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Abstract: Shading in greenhouses is a simple and cheap method usually used to reduce the intensity of solar radiation and air
temperature. Moreover, combining Photovoltaic (PV) panels and crops on the same cropland could alleviate the increasing
competition for the agricultural land between food and energy production. In addition, the integration of PV with greenhouses
could reduce, or partially replace the energy consumption for greenhouse crop production. Therefore, the aim of this study was
to investigate the shading effect of semi-transparent mono-crystalline silicon double glazing photovoltaic panels (STPV),
mounted on top of an agricultural greenhouse, which occupied 20% of the roof area, on the microclimate conditions and the
growth of lettuce plants inside a greenhouse. Results showed that the combination of STPV and polyethylene cover decreased
the solar radiation by 35% to 40% compared to the use of polyethylene cover only for clear days which was in the acceptable
range of photosynthetically active radiation for lettuce plants. Moreover, STPV shading decreases the air temperature by
1°C-3°C and had no effect in the relative humidity under natural ventilation. Furthermore, there were no significant differences
(p0.05) in the growth of lettuce plants between the shaded greenhouse by the STPV and the unshaded. Shading insignificantly
increased the fresh weight, leaf area and the chlorophyll contents (p0.05). In conclusion, the integration of STPV modules can
decrease the solar irradiation and the internal air temperatures as well as generate electric energy for environmental control
systems without significant influence on the growth of lettuce plants. Meanwhile, it can decrease the water consumption by
decreasing the evapotranspiration rate.
Keywords: semi-transparent photovoltaics, greenhouse, shading, lettuce growth, microclimate, energy consumption
DOI: 10.25165/j.ijabe.20171006.3407
change mitigation option [7]. However, high levels of PV side walls and the gable walls were the least affected by
internal shading could affect growth, development and shading when considering the effects on all canopy
productivity of the cultivated crops due to the low light heights. Fatnassi et al.[14] modelled the distributed
intensity and solar radiation can lead to a pathogen microclimate (solar radiation distribution, thermal air,
[8]
development. Kadowaki et al. studied the effects of water vapor and the dynamics fields) inside greenhouse
PV-array shading on the horticultural onion crop growth equipped using the photovoltaic panels by the
by mounting a PV array inside the south roof of an Computational Fluid Dynamic (CFD) model. They
east-west oriented single-span greenhouse straight-line reported that the mean solar radiation transmission in
(PVs) and checkerboard (PV c) of array distribution at the Asymmetric greenhouse was 41.6% whereas that of
12.9% of the roof area for each in Japan. The results the Venlo greenhouse was 46%. Meanwhile, the
showed that the straight-line array for shading checkerboard photovoltaic panel distribution improved
significantly decreased the fresh weight and dry-matter the balance of the spatial distribution of sunlight received
weight of Welsh onions comparing to the checkerboard in the greenhouse due to the checkerboard arrangement
distribution array and control treatments. Meanwhile, allow 85% transmission of the external light. It has been
the PVc arrangement improves the unbalanced spatial reported that PV module prices have been reduced in the
distribution of received sunlight energy in the past 15 years by 80%, while the prices for competing
[9]
greenhouse . However, the effect of flexible solar gasoline or diesel fuel have been increased by over
panels mounted on top of a greenhouse using a 250%[15]. On the other hand, the financial benefits of
checkerboard arrangement and covering 9.8% of roof PV systems compared with diesel generators showed that
area, primarily for electricity production, on yield and the costs of off-grid hybrid PV systems were 19%
quality of tomatoes in southeastern Spain has been cheaper compared with electricity generation by diesel
[5]
investigated . Results showed that there was no effect generators in most rural parts of Indonesia, whereas
found in yield and price of tomatoes despite their stand-alone PV systems were 3% cheaper than
negative effect on the fruits size and color in the same stand-alone diesel generators[16]. Greenhouse crops in
commercial class (G class; diameter 67-81 mm). In the tropics and sub-tropics suffer from excessive heat
[10]
addition, Li et al. reported that the annual return of the load during summer and more energy consumption for
integrated photovoltaic and agricultural greenhouses in cooling. Therefore, the environmental control in
China varied almost by 9% to 20% with a payback period summer is one of the major challenges faced by
of 4-8 years. On the other hand, it was reported that the greenhouse growers in those regions. Shading is
