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Supplement to

THE AMERICAN
JOURNAL of April 2009

MEDICINE
Volume 122
Number 4A

The Green Journal

The Obesity Epidemic: Strategies in


Reducing Cardiometabolic Risk
GUEST EDITORS:
Louis J. Aronne, MD
Clinical Professor of Medicine
Weill Cornell Medical College
Director
The Comprehensive Weight Control Program
New York-Presbyterian Hospital
New York, New York

Stephen Havas, MD, MPH, MS


Former Vice President
Science, Quality, and Public Health
American Medical Association
Chicago, Illinois

CME ISSUE
OFFICIAL JOURNAL OF

Full Text Available


Online to Subscribers at:
www.amjmed.com
ISSN 0002-9343
THE AMERICAN
JOURNAL of
MEDICINE
April 2009
Volume 122
® Number 4A

The Obesity Epidemic: Strategies in Reducing


Cardiometabolic Risk
GUEST EDITORS
Louis J. Aronne, MD
Clinical Professor of Medicine
Weill Cornell Medical College
Director
The Comprehensive Weight Control Program
New York-Presbyterian Hospital
New York, New York
Stephen Havas, MD, MPH, MS
Former Vice President
Science, Quality, and Public Health
American Medical Association
Chicago, Illinois

This supplement is supported by an educational grant from sanofi-aventis Pharmaceuticals, Inc. Editorial support by IMED
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THE AMERICAN
JOURNAL of
MEDICINE
April 2009
Volume 122
® Number 4A

The Obesity Epidemic: Strategies in Reducing


Cardiometabolic Risk

S1 Introduction
Stephen Havas, Louis J. Aronne, and Kristina A. Woodworth

S4 Obesity: Why Be Concerned?


W. Virgil Brown, Ken Fujioka, Peter W. F. Wilson, and Kristina A. Woodworth

S12 Regulation of Energy Homeostasis and Health Consequences in Obesity


Judith Korner, Stephen C. Woods, and Kristina A. Woodworth

S19 Obesity Prevention: Recommended Strategies and Challenges


Anne M. Wolf and Kristina A. Woodworth

S24 When Prevention Fails: Obesity Treatment Strategies


Louis J. Aronne, Thomas Wadden, Kathy Keenan Isoldi, and Kristina A. Woodworth

S33 An Obesity/Cardiometabolic Risk Reduction Disease Management Program:


A Population-Based Approach
Victor G. Villagra

S41 CME Section


The Obesity Epidemic: Strategies in Reducing Cardiometabolic Risk

Guest Editors

Louis J. Aronne, MD Stephen Havas, MD, MPH, MS


Clinical Professor of Medicine Former Vice President, Science, Quality, and Public
Weill Cornell Medical College Health
Director American Medical Association
The Comprehensive Weight Control Program Chicago, Illinois
New York-Presbyterian Hospital
New York, New York

Faculty

W. Virgil Brown, MD Victor G. Villagra, MD


Charles Howard Candler Professor Assistant Clinical Professor
Emory University School of Medicine Department of Medicine
Atlanta, Georgia University of Connecticut
President, Health & Technology Vector, Inc.
Ken Fujioka, MD Farmington, Connecticut
Director, Nutrition and Metabolic Research
Director, Center for Weight Management Thomas A. Wadden, PhD
Scripps Clinic Professor of Psychology
San Diego, California University of Pennsylvania School of Medicine
Director, Center for Weight and Eating Disorders
Kathy Keenan Isoldi, MS, RD, CDE
University of Pennsylvania
Coordinator, Clinical Nutrition Services
Philadelphia, Pennsylvania
The Comprehensive Weight Control Program
New York-Presbyterian Hospital
Peter W. F. Wilson, MD
New York, New York
Professor of Medicine
Judith Korner, MD, PhD Emory University School of Medicine
Assistant Professor of Clinical Medicine Atlanta, Georgia
Columbia University
Director, Weight Control Center Anne M. Wolf, RD, MS
Columbia University Medical Center Instructor of Research
New York, New York University of Virginia School of Medicine
Charlottesville, Virginia
Bruce S. Pyenson, FSA, MAAA
Member of the Healthcare Financial Stephen C. Woods, PhD
Management Association Professor of Psychiatry
Principal and Consulting Actuary Director, Obesity Research Center
Milliam Consultants and Actuaries University of Cincinnati
New York, New York Cincinnati, Ohio
Discussants

Earl S. Ford, MD, MPH Mark S. Johnson, MD, MPH


Medical Officer New Jersey Chapter of the American
Centers for Disease Control and Prevention Academy of Family Physicians
Atlanta, Georgia Chairman and Professor of Family Medicine
UMDNJ-New Jersey Medical School
William Griffith Newark, New Jersey
Director of Marketing
National Minority Health Month Foundation
Washington, DC Wahida Karmally, DrPH, RD, CDE
American Dietetic Association
Van S. Hubbard, MD, PhD Associate Research Scientist and Director of Nutrition
Rear Admiral, US Public Health Service Irving Center for Clinical Research
Director, NIH Division of Nutritional Research Columbia University
Coordination
New York, New York
National Institutes of Health
Senior Advisor to the Secretary on Obesity
Department of Health and Human Services
Bethesda, Maryland

Medical Writer

Kristina A. Woodworth
SciMantis Communications, Inc.
Pen Argyl, Pennsylvania
Faculty Disclosures
Faculty are expected to disclose to the program audience any real or apparent conflict(s) of interest related to the
content of their presentation(s).

The information presented represents the views and opinions of the individual authors and does not constitute the
opinion or endorsement of, or promotion by, the American Medical Association, IMED Communications, or sanofi-
aventis Pharmaceuticals, Inc. Reasonable efforts have been made to present educational subject matter in a bal-
anced, unbiased fashion and in compliance with regulatory requirements. The participant must always use his or her
own personal and professional judgment when considering further application of this information, particularly as it
may relate to patient diagnostic or treatment decisions including, without limitation, US Food and Drug Administra-
tion–approved uses and any off-label uses.

Louis J. Aronne, MD, has received financial support for research from Amylin Pharmaceuticals, Inc, GlaxoSmithKline,
Medtronic, Inc, Merck & Co, Inc, Obecure Ltd, Orexigen Therapeutics, Inc, Pfizer Inc, sanofi-aventis Pharmaceuticals, Inc,
and Transneuronix, Inc; is a consultant for Manhattan Pharmaceuticals, Inc, Metabolic Therapeutics, Inc, and sanofi-aventis
Pharmaceuticals, Inc; is a member of a Speakers’ Bureau for Pfizer Inc and sanofi-aventis Pharmaceuticals, Inc; and has
received grant support or consulted for Arena Pharmaceuticals, Inc, GI Dynamics, Johnson & Johnson, Novo Nordisk,
TransTech Pharma, Inc, and Vivus Inc.

W. Virgil Brown, MD, is a consultant for Abbott Laboratories, AstraZeneca, AtherGenics, Inc, Bayer, Bristol-Myers Squibb
Company, Merck & Co, Inc, Pfizer Inc, Reliant Pharmaceuticals, Inc, Daiichi Sankyo Co, Ltd, and Schering-Plough
Corporation; is a speaker and advisory committee member for Abbott Laboratories, AstraZeneca, Merck & Co, Inc, Pfizer Inc,
and Schering-Plough Corporation; and has received grant research support from Abbott Laboratories, AstraZeneca, Eli Lilly
and Company, Kos Pharmaceuticals, Inc, Merck & Co, Inc, Pfizer Inc, Schering-Plough Corporation, and Takeda Pharma-
ceuticals North America, Inc.

Earl S. Ford, MD, MPH, has no relevant financial relationships with a commercial entity producing healthcare-related
products and/or services.

Ken Fujioka, MD, has disclosed that the commercial entities with which he has relationships do not produce healthcare-
related products or services relevant to the content he is planning, developing, or presenting for this activity.

William Griffith has no relevant financial relationships with a commercial entity producing healthcare-related products and/or
services.

Stephen Havas, MD, MPH, MS, has no relevant financial relationships with a commercial entity producing healthcare-
related products and/or services.

Van S. Hubbard, MD, PhD, has no relevant financial relationships with a commercial entity producing healthcare-related
products and/or services.

Kathy Keenan Isoldi, MS, RD, CDE, has no relevant financial relationships with a commercial entity producing healthcare-
related products and/or services.

Mark S. Johnson, MD, MPH, has no relevant financial relationships with a commercial entity producing healthcare-related
products and/or services.

Wahida Karmally, DrPH, RD, CDE, has no relevant financial relationships with a commercial entity producing healthcare-
related products and/or services.

Judith Korner, MD, PhD, is a consultant for GlaxoSmithKline and a paid speaker for Merck & Co, Inc, and sanofi-aventis
Pharmaceuticals, Inc.
Bruce S. Pyenson, FSA, MAAA, is a consultant for Amylin Pharmaceuticals, Inc, APS Healthcare, Inc, GlaxoSmithKline,
Matria Healthcare, Novartis, Pfizer Inc, and numerous insurers, employers, and health maintenance organizations.

Victor G. Villagra, MD, is a member of the Board of Directors of Genomas Inc, a consultant for Healthways, Inc, and
sanofi-aventis Pharmaceuticals, Inc, and an independent contractor for the Disease Management Association of America.

Thomas A. Wadden, PhD, is a consultant for Abbott Laboratories.

Peter W. F. Wilson, MD, has received grant support from GlaxoSmithKline, sanofi-aventis Pharmaceuticals, Inc, and Wyeth.

Anne M. Wolf, RD, MS, has disclosed that the commercial entities with which she has relationships do not produce
healthcare-related products or services relevant to the content she is planning, developing, or presenting for this activity.

Stephen C. Woods, PhD, is a consultant and paid speaker for sanofi-aventis Pharmaceuticals, Inc.

Kristina A. Woodworth has no relevant financial relationships with a commercial entity producing healthcare-related
products and/or services.
CME INFORMATION
The Obesity Epidemic: Strategies in Reducing
Cardiometabolic Risk
Target Audience
Primary care physicians

Educational Objectives
Upon completion of this activity, the participant should be able to:
● Describe the impact of obesity on public health, resource utilization, healthcare expenditures and mortality risk, and quality
of life.
● Recognize the role of adipose tissue as an endocrine organ and the effect that alterations in energy homeostasis may have
on fat storage and function.
● Discuss the endogenous endocannabinoid system and its effect on energy balance, fat storage, and the adipose endocrine
system.
● Identify effective strategies at the disposal of primary care clinicians for recognizing patients at risk of cardiovascular and
metabolic disease.
● Specify current and future options, including behavioral and pharmacologic strategies, to reduce risk factors for cardiovascular
and metabolic disease in the community setting.

Accreditation Statement
The American Medical Association is accredited by the Accreditation Council for Continuing Medical Education to provide
continuing medical education for physicians.

Designation Statement
The American Medical Association designates this educational activity for a maximum of 4.0 AMA PRA Category 1
Credits™. Physicians should only claim credit commensurate with the extent of their participation in the activity.
To receive AMA PRA Category 1 Credits™ for your participation in this educational activity, you must read the supplement
and complete both the posttest and the evaluation form.

