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Abstract
Direct CO2 emissions from industry accounted for 24% of global emissions in 2017, in-
cluding those from energy consumption and processing [1]. Waste heat recovery with or-
ganic Rankine cycle (ORC) power systems is an increasingly attractive option for a less
intensive energy consumption of industrial processes. ORC power systems can convert
available waste heat from these processes and produce electricity or electricity and district
heat, which can, for example, be used in the same plant reducing its demand.
The high waste heat potential from the industrial sector in Germany [2] has not been fully
exploited yet [3]. This, together with the acknowledged suitability and good performance of
ORC systems makes it interesting to estimate the theoretical, technical and economic po-
tential of this technology recovering heat from energy-intensive industry in Germany. This
is the goal of this thesis.
There is a lack of studies on the economic potential of waste heat recovery with ORC in
the main energy-intensive industries in Germany. Only some estimations on the technical
potential are available, but most of them are derived from studies in other countries. The
aim of this thesis is, therefore, to provide the researchers and industry with more knowledge
about the potential of the WHR technique with ORC power systems and to support its de-
velopment.
The most suitable industries for the installation of ORC systems are steel, cement and
glass [4]. Regarding the steel industry, the waste heat from the electric arc furnaces (EAF),
the basic oxygen furnaces (BOF) and the reheating furnaces (RHF) is considered. For the
cement industry, the heat in the off-gas from preheaters and hot air from clinker coolers at
cement dry kilns is regarded. For the glass industry, the melting furnaces for float and con-
tainer glass are included.
To estimate the recovery potential, a combination of the bottom-up and top-down ap-
proaches is used. The bottom-up method is used to gather data on the capacity of each
plant and to assess the specific waste heat available from each process susceptible of
waste heat recovery with an ORC unit. The top-down method is applied for estimating the
total waste heat released by each plant, where a common specific waste heat value (which
is different depending on the process) is multiplied by the production of each plant.
The uncertainty and high variability of the specific waste heat values for the same indus-
trial process led to considering a worst-, average- and best-case scenario. Also, for the
estimation of the technical potential, the ORC availability needs to be considered, as well
as the ORC unit efficiency. To estimate this efficiency, Turboden WHR-ORC units are con-
sidered because they are the global leading company in waste heat recovery applications
from industrial processes in both number of installations and capacity. The ORC availability
is considered to be 95% and the ORC efficiency varies in the approximate range of 15-21%.
For the analysis, a conservative case with an efficiency of 15% and another with 19% are
studied.
The economic potential is the accumulated electricity that is produced by the ORCs hav-
ing a lower Levelized Cost of Electricity (LCOE) than the electricity price. The range of elec-
tricity prices in 2018 for energy-intensive industries in Germany is in the range of 5.10-17.00
ct/kWh, with average price of 8.84 ct/kWh [5].
II
For the LCOE calculation, the ORC units’ specific investment costs need to be known.
To estimate these costs, a correlation by Turboden which depends on the unit size is used.
Also, assumptions regarding the O&M costs are made. The LCOE depends also on the
number of amortization years and the interest rate. As an initial assumption, an amortization
time of 10 years and an interest rate of 4% are considered for the economic analysis. Then,
a sensitivity analysis is made where these parameters are varied in order to evaluate their
influence on the economic potential.
German industry releases more than 200 TWh in waste heat every year, which is more
than the total annual energy consumption of Denmark [6]. The large number of steel, ce-
ment and glass factories in Germany produce a significant amount of high-temperature pro-
cess heat. In addition, these three energy-intensive industries are the ones showing the
most developed state-of-the-art on waste heat recovery with ORC in the world, with room
for a significative increase in the case of Germany, as shown in this work.
The optimistic results obtained from this work, together with the incentives and support
programs from the European Union and the German Energy Efficiency Fund (EEF) [7],
make the ORC technology a very attractive option for industrial waste heat recovery. The
economic potential grows with the amortization time and decreases with higher interest
rates. The economic potential results show promising for all the sectors studied (steel, ce-
ment and glass production) for amortization times between 10 and 5 years (except for glass,
which is longer) and interest rates smaller than 15% (except for glass, which is lower). The
results are especially optimistic for BOF, EAF and cement production. The installation of
ORC units for waste heat recovery in the plants where it is economically feasible could save
up to 149.22 M€/a and avoid 1.3873 Mt of CO 2 emissions per year, which corresponds to
2.13% of the GHG emissions from the industry in Germany in 2018.
Key Words: Waste heat recovery, Organic Rankine cycle, energy-intensive industries, Ger-
many
Table of Contents III
Table of Contents
1 Introduction ............................................................................................ 1
1.1 Motivation........................................................................................................ 1
2.2.3 Waste heat recovery system with ORC and intermediate thermal circuit . 11
2.3.3 European projects for waste heat recovery with ORC systems in energy-
intensive industries.................................................................................. 14
2.4.3 Waste heat recovery potential estimation for Germany approaches: state-
of-the-art ................................................................................................. 17
2.5.2 Waste heat recovery with ORC from steel industry: state-of-the-art ........ 26
IV
2.6.2 Waste heat recovery with ORC in the cement industry: state-of-the-art ...32
2.7.2 Waste heat recovery with ORC in the glass industry: state-of-the-art.......34
3 Methodology........................................................................................... 37
3.1 Overview of the method ...................................................................................37
3.3.2 Net electric efficiency of the ORC unit (𝜂𝑒𝑙, 𝑛𝑒𝑡, 𝑂𝑅𝐶) ..............................40
3.4 Specific waste heat estimation for the different industrial processes ................41
4 Results ................................................................................................... 49
4.1 Theoretical potential ........................................................................................49
4.2.1 Comparison of estimated ORC power to the power from ORCs in operation
................................................................................................................51
Bibliography
............................................................................................................................. lxii
i
6 Appendix ................................................................................................ i
A Resumen en español ...................................................................................... i
List of Figures
Figure 2.1. Industry direct CO2 emissions by IEA [1] .................................................................. 4
Figure 2.3. Locations of major EII with considerable volumes of excess heat. Source: The E-
PRTR database at EEA in Copenhagen [14] ................................................................. 6
Figure 2.4. Waste heat potential in each EU country per temperature level in all industries [2] ... 7
Figure 2.5. Technologies for industrial waste heat recovery/re-use [15] ..................................... 8
Figure 2.6. T–s diagram of water and various typical ORC fluids [20]....................................... 10
Figure 2.8. WHR system with ORC and intermediate thermal circuit scheme [23] .................... 11
Figure 2.11. Shares of ORC installed capacity per heat recovery application [4] ...................... 14
Several works tried to estimate the industrial waste heat potential in Germany (Figure 2.14) .
So far, almost only top-down analyses of the waste heat potential exist and they are
using key figures derived from studies in other countries [11] [2]. ................................ 17
Figure 2.15. Estimations of industrial waste heat in Germany in increasing order ..................... 18
Figure 2.17. Minimum and maximum electricity prices for EII (annual energy
consumption>10GWh) and average electricity price [5] ............................................... 22
Figure 2.18. Steel production routes: a) Oxygen steelmaking along BF and BOF converter, b)
Electric steelmaking in EAF [37].................................................................................. 23
Figure 2.19. General view of converter for BOF steelmaking process [40] ............................... 24
Figure 2.21. General scheme of the energy recovery system installed to Elbe-Stahlwerke
Feralpi [54] ................................................................................................................. 27
Figure 2.22. Schematic representation of the cement manufacturing process from quarry to
dispatch [58] ............................................................................................................... 29
Figure 2.24. Energy flow diagram of a cement plant clinker burning kiln [64] ............................ 32
Figure 2.25. Typical WHR with ORC installation in cement kilns [64] ....................................... 33
VIII
Figure 2.26. Schematic diagram of the production process of float glass [68]........................... 34
Figure 2.27. Heat recovery system with ORC technology in the glass industry typical layout [8]35
Figure 3.1. General scheme of the steps followed in this work ................................................. 37
Figure 3.6. The Sankey Diagram of energy balance for a typical RHF in case study [57] ......... 43
Figure 3.7. Location of the main steel plants in Germany [88] .................................................. 46
Figure 3.8. Biggest steelmakers in Germany and their production routes [88] .......................... 47
Figure 3.9. Location of the German cement plants which are part of the VDZ [91] ................... 47
Figure 3.10. Biggest cement producers in Germany and capacity of plants with a kiln [91] ....... 48
Figure 4.1. Economic potential for steel production with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10
years: (a) BOF; (b) EAF and (c) RHF .......................................................................... 54
Figure 4.2. Economic potential for production with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10 years:
(a) cement and (b) glass ............................................................................................. 55
Figure 4.3. Sensitivity analysis for: (a) BOF; (b) EAF and (c) RHF ........................................... 57
Figure 4.4. Sensitivity analysis for: (a) cement and (b) glass .................................................... 58
Figure 4.5. Development of the CO2 emission factor for the electricity mix in Germany in the
years 1990 to 2018 (in g/kWh) [96] ............................................................................. 59
Figure 4.6. GHG emission trends in Germany by sector 1990-2018. Data from: UBA 2019,
BMU 2019 [97] ........................................................................................................... 60
Figure 6.1. Economic potential for steel production with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟗 %, i=4%, n=10
years: (a) BOF; (b) EAF and (c) RHF ........................................................................... liii
Figure 6.2. Economic potential for production with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟗 %, i=4%, n=10 years:
(a) cement; (b) glass. ...................................................................................................liv
Figure 6.3. Economic potential for steel production with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=5
years: (a) BOF; (b) EAF and (c) RHF ........................................................................... lv
Figure 6.4. Economic potential for production with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=5 years: (a)
cement; (b) glass. ........................................................................................................lvi
Figure 6.5. Economic potential for steel production with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟓 %, i=6%, n=10
years: (a) BOF; (b) EAF and (c) RHF .......................................................................... lvii
Figure 6.6. Economic potential for production with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟓 %, i=6%, n=10 years:
(a) cement; (b) glass. ................................................................................................. lviii
List of Tables IX
List of Tables
Table 2.1. Waste heat temperature grades depending on their range [12] ................................. 5
Table 2.2. Options for Heat Recovery via Power Generation [17].............................................. 8
Table 3.1. Assumed utilization rate of the heat source for different processes.......................... 39
Table 3.2. Waste heat available from steel production, referred to 15°C [77], [78], [79], [80],
[81], [82], [83], [84], [85], [86], [87]............................................................................... 44
Table 3.3. Waste heat available from cement production, referred to 15°C [83], [78], [65] ........ 45
Table 3.4. Waste heat available from glass production, referred to 15°C [78], [8], [83] ............. 45
Table 4.1. Theoretical potential of waste heat available from the steel, cement and glass
industries in Germany at 15°C .................................................................................... 49
Table 4.2. Technical potential of waste heat potential available from the steel, cement and
glass industries in Germany with ORC availability at 95% ........................................... 50
Table 4.3. Cumulative capacity of technical potential from energy-intensive industry with ORC
availability at 95% ....................................................................................................... 51
Table 4.4. Estimated and actual ORC power for Feralpi and Lengfurt plants ............................ 52
Table 4.5. Economic potential of waste heat available from energy-intensive industry with
ORC availability at 95%, interest rate at 4% and 10 years of amortization ................... 55
Table 4.6. Cumulative capacity of economic potential from energy-intensive industry with ORC
availability at 95%, interest rate at 4% and 10 years.................................................... 56
Table 4.7. Saved electricity with ORC for steel, cement and glass with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟓 %,
i=4%, n=10 years........................................................................................................ 59
Table 4.8. CO2 emissions avoided with the economic potential of ORCs for steel, cement and
glass with 𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10 years .................................................... 59
Table 4.9. Cost savings with the economic potential of ORCs for steel, cement and glass with
𝜼𝒆𝒍, 𝒏𝒆𝒕, 𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10 years..................................................................... 60
Table 6.2. Turboden industrial WHR for cement industry projects globally [104]................... xxxix
Table 6.3. Turboden industrial WHR for steel industry projects globally [104]............................ xl
Table 6.4. Turboden industrial WHR for glass industry projects globally [104] ...........................xli
Table 6.5. Turboden industrial WHR for other industries projects globally [104] ....................... xlii
Table 6.6. Main German steel plants with BOF ....................................................................... xliii
Table 6.7. Main German steel plants with EAF ....................................................................... xliv
X
Table 6.8. Main German steel plants with RHF ....................................................................... xlvi
Abbreviations
Abbrev. Meaning
AS Average Scenario
BCS Best-case Scenario
BF Blast Furnace
BOF Basic Oxygen Furnace
CC Clinker Cooler
CEPCI Chemical Plant Cost Index
CHP Combined Heat and Power
EAF Electric Arc Furnace
EIA U.S. Energy Information Administration
EII Energy-Intensive Industry
ESF Elbe-Stahlwerke Feralpi
GHG Greenhouse Gases
GWP Global Warming Potential
H-REII Heat Recovery in Energy-Intensive Industries
LCOE Levelized Cost of Energy
LD Long Dry Kiln
NSP New Suspension Preheater
ODP Ozone Depletion Potential
OPC Ordinary Portland Cement
ORC Organic Rankine Cycle
PH Preheater
RHF Reheating Furnace
SDS Sustainable Development Scenario
SIC Specific Investment Costs
SP Suspension Preheater
SWH Specific Investment Cost
WCS Worst-case Scenario
WHR Waste Heat Recovery
XII
Introduction 1
1 Introduction
1.1 Motivation
Direct CO2 emissions from the industrial sector (including energy and process emissions)
accounted for 24% of global emissions in 2017 [1]. Due to the limited use of renewable
energies for high-temperature processes as required by Energy-Intensive Industries (EII),
a reduction in energy consumption appears as the best way to reduce the emissions of this
field.
Energy consumption can be reduced by an efficient energy use, e.g., avoiding releasing
large amount of energy unused to the environment as waste heat. The waste heat from
industrial processes can be recovered by means of Organic Rankine cycle (ORC) technol-
ogy. These systems can convert the available waste heat from these processes and pro-
duce electricity or Combined Heat and Power (CHP). The electricity produced can, for ex-
ample, be reused internally in the same plant reducing its electricity demand. Moreover, the
heat recovery reduces the temperature of the exhaust gases. That is useful to avoid the
additional cooling of the gases before entering the gas treatment unit. Generating electricity
from recovered thermal energy can cover the electricity needs of the gas treatment unit as
well [8].
The high waste heat potential from the industrial sector in Germany [2] has not been fully
exploited yet [3]. This, together with the acknowledged suitability and good performance of
the ORC systems already installed in several industries worldwide, makes it interesting to
estimate both the technical and economic potential of the ORC integration for WHR from
the main industries in Germany.
