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Review

Are nanoclay-containing polymer composites safe for food packaging


applications?—An overview
Jayita Bandyopadhyay,1 Suprakas Sinha Ray 1,2
1
DST-CSIR National Centre for Nanostructured Materials, Council for Scientific and Industrial Research, Pretoria, 0001, South Africa
2
Department of Applied Chemistry, University of Johannesburg, Doornfontein, 2028, South Africa
Correspondence to: S. S. Ray (rsuprakas@csir.co.za; ssinharay@uj.ac.za)

ABSTRACT: The growth in polymer-based innovative packaging technology has brought about a revolution in extending the shelf life of
many food and aquatic products. One of the emerging areas in this field is polymer nanocomposite (PNC) technology, which involves
the incorporation of various chemicals and nanoadditives into polymers to improve their inherent properties or to add required func-
tionality. Because the nanoparticles may interact with food components during processing, storage, or distribution and may migrate into
food, PNC-based packaging materials require awareness and understanding of their potential impact on human health and the environ-
ment. Interest in migration and cytotoxic analysis of PNC has gained considerable momentum in recent years. The focus of this article
is on clay-containing PNCs because the global trend in PNCs shows that 50% of all nanofillers constitute nanoclays of either natural or
synthetic origin. This article presents a summary of perspectives on international regulations on test parameters and migration of chemi-
cals from materials that come into contact with food, followed by a critical review of (1) complaints concerning the polymers, compati-
bilizers, and adhesive tie layers used in polymeric packages, (2) migration of constituents from PNC-based films/articles, and (3) toxicity
evaluation of nanoclays and migration of nanoclays from PNCs. Finally, we believe a review article of this nature will help academic
and industrial researchers who want to bring advanced PNC-based products into the market for food packaging applications. © 2018
Wiley Periodicals, Inc. J. Appl. Polym. Sci. 2019, 136, 47214.

KEYWORDS: cytotoxicity; layered silicates; migration; nanocomposites; surfactants

Received 2 March 2018; accepted 14 September 2018


DOI: 10.1002/app.47214

INTRODUCTION based consumer goods and packaging requires evidence on the


One of the factors that influence the commercialization of nano- safety of the release of nanoparticles from composite materials dur-
composites is the health and environmental safety of nanoparticles ing normal use, disposal, and recycling. Nanoparticles from nano-
used to prepare nanocomposites. Along with growing interest in composites may reach biological systems via various routes, as
polymeric packaging materials for various applications, the demand shown in Scheme 1, or may be released from packaging material
for innovative packaging solutions is growing rapidly. Various che- into food and eventually interact with body cells. They may also
micals and nanoadditives can be incorporated into polymer matri- come into contact with plants, wildlife, and humans when recycled
ces to improve their inherent properties or to add some and/or disposed of into the environment.7–9
functionality such as gas and vapor barrier property.1,2 For example, Recently, a great deal of research attention has been paid to the
by utilizing the improved gas barrier, thermal, and mechanical potential and conditions for the release of nanomaterials from
properties of polymer nanocomposites (PNCs), the next generation nanocomposites. Froggett et al.10 identified a few possible scenar-
smart packaging materials for “Meal Ready-to-Eat (MRE)” are being ios associated with the release of nanoparticles. Nanomaterials
developed, which are lighter, easy to recycle, and to outperform the from solid nanocomposites can be released during machining,
conventional MRE packaging materials.3 However, PNCs for food weathering, washing, contact, and incineration.10 Machining may
packaging applications require precautions because of the lack of include cutting, grinding, shredding, drilling, and other proce-
sufficient information on their potential impact on human health dures. The researchers categorized the release of different types of
and environmental safety.4–6 Nanoparticles may interact with food nanoparticles from nanocomposites. However, release assess-
components during processing, storage, or distribution and can ments for nanoclay itself and surfactants from organically modi-
migrate into food. Hence, commercialization of nanocomposite- fied nanoclays are scarce.

© 2018 Wiley Periodicals, Inc.

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J. BANDYOPADHYAY received her Ph.D. in Chemical Engineering from Université Laval, Quebec, Canada in 2011.
Currently, she is a senior researcher and responsible for polymer nanocomposites research and development
team at the DST-CSIR National Centre for Nanostructured Materials. Her research work focuses on developing
polymeric blends and nanocomposite materials for high-end industrial applications. This involves effective
industrial partnership, innovation, and continuous improvement of processes and protocols.

S. S. RAY is a chief researcher in polymer nanocomposites at the CSIR with a Ph.D. in physical chemistry from
the University of Calcutta in 2001 and director of the DST-CSIR National Centre for Nanostructured Materials.
He is also associated with the University of Johannesburg as a Distinguished Visiting Professor of Applied
Chemistry. His current research focuses on polymer-based advanced nanostructured materials and their
applications.

Raynor et al.11 investigated nanoclay release from a polypropyl- In addition to mechanically induced release processes, nanoparti-
ene (PP) nanocomposite plate containing 5 wt % montmorillon- cles can migrate via desorption, diffusion, dissolution, and degra-
ite (MMT) nanoclay (Forte nanocomposite manufactured by dation of the matrix in which they are contained.14 Desorption
Noble Polymers) during shredding. The researchers reported that takes place due to weak bonding between nanoparticles and the
the concentration of airborne particles during shredding of neat matrix. The key factor affecting the desorption kinetics is the sur-
PP is much higher than that of PP nanocomposite; nanoclay par- face concentration of the nanoparticles. Depending on the affinity
ticles remain fastened within the matrix polymer, and the diame- and/or polarity, the nanoparticles migrate from the nanocompo-
ters of the shredded particles from neat PP and the site into the migrant. A concentration gradient can induce migra-
nanocomposite were smaller than 40 nm. These findings suggest tion of nanoparticles from the interior of a nanocomposite by a
that recycling of nanocomposites should not pose greater health diffusion process. In contrast, during dissolution, internally
risks to workers or to the general public than recycling of neat embedded or surface-bound nanoparticles produce atoms/ions
polymer. Similar findings were reported by Sachse et al.12,13 based that eventually migrate into the simulant. Degradation of a poly-
on drilling of nanoparticles. The researchers noted that the pres- mer matrix during nanocomposite processing at a high tempera-
ence of nanoclay can reduce the quantity of airborne particles ture or ultraviolet (UV) exposure or mechanical abrasion can
formed during drilling and can promote particle deposition. A also result in migration of nanoparticulates.
comparative study showed that polyamide 6 (PA6)/MMT
When the concentration of migrated particles reaches a certain
released nanoscale particles 1.5 times smaller than neat PA6,12,13
specified regulatory limit, food quality and safety may be jeopar-
whereas PA6/N,N-dimethyl-N-benzyl-N-octadecyl ammonium-
dized. Countries such as the United States and Japan, as well as
modified MMT released nanoscale particles 20 times smaller than
in the EU, have stiff regulations and legislation on the use of
neat PA6. Furthermore, nanoclays remained within the polymer
nanomaterials in food packaging.15,16 In South Africa, the Food-
debris.
stuffs, Cosmetics, and Disinfectants Amendment Act 2007 apply;

Nanocomposite based Consumer products

Recycle (Mechanical Food


Disposed in the influences like shredding, packaging
environment drilling etc.)

Migration in to Migration in to food


environment

Plant, wild life and human get exposed

Scheme 1. Scenarios for nanoparticle release to the environment. [Color figure can be viewed at wileyonlinelibrary.com]

