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SIGAUD, Lygia - A Collective Ethnographer
SIGAUD, Lygia - A Collective Ethnographer
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Theory and methods
Théorie et méthodes
Lygia Sigaud
Social Science Information © SAGE Publications 2008 (Los Angeles, London, New Delhi and
Singapore), 0539–0184
DOI: 10.1177/0539018407085750 Vol 47(1), pp.71–97; 085750
Prior to our arrival, the plantations had already been studied by histor-
ians, sociologists, economists and geographers, who had based their
research on historical records, censuses, statistical surveys and occa-
sional fieldwork trips. As the first to approach this world ethnographi-
cally, we were convinced from our training that fieldwork was essential.
Our sources of inspiration were anthropological analyses of Caribbean
plantations (Mintz & Wolf, 1957; Wolf, 1959; 1966; Mintz, 1966) and
Algerian peasantry (Bourdieu, 1963; Bourdieu & Sayad, 1964), while
our guide was Bronislaw Malinowski’s theory on the production of
ethnographic knowledge (Malinowski, 1961).
The plantations had been a recurring theme in left-wing intellectual
debates on social relations in Brazilian agriculture (Palmeira, 1971) and
the emergence of a peasant social movement. Personally I had an enor-
mous curiosity about the rural workers at the forefront of these social
protests. Little or nothing was known about them. In sociological and
historical studies, they figured as a generic and abstract category, while
in the literature describing the outbreak of the large-scale confrontations,
they appeared as a ‘mass movement’. Like any ‘mass’, they were amor-
phous, faceless, nameless, disembodied. Attempting to reverse this ten-
dency, my first research in the region focused on the categories through
which rural plantation workers perceived the social world.
We have worked in this region for over 30 years. The make-up of the
team has obviously changed over time: some of the original group no
longer conduct research in the area, while other, younger researchers
have joined us since. Over the years a wide range of people have been
studied, including rural workers, sugar-plant workers, peasants, bosses,
union leaders,3 market sellers and plantation traders, rural union lawyers
and, more recently, activists from the Landless Rural Workers’
Movement (Movimento dos Trabalhadores Rurais Sem Terra – MST).4
Likewise a wide variety of themes have been covered, such as represen-
tations of the social world, marketplaces, peasant economies, factory
work, migration, social conflicts, unionism, voting, power relations,
legal actions, religion, social movements, land occupations and agrarian
reform. Our primary aim has been to understand the ongoing social
processes. The resulting texts have increased our knowledge about the
plantation world and raised new questions about the subjects we studied
(such as strikes and law). Like earlier scholars, we have made use of sta-
tistics, censuses and historical records; however, the core of our material
has been ethnographic. We conducted fieldwork in summer, the harvest
season, when everyone worked; we returned in the winter off-season, a
period of unemployment. We undertook research both in the dark years
heavily occupied by workers who had left the engenhos but continued to
work daily in the sugarcane fields. In these spaces, workers felt more at
liberty to talk.
For 20 years I was unable to enter the plantations, except during the
mass strikes of the 1980s. These were led by the National Agricultural
Workers’ Confederation (CONTAG), the Pernambuco State Agricultural
Workers’ Federation (FETAPE) and the rural workers’ unions: I discuss
these events later.9 On strike days, the workers, supported by union lead-
ers, took over the territory of the engenho, controlling the circulation of
people, vehicles and merchandise. It was as though the strike produced
a reversal – a magical one – of the balance of forces. I could then go into
the engenhos, attend the meetings, watch the way the strike was run and
talk with the workers. When the strike ended, order was re-established
and the doors to the plantations were closed again to researchers. In the
1990s I was once more able to conduct fieldwork in plantations that
were in crisis due to the changes in Brazilian Federal Government pol-
icy towards the sugar industry.10 The bosses were more concerned with
finding solutions to their insolvency than in controlling the influx of
people from outside. I visited the plantations whose lands had been
occupied. From 1992 onwards, MST activists and union leaders started
to occupy bankrupted plantations and set up encampments with dozens
of rural worker families to demand agrarian reform (Sigaud, 2005). The
physical layout of the occupied plantations remained identical, yet the
social space and the relations between bosses and workers had changed
radically. They were no longer like the plantations of the 1970s where I
had initially wished to conduct my fieldwork: The bosses were failing to
maintain control or had already lost much of their power.