Release Date: April 2009


Expiration Date: No credit will be given after April 30, 2010
Supplement issue

Introduction
The problem of obesity in the United States has become ingly clear in an analysis concluding that the gains in life
increasingly prominent and is now recognized as a critical expectancy achieved in the US population during the 20th
target for public health intervention. Obesity rates have century could level off or decline if current obesity rates are
increased from 13.4% of the American population in 1960 not reversed.7
to 30.9% in 2000.1 Although the actual number of over- Concern exists that the correlations between BMI, an
weight or obese individuals in the United States has been indirect measure of overweight and obesity, and certain
debated, one analysis estimates that 66% of Americans are health outcomes, particularly mortality, have been incon-
overweight or obese (body mass index [BMI] ⱖ25).2 Public sistent. However, the inconsistencies may reflect, in part,
health advocates are now beginning to signal a call to inadequate control of confounding variables or improved
action. For example, the Robert Wood Johnson Foundation treatment of comorbid conditions in overweight and
is devoting $500 million in funds to combat childhood obese individuals. In addition, risk of adverse health
obesity and its potential for lasting impact in adults of the outcomes associated with both BMI and waist circumfer-
next generation, with a goal of reversing the obesity epi- ence, including mortality, varies with age, sex, race/
demic in American children by 2015.3 ethnicity, and socioeconomic status, and may reflect pop-
A multidisciplinary panel of experts with experience in ulation-specific differences in body composition, fat
cardiometabolic risk convened recently to review the evolv- distribution, causes of overweight, and genetic suscepti-
ing literature; discuss current clinical practice issues as they bility. Although BMI remains a useful screening tool to
relate to diagnosis, treatment, and prevention; and evaluate assess a patient’s overall disease risk in association with
new options for treatment of obesity. Select faculty elected weight, clinicians should recognize that additional as-
to develop articles based on these discussions with the intent sessment tools, including waist circumference and waist-
of providing clinicians with valuable information to make to-hip ratio, are available to help develop a better picture
informed decisions within their practice. These contribu-
of global health risk in patients evaluated for overweight
tions form the basis for the articles in this supplement to The
and obesity. It is critical to understand that the available
American Journal of Medicine.
obesity assessment tools are indirect measures of body
In the first article, Dr. W. Virgil Brown and colleagues
fatness, as reflected by the continuing controversy in
highlight the seriousness of the obesity epidemic by exam-
identifying the best instrument to predict different health
ining the wide array of health risks that can accompany
risks related to excess weight. Ultimately, clinicians
overweight and obesity, potentially leading to mortality and
should take into account an individual’s global health and
morbidity. Obesity can have detrimental health effects on
lifestyle, including the presence of other diseases, other
almost every major organ system, the most prominent im-
disease risk factors, and family history, when considering
pact being the increased risk for cardiovascular disease and
type 2 diabetes mellitus related to hypertension, dyslipide- a person’s overall disease risk.
mia, and insulin resistance.4 Moreover, obesity has been As discussed in the second article, by Dr. Judith Korner
linked to an increased risk for certain cancers in both men and colleagues, the importance of obesity as a medical
and women.5,6 The increased morbidity and early mortality issue, and not just a matter of cosmetics or lifestyle choice,
from these health risks can have a far-reaching impact on has resulted in a research impetus to identify the underlying
the healthcare system in terms of resources and costs. The mechanisms of energy homeostasis and obesity. These in-
potential for early mortality from obesity was made strik- vestigations have uncovered important neuroendocrine
pathways that regulate food intake at each meal, energy
expenditure, and fat storage. An important finding in these
Statement of author disclosure: Please see the Author Disclosures investigations has been the endocrine function of adipose
section at the end of this article. tissue in releasing hormones that regulate energy homeosta-
Requests for reprints should be addressed to Louis J. Aronne, MD, sis.8-10 Moreover, detrimental inflammatory endocrine ef-
Weill Cornell Medical College, Comprehensive Weight Control Program,
New York-Presbyterian Hospital, 1165 York Avenue, New York, New
fects of adipose tissue are accentuated in obesity, which is
York 10028. likely a contributing factor to the cardiometabolic risk dem-
E-mail address: ljaronne@med.cornell.edu onstrated with excess body weight.11-15

0002-9343/$ -see front matter © 2009 Published by Elsevier Inc.


doi:10.1016/j.amjmed.2009.01.001
S2 The American Journal of Medicine, Vol 122, No 4A, April 2009

Large-scale prevention strategies have been proposed in Louis J. Aronne, MD


light of the current obesity epidemic. Systematic reviews Department of Medicine
performed by an independent Task Force on Community Weill Cornell Medical College
Preventive Services that are summarized in the Centers for The Comprehensive Weight Control Program
Disease Control and Prevention’s (CDC) Guide to Commu- New York-Presbyterian Hospital
nity Preventive Services stress that available literature sup- New York, New York, USA
ports the value of school-based and workplace interventions Kristina A. Woodworth
to combat obesity, such as providing nutritional counseling SciMantis Communications, Inc
and opportunities for exercise.16,17 Nevertheless, current Pen Argyl, Pennsylvania, USA
obesity prevention efforts are often undermined by a toxic
food environment of convenience food portions that have
been increasing in size, a higher percentage of meals eaten AUTHOR DISCLOSURES
outside of the home, a high consumption of sugar-based The authors who contributed to this article have disclosed
drinks, and higher levels of dietary sodium in the diet that the following industry relationships:
increase thirst and the consumption of these high-calorie
Stephen Havas, MD, MPH, MS, has no relevant financial
drinks.18-21 Dietitian Anne M. Wolf and Kristina A. Wood-
relationships with a commercial entity producing health-
worth present a review of strategies for obesity prevention,
care-related products and/or services.
including the need for more effective community-wide in-
Louis J. Aronne, MD, has received financial support for
tervention programs.
research from Amylin Pharmaceuticals, Inc, GlaxoSmith-
Effective prevention and treatment strategies are clearly
Kline, Medtronic, Inc, Merck & Co, Inc, Obecure Ltd,
needed to stem the tide of potential health complications
Orexigen Therapeutics, Inc, Pfizer Inc, sanofi-aventis Phar-
related to the obesity epidemic. Although lifestyle interven-
maceuticals, Inc, and Transneuronix, Inc; is a consultant
tions, behavioral therapy, and pharmacotherapy have all
for Manhattan Pharmaceuticals, Inc, Metabolic Therapeu-
demonstrated the ability to achieve the modest weight loss
tics, Inc, and sanofi-aventis Pharmaceuticals, Inc; is a
that can mitigate many of the health risks of obesity,22,23 member of a Speakers’ Bureau for Pfizer Inc and sanofi-
long-term weight maintenance is still elusive for many in- aventis Pharmaceuticals Inc; and has received grant sup-
dividuals. New pharmacotherapeutic strategies are being port or consulted for Arena Pharmaceuticals, Inc, GI Dy-
assessed for their ability to contribute to lasting weight loss namics, Johnson & Johnson, Novo Nordisk, TransTech
in obesity. As discussed in the fourth article, by Dr. Louis Pharma, Inc, and Vivus Inc.
J. Aronne and coworkers, a combination approach that Kristina A. Woodworth has no relevant financial relation-
incorporates all of these interventions may be the most ships with a commercial entity producing healthcare-
successful available approach to long-term weight loss in related products and/or services.
obesity.24,25 Current efforts to highlight the health risks of
obesity should emphasize the importance of making these
treatment strategies more accessible to a greater number of References
individuals affected by obesity. 1. Flegal KM, Carroll MD, Ogden CL, Johnson CL. Prevalence and trends in
obesity among US adults, 1999-2000. JAMA. 2002;288:1723-1727.
In the final article, Dr. Victor G. Villagra explains how 2. Ogden CL, Carroll MD, Curtin LR, McDowell MA, Tabak CJ, Flegal
designing comprehensive obesity and cardiometabolic risk KM. Prevalence of overweight and obesity in the United States, 1999-
reduction disease management programs using a chronic 2004. JAMA. 2006;295:1549-1555.
care model can overcome individual and healthcare system 3. Robert Wood Johnson Foundation Announces $500-Million Commit-
barriers, resulting in a wider adoption of evidence-based ment to Reverse Childhood Obesity in US [press release]. Princeton,
NJ: Robert Wood Johnson Foundation, April 4, 2007. Available at:
treatments. http://www.rwjf.org/newsroom/product.jsp?id⫽21938. Accessed De-
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supplement will assist clinicians and other health professionals obesity, and mortality from cancer in a prospectively studied cohort of
by highlighting some of the most important current issues in US adults. N Engl J Med. 2003;348:1625-1638.
6. Lukanova A, Bjor O, Kaaks R, et al. Body mass index and cancer:
obesity and lifelong healthy weight management. results from the Northern Sweden Health and Disease Cohort. Int J
Stephen Havas, MD, MPH, MS Cancer. 2006;118:458-466.
7. Olshansky SJ, Passaro DJ, Hershow RC, et al. A potential decline in
Formerly with the Division of Science, Quality, life expectancy in the United States in the 21st century. N Engl J Med.
and Public Health 2005;352:1138-1145.
American Medical Association 8. Schwartz MW, Woods SC, Porte D Jr, Seeley RJ, Baskin DG. Central
Chicago, Illinois, USA nervous system control of food intake. Nature. 2000;404:661-671.
Havas et al The Obesity Epidemic S3