Thus, in the context of the European Commission’s Energy Efficiency Directive, which
establishes a set of measures to help the EU reach its 20% energy efficiency target by
2020, the WHR is fundamental. The 20% energy efficiency target consists of saving 20%
of primary and final energy consumption by 2020 compared to business-as-usual projec-
tions [9].
In Germany, the Energy Efficiency Fund (EEF) is part of the so-called “Energiewende”
which aims to reduce primary energy consumption by 20% by 2020 and by 50% by 2050
(compared to 2008). In addition, GHG emissions are to be reduced by 40% until 2020 and
by 80 to 95% until 2050 (base year 1990). The fund currently consists of 23 policy
measures, including support programs and educational activities. The funds come from the
Federal Ministry for Economic Affairs and Energy (BMWi). The programs are managed by
various federal authorities or the development bank KfW. The beneficiaries are businesses,
households and municipalities [7].
There is a second program in Germany called the "Climate Action Program 2020". This
program aims to support the achievement of the goal of reducing the greenhouse gas emis-
sions in Germany by 40 percent by 2020 compared to 1990 [7].
2 1.2 Task
There is a lack of studies on the WHR with ORC potential in the main EII in Germany,
especially on the economic potential. Most of the current estimations are derived from stud-
ies in other countries. The aim of this thesis is, therefore, to provide the researchers and
the German EII with more knowledge about the potential of this WHR technique with ORC
power systems and to support its development. The results in this work are, thus, of great
help to overcome some of the current technological and information barriers.
1.2 Task
To assess to which extent ORC systems can be used to recover waste heat from indus-
trial processes, the technical and economic potential for WHR must be estimated. Because
of the impact of scale on costs, an analysis of the industrial sites in the country is required
to characterize the size of the plants. The results are of large interest to assess the feasibility
and importance of the application.
Following steps are required to assess the potential of WHR with ORC in industry:
• Literature review of the industrial processes from the energy-intensive industries,
the waste heat potential and ORC technology.
• Analysis of the main industrial plants in the country (for the production of steel, ce-
ment and glass) and characterisation of their dimensions.
• Estimation of the performance of the waste heat recovery process and the technical
potential.
• Estimation of the economic potential considering costs, amortization time and other
economic aspects.
Theoretical background 3
2 Theoretical background
The fact that the energy mix remains almost unchanged and the current and expected
industrial production growth has led to a rise in CO2 emissions, which reached 8.5 GtCO2
in 2017, accounting for 24% of global emissions (Figure 2.1). In a Sustainable Development
Scenario (SDS), defined by the IEA, emissions must decline to 8.3 GtCO2 by 2030 [1].
To get on track with the SDS, efforts need to be done. According to Fernandez-Pales et
al. [1], material and energy efficiency, policy coverage (not only for energy efficiency and
process optimization, but also other factors related to industrial emissions such as process
emissions and technological shifts) and innovation efforts are key factors for medium- to
long-term CO2 emissions reductions in industry.
4 2.1 Energy in the industrial sector
words, it is the heat that escapes a system and is released into the environment. As per
Papapetrou et al. (2018) [2], this waste heat is in a thermal carrier, which can be gaseous
(e.g. exhaust gas, steam, cooling air, etc.), liquid (e.g. cooling water, hot oil, etc.) and solids
(e.g. products, such as hot steel). In industrial facilities, sources of waste heat can be fur-
naces, combustion engines, refrigeration systems, waste water from washing, drying or
cooling processes, etc.
Waste heat is then calculated as the heat of a particular carrier, once cooled down from
its initial temperature. The larger the difference between the initial and final temperature,
the more heat can be obtained. The amount of waste heat can be calculated as follows:
𝑄̇ = 𝑐 ∙ 𝑚̇ ∙ ∆𝑇 ( 2.1)
where 𝑐 is the heat capacity of the heat carrying medium, 𝑚̇ is its mass flow rate and ∆𝑇
the difference between the initial and final temperature.
The ideal case where more heat is obtained would be to cool down to the ambient tem-
perature. However, the cooling is technically limited if "conventional" and cheaper materials
are used. Most flue gases produced by the combustion of fuels contain contaminants that
can condense into sulfuric, sulphurous or hydrochloric acids. Thus, it is recommended to
keep the flue gases above the dew point in order to avoid condensation of water vapor and
the production of corrosive acids [11]. This implies off-gas temperatures to the atmosphere
of 100-200oC.
Another important factor is the temporal distribution of the process occurrence over the
day, week and year. A more continuous waste heat flow is more favorable.
The heat demand varies from one industry to another and also in the same industry
depending on the production processes. They can vary between 60°C (cleaning processes)
and more than 1000°C for products of EII [11].
Waste heat can be classified into high, medium and low temperature grades (Table 2.1).
Waste Heat Recovery (WHR) systems are specific for each range of waste heat in order to
obtain the most efficient recovery.
Table 2.1. Waste heat temperature grades depending on their range [12]
High >400
Medium 100-400
Low <100
Industry Transport
750 TWh 765 TWh
28.9% 29.5%
Trade and
services
Households 401 TWh
675 TWh
15.5%
26%
A study performed by Aalborg University in the context of the Heat Roadmap Europe
2050 project [14] developed the first industrial waste heat estimation assessment at EU27
scale. This included the main industrial plants within the energy-intensive sectors (chemical
and petrochemical, food and beverage, iron and steel, non-ferrous metals, non-metallic
minerals, and paper, pulp and printing) and refineries. The results showed that Germany
has the highest industrial waste heat potential in Europe (19.39%) (Figure 2.3).
Figure 2.3. Locations of major EII with considerable volumes of excess heat. Source: The E-
PRTR database at EEA in Copenhagen [14]
Papapetrou et. al [2] estimates the available excess heat from the German industrial
sector in approximately 75 TWh/a (Figure 2.4). This is considerably higher than the rest of
the U-27 countries.
Theoretical background 7
Figure 2.4. Waste heat potential in each EU country per temperature level in all industries [2]
2.2.1 Overview
The choice of the technology to recover waste heat is highly affected by the temperature
of the waste heat, as well as the phase and chemical composition of the exhaust stream.
According to Miró (2016) [15], the main different options to recover the waste heat are:
• Direct use without upgrading.
• Use after upgrading, through heat pumping.
• Power generation.
• A combination of the previous.
Depending on these different uses of the waste heat, technologies can be categorized
as passive or active technologies (Figure 2.5).
The two main passive technologies are heat exchangers and thermal energy storages
(TES). TES are used in systems with fluctuating waste heat streams. This technology can
be used for reusing waste heat at later time within an industry to heat or preheat other
processes.
If the heat downgrade is below ambient temperature, then a cooling cycle is required
(active system). Active technologies include heat pumps, chillers and heat engines. Active
applications of waste heat provide heat at higher temperature level, cooling (at temperature
lower than ambient), or electricity. Technologies to provide heat or cold can be also called
heat transformation technologies as they modify the inlet temperature upgrading or down-
grading it.
For power generation, variants of the basic Rankine thermodynamic cycles (steam cy-
cles, ORCs, etc.) are used, apart from the different thermoelectric devices.
8 2.2 Technology for waste heat recovery: state-of-the-art
Kalina Cycle Low, Medium Gas turbine exhaust, boiler exhaust, cement kilns
A brief description of the less conventional technologies including ORC is made in the
following paragraphs based on [17].
Thermoelectric generation
Thermoelectric generators are based on the Seebeck effect, a phenomenon in which a
temperature difference between two dissimilar electrical conductors or semiconductors pro-
duces a voltage difference between the two materials. They require a large temperature
Theoretical background 9
difference between hot and cold side. The efficiencies range between 2 and 5%. New ma-
terials for thermoelectric generators are being developed in countries such as Germany,
USA and China. Variable costs are practically zero, so the SIC [€/kW] needs to be reduced
by means of increasing the efficiency or decreasing the material and production costs.
Piezoelectric power generation
This is a good option for converting low temperature excess heat (100-150°C). These
devices convert mechanical energy in form of ambient vibrations into electrical energy. Their
efficiency is, however, low (1% approximately) and they have high investment costs.
Thermo photovoltaic generator
These generators convert radiant energy to electricity and could enable new methods
for WHR, although only a small number of prototype systems have been built for small
burner applications and gas turbines.
Organic Rankine Cycle
There is a growing interest and development of ORC nowadays. In many industrial pro-
cesses, waste heat flows are discontinuous and therefore the cycle needs to be flexible.
ORC systems, which are already in operation since decades, can work at part-load condi-
tions up to 10%, while for example steam-cycle need more constant conditions [18].
Normally, the working fluid in a Rankine cycle is water, but when the heat source is at
lower temperature, it becomes of interest to use new working fluids that are performant in
this range. The ORC has the same elements and same working principle as a conventional
Rankine cycle. The only difference is the working fluid, which is organic, characterized by a
molecular mass higher than that of water, which leads to a slower rotation of the turbine.
However, environmental issues need to be considered when choosing.
The use of this organic fluids reports some advantages compared to the use of water
[19]. For a better understanding of the advantages explanation, see Figure 2.6 and Figure
2.7. The advantages are the following:
• Critical temperature and pressure are reduced. This makes possible to recover
heat at lower temperature than in a conventional cycle.
• Condensation pressure at ambient temperature higher than the atmospheric:
therefore, the leakage of air into the circuit is avoided and thus, extraction sys-
tems are no longer needed, simplifying the system.
• Evaporation pressure lower than in conventional Rankine cycle: complexity and
costs are therefore reduced.
• Null or positive slope of saturated vapor line in the T-s diagram: some organic
fluids show this, which makes possible the inlet into the turbine with saturated
vapor without the risk of having moisture at the outlet. This reduces the blades’
erosion, increasing their life span.
10 2.2 Technology for waste heat recovery: state-of-the-art
Figure 2.6. T–s diagram of water and various typical ORC fluids [20]
All this makes possible for ORCs to take advantage of low temperature or high variability
waste heat streams. However, there are also some disadvantages:
• The latent heat of organic fluids is way lower than of water: therefore, they need
a higher mass flow in order to capture the same thermal power in the evaporator
and thus, the pump’s consumption is higher.
• Water has very favorable properties: it is neither toxic nor flammable, it is very
stable, and the cost is lower.
The overall efficiency of ORC units is around 10-20%, depending on the temperature of
the condenser and evaporator. A Carnot engine (maximum possible efficiency) operating
with a heat source at 150°C and rejecting it at 25°C is only about 30% efficient, so an effi-
ciency of 10-20% is a relatively high one, especially compared to other low temperature
heat recovery options [21].
The organic fluid must be environmentally friendly (low Global Warming Potential, GWP,
and Ozone Depletion Potential, ODP), non-flammable, non-corrosive and chemically sta-
ble). Among the options for this fluid there are silicon oil (siloxanes), propane, isopentane,
isobutane, haloalkanes or p-xylene.
A short explanation of the thermodynamic cycle taking place in an ORC turbogenerator
by Turboden (2019) is presented here.
The ORC turbogenerator uses medium-to-high-temperature heat source to preheat and
vaporize a suitable organic working fluid in the evaporator (4>5). The organic fluid vapor
makes the turbine rotate (5>6). This turbine is directly coupled to the electric generator,
which produces electric power.
The exhaust vapor from the turbine goes through the recuperator (6>7), where it heats
the organic liquid (2>3) and is then condensed in the condenser and cooled by the cooling
circuit (7>8>1). The organic working fluid is then pumped (1>2) into the recuperator and
evaporator, completing the closed-cycle operation.
Theoretical background 11
Figure 2.8. WHR system with ORC and intermediate thermal circuit scheme [23]
12 2.2 Technology for waste heat recovery: state-of-the-art
The off-gas temperature varies from one industrial process to another, and so the differ-
ent layouts can be conceived to optimize the heat recovery. Some processes, such as the
EAF, have unsteady heat flux. This high variation in temperature and velocity needs a steam
accumulator in an intermediate thermal circuit or a secondary thermal oil loop which acts
like a buffer. This way, the ORC can operate at steady conditions and the risk of hotspots
like, for example, in a directly heated evaporator, is reduced [24].
2.3.1 Overview
ORC technology has been used for years in power generation applications such as solar,
geothermal, biomass and WHR. As of 31st December 2016, the ORC technology repre-
sented a total installed capacity around 2701 MW worldwide, distributed over 705 projects
and 1754 ORC units. The data comes from the websites and list of references of ORC
manufacturers [4].
Power generation from geothermal brines is the main field of application with 74.8% of
all ORC installed capacity in the world (Figure 2.10).
WHR is an emerging field for ORC with an interesting potential for all unit sizes. ORC
power for heat recovery counted with 376 MW of installed capacity in the world by 2017,
and 39 MW of new capacity in construction (16 projects). The heat recovery market is still
at an early stage but has already passed the demo/prototype phase.
The main application is, by far, heat recovery from Diesel or gas engines and turbines
(65% of the total installed capacity) as can be seen in Figure 2.11. The reason for this
advantage in installed capacity is the fact that using exhaust heat from combustion engines
or turbines is easier than industrial heat recovery. However, engines are becoming more
efficient and this application is not considered as renewable in many countries developing
energy transition roadmaps [4].
Recovering the waste heat from the metal industry, which is mainly done by China and
Italy, represents the 7.5% of the applications. Cement and lime (9 projects) and glass (8
projects) industries follow.
14 2.3 ORC power systems: state-of-the-art
Figure 2.11. Shares of ORC installed capacity per heat recovery application [4]
2.3.3 European projects for waste heat recovery with ORC sys-
tems in energy-intensive industries
The H-REII DEMO Project
The H-REII DEMO Project is the first European project on mapping the potential for heat
recovery with ORC systems in EII (in a pilot area). It started in 2010 and it was born to
promote policy and governance actions to support WHR for power generation in EII and
Theoretical background 15
quantify the potential CO2 savings. The project confirmed the potential of EII heat recovery
systems as effective energy-saving tools and thus contributed to the Europe 2020 strategy
goals. Positive results concerning application of heat recovery systems in 22 of the Italian
glass, cement, steel and other EIIs were recorded. An additional 48 audits were carried out
in Austria and the methodology’s transferability was then confirmed [27].
The H-REII DEMO Project is the continuation and implementation of the H-REII Project
and had two main goals [25]:
• Developing the first prototype of ORC heat recovery plant from EAF in the steel
industry completely integrated in a fumes treatment cleaning system by using
water in a closed loop for cooling waste fumes and operating at a higher temper-
ature and pressure than traditional methods. Thanks to this, the total power con-
sumption decreased and there was an improvement in the performance of the
fume depuration plant in energy-intensive industrial applications.
• Promoting EU policy and governance actions for incentivizing WHR for power
generation, reducing CO2 emissions by the valorization of process effluents in
EII.
Both H-REII and H-REII DEMO are participating projects in the LIFE Program.
