‘A contributing factor is corruption taking place . . . was common in the tech-oriented cities that are online with e-
They want to hide the information.” [30] Other participants in our governance, whereas proactive disclosure was at times more of a
study mentioned knowledge of issues of occasional blackmail, that struggle in some rural government offices operating without
is individuals outside government requesting compromising infor- computers.
mation from government and then threatening bureaucrats or others In 2011, five major civil society organizations met with central
with going public unless the individual was compensated in some and state government officials through a taskforce set up through
way. [4, 106, 109, 127–130, 162, 163, 168] Some study participants the Ministry of Personnel, Public Grievances & Pensions in the
noted collusion between corrupt government officials and organized Department of Personnel and Training, the agency charged with
crime groups, or ‘‘mafia.” A globally recognized leader in the RTI overseeing the RTIA. The gathering was in response to concerns
movement and a longtime academic in public administration in about the proactive disclosure provision (Section 4), in part
India, contextualized the issue this way: because the law contained no mechanisms to enforce compli-
ance.11 Nearly six years after the legislation was adopted, the task-
When I started looking at files of corruption from the 1700s and force recommended guidelines for proactive government disclosure
1800s in India, there were exactly the same issues. . . . These are on and offline, explored prescribing simple templates for disclosing
not just coming up or easy-to-solve issues. There is an ecology; categories of information (at panchayat, district, and other levels),
there are processes of an evolution. . .. Already I can tell you that as well as how to enforce proactive disclosure, and protect individu-
in the RTI world now all sorts of strategies are developed in the als who seek information under the RTIA. [104, 112, 113, 114, 171]12
bureaucracy to go around this. [106] By 2013, the central government had issued specific proactive dis-
closure guidelines, eight years after the law was adopted. A central
government implementation memorandum after the RTI community
4.2. Proactive disclosure: a technocratic approach without socio- input, stated that ‘‘disclosure should be done in the local language so
political considerations? that it remains accessible to [the] public. It should be presented in a
form that is easily understood and if technical words are used, they
International standards and trends for RTI legislation in the last should be carefully explained. . . . Disclosure should be made in as
two decades have included ‘‘proactive disclosure” in the legislation many mediums as feasible and disclosures should be kept up to
(Mendel, 2008). The technocratic provision obliges public authori- date.”13
ties to publish routinely released information, even when there is By 2018, the central government conducted an audit of govern-
not an information request. Generally, the scope of such disclo- ment websites and created a system to reward (Web Ratna – ‘‘Gem
sures may vary from country to country, but they extend to how of a Website”) departments for designing and populating websites
an agency operates, its policies, public participation opportunities, in accordance with Section 4(1)(b) of the RTI Act. Of the 2092 pub-
and information about how to request information (Mendel, 2008, lic authorities included in the audit, 40 percent responded and
p. 5). Scholarship has noted the quantity of information provided were ranked. Nearly two-thirds (62 percent) received a ‘‘D” or
with proactive disclosure varies greatly (Dokeniya, 2013; Garcia- below on the category of ‘‘information disclosed on own initia-
Tabuyo, Sáez-Martín, & Caba-Pérez, 2016; Kim, 2008; Neuman & tive.”14 A co-convener of the National Campaign for the People’s
Calland, 2007; Piotrowski, 2007; Piotrowski, Zhang, Lin & Yu, Right to Information noted about the central government initiative,
2009; Roberts, 1998; Snell, 2001, 2006). We suggest the level of
internal e-government and records system development, both
technocratic aspects of access-to-information law implementation, 8
Bari et al. (2015, p. 64). The random selection was of 3821 applications from nine-
would be potential determinants of capacity to carry these provi- states, one union territory and central government strata from a total of 14,000
records requests.
sions out on a large scale. 9
Bari et al. (2015, p. 52)
In India, the RTI law requires the public sector to regularly dis- 10
Bari et al. (2015, p. 52)
close information to citizens through multiple means, including in- 11
Government of India, Ministry of Personnel, Public Grievances & Pensions,
person and the internet. The law calls for 17 categories of informa- Department of Personnel & Training. (2011, June 11). No. 1/6/2011, Task Force
tion to be proactively available to the public, even when not constituted for effective implementation of Section 4 of the RTI Act 2005.
12
requested.7 Study participants noted, ‘‘Governments haven’t put all Government of India, p. 5. One task force government secretary from Andhra
Pradesh noted the state created 18 templates for categories of information to
proactively disclose.
6 13
Commonwealth Human Rights Initiative (2020) Government of India, Ministry of Personnel, Public Grievances & Pensions,
7
Department of Personnel & Training, n.d.; Devasher et al. (2018, pp. 13–14). Those Department of Personnel & Training. (2013, April 15). No. 1/6/2011-IR, Implemen-
categories generally include information about organizational structure; procedures tation of suo motu disclosure under Section 4 of RTI Act, 2005 – Issue of guidelines.
14
followed for rules, regulations, decision-making and other norms; financial informa- Tiwari and Ansari (2018, November). Transparency audit of disclosures u/s 4 of
tion relating to projects of an organization; information about consulting arrange- the Right to Information Act by the public authorities, p, 20. New Delhi: Central
ments; and information about how to access information. Information Commission.
8 J.E. Relly et al. / World Development 136 (2020) 105088