9. Marx J. Cellular warriors at the battle of the bulge. Science. 2003;299: 18. Rolls BJ, Morris EL, Roe LS. Portion size of food affects energy
846-849. intake in normal-weight and overweight men and women. Am J Clin
10. Korner J, Aronne LJ. The emerging science of body weight regulation Nutr. 2002;76:1207-1213.
and its impact on obesity treatment. J Clin Invest. 2003;111:565-570. 19. Rolls BJ, Kim S, Fedoroff IC. Effects of drinks sweetened with
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and other inflammatory settings. Curr Opin Clin Nutr Metab Care. Behav. 1990;48:19-26.
2002;5:377-383. 20. McCrory MA, Fuss PJ, Hays NP, Vinken AG, Greenberg AS, Roberts
12. Lyon CJ, Law RE, Hsueh WA. Minireview: adiposity, inflammation, SB. Overeating in America: association between restaurant food con-
and atherogenesis. Endocrinology. 2003;144:2195-2200. sumption and body fatness in healthy adult men and women ages 19 to
13. Trayhurn P, Wood IS. Adipokines: inflammation and the pleiotropic 80. Obes Res. 1999;7:564-571.
21. Karppanen H, Mervaala E. Sodium intake and hypertension. Prog
role of white adipose tissue. Br J Nutr. 2004;92:347-355.
Cardiovasc Dis. 2006;49:59-75.
14. Steinberg HO, Baron AD. Vascular function, insulin resistance and
22. Knowler WC, Barrett-Connor E, Fowler SE, et al. Reduction in the
fatty acids. Diabetologia. 2002;45:623-634.
incidence of type 2 diabetes with lifestyle intervention or metformin.
15. Caballero AE. Endothelial dysfunction in obesity and insulin resistance: a
N Engl J Med. 2002;346:393-403.
road to diabetes and heart disease. Obes Res. 2003;11:1278-1289. 23. Tuomilehto J, Lindstrom J, Eriksson JG, et al, for the Finnish Diabetes
16. Centers for Disease Control and Prevention (CDC). Guide to Commu- Prevention Study Group. Prevention of type 2 diabetes mellitus by
nity Preventive Services (Community Guide). [CDC Website.] Avail- changes in lifestyle among subjects with impaired glucose tolerance.
able at: http://www.thecommunityguide.org/obese/default.htm. Ac- N Engl J Med. 2001;344:1343-1350.
cessed April 10, 2007. 24. Wadden TA, Berkowitz RI, Womble LG, et al. Randomized trial of
17. Katz DL, O’Connell M, Yeh MC, et al, for the Task Force on Com- lifestyle modification and pharmacotherapy for obesity. N Engl J Med.
munity Preventive Services. Public health strategies for preventing and 2005;353:2111-2120.
controlling overweight and obesity in school and worksite settings. 25. Wadden TA, Berkowitz RI, Sarwer DB, Prus-Wisniewski R, Steinberg
MMWR Recomm Rep. 2005;54:1-12. Available at: http://www.cdc.gov/ C. Benefits of lifestyle modification in the pharmacologic treatment of
mmwr/preview/mmwrhtml/rr5410a1.htm. Accessed April 20, 2007. obesity: a randomized trial. Arch Intern Med. 2001;161:218-227.
Supplement issue

Obesity: Why Be Concerned?


W. Virgil Brown, MD,a Ken Fujioka, MD,b Peter W. F. Wilson, MD,a Kristina A. Woodworthc
a
Department of Internal Medicine, Emory University School of Medicine, Atlanta, Georgia, USA; bCenter for Weight Management,
Scripps Clinic, San Diego, California, USA; cSciMantis Communications, Inc, Pen Argyl, Pennsylvania, USA

ABSTRACT

The obesity epidemic in the United States represents a critical public health issue that has the potential to
incur major healthcare costs because of the substantial risks associated with excess body fat. Whereas
many recognize the significant risk of cardiovascular disease and diabetes mellitus associated with excess
body fat, a myriad of other health problems can accompany overweight and obesity, potentially leading to
early morbidity and mortality. Public recognition of obesity as an important health crisis, and not simply
a matter of cosmetics or lifestyle choice, is clearly needed. A greater awareness of the health risks
associated with excess weight will facilitate more frequent obesity screenings and discussions about
healthy weight management that have the potential to result in a greater commitment of healthcare
resources to effective obesity prevention and management strategies.
© 2009 Published by Elsevier Inc. • The American Journal of Medicine (2009) 122, S4 –S11

KEYWORDS: Cardiovascular disease; Health care costs; Lipoproteins; Metabolic syndrome; Obesity; Risk factor

Obesity is a problem that has reached epidemic proportions weight in kilograms by the square of the individual’s height
in the United States. Data from the National Health Exam- in meters. Adults with a BMI in the range of 25 to 29.9 are
ination Survey (NHES) and the National Health and Nutri- classified as overweight, and those with a BMI of ⱖ30 are
tion Examination Survey (NHANES) demonstrated a steady classified as obese.3 The location of excess body fat is also
increase in obesity rates over the second half of the 20th a factor in the detrimental effects of obesity. Intra-abdom-
century. It is now estimated that ⬎66% of the US adult pop- inal fat is more closely associated with diabetes mellitus and
ulation is overweight or obese (body mass index [BMI] ⱖ25).1 vascular disease. Therefore, measurements of waist size
An analysis reported by Olshansky and associates2 pro- have been used to predict the extent of excess risk with body
jected a reversal of 20th-century gains in American life fat.
expectancy owing to the health consequences of the obesity
epidemic; these findings highlight the critical importance of THE METABOLIC SYNDROME AND OBESITY
addressing overweight and obesity, including the associated
In defining the metabolic syndrome, the National Choles-
health risks, from the perspectives of public education and
terol Education Program Adult Treatment Panel III (NCEP
policy. In an effort to prompt a greater level of commitment
ATP III) recognized elevated waist circumference, or ab-
to healthy weight management, this review discusses the
dominal obesity, as an independent component of the syn-
substantial health concerns that present with excess body
drome along with elevated triglyceride concentrations, low
fat.
high-density lipoprotein (HDL) cholesterol levels, elevated
blood pressure, and high fasting glucose concentrations
DEFINING OBESITY (Table 1).4 Individuals with ⱖ3 of these factors are classi-
BMI is commonly accepted as a general measure of over- fied as having the metabolic syndrome.4 A joint statement
weight and obesity. It is calculated by dividing the patient’s by the American Heart Association (AHA) and the Na-
tional Heart, Lung, and Blood Institute (NHLBI) concurs
Statement of author disclosure: Please see the Author Disclosures with this definition but lowers the threshold for elevated
section at the end of this article. fasting glucose concentrations from 110 mg/dL to 100 mg/dL
Requests for reprints should be addressed to W. Virgil Brown, MD,
Emory University School of Medicine, Atlanta VAMC 111, 1670 Clair- (1 mg/dL ⫽ 0.05551 mmol/L), because of the importance of
mont Road, Atlanta, Georgia 30033. this marker in assessing diabetic risk.5 With the 2001 update
E-mail address: W.Virgil.Brown@med.va.gov. in recommendations, NCEP ATP III emphasized the impor-

0002-9343/$ -see front matter © 2009 Published by Elsevier Inc.


doi:10.1016/j.amjmed.2009.01.002
Brown et al Obesity and Health Concerns S5

Table 1 Clinical Components of the Metabolic Syndrome as


the factors comprising the NCEP ATP III definition are
Defined by the National Cholesterol Education Program Adult present in patients with excess body weight. Clinicians
Treatment Panel III (NCEP ATP III) therefore should recognize the importance of weight control
in mitigating risk and the benefits of screening overweight
Risk Factor Defining Level and obese patients for underlying conditions, including hy-
Abdominal obesity (waist circumference) pertension, dyslipidemia, and type 2 diabetes.
Men ⬎102 cm (⬎40 in)
Women ⬎88 cm (⬎35 in)
Triglycerides* ⱖ150 mg/dL OBESITY AND CARDIOVASCULAR DISEASE
HDL cholesterol† The recognition of the association between increased
Men ⬍40 mg/dL cardiovascular disease incidence and overweight and
Women ⬍50 mg/dL obesity suggests that weight loss represents an important
Blood pressure ⱖ130/ⱖ85 mm Hg opportunity for primary cardiovascular disease preven-
Fasting glucose ⱖ110 mg/dL‡ tion. An analysis from the Framingham Heart Study re-
HDL ⫽ high-density lipoprotein. sulted in the findings that both overweight and obesity
*1 mg/dL ⫽ 0.01129 mmol/L. increased the risk of the development of cardiovascular risk

1 mg/dL ⫽ 0.02586 mmol/L. factors, including hypertension, hypercholesterolemia, and

The American Heart Association/National Heart, Lung, and Blood In-
stitute (AHA/NHLBI) lowered this threshold to ⱖ100 mg/dL (1 mg/dL ⫽
diabetes, as well as overt cardiovascular disease.9 It is
0.05551 mmol/L). critical to control underlying cardiovascular risk factors and
Adapted with permission from JAMA.4 encourage weight loss in individuals presenting with over-
weight and obesity to avoid substantial long-term cardio-
vascular disease.
tance of focusing on multiple risk factors in mitigating the
substantial health consequences associated with the meta- Mechanisms of Cardiovascular Risk
bolic syndrome and suggested that clinicians consider the Excess weight, especially excess adipose tissue, exacerbates
metabolic syndrome as a secondary target for risk-reduction a number of cardiovascular and metabolic risk factors. It is
therapy after the management of low-density lipoprotein now recognized that this increased risk is characterized by a
(LDL) cholesterol, because of the substantial disease burden series of metabolic changes that alter lipid profiles and increase
associated with the syndrome.4 Furthermore, the NCEP the potential for atherosclerosis due to inflammation.
ATP III recommended weight reduction and increased Adipose tissue, especially intra-abdominal visceral fat
physical activity as a strategy to treat all of the factors that associated with abdominal obesity, has an independent en-
define the metabolic syndrome.4 docrine function that results in the release of inflammatory
The cluster of cardiometabolic factors referred to as the adipokines, including tumor necrosis factor–␣, interleu-
metabolic syndrome substantially increases the risk of im- kin-6, and plasminogen-activator inhibitor–1 (PAI-1).10-12
portant health consequences, including heart attack, stroke, These hormones increase risk for atherosclerosis, thrombo-
and type 2 diabetes, all of which can result in morbidity and sis, and diabetes. Adipokines also may affect the progres-
early mortality. Data from NHANES III (1988 to 1994) sion of endothelial dysfunction, which further increases
revealed that in Americans ⱖ50 years of age, the age- inflammation and the risk for atherosclerosis.13 Inflamma-
adjusted prevalence of coronary heart disease (CHD) was tory adipokines increase atherogenic potential by altering
19.2% in those with the metabolic syndrome and diabetes the normal function of arterial smooth muscle cells and
compared with 8.7% in those without the metabolic syn- white blood cells, including lymphocytes and monocytes.
drome or diabetes.6 Diabetes substantially increased the rate The adipokine PAI-1 has a prothrombotic effect that in-
of CHD in individuals with the metabolic syndrome. An creases the risk for thromboembolic events. Inflammatory
analysis from the San Antonio Heart Study reported that the adipokines may also increase insulin resistance and diabetes
metabolic syndrome, as defined by the NCEP ATP III, in obesity.10-12 Free fatty acids are also produced more
predicted both all-cause mortality and cardiovascular mor- readily in the visceral fat associated with abdominal obesity
tality.7 Likewise, in a large population-based study of fa- and may decrease insulin sensitivity, impair vascular reac-
milial type 2 diabetes conducted in Finland and Sweden, the tivity, and increase endothelial dysfunction.13,14 Mean-
metabolic syndrome was associated with a significant risk while, higher blood concentrations of adiponectin are asso-
for CHD, myocardial infarction, and stroke, as well as a ciated with less evidence of inflammation and improved
significant risk for both all-cause mortality and cardiovas- insulin sensitivity; however, adiponectin levels have been
cular mortality (P ⬍0.001).8 shown to decrease with increasing levels of obesity and
In light of the substantial risks presented by the meta- adiponectin is counterregulated by the inflammatory
bolic syndrome, it is critical that clinicians develop routine adipokines.12,13,15
strategies to control these factors in daily practice. Further- Abnormal lipid metabolism, particularly the cluster of
more, the links between obesity, particularly abdominal lipid abnormalities that characterize atherogenic dyslipide-
obesity, and the metabolic syndrome suggest that many of mia, is common in individuals with obesity and type 2
S6 The American Journal of Medicine, Vol 122, No 4A, April 2009