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however, there is no such specific regulation on the use of nano- specific times and temperatures are not established, the recom-
materials in consumer goods.15–17 mended test conditions are either 4 h at 100  C or for 4 h at the
reflux temperature for Simulants A, B, and/or C and/or 2 h at
This review presents an overall perspective on the regulation of
175  C for Simulant D.24 For materials and articles intended for
test parameters and migration of chemicals from materials that
use at room temperature (~25  C) or below for an unspecified
come into contact, according to EU and United States standards,
period of time, the recommended test conditions are 10 days at
as well as (1) complaints concerning different polymers, compati-
40  C.24
bilizers, and adhesive tie layers used in polymeric packaging
materials, (2) experimental techniques for the investigation of Nanoclays are used in a variety of pharmaceutical applications,
migration of nanoclays from nanocomposites and migration of such as gastrointestinal protectors (e.g., kaolinite, palygorskite),
nanoclays and surfactants from PNC-based films/articles, and antidiarrhoeaics (e.g., kaolinite, palygorskite, smectites), and ant-
(3) toxicity evaluation of nanoclays and migration extraction of acids (e.g., smectites, palygorskite), and so on, because of their
nanoclays and/or surfactants from nanocomposites. high specific surface area, high sorptive capacity, low or null tox-
icity to patients, low price, and suitability as a rheology modi-
fier.25 The acute oral toxicity of bentonite in humans is very low.
REGULATIONS ON TEST METHODS AND MIGRATION LIMITS However, long-term occupational exposure to bentonite (e.g., for
Although nanoclays are often bound to a matrix polymer and are workers in mining or processing) can cause lung diseases.
not in a free form, there is still potential for release of these mate- Although in vitro studies suggest that nanoclay can induce cyto-
rials during wear. According to the relevant EU regulation,18 in toxicity, depending on the concentration and experimental sys-
the case of plastic-based food packaging or articles, the overall tem, there is no clear evidence from in vivo studies of systemic
migration limit of material constituents to foodstuffs is 10 mg toxicity, even at a dose of 5000 mg kg−1.25
dm−2 of the surface area of the packaging material. However, in Regulatory compliance of nanoparticles, specifically nanoclays,
the case of 500-mL to 10-L food containers or filled articles for for food contact applications has two important aspects. The cru-
which it is not possible to measure the surface area in contact cial parameter from the EU perspective is the size of the polymer
with foodstuffs or the surface area of stoppers, caps, gaskets, or additive particles in the final food contact material. According to
similar devices for sealing, the above limit can be extended to the EU definition, in the case of dispersed nanoclay platelets in
60 mg of the constitutes released per kilogram of foodstuffs. PNCs, applications need to be specifically authorized. A second
The simulants for aqueous, acidic, alcoholic, and fatty foods are aspect is that the surfactants used for organic modification of
conventionally denoted as Simulants A, B, C, and D, respectively. nanoclay also require authorization for food contact, according to
The analytical error limit for the determination of overall migra- EU Regulation No 10/2011 or by the FDA.26
tion is 2 mg dm−2 for food simulants of Types A, B, and C and In the United States, bentonite (21 CFR 184.1155) and kaolin
3 mg dm−2 or 20 mg kg−1 for Simulant D.19 Classification of (21 CFR 186.1256) are specified as being “generally recognized as
food types and food simulants for materials in contact with safe” (GRAS)26,27 and are specifically listed as acceptable for use
foods, as recommended by the Food and Drug Administration for various applications.26,28 Schmidt et al.29 reported that
(FDA) and standardized test conditions (EU10/2011) for the according to the EU 2002 regulation,30 nanocomposites must
determination of overall migration, can be found elsewhere.20,21 comply with a total migration limit of 10 mg dm−2. Studies have
The recommended simulant for nonalcoholic beverages and bev- been conducted on the migration of surfactants from organically
erages containing up to 8% alcohol is 10% ethanol in water (v/v), modified nanoclay and on the migration of nanoclay constituents
and that for beverages containing more than 8% alcohol is 50% from nanocomposites in food simulants. Recently, hexadecyltri-
ethanol. The latter can also be used for dairy products. The best methylammonium bromide-modified MMT organoclay was
alternative for a fatty food simulant is considered to be 95% etha- approved by the FDA as a food contact substance (FCN 1410).31
nol in olive oil. Conventional fatty food simulants are food oil,
MIGLYOL 812 (derived from coconut), and HB307 (mixture of The EFSA Panel on Food Contact Materials, Enzymes, Flavorings
synthetic triglycerides).22 Owing to the lipophilic and volatile and Processing Aids (CEF Panel) conducted safety assessments of
nature of some additives, olive oil might not be the right choice dimethyldialkyl (C16-C18) ammonium-modified MMT additives
of simulant.23 Alternatively, iso-octane with 95% ethanol, can be and recommended them for use at concentrations up to 11.4%
used as a fatty food simulant.23 The simulant for acidic food (w/w) in ethylene-based polymeric materials/blends for sealing
(pH ≤ 4.5) is 3% acetic acid in water (w/v). For aqueous food layers of up to 12.5 μm in direct contact with food.32 Migration
(pH > 4.5), the recommended simulant is distilled water.19 The of aluminum (a marker for clay) into 95% ethanol was tested at
conditions for substitute tests can be found elsewhere.19 The test 40  C for 10 days for an ethylene-based composite with a thick-
conditions for 95% ethanol are, for example, 10 days at 5, 20, and ness of 12.5 μm, representing a higher amount of modifier in the
40  C and 2 h at 60  C. Volatile tests are used up to a maximum clay and a higher amount of modified clay. The EFSA reported
temperature of 60  C. The simulated contact time and tempera- that the “concentration of aluminum was undistinguishable from
ture for long-term storage at or below room temperature the procedural blank level of 0.14 mg kg−1 food simulant.
(~25  C), including 15 min of heating to 100  C or 2 h at 70  C, Methyldialkyl (C16-C18) amines, trialkyl (C16-C18) amines, and
is 10 days at 40  C. For storage temperatures above 40  C, the dimethyltetradecyl-hexadecylammonium were not detectable at
recommended simulated contact time and temperature are 4 h at the limit of detection equivalent to a migration into 95% ethanol
100  C or at reflux, respectively. For many articles for which at 40 C for 10 days of 15 μg kg−1 food. Consequently, their

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migration into dry foods is also not expected to be detectable.” COMPLAINTS CONCERNING POLYMERS, HEAT SEALING,
According to a Food Contact Materials, Enzymes, Flavorings and AND ADHESIVES/TIE RESINS
Processing Aids (CEF) panel, intended applications do not give The most common polymers used in food packaging are polyole-
rise to safety concerns if the estimated migration is less than fin, copolymers of ethylene, substituted olefins (such as polyethyl-
50 μg kg−1 or 0.05 mg kg−1 of dimethylalkyl (C16-C18) amines. ene (PE), PP), polyesters, polycarbonate (PC), polyamide (PA),
According to the EU regulation, nanocomposites must comply poly(vinylidene chloride) (PVDC), and ethylene-vinyl alcohol
with the total migration limit of 10 mg dm−2.33 Huang et al.14 (EVOH).2 Because migration tests are complex, expensive, and
reported that, according to the Council of the European Commu- time consuming, confirmation of complaints concerning different
nities, 1990, the overall migration limit of permitted compounds polymer grades according to supplier-specific datasheets can be
from plastics in contact with foodstuffs is 60 mg (substance) kg−1 used as a guideline for the material selection. However, it is nec-
(food packaged or food simulants). The specific migration limit essary to demonstrate compliance of the final food contact article
constrains the migration level of those substances, depending on in cases in which a neat polymer has been subjected to any modi-
the hazardous toxic effects into food or food simulants. fication or in cases of blending of polymers or PNCs or multilay-
Migration tests can be performed in four ways: testing by total ered polymer films.
immersion, single-sided testing using a migration cell, single- Fabrication of a multilayered structure relies on the choice of
sided testing using a pouch, or single-sided testing by filling.14 functional films (that provide active and passive barriers, thermal
For total immersion, specimens of 1 dm2 are immersed in the conductivity, antimicrobial properties, etc.); heat-sealable proper-
simulant in such a way that both faces of the sample are in con- ties, and tie layers that improve the adhesion between adjacent
tact with the simulant. Migration cell testing is particularly layers. Commonly used heat-sealing polymers are ethylene
important for multilayer materials. Single-sided testing using a methyl acrylate, ethyl vinyl acetate (EVA), and ethyl acrylic acid,
pouch requires a ratio of 2 dm2 of material surface area to different types of PE, PP, and PC.36
100 mL of food simulant volume. Single-sided testing by filling is
more appropriate for articles in container form or tetra packs. Tie layers usually consist of polyolefin and ethylene copolymers
Huang et al.34 described another method of total immersion with chemical functionality.36 For example, acid functionality
using strip pieces with dimensions of 2.5 × 10 cm2 containing a supports adhesion to aluminum foil, metallized films, paper,
polymer/clay nanocomposite layer of 10 cm2 in size. Biaxially ori- nylon, and ionomers.37 Bonding of PA and EVOH requires anhy-
ented PP (BOPP) film coated with the adhesive ROBOND L-90D dride functionality.37EVA-based adhesive polymers are useful for
(Dow Chemical Company, Midland, USA) was used to sandwich bonding a wide range of polymers, including poly(vinyl chloride),
the nanocomposite layer. PVDC, poly(ethylene terephthalate) (PET), PP, polystyrene (PS),
and ionomers.37 EVA is GRAS for food packaging applications.36
One of the most innovative developments in the area of food
However, there is a regulation that applies to maleic anhydride-
packaging is active and intelligent (AI) packaging. Active packag-
grafted ethylene-vinyl acetate copolymers.38 EVA is first pro-
ing is intended to extend the shelf life of food; intelligent packag-
duced by means of a catalytic copolymerization reaction, and
ing indicates and/or monitors the freshness of food. AI packaging
is always in direct contact with food. For such systems, overall or then maleic anhydride is grafted onto the polymer chains.38
specific migration can be determined according to the conven- According to the CFR, the maximum allowable grafting limit of
tional EU-specified method. Dainelli et al.35 have described a pro- maleic anhydride is 2%. In addition to there being a limit on the
cedure for migration testing of oxygen-absorbing labels. For vinyl acetate content, it is recommended that prior to the grafting
instance, in the case of an oxygen scavenger containing iron that reaction the vinyl acetate content in the grafted copolymer not
is used for meat product packaging, a filter paper is saturated exceed a limit of 11 wt % and that the melt flow index not
with simulant and placed between two glass plates. To simulate exceed 2.1 g/10 min. Acrylate (methyl acrylate, ethyl acrylate,
the weight of food, a total weight of 70 g (including a glass plate and butyl acrylate) polymers bond well to PET, PS, and PP
weighing 20 g) is placed on top of the package. An oxygen- ionomers and inks used for printing on to the packaging mate-
absorbing label is attached to the bottom glass plate and is in rials.37,39 Epoxy can also be used to adhere to the PET resin.37
contact with the filter paper. The whole set up is then placed in Mayumi et al.40 reported that alloys of thermoplastic polyester
an oven and stored under specified time and temperature condi- elastomer (TPEE) and styrene block copolymer exhibit adhe-
tions. After the storage period, the specific migration is deter- siveness to PS and acrylonitrile–butadiene–styrene copolymer
mined for the filter paper in contact with the food simulant. This (ABS). Similarly, acid anhydride-grafted TPEE bonds PA or
specific migration test yields much lower and more realistic EVOH with sufficient adhesion, even at elevated temperatures
values than the conventional test. Therefore, we can conclude (80–120  C).35 In the case of acrylate, ABS-based copolymers,
that the test method should be chosen carefully depending on the there are some restrictions on the concentration of each ingredi-
nature of the food that will be used. ent.41 According to the CFR, the acceptable limit of vinyl chlo-
By nature, most of the chemicals have some adverse effect on the ride in a copolymer is 80 wt %, while that for n-butyl acrylate
human health (e.g., cytotoxicity) and nanoclays are not an excep- or n-butyl methacrylate, ethyl acrylate, or methyl methacrylate
tion. However, more evidence on the safety of using PNC, regula- is 5 wt %, and that for butadiene–styrene is ~15 wt %.36 Simi-
tion on the dose of nanoclay, and the surfactant used to modify larly, in a copolymer containing methyl methacrylate, α-methyl-
the nanoclay can eventually break the barrier of commercializa- styrene, and acrylonitrile, the maximum amounts of these
tion of PNCs for various food-packaging applications. components should not exceed 35 wt %.41