Over the years the relationship with our informants evolved consider-
ably. At first we were regarded with suspicion by union leaders and work-
ers, who identified us with the bosses due to our appearance and speech.
However, they quickly realized that, despite the fact that we occupied a
superior position in terms of Brazil’s social hierarchy, we were different.
We called them senhor (Mr) or senhora (Mrs), said ‘good day’ and ‘thank
you’, visited their houses, shared their meals and displayed an eagerness
to listen. The bosses never acted in this way. Sometimes they took us for
journalists. But our behaviour failed to match: we were always present
and spent hours listening to them. Journalists, by contrast, only appeared
briefly, when there was a big event, such as the floods that devastated the
south of the region in 1970. We always presented ourselves as university
teachers who wanted to write books about their lives. They probably
welcomed us because we provided them with the chance to talk about
ratio between the bosses and the union leadership. In the 1990s, I man-
aged to gain access to some of the plantations, but I was prevented from
visiting those whose bosses had restructured the productive base and
retained control over the territory. During the strikes, I entered plantations
where the union leadership was strong enough to paralyze activities,
but failed to gain entry to the zones where the unions had made little
investment in worker organization. The conditions enabling ethnographic
research have never been dependent simply on the researcher’s wishes:
all research is determined and delimited by the local set of social condi-
tions. We were unable to enter the plantations when we wanted;
Malinowski (1989; Young, 2004) was never able to accompany a Kula
expedition; Evans-Pritchard (1971) rarely talked with the Nuer; Bateson
(1994) observed only five Naven ceremonies. Ethnographic writing
reveals the impact of these vicissitudes of field research. What I have
written about strikes and land occupations is based on my ethnographic
observations and the accounts I obtained; it carries the imprint of the sit-
uation’s context: the liminal nature of the moment of the strike, the loss
of power among the land owners. Everything I have written on social
transformations in the 1970s has been based on the accounts of workers,
union leaders and bosses, rather than on direct observation. However, the
differences between my texts relate to the type of ethnographic descrip-
tion made possible by either the presence or absence of observational
data. In both cases, the questions formulated in shuttling back and forth
between empirical material and theory have heavily influenced my writ-
ing. The issues shaping our descriptions and analyses, whether or not
they are made explicit, are the guiding thread to all anthropological writ-
ing. They mark the text much more, I think, than the literary resources
deployed to construct the supposed ‘ethnographic authority’ that so trou-
bled authors such as Geertz (1988) and Clifford (1988).
Seasonal variations
farming when they found a plot of land to rent. These activities allowed
them to get through winter. It was during this season that I heard people
reminisce about the time when they still lived on the plantations, the
‘good’ bosses who had allowed them to cultivate the land and supported
them during difficult times (such as illness and death in the family), and
the pleasure they had in cultivating their own plots and feeding their fam-
ilies with the produce. Living in the town, they were forced to work by
day in order to eat at night, since they no longer had the food reserves
provided by the land plots. Working for themselves was a strong ideal.
As soon as I realized the close relationship between seasonal varia-
tions and the possibility for new analytic discoveries, I started to include
this variable in my fieldwork. In 1979, when the process of re-democra-
tization began in Brazil, a new wave of strikes hit the Northeast’s sugar-
cane zone. In September of the same year, right at the start of milling,
workers’ unions from São Lourenço da Mata and Paudalho (municipal-
ities located in the central-west region), supported by CONTAG and
FETAPE, presented the employers’ unions with a demand for wage rises
and a collective work contract. Receiving no reply within the allotted
five-day deadline, twenty thousand workers from the two municipalities
went on strike. In response, the bosses’ representatives agreed to negoti-
ate and signed a collective work contract, which benefited workers
throughout the sugarcane zone (Sigaud, 1980). Over the following years
at the start of milling, strikes were launched involving around two hun-
dred thousand workers from the entire zone, seeking to renew and
extend the collective contract and wage increases.