diabetes and increases the risk for cardiovascular events. cost-savings tool to identify individuals at risk in clinical
Individuals with obesity and the metabolic syndrome practice.
present with increased concentrations of very-low-density The Framingham Heart Study, which followed ⬎5,000
lipoprotein (VLDL) particles, increased triglycerides, and individuals for a period of up to 44 years, likewise reported
small-particle LDL, increased LDL particle number, and substantial cardiovascular risk linked to overweight and
decreased HDL particle size. This has been confirmed by obesity. In one analysis, overweight and obesity were inde-
measuring particle numbers through nuclear magnetic res- pendently associated with an increased risk for developing
onance spectral analysis.16-18 These lipoproteins can also cardiovascular disease as well as established cardiovascular
undergo a process of oxidation that results in the formation risk factors, including hypertension, hypercholesterolemia,
of foam cells and enhanced monocyte binding that results in and type 2 diabetes.9 It is important to note that cardiovas-
the early stages of atherosclerotic plaque.19 Meanwhile, cular risk not only was increased in obese persons but also
small-particle LDL has a greater atherogenic potential and was elevated in overweight individuals.9 Additionally, it is
is more common in individuals with diabetes.20 However, it notable that another Framingham analysis found that the
should be stressed that the total number of lipoprotein par- Framingham Risk Score was significantly superior to met-
abolic syndrome in predicting cardiovascular risk.26 These
ticles may be a more important factor in predicting the
findings highlight the importance of healthy weight main-
potential for cardiovascular disease.21 Elevated triglyceride
tenance and the clinical value of assessing patients exhib-
concentrations are associated with greater circulating num-
iting overweight and obesity for underlying cardiovascular
bers of triglyceride-rich VLDL particles and higher levels of
disease.
VLDL cholesterol, an environment that alters the metabo-
lism of LDL and HDL cholesterol and contributes to athero-
genic potential.22 Elevated triglyceride concentration is an OBESITY AND ENDOCRINE DISEASE
important independent risk factor for atherosclerotic poten- Obesity clearly increases the risk of developing type 2
tial and may partly explain the inability of statin therapies diabetes. Large population studies have confirmed the links
that address hypercholesterolemia in fully protecting against between excess weight and the development of insulin re-
cardiovascular events.23 sistance and diabetes, suggesting that patients with exces-
Weight loss is associated with increases in adiponectin sive weight are at substantial risk for developing diabetes.
levels, a reversal of inflammatory adipokine release, and In the Nurses’ Health Study, which followed close to
improved endothelial function.13 These findings strongly 85,000 female nurses, a BMI of ⱖ25 (overweight) was the
support the importance of obesity as a risk factor for car- single most important risk factor for the development of
diovascular disease, including atherosclerosis and thrombo- type 2 diabetes over a 16-year period.27 The authors noted
embolic events, and highlight the value of weight loss as a that modifiable changes in lifestyle and health, including
therapeutic modality. maintenance of a BMI ⱕ25; consumption of a diet high in
fiber and low in fat and glycemic load; regular exercise;
Evidence of Cardiovascular Risk with Excess avoidance of smoking; and moderate alcohol consumption
Weight reduced the incidence of type 2 diabetes by approximately
The increased cardiovascular risk associated with over- 90% compared with subjects who did not demonstrate these
factors or make these changes.
weight, obesity, and the metabolic syndrome is routinely
BMI, as a measure of excess weight, can be an important
demonstrated in clinical practice. One population-based
predictor of developing diabetes. In fact, BMI has been
study found that the presence of the metabolic syndrome as
shown to correlate linearly with the risk for both CHD and
defined by the NCEP and the World Health Organization
diabetes. One analysis found that BMI values ⬎30 corre-
(WHO) in a cohort of middle-aged men was an accurate
lated directly with the risk for developing type 2 diabetes, as
predictor of cardiovascular mortality and all-cause mortal- well as hypertension, CHD, and gallbladder disease.28 Fur-
ity.24 This increased mortality risk was independent of other thermore, men with a BMI of 26 had a 4-fold higher risk
confounding traits such as smoking, alcohol consumption, for developing type 2 diabetes than did men whose BMI
and LDL cholesterol levels. was ⬍21; women with a BMI of 26 had an 8-fold higher
In a population of postmenopausal women, subjects with risk for developing type 2 diabetes than did women
NCEP-defined metabolic syndrome or a combination of whose BMI was ⬍21.
enlarged waist and elevated triglyceride concentrations Abdominal obesity, classified as an elevated BMI plus
were at a significantly increased risk for cardiovascular and elevated waist circumference (⬎102 cm [⬎40 in] in men
all-cause mortality (P ⬍0.05).25 The authors of this study and ⬎88 cm [⬎35 in] in women),4 may be a more accurate
noted that the combination of enlarged waist and elevated predictor of diabetic risk. The Nurses’ Health Study re-
triglyceride concentrations was a stronger predictor of ported that, in female subjects, measures of abdominal obe-
atherogenesis than was the metabolic syndrome and con- sity, including waist circumference and waist-to-hip ratio,
cluded that the use of enlarged waist circumference and were more predictive of diabetes risk than was BMI alone.29
elevated triglyceride concentrations could be a valuable, A study of men aged 22 to 70 examined abdominal obesity
Brown et al Obesity and Health Concerns S7

by analyzing abdominal adipose tissue through magnetic developing type 2 diabetes compared with a placebo group
resonance imaging.30 Researchers reported that body weight and a 39% reduced risk compared with a group receiving
was inversely proportional to insulin sensitivity but weight metformin therapy to reduce diabetic risk.33 Over a mean
alone could not fully explain the risk of developing insulin follow-up of 3.2 years, another study that tracked the effects
resistance. Meanwhile, the accumulation of body fat in the of weight-loss lifestyle interventions on the incidence of
abdominal region was found to be an important contributor type 2 diabetes in individuals with impaired glucose toler-
to insulin resistance, as measured by both global insulin ance likewise reported a 58% reduction in type 2 diabetes
sensitivity and hepatic insulin sensitivity.30 Clinicians incidence with weight loss.34 Although large-scale cam-
should recognize the importance of screening for diabetes as paigns to achieve weight loss through lifestyle interventions
an important component to global risk assessment in pa- may be associated with substantial costs, these costs may be
tients presenting with chronic excess weight, especially attenuated by the resulting decrease in disease risk.
those demonstrating abdominal obesity.
OTHER HEALTH EFFECTS OF OBESITY
OBESITY AND HEALTHCARE COSTS The projected decrease in overall life expectancy if the
The increased cardiometabolic risks associated with obe- current obesity epidemic is not reversed2 highlights the
sity, including cardiovascular disease and type 2 diabetes, importance of excess weight as a public health issue. As
have important treatment implications in terms of healthcare noted earlier, the presence of obesity and the metabolic
utilization and resulting healthcare costs. Costs attributable syndrome increases the mortality risk associated with car-
to obesity in 1995 US dollars were estimated to total $99.2 diovascular disease.7,8,24,25 In one analysis, obese, 40-year-
billion per year, $51.64 billion of which were associated old individuals demonstrated life expectancies that were
with direct medical costs.31 Furthermore, an analysis of reduced by 7.1 years in women and 5.8 years in men
compared with those of normal weight,35 demonstrating the
healthcare costs and wages found that in populations receiv-
far-reaching, lifelong implications of excess body weight.
ing workplace healthcare benefits, the increased healthcare
costs associated with obesity are passed on to obese workers
through lower wages.32 In individuals who are overweight Cancer Risk
or obese, effective treatment strategies are needed to either Obesity is associated with the development of certain can-
achieve weight loss or attenuate the underlying cardiometa- cers in both men and women. A prospective analysis of a
bolic risk factors that are present with excess body weight. population of ⬎900,000 US adults who were cancer free at
Researchers have found that efforts to prevent obesity baseline found that individuals with extreme obesity (BMI
may be less costly than are the substantial costs associated ⱖ40) had a substantially higher risk of death due to cancer
with the treatment of obesity and comorbid cardiometabolic (52% and 62% in men and women, respectively) than did
risk. In one analysis, the pharmaceutical treatment of obe- those of normal weight during the 16 years of follow-up.
sity, achieving weight loss of 8.2% to 10.6% of initial body The authors of the study concluded that of all cancer deaths
weight, was associated with substantial pharmaceutical cost in the United States, 14% of cases in men and 20% of cases
savings due to a reduced need for medications to treat in women ⱖ50 years of age may be attributable to over-
diabetes, hyperlipidemia, and hypertension.31 Weight loss weight and obesity. Overall, they predicted that 90,000
was maintained at 1 year with the pharmaceutical interven- cancer deaths could be avoided if all Americans could
tion. Also, the achieved weight loss demonstrated the ability maintain a BMI ⬍25 throughout life.36 Researchers have
to improve risk factors for cardiovascular disease, including cited several potential mechanisms that increase the risk of
total cholesterol, systolic blood pressure, LDL cholesterol, cancer with obesity, including the higher levels of insulin
and HDL cholesterol. The pharmaceutical costs associated and sex hormones observed in overweight and obese indi-
with weight loss medications were more than offset by the viduals.36 Other physiologic factors have been cited in the
reduced need for medications to treat cardiometabolic risk link between specific cancers and excess weight. For in-
factors. stance, a higher incidence of gastroesophageal reflux has
Lifestyle interventions that reduce weight may also re- been cited as a possible causative factor in the increased risk
duce the risk of developing type 2 diabetes and the substan- of esophageal cancer in overweight and obesity. A higher
tial pharmaceutical costs associated with treatment. In a trial rate of gallstones with overweight and obesity has also been
conducted by the Diabetes Prevention Program (DPP) Re- cited as a possible causative factor in an increased risk of
search Group, a population of individuals with elevated gallbladder cancer with excess weight, particularly in
fasting glucose concentrations were treated with a lifestyle women.36
modification program with the goals of a ⱖ7% reduction in In men, significant positive correlations were found be-
weight and physical activity totaling ⱖ150 minutes per tween BMI and rates of death due to all cancers, as well as
week, to determine the effects of resulting weight loss on esophageal cancer, stomach cancer, colorectal cancer, liver
diabetic risk.33 Over a mean follow-up period of 2.8 years, cancer, gallbladder cancer, pancreatic cancer, prostate can-
researchers reported that individuals receiving lifestyle in- cer, kidney cancer, non-Hodgkin’s lymphoma, multiple my-
terventions to achieve weight loss had a 58% reduced risk of eloma, and leukemia (P ⱕ0.03).36 In women, BMI corre-
S8 The American Journal of Medicine, Vol 122, No 4A, April 2009

