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ORIGINAL ARTICLE
1
Vitos Clinic for Psychiatry and Psychotherapy Abstract
Giessen, 2Department of Psychiatry and Psychother-
apy, Philipps-University Marburg and 4Justus-Lie- Aim: Sleep disturbances are prevalent in various dementia subtypes but
big University of Giessen and 3Oberberg Group, rarely investigated in early clinical stages. Although memory clinics have
Berlin, Germany become an established institution for the early diagnosis of dementia, sleep
Correspondence: Dr. Bernd Kundermann PhD, assessment is not part of their routine diagnostics. This study aimed to
Vitos Clinic for Psychiatry and Psychotherapy examine whether subjective and objective sleep variables are related to
Giessen, Licher Strasse 106, 35394 Giessen, Germany.
cognitive impairment in patients referred to a memory clinic.
Email: bernd.kundermann@vitos-giessen-marburg.de
Methods: On two consecutive days, patients underwent routine diagnostic
Disclosure: The authors have no potential conflicts
of interest to disclose.
procedures, including a neuropsychological examination (consortium to estab-
Received 2 June 2017; revision received 2 April 2019;
lish a registry for alzheimer’s disease), and had their sleep quality evaluated by
accepted 20 May 2019. the Pittsburgh Sleep Quality Index and overnight hand-wrist actigraphy.
Results: Data of 31 patients (age, M SEM: 74.1 1.5; 18 women,
13 men; Clinical Dementia Rating: 0–1) were analysed. One had been diag-
nosed with subjective cognitive impairment, 13 with mild cognitive impair-
ment with or without depression, and 17 with dementia syndrome due to
Alzheimer’s and/or cerebrovascular disease. Compared to patients with
subjective or mild cognitive impairment, dementia patients showed a signifi-
cantly increased nocturnal acceleration magnitude; other differences in sub-
jective and objective sleep measures were not significant. Comparing
patients with subjectively poor (Pittsburgh Sleep Quality Index > 5: n = 9)
and good sleep (Pittsburgh Sleep Quality Index ≤ 5: n = 22) yielded no dif-
ferences in any neuropsychological and clinical variables. In contrast,
patients with low actigraphically recorded sleep efficiency (<85%: n = 11)
exhibited a significantly more impaired cognitive performance than those in
the high sleep efficiency group (≥85%: n = 20). Correlation analyses demon-
strated that actigraphically assessed disturbed sleep continuity accompa-
nied by increased night-time motor activity was substantially associated
with cognitive impairment.
Conclusion: This study highlights that objectively assessed, but not self-
reported, parameters of disturbed sleep are closely related to cognitive dys-
Key words: actigraphy, cognitive impairment, function in the early stages of dementia of different aetiologies. Possible
dementia, memory clinic, sleep questionnaires. diagnostic and treatment implications are discussed.
Evidence of a more specific association between in an unselected patient sample typically referred to a
disturbed sleep and cognitive impairment in elderly memory clinic. Such as sample would be heteroge-
individuals has been derived from cross-sectional stud- neous with regard to the severity of cognitive impair-
ies in which sleep was measured objectively. A recent ment as well as to the underlying brain pathogenesis
population-based study demonstrated not only stron- and other mental disorders (especially depressive
ger abnormalities in polysomnographically measured disorders16) related to cognitive impairment.
sleep continuity (e.g. lower sleep efficiency) and archi- Therefore, we aimed to investigate the association
tecture (e.g. less non-REM stage 3 and REM sleep), of objective actigraphic and subjective sleep parame-
but especially more severe sleep-disordered breathing ters with dementia severity stages and indices of
in participants with MCI than in healthy individuals.3 cognitive functioning in patients referred to a memory
Consistent with this, several polysomnographic studies clinic. Although this study was exploratory, we
have shown such cross-sectional differences between hypothesized, in line with previous studies,3,9 that
healthy controls and patients with MCI and dementia cognitive impairment would be more related to objec-
and among different dementia subtypes.4–6 Similar tively assessed disturbances of sleep than to those
findings obtained by actigraphy demonstrated abnor- measured subjectively.