The LIFE Program
Over the last 20 years, the European Union has set up a series of legislative measures
to help decoupling industrial production from CO2 emissions. These are: the Emissions
Trading System, Directive on Energy Efficiency, Industrial Emission Directive, Ecodesign
Directive, Energy Performance of Buildings, Electricity Market Design, Renewable Energy
Directive, the 2020 Climate and Energy Package, the 2030 Climate and Energy Framework,
and the 2050 Low Carbon Road Map [27].
According to the European Commission [27], the LIFE Program and its Climate Action
sub-program is a European Union’s financial instrument that contributes to the development
of low-carbon technologies, the uptake of Best Available Techniques and the validation of
good practices in the energy-intensive sector.
As the first platform meeting to cover EII since the start of the LIFE Program, the Utrecht
meeting attracted some seventy participants including beneficiaries of the LIFE and Horizon
2020 programs, policy-makers from the EU and national level, civil society and private sec-
tor representatives with the goal to discuss how EEIs can contribute to emissions reduction
and, eventually, decarbonization, following the European Union’s roadmap. The platform
meeting covered the glass, ceramics, cement, steel and other metals sectors.
The platform meeting led to the conclusion that European industry has the skills, ideas
and willingness to innovate and contribute to achieving the EU emission mitigation targets.
However, there are barriers, and they are not only technical. They also have very much
to do with the framework of policies, funding mechanisms, incentives and disincentives.
Therefore, policy-makers and financial institutions, as well as the overall functioning of the
economy, play a crucial role in enabling the transformation of industrial activities towards a
decarbonized future [27].
16 2.4 Waste heat recovery potential
Theoretical
potential
Technical
potential
Economic
potential
complex and more accurate method, yet more resources (economic and time)
consuming.
Waste heat
estimation
methods
Estimation
Survey
Bottom-
Bottom-up
up/Top-down
Waste heat
Mandatory Online
Questionnaire Efficiency per company
reports database
size parameter
In addition, in 2008, Blesl et al. [29] differentiated three methods to estimate waste heat
by accuracy: a rough method (using few statistical data), a medium precise estimate (with
more detailed literature data and coefficients), and a high precision method (with measured
data).
Connolly et al. (2013) [14] applied emission facility-based data and geographical infor-
mation systems (GIS) to determine the excess heat available in view of possible integration
into district heating systems. They estimated a potential amounting to 525 PJ/a in Germany
and 2708 PJ/a in the EU-27 [30]. These values were slightly corrected by Persson et al.,
according to whom the assessed industrial excess heat in the EU-27 amounted 2,924 PJ/a,
566 PJ/a of which in Germany [31].
Campana et al. (2013) [18] estimate the ORC WHR potential in European (EU-27) EII.
Savings in electricity costs and GHG are quantified. The study is based on the analysis of
available energy audits. Energy audits provide the ORC power installed, or potentially
installable, in a considered plant analyzed during a feasibility study.
Recently, Papapetrou et al. (2018) [2] based their methodology on the estimation of
waste heat fractions per industry, EU-28 country and temperature level. The starting point
is a study of the UK industry where the technically available waste heat of each industrial
sector in the UK was estimated using data from 425 industrial sites from the period 2000–
2003. The results using a top-down approach estimated an industrial waste heat of 269.5
PJ/a for Germany.
However, Brueckner et al. (2017) [32] presented the first bottom-up approach for esti-
mating the industrial waste heat potential in Germany. This approach uses the CO2 emis-
sions report data from German production companies to calculate a conservative and lower
boundary value for the industrial waste heat. The industrial waste heat volume was evalu-
ated as 127 PJ/a.
where particular waste heat sources are made visible. Unfortunately, only Ba-
varia and Thuringia have developed these maps and only Thuringia’s map had
useful information about the industrial sites studied in this work.
Therefore, a method for estimating the waste heat from each plant was de-
veloped. However, the small amount of accurate and free access information on
the energy audits on the different plants made the task complicated.
• In the second place, for the estimation of the net electric energy that can be pro-
duced with an ORC power unit, the most suitable unit must be selected.
Turboden produces a wide range of ORC modules which can suit the varying
requirements of heat recovery projects. Turboden’s HR units are for standard
heat recovery applications. There are different types of HR units depending on
the characteristics of the primary heat source and on whether there is require-
ment for heat or not.
The nominal net electric efficiency depends on each HR model which de-
pends on the thermal power input.
€2018 ( 2.3)
𝑆𝐼𝐶 [ ] = 19774 · 𝑃𝑂𝑅𝐶 [𝑘𝑊𝑒 ]−0.277
𝑘𝑊
“SIC” is the Specific investment cost, ”Pn“ the nominal power, “n” the assumed lifetime,
“l” the present year, “i” the discount rate, ”CMl“ the maintenance costs and “El“ the energy
production in year “l”. The SIC multiplied by the nominal power is the initial investment.
For this study, the following assumption has been made based on the work by [35]:
The interest rate (i) and the amortization years (n) will be varied for the economic poten-
tial analysis.
ORC LCOE vs. electricity prices for EII
Once the LCOE for each ORC unit is obtained, it must be compared to the Levelized
Cost of the Electricity for the industry in Germany [5]. This electricity price is different for
households and for industry, as exemptions from fees, taxes and levies are applied [36].
These exemptions are different depending on the size of the site.
1. Exemption from grid access fees
Theoretical background 21
Energy-intensive companies can exempt themselves from paying grid access fees if they
meet certain criteria. The legal foundations for this are provided in the German Electricity
Network Charges Ordinance (StromNEV). For example, partial exemptions from this fee is
possible if a company’s peak load can be expected to deviate from the peak load situation
of the grid. These companies may be given discounts of up to a maximum of 80% of the
grid access fees. In the case of steelworks, for example, these discounts can be from 30%
to 40% [36].
Also, companies can negotiate individual grid access fees and exempt themselves from
up to 90% of the regular fee. If the electricity consumption by a company sums up to at least
7,000 hours of use from a single consumption point within the general supply grid and it
exceeds 10 GWh, an 80% deduction is possible. If the own consumption amounts to 7,500
hours, the deduction is the 85%, and in the case the consumption is 8,000 hours, the 90%
[36].
2. Exemption from taxes and levies
The electricity price in Germany comprises, not only the wholesale market prices (sup-
plier’s cost, grid charges) and the grid access fees, but also a series of taxes (sales tax,
electricity tax), levies (concession levy, offshore liability levy) and surcharges (surcharge for
Combined Heat and Power plants, renewable energy surcharge). Electricity intensive in-
dustries, however, benefit from important deductions on these. As by [36]:
Electricity supply to end consumers is subject to an electricity tax, also known as the
“ecological tax” in Germany. However, electricity intensive industrial production processes
are exempted from this tax. All other industries can benefit from a tax deduction of up to
90%.
The remuneration scheme for electricity generation from renewable energies sets a sur-
charge to cover its costs. However, electricity intensive industries can benefit from signifi-
cant reductions on this surcharge.
The support scheme for Combined Heat and Power plants (CHP) is also financed with a
surcharge on electricity deliveries to end consumers. Operators of CHP plants receive a
guaranteed price on the electricity they sell. The difference between the guaranteed price
and the actual price they receive on the market is financed through this surcharge. Again,
for electricity intensive industries this rate is reduced.
Grid operators must pay damages if they fail to connect offshore wind farms in a timely
manner in order to sell the power they produce. However, operators can pass these costs
on to consumers through a levy. The rates are also reduced for electricity intensive indus-
tries.
Considering all these taxes and levies reductions and exemptions for electricity intensive
industries, the average price for 2018 and for large industrial customers (annual energy
consumption superior to 10 GWh/a) according to the BDEW [5] is 8.84 ct/kWh. The mini-
mum price goes from 5.10 to 5.80 ct/kWh and the maximum price ranges from 14.40 to
17.00 ct/kWh (Figure 2.17).
22 2.5 Steel industry
Figure 2.17. Minimum and maximum electricity prices for EII (annual energy consump-
tion>10GWh) and average electricity price [5]
Figure 2.18. Steel production routes: a) Oxygen steelmaking along BF and BOF converter, b)
Electric steelmaking in EAF [37]
Based on the state-of-the-art for WHR with ORC, the most interesting processes for off-
gas energy recovery are described below. The blast furnace flue gas is not used for power
obtention with ORC (mostly because of the high dust content in the off-gas). Only the BOF,
EAF and reheating furnace (RHF) have been shown to be adequate for the ORC system
installation for power production.
Blast furnace
The blast furnace produces pig iron and slag from pretreated charging materials
(ore, sinter, pellets), reducing agents (coke, coal, oil, gas), and additives (lime, lime-
stone). The charged iron normally comes in the form of hematite (Fe2O3) and is reduced
to metallic iron. Coke and coal are used as reducing agents for iron oxide and as source of
energy from the combustion of the inherent carbon to create CO 2 [37].
Basic oxygen furnace
The molten pig iron (~1500°C) is transported from the BF to the BOF converter in a steel
plant in torpedo ladle cars. Normally, according to the World Steel Association (2019), the
residence time of the molten iron in the ladle is two to four hours. The pig iron still contains
tramp elements (C, Si, Mn, S, and P) which are typically removed in the combined-blowing
BOF by oxygen top-blowing and inert gas bottom stirring [37].
The BOF, then, refines a charge of molten pig iron and ambient scrap into steel of a
desired carbon and temperature using high purity oxygen. Inside a BOF, oxygen (O2) is
blown through the molten iron. It combines with carbon to form carbon monoxide (CO). The
CO is burned as it is generated. Steel is made in discrete batches called heats (every 30 to
65 min). The furnace or converter is a barrel shaped, open topped, refractory lined vessel
24 2.5 Steel industry
that can rotate on a horizontal axis. The basic steps of the process are shown in Figure
2.19.
The overall purpose of this process is to reduce the carbon content from about 4% to
less than 1% (and usually less than 0.1%), to reduce or control the sulfur and phosphorus,
and to raise the temperature of the liquid steel made to more than 1600°C [39].
Figure 2.19. General view of converter for BOF steelmaking process [40]
The flue gas from the BOF converter consists mainly of CO, CO 2, H2 and N2 being un-
combusted CO at 85-90%. The composition of this gas varies in time because the reaction
which releases the converter gas is discontinuous. For example, during oxygen blowing
periods CO flow is high. Within the last 25 % of the blowing time the CO content decreases,
since the carbon content of the hot metal has already been converted into CO. Hence,
heating values of converter gas vary depending on the gas composition. In addition, the
amount of converter gas which can be recovered from the BOFs can vary [41].
Electric arc furnace
The primary raw material for the EAF is normally scrap metal. The scrap metal is melted
and refined using electrical energy. During the melting, oxidation of P, Si, Mn, C, and other
materials occurs, and a slag containing some of these oxidation products forms on top of
the molten metal. To decarburize the molten steel and provide thermal energy oxygen is
used. This is a batch process with a cycle time of about 45 min in the most modern furnaces
(this is called tap-to-tap time). Since scrap metal is used instead of molten iron, no blast
furnace is required with an EAF [42].
This technology results in the production of metal dusts, slag, and gaseous products.
Emissions consisting of particulate matter and gases are conveyed into a gas cleaning sys-
tem (wet or dry) [42]. The off-gas composition is (time-averaged analysis approx.) 30% CO,
10% CO2, 55% N2, 5% H2 at temperatures from 1200-1750oC [43].
Theoretical background 25
Reheating furnace
The liquid steel produced in BOFs and EAFs is cast and solidified for subsequent further
processing. About 96% of the liquid steel in Germany undergoes a continuous casting pro-
cess [45]. The rest is cast in ingots. Casting operations are located at the end of integrated
steel plants (BF and BOF) or EAFs and before further processing operations, the rolling mill
or forging plant.
Steel temperature needs to be increased up to a suitable rolling temperature (300-1050°C)
before being processed by the hot rolling mills through a RHF, usually fueled with natural
gas.
The most common types of continuous RHFs include [46]:
• Pusher-type furnaces (e.g. for blooms, billets, slabs)
• Walking-beam furnaces (e.g. for blooms, billets, tubes, slabs)
• Rotary-hearth furnaces (e.g. for round bars)
• Inductive furnaces (e.g. for soaking of near-net-shape products)
Most of the plants studied have either pusher-type or walking-beam furnaces. Pusher-
type furnaces are an inexpensive alternative to more sophisticated walking-hearth or walk-
ing-beam types.
In Elbe-Stahlwerke Feralpi, for instance, in the rolling section (after the molten steel is
tapped into the ladle, analyzed and cast into intermediate billets on the five-line continuous
casting plant) the billets are reheated from 600 to 850°C to the rolling temperature of 1150
to 1200°C in a gas-fired walking-beam furnace [47].
At Stahlwerk Thüringen beam blanks are about 500°C when charged into the pusher-
type furnace and are reheated to 1200°C [48].
26 2.5 Steel industry
2.5.2 Waste heat recovery with ORC from steel industry: state-
of-the-art
Basic oxygen furnace
As an alternative to flaring this gas, energy can be recovered from it. There are two main
methods to recover energy from the BOF’s off-gas before it is cleaned [49]:
• “Open combustion” systems:
CO in the gas is fully or partially combusted by air. The heat generated is recovered in a
waste heat boiler to produce steam, which can be used to generate electricity. About 80%
of the total outgoing heat can be recovered. CO leaving the furnace is allowed to combust
by letting large amounts of air to enter the exhaust hood. The resulting hot gas from the
combustion is then used in a heat recovery boiler to produce high pressure steam. The
amount of steam generation can be regulated by the amount of CO burnt in the boiler.
However, as the steam is produced intermittently (BOF is a batch process), steam accumu-
lators can be installed to ensure a very constant steam flow rate. After the heat has been
recovered, the off-gas is flared, releasing CO2.
• “Suppressed combustion” (or “non-combustion”) systems:
These systems are the best option for both heat and fuel recovery. Air infiltration is re-
duced during the oxygen blowing in order to obtain a CO-rich gas, which is then collected,
cleaned and stored for subsequent use for power generation, as fuel gas or for other uses.
A waste heat boiler, generating steam, can recover the sensible heat of the gas before it is
cleaned and stored. This recovers around the 10-30% of the total energy output. Another
50-80% is recovered as chemical energy (CO) [49]. The advanced non-combustion closed
method has become the main stream. The facilities are designed to recover about 70% of
the latent heat and sensible heat [50].
Steam produced with the recovered chemical and sensible waste heat can then be in-
troduced into an ORC unit in order to produce electricity.
Electric arc furnace
The high amount of latent and sensible enthalpy in the off-gas after the steelmaking
process in the EAF offers high potential for WHR. Evaporative cooling systems installed at
dedusting systems of some EAFs are utilizing this waste heat for steam generation and
subsequent usage of steam for further applications [51].