lated significantly with deaths due to all cancers, as well as improved with weight reductions of ⬎5.1% over a 20-week
colorectal cancer, liver cancer, gallbladder cancer, pancre- period.43 Plantar heel pain, or plantar fasciitis, is also com-
atic cancer, lung cancer, breast cancer, uterine cancer, cer- mon in obesity because of chronic excessive weight load on
vical cancer, ovarian cancer, kidney cancer, non-Hodgkin’s the heel. Whereas obesity may provide a protective benefit
lymphoma, and multiple myeloma (P ⱕ0.001). Uterine can- against hip and wrist fractures in the elderly, obese children
cer was most strongly associated with excess body weight. are more vulnerable to wrist fractures. Overall, the muscu-
Women may be particularly vulnerable to cancer mortality loskeletal problems associated with obesity carry a 4-fold
associated with excess body weight.36 higher risk of pain that restricts work.42 Weight loss is often
The strong association between BMI and cancer risk in the most important therapy for musculoskeletal problems
women was reported in a Swedish population study. Inves- associated with obesity. Along with the observed impact of
tigators concluded that up to 7% of cancers in the women obesity on pulmonary function, the long-term morbidity
studied were attributable to overweight and obesity. More- associated with osteoarthritis, plantar fasciitis, and other
over, up to 30% of endometrial cancers, 20% of colon musculoskeletal conditions may be important factors that
cancers, and 22% of ovarian cancers were estimated to be limit exercise and hamper achievement of weight loss rec-
attributable to overweight and obesity.37 ommendations in obesity.
Based on the findings of epidemiologic studies, the Inter-
national Agency for Research on Cancer (IARC) has con- Gastrointestinal and Hepatic Disorders
cluded that sufficient evidence exists to demonstrate that the
Obesity predisposes individuals to gastrointestinal and he-
avoidance of weight gain over time can be an effective pre-
patic complications that contribute to morbidity and possi-
ventive strategy for colorectal cancer, postmenopausal breast
ble mortality. Nonalcoholic fatty liver disease, or hepatic
cancer, endometrial cancer, kidney cancer, and esophageal
steatosis, is the most common chronic liver disease in the
cancer.38 Successful obesity prevention and management strat-
United States44; it can be hypothesized that increasing rates
egies may prevent the substantial morbidity and early mortality
are linked to the obesity epidemic, because the most impor-
associated with common cancers.
tant risk factors for hepatic steatosis are obesity, insulin
resistance, and hyperlipidemia.44,45 An analysis of data
Pulmonary Disease from NHANES found that factors associated with elevated
Obesity increases respiratory demand and has an important alanine aminotransferase (ALT) levels, which may signal
effect on pulmonary function that can predispose an indi- the presence of liver dysfunction, included higher BMI,
vidual to a range of pulmonary problems, including obstruc- waist-to-hip circumference ratio, and fasting serum leptin,
tive sleep apnea and obesity hypoventilation syndrome. The triglyceride, insulin, and glucose concentrations.46 Investi-
reduced pulmonary function common in obesity results in gators concluded that 65% of elevated ALT activity was
dyspnea and decreased exercise capacity, which can con- related to overweight and obesity (BMI ⱖ25). Although
tribute substantially to poor quality of life.39 hepatic steatosis does not progress to substantial complica-
Obesity has been found to be a primary risk factor for the tions in most patients, up to 3% of patients develop cirrhosis.
development of sleep apnea. One observational study found Moreover, obesity is a major risk factor for the development
that subjects with obstructive sleep apnea exhibited substan- of hepatic fibrosis, which can lead to cirrhosis, hepatocel-
tially greater BMI, waist circumference, percentage of body lular carcinoma, and early mortality.44
fat, and fat mass than did controls.40 Obstructive sleep Gallbladder disease is another common complication of
apnea not only was associated with excess weight but also obesity, and abdominal obesity may further increase the risk
was linked to features of the metabolic syndrome, including of developing this condition. In the Health Professionals
increased blood pressure, increased fasting insulin levels, Follow-Up Study (HPFS), abdominal obesity, as measured
increased triglyceride concentrations, decreased HDL cho- by waist circumference and waist-to-hip ratio, was associ-
lesterol levels, and an increased total cholesterol–to–HDL ated with a significant increase in the risk of developing
cholesterol ratio.40 Moreover, obesity has been identified as symptomatic gallbladder disease (P ⬍0.001).47 This effect
an important risk factor for mortality in persons with sleep persisted even when findings were adjusted for BMI.
apnea.41
Reproductive Disorders
Musculoskeletal Disorders Reproductive problems are commonly associated with obe-
Musculoskeletal problems are also common in obesity be- sity in both women and men. In women, obesity substan-
cause of the added strain on bones and joints due to exces- tially increases risk for polycystic ovary syndrome (PCOS).
sive body weight. Obesity carries a greater risk of osteoar- One study reported a 28.3% rate of PCOS in premenopausal
thritis of weight-bearing joints, especially the knees, overweight and obese subjects, compared with a 5-fold
because of the chronic loading of the musculoskeletal sys- lower rate of 5.5% in matched lean women.48 Furthermore,
tem with walking and other daily tasks.42 In a meta-analysis individuals with PCOS were more likely to exhibit insulin
of randomized controlled trials, researchers noted that dis- resistance than were matched controls with similar BMI and
ability associated with knee osteoarthritis was significantly obesity severity.
Brown et al Obesity and Health Concerns S9

Table 2 Potential Health Concerns Associated with Obesity


obesity can result in important cellular changes that can lead
to acanthosis nigricans, a disorder characterized by dark
Organ System/ plaques, and skin tags. Up to 74% of obese individuals
Disease State Health Effects exhibited acanthosis nigricans and skin tags in one analy-
Cancers Men: esophageal cancer, stomach cancer, sis.52 Importantly, acanthosis nigricans and skin tags are
colorectal cancer, liver cancer, gallbladder markers of insulin resistance in obesity based on the fact
cancer, pancreatic cancer, prostate cancer, that hyperinsulinemia causes the cellular changes that result
kidney cancer, non-Hodgkin’s lymphoma, in these conditions.53 The hyperandrogenism in obesity also
multiple myeloma, leukemia results in important skin manifestations, including acne,
Women: uterine cancer, cervical cancer, boils, and hirsutism.53 Plantar hyperkeratosis is another
ovarian cancer, breast cancer, colorectal common condition in obesity characterized by chronic cal-
cancer, liver cancer, gallbladder cancer, luses that develop in response to changes in the anatomy of
kidney cancer, non-Hodgkin’s lymphoma,
the foot due to excessive weight load.53,54 Stretch marks,
multiple myeloma
Cardiovascular Atherosclerosis, myocardial infarction, stroke varicose veins, intertrigo (friction-related injury associated
Dermatologic Acanthosis nigricans, skin tags, acne, boils, with fat folds), and cellulite may also be produced or exac-
hirsutism, pathologies of augmented folds, erbated by obesity.53
plantar hyperkeratosis, cellulite, stretch A summary of the potential health concerns associated
marks, varicose veins with excess weight is presented in Table 2. The increased
Endocrine Insulin resistance, type 2 diabetes mellitus risk of developing this wide range of health problems un-
Gastrointestinal Nonalcoholic fatty liver disease, gallbladder derscores the importance of obesity prevention and man-
disease
agement in clinical practice.
Musculoskeletal Osteoarthritis and degenerative joint
disease, changes in foot anatomy due to
excess load SUMMARY
Pulmonary Obstructive sleep apnea
The obesity epidemic requires new strategies to mitigate the
Reproductive Men: premature testosterone decline,
substantial health effects linked to excess body weight. The
erectile dysfunction
Women: polycystic ovary syndrome health risks associated with overweight and obesity are con-
siderable. They require an increased level of intensive pa-
tient management to address healthy weight maintenance,
and suggested strategies to achieve and maintain weight
loss. A greater public awareness of obesity and health risks
Obesity can also lead to substantial reproductive prob-
is required to move past the potential stigma associated with
lems in men, including premature testosterone decline and
discussing weight so that clinicians and patients can work
erectile dysfunction. Data from 2 lipid treatment trials that
collected baseline total serum testosterone levels were together to achieve long-term health goals.
pooled to examine the effects of BMI and the metabolic
syndrome on testosterone levels.49 The authors reported a AUTHOR DISCLOSURES
significant correlation between low testosterone levels in The authors who contributed to this article have disclosed
aging men (mean age, 52 years) and the presence of the the following industry relationships:
metabolic syndrome (P ⬍0.0001). The components of the
metabolic syndrome linked to this effect included obesity, W. Virgil Brown, MD, is a consultant for Abbott Laborato-
diabetes, and hypertriglyceridemia. Another study found ries, AstraZeneca, AtherGenics, Inc, Bayer, Bristol-Myers
that abdominal obesity significantly increased risk for erec- Squibb Company, Merck & Co, Inc, Pfizer Inc, Reliant
tile dysfunction in men 61 to 81 years of age who did not Pharmaceuticals, Inc, Daiichi Sankyo Co, Ltd, and Scher-
have other important comorbidities, including diabetes and ing-Plough Corporation; is a speaker and advisory com-
hypertension (P ⱕ0.04).50 In a study of men who had mittee member for Abbott Laboratories, AstraZeneca,
undergone bariatric surgery to address severe obesity, re- Merck & Co, Inc, Pfizer Inc, and Schering-Plough Corpo-
searchers reported significant weight loss 1 year after bari- ration; and has received grant research support from Ab-
atric surgery (P ⬍0.001) and found that testosterone levels bott Laboratories, AstraZeneca, Eli Lilly and Company,
were inversely proportional to BMI and fat mass.51 The Kos Pharmaceuticals, Inc, Merck & Co, Inc, Pfizer Inc,
correction of severe obesity with bariatric surgery normal- Schering-Plough Corporation, and Takeda Pharmaceuti-
ized testosterone levels in all subjects and improved sexual cals North America, Inc.
performance in 80%. Ken Fujioka, MD, has disclosed that the commercial en-
tities with which he has relationships do not produce
Dermatologic Disease healthcare-related products or services relevant to the
Many dermatologic complications are also associated with content he is planning, developing, or presenting for this
obesity and the metabolic syndrome. Insulin resistance and activity.
S10 The American Journal of Medicine, Vol 122, No 4A, April 2009

Peter W. F. Wilson, MD, has received grant support from metabolic syndrome: analysis of the Treating to New Targets study.
GlaxoSmithKline, sanofi-aventis Pharmaceuticals, Inc, Lancet. 2006;368:919-928.
19. Libby P. Vascular biology of atherosclerosis: overview and state of the
and Wyeth. art. Am J Cardiol. 2003;91:3A-6A.
Kristina A. Woodworth has no relevant financial relation- 20. Haffner SM. Management of dyslipidemia in adults with diabetes.
ships with a commercial entity producing healthcare- Diabetes Care. 2003;26(suppl 1):S83-S86.
related products and/or services. 21. Cromwell WC, Otvos JD. Low-density lipoprotein particle number and
risk for cardiovascular disease. Curr Atheroscler Rep. 2004;6:381-387.
22. Brown WV. High-density lipoprotein and transport of cholesterol and
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2 diabetes on lipoprotein subclass particle size and concentration deter- 40. Coughlin SR, Mawdsley L, Mugarza JA, Calverley PM, Wilding JP.
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Brown et al Obesity and Health Concerns S11

43. Christensen R, Bartels EM, Astrup A, Bliddal H. Effect of weight 49. Kaplan SA, Meehan AG, Shah A. The age related decrease in testosterone
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46. Ruhl CE, Everhart JE. Determinants of the association of overweight term effects on gonadal function in severely obese men. Surg Obes
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47. Tsai CJ, Leitzmann MF, Willett WC, Giovannucci EL. Prospective significance of acanthosis nigricans in an adult obese population. Arch
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48. Alvarez-Blasco F, Botella-Carretero JI, San Millan JL, Escobar-Mor- Dermatol. 2002;3:497-506.
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Supplement issue

Regulation of Energy Homeostasis and Health


Consequences in Obesity
Judith Korner, MD, PhD,a Stephen C. Woods, PhD,b Kristina A. Woodworthc
a
Department of Medicine, Columbia University College of Physicians and Surgeons, and Weight Control Center, Columbia University
Medical Center, New York, New York, USA; bObesity Research Center and Department of Psychiatry, University of Cincinnati,
Cincinnati, Ohio, USA; and cSciMantis Communications, Inc, Pen Argyl, Pennsylvania, USA.