‘‘I think it was a one-time evaluation exercise. . . . Their report also course administered by the Institute of Management in Govern-
revealed the poor state of compliance. It is worse in the states.” [104] ment through the RTI Knowledge Portal. Leading civil society orga-
nizations, as well, including the National Campaign for the People’s
Right to Information, have stepped into the leadership and coordi-
4.3. The ‘demand’ and ‘supply’ side: outreach, education, and training nation void, training both government and citizens over the nearly
decade and a half since the law has been adopted.
The strength of RTI-like legislation often has been associated
with the public ‘‘demand” side of the legislation testing the system 4.4. Uneven (or inadequate) resource commitment and constrained
(Ackerman & Sandoval-Ballesteros, 2006). Moreover, from a tech- capacity with surging information demand: central and state
nocratic perspective, evaluating training for government informa- government RTIA implementation
tion officers inside public organizations is a way to test the
strength of RTI law (Neuman & Calland, 2007; Piotrowski et al., Research on RTI around the world has shown that how these
2009). Though the government of India does not track the number laws are enacted and enforced vary from government to govern-
of state government information requests, only those made of the ment, office to office, and even within an office, which was a find-
central government, it has been estimated that between 4 million ing in a report in India just five years after the law was adopted20
and 6 million information requests are filed annually with state (Camaj, 2016a, 2016b; Darch & Underwood, 2010; Michener et al,
and central government,15 a figure that surpasses other nations 2018; Roberts, 2006). Political will, organizational culture and ideol-
with RTI legislation.16 Study participants suggested that public ogy, and commitment of funds for training are a combination of
awareness campaigns about the existence of the RTIA and training technocratic and socio-political influences.
on how to use the law had not been a top priority of the Indian gov- A majority of study participants indicated that the central gov-
ernment. Under the RTIA, government, offices may develop and orga- ernment was more resourced and more efficient and effective with
nize educational programs to advance public understanding of the handling RTIA requests than state governments. Our fieldwork and
rights noted in the law and how to use them, particularly targeting secondary data also indicate quality of responses to information
disadvantaged communities, ‘‘to the extent of availability of financial requesters is uneven in government offices from state to state.
and other resources.”17 Civil society organizations have been train- [2, 5, 6, 10, 13, 14, 24, 25, 35, 110] Transparency ‘‘depends on the
ing citizens and government employees around the country since state government, the department, and it also depends on the
the RTIA was adopted, visiting villages in Right to Information cara- information that you are asking for.” [25] According to one study
vans, distributing RTI information at weddings and other events, participant, for some ‘‘state authorities, . . . you feel like they didn’t
producing edgy videos in multiple languages that go viral, creating understand your question. . . . It is because of English (There are 22
YouTube PSAs, and partnering with news outlets to spread the infor- official languages in the country). Also, people appointed are not
mation access message. competent enough. They are not trained enough to answer. They
In the early years of the RTIA the government Department of feel their obligation is not to share it, but they have to just answer
Personnel and Training, which oversees the RTIA, entered an agree- it anyway” [24] to comply with the law. ‘‘Sometimes they give you
ment with the United Nations Development Program18 between an answer, and in that answer, you will have nothing related to the
2004 and 2007 for RTIA implementation training. Between 2005 question.” [2] In reviewing a limited number of responses to appli-
and 2008 public information officers and other stakeholders cations, we noted this as well. According to one state information
throughout 24 districts in 12 states attended training workshops; commissioner, ‘‘the quality of information provided is poor and
the government disseminated guides and manuals on how to use frequently responses to RTI applications are given in one word or
the RTIA.19 In our study more than a decade later, a Central Informa- one sentence using technicalities and loopholes to avoid meaning-
tion Commissioner [175] noted, ‘‘PIOs still lack training. That’s a ful or helpful answers.”21 This is consistent with findings more than
challenge. It’s the nature of the PIO job to frequently change posts. five years earlier in a government-contracted audit of RTIA imple-
It is a challenge that the RTI regime faces. One third of the PIOs mentation, which found that among information seekers who were
are transferred each year and there are 20,000 PIOs in the central surveyed, 75 percent were dissatisfied with the quality of informa-
government.” Another Central Information Commissioner noted that tion being provided.22
public information officers and functionaries involved with the The amount of time it takes to obtain information under the
office, which addresses first appeals of information request denials, RTIA was a concern among many study participants, similar to a
rarely have an ‘‘opportunity to attend regular RTI training courses number of other countries studied (Camaj, 2016a, 2016b; Kwoka,
and mostly learn from precedence or trial and error.” [176] 2015; Roberts, 2002, 2005; Silver, 2016). ‘‘The biggest barrier is
Still, some states have launched RTI online training. For exam- their tendency to take a lot of time” [23], following the letter of
ple, the southern coastal state of Kerala has started an RTI online the law to notify in 30 days but only ‘‘on their terms,” noting the
government office has received the application. ‘‘Earlier access to
15
Commonwealth Human Rights Initiative (2018); Satark Nagrik (2018a). information used to be faster.” [30] As the number of RTI requests
16
Bari et al. (2015, p. 81); Bhardwaj and Johri (2017). A majority of RTIA requesters have risen, so has the number of backlogged cases. Table 2 shows
are from urban areas – metropolitan areas, cities and towns (80%) with 20% from
villages, even when more than 60% of the country’s population is in villages. However,
the increase in requests and backlogs at the central government
national assessments (2005–2008, 2011–2013, and 2015–2016) through content level and the decline in the number of RTIA application rejections.
analysis of RTI applications, interviews, and other data, indicate a majority of the rural It is worth reiterating that, according to study participants, the sat-
sample of applications were below the poverty line, which many attributed to isfaction with the information provided is low in many jurisdic-
outreach of civil society organizations.
17 tions with a few exceptions around the country and in high tech
Right to Information Act (2005, p. 19).
18
United Nations Development Program (2004). State Administrative Training
cities. At the central government level alone, the number of infor-
Institutes in Maharashtra, Kerala, Telangana, Andhra Pradesh, and Odisha offered RTI mation requests have increased by more than seven times from the
courses to officials. The Centre for Good Governance, Hyderabad, which is housed in first full year of the legislation (171, 398 requests in 2006–2007) to
the premier administrative training institute of Government of Telangana & Andhra 2017–2018 (1.23 million requests), while the backlog of RTIA
Pradesh along with Yashwantrao Chavan Academy of Development Administration,
Pune (the premier administrative training institute of Government of Maharashtra)
20
were designated as the National Implementing Agencies to promote capacity building PricewaterhouseCoopers (2009, p. 5)
21
activities for implementing RTI. Chowdhary (2018, p. 5).
19 22
Centre for Good Governance (2005–2012) www.cgg.gov.in/publications. PricewaterhouseCoopers (2009, p. 43).
J.E. Relly et al. / World Development 136 (2020) 105088 9