integration of semi-transparent photovoltaic with usually used to reduce the intensity of solar radiation
greenhouse were potentially suitable for greenhouses in and air temperature. Consequently, it reduces the
[11,12] [13]
high-irradiation regions . Cossu et al. electric energy consumption for cooling, and reduces the
introduced a novel algorithm to estimate the cumulated crop transpiration as well as water consumption for
global radiation (G GR) inside photovoltaic (PV) irrigation in arid regions[17,18]. It was reported that
greenhouses. With this tool, they found that the yearly shading greenhouses in hot and sunny regions, when it
GGR increased with the canopy height on the zones incorporating with a cooling method, reduces the water
under the plastic cover (GGR from 59% at 0 m to 73% at consumption by 25%, increases the crop productivity,
2.0 m), and decreased under 50% PV cover ratio on the reduces greenhouse air temperature lower than the
roof (GGR from 57% at 0 m to 40% at 2.0 m). outside temperature by 5°C-10°C and increases the
Furthermore, the different light distribution on the relative humidity by 10%-15%[19]. Moreover, shading
canopy heights showed that the incident solar energy on reduces the intensity of solar radiation by 30% to 50%,
the crop changes consistently, according to the growth and decreases the energy consumption for cooling up to
stage of the plants. However, most zones close to the 20%[20]. The growth of many plants requires an
November, 2017 Hassanien R H E, et al. Influences of greenhouse PV on microclimate and lettuce growth Vol. 10 No.6 13
appropriate photosynthetic photon flux density (PPFD), dimensions of greenhouse were 7.5 m long, 3.5 m wide,
2 2
excessively high or low (2500 μmol/s∙m or 50 μmol/s∙m ) and 3.0 m high in the middle and gutter height of 2.0 m
PPFD intensity will prevent photosynthesis in the at a roof slope of 30°. The greenhouse cover material
[21,22]
plant . Consequently, plants can be classified as was a 0.12 mm plastic polyethylene (PE) film with light
[23]
shade tolerant and shade intolerant . Mashonjowa et transmittance of 80% (from Guangzhou Peng Sheng
[24]
al. reported that shading greenhouse by painting the Greenhouses Company, in Kunming). The ventilation
greenhouse cover with lime-based whitewash (whitening) vents were located on both sides of walls (7 m × 1 m)
reduced the light transmission for photosynthetically with net curtains of white saran. Ventilation was
active radiation, total solar and thermal radiation of the provided by manually opened side windows when the
greenhouse cover from 0.75 to 0.53, 0.74 to 0.55 and 0.45 internal air temperature exceeded 25°C. In the first
to 0.43, respectively. Araki et al.[25] found that the season of lettuce growth, one greenhouse was divided
higher growth of spinach was achieved under 45% shading equally into two parts, the first part as shading treatment
ratio in June, August and September, and 60% in July with semi-transparent PV and the second part of
compared to the 0% shading ratio. Sugar and ascorbic greenhouse with polyethylene cover only as a control.
acid (vitamin C) contents were decreased as shading ratio Three STPV were fixed on the south west roof of the
increased in all seeding times. Nitrate content was greenhouse at tilted angle of 30°to provide a sufficient
highest under 45% shading ratio in July, August and electrical energy with minimum shading, each STPV
September and 30% in June. Soluble oxalate content was module (1985 mm × 1038 mm × 13.52 mm) has a peak
highest in June, July and August and lowest in September power of 170 Wp and module efficiency of 8.25%, made
in the un-shaded house in Japan. No data reported to date in China. The transmittance ratio of the STPV module
has shown how plants grow under a Semi-transparent was 74% (it has 64 cells 12 cm × 12 cm and the rest of
Photovoltaics (STPV) shading conditions. Therefore, the its area is glass, made in China) and the total area of all
aim of this study was to find out the effects of STPV STPV modules was 6.1 m2, which is 20% of the
panels, mounted at a distance of 0.08 m above the greenhouse roof area designated for the treatment, due to
greenhouse polyethylene cover, on the microclimate the total greenhouse roof area is 30 m2. The STPV
conditions and evapotranspiration rate as well as its effect modules located on the top of the plastic cover with a
on the growth of Lettuce (Lactuca sativa L. var. distance of 0.08 m as an isolation air layer between the
longifolia). plastic cover and the STPV. The STPV panels were
connected in series and fed into the electricity grid by
2 Materials and methods
DC/AC Micro inverter APS YC250A, (Zhejiang Yu
2.1 Greenhouse structure and PV configuration energy technology, Co., Ltd., China). Subsequently, for
This experiment was conducted in Kunming, China the second season two greenhouses were used, one as a
(longitude 102.68°E and latitude 25.07°N), in two control without STPV shading and the other as a
greenhouses of a single stand-alone structure with an treatment for lettuce production as shown in Figure 1.