ABSTRACT

The growing awareness of the obesity epidemic as a critical matter of health concern has prompted research
into the mechanisms underlying energy homeostasis and the pathophysiology of obesity. Food intake,
energy expenditure, and fat storage all are regulated by a complex neuroendocrine system. It is now
recognized that in addition to central neurohumoral pathways, adipose tissue has an independent endocrine
function that contributes to energy homeostasis. Moreover, adipose tissue exerts inflammatory effects that
are linked to the most important health problems associated with obesity, including cardiovascular disease
and type 2 diabetes mellitus, each of which has the potential to confer long-term morbidity and increased
mortality risks. This inflammatory effect of adipose tissue is more pronounced in abdominal obesity, which
is reflected by the heightened cardiometabolic risk observed in persons with excess abdominal adiposity.
The endocrine impact of adipose tissue on energy homeostasis and inflammation highlights the critical
health implications of obesity, particularly abdominal obesity, and the importance of effective prevention
and management strategies in clinical practice.
© 2009 Elsevier Inc. All rights reserved. • The American Journal of Medicine (2009) 122, S12–S18

KEYWORDS: Endocannabinoids; Metabolic syndrome; Gut hormones; Visceral adiposity; Melanocortin system

A complex neuroendocrine system that regulates energy intake from the gastrointestinal system, central nervous system,
and energy expenditure, and ultimately affects the amount of and adipose tissue, among other sources, to regulate both
energy stored as fat, has been uncovered.1 It is now recognized short-term and long-term balances between energy intake
that adipose tissue plays an independent endocrine role that and energy expenditure (Figure 1).1,5-7 Meal initiation in
may result in an inflammatory response that increases the risk humans is likely to be influenced by a variety of environ-
of cardiovascular disease and type 2 diabetes mellitus,2-4 syn- mental factors, such as food availability and palatability,
dromes that can result in substantial morbidity and early mor- emotions, and time of day; by contrast, meal size and meal
tality. This review provides an overview of the underlying cessation are more likely to be regulated by a variety of
mechanisms of energy homeostasis, important regulatory sys- changes in body fuel stores and resulting adiposity signals,
tems that affect energy homeostasis and fat storage, and the in addition to neurohormonal signals emanating from the
endocrine effects of visceral abdominal fat. gastrointestinal tract.1

MECHANISMS OF ENERGY HOMEOSTASIS The Hypothalamus and Energy Regulation


It is now recognized that energy homeostasis involves Neurotransmitters and hormones in the brain contribute to
a complex network of neuroendocrine signals originating the control of energy intake (eating) and energy expenditure
(metabolism). The arcuate nucleus in the hypothalamus of
Statement of author disclosure: Please see the Author Disclosures the brain is the home of a regulatory process that controls
section at the end of this article. these functions.5 Agouti-related peptide/neuropeptide Y
Requests for reprints should be addressed to Judith Korner, MD, PhD,
Weight Control Center, Columbia University Medical Center, 650 West
(AgRP/NPY) neurons in the arcuate nucleus stimulate ap-
168th Street, New York, New York 10032. petite and reduce metabolism. Other types of neurons found
E-mail address: Jk181@columbia.edu in the arcuate nucleus, known as proopiomelanocortin/

0002-9343/$ -see front matter © 2009 Elsevier Inc. All rights reserved.
doi:10.1016/j.amjmed.2009.01.003
Korner et al Obesity and Energy Homeostasis S13

Figure 1 Gut hormone regulation of energy homeostasis. AgRP ⫽ Agouti-


related peptide; ARC ⫽ arcuate nucleus; GLP-1 ⫽ glucagon-like peptide;
NPY ⫽ neuropeptide Y; OXM ⫽ oxyntomodulin; POMC ⫽ proopiomelan-
ocortin; PVN ⫽ paraventricular nucleus; PP ⫽ pancreatic peptide;
PYY3-36 ⫽ peptide YY3-36. (Adapted with permission from Nature.7)

cocaine- and amphetamine-regulated transcript (POMC/ increase proportionately with body fat, leptin levels de-
CART) neurons, release ␣-melanocyte–stimulating hor- crease more rapidly with food deprivation than with reduc-
mone, a neurotransmitter that inhibits food intake.1,5,6 tions in body fat content, which may occur to allow com-
Satiety- and hunger-inducing hormones and other signals pensatory mechanisms to be activated before energy stores
affect this regulatory system to control energy homeostasis. decrease substantially.1 Leptin may, in fact, have an espe-
For instance, peptide YY3-36 (PYY), a hormone secreted by cially important role in protecting against starvation as op-
the gut in direct proportion to the caloric content of a meal, posed to preventing weight gain.8
decreases AgRP/NPY activity and reduces food intake in Decreased leptin secretion associated with decreased fat
both animals and humans.6 Meanwhile, many other hor- stores results in a compensatory increase in appetite and
mones also have potent neuroendocrine functions that con- decrease in metabolism. However, beyond a certain level of
trol food intake and energy expenditure. elevated fat stores and resulting increased leptin production,
few changes in appetite or metabolism have been observed.5
These findings are consistent with the fact that leptin levels
Insulin and Leptin
are substantially increased in obese individuals and suggest
Insulin and leptin serve as peripheral adiposity signals to the
that obesity is associated with a certain level of leptin
arcuate nucleus in the hypothalamus to control food intake
resistance.9
and metabolism. Both AgRP/NPY and POMC/CART neu-
rons in the arcuate express both insulin and leptin receptors,
and the direct administration of either hormone into the Cholecystokinin
brain reduces food intake.1 Insulin is secreted by the pan- Cholecystokinin (CCK) is a short-term satiety signal that
creas in response to meals and circulating nutrients, and controls meal size but is unlikely to play an important role
leptin is secreted by adipocytes, or fat cells, in proportion to in long-term weight regulation.10,11 Released by neuroen-
their fat content.1 Whereas both insulin and leptin levels docrine cells in the intestinal wall in response to nutrient
S14 The American Journal of Medicine, Vol 122, No 4A, April 2009

Figure 2 The role of endocannabinoids in energy homeostasis. Black wavy lines indicate sites at which cannabinoid
CB1 receptors are expressed. ARC ⫽ arcuate nucleus; CCK ⫽ cholecystokinin; GI ⫽ gastrointestinal; LHA ⫽ lateral
hypothalamic area; NPY ⫽ neuropeptide Y; NTS ⫽ nucleus tractus solitarii; PFA ⫽ perifornical area;
POMC ⫽ proopiomelanocortin; PVN ⫽ paraventricular nucleus; SNS ⫽ sympathetic nervous system. (Reprinted
with permission from Nature.1)

stimulation during a meal, CCK initiates neural signals to REGULATION OF ENERGY HOMEOSTASIS: THE
the brain to cause meal termination.1 CCK also slows gas- ROLE OF THE ENDOCANNABINOID SYSTEM
tric emptying and stimulates gallbladder contractions in As previously discussed, leptin functions as a strong medi-
response to dietary fat intake to enhance nutrient absorp-
ator of energy homeostasis by downregulating the neurons
tion.6 The effect of CCK to reduce meal size appears to be
that control food intake, including PYY. For example, leptin
independent of the counterregulatory processes controlling
inhibits the action of arcuate AgRP/NPY neurons, and it
body fat content that occurs in the arcuate nucleus and
also inhibits endocannabinoid activity in the hypothala-
occurs in regions of the brain outside of the hypothalamus.1
mus.13 Like insulin and leptin levels, endocannabinoid lev-
els have been found to be increased in obesity, and it has
Ghrelin been suggested that endocannabinoids regulate food intake
Ghrelin, a hormone secreted by the stomach, is a potent and energy expenditure.13
appetite stimulator that induces subjective hunger and food
Endocannabinoids play a prominent role in obesity, and
intake by stimulating AgRP/NPY function.5,6 Unlike leptin
these hormones are active in numerous tissues, including the
and insulin, which have predominantly long-term implica-
brain, the liver, muscle, the gastrointestinal tract, and adi-
tions in terms of food intake, metabolism, and body weight,
pose tissue (Figure 2).1,13 In the presence of palatable food
ghrelin and CCK both have significant short-term effects on
or other pleasant situations, endocannabinoids are released
food intake. Circulating ghrelin concentrations increase pre-
prandially and decrease postprandially, suggesting a role for in the brain and act on the endocannabinoid receptor can-
ghrelin in meal initiation and/or termination. Ghrelin con- nabinoid-1 (CB1), which is located on presynaptic neuronal
centrations are decreased in obese individuals, indicating membranes to attenuate satiety signals. This results in
that it is unlikely that ghrelin plays a major etiologic role in continued eating despite opposing hormonal signals that
their obesity. However, diet-induced weight loss is associ- a sufficient amount of food has been consumed, i.e.,
ated with an increase in plasma ghrelin levels, a factor that endocannabinoids in some brain areas result in larger-
may contribute to increased hunger and difficulty in the than-normal meals being consumed.
maintenance of reduced body weight.12 It is important to The CB1 receptor has been identified as an important
note that other endogenous signaling systems, including the factor in obesity and cardiometabolic risk. Ravinet Trillou
endocannabinoid system, also have been identified recently and colleagues14 reported that genetically engineered
as having a major role in regulating energy balance. knockout mice that lacked the CB1 receptor gene were lean
Korner et al Obesity and Energy Homeostasis S15

Table 1 Cardiometabolic effects of key adipokines

Levels in
Adipokine Intra-Abdominal Obesity Hormonal Effects Cardiometabolic Impact
Adiponectin Levels 2 ● Inhibits foam cell formation and vascular remodeling (important ● Antiatherogenic
steps in the formation of atherosclerotic plaque) ● Antidiabetic
● Improves insulin sensitivity, opposes the development of
hyperglycemia
IL-6 Levels 1 ● Systemic inflammatory hormone ● Proatherogenic
● Exerts adverse, proatherogenic effects in the vasculature ● Prodiabetic
● Exacerbates insulin resistance
TNF-␣ Levels 1 ● Reduces insulin sensitivity ● Proatherogenic
● Increases free fatty acid production, resulting in ● Prodiabetic
hypertriglyceridemia
PAI-1 Levels 1 ● Increases risk for thromboembolic events ● Prothrombotic
IL ⫽ interleukin; PAI ⫽ plasminogen activator inhibitor; TNF ⫽ tumor necrosis factor; 1 ⫽ increase; 2 ⫽ decrease.