Table 2
Central government RTIA requests, backlogs and rejected applications (2005–2018).

Year Number of RTIA requests Backlog of RTIA requests Number of information requests rejected Percentage of applications rejected /year
2005–06 24,436 0 3387 13.9
2006–07 171,398 12,026 15,388 9.0
2007–08 263,261 23,926 18,966 7.20
2008–09 329,728 32,792 23,954 7.26
2009–10 529,274 97,474 34,057 6.43
2010–11 417,955 137,771 21,413 5.10
2011–12 629,960 76,016 52,313 8.30
2012–13 811,350 75,331 62,231 7.70
2013–14 834,183 128,447 60,127 7.21
2014–15 755,247 89,785 63,351 8.39
2015–16 976,679 188,538 64,666 6.62
2016–17 915,749s 212,430 60,428 6.59
2017–18 1,233,207 215,466 63,206 4.0

Source: Central Information Commission (2018a).

requests has grown by nearly 18 times in that time span (Table 2). study demonstrated that online proactive disclosure would cut
The sheer volume of requests demonstrates, at the very least, the information request caseloads by 20 percent; civil society organiza-
persistence of public enthusiasm for information rights. tion research indicated requests would drop by 40 percent. [175]
Study participants also stated that responses from their Some of the country’s local governance systems at the village
requests often resulted in information in formats that were chal- level (more than 248,901 Gram Panchayats)26 are limited on digital
lenging to use, unusable, or too much work to compile. For exam- access and do not have computers. [25] ‘‘That’s why we work with
ple, two study participants noted that they used to be able to some of the governments at the grassroots level to put information
obtain aggregated state-level data in the western state of Gujarat, out in other ways like wall paintings, like putting [records] out for
but that has changed so each jurisdiction within Gujarat must be inspection with public officers.” [104] Nonetheless, numerous study
queried separately. The process creates delays and results in disag- participants suggested that there is a need for digitizing records.
gregated and often incomplete data when some jurisdictions do ‘‘Most of the documents are in paper form.” [14]
not comply. [205, 206] Government officers indicated many public Study participants indicated that government in the country’s
records systems are not effectively managed. A Central Information information technology hub areas seem to be leaders in providing
Commissioner [176] noted, ‘‘Everything is in shambles in most of digitally efficient information access. ‘‘Karnataka [the state where
the [state] government offices. There are a few officers who are technology hub Bengaluru is located] is great.” [8] A journalist in
well organized and do not have any difficulty . . . Other depart- Pune, in the western state of Maharashtra that includes the finan-
ments are yet to be developed.” More than five years prior to our cial and commercial city of Mumbai, noted that with state govern-
study, an audit found that 38 percent of public information officers ment, ‘‘I have always gotten information I have sought, barring a
cited ineffective records management is the reason for delaying couple of cases” [19]
information to requesters and nearly half (43 percent) did not The Central Information Commission27 is considered a digital
know about record management guidelines.23 A state information leader in the country, as it provides more than 12,300 video confer-
commissioner pointed out a diverse body of experts indicated issues ences a year to handle remote appeals hearings, specially tailored
with the RTIA regime, which include software for appeals and complaints, and an online portal for appli-
cations and appeals with many options for payment. The central
poor record keeping and records management in government,
government uses an e-portal for RTIA requests and for appeals made
work overload in public-dealing departments and offices, lack
to the First Appellate Authority (required to respond in 45 days) and
of infrastructure and [social capital] resources, administrative
in second appeals to the Central Information Commission. ‘‘When it
apathy and non-cooperation, patroni[z]ing attitude of public
comes to central government, I am very happy because I can simply
functionaries, drive for control through hoarding of information
log in, type my application and also use my debit card for payment.”
by bureaucracy and fear of loss of power.24
[28] A Delhi-based academic activist noted, ‘‘It works very well . . .
Yesterday I did it and it took me two minutes, that’s it.” [106] ‘‘As
In New Delhi, according to another Central Information Com- far as state governments are concerned, they are purposefully not
missioner, ‘‘Our own study’s findings show that management, stor- encouraging online applications. . . . So I have to write an application,
age and dissemination of records could be improved. . . . More take a printout, get a postal order and then I have to go the post
capacity building” is needed. [177] office where a parking facility is not available.” [28]
As noted, some states do offer e-portals for filing requests. The
4.5. Innovation: preference to digitization large states of Karnataka and Maharashtra have e-portals while the
lower-income states of Bihar and Odisha also are examples of inno-
When considering RTIA implementation in India, it is important vation. Bihar has provided a call center where citizens can make an
to keep in mind the diverse settings within which governments application by phone, and the state was among the first to put a
operate. Some study participants noted the paradox of India being user-friendly online process in place. Odisha, too, takes online
a global tech giant yet having a low internet penetration rate (29.5 applications and is known for its work with training public offi-
percent of total population),25 making it impossible for an online cials. The state of Rajasthan, the birthplace of the grassroots RTI
portal to reach all citizens wanting to file an information request movement, has been at the forefront on implementation, in some
under the RTIA. However, a small Central Information Commission areas, and has a Jan Soochna (Public Information) portal.