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EXPERIMENTAL TECHNIQUES USED TO INVESTIGATE migration of nanoclay constituents from nanocomposite-based


MIGRATION OF NANOCLAYS FROM NANOCOMPOSITES packaging materials and the effects of simulant types and test
As aforementioned, various test methods are available to quantify conditions on this migration.
the migration of nanoparticles from PNCs. Inductively coupled
plasma (ICP) and graphite furnace atomic absorption spectrome- MIGRATION OF NANOCLAYS AND SURFACTANTS FROM
try (GFAAS) are usually used to determine the inorganic constit- PNC-BASED FILMS/ARTICLES
uents of nanoclay, and high-performance liquid chromatography It is interesting to note that the migration of nanoclay depends
(HPLC) is used to detect surfactants and other organic migrants on the simulant type, temperature, repetitive exposure, polymer–
that leach out of nanoclay.7 To obtain uniform dispersion of nanoclay interaction, and contact with the simulant. However, in
migrants in a simulant, the samples need to be gently shaken all of the previous studies reviewed, the total migration did not
periodically (approximately every 24 h) prior to sampling.34 exceed the EU-specified limits. The phenomenon of mass transfer
A wide range of detection techniques are available for use in the anal- from a package material into a foodstuff/simulant obeys Fick’s
ysis of surfactants, including UV/visible (vis) absorption spectrum, second law of diffusion14,34:
refractive index measurement, charged aerosol detection (CAD),
evaporative light scattering detection (ELSD), mass spectrometry ∂Cp ∂2 Cp
¼D 2 ð1Þ
(MS), and suppressed conductivity.42 If the surfactant contains chro- ∂t ∂x
mophores, they can be detected easily by an UV detector coupled
with an HPLC. Otherwise, MS is the preferable technique for tracing where Cp is the concentration of the migrant in the packaging
surfactants, particularly migrated ones. For highly concentrated sam- material at time t and position x, and D is the diffusion coeffi-
ples, CAD and ELSD can be used, but CAD is 5–10 times more sen- cient, which might be constant or might be concentration depen-
sitive than ELSD and yields a more uniform peak response. dent. The mass balance during unidirectional migrant transport
Sample preparation for ICP experiments requires acid digestion of from a package to a food/simulant can be described as follows:
the nanoclay constituents; details of the procedure can be found else-
where.43 A mixture of 3 mL of sulfuric acid (98%), 1 mL nitric acid Vf ∂Cf ∂Cp
Kpf ¼ −D ð2Þ
(70%), and 1 mL hydrofluoric acid (40%) is usually used for this pur- A ∂t ∂x
pose. First, a digestion vessel containing this acid and samples is
exposed to microwaves. The samples are then placed on a hot plate where Vf and A are the volumes of the food and contact area, respec-
for purposes of evaporation. They are then redissolved in 1% nitric tively, and Kpf is the partition coefficient, which is defined as the ratio
acid prior to the ICP experiment. In ICP, the ions are sorted by quad- of the concentration of the migrant in the packaging film to its concen-
rupole according to mass-to-charge ratio (m/z). Certain amounts of tration in the food system (Cf) at equilibrium. The partition coefficient
time spend at quadrupole for each m/z measurement is called the depends on the solubility coefficient, which is a measure of packaging
dwell time. After each dwell time measurement, electronics require material–food compatibility. A larger value of K indicates more limited
certain time to stabilize before the next measurement can start, migration from the packaging material to the food. Modeling of the
known as settling time. In conventional ICP, significant amount of migration process is based on the following assumptions: (1) migrants
signal cannot be measured during this settling time. This problem can are uniformly distributed in the packaging films, (2) there is no
be solved by using single particle ICP-MS. Shorter dwell time in the migrant concentration gradient in the food, (3) migration follows Fick’s
single particle mode than the particle transient time enables avoiding law of diffusion and is not controlled by the other kinetic steps, (4) the
false signal generated from the partial particle integration, particle diffusion coefficient and partition coefficients are constant during
coincidence, and agglomerates. Moreover, shorter settling time maxi- migration and depend only on temperature, and (5) equilibrium
mizes analysis of more ions.44 always exists during migration at the interface of the packaging mate-
Other complementary techniques used to study the leaching of rial and the food, and is governed by the partition coefficient.
nanoclays from nanocomposites are scanning and/or transmis- The diffusion coefficient (D) can also be estimated from the
sion electron microscopies (SEM and/or TEM) with X-ray energy Stokes–Einstein equation46:
dispersive spectroscopy (EDS).3 A copper grid coated with a car-
bon membrane is used to collect and stabilize the leached-out KB T
nanoclays. This prevents aggregation of the nanoclays during D¼ ð3Þ
6πηr
drying and TEM observation.
The leaching of surfactants from a nanocomposite can be studied where KB is the Boltzmann constant (1.3807 × 10−23 J K−1), T is
by means of X-ray diffraction (XRD) and electrical conductivity the temperature, r is the hydrodynamic particle radius, and η is
analysis.7,45 The change in the d-spacing value (determined from the dynamic viscosity of the polymer at a given temperature,
XRD analysis) before and after solvent exposure is an indication which can be expressed as follows:
of collapse of nanoclay structures as a result of leaching of mate-
"   #
rial from the nanoclay galleries. Electrical conductivity analysis   C1 T − T g
can be used to detect surfactants because conductivity increases η ðT Þ ¼ η Tg exp −   ð4Þ
C2 + T − T g
in the presence of surfactants. The following sections provide a
comprehensive review of the scientific literature available on the

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where C1 and C2 are empirical parameters. For a wide range of showed that the concentration of dissolved Si is always higher
polymers, C1 = 17.44 K and C2 = 51.6 K. than the concentration of dissolved Al.
Brandsch et al.47determined D for polyolefin according to eq. (5): Yining et al.53 determined Si and Al contents in the Nanomer
I.44P by using GFAAS to be (22  1.1)% and (9.3  0.5)%
 