equal gable roof in east-west orientation. The
1. Pyranometer 2. Data logger 3. Side wall ventilation system 4. Semi- transparent PV 5. Micro-inverter’s cable 6. Lettuce 7. Unshaded greenhouse
Figure 1 Photos of the greenhouse and the recording station for air temperature and solar radiation
14 November, 2017 Int J Agric & Biol Eng Open Access at https://www.ijabe.org Vol. 10 No.6
The light transmission (LT) through the polyethylene Table 2 Monthly-averaged of meteorological data for
cover under the experimental conditions of the study was Kunming City
calculated using the Equation (1)[5]: Months Mar Apr May Jun Jul Aug Sep Oct
Average temperature/°C 12.2 16.4 18.2 19.3 19.2 18.9 16.6 13.0
Ki
LT 100 (1) Average relative
K0 55.8 50.6 60.5 71.7 74.9 75.5 77.9 82.3
humidity/%
where, Ki (W/m) and Ko (W/m) are the internal and Daily solar radiation -
horizontal/kW·h(m2·d)-1
5.71 6.23 5.61 5.04 4.57 4.59 4.03 3.77
external solar radiation, respectively. Note: The data were collected from the NASA website [26].
mean ± standard errors and the level of statistical on the sunny days as shown in Figure 3.
significance was set at p<0.05.
2.4 Evapotranspiration rate (HCV)
The solar heat energy gained on sunny days can
replace some of all heat energy needed to maintain
temperature at the proper level. The solar heat gain can
[27]
be estimated by Equation (2):
Hs=Is Af τ (2)
where, Hs is the solar heat gain, W or kW·h/d; Is is the
intensity of solar radiation on a horizontal surface,
kW·h/(m2·d) or MJ/(m2·d); Af is the area of greenhouse a. Inside the shaded greenhouse on 6th June, 2015
2
floor, m ; τ is the transmittance of the greenhouse cover
to solar radiation (decimal of 0.6-0.8)[27].
The evapotranspiration rate can be computed from
Equation (3):
Hcv=HsFE (3)
where, Hcv is the evapotranspiration rate, kW·h/d; F is the
floor use factor, ratio of ground covered by plants to total
ground area (decimal); E is the ratio of evapotranspiration b. Inside the shaded and unshaded greenhouses on 28th June, 2016
[27]
to solar radiation (0.5) . Figure 3 Air temperatures
humidity especially in summer. Therefore, the from the agrochemical applications, internal air
mechanical ventilation operated only on hot days when temperature and relative humidity. Consequently, it
the internal temperature exceeded 25°C and/or relative could increase the lifespan of STPV and keep the STPV
humidity above 85%. Meanwhile, it was found that the efficiency stable at the standard air temperatures.
relative humidity, under natural ventilations, increased in
both greenhouses at night and no differences were
observed between them compared to the outside relative
humidity at night from 18:00 to 6:00. However, the
main variation of relative humidity between the inside
and outside greenhouses started from 12:00 to 17:00 in
clear days of July and it decreased in average of 4% to
10% compared to the outside.
Note: Vertical bars represent mean ±standard errors at p<0.05, (n = 12); * means
a significant difference.