I was in the field during almost all the strikes held in the 1980s. This
allowed me to observe the build-up to the movement, in particular the
meetings between union leaders and delegates from the plantations, and
the mass rallies held in the towns to vote on the motion to strike. I accom-
panied the negotiations between the workers’ representatives and the
bosses, and I was present at the tribunals when, after impasses at the
negotiating table, the demands were submitted to the courts for arbitra-
tion. I travelled to the engenhos to witness the stoppages and talk with the
people involved, and I saw the strikes come to an end. These periods were
pervaded by the idea of a collective, an us, made up of workers and union
leaders, against them, the bosses. This collective dimension was embod-
ied in the town rallies when everyone voted for the strike, in the campaign
for a new collective contract and during negotiations where each party to
the dispute acted as a unified whole. The language used at these times
also expressed the idea of collective action: workers and union leaders
would say it was the moment to fight for ‘our law’ and ‘our rights’ (the
plantations and compliance with the legal norms imposed by the State and
covered in the formal contract. The content of these agreements varied from
plantation to plantation since it was the product of the history of the relations
between the boss and his workers. Usually, although bosses failed to comply
with all the legal norms, workers were tolerant. In the event of a unilateral
breach of the ‘implicit agreement’, the worker used the legal breach as a way
of obtaining redress through the courts. My data suggested that socio-anthro-
pological theories concerning the uses of the legal system needed to be
refined. Neither access to law, as Nader (1980) argued, nor the perception of
injustice, as Felstiner, Abel & Sarat (1980–1) suggested, explain the decision
to go to court. The workers who failed to go to court and the unions that made
little investment had the same access to the legal system as those who went
to court thanks to the support of other unions. They were just as aware of their
rights and felt just as unfairly treated as the other workers, as I discovered in
talking to those who had never sued their bosses (Sigaud, 1999).
In the 1990s I focused my observations more closely on understand-
ing the dynamics of using the legal system within a precise social set-
ting, conducting my fieldwork in Rio Formoso, a municipality on the
south coast with thirty-three thousand inhabitants, six thousand of whom
worked in the large plantations. Strikes were rampant, and there were a
large number of legal actions, both signs of large-scale union invest-
ment. My theoretical hypothesis was that any explanation of the use of
legal action simultaneously included understanding the lack of legal
action. Two plantations, located about 20 kilometres apart, measuring
roughly the same size (between 800 and 1200 hectares) and employing
the same number of workers (around 100 in each) with a long period of
residency, therefore became the next study focus. In one of them,
Sauezinho (the smallest), 90 percent of the workers had already sued the
boss; in the other, Amaragi, there were no lawsuits. The style of domi-
nation made the difference. In Sauezinho, an engenho owned by a mill,
the domination was impersonal: workers were given orders by the man-
ager, who was subordinated in turn to the field inspector, and the latter
to the sugar-mill manager, who received orders from the mill owner. A
decision taken at the top of the hierarchy had to be followed through by
the manager, even when it meant breaking the ‘implicit agreement’ in
the plantation. The manager lacked the autonomy to stem the discontent
brewing among the workers, and the latter turned to the union, which
advised them to take legal action. The workers accepted this advice since
failure to do so would deprive them of the union’s support and expose
them to the mill management. The Sauezinho workers maintained strong
ties with the union leaders, were grateful for the support they received
and led the strikes. In Amaragi, domination was personalized: the boss
lived on the plantation and had been there since the 1950s. He knew each
worker by name and took pride in being a ‘good’ boss: he allowed work-
ers to grow their own crops, provided support when there was illness or
death in the family, and distributed clothing and fresh meat at Christmas
and fish at Easter. He also settled interpersonal conflicts at the request of
the workers themselves, and he had dozens of godchildren on the plan-
tation, a fact he cited as proof of the esteem in which the workers held
him. Such behaviour was appropriate to the ‘tradition’ which had legiti-
mated personalized domination in the plantations before the advent of
the RWS.14 The workers felt indebted to the boss. Although he failed to
comply with all their legal rights, the workers did not take him to court.