In 2013, Turboden started up the first ORC that recovers heat from exhausted gases of
an EAF in the Feralpi Group plant of Riesa, Germany. Elbe-Stahlwerke Feralpi GmbH is
one of Europe's most qualified iron and steel manufacturers and the first to introduce an
EAF WHR ORC-based system. The plant is a part of the H-REII DEMO Project and was
co-financed by the DG Environment of the European Commission under the LIFE program
[26]. However, the first iRecovery project was commissioned in 2009 at the EAF of
Georgsmarienhütte GmbH, Germany.
This installation is based on the Evaporating Cooling System (ECS) of Tenova (iRecov-
ery®) and on the ORC technology of Turboden. Currently, evaporative cooling represents
the best solution for off-gas heat recovery because of its flexibility [52]. The benefits of this
Theoretical background 27
system include also less inner corrosion, lower water consumption, lower water volume and
higher safety in different emergency situations [53].
The system has the following parts ( [54], [8] ) that can be observed in Figure 2.21:
• Energy recovery section at High Temperature (HT section): The energy from the off-
gas is recovered through a first radiation heat exchanger that produces saturated
steam at the temperature of 245°C and at the pressure of 27 bar. This steam passes
through a drum that stores its energy. When the off-gas exits the radiation heat ex-
changer, it has a temperature of almost 600°C and is filtered before exiting the sys-
tem with a temperature of around 150°C. This section also includes a combustion
chamber. Post combustion of waste gases can be performed by additional burners
as well as by the supply of secondary air, both in the duct or in a combustion cham-
ber, or also in the furnace itself [46]. Post combustion in the furnace allows for a
partial utilization of the chemical energy of the CO contained in the off-gas. For this,
burners or lances are used to add oxygen in an excess stoichiometric relation.
Georgsmarienhütte EAF makes only use of this section.
• Energy recovery section at Low Temperature (LT section): Residual energy is re-
covered by a convective heat exchanger (waste heat boiler) that fills the steam
drum. Thus the thermal power made available is quite stable during the processes.
• Steam Drum: The thermal flow in the off-gas from an EAF varies during the melting
cycle (as it is a batch flow) and while the scrap material is loaded into the basket
there is no thermal power available. Due to this, and in order to storage thermal
energy, a steam drum is necessary.
• Accumulator: tank for steam accumulation used to satisfy the steam request when
not available by EAF batch process.
• ORC plant: plant for electrical energy generation.
• Steam user: In the Riesa project, some of the steam stored in the steam drum is
sold to another industrial process through the district heating grid.
Figure 2.21. General scheme of the energy recovery system installed to Elbe-Stahlwerke Fe-
ralpi [54]
28 2.6 Cement industry
It is to note that having both these HT and LT levels improves the efficiency of the WHR.
Whereas Georgsmarienhütte uses heat recovery down to 600°C, at Feralpi heat recovery
is designed down to 200°C. For any potential customer, the decision to install the iRecovery
HT or LT level system depends basically on steam demand and supply.
Reheating furnace
In an integrated iron and steel plant, one of the most intensive energy consumers is the
RHF. Due to working at high temperatures, RHFs need to operate as efficiently as possible
to reduce energy consumption and the environmental pollution caused by waste gases.
ORC technology is especially attractive for WHR in RHFs due to some reasons [8]:
• The fumes produced by methane combustion are almost free of dust and they
need no special treatment and filtration.
• The recoverable exhaust heat output of RHFs is ideal for ORC cycles.
• The rolling mills operate typically on continuous cycles over 24 hours, and do not
require frequent stops for maintenance.
The exhausted gases are clean enough to allow the direct exchange with the organic
working fluid: avoiding the installation of a secondary loop decreases investment costs. Di-
rect heat exchange between the source and the organic working fluid in the ORC is only
possible if the heat source is not corrosive and its temperature peaks do not exceed working
fluid limits [8].
The ORC unit generates electricity that is self-consumed by the industrial plant [8]. At
the end of the heating process, the waste gas which contain high heat energy are being
channel out to the chimney stack before releasing to the atmosphere, ranging between 300-
425°C [55]. This is a simpler solution with a more compact layout, less components and a
greater efficiency (the organic fluid evaporates at a higher temperature) [56].
This system has already been applied in NatSteel (Singapore), Turboden’s only ORC
installation for electric power production from waste heat in a rolling mill. This first plant can
be replicated for all hot rolling mills, both those located at the end of integrated steel plants
(blast furnace and converter shop) and those at the exit of EAFs [8].
Cement is mixed with an aggregate such as sand or gravel and water to form concrete.
Over three tons of concrete are produced each year per person for the entire global popu-
lation. Ground raw materials (mainly limestone and clay or shale) are burnt finely to obtain
clinker as an intermediate product. A large rotary kiln (cylindrical furnace) is used for fusing
these materials into new mineralogical phases when heated to around 1450°C. This burned
product is called clinker. Then, clinker is ground into a fine powder with small quantities of
gypsum and other components to become cement. Ordinary Portland Cement (OPC) gen-
erally contains at least 90% clinker [57].
Figure 2.22. Schematic representation of the cement manufacturing process from quarry to
dispatch [58]
Figure 2.22 depicts the cement production process from the raw material extraction to
the dispatch. The waste heat is usually recovered from the rotary kiln and, for that reason,
this work is focused on this part of the production process.
Cement manufacturing is energy-intensive consuming around 4 GJ per tonne [59]. The
average specific energy consumption is about 2.95 GJ per tonne of cement produced for
well-equipped advanced kilns. However, in some countries, the consumption exceeds 5
GJ/t [60]. A typical European dry type clinker kiln requires approximately 3.3 GJ/t-clinker of
input thermal energy [57]. These values can vary greatly depending on the age and config-
uration of clinker kilns.
The kilns require thermal energy. This is provided mainly by fossil fuels (mainly hard
coal, lignite, to a lesser extend oil and gas). Combustible waste material (mainly in mature
countries) or biomass derived fuels from wood processing and agricultural activities (e.g.
crop residues) can be also used [57].
Due to this fossil fuels consumption, cement manufacture releases a great amount of
CO2. The CO2 emissions. Normally, 40% of direct CO2 emissions for OPC come from com-
busting fuel required to drive the reactions necessary to make clinker, 60% comes from the
30 2.6 Cement industry
de-carbonation of limestone to produce CaO [57]. Indirect emissions from electric power
consumption and internal transport contribute another 10% to overall CO 2 emissions.
Clinker burning kiln system
The raw material (lime and clay) is burned to clinker using fossil fuel fired rotating kilns.
The raw material is first preheated. Then, it passes through the rotary kiln. The hot clinker
leaving the kiln is cooled down from 1450°C to about 100°C by a grate type air cooler. Half
of the cooling air is used as pre-heated combustion air for the kiln burner. The other half of
the cooling air is vented [57].
particles have a very high surface area in relation to their size and because of
the large difference in temperature between the hot gas and the cooler meal.
There are three kinds of dry-process kilns in operation: long dry kilns without pre-
heaters (LD), suspension preheater (SP) kilns, and preheater/precalciner or new
suspension preheater (NSP) kilns.
In SP and NSP kilns, the pyro-processing starts in the preheater sections (before mate-
rials enter the rotary kiln). The preheater consists of a series of vertical cyclones. As the
raw material is passed down through these cyclones it comes into contact with hot kiln
exhaust gases moving in the opposite direction and thus, heat is transferred from the gas
to material. This preheats and partially calcines the material before it enters the kiln, which
makes the necessary chemical reactions occur more quickly and efficiently. A kiln can have
from three to six stages of cyclones (depending on the moisture content of the raw material)
with increasing heat recovery with each extra stage. As a result, SP and NSP kilns tend to
have higher production capacities and greater fuel efficiency compared to other types of
cement kilns [63].
While the energy performance of kilns has remained relatively consistent for the last
twenty years, overall energy intensity and CO2 emissions intensity of cement production
worldwide have declined. This is due to the phase out of wet-process and inefficient long
dry-process kilns and new capacity additions [63].
After the clinker is formed in the rotary kiln, it is cooled rapidly to minimize glass phase
formation and ensure maximum yield of alite (tricalcium silicate) formation, an important
component for cement hardening properties [63].The main technologies are a grate cooler
or a tube (planetary cooler). In the grate cooler, the clinker is transported over a grate
through which air flows perpendicular to the clinker flow. In the planetary cooler (a series of
tubes surrounding the discharge end of the rotary kiln), the clinker is cooled in a counter-
current air stream [63].
The cooling air is partially used as secondary combustion air for the kiln. After cooling,
clinker can be stored in domes, silos or bins and then transported to the finish mill.
Figure 2.24 shows the typical energy output flows of a modern dry type clinker kiln [57].
Typically, the clinker coolers release large amounts of heated air at 250-350°C into the
atmosphere (the part which is not used as secondary combustion air for the kiln). The kiln
off-gas from the preheaters at 290-380°C is typically used to dry material in the raw mill
and/or the coal mill and then sent to electrostatic precipitators or bag filter houses to remove
dust, before finally being vented to the atmosphere [57].
The energy cost is one of the main of cement manufacturing. Therefore, the cement
industry permanently seeks for technologies for improving the energy efficiency of the burn-
ing process.
The remaining waste heat from the preheater and clinker cooler exhausts can be recov-
ered and used for two different things: either to provide low temperature heating needs in
the plant or to generate power to offset a portion of power purchased from the grid, or cap-
tive power generated by fuel consumption at the site [57]. Typically, cement plants hardly
require low temperature heating, so most of WHR projects have been focusing on power
generation.
32 2.6 Cement industry
Figure 2.24. Energy flow diagram of a cement plant clinker burning kiln [64]
Figure 2.25. Typical WHR with ORC installation in cement kilns [64]
The first ORC used in a cement plant is located in Lengfurt (Germany) and belongs to
Heidelberger Zement AG. A 1.5 MW ORC recovers the heat available from the grate cooler
and generates heat on a continuous basis (ORC availability of 97% of the operation time of
the cement kiln). It has been operating for more than 10 years [63].
It is to note that for the kilns using a wet process, it is not convenient to install ORC
systems, due to technical problems for the heat exchanges. However, according to
Schorcht et al. (2013) [66], wet kilns will be replaced by dry ones, thus it is possible to
consider them as dry kilns, in a future perspective.
Figure 2.26. Schematic diagram of the production process of float glass [68]
2.7.2 Waste heat recovery with ORC in the glass industry: state-
of-the-art
Glass is one of the most sustainable existing packages, since it is made by natural ele-
ments, it is largely reusable and 100% recyclable. However, the production is high energy
demanding. Furnaces operate at temperatures of over 1500 oC, 24 hours a day and 7 days
a week, making glass production a significant source of waste heat [70].
As it can be seen in Table 6.4, there are several projects in operation around the world
which recover waste heat from either float glass or container glass melting furnaces with an
ORC unit for electricity production.
The Düzcecam Glass Plant in Düzce (Turkey) has the largest ORC unit for glass, in-
stalled by the group leader in ORC turbogenerators for WHR, Turboden. The Turboden 65
HRS ORC unit, designed for 6.2 MW nominal capacity, converts the off-gas waste heat
from the two float glass production lines into electric power [71].
Theoretical background 35
The heat recovery system configuration includes thermal oil boilers (one for each line)
with a heat carrier circuit to convey the heat from the exhaust gas to the ORC unit. The two
waste heat boilers are installed at the bottom of the float glass production lines, in parallel
to the existing quenching tower system [71].
In Figure 2.27, the typical layout of an ORC waste heat recovery system from a glass
furnace is presented. It counts with an intermediate thermal oil heat exchanger.
Figure 2.27. Heat recovery system with ORC technology in the glass industry typical layout
[8]
36 2.7 Glass industry
Methodology 37
3 Methodology
Figure 3.1 sums up the steps followed in this work in order to estimate the technical and
economic potential of the implementation of ORC WHR technology in the most important
EII in Germany.
Firstly, the waste heat leaving each process from each plant is estimated. Then, taking
into account the recovery efficiency, the net electric power output is estimated. With that,
the technical potential is determined. For the economic potential, the ORC costs must be
considered.
Economic
Costs
potential
The waste heat and then the electric power that can be produced with the ORC are
estimated for each one of the plants from the different industries studied for a worst-case
scenario, an average scenario and a best-case scenario. This is required because the data
on available waste heat from the processes are considerably variable depending on local
factors that cannot be generalized.
The worst-case scenario (WCS) is the one with the lowest SWH value found in different
literature sources. The best-case scenario (BCS) uses the highest waste heat value ob-
tained among publications of various authors. The average scenario (AS) takes an average
value between the lowest and the highest SWH. In this way, the economic potential can be
determined based on the aggregated power capacity from the sites in which the LCOE is
lower or equal to electricity prices and thus economically feasible.
An overview of the method with the steps to be followed is presented here.
This rate is needed because the theoretical waste heat is often referred to the ambient
temperature. This ambient temperature can vary depending on literature. The heat that can
be obtained with a cooling to 15°C is higher than the one obtained for a cooling to 150°C,
as can be seen in Figure 3.2.
Inlet Minimal
Waste heat Utilization rate
temperature of temperature of
source (-)
heat source (°𝑪) heat source (°𝑪)
Table 3.1 shows the assumed utilization rates for the steel, cement and glass production.
For the clinker preheater, the inlet temperature is different depending on the size.
3.4 Specific waste heat estimation for the different industrial pro-
cesses
Around a 70% of the energy losses are in the off-gas. Focusing on this off-gas energy
can therefore considerably increase the energy efficiency of EAFs. Also, as seen previously,
there is approximately a 50/50 split between the sensible (thermal) and chemical energy in
the off-gas.
Contrarily to expected, there is no relation between the size of the plant represented by
the tapping weight of the EAF and the energy consumption (Figure 3.5). Due to this, an
estimated SWH can be used for all the sites for each scenario (Table 3.2).
1000
ENERGY CONSUMPTION [KWH/T]
900
800
700
600
500
400
300
200
100
0
0 20 40 60 80 100 120 140 160
TAPPING WEIGHT [T]
Reheating furnace
For a typical RHF, the energy in the exhaust gas is slightly less than 30% of the heat
from the combustion of natural gas, which can be estimated, on average, about 430 kWh/t
(1.548 GJ/t) [8].
For the case study at Sidenor Basauri Works in the context of the project funded by the
European Commission within the H2020 Programme (2014-2020) „WHR for Power Valori-
sation with Organic Rankine Cycle Technology in EII” [57] this value is 405 kWh/t (1.458
GJ/t). This input energy depends on the charging temperature.