Figure 8 Mean number of leaves and leaf area in the treatments Note: Vertical bars represent mean ±standard errors at p<0.05, (n = 12).
over time Figure 10 Mean fresh and dry weights in the treatments over time
3.3.2 Chlorophyll content of leaves The mean dry weight increased insignificantly after
Results revealed that the chlorophyll contents of 37 d. Subsequently, after 60 d of treatments there were
leaves in shading greenhouse were significantly higher no significant differences between all treatments which
than those of the unshaded. However, this difference are similar to the fresh weight results. Mean dry matter
was not significant after a period of 36 d to 45 d of weight was 16 g per plant after 60 d of treatments for
treatments as shown in Figure 9. both treatments.
November, 2017 Hassanien R H E, et al. Influences of greenhouse PV on microclimate and lettuce growth Vol. 10 No.6 19
Normally, different plants require different amounts surface in units of water depth and water depths can also
of light for optimal growth. The most important growth be expressed in terms of energy received per unit area,
factors for lettuce production are temperature and light. which is known as the latent heat of vaporization, due to
The movable shading curtains can reduce the energy load 2.45 MJ are needed to vaporize 0.001 m3 of water.
in the greenhouse crop during warm and sunny conditions Therefore, 1 mm/d is equivalent to 2.45 MJ/(m2·d) at
and reduce heat radiation losses at night[33]. It was 20°C. In this experiment the ratio of solar radiation to
observed that lettuce grown under STPV shade evapotranspiration for actively growing plants in a
insignificantly responds by increasing the fresh weight greenhouse was about 0.5, the transmittance of the
and leaf area. Therefore, these results are in agreement greenhouse cover to solar radiation as measured was 0.75
[34]
with Fabio et al. due to lettuce species having a low for a single layer of polyethylene and 0.35 for both
light-saturation point in the net photosynthetic rate or polyethylene cover with the STPV, while, the floor use
small carbohydrate sink organs. Furthermore, the factor-ratio of ground covered by plants to total ground
tolerance of lettuces to STPV shade mainly relied on the area was assumed to be 0.5. It was reported that the
ability of lettuces to improve their capacity to intercept evapotranspiration rate (Hcv) increases with the increasing
[32,35]
light . In addition, it was recommended that light of solar radiation. Subsequently, the evapotranspiration
2 2
intensities of 400 μmol/(m ∙s) and 600 μmol/(m ∙s) are the inside the greenhouse is lower than the outside, actual
best light intensities for lettuce photosynthetic active evapotranspiration, due to the absorption and reflection of
[36]
radiation in higher and lower latitudes, respectively . incident solar radiation by the plastic cover, lower wind
Therefore, lettuce plants might be suitable for cultivation speed and higher relative humidity inside the greenhouses.
under the STPV as lettuce production was almost Results revealed that the integration of the STPV along
unaffected by applying this technology for a sustainable with polyethylene cover decreased the Hcv by 47%
greenhouses for food and energy productions. These compared to the polyethylene cover. The average Hcv
[32, 37]
results are consistent with the previous results when on a sunny day was 4.37 kW and 2.04 kW for the
the growth of lettuce was inhibited, resulting in lower dry unshaded and shaded greenhouses, respectively. The
weight and relative growth rate (RGR) with longer leaves, solar radiation unit can be in (kw·h/(m ·d)) or (MJ/(m2·d))
2
under the fluctuating light by roof-mounted PV modules and 1 kW·h is equal to 3.6 MJ. Therefore, by
compared to that under normal greenhouse conditions. calculating the monthly Hcv for both greenhouses, it was
Whereas, under diffused light conditions, the ratio of leaf observed that the maximum Hcv was on April at 3311.63
width to length increased and the values were comparable MJ (1.72 mm/d) for unshaded greenhouse (HcvPE) and it
to those in the control in spring, summer and fall was 1545.43 MJ (0.80 mm/d) for STPV greenhouse
cultivations. Although the net photosynthetic rate of (HcvPV). While, the minimum Hcv was found on October
fully expanded leaves of lettuce grown under diffused at 2070.79 MJ (1.04 mm/d) for the unshaded greenhouse
light was lowest, their dry weight and RGR were and 966.37 MJ (0.48 mm/d) for the STPV greenhouse as
comparable to the control in summer and fall cultivations. shown in Figures 11 and 12.