malities in sleep continuity but also showed additional
deterioration in activity/rest cycles.7,8 Interestingly, one
study on non-amnestic MCI patients revealed an asso-
ciation between disrupted sleep continuity as assessed METHODS
by actigraphy and poorer performance on specific neu- Patients and procedures
ropsychological domains.9 In contrast, group compari- Thirty-three outpatients who were referred to the mem-
sons of subjective sleep parameters yielded ory clinic of the Vitos Clinic for Psychiatry and Psycho-
inconsistent results with negative or even contrary therapy Giessen between November 2015 and February
findings,3 indicating poorer sleep quality in healthy 2017 were recruited. They underwent a standardized
elderly subjects than in cognitively impaired subjects.10 examination according to German guidelines on demen-
Apart from cross-sectional results, several longitu- tia as well as further assessments on two consecutive
dinal studies have addressed the role of sleep in cog- days,17 beginning each day at 0900 hours and ending
nitive decline. According to these studies, future risk at 1600 hours. Diagnosis of dementia or any other men-
of cognitive deterioration or conversion from MCI to tal disorders was made by psychiatrists and neurolo-
dementia was predictable by different measures of gists according to the International Classification of
sleep disturbances as assessed by self-rating Diseases, 10th edition, criteria. Patients were classified
scales,11 actigraphy,12 and polysomnography.13 according to their cognitive syndrome diagnosis as fol-
The results from these previous studies confirm lows: (i) subjective cognitive impairment (SCI) without
the close association between sleep disturbances detectable objective neuropsychological impairment;
and cognitive decline and are therefore of clinical rel- (ii) MCI based on the Winblad criteria,18 either with or
evance for early detection of dementia. Using diag- without another mental disorder (e.g. major depression);
nostic tools for sleep disturbances offers the or (iii) dementia with significant functional impairment.
opportunity to administer appropriate early treat- Patients were included in this study if there was an
ments in prodromal stages to improve or delay clini- indication for a diagnostic examination and if they
cal or functional impairment, especially in treatable were referred by a medical specialist, able to con-
conditions such as sleep-disordered breathing.14 sent, and older than 50 years of age. Patients were
Memory clinics provide an interdisciplinary excluded if they had received their dementia diagno-
approach to early diagnosis and treatment of cogni- sis more than 2 years earlier.
tively impaired individuals.15 Screenings for sleep dis- The cross-sectional data presented here were col-
turbances, particularly those involving non-invasive lected during the baseline assessment as part of a
tools such as self-reports and actigraphy, may be longitudinal study investigating the prediction of cog-
clinically valuable, but they are not usually regularly nitive decline in memory clinic patients. This study is
employed in memory clinics. Surprisingly, to our registered in the German Clinical Trials Register
knowledge, no study has examined their application (DRKS00010215) and was approved by the local
ethics committee of the Hessen State Medical Asso- sleep on a 5-point Likert scale ranging from 1 (very
ciation (Frankfurt, Germany). restful) to 5 (very restless).
(one had an actigraph with a technical defect, and Dementia Rating ≤ 0.5) (n = 14) and patients with
the other removed the actigraph before going to dementia syndromes (Clinical Dementia Rating = 1)
bed). Table 1 lists the patients’ demographic and of various (neurodegenerative and/or vascular) aetiol-
clinical characteristics. Less than half of patients ogies (n = 17). No significant group differences were
(n = 9) showed poor sleep as defined by the PSQI found with respect to the proportion of subjective
and based on actigraphic sleep efficiency measures. poor sleep parameters (PSQI > 5 in SCI/MCI
A 2 × 2 contingency table yielded no significant cor- vs dementia: 4 vs 5 patients, P = 1.0) or classical
respondence (P = 1.0) between classification actigraphic sleep parameters. However, compared to
according to subjective and actigraphic criteria. The the SCI/MCI group, dementia patients exhibited a
majority of patients (n = 18, 58%) rated their sleep significantly increased acceleration magnitude during
during the actigraphy night as restful or even very TIB (Σ mG: 33 338.1 7430.6 vs 16 024.2 2025.6,
restful. These ratings were highly correlated to PSQI P = 0.024) and an increased acceleration magnitude
scores (rs = 0.491, P = 0.006), but not to any acti- related to TIB (Σ mG/TIB in min: 57.4 10.7 vs
graphic sleep measure (P > 0.2 for all measures). 31.6 3.9, P = 0.045). The groups did not differ with
regard to control variables (i.e. age, education, sex
ratio, severity of depression, and medication) (P > 0.1
Group comparisons for all variables).