If preheating of the combustion air is considered, like in Basauri plant [57], which is highly
recommendable, only a part of the waste heat would be available for electricity production.
The rest of the heat would go into a recuperator. A Sankey diagram on this plant can be
found in Figure 3.6.
According to different sources, the total waste heat from the flue gas that can be recov-
ered by an ORC system from a RHF has been calculated based on the sensible energy
(Table 3.2).
Figure 3.6. The Sankey Diagram of energy balance for a typical RHF in case study [57]
44 3.4 Specific waste heat estimation for the different industrial processes
Table 3.2. Waste heat available from steel production, referred to 15°C [77], [78], [79], [80],
[81], [82], [83], [84], [85], [86], [87]
RHF
400-550 Clean gas 0.15-0.30 0.00 0.15 0.23 0.30
off-gas
Table 3.3. Waste heat available from cement production, referred to 15°C [83], [78], [65]
3.5.1 Steel
The main steel plants in Germany in operation today are obtained from [88] and are
shown in Figure 3.7. Data from [89] are used to determine the capacity of each plant. A total
of 9 BOF plants, 31 EAFs and 31 RHFs for hot rolling mills is considered. The total produc-
tion amounted 43.3 Mio. tons of steel in 2017 [90]. From the plant capacity and the actual
total production, an average load factor of 82.2 %, 82.9 % and 89.4 % for respectively BOF,
EAF and RHF is found.
Figure 3.8 shows the main steelmakers in Germany and the capacity installed for the
different production routes.
Methodology 47
10
9
8
Capacity [Mt]
7
6
5
4
3
2
1
0
EAF BOF
Figure 3.8. Biggest steelmakers in Germany and their production routes [88]
3.5.2 Cement
The cement plants in Germany can be obtained from the Verein Deutscher Zementwerke
(VDZ) which means Association of German Cement Plants. The members of VDZ operate
46 of the 53 cement plants in Germany.
Figure 3.9. Location of the German cement plants which are part of the VDZ [91]
48 3.5 Plants in Germany
It is to note that 35 out of 46 (76%) of the cement plants in Germany include clinker
production and, thus, a kiln from where waste heat can be recovered. The rest are mainly
grinding mills. Out of these, only 76 % actually produce clinker (and have relevant waste
heat available), whereas the remaining ones are mainly grinding mills. The production of
these plants reached 31 Mio. tonnes of cement in 2015 [91].
Figure 3.10 shows the main cement companies in Germany and the capacity of the
plants with a kiln that there exist in this country.
Brunke [92] reported the capacity and production of each plant in 2013, where a load
factor of 85.9 % is estimated. These data (34 plants are considered) are used for the present
analysis.
10
9
8
Capacity [Mt/a]
7
6
5
4
3
2
1
0
Figure 3.10. Biggest cement producers in Germany and capacity of plants with a kiln [91]
Results 49
4 Results
In this chapter, the results for the estimation on the theoretical, technical and economic
WHR with ORC potential for the energy-intensive steel, cement and glass German indus-
tries are presented and analyzed.
4.1.1 Results
The theoretical waste heat (energy in the off-gas) available from the steel, cement and
glass industries in Germany has been estimated based on the method described in this
work.
The results for WCS, AS and BCS are shown in Table 4.1 for each industry. The total
theoretical potential referred to 15 °C is between for 11.5-15.6 TWh/a for steel, 7.9-9.3
TWh/a for cement and 1.7-4.3 TWh/a for glass.
Table 4.1. Theoretical potential of waste heat available from the steel, cement and glass in-
dustries in Germany at 15°C
Papapetrou et al. (2018) [2] estimates the waste heat potential in Germany from iron and
steel industry in approximately 45 TWh/a.
Miró (2016) [15] gives a value of the industrial heat potential for the cement and glass
production in Germany based on the CO2 production from the E-PRTR database. These
estimations are closer to the lower bound for cement (7.8 TWh/a from Miró vs. 7.9 TWh/a
from this work), whereas the estimation for glass is much lower than the estimated value in
this work (0.59 vs. 1.73 TWh/a). The main reason for this is the lower amount of glass
manufacturing plants included in the E-PRTR database and considered by Miró et al. [15]
(7 vs. 71 plants).
Table 4.2. Technical potential of waste heat potential available from the steel, cement and
glass industries in Germany with ORC availability at 95%
Table 4.3. Cumulative capacity of technical potential from energy-intensive industry with
ORC availability at 95%
Table 4.4. Estimated and actual ORC power for Feralpi and Lengfurt plants
taxes and levies which is different for each site depending on its size. For energy-intensive
industries, the price in 2018 was 5.1-17.0 ct/kWhe in Germany [5]. In the graphs presented
in this work, the minimum, average and maximum electricity prices for EII appear.
Figure 4.1 shows the results for steel BOF, EAF and RHF at the most conservative ORC
efficiency 𝜂𝑒𝑙,𝑛𝑒𝑡,𝑂𝑅𝐶 = 15 %, an ORC availability of 95%, the interest rate at 4% and 10
years of amortization. In Appendix F, other figures are shown varying some of the parame-
ters (𝜂𝑒𝑙,𝑛𝑒𝑡,𝑂𝑅𝐶 = 19 %, interest rate at 6%, 5 years of amortization) in order to create dif-
ferent combinations and analyze different possible scenarios. However, in the case of the
amortization years, for instance, 10 years is more realistic than 5 years.
If these figures for steel are analyzed (Figure 4.1) it can be seen that the LCOE for BOF
plants is significantly lower than the lowest electricity price (5.1 ct/kWh e). This means that
installing an ORC unit is economic for every BOF plant and the economic potential corre-
sponds to the technical potential (1052-1105 GWhe/a).
Most of the ORC units potentially installed at plants with an EAF have a LCOE below the
lowest electricity price. The economic potential is 164-455 GWhe/a depending on the sce-
nario considered and it is relatively close to the technical potential.
For the plants with RHF, the feasibility is still positive but less favorable than BOF and
EAF. The difference between the technical and the economic potential is greater for the
lowest electricity price than in the case of the EAF and the BOF. In the case of the RHF,
this potential is between 85 and 222 GWhe/a. Also, in Figure 4.1, it can be observed that,
for all BOF, EAF and RHF, the economic potential for the average and highest electricity
prices virtually matches the technical one.
For cement (Figure 4.2), the economic potential is almost the same as the technical for
every scenario in the whole range of electricity prices, even for the lowest. In this case, the
economic potential is 685-1025 GWhe/a. In the case of glass, it is interesting to note that in
the worst-case scenario, the installation of an ORC unit for WHR would not be economic
for any plant for the lowest electricity price of 5.1 ct/kWhe. In the other two scenarios, the
economic potential for the lowest price is far from the technical, and it grows progressively
until they are virtually equal for an average electricity price of 8.84 ct/kWh e.
The economic potentials for the lowest electricity price, i=4%, n=10 years, ORC availa-
bility of 95% and an ORC efficiency of 15% and 19% are presented in Table 4.5. In Table
4.6, the corresponding cumulative power output is shown.
54 4.3 Economic potential
(a) (b)
(c)
Figure 4.1. Economic potential for steel production with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10 years:
(a) BOF; (b) EAF and (c) RHF
Results 55
(a) (b)
Figure 4.2. Economic potential for production with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10 years: (a)
cement and (b) glass
Table 4.5. Economic potential of waste heat available from energy-intensive industry with
ORC availability at 95%, interest rate at 4% and 10 years of amortization
Table 4.6. Cumulative capacity of economic potential from energy-intensive industry with
ORC availability at 95%, interest rate at 4% and 10 years
In the light of these results, it seems like the economic potential for WHR from industrial
processes with ORC technology is remarkable, if an amortization time of 10 years is con-
sidered. It can be up to 435 MWe summing up the considered sectors.
For the case of cement (Figure 4.4), the situation is better. The economic potential drops
to around 60 GWh/a at 5 amortization years and it does not become zero for an interest
rate of 15%. Glass is the least favorable sector, because of the lower utilization rate and
smaller size of the plants. No ORC in no plant is economical below 10 years of amortization
time or above 4.3 % of interest rate (Figure 4.4).
(a) (b)
Economic potential [GWh/a]
(c)
Figure 4.3. Sensitivity analysis for: (a) BOF; (b) EAF and (c) RHF
58 4.5 Electricity savings
(a) (b)
Figure 4.4. Sensitivity analysis for: (a) cement and (b) glass
Table 4.7. Saved electricity with ORC for steel, cement and glass with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %,
i=4%, n=10 years
Figure 4.5. Development of the CO2 emission factor for the electricity mix in Germany in the
years 1990 to 2018 (in g/kWh) [96]
Table 4.8. CO2 emissions avoided with the economic potential of ORCs for steel, cement and
glass with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10 years
With the implementation of these WHR systems, a part of the electricity generation can
be avoided because the plant can use the energy generated with the ORC instead of taking
it from the grid. Therefore, the CO 2 emission associated to the production of this electricity
is reduced.
The GHG emissions from the industry sector in Germany in 2018 measured in CO2
equivalents in million tonnes are 65 MtCO 2eq (Figure 4.6). The installation of the economic
potential of ORC units for the assumptions in Table 4.8 would suppose GHG reductions
which can be read in the table. These GHG reduction is in the form of CO 2 emissions
avoided from savings in electricity production.
Figure 4.6. GHG emission trends in Germany by sector 1990-2018. Data from: UBA 2019,
BMU 2019 [97]
Steel 66.34-90.87
Cement 34.93-52.25
Glass 0-6.1
Summary, conclusions and outlook 61
economic potential grows with the amortization time and decreases with higher interest
rates. The economic potential results show promising for all the sectors studied (steel, ce-
ment and glass production) for amortization times between 10 and 5 years (except for glass,
which is longer) and interest rates smaller than 15% (except for glass, which is lower). The
results are especially optimistic for BOF, EAF and cement production. The installation of
ORC units for waste heat recovery in the plants where it is economically feasible could save
up to 149.22 M€/a and avoid 1.3873 Mt of CO 2 emissions per year, which corresponds to
2.13% of the GHG emissions from the industry in Germany in 2018.
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Appendix i
6 Appendix
A Resumen en español
Existen escasos estudios sobre el potencial de recuperación del calor residual con ORC
en las principales industrias de Alemania (energéticamente intensivas). Concretamente, no
existen estudios sobre el potencial económico de la instalación de unidades ORC para la
producción de electricidad a partir de este calor. Por otra parte, la mayoría de las estima-
ciones del potencial técnico actuales se derivan de estudios en otros países.
Objetivos
El objetivo de esta tesis es, por lo tanto, proporcionar a los investigadores y a la industria
alemana un mayor conocimiento sobre el potencial, tanto técnico como económico, de esta
técnica de recuperación de calor residual con la tecnología ORC.
Para evaluar en qué medida los sistemas ORC pueden ser utilizados para recuperar el
calor residual de los gases de escape de procesos industriales, se procede a estimar el
potencial técnico y económico. Los siguientes pasos son necesarios para la evaluación del
potencial:
• Revisión de la literatura sobre los procesos de las industrias de alto consumo
energético, el calor residual que se obtiene de los gases de escape de cada uno
y la tecnología ORC.
• Caracterización de la distribución de los sectores industriales en Alemania y el
calor residual disponible.
• Análisis de las principales plantas industriales en el país (para la producción de
acero, cemento y vidrio) y caracterización de sus dimensiones.
• Estimación del rendimiento del proceso de recuperación del calor residual y del
potencial técnico.
• Estimación del potencial económico considerando costos, tiempo de amortiza-
ción y otros aspectos económicos.
Pehnt et al. (2011) [11] utilizan los resultados de un estudio noruego para determinar la
eficiencia energética en diferentes procesos industriales y adaptan los resultados a la in-
dustria alemana. Utilizando un enfoque “top-down”, se estima un potencial de 476 PJ/a, el
66% del cual es superior a 140°C.
Connolly et al. (2013) [30] aplican datos basados en instalaciones de emisión y sistemas
de información geográfica (GIS) para determinar el exceso de calor disponible con vistas a
una posible integración en los sistemas de calefacción urbana. Estiman un potencial de
525 PJ/a en Alemania y 2.708 PJ/a en la UE-27. Estos valores fueron ligeramente corregi-
dos por Persson et al. [31], según los cuales el exceso de calor industrial evaluado en la
UE-27 ascendía a 2.924 PJ/a, 566 PJ/a de los cuales en Alemania.
Campana et al. (2013) [18] estiman el potencial de la recuperación de calor residual con
ORC en la industria europea (UE-27) energéticamente intensiva. Se cuantifican los ahorros
en los costos de electricidad y la emisión de GEI. El estudio se basa en el análisis de las
auditorías energéticas disponibles. Las auditorías energéticas proporcionan la potencia
ORC instalada, o potencialmente instalable, en una planta considerada analizada durante
un estudio de viabilidad.
Recientemente, Papapetrou et al. (2018) [2] basaron su metodología en la estimación
de las fracciones de calor residual por industria, país de la UE-28 y nivel de temperatura.
El punto de partida es un estudio de la industria del Reino Unido en el que se estimó el
calor residual técnicamente disponible de cada sector industrial en el Reino Unido utili-
zando datos de 425 emplazamientos industriales del período 2000-2003. Los resultados,
utilizando un enfoque “top-down”, estimaron un calor residual industrial para Alemania de
269,5 PJ/a.
Sin embargo, Brueckner et al. (2017) [32] presentaron el primer enfoque “bottom-up”
para estimar el potencial de calor residual industrial en Alemania. Este enfoque utiliza los
datos del informe de emisiones de CO2 de las empresas productoras alemanas para cal-
cular un valor límite conservador para el calor residual industrial. El volumen de calor resi-
dual industrial fue evaluado como 127 PJ/a. Asumiendo una proporción similar de calor
residual en el resto de la industria, se evalúa un potencial de 223 PJ/a.
En la Figura 6.1 se presenta un resumen del potencial de calor residual industrial en Ale-
mania. Las estimaciones varían entre 127 PJ/a y 566 PJ/a.
Figura 6.1. Estimaciones del potencial de calor residual de la industria en Alemania por va-
rios autores en orden ascendente
4
Acero
El acero se produce principalmente a través de dos rutas: a partir de mineral de hierro
(siderurgia de oxígeno) o a partir de chatarra metálica (siderurgia eléctrica). A nivel mundial,
la primera ruta supone dos tercios de los procesos de producción y la segunda el tercio
restante. La Figura 6.2 muestra los principales pasos necesarios para convertir la materia
prima en producto final de acero. En la ruta de fabricación de acero al oxígeno, el mineral
de hierro se alimenta típicamente en forma de (hermatita) Fe 2O3 al alto horno (BF) junto
con agentes reductores (coque, carbón, petróleo y gas) y aditivos (cal, piedra caliza). De
esta manera, el mineral de hierro se reduce a hierro metálico (también llamado arrabio). El
arrabio caliente rico en carbono (1500°C) es transportado por cucharas torpedo al alto
horno de oxígeno (BOF, también conocido como convertidor de oxígeno), donde las impu-
rezas (C, Si, Mn, S y P) se eliminan mediante el soplado de oxígeno y gas inerte. En la ruta
de la siderurgia eléctrica, la chatarra metálica se funde mediante electrodos y carbón de
carga en un horno de arco eléctrico (EAF). También se utilizan quemadores de gas para
apoyar el proceso de fusión.