2 10454 wt/wt, respectively. Confocal laser scanning microscopy is
D ¼ D0 exp AP −0:1351 Mi3 + 0:003 Mi − ð5Þ another tool to track the migration of nanoclay from the nano-
T
composite into the migrant.54 This technique requires florescent
labelling on the nanoclay prior to the composite preparation, and
where D0 = 1 m2 s−1, AP = AP0 –(τ/T), and τ with dimension
hence, it might be difficult to implement for the nanocomposite
K accounts for a specific contribution of the polymer matrix to
produced in pilot/commercial scale.
the diffusion activation energy. The values of AP0 and τ can be
found elsewhere.44 The coefficient 0.1351 results from a correla- In the case of organically modified nanoclays, the migration of
tion between the molar volumes and molar masses of n-alkanes. the surfactant is more pronounced than that of the nanoclay
Mi is the molecular mass, and T is the temperature. The coeffi- itself. Moreover, the migration of surfactant may depend on the
cient 10 454 with dimension K comes from the reference activa- type of the surfactant and/or the type of neat nanoclay and its
tion energy of EA = 86.9 kJ mol−1. cation exchange capacity (CEC). Xia et al.55 showed that in the
case of organically modified nanoclay, the surfactant used to
The migration rate of a substance such as a surfactant can be
modify the nanoclay can leach out (Table II). The authors
estimated from Fick’s second law:
observed that the release of surfactant from nanoclays that are
" !# already dispersed in polymer matrices over time is much lower in
 α  X∞
2α ð1 + αÞ q2n
mf , t Cloisite93A (C93A) than in Nanomer I.44P.7 Furthermore, soni-
¼ cp, 0 ρp dPp 1− exp − D t 2
A 1+α n¼1
1 + α + α2 q2n dp cation results (Figure 1) indicated twofold increases in surfactant
release for both nanoclays.55 It is interesting to note that although
ð6Þ
both C93A and Nanomer I.44P belong to the MMT family, they
are modified with different surfactants.
where mf,t/A (μg cm−2) represents the amount of the migrant
after contact time t (s), A is the contact area (cm2), Cp (ppm) is The surfactant used for organic modification of Nanomer I.44P is
the initial concentration of the migrant, dp is the thickness (cm), dimethyl dihydrogenated tallow ammonium chloride or Arquad
and ρp is the density of the polymeric substance (g cc−1). For vol- 2HT-75 (approximately 75 wt % purity; the remaining 25% con-
sisting of water, isopropanol, and free amine). The surfactant for
umes Vp (the volume of the polymer) and Vf (the volume of the
C93A is methyl dehydrogenated tallow amine sulfate or Armeen
food), α = (Vf/Vp)/Kp,f. The parameters qn are the positive roots
M2HT (approximately 90 wt % purity; the remaining 10% con-
of the transcendent equation tan qn = −α qn.
sists of water and primary and secondary amines).55 The particle
In addition to the temperature, the type of solvent, and the sizes and CECs of the two are also different. The average particle
polymer–filler interaction, the factors that influence nanoclay sizes of Nanomer I.44P and C93A are 15–20 and 5–10 μm,
release are the polymer–simulant/solvent interaction and the respectively. The surfactant content of nanoclay depends on the
nanoclay–simulant/solvent interaction. The interaction between CEC and the molecular weight (Mw) of the surfactant. Although
the polymer and the solvent can be described by the relative the CEC of Nanomer I.44P is 145 meq/100 g, the Mw of the sur-
energy difference of the polymer–solvent system. Similarly, factant is 523, and hence, the surfactant attached to Nanomer
because of the interaction between the nanoclay and the solvent, I.44P is equivalent to 103 meq/100 g. In contrast, the CEC of
the nanoclay can swell. The ratio of the volume of the nanoclay C93A is 90 meq/100 g, and the Mw of the surfactant is 508, and
after swelling to the volume of the dry nanoclay is referred to as hence, the surfactant attached to C93A is equivalent to
the swelling factor and can be used to estimate the interaction 131 meq/100 g. Because C93A contains more surfactant than
between the nanoclay (which can be organically modified) and Nanomer I.44P, even though less leaching occurs in C93A, it can
the solvent.48 In this direction, Alin et al.49,50 developed an UV– be inferred that the leaching of surfactant depends on the affinity
vis spectroscopic method to study the interaction effects of pH, of a particular surfactant to specific nanoclay. Surfactant release
NaCl, and clay concentrations of the suspensions on the clay also depends on the temperature (Figure 2). The release of surfac-
agglomerates. tant from Nanomer I.44P and C93A into ethanol at various tem-
The literature on the migration of nanoclays and surfactants of peratures indicates that the degradation of the surfactant further
organically modified nanoclays from PNCs is summarized in accelerates the leaching process.55
Tables I–III. One of the widely used nanoclays in PNCs is MMT. Pure nanoclay generally contains interlayer hydrated sodium or
It is well known that in MMT, one aluminum (Al) atom shares potassium cations. Obviously, in this state, nanoclay particles are
oxygen atoms with two silica (Si2O5) sheets, and hence, the unit not compatible with most polymer matrices. To improve the
cell formula is [Al2(OH)2(Si2O5)2].51 Therefore, the migration of thermodynamically favorable interactions between nanoclay
nanoclay can be identified by the presence of Al or Si in a specific platelets and hydrophobic polymer matrix, researchers generally
simulant. Farhoodi et al.52 observed that the migration of nano- convert the normal hydrophilic surface to an organophilic one,
clay constituents increases with longer storage times and higher making the intercalation of polymer chains possible. In general,
temperatures. This was evident from the experimental results that this can be done by ion-exchange reactions with cationic

47214 (6 of 22) J. APPL. POLYM. SCI. 2019, DOI: 10.1002/APP.47214


Table I. Review of Migration of Nanoclay Compositions from PNCs

Sample Simulanta Test method Findings Refs.


REVIEW

PP/3 wt % I.44P Ethanol 100% Disc method with Poor interaction between polymer and nanoclay results leaching. 8
films Leaching of I.44P from composites is 0.15 mg L−1
70  C, 10 days
GFAAS
PA/5 wt % C93A Ethanol 100% Disc method with Hydrogen bonding, good interaction, large interacting surface area/stronger interface 8
films between dispersed nanoclay and polymer significantly reduces the mobility of
70  C particles and hence the migration.
10 days Leaching of nanoclay from composites is 0.1 mg L−1
GFAAS
PLA and PLA/5 wt % Overall migration for PLA is 1.7 mg dm−2 and that for the nanocomposite is 33
C30B 6.7 mg dm−2. Used ICP, film samples 40  C, 10 days
BOPP/nanocomposite- Water, acetic acid 3%, 20, 40, and 70  C For different simulants and test conditions the migration of Si from nanoclay remained 33,34
adhesive/BOPP ethanol 15%, olive oil, 2 h – 14 days below 1 mg dm−2.
grapeseed oil, coconut (According to EU regulation nanocomposite must comply with the total migration
oil limit of 10 mg dm−2)
LDPE nanocomposites Ethanol 10%, acetic acid ICP Sample Total Al Simulant Migration conditions Al migration 43
bags 3% (v/v) 40  C, 10 days; (ng cm−2) (ng cm−2)
70  C, 2 h
30 mL simulant
10 × 5 cm bags
Migration solution
sonicated for 5 m

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prior to analysis
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Aisaika bags 2954.89 3% 40  C, 10 days 51.65


acectic
acid
70  C, 2 h (cycle 1) 8.09
70  C, 2 h (cycle 2) 13.11
70  C, 2 h (cycle 3) 11.28

10% 40 C, 10 days 14.42
ethanol
70  C, 2 h (cycle 1) 2.71
70  C, 2 h (cycle 2) 9.50

70 C, 2 h (cycle 3) 8.78
Debbie Meyer 1818.78 3% 40  C, 10 days 24.14
bags acectic
acid
70  C, 2 h (cycle 1) 7.97
70  C, 2 h (cycle 2) 10.08

(Continues)

J. APPL. POLYM. SCI. 2019, DOI: 10.1002/APP.47214


Table I. Continued

Sample Simulanta Test method Findings Refs.


REVIEW


70 C, 2 h (cycle 3) 11.09
10% 40  C, 10 days 7.53
ethanol
70  C, 2 h (cycle 1) 2.10
70  C, 2 h (cycle 2) 12.15
70  C, 2 h (cycle 3) 14.77
PET/C20A stretch blow Acidic–acetic acid 3% ICP Al, Si migrated into acidic food simulant; 51
molded bottles (w/v) ASTM Std D4754- migration depends on time and temp;
98 At 45  C, migration is 23% higher than that at 25  C;
Disc method After 90 days, at 25 and 45  C, Al leaches
25 and 45  C, 0.18 and 0.34 mg kg−1 while Si leaches 6 and 9.5 mg kg−1, respectively
7–90 days
Two-sided migration
PP/3 wt % fluorescent Ethanol 100% Thin film prepared by Confocal laser scanning microscopic images showed traces of fluorescent labeled 52,55
labeled nanoclay compression nanoclay
(commercially available molding
MMT) 80  C
4h
PLA composites based on Distilled water ICP Overall migration is 0.1  0.2 mg dm−2 in all samples; 56
acetylcholine chloride UNE-EN The migration of metals was lower than the limits established by the EU legislation;
and HDTA bromide 1186–9:2002 Nanocomposites extracts did not show mutagenic activity;
modified MMT 150 mL bottles Cytotoxic effects were not observed in cells lines exposed to the migration extracts

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40  C, 10 days
PLA/Mg-Al LDH 95% ethanol (HPLC CEN standard Overall migration is 10 mg dm−2 for LDH content 1.8%, 32 mg dm−2 for LDH 57
composite film grade _99.9%, Merck, PLA-LDH-C12 film content 5.5%;
Darmstadt, Germany) was fully Hydrolysis of the tin detected arises from the use of organotin catalysts in the
and 5% water (glass- immersed into manufacture of PLA
distilled) 100 mL of
simulant and both
sides were
exposed at 40  C
for 10 days.
PLA/5.5% (w/w) LDH acetic acid 3% (v/v) ICP-MS Equilibrium migration quantity is 0.018 ng cm−2 55
composite 40  C, 10 days

BOPP, biaxially oriented PP; GFAAS, graphite furnace atomic absorption spectrometer; HDTA, hexadecyltrimethylammonium; HPLC, high-performance liquid chromatography;
ICP, inductively coupled plasma; MS, mass spectrometry; PA, polyamide; PLA, poly(lactic acid); PP, polypropylene; MMT, montmorillonite.
a
Ethanol 10 and 20% (v/v), acetic acid 3% (w/v) are assigned for foods having hydrophilic character and are able to extract hydrophilic substances; ethanol 20% (v/v) for alco-
holic food with alcohol content up to 20%; ethanol 50% (v/v) for alcoholic food with alcohol content above 20% and also for food that have lipophilic character and extract
lipophilic substances (Official J of the European Union L 12/75, Annex III, Food Simulants).