The moral debt cancelled out the legal debt. There had been no strikes
in Amaragi prior to 1964, in contrast to other plantations in Rio
Formoso. The boss met some items of the legislation, turning this ges-
ture into another example of his ‘kindness’ – which indeed was how the
workers interpreted it. Soon after the Military Coup, he sheltered a union
leader who was being pursued by the police. This action won over the
union leaders, who respected him and remained tolerant of his minor
legal ‘misdemeanours’ (Sigaud, 2004). The shift in scale in covering
these contrasting cases ethnographically enabled me to deepen my inter-
pretation of the workers’ recourse to legal action: this behaviour could
only be understood in terms of a figuration (Elias, 1991) in which these
individuals (bosses, workers and union leaders) were connected to each
other via mutual dependencies, relations and reciprocal obligations con-
stituted over historical time. At this scale of analysis, I was also able to
study the vocabulary used to describe rights-related behaviour and the
moral judgements associated with the latter, the ‘courage’ attributed to
those who went to court and the ‘fear’ levels of those who did not, the
‘respect’ and ‘consideration’ held for the boss by those who did not
accuse him in court and the ‘shame’ felt in doing so, and the ‘ingrati-
tude’ the boss felt the workers showed when he was taken to trial.
Finally, I was able to learn about the ‘fear’ felt by the distinct personae
of the plantation world concerning the potential ‘betrayals’ which could
be perpetrated in any direction: the boss against the workers, the work-
ers against the boss, the site managers against the workers and vice
versa, and the union leaders against the bosses (Sigaud, 1996).
My ethnographic experience in Rio Formoso made me sharply aware
of the sterile nature of abstract debates that oppose gift and contract (see
e.g. Gregory, 1982). There, and perhaps in many other ethnographic
universes, everything is mixed. As Max Weber (1978) had already
pointed out, ideal-types are good to think about, but fail to correspond to
what we actually encounter in the social world. Thanks to this fieldwork
experience, I was also able to demonstrate the relative advantages of
ethnographic research when investigating the use of legal mechanisms.
In contrast to historians, who are forced to limit themselves to court
files, written sources and any archived material, the anthropologist has
access to real-life individuals who can explain their decisions to go to
court (or not). His or her analysis includes material not found in any
document: ideas concerning the legal norms, the forms of behaviour
related to these ideas and the contexts in which people go to court.
In the 1980s team colleagues, interested in studying regional varia-
tions in the changes occurring in Northeastern plantations, decided to
conduct fieldwork in the sugarcane areas of Pernambuco’s neighbouring
states, Paraíba (Garcia, Jr, 1990; Novaes, 1997) and Alagoas (Heredia,
1989). Their materials contrasted strongly in some aspects with the
Pernambuco observations. My data showed that, just a few years after
the law’s implementation, the RWS norms were already the object of
representations and a reference point for forms of behaviour in the plan-
tation world. They were valid: individuals took them into account in
their activities, which, as Max Weber argues (1981), evinces the validity
of the norm. Plantation workers were acquainted with the employer obli-
gations established by the RWS, they had a category to name them –
‘rights’ – and they possessed representations concerning their meaning
and their origin. The workers’ interactions with their bosses and man-
agers took these rights into account; they knew that they could sue the
owners in court and they conceived the union to be the guardian of their
rights. At the other pole, the bosses had their own interpretations con-
cerning these rights and reacted accordingly: many had already formal-
ized their labour contracts and met some of their obligations. At the
same time, they closed the doors of the plantations to avoid having to
comply with the new legal demands and developed a series of
subterfuges to reduce their impact, such as making use of third-party
contractors to hire workers. Finally, for their part, the union leaders
developed pedagogical programs to encourage the workers to fight for
their rights. They had already implanted the infrastructure needed to
allow them access to the courts, and they negotiated rights with the
bosses. As well as being valid, the RWS norms were effective – that is,
respected – albeit unevenly. Nothing similar was recorded in Paraíba
or Alagoas, where there was no vocabulary of ‘rights’, nor actions
demanding them in the day-to-day conflicts in the plantations, nor law-
suits, nor employer compliance with the norms of the RWS. The new law
available on the rural unions anywhere in the country: the press made no
reference to them, undoubtedly due to the military government’s censor-
ship of any news relating to the ‘peasant movement’. The word ‘peasant’,
which evoked the Peasant Leagues and the demands for agrarian reform,
featured in the list of censored terms. There was also no literature on the
topic. Had we not conducted fieldwork, we would have undoubtedly con-
tinued to think that ‘everything’ (the unions and the confrontations with
the landowners) had ended in 1964, a belief then widespread among intel-
lectuals from the Southeast of Brazil. The first time I presented my
research findings to a group of sociologists in São Paulo, several col-
leagues accused me of ‘inventing’ the data, claiming it was impossible for
my account to be true. I had recounted what I had seen in Palmares and
Carpina: unions always full of members; workers pursuing legal actions in
the courts against bosses; union leaders going to the plantations to medi-
ate conflicts with managers and bosses. The censorship had func-
tioned extremely well: it explained both our surprise in the field and the
incredulity of our colleagues.