El acero líquido producido en los BOF y EAF se funde y solidifica para su posterior
procesamiento. Alrededor del 96% del acero líquido en Alemania se somete a un proceso
de colada continua [45]. El resto se funde en lingotes. Las operaciones de fundición se
encuentran al final de las plantas siderúrgicas integradas (BF y BOF) o EAF y justo antes
de las operaciones de procesamiento posterior (en el tren de laminación o en la planta de
forja). La temperatura del acero debe ser aumentada hasta una temperatura de laminación
adecuada (300-1050°C) antes de ser procesado por los laminadores en caliente a través
de un horno de recalentamiento (RHF), normalmente alimentado con gas natural. La ma-
yoría de las plantas estudiadas tienen o bien hornos de empuje o tipo “walking-beam”. Los
Appendix v
hornos de empuje son una alternativa barata a los más sofisticados de tipo "walking-hearth"
o "walking-beam".
Figura 6.2. Rutas de producción de acero: acería al oxígeno (BF y BOF) y acería eléctrica
(EAF). También se observa el horno de recalentamiento (pusher-type furnace) [37]
Los procesos de los que se puede obtener calor residual para su recuperación son los
que ocurren en el BOF, EAF y RHF, donde los gases salen de las plantas a temperatura
media/alta (>400°C). Los gases calientes también salen de los BF, pero dado su conside-
rable valor calorífico (3-3,5 MJ/Nm3, [92]), típicamente se recuperan, se limpian y se utilizan
como combustible en otras partes de la planta [98]. Varias unidades ORC ya han sido ins-
taladas en EAFs y RHFs, pero en BOFs todavía no. En estos últimos, el gas de combustión
rico en CO puede ser quemado en el canal de escape o puede ser enfriado, limpiado y
almacenado para su uso posterior. Para este trabajo, se considera un total de 9 plantas
con BOF, 31 con EAF y 31 con RHF.
En la Figura 6.3 se muestra la distribución de las fábricas de acero más importantes de
Alemania. Los datos de [22] se utilizan para determinar la capacidad de cada planta. La
diferencia entre la capacidad de la planta y la producción anual se define mediante un factor
de carga que es, en promedio, de 82,2%, 82,9% y 89,4% para el BOF, EAF y RHF respec-
tivamente. La producción total ascendió a 43,3 millones de toneladas de acero en 2017
[90].
La Tabla 6.1 resume la información sobre el calor residual disponible en los gases de
escape en varias etapas de la producción de acero. Debido a la dispersión del calor residual
específico disponible en la literatura, se definen tres escenarios: el más pesimista (worst-
case scenario o WCS), el promedio (average scenario) y el más optimista (best-case sce-
nario o BCS). Dada la intermitencia del gas de escape y la fluctuación del contenido de CO,
se requiere un almacenamiento intermedio de gas, lo cual puede causar altos costos [26].
Por este motivo, la combustión directa de gas y la recuperación de calor pueden ser una
mejor opción.
6
Contienen com-
0.48- 3.40-
BF 120-320 bustibles, par- 3.88 5.21 6.54
0.54 6.00
tículas, etc.
Contienen com-
0.15- 0.84-
BOF 1200-1500 bustibles, par- 0.99 1.02 1.04
0.18 0.86
tículas, etc.
Contienen com-
0.40- 0.44-
EAF 1200-1800 bustibles, par- 0.44 0.73 1.02
0.51 0.57
tículas, etc.
0.15-
RHF 400-550 Gas limpio 0.00 0.15 0.23 0.30
0.30
Appendix vii
Cemento
El sector del cemento es particularmente intensivo en emisiones de CO2, contribuyendo
al 2,5 % de las emisiones totales en Alemania en 2017 [99]. Las materias primas utilizadas
son piedra caliza, tiza, pizarra, arcilla, arena y aditivos menores. El proceso de fabricación
se resume en el esquema de la Figura 6.4. El tamaño de las partículas sólidas se reduce
mediante la trituración y la molienda. Los diferentes materiales son posteriormente mezcla-
dos para obtener la composición química necesaria. La materia prima (principalmente cal
y arcilla) se quema y reacciona para transformarse en clínker utilizando hornos rotativos
alimentados con combustibles fósiles. La materia prima se precalienta primero. El clínker
caliente que sale del horno se enfría de 1450°C a unos 100°C mediante un enfriador de
aire de tipo rejilla, molido con yeso y otros aditivos menores para producir el cemento. La
mitad del aire de enfriamiento se utiliza como aire de combustión precalentado para el
quemador del horno. La otra mitad del aire de enfriamiento se ventila [57].
El calor residual restante de los escapes del precalentador y del enfriador de clínker
puede ser recuperado y utilizado para dos cosas diferentes: o bien para proporcionar las
necesidades de calefacción a baja temperatura en la planta o para generar energía para
compensar una parte de la energía comprada a la red, o energía cautiva generada por el
consumo de combustible en el sitio [57].Típicamente, las plantas de cemento apenas re-
quieren calefacción a baja temperatura, por lo que la mayoría de los proyectos de recupe-
ración de calor se han centrado en la generación de energía.
Las plantas de cemento que forman parte de la Asociación Alemana de las Plantas de
Cemento (VDZ e.V.) se representan en la Figura 6.5, que incluye 46 de las 53 plantas de
cemento en Alemania [31]. De éstas, sólo el 76% producen realmente clínker (y tienen
disponible el calor residual correspondiente), mientras que las restantes son principalmente
molinos. La producción de estas plantas alcanzó los 31 millones de toneladas de cemento
en el año 2015 [91].
8
Brunke [92] recopiló datos sobre la capacidad y producción de cada planta en 2013,
donde se estima un factor de carga del 85,9%. Estos datos (se consideran 34 plantas) son
los que se utilizan para el presente análisis. La Tabla 6.2 resume las cifras cuantitativas
sobre el calor residual disponible.
Figura 6.5. Ubicación de las plantas de cemento alemanas que forman parte de la VDZ [91]
Tabla 6.2. Calor residual disponible de la producción de cemento, referido a 15°C [83], [78],
[65]
Precalentador de
Contiene combustibles, par-
clínker (TPD 1000- 390 0.92 0.92 0.92
tículas, etc.
2000)
Vidrio
Existen diferentes tipos de vidrio en función de su composición química, su método de
producción o su comportamiento ante el procesamiento. Si se hace una clasificación en
función de su composición química, existen tres tipos: vidrio sodocálcico, vidrio de plomo y
vidrio borosilicato. Sin embargo, el vidrio sodocálcico es el que se produce en mayor can-
tidad con diferencia [67]. Este tipo, que contiene 71-75% SiO2, 12-16% Na2O, 10-15% CaO
y pequeñas cantidades de otras sustancias como colorantes, se utiliza para fabricar enva-
ses y productos de vidrio laminado [67]. Estas sustancias se añaden a la arena (SiO2) para
reducir su temperatura de fusión (que es superior a 2000ºC) y para mejorar las propiedades
del material. Para la recuperación del calor residual, en este trabajo se consideran dos tipos
de fabricación de vidrio: el vidrio flotado y el vidrio para envases. Estos tipos son, con dife-
rencia, los más producidos [67]. A continuación, se describe brevemente el proceso de
producción. Como se ha observado, los procesos para el vidrio flotado y el vidrio para en-
vases son bastante similares hasta la parte de conformación.
En el proceso de producción de vidrio flotado (Figura 6.6), los ingredientes se mezclan
primero entre sí y también con cullet (vidrio reciclado triturado) y luego se calientan en un
horno mediante sistemas eléctricos, de gas o de combustión de aceite a unos 1600ºC para
formar el vidrio fundido. A continuación, se somete a un proceso de refinado. El vidrio fun-
dido se introduce en la parte superior de un baño de estaño fundido. Se produce entonces
una cinta de vidrio plano de espesor uniforme haciendo fluir el vidrio fundido en el baño de
estaño bajo un calentamiento controlado. Después del baño de estaño, el vidrio se enfría
gradualmente, se controla y se corta en láminas o se convierte en formas que puedan ser
moldeadas en contenedores [69].
Figura 6.6. Esquema del proceso de producción del vidrio flotado [68]
Tabla 6.3. Calor residual disponible de la producción de vidrio, referido a 15°C [78], [8], [83]
En los sistemas con recuperador, el gas de combustión sale de este componente a 400-
500ºC. Se debe prestar atención para evitar la condensación ácida de los gases de com-
bustión (<200ºC) y las partículas contenidas en los gases de combustión que pueden cau-
sar el ensuciamiento de los intercambiadores de calor [83].
Figura 6.7. Esquema general de un sistema de recuperación de calor industrial con ORC y
circuito intermedio [23]
A.6 Metodología
En este trabajo se estiman los potenciales teórico, técnico y económico de la implemen-
tación de la tecnología ORC para la recuperación del calor residual de los gases de escape
de algunos procesos de las industrias energéticamente intensivas más importantes de Ale-
mania. Para ello, en primer lugar, se estima el calor residual de cada proceso en cada
planta. Luego, teniendo en cuenta la eficiencia de la recuperación, se estima la producción
neta de energía eléctrica. Con ello se determina el potencial técnico. Para el potencial eco-
nómico, se deben considerar los costos de ORC.
Se deben definir estos tres tipos de potenciales [15]:
• Potencial teórico o físico: considera las limitaciones físicas. Por ejemplo, solo se
considera el calor residual por encima de la temperatura ambiente.
• Potencial técnico: tiene en cuenta las limitaciones relacionadas con los aspectos
técnicos. Por ejemplo, la temperatura mínima de salida del gas para evitar la
condensación de ácidos y, por lo tanto, la corrosión. Este potencial depende de
las tecnologías utilizadas.
• Potencial económico: considera parámetros financieros como los precios de la
energía, los tipos de interés, etc. para ver si el proyecto es económicamente
viable y rentable.
En esta tesis se utiliza una combinación de los métodos “bottom-up” y “top-down”. El
método “bottom-up” se utiliza para la obtención de los datos de los calores residuales es-
pecíficos de diferentes fuentes bibliográficas con el fin de estimar un valor asociado a cada
12
proceso. El método “top-down” se aplica cuando este valor común a cada proceso se mul-
tiplica por el tamaño de cada planta (en toneladas producidas) para obtener el calor residual
total que se obtiene de cada planta.
Potencial técnico
El potencial técnico de esta tecnología depende de la eficiencia de la conversión en
energía eléctrica del calor residual que llega de la industria y de las horas en las que está
disponible la unidad ORC. La eficiencia de conversión total (𝜂𝑡𝑜𝑡 ) está relacionada con la
tasa de utilización de la fuente de calor (𝜂𝑢 ) y la eficiencia eléctrica neta de la unidad ORC
(𝜂𝑒𝑙,𝑛𝑒𝑡,𝑂𝑅𝐶 ):
𝑇ℎ𝑠,𝑖𝑛 − 𝑇ℎ𝑠,𝑜𝑢𝑡
𝜂𝑢 = ( 6.2)
𝑇ℎ𝑠,𝑖𝑛 − 𝑇𝑟𝑒𝑓
Siendo 𝑇ℎ𝑠,𝑖𝑛 la temperatura de entrada de los gases que contienen el calor residual de
la fuente (proceso industrial) en el sistema de recuperación, 𝑇ℎ𝑠,𝑜𝑢𝑡 la de salida (depen-
diendo del proceso será diferente para que los gases de combustión no condensen) y 𝑇𝑟𝑒𝑓
la temperatura de referencia, que es a la que salen los gases según las diversas fuentes y
que suele ser la ambiente.
La Tabla 6.4 muestra las tasas de utilización supuestas para la producción de acero,
cemento y vidrio. La eficiencia eléctrica neta de las unidades ORC se basa en las tablas
de especificaciones de los turbogeneradores ORC de la compañía Turboden, que es la
empresa líder en recuperación de calor residual con ORC de procesos industriales [72].
Todas las unidades consideradas están equipadas con un bucle de aceite intermedio. La
eficiencia eléctrica neta es en general una función de la temperatura de la fuente de calor
y el tamaño de la planta. Debido a la estandarización del sistema y a las limitaciones en la
temperatura del lazo intermedio, la eficiencia neta nominal es para todas las unidades Tur-
boden de 16-21%. En la operación real, especialmente para las unidades enfriadas por
aire, este valor cae en algún punto porcentual.
Appendix xiii
Tabla 6.4. Tasa de utilización de la fuente de calor para los diferentes procesos
Temperatura de los
gases de escape a Temperatura de sa-
Fuente de calor re- Tasa de utilización
su entrada en el sis- lida de los gases a la
sidual (-)
tema de recupera- atmósfera (°𝑪)
ción (°𝑪)
BOF 1200 150 0.89
Precalentador de
clínker (TPD 1000- 390 150 0.64
2000)
Precalentador de
clínker (TPD 2000- 300 150 0.53
8000)
Horno de fusion de vi- 400 200 0.52
drio
Además, también se considera la disponibilidad del ORC (𝜏) suele ser de un 95% con
respecto al número de horas de disponibilidad del flujo de calor residual para la producción
de energía. De esta manera, la energía eléctrica que podría ser generada con una unidad
de ORC (E) a partir del calor residual disponible (Qresidual) pasaría a calcularse como:
Potencial económico
El atractivo de esta tecnología depende en gran medida de su viabilidad económica.
Una vez que el potencial técnico es estimado, el potencial económico puede ser calculado
en base al método utilizado por Eyerer, et al. (2017) [33] para la energía geotérmica en su
trabajo "Potencial de la geotermia hidrotermal para la generación de energía en Alemania".
pital de un proyecto ORC son los componentes del propio módulo ORC: evaporador, ex-
pansor y generador, condensador y bomba. Otra parte importante son los costes de inte-
gración del módulo ORC en una planta existente (por ejemplo, para aplicaciones de recu-
peración de calor). Los gastos anuales de los proyectos ORC dependen del tipo de aplica-
ción y de la ubicación, pero su importancia suele ser menor que los costes de inversión.