J. APPL. POLYM. SCI. 2019, DOI: 10.1002/APP.47214


REVIEW WILEYONLINELIBRARY.COM/APP

surfactants including primary, secondary, tertiary, and quaternary peak at 1640 cm−1. The ratio of the areas of the peaks at 1040
alkylammonium or alkylphosphonium cations.2 Therefore, in the [(-Si-O-) and 1640 cm−1 (A1040/A1640)] and the ratio of the areas
case of nanoclay-containing polymer composites, it is important of the clay peak before and after annealing (ASi after/ASi before)
to analyze the migration of both surfactant molecules and nano- were determined. The authors found that the migration (indi-
clay particles from PNC-based articles/films for food packaging cated by both A1040/A1640 and ASi after/ASi before) decreased with
applications. This section provides a critical review on the migra- increasing temperature. With increasing temperature, the residual
tion of nanoclays (whether or not organically modified) from the surfactant and polymer molecules continue to decompose, and
PNCs. Xia et al.55 prepared PP composites based on organically eventually the nanoclay platelets start to coalesce and form larger
modified Nanomer I.44P and PA/C93A and reported that both aggregates that are not colloidal and hence do not migrate.
PP/12 wt % PP-g-MA/3 wt % NanomerI.44P and PA/C93A 5 wt
Echegoyen et al.43 studied the migration of nanoclay and surfactant
% composites release small amounts of nanoclay platelets and
from commercially available nanocomposite films used in food
surfactants (see Table II). The amounts of the major elements of
packaging. However, it is not clear from their research whether the
MMT (Si and Al) leached out from the nanoclay were deter-
films were single-layered nanocomposite films or multilayered films
mined by GFASS. The experimental results showed that Si and
Al concentrations are higher in PP-based composites than in PA with a nanocomposite layer that was not in direct contact with the
composites. The amounts of nanoclay and surfactant leached out simulant. Nevertheless, ICP-MS was used to quantify the concen-
from PP/NanomerI.44P are 0.15 and 3.5 mg L−1, respectively; tration of Al present in the film and that migrated into the simu-
whereas, in the case of PA/C93A, the amounts of nanoclay and lant. As summarized in Table I, the migration of Al depends on
surfactant leached out are 0.1 and 16.2 mg L−1, respectively.7 the type of simulant and the migration conditions. Al migration
Because of the strong interaction between PA and C93A, the was observed for both samples, with a maximum migration value
mobility of nanoclay particles decreases significantly in PA/C93A of 51.65 ng.cm−2 for the Aisaika bags and 24.14 ng cm−2 for the
composites. In contrast, the migration of nanoclay increases Debbie Meyer bags. The SEM images with EDS mapping con-
slightly in PP/Nanomer I.44P composites, probably because of firmed the presence of nanoclay in the simulant.
the poor interaction between the matrix and the nanoclay. In the biopolymer family, poly(lactic acid) (PLA) has been studied
As Table II shows, the nanoclay contents of PA/C93A and widely for use in packaging and medical applications. PLA, which
PP/Nanomer I.44P are different. PA/C93A composite contains has been approved by the FDA, has moderate mechanical proper-
5 wt % nanoclay, whereas PP/Nanomer I.44P composite contains ties and transparency. In recent years, researchers have reported
3 wt % nanoclay. It is also interesting to note that the migration on the improvement of PLA properties achieved by blending PLA
of nanoclay and surfactant from these two composites exhibits with various additives and nanoparticles.57 This necessitates
different trends. It has been suggested that the combination of addressing the safety aspect of PLA composites for packaging and
friction and high temperature during processing of the nanocom- medical applications. Maisanaba et al.58 investigated the migration
posite may promote the release of extra surfactant from the of organically modified nanoclays from stretch-blow-molded bot-
nanoclay surface into the polymer matrix.7 Because the proces- tles of PLA nanocomposites. Water was used as a simulant. The
sing temperature of PA/C93A is higher than that of PP/Nanomer surfactants used for the organic modification of nanoclay were ace-
I.44P, more surfactant is released in PA/C93A during processing, tylcholine chloride and hexadecyltrimethylammonium bromide.
and as a result, the specific migration of surfactant is higher in The overall average migration for all of the samples was 0.1  0.2
this particular composite. However, another probable factor is mg dm−2. The migration of metals was within the limits estab-
the experimental setup. The nanoclay release was studied by lished by EU legislation. The effects of different types of nanoclays
GFAAS, and the migration of surfactant was studied by HPLC. and simulant mediums on the migration of nanoclays and surfac-
For HPLC sample preparation, disc-shaped films were immersed tants from PLA-based composites have also been investigated.33,59
in 100% ethanol (the simulant for fatty food) and held for The results are summarized in Table I.
10 days at 70  C. The surfactant that migrated in the simulant A few studies have been conducted on the migration of nanoclay
was then quantified by HPLC. It is well known that ethanol does from multilayered films of PNC. Huang et al.34 investigated the
not have any effect on PP, but it may etch out PA. Therefore, it migration kinetics of silicon from PVA nanocomposite-coated
is quite plausible that more nanoclay and surfactant will be BOPP film (see Table III) as a function of time and temperature.
released from PA/C93A, because of the etching/erosion of PA, A PVA nanocomposite suspension containing 4 wt % nanoclay
and not particularly because of the migration/leaching of surfac- was applied to a BOPP film with a thickness of 21 μm. After dry-
tant. Therefore, the amount of surfactant in PA/C93A may be ing, the thickness of the nanocomposite layer was found to be
higher than in PP/Nanomer I.44P. 2.5 μm. This coated film was then masked between two adhesive
Tang et al.56 studied the effect of annealing temperature on the BOPP layers of ROBOND L-90D. For different simulants and test
migration of nanoclay from PA6 nanocomposites by Fourier conditions, the migration of Si from the nanoclay remained
transform infrared (FTIR). Two different PA6 nanocomposites below 1 mg dm−2, well within the EU-specified migration limit
were used for this investigation. The first was PA6/5 wt % of 10 mg dm−2.33 Overall migration from a multilayered PA
Cloiste25A, prepared in a Brabender mixer, and the other was a nanocomposite into a fatty food simulant was studied by Scarfato
commercially available exfoliated PA6 nanocomposite containing et al.60 (see Table III). The simulant used in the study was olive
5 wt % MMT UBE 1018C5. The attenuated total reflection–FTIR oil. The multilayered film consisted of PA nanocomposite/tie/lin-
spectra were normalized using the C=O symmetric deformation ear low density polyethylene (LLDPE), with the LLDPE in

47214 (9 of 22) J. APPL. POLYM. SCI. 2019, DOI: 10.1002/APP.47214


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Table II. Literature on Surfactants Required to Modify Nanoclays

Sample Simulanta Test method Findings Refs.


PP/12 wt % PP-g-MA/ Ethanol 100% Nanocomposite film released 3.5 mg L−1 surfactant 8
3 wt % I.44P while leaching of nanoclay itself from composites is
0.15 mg L−1.
Combination of friction and high temperature during
processing of nanocomposite promotes the release
of extra surfactant from nanoclay surface into the
polymer matrix.
PA/5 wt % C93A Ethanol 100% Nanocomposite film released 16.2 mg L−1 surfactant 8
while leaching of nanoclay from composites is
0.1 mg L−1
Nanomer I.44P and Ethanol HPLC with Release of surfactant over time is much lower in 58
C93A (clay only, and without C93A than Nanomer I.44P in both experiments
not in PNC) sonication performed with and without sonication.
Sonication results twofold increment in surfactant
release for both clay types.
The surfactant release depends on the affinity of
surfactant toward the simulant.
At high temperature surfactant degradation results
faster leaching of surfactant.

HPLC, high-performance liquid chromatography; PA, polyamide; PNC, polymer nanocomposite; PP, polypropylene.
a
Ethanol 10 and 20% (v/v), acetic acid 3% (w/v) are assigned for foods having hydrophilic character and are able to extract hydrophilic substances; eth-
anol 20% (v/v) for alcoholic food with alcohol content up to 20%; ethanol 50% (v/v) for alcoholic food with alcohol content above 20% and also for
food that have lipophilic character and extract lipophilic substances (Official J of the European Union L 12/75, Annex III, Food Simulants).

contact with the simulant. Two different nanoclays were used to tallow ammonium.61 The adhesive tie layer used was maleic
prepare PA nanocomposite: Cloisite30B (C30B), which contains anhydride-grafted LLDPE. As shown in Table III, reduction of
methyl tallow bis-2-hydroxyethyl quaternary ammonium, and the PA nanocomposite (based on C30B) layer thickness by
Dellite43B (D43B), which contains dimethyl benzyl hydrogenated 10 μm resulted in a reduction in overall migration by

Table III. Literature on Multilayered Nanocomposite Films

Sample Simulanta Test method Findings Refs.



BOPP strip pieces of Water, acetic acid 3%, 20, 40, and 70 C For different simulants and test conditions 33,34
2.5 × 10 cm2, ethanol 15%, olive oil, 2 h – 14 days the migration of Si from nanoclay
containing grapeseed oil, coconut remained below 1 mg dm−2.
PVA/Nanocor MMT oil (According to EU regulation nanocomposite
nanocomposite- must comply with the total migration limit
coated BOPP layer of 10 mg dm−2.)
of 10 cm2
PA nanocomposite/tie/ Olive oil Migration cell or one Thickness Overall migration (mg dm−2) 59
LLDPE sided contact (PE in (μm) PA/tie/ PA-C30B/ PA-D34B/
contact with simulant) PE tie/PE tie/PE
40  C, 10 days 45/8/27 0.21 1.54
35/8/27 0.33 0.25 0.28
35/8/17 0.19 0.28
PLA/PLA Ethanol 50% 40  C, 1–10 days Lactic acid migration after 10 days can 60
nanocomposite /PLA reach to 5 mg dm−2. However, it is still
Nanoclay used much lower than EU specific migration
in PLA limit
nanocomposite
is C30B

BOPP, biaxially oriented PP; PA, polyamide; PP, polypropylene; MMT, montmorillonite.
a
Ethanol 10 and 20% (v/v), acetic acid 3% (w/v) are assigned for foods having hydrophilic character and are able to extract hydrophilic substances;
ethanol 20% (v/v) for alcoholic food with alcohol content up to 20%; ethanol 50% (v/v) for alcoholic food with alcohol content above 20% and also for
food that have lipophilic character and extract lipophilic substances (Official J of the European Union L 12/75, Annex III, Food Simulants).