23
PricewaterhouseCoopers (2009, p. 8).
24 26
Chowdhary (2018, p. 1). Ministry of Panchayati Raj (2017–2018, p. 6).
25 27
United Nations Development Program (2019). Central Information Commission. (2018b, p. 25).
10 J.E. Relly et al. / World Development 136 (2020) 105088

4.6. Internal technocratic and sociopolitical approaches through the Secondary state level data shows that the time it would take for
information commissions an information request appeal to be decided upon in the states
across India ranged from 1 month to 43 years,33 which again
Though transparency from a socio-political perspective inside demonstrates the implementation and technocratic capacity differ-
government may even be considered more of an attitudinal than ences, as well as socio-political bureaucratic differences, among
legal ideal (García-Tabuyo, Sáez-Martín, & Caba-Pérez, 2016), Indian states. Table 4 demonstrates the time it takes to process a
effectiveness of the implementation of RTI laws depends on the RTIA application in the central government system – from the orig-
nature and authority of the agency (Holsen & Pasquier, 2012; inal request through an appeal and decision from the CIC.
Neuman & Calland, 2007). A dedicated agency such as a strong At the central government level, the median waiting time more
information commission can play a pivotal role in successful than tripled in our study from a median wait of 171 days in 2006 to
implementation (Hazell & Worthy, 2010), whereas in its absence, 589 days in 2016, with one case taking 2714 days (7.43 years).
often a result of poor political commitment, adherence may be Most of the delay from application to final appeal was at the Cen-
poor (Michener et al., 2018). The language in the Indian RTIA was tral Information Commission, which by law does not have a time
meticulous in detailing the qualifications and make-up of informa- limit on processing case decisions — a limitation in the institu-
tion commissions, including the body’s size, background and com- tional design of the RTIA. Similar to our Central Information Com-
position of members. Central government and state commissions mission backlog findings, one cross-sectional analysis found there
have been established across India to receive appeals or complaints is also an increase of backlogs at state information commissions.34
from citizens who have not succeeded with obtaining information We also note that many of the Central Information Commission
after appealing to the First Appellate Authority at the state or cen- orders analyzed in our research contained missing case information
tral government level. The information commissions, which are the related to dates at each step in the process of appeals, as noted in
last stops before the courts, consist of a chief information officer Table 4, which supports civil society organization performance
and up to 10 information commissioners, and are considered to reports that final orders are missing critical information.35 [112, 113]
be ‘‘critical to the RTI regime” for they have the authority to require The Central Information Commission does exhibit nationwide
Public Information Officers to provide information requested under leadership by organizing annual conferences with state informa-
the law.28 However, Indian civil society organizations that assess tion commissioners to share ideas, issues, and innovations. Central
and report on the RTIA have concluded that state and central govern- and state government information commissioners and civil society
ment information commissions are ‘‘a major bottleneck in the effec- organizations present on topics such as emerging trends, comput-
tive implementation of the RTI law.”29 erization of records and record keeping, finding ‘‘un-reached citi-
Of the 153 posts for information commissioners across the zens to allow them to participate in governance,” and state-
country, most recent data indicates one in four was vacant.30 specific case studies. All material is posted on the Central Informa-
Nearly 90 percent (25 out of 28) of the information commissions tion Commission36 website.
were headed by retired bureaucrats.31
Many of the information commissions across the country have 4.6.1. Internal technocratic approaches: penalties and disciplinary
been kept dysfunctional. Most of the information commission- actions as incentives
ers appointed are ‘pliable’ retired government officials who Scholarship indicates RTI effectiveness and efficiency within
have spent their entire career hiding information from the pub- bureaucracies requires ‘‘incentives for action and disincentives
lic domain and cannot be expected to bat for transparency in for inaction” (Neuman & Calland, 2007, p. 206). Penalties have been
their post-retirement career. [170] utilized as incentives for complying with policies, though there is a
dearth of empirical research that finds penalties of different types
Study participants from the Central Information Commission, as effective (Gans-Morse et al., 2018, p. 175). One of the key tech-
who meet once a year with state counterparts, indicated a major nocratic ‘‘innovations” in the RTIA from a global perspective was
challenge is not having its own trained and dedicated staff; the ‘‘incentivizing” compliance with the legislation through penalties
Commission uses contract labor that changes every year. [175, ‘‘to punish noncompliance.”37 The institutional design for informa-
176, 177] According to one Central Information Commissioner tion commissions in India provides binding power for disciplinary
[176], understaffing and undertraining causes major inefficiency: action and penalties for officers not complying with the RTIA. When
‘‘We are totally dependent on those outsourced employees. . . . In Public Information Officers withhold requested information without
some states, the governments do not appoint enough information legal standing under the RTIA or provide incomplete, incorrect or
commissioners, a political decision. They should appoint, but they misleading information, the law states that Information Commis-
don’t.” sions can recommend disciplinary action or impose a penalty of
We analyzed a random stratified sample of 500 Central Infor- 250 rupees ($3.61 U.S.) per day for each day up to 25,000 rupees
mation Commission orders from a 10-year period (2006–2016), ($360.81 U.S.).
looking for documentation in the final orders that 1) stated the However, our research found that only in four of the 500 ran-
original request for information and 2) recorded that the PIO domly selected cases (fewer than 1%), over a 10-year period, did
responded to the original RTI request, as these two data points the Central Information Commission impose a penalty. The penal-
are considered critical. 32Three out of four orders, on average, con- ties ranged from 10,000 rupees ($144.32 U.S.) to 25,000 rupees
tained the original RTIA request and nearly two-thirds contained a ($360.81 U.S.). Thus, though the penalties and disciplinary actions
record that the PIO responded (See Table 3).
33
Satark Nagrik (2018a, p. 24) In West Bengal, it was projected that it would take 43
years to dispose a case. This was calculated utilizing information commission case
backlog data and monthly disposal rate (time it would take for the complaint/appeal
if filed with the commission on April 1, 2019, to be disposed). The computation
followed the assumption that complaints and appeals were disposed in chronological
28
Holsen & Pasquier (2019); Satark Nagrik (2018a, p. 1). order.
29 34
(Satark Nagrik (2018a, p. 1). Research Assessment (2017b, p. 50).
30 35
Commonwealth Human Rights Initiative (2018). Research Assessment (2017a, 2017b); Satark Nagrik (2018b).
31 36
Commonwealth Human Rights Initiative (2018, pp. 6-8). Central Information Commission (2018b).
32 37
Research Assessment (2017a, 2017b). Satark Nagrik (2018a, p. 35).
J.E. Relly et al. / World Development 136 (2020) 105088 11