Para calcular el coste de inversión específico (SIC) [€ 2018/kWe], se utiliza una correlación
entre el tamaño del ORC y el SIC (Ecuación ( 6.4) basado en los productos de Turboden
obtenida de [34]. En este trabajo, todas las unidades ORC consideradas están equipadas
con un bucle de aceite intermedio. Los costos de inversión específicos pueden variar entre
4000 y 2000 USD/kWe para las unidades más grandes [34]. En la Figura 6.8, se puede
observar que cuanto más grande es el módulo ORC, más bajo es el SIC. Una vez se co-
nozca la potencia de la unidad ORC estimada a partir del calor residual y considerando las
limitaciones técnicas, se podrá calcular el coste de inversión específico para cada unidad.
€2018
𝑆𝐼𝐶 [ ] = 19774 · 𝑃𝑂𝑅𝐶 [𝑘𝑊𝑒 ]−0.277 ( 6.4)
𝑘𝑊
𝐶𝑀𝑙
𝑆𝐼𝐶 · 𝑃𝑛 + ∑𝑛𝑙=1
(1 + 𝑖)𝑙
𝐿𝐶𝑂𝐸 = ( 6.5)
𝐸𝑙
∑𝑛𝑙=1
(1 + 𝑖)𝑙
"SIC" es el costo específico de inversión, ”P n“ la potencia nominal, "n" la vida útil su-
puesta, "l" el año en curso, "i" la tasa de descuento, ”CMl“ los costos de mantenimiento y
Appendix xv
“El“ la producción de energía en el año "l". El SIC multiplicado por la potencia nominal es
la inversión inicial.
El coste de inversión es, pues, el producto del costo específico de inversión (SIC) y la
potencia nominal de cada unidad ORC. Esta potencia nominal es calculada partiendo del
calor residual disponible según el potencial técnico, es decir, teniendo en cuenta la eficien-
cia de conversión y la disponibilidad de la unidad ORC. Una vez conocida la potencia, se
puede conocer la producción anual de energía “El“. Para calcular el LCOE solo faltaría
conocer cuáles son los costes de operación y mantenimiento (”CMl“). Para ello, se hace e
se ha hecho el siguiente supuesto basado en [35]:
La tasa de interés (i) y los años de amortización (n) serán variados para el análisis del
potencial económico.
Figura 6.9. Precios de la electricidad para las industrias intensivas en consumo de energía
(consumo anual>10GWh) [5]
Cuando el LCOE de una unidad ORC es inferior al precio de la electricidad que se con-
sidere para la planta en cuestión, resulta económicamente rentable instalarla. Si se suma
la electricidad que podría ser producida con las unidades que son rentables para cada
16
Resumen de la metodología
Aunque ya se han explicado un gran número de detalles sobre la metodología seguida
en este trabajo, a continuación se presenta una visión general del método con los pasos
de forma sintetizada y ordenada:
1. Identificación de las industrias intensivas en consumo de energía en Alemania.
2. Identificación de los procesos de alto consumo de energía en cada industria que
pueden ser utilizados para la recuperación del calor residual.
3. Identificación de las plantas dentro de cada industria.
4. Recopilación de información sobre los procesos, cómo se lleva a cabo la recupera-
ción de calor residual, la capacidad y producción anual de las plantas.
Potencial teórico
5. Estimación del calor residual específico que se puede obtener para cada proceso.
a. Investigación sobre el calor residual de los procesos y el consumo de ener-
gía.
b. Cálculo del calor residual específico en un escenario pesimista, intermedio
y optimista para cada proceso.
6. Cálculo del calor residual total teórico anual de cada planta para los tres escenarios,
multiplicando el específico por la producción anual de la planta.
Potencial técnico
8. Cálculo del SIC en función del tamaño de la unidad ORC con la correlación de [34]
y, posteriormente, el LCOE asociado a cada unidad de ORC.
9. Elaboración de gráficos que relacionan la energía eléctrica agregada producida por
cada ORC potencialmente instalable en Alemania con el LCOE de esas unidades
ORC.
10. Elaboración de un análisis de sensibilidad para determinar cuántas unidades ORC
son económicamente viables de instalar.
A.7 Resultados
En este apartado se presentan y analizan los resultados de la estimación sobre el po-
tencial teórico, técnico y económico de la recuperación de calor residual con ORC para las
industrias alemanas de acero, cemento y vidrio de uso intensivo de energía.
Appendix xvii
Potencial teórico
El calor residual teórico (energía en el gas residual) disponible en las industrias del
acero, el cemento y el vidrio en Alemania ha sido estimado en base al método descrito en
este trabajo.
Los resultados para los diferentes escenarios (WCS, AS y BCS) se muestran en la Fi-
gura 6.9. Precios de la electricidad para las industrias intensivas en consumo de energía
(consumo anual>10GWh) para cada industria. El potencial teórico total referido a 15ºC se
sitúa entre 11,5-15,6 TWh/a para el acero, 7,9-9,3 TWh/a para el cemento y 1,7-4,3 TWh/a
para el vidrio.
Tabla 6.5. Potencial teórico del calor residual disponible de las industrias del acero, el ce-
mento y el vidrio en Alemania referido a 15°C
Potencial técnico
El potencial técnico se define como la energía eléctrica neta que se puede obtener de
la fuente de calor residual con una unidad ORC teniendo en cuenta limitaciones técnicas
(uso limitado de la fuente de calor, eficiencia de recuperación, disponibilidad anual de la
unidad de ORC). Este se resume en la Tabla 6.6. Se estudian los casos en los que se
considera una eficiencia de la unidad ORC del 15% (más conservador) y del 19% (más
optimista). En la Tabla 6.7 se muestra la potencia acumulada del potencial técnico para
cada fuente de calor residual, según la eficiencia del ORC y el escenario.
18
Tabla 6.6. Potencial técnico de calor residual disponible de las industrias del acero, el ce-
mento y el vidrio en Alemania con una disponibilidad de ORC del 95%
Fuente de calor Eficiencia del ORC del Eficiencia del ORC del
residual 15% 19%
Tabla 6.7. Capacidad acumulativa del potencial técnico de la industria intensiva en energía
en Alemania con una disponibilidad de ORC del 95%
Fuente de calor Eficiencia del ORC del Eficiencia del ORC del
residual 15% 19%
Potencial económico
Para la evaluación del potencial económico se utiliza un método inspirado en [33]. Este
método consiste en la elaboración de una curva producción-coste para la generación de
electricidad con ORC a partir del calor residual. En el eje Y se representa la energía eléc-
trica acumulada. Esto es, la electricidad que podría generarse al año con cada unidad ORC
sumada de manera acumulativa empezando por aquella con un menor LCOE y añadiendo
según va aumentando el LCOE hasta alcanzar el potencial técnico. En el eje X se repre-
senta el Costo Nivelado de Energía (LCOE) de cada ORC para el año 2018.
Una vez presentada la curva, la rentabilidad económica se determinará por la energía
eléctrica total de aquellas unidades de ORC que tengan un LCOE inferior al precio de la
electricidad para la industria en Alemania en 2018. Como se ha visto anteriormente en esta
tesis, existe un precio mínimo y máximo de la electricidad para la industria intensiva en
energía dependiendo de las exenciones de tasas e impuestos que es diferente para cada
planta dependiendo de su tamaño. Para estas industrias, el precio en 2018 fue de 5,1-17,0
ct/kWhe en Alemania. En los gráficos presentados en este trabajo, aparecen los precios
mínimos, medios y máximos.
La Figura 6.10 muestra los resultados para el acero (BOF, EAF y RHF) para la eficiencia
más conservadora del ORC (15%), una disponibilidad del ORC del 95%, la tasa de interés
al 4% y 10 años de amortización. En el Apéndice F, se muestran otras gráficas variando
algunos de los parámetros (eficiencia del 19%, tasa de interés al 6%, 5 años de amortiza-
ción) con el fin de crear diferentes combinaciones y analizar diferentes escenarios posibles.
Sin embargo, en el caso de los años de amortización, por ejemplo, 10 años es más realista
que 5 años.
Si se analizan las gráficas para el acero, se puede ver que el LCOE para las plantas
BOF es significativamente menor que el precio más bajo de la electricidad (5,1 ct/kWh).
Esto significa que la instalación de una unidad ORC es económica para cada planta del
BOF y el potencial económico corresponde al potencial técnico (1052-1105 GWh/a).
La mayoría de las unidades ORC que podrían ser instaladas en plantas con un EAF
tienen un LCOE inferior al precio de la electricidad más bajo. El potencial económico es de
164-455 GWh/a dependiendo del escenario considerado y está relativamente cerca del
potencial técnico.
Para las plantas con RHF, la factibilidad es todavía positiva pero menos favorable que
la del BOF y la EAF. La diferencia entre el potencial técnico y el económico es mayor para
el precio más bajo de la electricidad que en el caso del EAF y el BOF. En el caso del RHF,
este potencial está entre 85 y 222 GWh/a. Además, en la Figura 6.10 se puede observar
que, para todos los BOF, EAF y RHF, el potencial económico para los precios promedio y
más altos de la electricidad prácticamente coincide con el técnico.
En el caso del cemento (Figura 6.11), el potencial económico es casi igual al técnico
para cada escenario en todo el rango de precios de la electricidad, incluso para el más
bajo. En este caso, el potencial económico es de 685-1025 GWh/a. En el caso del vidrio,
es interesante observar que, en el peor de los casos, la instalación de una unidad ORC
para recuperación del calor residual no sería económica para ninguna planta si el precio
de electricidad es inferior a 5,1 ct/kWh. En los otros dos escenarios, el potencial económico
para el precio más bajo está lejos de ser igual al técnico, aunque crece progresivamente
20
hasta que son prácticamente iguales para un precio promedio de electricidad de 8,84
ct/kWh.
(a) (b)
(c)
Figura 6.10. Potencial económico para la producción de acero con 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%,
n=10 años
Appendix xxi
(a) (b)
Figura 6.11. Potencial económico para la producción de: (a) cemento y (b) vidrio con
𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10 años
Los potenciales económicos para el menor precio de la electricidad, i=4%, n=10 años,
disponibilidad del ORC del 95% y una eficiencia del ORC del 15% y 19% se presentan en
la Tabla 6.8. En la Tabla 6.9 se muestra la correspondiente potencia acumulada.
Tabla 6.8. Potencial económico del calor residual disponible de la industria intensiva en
energía con disponibilidad de ORC al 95%, tasa de interés al 4% y 10 años de amortización
Fuente de calor
Eficiencia del ORC del 15% Eficiencia del ORC del 19%
residual
Tabla 6.9. Capacidad acumulada del potencial económico de la industria intensiva en ener-
gía con disponibilidad de ORC al 95%, tasa de interés al 4% y 10 años de amortización
Fuente de calor
Eficiencia del ORC de 15% Eficiencia del ORC de 15%
residual
Para la industria del vidrio, no resulta tan rentable la instalación de esta tecnología. El
potencial técnico está entre 130 y 320 GWh/a para una eficiencia del ORC del 15% y entre
160 y 410 GWh/a para una eficiencia del 19%. El potencial económico resulta cero para
los peores escenarios para ambas eficiencias del ORC y un precio de la electricidad de 5,1
ct/kWh como se ha considerado hasta ahora. Para el mejor de los casos y una eficiencia
del 19% se consigue un potencial económico del 55%. Sin embargo, para precios de la
electricidad de entorno a la media (8,84 ct/kWh), el potencial económico es muy próximo a
técnico (cercano al 100%).
A la luz de estos resultados, se puede concluir que el potencial económico es notable,
si se considera un tiempo de amortización de 10 años, la tasa de interés del 4% y la dispo-
nibilidad del ORC del 95%. Puede llegar a ser de hasta 435 MWe sumando los sectores
considerados (Tabla 6.9).
Potencial técnico
Los resultados del potencial técnico estimado en este trabajo se comparan con el estu-
dio de Campana et al. (2013) [18]. Este estudio considera para la industria siderúrgica so-
lamente EAFs y RHFs. Por lo tanto, para la comparación, solo se considerarán los EAF
junto con los RHF. La potencia ORC acumulada por Campana et al. [18] es de 74,0 MWe
para EAF y 82,2 MWe para RHF. Estos valores son significativamente mayores que los
estimados de 23,0-67,5 MWe para EAF y 16,5-41,9 MWe para RHF de la Tabla 6.7. La
principal divergencia se debe a la diferencia en la producción de acero considerada en este
trabajo y la considerada por Campana et al. (16,7 Mt de acero para EAF y 50,8 Mt para
RHF en lugar de los 13,0 y 37,5 Mt de acero utilizados en este trabajo).
Para el cemento, Campana et al. [18] estimaron una potencia ORC acumulada de 70,3
MWe, mientras que en el presente análisis se estima un potencial mayor, en el rango de
79,6-148,1 MWe. La discrepancia es debida a una diferencia en la potencia del ORC espe-
cífica por unidad de producción de cemento.
Para el vidrio, solo la producción total de la UE-27 de vidrio plano es considerada por
Campana et al. [18], por lo que no es posible una comparación directa para Alemania.
Comparación de la potencia estimada de los ORC con la potencia de los
ORC en funcionamiento
Para la industria siderúrgica en Alemania, solo Elbe-Stahlwerke Feralpi en Riesa cuenta
con un sistema ORC para recuperar el calor del gas de escape del EAF. Para la industria
del cemento, la planta de Lengfurt es la única con un sistema ORC.
Resulta de gran interés comparar la potencia real de estos ORC con la potencia esti-
mada en este trabajo. El ORC de Feralpi produce 2,7 MWe, pero un tercio del vapor alma-
cenado en el tambor de vapor se vende a otro proceso industrial (la planta de neumáticos
de Goodyear Dunlop, que está en las proximidades) a través de la red de calefacción del
distrito [93]. Por lo tanto, solo dos tercios del calor técnicamente disponible se utilizan para
la generación de electricidad. Esto significa que la energía eléctrica que podría producirse
es de 4,05 MWe.
La planta del Heidelberg Cement Group en Lengfurt tiene un ORC de 1,5 MWe y utiliza
el calor residual sólo del enfriador de clínker de parrilla [102].
Tabla 6.10. Potencia ORC estimada y real para las plantas de Feralpi y Lengfurt
Potencia Potencia
Potencia estimada [MW] nominal potencial
[MW] [MW]
Planta
Eficiencia del ORC de Eficiencia del ORC de
15% 19%
Como se puede observar en la Tabla 6.10, la potencia eléctrica nominal obtenida de los
ORC instalados en el EAF de Feralpi y en el enfriador de clínker de Lengfurt está, para
ambos casos, dentro del rango de valores de potencia posibles para los escenarios del
peor, el promedio y el mejor de los casos. Para el EAF de Feralpi, la potencia eléctrica
potencial que podría obtenerse es ligeramente superior a la del BCS con una eficiencia del
ORC del 19%.