47214 (10 of 22) J. APPL. POLYM. SCI. 2019, DOI: 10.1002/APP.47214


REVIEW WILEYONLINELIBRARY.COM/APP

Figure 1. Effect of sonication on the release of surfactant from (a) Nanomer I.44P and (b) C93A into ethanol at 40  C. Reproduced with permission from
Ref. 48. [Color figure can be viewed at wileyonlinelibrary.com]

Figure 2. Release of surfactant from Nanomer I.44P and C93A into ethanol at various temperatures. Filled lines are included for visual guide. Reproduced
with permission from Ref. 48. [Color figure can be viewed at wileyonlinelibrary.com]

approximately 84%, while a change of 10 μm in the PE layer The researchers found that migration of lactic acid increased
thickness did not have a significant effect on the overall migra- steadily over time during the course of the experiment in all of
tion.60 The results of this study show that the type of surfactant the samples, although the migration was well within the EU-
does not have a significant effect on the overall migration. specified limit. Moreover, migration of lactic acid was more
Scarfato et al.60 also investigated lactic acid migration from a three- pronounced in the PLA nanocomposite-containing films and
layer film with a central layer of PLA nanocomposite and outer worsened with increasing thickness of the nanocomposite
layers of PLA.62 Two different types of PLA, PLA 4032D (~1.4% D- layer.
isomer, semicrystalline) and PLA 4060D (~12% D-isomer, amor- The factors that could accelerate the migration process are the
phous), were used to construct the outer layers. The PLA nanocom- following: (1) swelling of both amorphous and semicrystalline
posite was based on PLA 4032D. The thickness of the PLA regions, (2) reduction of molecular weight due to degradation of
nanocomposite layer varied from 16 to 32 μm. The multilayered polymer chains during processing of nanocomposites, and
structure was visualized in SEM images presented by the authors. (3) effect of catalytic action of dispersed nanoclays on the hetero-
Contact tests were performed on film specimens with a surface geneous hydrolysis of polymer.
area of 0.8 dm2. The inner PLA 4060D layer of the coextruded According to the SEM images, all the films exhibited large cavi-
films was in contact with 100 mL of a solution of ethanol in dis- ties after the single-sided amorphous layer was exposed to the
tilled water 50% v/v (50% EtOH, simulant D1 as defined by EU simulant. The researchers stated that “this demonstrates the
Regulation 10/2011) in a single-sided glass migration cell specifi- strong swelling and penetrating action of ethanol toward the
cally designed for multi-layer structures. The simulant 50% EtOH amorphous PLA that therefore is ineffective as functional barrier
was selected as a “worst-case” food simulant for potential migra- over this simulant.” The amorphous layer and the semicrystalline
tion from the PLA.63–65 Individual contact tests were performed
layer exhibited similar behavior. The researchers noted that con-
to obtain samples of the contact solution after 1, 3, 5, and
tact of PLA with such a simulant can also be critical for semicrys-
10 days at 40  C. A known aliquot of the simulant from the con-
talline PLA grades.
tact solution was used to measure the specific migration of lactic
acid by liquid chromatography (LC). A PerkinElmer isocratic Penetration of ethanol leads to solvent-induced crystallization, as
pump LC 250 equipped with a TurboChrom Workstation 6.1.1 shown in XRD patterns. Before contact with a simulant, all films
and interfaced to an UV–vis Applied Biosystem 759A detector exhibit an amorphous halo. During a single-sided contact test, an
was used. Details of the experimental conditions can be found amorphous-to-crystalline transition involving the crystallizable
elsewhere.62 layers occurs. The appearance of two well-defined diffraction

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peaks at 2θ = 16.6 and 19.0 correspond to the α-form of PLA TOXICITY EVALUATION OF NANOCLAY AND THE
crystals. Amorphous polymers are usually more susceptible to the MIGRATION EXTRACT OF NANOCLAY FROM
migration of low-molecular-weight chemical species. However, NANOCOMPOSITES
migration can be influenced by the glass-transition temperature Potential routes of nanoparticle exposure are ingestion, inhala-
of both amorphous and semicrystalline polymers and usually tion, dermal contact, and parenteral contact. The ability of nano-
increases above the glass-transition temperature, according to materials to penetrate the skin depends on the condition of the
Fick’s law of diffusion.66,67 Therefore, for the films considered, it skin and the physiochemical properties of the nanoparticles.74
was expected that PLA crystals would decelerate the migration Data suggest that nanoparticles with diameters of more than
process, but this was not the case. 10 nm are unlikely to penetrate human skin.75 The systemic tox-
In the case of PLA, solvent-induced crystallization and hydro- icity dose depends on the barrier function and clearance mecha-
lytic degradation occur concurrently in the presence of a water– nisms at the portals of entry. In addition, the systemic
ethanol solution (simulant).68 It is interesting to note that PLA translocation of nanoparticles from the sites of deposition
experiences faster hydrolytic degradation and higher crystallin- depends on nanoparticle–organism interaction.76 Several studies
ity in contact with 50:50 water:ethanol than in contact with have been conducted on the toxic effects of nanoclay on living
5:95 water:ethanol. The higher solubility of water molecules in entities. Details can be found elsewhere.25,75–85 The toxicological
the amorphous regions accelerates the rate of hydrolysis. effects of some commonly used nanoclays (with and without
During the first 40 days, the release of lactic acid was highest organic modification) are summarized in Table IV. In general,
when the polymer was in contact with 50% ethanol, followed by MMT and bentonite-type nanoclays have some cytotoxicity.71,72
95% ethanol and then by water. The release of lactic acid was Active bentonite that is industrially treated with sulfuric acid
observed to start to increase exponentially after the second causes greater damage in human B lymphoblast cells than native
month for samples in contact with 50% ethanol. In reality, bentonite.25 While organically modified nanoclay, for example,
hydrolysis leads to the fastest reduction in molecular weight, C20A and hexadecyltrimethylammonium (HDTA)-modified
Mn. As a result, the primary crystallization takes place at a fas- nanoclay (referred to as Clay 1) have not been observed to
ter pace. The crystallization rate slows down when the system exhibit any cytotoxicity, HDTA bromide, together with
reaches saturation, and many small crystals form due to second- acetylcholine-modified nanoclay (referred to as Clay 2) have been
ary crystallization.69,70 shown to do so (see Table IV).58,85 C93A is also cytotoxic. C30B
has some effect on cytotoxicity and genotoxicity but was not
The migration of lactic acid is more pronounced in PLA observed to exhibit any mutagenic activities in Salmonella micro-
nanocomposite-containing films and decreases with increasing some assay (strains TA98 and TA100) tests (see Table IV). Mai-
thickness of the PNC layer. The molecular weights of neat and sanaba et al.86 investigated the cytotoxicity of CloisiteNa+ (CNa)
nanocomposite films after processing can explain this observa- and C30B in terms of neutral red uptake, reduction of tetrazo-
tion. The enhancement of migration in PLA nanocomposite- lium salt, and Caco-2 cells after 24 and 48 h of exposure. Their
containing film can be attributed to the reduction of Mn in results indicate that CNa does not have significant effect on cyto-
S/PLA nanocomposite (16 μm)/A film (Mn = 143 700  6700) toxicity, Figure 3. On the other hand, C30B exhibited a time-
in comparison to S/S/A film (Mn = 165 000  7000). Nanoclay
dependent decrease in the neutral red uptake and reduction of
present in the PLA nanocomposite film might accelerate thermal
tetrazolium salt and Coco-2 cell counts, Figure 4. Verma et al.25,87
hydrolytic degradation under the processing conditions.71,72
noted that platelet-structured nanoclays were more cytotoxic
Moreover, swelling of polymer in contact with food simulant
than tubular ones. Both the structure and the nature of the nano-
(50% ethanol) can promote the migration phenomenon.57 Since
clay mineral influence the cytotoxicity.25,87 Physiological features,
nanoclays are dispersed in the PLA matrix, the probability of the
such as the shape, size, and agglomeration states, can also influ-
migration of nanoclay and surfactant increases with increase in
ence toxicity responses.88 On the other hand, sepiolite-type clay
lactic acid migration. Iñiguez-Franco et al.73 have studied the
does not exhibit cytotoxic effects, whereas halloysite clay nano-
effect of inclusion of nanoclay on the hydrolytic degradation of
tubes (both unmodified and triethoxysilane modified) inhibit
PLA by water-ethanol solution. The authors have claimed that
growth. However, some silane modification can occur without
the sorption of ethanol by nanoclay facilitates the hydrolytic deg-
any effect on growth inhibition.83 It should be noted that the type
radation of PLA nanocomposites. Though sorption of ethanol
of silane influences the cytotoxicity: while 3-aminopropyl
could be a reason; however, more viable reason can be the reduc-
triethoxysilane-modified nanoclay failed to exhibit a toxic effect,
tion in molecular weight in PLA nanocomposites in compared to
vinyltrimethoxysilane-modified nanoclay did exhibit a toxic
the neat PLA. The shorter chain length of PLA in the nanocom-
effect.89
posite can facilitate the hydrolytic degradation further than sorp-
tion of ethanol by nanoclay. In addition, migration may get The chemical compositions of individual organic modifiers used
influenced by the presence of free surfactant as opposed to bound to modify nanoclay play an important role in their interactions
surfactant. For example, Cloisite15A (C15A) and Cloisite20A with cellular systems. Specifically, when cells are exposed to
(C20A) both contain dimethyl, dehydrogenated tallow quaternary nanoclays with organic modifiers containing bioreactive groups,
ammonium surfactant, but the modifier concentration in C15A the number of cells decreases, and at the same time, the cellular
and C20A are 125 and 95 meq/100 g clay.2 The presence of free morphologies change to elongated ones. In contrast, pristine
surfactant in C15A may result more leaching of surfactant from nanoclay and nanoclay modified with long-carbon-chain surfac-
the nanoclay. tants do not affect the original cell structures.