Our understanding of the local categories proceeded through trial and
error. For instance, in one of my first interviews in the market, I ingenu-
ously asked an old gentleman who was selling bananas whether he had
been working there for a long time. Almost indignantly, he said no: he
‘traded’ in the market but he ‘worked’ in farming. The reply suggested that
the concept of ‘work’ referred to agricultural activity only. Systematically
testing this hypothesis, we quickly discovered it was correct. This incident
led us to be extremely careful with the terms used, always asking about
their meaning without assuming they would be identical to what we knew
from our everyday experiences in Rio de Janeiro. We spoke the same
language – Portuguese – but words sometimes had a very different mean-
ing. This caution allowed us, for example, to discover that: empregado
(employee) did not mean just any employed worker, but members of the
administrative hierarchy in the plantations; homens (men) was a term
reserved for the bosses and those in power; média (average) designated the
volume of work corresponding to one paid day; salário (wages) meant the
daily pay received through a formal work contract, a sum therefore regu-
lated by the State, in opposition to ganho (literally: gains), a term used to
designate the system of remuneration before the advent of ‘rights’ when
there were no formal contracts; cativeiro (captivity), a word associated
with slavery, was used to describe insupportable contemporary work
conditions in the plantations; liberto (free), another word from the vocab-
ulary of slavery, was used to describe the worker’s feeling when he re-
located to the town; cativo (captive), another slavery word, designated
Conclusion
Notes
1. This project was part of a larger research programme, the Comparative Regional
Development Project, a collaboration between the Museu Nacional and Harvard
University.
2. Brazilian law stipulated that the rural unions had to have a municipal basis and be
open to all agricultural workers, including employees, small landowners, squatters and ten-
ants. In the plantation zone, the unions were created by activists from the Brazilian
Communist Party and the Catholic left. Plantation workers made up around 99 percent of
the union membership (Maybury-Lewis, 1994).
3. The unions are coordinated by a president, a treasurer and a secretary, most of them
former plantation workers. The term ‘union leaders’ refers to this group.
4. MST promotes land occupations and squatter camps as a means of pressurizing the
Brazilian State to seize private lands and redistribute them among those living in the
encampments. The organization was created in 1984 (Fernandes, 2000).
5. A draft version of this text was presented at Ethnografeast II. La fabrique de l’ethno-
graphie [The manufacturing of ethnography], a symposium held at the Ecole normale
supérieure, in Paris, September 2004. I am grateful for the criticisms and advice of
Florence Weber.
6. Hereafter I use the term ‘worker’ to refer to those who work in the plantations. The
RWS refers to them as rural workers, but they call themselves simply workers. In some
contexts, they still call themselves moradores, as I discuss later.
7. ‘Communist’ was an accusatory label used by the military regime and its supporters
(such as the big landowners) to designate opponents of the regime and those who had par-
ticipated in the social protests prior to 1964.
8. The plantation administrative hierarchy was made up of the manager, who received
orders from the boss and managed the relations with workers, determining the jobs to be
done, and their assistants. In the mills, managers were subordinate to a field inspector and
a mill manager. They were referred to as ‘employees’, and referred to themselves in the
same terms.
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