Table 3
Original RTIA request and PIO response to RTIA request recorded in final CIC orders.

Year Original RTIA Request Reported PIO Response to RTIA Request Recorded
Yes No Other Yes No Other
2006 100% – – 50% 25% 25%
(n = 4) (n = 2) (n = 1) (n = 1)
2007 61.5% 30.8% 7.7% 46.2% 53.8% –
(n = 8) (n = 4) (n = 1) (n = 6) (n = 7)
2008 81% 14.3% 4.8% 61.9% 38.1% –
(n = 17) (n = 3) (n = 1) (n = 13) (n = 8)
2009 71.4% 28.6% – 71.4% 28.6% –
(n = 30) (n = 12) (n = 30) (n = 12)
2010 74% 24% 2% 60% 40% –
(n = 37) (n = 12) (n = 1) (n = 30) (n = 20)
2011 77.2% 22.8% – 66.7% 29.8% 3.5%
(n = 44) (n = 13) (n = 38) (n = 17) (n = 2)
2012 65.2% 34.8% – 43.9% 53.0% 3%
(n = 43) (n = 23) (n = 29) (n = 35) (n = 2)
2013 68.9% 29.5% 1.6% 70.5% 27.9% 1.6%
(n = 42) (n = 18) (n = 1) (n = 43) (n = 17) (n = 1)
2014 72.5% 25.5% 2.0% 70.6% 25.5% 3.9%
(n = 37) (n = 13) (n = 1) (n = 36) (n = 13) (n = 2)
2015 80.0% 15.4% 4.6% 72.3% 27.7% –
(n = 52) (n = 10) (n = 3) (n = 47) (n = 18)
2016 75.7% 18.6% 5.7% 64.3% 34.3% 1.4%
(n = 53) (n = 13) (n = 4) (n = 45) (n = 24) (n = 1)
Total 73.4% 24.2% 2.4% 63.8% 34.4% 000
(n = 367) (n = 121) (n = 12) (n = 319) (n = 172) (n = 9)

Table 4
Median time taken to process RTIA requests and appeals.

Days Taken for the PIO to Respond Days Taken Between First Appeal Days for CIC to respond to Second Days from RTIA application to CIC
and FAA* decision Appeal Decision
Median/SD Range Cases Median/ Range Cases Median/SD Range Cases Median/SD Range Cases
(Missing) SD (Missing) (Missing) (Missing)
2006 42.00 7–77 n = 2 (n = 2) 38.00 – n = 1 (n = 3) 182.00 – n = 3 (n = 3) 171.00 79–327 n = 3 (n = 1)
(49.50) (00.00) (00.00) (125.37)
2007 31.00 7–43 n = 6 (n = 7) 42.00 19– n=3 119.00 65–233 n = 8 (n = 5) 235.50 61–401 n = 10
(13.08) (13.89) 44 (n = 10) (54.96) (103.08) (n = 3)
2008 28.00 7– n = 12 24.00 0–86 n=6 206.50 102– n = 10 462.00 235– n = 15
(121.41) 446 (n = 9) (29.44) (n = 15) (103.09) 437 (n = 11) (167.42) 789 (n = 6)
2009 43.00 6– n = 29 22.00 0–50 n = 13 77.00 48–523 n = 19 261.00 114– n = 40
(58.64) 241 (n = 13) (16.37) (n = 29) (118.06) (n = 23) (211.02) 1145 (n = 2)
2010 33.00 4– n = 26 35.50 10– n = 12 53.00 33–180 n = 19 233.50 120– n = 40
(42.66) 195 (n = 24) (14.82) 62 (n = 38) (35.51) (n = 31) (222.31) 911 (n = 10)
2011 25.50 4– n = 38 24.00 5–89 n = 19 115.50 9–365 n = 42 254.50 61–660 n = 48
(24.14) 120 (n = 19) (22.55) (n = 38) (89.26) (n = 15) (123.04) (n = 9)
2012 24.00 5–82 n = 29 33.00 0–58 n = 18 166.50 5–852 n = 32 320.00 81– n = 49
(13.84) (n = 37) (14.72) (n = 48) (229.32) (n = 34) (265.33) 1151 (n = 17)
2013 29.00 9– n = 43 32.50 0–71 n = 22 369.00 33–732 n = 29 460.50 62– n = 58
(30.74) 183 (n = 18) (15.86) (n = 39) (137.06) (n = 32) (245.19) 1649 (n = 3)
2014 30.00 6– n = 35 27.00 1–55 n = 27 432.00 220– n = 31 549.00 341– n = 45
(71.03) 436 (n = 16) (14.56) (n = 24) (250.01) 1527 (n = 20) (178.67) 971 (n = 6)
2015 27.00 2–63 n = 46 30 (9.43) 0–47 n = 38 361.00 38–798 n = 47 504.50 126– n = 60
(15.36) (n = 19) (n = 27) (164.06) (n = 18) (211.70) 1460 (n = 5)
2016 24.00 5–91 n = 43 29.00 2– n = 30 458.00 65– n = 59 589.00 178– n = 63
(17.18) (n = 27) (82.76) 479 (n = 40) (318.23) 1831 (n = 11) (466.60) 2714 (n = 7)