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Table IV. Summary of the Toxicity of MMT-Type Nanoclays
REVIEW

Nanoclay Organic modifier Supplier Methodologya Findings Refs.


MMT Sigma-Aldrich, USA WST – 1 assay Exposure at high concentration 77
Colonogenic assay after long time has cytotoxic
LDH release assay effect on human intestinal cells
ROS production assay (INT-407)
Oral toxicity in rats Toxicity was not found in mice
Pharmacokinetic receiving highest dose of
study in rats 1000 ppm
It can be absorbed in the body in
2 h, but it did not significantly
accumulate in many specific
organs in rats
Sepiolite le Laboratoire de Caract~risation (LDH) release assay No profound effects 78
de l’Amiante, Institut de
Recherche et de D&eloppement
sur l’Amiante (IRDA),
Sherbrooke, Canada.
HNTs unmodified and Unmodified Applied Minerals, Inc. MTT assay, Trypan Both HNTs exhibit growth 79
functionalized aminopropyltriethoxysilane Blue assay inhibition in a concentration and
time-dependent manner at both
cell lines and assays. The cell
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viability was preserved upto75
mg mL−1 No effect of
functionalization was recorded
Native Bentonite Hangzhou Choushan Bleaching Alarm Blue assay All bentonite samples induced 80,81
Earth Company, China. cytotoxic effects
Modified Bentonite α-quartzþchemical modifications Alarm Blue assay All bentonite samples induced 80
(alkaline, acid and organic) cytotoxic effects
Active Bentonite Sulfuric acid activated Hangzhou Choushan Bleaching Cell counting neutral Activated one is more cytotoxic 81
Earth Company, China. red uptake, LDH than the native one. Cell
release assay viability decreases with the
exposure concentration
NovaSil-UPSN Texas Enterosorbents, Inc, Oral toxicity in rats Did not show oral toxicity at 2 wt 82
Bastrop, TX., USA. % intake
CNa+ Southern Clay Products Inc, MTT assay Cytotoxicity in human hepatoma 83
Gonzales, TX., USA. HepG2 cells

(Continues)

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REVIEW

Table IV. Continued

Nanoclay Organic modifier Supplier Methodologya Findings Refs.


C93A Methyl, dehydrogenated tallow, Southern Clay Products Inc, LDH release assay Cytotoxicity in human hepatoma 83
quaternary ammonium) Gonzales, TX., USA. ROS production assay HepG2 cells

CNa+ Southern Clay Products Inc, Salmonella microsome assay No mutagenic activities 84
Gonzales, TX., USA. (strains TA 98 and TA100)
C30B Methyl, tallow, bis-2-hydroxyethyl, Southern Clay Products Inc, Salmonella microsome assay No mutagenic activities 84
quaternary ammonium Gonzales, TX., USA. (strains TA 98 and TA100)

C30B Southern Clay Products Inc, Noncellular generation of ROS Genotoxic effect on the human 84
Gonzales, TX., USA. Comet assay colon-cancer cell line (Coco-2
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cells)
C20A Quaternary ammonium salt Southern Clay Products Inc, Protein content, MTS reduction Only Clay 2 induced cytotoxicity 85
(2M2HT) Gonzales, TX., USA. assay in both cell lines, being more
sensitive Caco-2 than HepG2

Clay 1: modified CNa HDTA bromide Southern Clay Products Inc, Protein content, MTS reduction
+ Gonzales, TX., USA. assay
Clay 2: modified CNa HDTA + ACO Southern Clay Products Inc, Protein content, MTS reduction
+ Gonzales, TX., USA. assay

ACO, acetylcholine; HDTA, hexadecyltrimethylammonium; HNT, halloysite clay nanotubes; LDH: lactate dehydrogenase; MMT, montmorillonite; PA, polyamide; ROS: reactive oxygen species.
a
WST – 1 assay, calorimetric method; LDH, lactate dehydrogenase; MTT, (3-[4,5-dimethylthiazol-2-yl]-2,5-diphenyltetrazolium viability; ROS, reactive oxygen species.

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Figure 3. (a) Protein content; (b) neutral red uptake; and (c) reduction of tetrazolium salt of Caco-2 cells after 24 and 48 h of exposure to 0–125 μg mL−1
CNa+. Reproduced with permission from Ref. 82. [Color figure can be viewed at wileyonlinelibrary.com]

In addition, because of the thermal degradation of the organic In the case of nanocomposites, the toxicity of the migration
modifiers, the gallery spacing decreases, and hence, the shape of extract has been evaluated. Migration tests have been carried out
the organically modified nanoclay changes. As a result, the toxic- according to the procedure described in UNE-EN 1186–9:2002,
ity upon exposure to cellular systems is affected. For instance, wherein a sample bottle containing nanocomposite is filled with a
Wagner et al.90 carried out a comparative study of bentonites simulant. The simulant is used to evaluate the cytotoxicity. In
modified with four different modifiers: Nanomer PGV (PGV), an histopathological analysis using rats, two groups of rats were fed
unmodified, hydrophilic bentonite; Nanomer I.31PS, surface a standard diet, distilled water was allotted to the control group,
modified with aminopropyltriethoxysilane at 0.5–5 wt % and and the exposed group was administered the migration extract
octadecylamine at 15–35 wt %; Nanomer I.34TCN, surface modi- from the PLA/4 wt % Clay 1 nanocomposite.91 Prior to the histo-
fied with methyl dihdroxyethyl hydrogenated tallow ammonium pathological analysis, Maisanaba et al.91 studied the effect of
at 25–30 wt %; and Nanomer I.44P (I.44P), surface modified with nanoclay intake on body weight and water and food consump-
dimethyl dialkyl amine at 35–45 wt %. The results showed that tion. The results were statistically quite similar for both groups of
the organically modified nanoclays Nanomer I.34TCN and Nano- rats. The authors reported that the rats were alive throughout the
mer I.31PS displayed the highest degree of toxicity, followed by observation period and that there were no marked clinical effects.
Nanomer I.44P, all relative to that of the pristine PGV. Therefore, The histopathological analyses were carried out on different
it can be inferred that hydroxyl groups are more toxic than modi- organs.90 In general, the histopathological results did not display
fiers containing long alkyl chains, probably because of their better significant variation between the control and exposed groups of
interaction with biological macromolecules. rats. The nuclei of hepatocytes from both the control and

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Figure 4. (a) Protein content; (b) neutral red uptake; and (c) reduction of tetrazolium salt of Caco-2 cells after 24 and 48 h of exposure to 0–250 μg.mL−1
C30B. Reproduced with permission from Ref. 86. [Color figure can be viewed at wileyonlinelibrary.com]

exposed groups appeared with central nuclei, numerous orga- Despite all of these results being quite positive, a case-by-case
noids, and amorphous glycogen. The kidneys presented normal investigation is recommended for nanocomposites with different
parenchyma in both the control and exposed groups. Bowman’s varieties of nanoclays, loadings, types of surfactant used to mod-
capsule, distal, and proximal convoluted tubules also appeared ify the nanoclays, and modification methodologies, such as modi-
normal. Under electronic microscopy, fenestrated capillary, podo- fication with x-folded CEC (where x is a positive integer).92
cytes, and pedicels from both groups exhibited no sign of dam- Nanocomposite processing methods and conditions should also
age. Parenchyma in the hematoxylin eosin-stained lung sections be expected to have an influence. Interfacial interaction and
did not display any marked alterations. SEM images showed the hence the dispersion and distribution of nanoclay particles
presence of Type I pneumocytes covering the alveolar lumen, as depends on the aforementioned factors and in turn affects the
well as intra-alveolar macrophages with abundant lysosomes. The migration of nanoclay constituents from a nanocomposite. There
heart also appeared normal in both the control and exposed are also some limitations; for example, nanoclay concentration
groups of rats. “Under light microscopy, cardiac fibers presented greater than 4 wt % cannot be analyzed because of their hydro-
uniformed size and morphology. Images showed cardiac fibers phobicity, which apparently interferes with spectroscopic mea-
longitudinally cut or perpendicularly cut. The electron micros- surements.91 The cytotoxicity of PLA/HDTA-modified nanoclay-
copy study revealed that cardiac fibers presented well-cantered based composites was investigated by Maisanaba et al.91 and
nuclei and apparently normal myofibrils and desmosomes uni- Jorda-Beneyto and coworkers.91 Nanocomposites were prepared
form zones.” Finally, an analysis of the brain/nervous systems did with two different types of nanoclays, Clay 1 and Clay 2. The
not indicate any neural tissue damage in either of the groups. migration experiment was conducted using distilled water as a