Análisis de sensibilidad
Los resultados anteriores sobre el potencial económico están basados en hipótesis so-
bre el valor de la de tasa de interés, el tiempo de amortización y la eficiencia y disponibilidad
del ORC. Sin embargo, este puede cambiar con la variación de estos parámetros. Para
comprender mejor la influencia de cada parámetro en los resultados, se realiza un análisis
de sensibilidad en el que se modifican de forma independiente la tasa de interés i y el
tiempo de amortización n. Estos dos parámetros son los que influyen en el potencial eco-
nómico. La eficiencia no se incluye en el estudio de sensibilidad dado que su modificación
solo contribuye con un aumento o descenso lineal del potencial técnico. Por simplicidad,
solo se considera el escenario promedio (determinado por la magnitud del calor específico
de los gases de escape del proceso) y el precio de electricidad más bajo.
Las Figura 6.12 y Figura 6.13 muestran cómo varía el potencial económico cuando el
tiempo de amortización en años y la tasa de interés cambian dentro de un rango. En cuanto
al tiempo de amortización, se consideran de 5 a 15 años para el análisis, y la tasa de interés
varía entre el 2% y el 15%. Cuando se varía el tiempo de amortización, la tasa de interés
es i=4%, y cuando se varía esta tasa, el tiempo de amortización es n=10. La eficiencia es,
para ambos casos, del 15%. La eficiencia y la disponibilidad del ORC influyen solo en el
potencial técnico, que no depende del tipo de interés y del tiempo de amortización.
Para el BOF, debido al alto potencial económico (igual al técnico) de la instalación de
sistemas ORC, este no varía con los cambios en los parámetros en estos rangos. En el
caso del EAF, el potencial económico comienza a disminuir cuando el tiempo de amortiza-
ción es inferior a 10 años y se convierte en cero antes de llegar a los 5 años. Por otra parte,
el aumento del tipo de interés hace que el potencial económico descienda hasta cero a
poco menos del 15%. En el caso del RHF, el potencial económico es nulo a menos de 5
años de amortización y a más del 15% de la tasa de interés.
Para el caso del cemento (Figura 6.13), la situación es más favorable. El potencial eco-
nómico baja a alrededor de 60 GWh/a para 5 años de amortización y no llega a cero para
una tasa de interés del 15%. El vidrio es el sector menos favorable, por la menor tasa de
utilización y el menor tamaño de las plantas. Ningún ORC en ninguna planta es económico
por debajo de 10 años de tiempo de amortización o por encima del 4,3 % de la tasa de
interés (Figura 6.13).
26
(a) (b)
Economic potential [GWh/a]
(c)
Figura 6.12. Análisis de sensibilidad para: (a) BOF; (b) EAF y (c) RHF
Economic potential [GWh/a]
Economic potential [GWh/a]
(a) (b)
Figura 6.13. Análisis de sensibilidad para: (a) cemento y (b) vidrio
Appendix xxvii
Ahorro de electricidad
El principal beneficio de la instalación de estos equipos ORC en las plantas donde re-
sulta económicamente interesante es la electricidad que se ahorra, ya que se produce con
el exceso de calor que de otra manera sería desechado.
La industria siderúrgica utiliza unos 22 TWh de electricidad al año. Esto supone el 9%
del consumo industrial de Alemania y el 4% del consumo total del país. La electricidad es
necesaria para alimentar los EAF que funden la chatarra para convertirla en acero y para
el funcionamiento de los trenes de laminación [94].
Para la industria del cemento, cada tonelada de cemento requiere aproximadamente
110 kWh de electricidad [103]. Esto, multiplicado por la producción de cemento en Alema-
nia de 23,17 Mt, hacen 2,55 TWh/a. La producción de vidrio requiere aproximadamente
203 kWh/t para el vidrio plano y 372 kWh/t para el vidrio para envases [95]. Teniendo en
cuenta la producción aproximada de vidrio en Alemania por año (1,98 Mt de vidrio plano y
3,93 Mt de vidrio para envases) [92], se obtiene una necesidad de electricidad de aproxi-
madamente 1,86 TWh/a.
La Tabla 6.11 muestra el porcentaje de la electricidad total consumida en la producción
alemana de acero, cemento y vidrio que podría ahorrarse mediante la instalación de los
ORC rentables para el menor precio de la electricidad y en el caso de 10 años de tiempo
de amortización, tasa de interés del 4%, disponibilidad del ORC del 95% y eficiencia del
ORC del 15%. Se calcula un intervalo entre el peor y el mejor escenario.
Tabla 6.11. Ahorro de electricidad con ORC para acero, cemento y vidrio con 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 =
𝟏𝟓 %, i=4%, n=10 años
Figura 6.14. Desarrollo del factor de emisión de CO2 para el mix de electricidad en Alemania
de 1990 a 2018 (en g/kWh) [96]
Tabla 6.12. Emisiones de CO2 evitadas con la instalación del potencial económico de los
ORC para el acero, el cemento y el vidrio con 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10 años
Figura 6.15. Tendencias de las emisiones de GEI en Alemania por sectores 1990-2018. Datos
de: UBA 2019, BMU 2019 [97]
Ahorro de costes
La instalación de unidades ORC no solo es buena para los objetivos de sostenibilidad,
sino que también puede significar un importante ahorro económico al reducir el costo de
compra de electricidad.
El ahorro total de costes se estima para el caso en que la eficiencia del ORC es del 15%,
con i=4% y n=10. El precio de la electricidad es de 5,1 ct/kWh (Figura 6.16).
Figura 6.16. Ahorro de costes con la instalación del potencial económico de ORC para
acero, cemento y vidrio con 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=10 años
Acero 66.34-90.87
Cemento 34.93-52.25
Vidrio 0-6.1
30
A.9 Conclusiones
La industria alemana libera más de 200 TWh de calor residual cada año, lo cual es más
que el consumo anual total de energía en Dinamarca [6]. El gran número de fábricas de
acero, cemento y vidrio en Alemania produce una cantidad significativa de calor de proceso
de alta temperatura. Además, estas tres industrias intensivas en energía son las que mues-
tran el estado más desarrollado del mundo en cuanto a recuperación de calor residual con
la tecnología ORC, aunque el potencial es mucho mayor en el caso de Alemania, como se
muestra en este trabajo.
Las estimaciones del potencial teórico y del técnico son, como se ha comprobado, del
mismo orden de magnitud aunque un tanto inferiores a las realizadas por otros autores
previamente. Esto garantiza que las estimaciones realizadas en este trabajo son
conservadoras. Además, las conclusiones sobre el potencial económico de esta tecnología
son, para la mayor parte de los procesos, positivas. Se considera para el análisis del
potencial económico el menor precio de la electricidad para estas industrias (situación más
conservadora).
Para la industria del acero, el potencial económico de la instalación de unidades ORC
en hornos BOF es igual al técnico bajo cualquier hipótesis y escenario, siendo este de en
torno a entre 1100 y 1400 GWh/a para eficiencias del ORC del 15% al 19% y considerando
los tres escenarios (de más pesimista a más optimista) según la magnitud del calor residual
disponible. Los EAF son, también, bastante interesantes de considerar para la instalación
de sistemas ORC de recuperación de calor de sus gases de escape. El potencial técnico
varía entre 200 y 600 GWh/a. Para una eficiencia del 15%, el potencial económico es un
poco mayor al 80% del potencial técnico para el peor escenario, y un 97% para el mejor
escenario. Para el caso con una eficiencia del 19%, el potencial económico se encuentra
ligeramente más cerca del técnico. Para los RHF, los resultados no son tan favorables
como para los hornos anteriores, siendo el potencial económico de entre un 60% y un 77%
del potencial técnico (dependiendo del escenario) para una eficiencia del ORC del 15% y
entre el 65% y el 84% para una eficiencia del ORC del 19%. El potencial técnico para los
RHF varía entre 140 y 370 GWh/a.
Para la industria del cemento, los resultados son muy positivos. El potencial teórico varía
entre 700 y 1300 GWh/a. El potencial económico es de más del 97% incluso para el peor
de los casos y la eficiencia más baja.
Para la industria del vidrio, no resulta tan rentable la instalación de esta tecnología. El
potencial técnico está entre 130 y 410 GWh/a. Sin embargo, el potencial económico resulta
cero para los peores escenarios y un precio de la electricidad de 5,1 ct/kWh. No obstante,
para el más optimista de los escenarios y una eficiencia del 19% se consigue un potencial
económico del 55%. Además, para precios de la electricidad de entorno a la media (8,84
ct/kWh), el potencial económico es muy próximo a técnico (cercano al 100%). Esto no solo
ocurre para el vidrio, sino que también para las demás industrias y sus diferentes procesos.
El potencial económico crece con el tiempo de amortización y disminuye con los tipos
de interés más altos. Los resultados del potencial económico son prometedores para la
recuperación de calor de los procesos estudiados de los sectores de producción de acero
y cemento para tiempos de amortización entre 10 y 5 años y tipos de interés inferiores al
15%. Para el vidrio, sin embargo, el tiempo de amortización deberá ser superior a 10 años
y la tasa de interés más baja que 4,3%.
Appendix xxxi
A.13 Presupuesto
En esta sección se pretende estimar el coste que ha supuesto la realización de este
trabajo.
Para evaluar dicho coste, el principal concepto a valorar son las horas de trabajo dedi-
cadas. Esto se debe a que no ha sido necesaria la adquisición de equipos ni de materiales.
Sin embargo, sí ha de tenerse en cuenta la amortización del ordenador personal utilizado,
el software MATLAB® y el paquete de Microsoft Office, que no son de libre distribución.
En primer lugar, se estima el número de horas dedicadas al trabajo. Para ello, se deberá
tener en cuenta el coste horario del alumno y del tutor. Se estima que estos costes son de
15 €/h para el alumno y 30 €/h para el tutor. Se estima que las horas trabajadas por el tutor
son de 12 horas al mes. Esto, durante seis meses, supone unas 72 horas. Para la estima-
ción de las horas trabajadas por el alumno se parte del número de horas dedicadas a cada
parte según la planificación temporal y considerando el número de horas diarias reflejado
en la Tabla 6.13.
Tabla 6.13. Horas de trabajo del alumno
Obtención de datos 30 3 90
Total 859
Se obtiene que el número total de horas trabajadas por el alumno son 859 horas. Te-
niendo el cuenta que este Trabajo de Fin de Máster con ampliación tiene asignados 30
créditos ECTS y que cada crédito se estima en de 25 a 30 horas de trabajo del alumno (lo
cual multiplicado por 30 son entre 750 y 900 horas), el número de horas dedicadas a esta
tesis entra dentro del rango previsible. La Tabla 6.14 muestra el coste total del alumno y
del profesor y la suma de ambos o coste del personal.
Appendix xxxv
Tutor 30 72 2160
Total 15045
Por último, se tiene en cuenta el coste de las licencias de MATLAB® y del paquete de
Microsoft Office. La licencia de MATLAB® tiene un coste de en torno a 100 € y un periodo
de validez de 1 año. La licencia de Microsoft Office tiene un coste de 100 € y un periodo de
validez de 1 año también. Teniendo en cuenta que se ha hecho uso de ambas durante 6
meses, el coste es de 50 € por cada licencia, es decir, 100 € en total.
Sumando todos los costes se obtiene un coste bruto de 15234 € y aplicando un 21% de
IVA se obtiene un coste neto de 18433,14 €.
Tabla 6.15. Coste total del proyecto
ORC
Location Customer Status Notes
size
Tadipatri,
In operation Waste heat is recovered from
4 MW Andhra Ultratech Cement
since 2007 the clinker cooler vent air
Pradesh, India
Table 6.2. Turboden industrial WHR for cement industry projects globally [104]
ORC
Location Customer Status Notes
size
Fieni,
Electric power production
3.8 Dâmboviţa S.C. Carpatcement Holding S.A. In operation
from waste heat in cement
MWe County, (Heidelberg Group) since 2015
production process
Romania
Table 6.3. Turboden industrial WHR for steel industry projects globally [104]
ORC
Location Customer Status Notes
size
ESF Elbe-
2.7 In operation Electric power production from
Riesa, Germany Stahlwerke Feralpi
MWe since 2013 waste heat in steel industry (EAF)
GmbH
Table 6.4. Turboden industrial WHR for glass industry projects globally [104]
ORC
Location Customer Status Notes
size
Table 6.5. Turboden industrial WHR for other industries projects globally [104]
ORC
Location Customer Status Notes
size
0.7 Torbole Casaglia Fonderia di In operation Electric power production from waste
MWe (BS), Italy Torbole since 2016 heat from cast iron cupola furnace
Company Location
Salzgitter AG Salzgitter
Saarstahl AG Völklingen
Company Location
Company Location
Salzgitter AG Salzgitter
Company Location
Dyckerhoff AG Amöneburg
Dyckerhoff AG Deuna
Dyckerhoff AG Geseke
Dyckerhoff AG Göllheim
Dyckerhoff AG Lengerich
HeidelbergCement AG Burglengenfeld
HeidelbergCement AG Ennigerloh-Nord
HeidelbergCement AG Geseke
HeidelbergCement AG Hannover
HeidelbergCement AG Leimen
HeidelbergCement AG Lengfurt
HeidelbergCement AG Paderborn
HeidelbergCement AG Schelklingen
Gerresheimer AG Steele-Horst
Gerresheimer AG Steele-Horst
Gerresheimer AG Lohr
Gerresheimer AG Lohr
Gerresheimer AG Tettau
Appendix li
Gerresheimer AG Tettau
Euroglas AG Osterweddingen
Saint-Gobain AG Herzogenrath
Saint-Gobain AG Köln-Porz
Saint-Gobain AG Stolberg
Saint-Gobain AG Torgau
Appendix liii
(a) (b)
(c)
Figure 6.1. Economic potential for steel production with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟗 %, i=4%, n=10 years:
(a) BOF; (b) EAF and (c) RHF
54
(a) (b)
Figure 6.2. Economic potential for production with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟗 %, i=4%, n=10 years: (a)
cement; (b) glass.
Appendix lv
(a) (b)
(c)
Figure 6.3. Economic potential for steel production with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=5 years:
(a) BOF; (b) EAF and (c) RHF
56
(a) (b)
Figure 6.4. Economic potential for production with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=4%, n=5 years: (a)
cement; (b) glass.
Appendix lvii
(a) (b)
(c)
Figure 6.5. Economic potential for steel production with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=6%, n=10 years:
(a) BOF; (b) EAF and (c) RHF
58
(a) (b)
Figure 6.6. Economic potential for production with 𝜼𝒆𝒍,𝒏𝒆𝒕,𝑶𝑹𝑪 = 𝟏𝟓 %, i=6%, n=10 years: (a)
cement; (b) glass.