were considered forward-thinking in the institutional design of the we have given the information now so next time maybe you
RTIA, neither have been used by the Central Information Commis- will not do these types of things.’ The matter ends there. So
sion as expected. Some study participants suggested that in the these are the things whereby the public authority have learned
early days of the RTIA, the bureaucracy was more earnest in com- how to . . . what you call dodge this Right to Information. [160]
pliance for fear of penalty.
Then they realized nothing is going to happen and in some cases
5. Discussion and conclusion
. . . for them twenty-five thousand (rupees) [$360 U.S.] is noth-
ing because of corruption . . . that would bring in more than the
This exploratory study analyzed civil society and government
penalty. The disciplinary actions are more of a deterrent to
approaches to implementation of the globally recognized Indian
them because it goes into the annual confidential report . . .
RTIA. The research utilized a framework of technocratic and
Even then, they pardon the officers by saying, ‘That is okay,
socio-political factors on the bureaucracy ‘supply’ side and on the
12 J.E. Relly et al. / World Development 136 (2020) 105088

civil society and activist ‘demand’ side to study the context and quality adds to reports of public officials’ obfuscation and drawn
activity around the implementation of the law across the country. out response times, which are socio-political and technocratic fac-
The framework provides a window into the presence or absence of tors associated with implementation. Our study found these issues
key factors identified in the literature as ‘ideal-type’ conditions for were playing out in some states and less so with the central
supplying, requesting, and utilizing information under the RTI law. government.
The mixed-methods study ultimately examined how the institu- Additionally, the study found some administrative behavior
tion of the law has developed in India and potential divergences that appeared to fit squarely within other scholarly work, often
that exist between the original institutional design of the RTIA socio-political responses to major institutional change shifts
and how it operates in practice. It is important to note how RTI leg- (Pasquier & Villeneuve, 2007; Snell, 2001, 2006). An interesting
islation functions when embedded in different technocratic and facet from our study was how public information officers some-
socio-political environments, for even when institutional designers times find ways to stay within the lines of the law while effectively
consider the long and short term when developing a piece of legis- not fulfilling information requests. Most of Pasquier and
lation, interactive effects and ‘‘unanticipated consequences are Villeneuve’s (2007) explanations for public sector socio-political
likely to be widespread” (Pierson, 2004, p. 115). We found this to resistance seemed quite apt: historical tradition; nature of institu-
be the case in India, with information commission backlogs; heavy tions being risk averse, inwardly focused, hierarchic, and security
turnover of public information officers; threats, assaults, and kill- concerned; and being unequipped to communicate and maintain
ings of RTIA requesters; blackmail; and harassment of information relations with the public beyond strictly administrative foci (p.
officers with hundreds or thousands of requests, all being 157).
addressed proactively by the RTI community (demand-side) and On the internal (public sector) ‘supply’ side of our socio-political
to a lesser degree by the government (supply-side). framework, the study found some government administrators and
Before turning first to our analysis of the external and internal public information officers demonstrated motivation and accom-
factors examined in this study of RTIA implementation, we note plished milestones in what could be considered public interest
that history matters, as does the path of a country engaging with group work. Public sector administrators also partnered on tack-
the ideals of transparency and accountability. Moreover, we sug- ling RTI issues with others in government and civil society organi-
gest that the technocratic and socio-political framework utilized zations. Areas key to supporting RTI institutional development and
in this study allows researchers to interrogate the intertwined rela- fueling a shift from a secrecy culture to a public interest imperative
tionships and underlying factors that may hamper or spur action or are leadership and coordination, public communication, oversight,
institutional reform (Swidler, 1986). We inductively found three reflexivity, and building a culture of risk-taking.
major socio-political factors that impacted the implementation Shifting to the technocratic side of the framework from the gov-
trajectory of the Indian RTIA: political will, bureaucratic culture, ernment (supply-side), we note all of the internal factors were pre-
and societal activism and engagement. From the societal activism sent, but mitigated: some resources committed, some training,
and engagement perspective, we note much of the innovation some policies and rules, some innovation, some monitoring, mini-
and dedicated auditing from the technocratic approach on the mal oversight, occasional sanctions and policy enforcement. These
external ‘demand-side’ has existed since the RTIA’s inception. factors were unevenly distributed across government and not
These ‘demand-side’ actors also regularly publish widely read nearly as robust as the institutional designers of the RTIA intended.
reports that highlight new issues and include recommendations It appears training across the government did happen in the early
for improvement. years of the RTIA; the frequent turnover and demands of frontline
RTI societal engagement and citizen activism (‘demand-side’) public information officer work make it clear that training should
went well beyond continuing workshops and training the trainers be rigorous, dynamic and continuous.
how to file information requests. RTI movement leaders and acti- Though our study’s descriptive data may create an impression
vists have consistently consulted with and collaborated with cen- of cultural inertia, adversarialism and administrative burden
tral and state governments on developing RTI policies, rules, within sectors of the Indian bureaucracy, the findings also
templates and other tools for managing information. They promote demonstrate leadership, coordination, and innovation. We found
proactive disclosure, record making and archiving, monitoring, and that efficient and effective programs within the central and state
oversight, always keeping in mind the poorest in India and those governments often involved actors who embraced ‘good gover-
with different linguistic and other abilities. India has been a labo- nance’ ideals. Some individuals used these programs to build
ratory for these monitoring tools, largely because of civil society trust related to political competition as Berliner (2017) sug-
organizations and think tanks. gested; others moved up in government hierarchically in the
Again, on the external (public) factor side of the socio-political process.
analysis, we found civil society engagement and collaborations It is important to note that ‘‘alarming levels of noncompliance”
among government sectors, politicians, networks of civil society with RTI-type legislation have been chronicled around the world
organizations and activists. Civil society groups also engaged with (Camaj, 2016a, p. 348; Cuillier, 2010; Darch & Underwood, 2010;
large media houses on initiatives related to the implementation of Darbishire & Carson, 2006; Michener et al., 2018; Roberts, 2006;
the RTIA and public utilization of the law. Civil society organiza- Snell, 2001). Oversight often is missing. Across India, Information
tions’ steady persistence has led to mass public awareness of infor- Commissions were technocratically designed to provide oversight,
mation rights in India, support for information rights, and the truly though most were understaffed, largely focused on appeals, and
impressive utilization of the RTIA that appears to continue despite rarely enforced penalties or disciplinary action even when war-
obstacles. ranted. Heavy caseloads and bureaucratic backlogs may contribute
Clearly, information requester communities are essential to RTI to these shortcomings, so it may be, too, that adequately resourced,
regimes (Kim, 2008; Neuman & Calland, 2007), and citizen reques- fully staffed Information Commissions could lead on the socio-
ters in India demonstrate robust enthusiasm. However, just as political and technocratic areas of innovation, solutions-
demand for information is linked to legitimacy of an RTI regime orientation, education, training, and outreach. Those who created
so are perceptions of the quality of information accessed (Kim, the RTIA assumed that penalties and disciplinary actions written
2008). Concerns that requests for government data could decline into the statute would incentivize administrative compliance. How-
because the information received is not relevant, usable or high ever, our study demonstrates that compliance is weak. Other
J.E. Relly et al. / World Development 136 (2020) 105088 13