3.4 Evapotranspiration rate (Hcv) The previous studies also found that the mean daily
The combination of the lost water from the soil measured greenhouse reference evapotranspiration by a
surface by evaporation and from the crop by transpiration free-drainage lysimeters in a semi-arid area of Spain was
is referred to as evapotranspiration. It is clear that the ranged from less than 1 mm/d during winter to
evapotranspiration rate in greenhouse can be affected by approximately 4 mm/d, during summer in July and when
the solar radiation received by the crop and the stage of the greenhouse surface was whitened with a moderate
crop growth. The evapotranspiration rate is normally calcium carbonate concentration (as a form of shading)
expressed in millimeters (mm) per unit time. The rate from March to September the measured
expresses the amount of water lost from a cropped evapotranspiration was reduced by an average of 21.4%[38].
20 November, 2017 Int J Agric & Biol Eng Open Access at https://www.ijabe.org Vol. 10 No.6
4 Conclusions
The semi-transparent PV panels (STPV) shading
decreases the air temperature by 1°C-3°C on clear days
compared to unshaded, meanwhile it has no significant
Figure 11 Evapotranspiration rates in shaded and unshaded effect in the relative humidity ratio. The integration of
greenhouses on a sunny day STPV with polyethylene cover decreases the solar
radiation by 35% compared to the polyethylene cover.
The STPV insignificantly increases the leaf area and
decreases the number of leaves for lettuce. However, it
has no significant effect on the fresh weight and dry
weight of lettuce plants and the light reduction was not
significantly harmful for lettuce production.
Furthermore, STPV could provide about 20% of the
greenhouse annual electrical energy consumption and
decrease the evapotranspiration rate or the water
consumption and the CO2 emission. Therefore, a specific
Figure 12 Monthly calculated evapotranspiration rates in shaded
crop management for choosing the most suitable
and unshaded greenhouses
vegetables can be suggested particularly in hot seasons
Consequently, the integration of STPV with
such as, lettuce, spinach carrot, turnips, cabbage and
greenhouses for shading could decrease the water
broccoli which need low light intensities. These results
consumption for irrigation, these results are also in
clarify that the electric energy production and allowable
agreement with the previous studies of Ahemd et al.[20] shading could be changed according to the plant species,
and Marrou et al.[39] geography, meteorology, season, and greenhouse
3.5 Electric energy demand and STPV production characteristics. In some other words, a mobile STPV
Results of the calculation revealed that the annual with a light weight, high efficiency or a specific
generated electric energy of the STPV at 20% of the distribution on the greenhouse roof in tropic and
greenhouse south roof area approximately 637 kW·h and subtropics area is recommended for shading the
it can save 341.5 kg of CO2. The peak generated electric agricultural greenhouses at the start of warm weather in
energy of STPV was in March and the lowest was in June June until late August, such as the lightweight PV film
and July according to the local weather conditions, can be used as an option for increasing the solar radiation
particularly the solar radiation. The annual electric in winter or cloudy days because it may be possible to
energy demand for greenhouses depends mainly on the change the position of the PV modules depending on the
type of construction, local climate and the cultivated crop. season and the local weather conditions. Therefore,
It was found that the annual required energy for heating further studies should be conducted to explore the ideal PV
and cooling systems for the current experimental agricultural greenhouses.
greenhouse in Kunming is about 2600 kW·h, due to the
cooling demands are lower (May to July) than the heating Acknowledgements
demands (December to February), and the lighting The authors acknowledge the financial support of the
demand can be ignored. Thereby, the STPV can provide Collaborative Innovation Center of Research and
November, 2017 Hassanien R H E, et al. Influences of greenhouse PV on microclimate and lettuce growth Vol. 10 No.6 21
Development of Renewable Energy in the Southwest [13] Cossu M, Ledda L, Urracci G, Sirigu A, Cossu A, Murgia L,
Area in China (No. 05300205020516009) and the et al. An algorithm for the calculation of the light
distribution in photovoltaic greenhouses. Solar Energy,
International Scientific and Technological Cooperation
2017; 141: 38–48.
Projects of China (No. 2011DFA62380).
[14] Fatnassi H, Poncet C, Bazzano M M, Brun R, Bertin N. A
numerical simulation of the photovoltaic greenhouse
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