Subjective and actigraphic sleep parameters in
patients with dementia compared with patients
Comparison of cognitive functioning in patients
with mild cognitive impairment and subjective
with poor and good sleep as defined by either
cognitive impairment
subjective or actigraphic sleep parameters
To examine whether differences in cognitive impair-
Group comparisons between patients with PSQI > 5
ment severity are distinguishable based on subjective
(n = 9) and PSQI ≤ 5 (n = 22) revealed no significant
and actigraphic sleep measures, the sample was
differences in global measures of cognitive function-
divided into two subgroups according to cognitive
ing. In contrast, comparisons of patients with acti-
syndrome diagnosis: patients with SCI/MCI (Clinical
graphic low and high sleep efficiency indicated that
the latter group performed significantly better on the
Table 1 Sample characteristics (n = 31)
Mini-Mental Status Examination and the CERAD Total
Variable
Score (Fig. 1). Accordingly, the low sleep efficiency
Age (years), mean SEM 74.1 1.5
group performed poorer on the following CERAD-Plus
Women/men (n) 18/13
Education (years), mean SEM 11.5 0.6 subtests: verbal memory (immediate recall of word
Mini-Mental Status Examination, mean SEM 24.7 0.6 list, trial 3), semantic word fluency, and phonetic word
Geriatric Depression Scale, mean SEM 6.9 0.5 fluency (Fig. 2). There were no significant differences
ICD-10 F-diagnosis (n)
Alzheimer’s dementia (F00.x) 13 in control variables (P > 0.1 for all variables).
Vascular dementia (F01.x) 4
Other personality and behavioural disorders due to 8
known physiological condition (F07.8) Correlation analyses
Major depressive disorder (F32-33) 5 The relationship between subjective sleep quality
No ICD-10 F-diagnosis (Z03.x) 1
measures and both indices of global cognitive func-
Cognitive syndrome diagnosis: SCI/MCI/dementia (n) 1/13/17
Clinical Dementia Rating: 0/0.5/1 (n) 3/11/17 tioning remained non-significant (Table 2). Several
Prescribed ≥1 sleep altering drug: no/yes (n) 14/17 significant associations between actigraphic and
PSQI global score, mean SEM 4.8 0.6 global cognitive measures were observed. At first,
Poor vs good sleep (PSQI: >5/≤5) (n) 9/22
Subjective restfulness of sleep during actigraphy 2.2 0.2† later going-to-bed times were associated with better
night (raw score), mean SEM cognitive functioning. CERAD Total Score was found
Actigraphic sleep efficiency (%), mean SEM 83.0 1.9 to have substantial correlations with the parameters
Low vs high actigraphic sleep efficiency (<85%/ 11/20
≥85%) (n)
of sleep continuity (total wake time, wake after sleep
†
onset, and sleep efficiency) and the indices of motor
n = 30 due to one missing value. ICD-10, International Classification of Dis-
eases, 10th edition; MCI, mild cognitive impairment; PSQI, Pittsburgh Sleep
activity (movement magnitude signals during TIB).