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Figure 5. BEAS-2B cells and SAECs treated with as-received nanoclays and byproducts. Reproduced with permission from Ref. 94. [Color figure can be
viewed at wileyonlinelibrary.com]

simulant. The authors reported that neither nanocomposite triethoxysilane-modified nanoclay does not have a toxic effect but
exhibited cytotoxicity nor a mutagenic response, and hence, they that vinyltrimethoxysilane-modified nanoclay has a toxic effect.
are expected to be safe for use in aqueous food packaging. The same trend was observed for PP composites containing these
Although the Clay 2 itself exhibited some cytotoxicity, the com- nanoclays.94
posite was judged to be safe.25,56,92
The cytotoxic effects of C93A and C30B in PCL-based nanocom- TOXICITY EVALUATION OF THE THERMALLY DEGRADED
posites were evaluated via investigation of their antimicrobial BYPRODUCTS OF NANOCLAY
properties using the inhibition zone method.45 The composites
Another important safety aspect is toxicological profiles of nanoclays
were prepared with different concentrations (1, 2, and 5 wt %) of
at the end of their life cycle. During incineration at high tempera-
nanoclay. Depending on the type and the loading, PCL/clay
tures, chemical reactions (oxidation, reduction, etc.) can induce
nanocomposites exhibited inhibition of bacterial cell growth.
physical and chemical changes. Wagner et al.90 studied the toxicity
PCL/C30B composites exhibited antibacterial properties at 2 and
of thermally degraded byproducts of pristine PGV, I.31PS, I.34TCN,
5 wt % loadings, while PCL/C93A composite at a 5 wt % loading
and I.44P on model human lung epithelial cells. To assess possible
exhibited antibacterial activity. These findings indicate that, in
deleterious pulmonary effects, two in vitro cellular models were
comparison to C93A, C30B is more effective in terms of its anti-
exposed to as-received nanoclays and their incinerated byproducts. It
bacterial properties in conjunction with PCL. The surfactant used
was evident from the thermal degradation profile of the PGV and
to modify C30B contributed significantly to the cytotoxicity and
the organically modified nanoclays and from the FTIR spectrum of
antibacterial properties. Therefore, PCL/C93A_1 and
the as-received and thermally degraded byproducts (all relative to
PCL/C93A_2 are expected to be safe.
PGV and PGV900 at 900  C) that the organic content in the modi-
The effect of CNa nanoclay on the cytotoxicity of N-(2-hydroxyl) fied nanoclays varied with the type of modifier. In the FTIR spectra,
propyl-3-trimethyl ammonium chitosan chloride was investigated the characteristic peak at 1000 cm−1 indicated Si–O–Si stretching
by Wang et al.93 MTT assay tests revealed that the nanocompo- vibration of silicates. The peak was shifted to a higher wavelength for
site is not cytotoxic. As aforementioned, 3-aminopropyl the thermally degraded byproducts relative to their as-received

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Figure 6. Fluorescent images of the cell membrane (red) and nucleus (blue) for (a) control cells and cells treated with (b) UC, (c) CC, (d) UC900, and
(e) CC900 after 24 h. (f ) Cell area (μm) after 24 h of treatment with nanoclays (n = 3). The symbols * and ~ indicate significant differences between the
control and nanoclay treatments and between as-received nanoclay and thermally degraded byproducts, respectively. (g) Representative real-time measure-
ments of normalized resistance for BEAS-2B cells before (Region A), during (Region B), and after treatment (Region C) with as-received and thermally
degraded nanoclays. Reproduced with permission from Ref. 95. [Color figure can be viewed at wileyonlinelibrary.com]

counterparts. Moreover, the pristine PGV displayed a peak at byproducts. Therefore, there was a loss of structural water from the
900 cm−1, indicative of Al–OH–Al deformation of aluminates. The aluminosilicate lattice due to thermal degradation.
peak that appeared at 840 cm−1 was presumably a result of the
To study changes in cell morphology, BEAS-2B cells and SAECs
deformation of OH linked to Al3− and Mg2−. In addition, the as-
were seeded at densities of 1.5 × 105 and 2.5 × 105 cells mL−1,
received organically modified nanoclays also had peaks at 2920,
respectively, in 24-well plates for 24 h. The cells were then treated
2850, and 720 cm−1, due to asymmetric and symmetric stretching of
their C–H groups included in methylene or alkane rock of CH2 for with the as-received nanoclays and thermally degraded byproducts
alkanes with seven or more carbons. These three peaks were not, and dispersed in media via a bath sonicator at their respectively
however, present in the spectra of the thermally degraded byproducts determined IC50 doses. Two-replicate optical microscopic studies
of the nanoclays. This indicates that the organic modifiers degraded were performed with 10 images per replicate taken at random spots
at 900  C. In addition, the peak at approximately 3600–3800 cm−1 within the well for each control and treatment. BEAS-2B and SAEC
for the as-received nanoclays, indicative of silanol groups on the SiO2 represent, respectively, bronchial epithelial cells and small-airway
tetrahedral sheets, was not present for the thermally degraded epithelial cells. The optical images are presented in Figure 5. As

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evidenced by these images, treatment with the nanoclays and w/w in ethylene-based polymeric materials/blends for sealing
byproducts caused changes in the cellular shapes of both cell types layers up to 12.5 μm thick in direct contact with food. Cytotoxic-
relative to the control, and more so for the BEAS-2B cells. These ity and genotoxicity have been studied mostly for pristine and
cells were more stretched into thin structures relative to the oval organically modified nanoclays; very limited information is avail-
shapes of the controls. This suggests that nanoclays or their bypro- able on the cytotoxic effects of the migration extracts of nano-
ducts may cause cytoskeleton alterations that may eventually lead clays from nanocomposites. Furthermore, there are some
to changes in cell mechanics, differentiation, and organization. limitations on the allowable concentration of the nanoclay; levels
greater than 4 wt % cannot be analyzed because hydrophobicity
In another study, Wagner et al. reported on the toxicity of ther-
apparently results in interference with spectroscopic measure-
mally degraded byproducts of pristine CNa and C30B to model
ments. Electrical cell–substrate impedance testing has shown that
human lung epithelial cells.95 The authors used electrical cell–
the resistance of cells treated with CloisiteNa+ and its thermally
substrate impedance testing and cell imaging (using a Nikon
degraded byproduct drops initially in comparison to a control
Inverted Microscope) for the cellular studies. The electrical cell–
but then later is returns to its original value. The thermally
substrate impedance testing results and fluorescent images are
degraded byproduct of Cloisite30B has also been observed to
presented in Figure 6. Electrical cell–substrate impedance testing
exhibit a similar trend, but this is not true of Cloisite30B itself.
provides a new means to identify the toxicity profiles of clays and
Cytotoxic assay tests and antibacterial tests indicate that C20A
their byproducts in a noninvasive, high-throughput, and real-
does not induce cytotoxicity but that Cloisite30B is highly toxic,
time manner. According to Figure 6(g), the resistance of cells
even at a very low concentration. The cytotoxicity of Cloisite93A
treated with clays or thermally degraded byproducts decreased in
may depend on its loading in the nanocomposite. Because the
comparison to the control. CC showed the greatest irrecoverable
interaction between the polymer and the nanoclay plays an
drop in resistance after 6 h (see Region B) while UC, UC900,
important role in the migration and hence on the cytotoxicity, it
and CC900 were able to regain/maintain their resistance values
is better to assess the potential health risks of nanocomposites
even after 24 h (Region C). Again, the trends in resistance were
intended for use in packaging applications.
similar for UC and UC900. CC900 exhibited a similar trend,
but the values were lower than those of UC and UC900. The In conclusion, the probability of migration of nanoparticles from
microscopic analysis results presented in Figure 6 show that all the nanocomposite based packaging material into the food is very
of the clays and thermally degraded byproducts altered the cel- low as long as the nanoparticles are completely embedded within
lular shape, size, and cell confluence. CC had the greatest toxic the polymer matrix. However, due to mechanical impact, nano-
effect after 72 h, with the largest losses in cell–substrate and particles might come in contact with the food. Hence, it is impor-
cell–cell interactions and near-maximum cell population loss. tant to study the migration of nanoparticles before and after
In contrast, CC900 (the thermally degraded byproduct of CC) mechanical treatment such as before and after flexing the packag-
induced cell proliferation. UC and UC900 (the thermally ing material. Question rises on acceptable dose of nanoparticles
degraded byproducts of UC) displayed less significant toxic on the basis of acute and chronic toxicity assessment. Since the
effects. toxicity depends on the size of the particles, the size distribution
of migrated nanoparticles (single particle with nono-dimension
or agglomerates) in the food simulant can provide an indirect
CONCLUSIONS AND FUTURE OUTLOOK indication on the cytotoxicity.
For any packaging material, it is important to understand the
migration of contaminants from the packaging, as well as the long- ACKNOWLEDGMENTS
term effects on cytotoxicity, genotoxicity, and mutation. In the case The authors are thankful to the Department of Science and Tech-
of polymer-based packaging material, the universally accepted over- nology and the Council for Scientific and Industrial Research,
all migration limit of permitted compounds from plastics into food- Republic of South Africa for their financial support.
stuffs is 60 ppm (mg kg−1). Most commercially available polymers
are quite safe. However, in the case of graft polymer, such as maleic
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