research has demonstrated insufficient evidence that penalties actu- Conflicts of interest
ally work for anti-corruption type policies (Gans-Morse et al., 2018).
Scholarship also indicates that adequate compensation serves No conflicts of interest.
as a performance incentive (Kim, 2008) and pay raises, promotions,
bonuses, awards and certificates have been noted as potential tools CRediT authorship contribution statement
for innovation or high performance in RTI regimes (Neuman &
Calland, 2007, p. 207). However, one comprehensive interdisci- Jeannine E. Relly: Conceptualization, Methodology, Project
plinary study indicated there was insufficient evidence that administration, Investigation, Data curation, Formal analysis, Vali-
pay-for-performance worked with anti-corruption policies dation, Visualization, Writing - original draft, Writing - review &
(Gans-Morse et al., 2018). Nonetheless, Piotrowski (2007) pro- editing, Funding acquisition, Resources. Md. Fazle Rabbi: Concep-
duced a compelling U.S. study that could serve as a strong argu- tualization, Writing - original draft, Writing - review & editing.
ment for elevating and professionalizing the work of information Meghna Sabharwal: Conceptualization, Writing - review & editing,
access professionals. We acknowledge, however, that the resource Visualization. Rajdeep Pakanati: Methodology, Investigation, Data
demands of effective and efficient RTI law implementation and a curation, Validation, Project administration, Funding acquisition,
socio-political culture that values openness requires political com- Writing - review & editing. Ethan H. Schwalbe: Project administra-
mitment because the costs are not minimal (Neuman & Calland, tion, Investigation, Data curation, Validation.
2007), particularly in nations with emerging economies with many
pressing and urgent needs. Acknowledgements
Finally, as has been noted in earlier work unrelated to RTI,
research on socio-political, or cultural change, can be oversimpli- The authors thank the editor of World Development and the two
fied or overgeneralized in a way that implies ‘‘values engineering” manuscript reviewers for very helpful insights and input on the
would be desirable or approachable (Noordegraaf & Vermeulen, manuscript. The authors also acknowledge Manish Poptani for his
2010, p. 517). That is not what we are suggesting. However, work as an interpreter and translator and his transcription work.
through the exercise of studying bureaucratic practices and deliv- We also thank Shazia Salam for audio transcription. Jeannine E Relly
ery of information to citizens over time and the various processes received funding for the research from the United States–India Edu-
of the RTI regime, this line of research can highlight important gaps cational Foundation, Fulbright Commission in India. The researchers
(Calland & Bentley, 2013) that provide opportunities for innovative also received funding for transcription and fieldwork from O.P. Jin-
solutions, such as India’s use of e-request portals, call centers tak- dal Global University in India under the Research Grants Policy.
ing information requests, and providing important government
information in wall drawings.
Appendix. Random stratified sample of Central Information
This study has limitations. RTI-like regimes change. Though this
Commission RTIA decisions
study largely focused on more than a decade of RTIA implementa-
tion, it does not contain ethnographic data, which would further
provide granular insights. In addition, our purposive sample of
Year Cases Percentage Sample
information requesters were sophisticated users of the RTIA, which
impacts our findings. Moreover, each government office, section of 2006 1349 0.71 4
the country, and citizen requester are different, presenting myriad 2007 4883 2.56 13
challenges, opportunities, motivations, incentives and risk 2008 7974 4.19 21
(Pierson, 2004). Thus, innovations or policies that may not work 2009 15,981 8.39 42
in one institutional case may thrive in another (p. 163). Future 2010 18,974 9.96 50
research could focus upon purposive ethnographic or experimental 2011 21,794 11.44 57
studies of public information officer work related to RTIA regimes 2012 24,993 13.12 66
in India at the central and state government levels. Replication of 2013 23,116 12.14 61
civil society organization research also would contribute to the 2014 19,610 10.3 51
breadth of understanding in the literature of how a large democ- 2015 24,913 13.08 65
racy with a wide-range of constituencies manages an RTIA regime. 2016 26,875 14.11 70*
This study found that the RTIA regime in India is a sprawling Totals 190,462 100 500
and dynamic system that includes crucial active and vigilant civil
society organization leadership and a social activist constituency *Rounded down.
with some public sector and political interest group support. These