Quality Index; SCI, subjective cognitive impairment. Among these measures of sleep continuity and motor
activity, no significant associations with control vari- Table 2 Correlations (rs) between sleep parameters and global
ables were found. cognitive functioning by the Mini-Mental Status Examination
(MMSE) and CERAD Total Score (CTS)
Sleep parameters MMSE CTS
Pittsburgh Sleep Quality Index global −0.076 −0.098
DISCUSSION score
In the present study, the primary finding was that Restfulness of sleep during actigraphy −0.191 −0.241
night raw score†
actigraphic parameters of disturbed sleep continuity Time of going to bed (hh:mm) 0.597* 0.327
(i.e. lower sleep efficiency, longer total wake times, and Time of getting out of bed (hh:mm) 0.278 0.136
wake times after sleep onset) and increased nocturnal Time in bed (TIB) (min) −0.277 −0.207
Sleep onset latency (min) 0.088 0.175
activity were strongly associated with cognitive impair-
Total sleep time (min) −0.044 0.176
ment in memory clinic patients, but these relationships Sleep period time (min) −0.229 −0.239
Total wake time (min) −0.217 −0.477*
Wake after sleep onset (min) −0.181 −0.475*
Number of awakenings (n) 0.030 −0.256
Sleep efficiency (%) 0.154 0.471*
Acceleration magnitude during TIB (Σ −0.313 −0.532*
mG)
dementia).30 We did not find significant differences in 1 In patients referred to a memory clinic, subjective
sleep continuity parameters between patients classi- sleep measures are not substantially related to clini-
fied as having a dementia syndrome and those cate- cal and cognitive features and, therefore, are likely
gorized as having SCI or MCI, probably because of to underestimate objective sleep disturbances.
the clinical and aetiological heterogeneity within both 2 The poorer the cognitive function, the more likely a
subgroups. Interestingly, increased nocturnal activity patient has objectively disturbed sleep that can be
in the demented subgroup was found; in addition to detected by actigraphy.
the binary sleep–wake differentiation, this could be of 3 To account for the considerable night-to-night vari-
importance for the clinical assessment of patients ability of actigraphic sleep parameters in this
with progressed disease stages. patient group, it is recommended that they
As a secondary result, we found an association undergo actigraphy for several days to obtain a
between later times of going to bed and a poorer gen- reliable and objective estimation of the severity of
eral cognitive functioning as indicated by the Mini- sleep–wake disturbances.33 The clinical impor-
Mental Status Examination, which was previously tance of evaluating night-to-night variability for
shown in a large cross-sectional study on community- early detection and prognosis was supported by a
dwelling older adults.31 One could speculate that this recent study that showed an increased risk of fur-
finding reflects a phase advance of sleep–wake ther cognitive decline in patients with a greater var-
rhythm in patients with cognitive impairment (MCI or iability in sleep efficiency and total sleep time.12
dementia) due to Alzheimer’s disease, which involves 4 In certain cases, such as in patients with
neurodegenerative processes that can affect the sup- suspected obstructive sleep apnoea with clinical
rachiasmatic nucleus pacemaker2 signs witnessed by their relatives or caregivers,
According to previous reports, no subjective sleep more specialized diagnostic procedures, including
measures were related to cognitive performance, polysomnography, are required.
irrespective of their differences in time frame.3,30 This 5 The early detection and accurate diagnoses of
could be explained by the limited appropriateness of sleep disturbances enables appropriate treatment
self-reports in this patient population,32 potentially approaches including behavioural therapy, bright
due to poor symptom awareness or cognitive deficits light therapy, and pharmacotherapy.36
contributing to a disagreement between subjective
and actigraphic sleep measures.10,33
With regard to pathophysiological considerations,
there is evidence for an association—probably a bidi- ACKNOWLEDGMENTS
rectional association—between disturbed sleep and We thank Dr Corinna Leonhardt and Meike Engel,
both amyloid deposition and tau pathology.34 Unfor- MSc, for performing neuropsychological tests and
tunately, only the minority of our patients underwent clinical ratings. We thank Stanislava Fockenberg,
lumbar puncture to measure cerebrospinal fluid bio- neurologist, and Diaa Rashid, neurologist, for rec-
markers. Therefore, our data cannot support or reject ruiting patients and conducting their physical and
such hypotheses. neurological examinations
This study had some limitations, including the
small sample size. More importantly, the use of
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