and resistant to obesity caused by excess food consumption; energy homeostasis and cardiovascular health through
the researchers concluded that CB1 likely regulates both release of adipokines that regulate food intake, energy
food intake and body weight. Another study of these CB1 expenditure, insulin sensitivity, and inflammation. The
knockout mice reported similar findings of decreased body key properties of adipokines related to the risk of cardio-
weight, reduced fat mass, and reduced food intake.15 A vascular disease and diabetes, or cardiometabolic risk
critical role of endocannabinoids in energy homeostasis can clustering, are listed in Table 1.2-4,22 The inflammatory
be inferred from these reports because of the observed lack properties of some adipokines result in an increased po-
of compensation from other hormones that induce feeding tential for atherogenesis, thrombosis, and diabetes. Inter-
and reduce energy metabolism. leukin-6 (IL-6), for instance, stimulates hepatic produc-
Other animal studies, some that measured endocannabi- tion of C-reactive protein (CRP), which is known to
noid levels after different feeding patterns and others that increase atherogenic risk.3 CRP may add predictive value
assessed the effect of endocannabinoid injections directly to total cholesterol and high-density lipoprotein (HDL)
into the hypothalamus, support an important role of the CB1 cholesterol in evaluating the risk for myocardial infarc-
receptor and endocannabinoids in appetite and body weight tion in otherwise healthy men.23 There also is increasing
regulation.16,17 Interestingly, endocannabinoids secreted by evidence that insulin resistance in liver, muscle, and
the upper gastrointestinal tract have also been implicated in adipose tissue is associated with, and may be the result
increasing ghrelin secretion, because ghrelin secretion was of, increased proinflammatory cytokines.22
attenuated following administration of an investigational In contrast, the adipocyte hormone adiponectin exerts
CB1 receptor antagonist in an animal model.18 beneficial anti-inflammatory and anti-diabetic properties.
The CB1 receptor has also been investigated as a target of Adiponectin enhances insulin sensitivity and inhibits a num-
pharmacologic intervention in human obesity. In the ran- ber of steps in the inflammatory process. The expression and
domized, double-blind, placebo-controlled Rimonabant in release of adiponectin is decreased in obese individuals3,22;
Obesity (RIO)–North America and RIO-Europe trials, re- this is thought to be owing to increased CB1 receptor ac-
searchers found that the selective CB1 receptor antagonist tivity.24 Thus, the accumulation of excess fat may, in part,
rimonabant effectively reduced body weight and waist cir- increase the risk for cardiovascular disease and diabetes
cumference in obese individuals.19,20 Cardiometabolic risk through a relative overabundance of proinflammatory cyto-
factors were also improved with rimonabant administration. kines and a deficiency in adiponectin.
Similarly, in a randomized placebo-controlled trial of over-
weight individuals with untreated dyslipidemia, rimonabant ABDOMINAL OBESITY AND CARDIOMETABOLIC
20 mg/day reduced weight and waist circumference, and
improved cardiometabolic risk factors to a significantly
RISK
Anatomic fat location is highly determinant of the metabolic
greater degree than placebo.21 However, although rimon-
and endocrine effects of the adipocytes associated with this
abant has resulted in promising rates of weight loss in
tissue. As discussed previously, adipocytes have important
clinical studies, the frequency of psychiatric adverse events
proinflammatory endocrine effects that increase cardiometa-
has limited its potential as a marketable weight loss agent.
bolic risk,22 and these risks may be particularly increased in
individuals with abdominal obesity. In a detailed analysis of
THE ENDOCRINE FUNCTION OF ADIPOSE TISSUE obese men, visceral adipose tissue was predictive of fasting
Adipose tissue, once considered an inert storage depot for insulin levels and insulin– glucose response to oral glucose
fat, is now recognized as an endocrine organ that affects load independent of the extent of obesity, the amount of
S16 The American Journal of Medicine, Vol 122, No 4A, April 2009

subcutaneous adipose tissue, and the proportion of abdom- Table 2 Criteria defining the metabolic syndrome*
inal fat as measured by the ratio of abdominal to femoral fat
deposition.25 An analysis of men of Asian Indian ethnicity Risk Factor Defining Level
found that these individuals had a high level of body fat †
Abdominal obesity (waist circumference) ‡

relative to body mass index (BMI) and muscle mass, as well Men ⬎102 cm (⬎40 in)
as a high proportion of visceral abdominal fat; fasting serum Women ⬎88 cm (⬎35 in)
triglyceride and HDL cholesterol levels were directly cor- Triglycerides§ ⱖ150 mg/dL
related with insulin resistance and visceral fat but not sub- HDL cholesterol储
cutaneous adipose tissue.26 Men ⬍40 mg/dL
It is hypothesized that a predominance of visceral fat in Women ⬍50 mg/dL
abdominal obesity increases the rate of free fatty acid dep- Blood pressure ⱖ130/ⱖ85 mm Hg
Fasting glucose¶ ⱖ100 mg/dL
osition in the liver and that this mechanism may explain the
increased risks for insulin resistance and type 2 diabetes in HDL ⫽ high-density lipoprotein.
ethnic populations that have a greater genetic propensity to *As defined by the National Cholesterol Education Program Expert
Panel on Detection, Evaluation, and Treatment of High Blood Cholesterol
store visceral fat as opposed to subcutaneous fat.22,26 Like- in Adults III (NCEP ATP III) and a joint statement by the American Heart
wise, it has been proposed that the inability of the liver to Association (AHA) and the National Heart, Lung, and Blood Institute
metabolize excessive free fatty acids from visceral fat in (NHLBI).

abdominal obesity leads to intracellular fat accumulation. Thresholds decrease to 90 cm and 80 cm in Asian men and women,
respectively.
This hypothesis, along with the proposed endocrine conse- ‡
Some male patients can develop multiple metabolic risk factors
quences of abdominal obesity in terms of metabolism and when the waist circumference is only marginally increased (e.g., 94-102
insulin sensitivity, provide a new framework for consider- cm [37-40 in]).
ing the links between abdominal adiposity and diabetes §
1 mg/dL ⫽ 0.01129 mmol/L.

risk.27 1 mg/dL ⫽ 0.02586 mmol/L.

1 mg/dL ⫽ 0.05551 mmol/L.
The association between abdominal adiposity and the
Adapted with permission from Circulation33 and JAMA.34
risk of developing type 2 diabetes is well established.
Hanley and colleagues28 reported that in a population of
⬎1,000 individuals, both BMI and waist circumference
correlated directly with fasting insulin levels and were ened cardiometabolic risk does not offer any additional
metabolic predictors of developing type 2 diabetes over a prognostic information.32,35 Another analysis concluded
mean follow-up period of 5.2 years. Data from the that the metabolic syndrome, as defined by NCEP ATP III,
Nurses’ Health Study likewise reported that BMI, waist is less predictive of cardiometabolic risk than are the Dia-
circumference, and waist-to-hip ratio were all indepen- betes Risk Score and the Framingham Risk Score, because
dent predictors of type 2 diabetes risk in women.29 Waist both of these measures were tailored to specifically identify
circumference ⬎100 cm (⬎39 in) in men and women has cardiovascular and diabetes disease risk.36 However, others
been linked to altered lipoprotein metabolism, as well as still emphasize the importance of the metabolic syndrome as
impaired insulin metabolism.30 an independent cardiovascular risk factor.37 Regardless of
the identification of the metabolic syndrome in individuals,
Clinical Relevance of the Metabolic Syndrome the constellation of risk factors that define this syndrome
The metabolic syndrome has been identified as a constella- has been shown to independently increase the risk for cor-
tion of risk factors that increase cardiometabolic risk. The onary heart disease.38
National Cholesterol Education Program Adult Treatment Abdominal adiposity substantially increases the risk of
Panel III (NCEP ATP III) identifies the metabolic syndrome developing the metabolic syndrome, as defined by NCEP
in individuals exhibiting ⱖ3 critical traits, including waist ATP III, and may be an important independent predictor of
circumference ⬎102 cm (⬎40 in) in men and ⬎88 cm (⬎35 developing the associated cardiometabolic risk factors over
in) in women, fasting triglycerides ⱖ150 mg/dL (1 mg/dL ⫽ time. In an observational analysis that tracked subjects over
0.01129 mmol/L), HDL cholesterol ⬍40 mg/dL in men and a period of 8 years, individuals with waist circumference
⬍50 mg/dL in women (1 mg/dL ⫽ 0.02586 mmol/L), blood levels above the cutoff levels for abdominal obesity identi-
pressure ⱖ130/ⱖ85 mm Hg or use of a blood pressure fied by NCEP ATP III for white, black and Hispanic indi-
medication, and impaired fasting glucose ⱖ110 mg/dL (1 viduals (ⱖ102 cm [ⱖ40 in] in men and ⱖ88 cm [ⱖ35 in] in
mg/dL ⫽ 0.05551 mmol/L).31,32 A joint statement by the women) were 3 to 8 times more likely to develop the
American Heart Association (AHA) and the National Heart, metabolic syndrome than were those with waist circumfer-
Lung, and Blood Institute (NHLBI) proposed a similar ence levels ⬍94 cm (⬍37 in) in men and ⬍80 cm (⬍31 in)
definition but lowered the impaired fasting glucose thresh- in women.39 The metabolic syndrome was defined as ex-
old to ⱖ100 mg/dL (Table 2).33,34 The medical community hibiting ⱖ3 of the metabolic disorders identified in the
continues to debate the importance of the metabolic syn- NCEP ATP III definition, including dyslipidemia, hyperten-
drome in clinical practice. Some researchers contend that sion, or type 2 diabetes.39 Regardless of the clinical signif-
the label of metabolic syndrome in individuals with height- icance of the metabolic syndrome as an independent disease
Korner et al Obesity and Energy Homeostasis S17