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discretionary bias under FOI laws. Government Information Quarterly, 35(3), Jeannine E. Relly is a professor in the School of Journalism with a courtesy
418–427. appointment with the School of Government and Public Policy at The University of
Roy with the MKSS Collective, A. (2018). The RTI story: Power to the people. New Arizona. She was a Fulbright Scholar in India (2016-2017). Her interdisciplinary
Delhi, India: Lotus Collection, Roli Books. research focuses on government information policy, access to information legisla-
Satark Nagrik Sangathan & Centre for Equity Studies. (2018a, March). Report card of tion and disinformation as it relates to democratic governance, social movements
Information Commissions of India. http://snsindia.org/wp-content/uploads/ and collective action associated with information rights and freedom of expression.
2018/04/Report-12.pdf. She has studied the influence of access-to-information legislation on democratic
Satark Nagrik Sangathan & Centre for Equity Studies. (2018b, March). Report card governance in more than a dozen cross-national studies and case studies.
on Information Commissions in India––Key findings. Information Commissions
in India––Key findings. Md. Fazle Rabbi is a doctoral student in the School of Economic, Political and Policy
Sharma, P. (2015). Democracy and transparency in the Indian state: The making of the Sciences at The University of Texas at Dallas. His area of research encompasses
Right to Information Act. New York: Routledge. public sector reform, governance, and public policy. He is particularly interested in
Silver, D. (2016). The news media and the FOIA. Communication Law and Policy, 21 accountability, participation and responsiveness aspects of governance. His previ-
(4), 493–514. ous research includes, along with others, responsiveness and accountability of local
Singh, S. (2007). India: Grassroots initiatives. In A. Florini (Ed.), The right to know: government and community participation in public-private partnership.
Transparency for an open world (pp. 19–53). New York: Columbia University
Press. Meghna Sabharwal is a professor in the School of Economic, Political and Policy
Singh, S. (2010, April). The genesis and evolution of the right to information regime Sciences at The University of Texas at Dallas. Her research interests are focused on
in India. In regional workshop, Towards a More Open and Transparent public human resources management, specifically workforce diversity, job perfor-
Governance in South Asia (pp. 27-29). New Delhi, India. mance, job satisfaction, and high-skilled migration. She is widely published in
Snell, R. (2001). Administrative compliance–evaluating the effectiveness of freedom public administration journals. She has two book publications: Public Personnel
of information. FoI Review, 93, 26–32. Administration (6th ed.) and Public Administration in South Asia: India, Bangladesh, and
Snell, R. (2006). Freedom of Information practices. Agenda: A Journal of Policy Pakistan.
Analysis and Reform, 13(4), 291–307.
Snell, R., & Sebina, P. (2007). Information flows-The real art of information Rajdeep Pakanati is an associate professor at the Jindal School of International
management and freedom of information. Archives and Manuscripts, 35(1), Affairs, O.P. Jindal Global University, India. He earned his doctorate degree from the
54–81. University of Delaware (U.S.). He has been engaged with issues of transparency and
Srivastava, S. (2010). The Right to Information in India: Implementation and Impact. accountability, and how they contribute to good governance. His dissertation
Afro Asian Journal of Social Sciences, 1(1), 1–18. examined the processes through which freedom of information legislation was
Swidler, A. (1986). Culture in action: Symbols and strategies. American Sociological adopted in India, South Africa and the United Kingdom in a comparative context. It
Review, 273–286. is to be published by Oxford University Press, India, as a book.
Szekely, I. (2007). Central and eastern Europe: starting from scratch. The right to
know: Transparency for an open world, pp. 116-142. New York: Columbia Ethan Schwalbe received a BS in mathematics from The University of Texas at
University Press. Austin and a MS in Foreign Service from Georgetown University. He participated as
Tiwari, A. N., & Ansari, M. M. (2018). Transparency audit of disclosures u/s 4 of the a research associate on this project. Prior to focusing on research and other work in
Right to Information Act by the public authorities. New Delhi: Central Information Tucson, Arizona, he oversaw external engagement for the American Chamber of
Commission. Commerce in Japan for several years.
United Nations Development Program. (2004). UNDP Project of the Government of
India, Project No. IND/03/024. Project Title: Capacity Building for Access to

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