entity, it is clear that abdominal obesity increases the risk 11. West DB, Fey D, Woods SC. Cholecystokinin persistently suppresses
for developing the cardiometabolic risk factors that define meal size but not food intake in free-feeding rats. Am J Physiol.
1984;246(pt 2):R776-R787.
the syndrome. 12. Korner J, Aronne LJ. Pharmacological approaches to weight reduction:
therapeutic targets. J Clin Endocrinol Metab. 2004;89:2616-2621.
13. Di Marzo V, Goparaju SK, Wang L, et al. Leptin-regulated endocan-
SUMMARY nabinoids are involved in maintaining food intake. Nature. 2001;410:
Energy homeostasis is regulated by a neuroendocrine sys- 822-825.
14. Ravinet Trillou C, Delgorge C, Menet C, Arnone M, Soubrie P. CB1
tem that involves hormones secreted by the gut, central
cannabinoid receptor knockout in mice leads to leanness, resistance to
nervous system, and other sources, including adipose tissue. diet-induced obesity and enhanced leptin sensitivity. Int J Obes Relat
The endocrine effects of adipose tissue include a proinflam- Metab Disord. 2004;28:640-648.
matory effect that contributes to the insulin resistance and 15. Cota D, Marsicano G, Tschop M, et al. The endogenous cannabinoid
atherosclerosis associated with overweight and obesity. In system affects energy balance via central orexigenic drive and periph-
eral lipogenesis. J Clin Invest. 2003;112:423-431.
particular, evidence now suggests that excessive visceral fat
16. Kirkham TC, Williams CM, Fezza F, Di Marzo V. Endocannabinoid
is an important source of inflammation, and persons who levels in rat limbic forebrain and hypothalamus in relation to fasting,
exhibit abdominal obesity may be at higher risk for cardio- feeding and satiation: stimulation of eating by 2-arachidonoyl glycerol.
metabolic disease that results in excess morbidity and mor- Br J Pharmacol. 2002;136:550-557.
tality risk. Abdominal adiposity is a critical diagnostic tool 17. Jamshidi N, Taylor DA. Anandamide administration into the ventro-
medial hypothalamus stimulates appetite in rats. Br J Pharmacol.
to determine overall cardiometabolic risk in overweight and
2001;134:1151-1154.
obesity, and patients should be assessed for BMI, as well as 18. Cani PD, Montoya ML, Neyrinck AM, Delzenne NM, Lambert DM.
waist circumference, to determine global health risk profiles Potential modulation of plasma ghrelin and glucagon-like peptide–1
in clinical practice. by anorexigenic cannabinoid compounds, SR141716A (rimonabant)
and oleoylethanolamide. Br J Nutr. 2004;92:757-761.
19. Pi-Sunyer FX, Aronne LJ, Devin J, Rosenstock J. Effect of rimon-
abant, a cannabinoid-1 receptor blocker, on weight and cardiometa-
Author Disclosures bolic risk factors in overweight or obese patients, Rio-North America:
The authors who contributed to this article have disclosed a randomized controlled trial. JAMA. 2006;295:761-775.
the following industry relationships: 20. Van Gaal LF, Rissanen AM, Scheen AJ, Ziegler O, Rossner S. Effects
of the cannabinoid-1 receptor blocker rimonabant on weight reduction
Judith Korner, MD, PhD, is a consultant for GlaxoSmith- and cardiovascular risk factors in overweight patients: 1-year experi-
Kline and a paid speaker for Merck & Co, Inc, and ence from the RIO-Europe study. Lancet. 2005;365:1389-1397.
sanofi-aventis Pharmaceuticals, Inc. 21. Després JP, Golay A, Sjostrom L. Effects of rimonabant on metabolic
Stephen C. Woods, PhD, is a consultant and paid speaker risk factors in overweight patients with dyslipidemia. N Engl J Med.
2005;353:2121-2134.
for sanofi-aventis Pharmaceuticals, Inc.
22. Eckel RH, Grundy SM, Zimmet PZ. The metabolic syndrome. Lancet.
Kristina A. Woodworth has no relevant financial relation- 2005;365:1415-1428.
ships with a commercial entity producing healthcare- 23. Ridker PM, Glynn RJ, Hennekens CH. C-reactive protein adds to the
related products and/or services. predictive value of total and HDL cholesterol in determining risk of
first myocardial infarction. Circulation. 1998;97:2007-2011.
24. Matias I, Gonthier MP, Orlando P, et al. Regulation, function, and
References dysregulation of endocannabinoids in models of adipose and beta-
1. Schwartz MW, Woods SC, Porte D Jr, Seeley RJ, Baskin DG. Central pancreatic cells and in obesity and hyperglycemia. J Clin Endocrinol
nervous system control of food intake. Nature. 2000;404:661-671. Metab. 2006;91:3171-3180.
2. Lyon CJ, Law RE, Hsueh WA. Minireview: adiposity, inflammation, 25. Pouliot MC, Després JP, Nadeau A, et al. Visceral obesity in men:
and atherogenesis. Endocrinology. 2003;144:2195-2200. associations with glucose tolerance, plasma insulin, and lipoprotein
3. Trayhurn P, Wood IS. Adipokines: inflammation and the pleiotropic levels. Diabetes. 1992;41:826-834.
role of white adipose tissue. Br J Nutr. 2004;92:347-355. 26. Banerji MA, Faridi N, Atluri R, Chaiken RL, Lebovitz HE. Body
4. Marette A. Mediators of cytokine-induced insulin resistance in obesity composition, visceral fat, leptin, and insulin resistance in Asian Indian
and other inflammatory settings. Curr Opin Clin Nutr Metab Care. men. J Clin Endocrinol Metab. 1999;84:137-144.
2002;5:377-383. 27. Heilbronn L, Smith SR, Ravussin E. Failure of fat cell proliferation,
5. Marx J. Cellular warriors at the battle of the bulge. Science. 2003;299: mitochondrial function and fat oxidation results in ectopic fat storage,
846-849. insulin resistance and type II diabetes mellitus. Int J Obes Relat Metab
6. Korner J, Aronne LJ. The emerging science of body weight regulation Disord. 2004;28(suppl 4):S12-S21.
and its impact on obesity treatment. J Clin Invest. 2003;111:565-570. 28. Hanley AJ, Festa A, D’Agostino RB Jr, et al. Metabolic and inflam-
7. Murphy KG, Bloom SR. Gut hormones and the regulation of energy mation variable clusters and prediction of type 2 diabetes: factor
homeostasis. Nature. 2006;444:854-859. analysis using directly measured insulin sensitivity. Diabetes. 2004;
8. Leibel RL. The role of leptin in the control of body weight. Nutr Rev. 53:1773-1781.
2002;60(pt 2):S15-S19. 29. Carey VJ, Walters EE, Colditz GA, et al. Body fat distribution and risk
9. Considine RV, Sinha MK, Heiman ML, et al. Serum immunoreactive- of non-insulin-dependent diabetes mellitus in women: the Nurses’
leptin concentrations in normal-weight and obese humans. N Engl Health Study. Am J Epidemiol. 1997;145:614-619.
J Med. 1996;334:292-295. 30. Pouliot MC, Després JP, Lemieux S, et al. Waist circumference and
10. Beglinger C, Degen L, Matzinger D, D’Amato M, Drewe J. Loxiglu- abdominal sagittal diameter: best simple anthropometric indexes of
mide, a CCK-A receptor antagonist, stimulates calorie intake and abdominal visceral adipose tissue accumulation and related cardio-
hunger feelings in humans. Am J Physiol Regul Integr Comp Physiol. vascular risk in men and women. Am J Cardiol. 1994;73:460-
2001;280:R1149-R1154. 468.
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31. Third Report of the National Cholesterol Education Program (NCEP) Association and the European Association for the Study of Diabetes.
Expert Panel on Detection, Evaluation, and Treatment of High Blood Diabetes Care. 2005;28:2289-2304.
Cholesterol in Adults (Adult Treatment Panel III) final report. Circu- 36. Stern MP, Williams K, Gonzalez-Villalpando C, Hunt KJ, Haffner
lation. 2002;106:3143-3421. SM. Does the metabolic syndrome improve identification of individ-
32. Iribarren C, Go AS, Husson G, et al. Metabolic syndrome and early- uals at risk of type 2 diabetes and/or cardiovascular disease? Diabetes
onset coronary artery disease: is the whole greater than its parts? J Am Care. 2004;27:2676-2681.
Coll Cardiol. 2006;48:1800-1807. 37. Grundy SM. Metabolic syndrome: a multiplex cardiovascular risk
33. Grundy SM, Cleeman JI, Daniels SR, et al. Diagnosis and management factor. J Clin Endocrinol Metab. 2007;92:399-404.
of the metabolic syndrome: an American Heart Association/National 38. Alexander CM, Landsman PB, Teutsch SM, Haffner SM. NCEP-
Heart, Lung, and Blood Institute Scientific Statement. Circulation. defined metabolic syndrome, diabetes, and prevalence of coronary
2005;112:2735-2752. heart disease among NHANES III participants age 50 years and older.
34. Executive Summary of The Third Report of The National Cholesterol Diabetes. 2003;52:1210-1214.
Education Program (NCEP). JAMA. 2001;285:2486-2497 39. Han TS, Williams K, Sattar N, Hunt KJ, Lean ME, Haffner SM. Analysis
35. Kahn R, Buse J, Ferrannini E, Stern M. The metabolic syndrome: time of obesity and hyperinsulinemia in the development of metabolic syn-
for a critical appraisal. Joint statement from the American Diabetes drome: San Antonio Heart Study. Obes Res. 2002;10:923-931.
Supplement issue

Obesity Prevention: Recommended Strategies


and Challenges
Anne M. Wolf, RD, MS,a Kristina A. Woodworthb
a
Department of Public Health Sciences, University of Virginia School of Medicine, Charlottesville, Virginia, USA; and bSciMantis
Communications, Inc, Pen Argyl, Pennsylvania, USA.

ABSTRACT

Lifelong healthy weight maintenance is an important goal for all Americans to avoid the health problems
associated with excessive body weight. In those who are overweight, even modest weight loss can reduce the
risk of developing diseases associated with obesity. Federal health agencies, including the Centers for Disease
Control and Prevention and the US Department of Agriculture, have recognized the critical nature of the obesity
epidemic and the importance of lifelong weight management. As a result, these agencies have published
evidence-based dietary and exercise recommendations, as well as analyses of population-based efforts to
achieve weight loss that specifically address strategies to maintain a healthy weight. Despite the availability of
recommendations and increased public education efforts, however, obesity rates continue to climb. The rising
prevalence of obesity in the United States suggests that current efforts to control weight have been inadequate.
Large-scale prevention programs that involve interventions targeting individuals as well as the larger commu-
nity, including initiatives spearheaded through workplaces and schools, are needed to control weight and reduce
the risk of long-term health consequences.
© 2009 Elsevier Inc. All rights reserved. • The American Journal of Medicine (2009) 122, S19 –S23

KEYWORDS: Prevention; Obesity; Diet; Physical activity

INTRODUCTION epidemic trend in American children by 2015.5 This review


Weight maintenance is an important lifelong health goal to discusses current dietary and exercise guidelines for healthy
reduce the risk of cardiometabolic complications and other weight maintenance, the call to action for large-scale obe-
substantial health problems that can arise with overweight sity prevention strategies, the role that the community can
and obesity. Lifestyle interventions that achieve even mod- play in helping individuals achieve long-term weight man-
est weight loss may reduce the risk of developing type 2 agement goals, and the barriers to implementing effective
diabetes mellitus in overweight individuals with insulin obesity prevention programs.
resistance.1-3 Likewise, modest reductions in abdominal fat
may reduce overall cardiometabolic risk.4 The substantial CENTERS FOR DISEASE CONTROL AND
health benefits of healthy weight management are now rec-
ognized and have resulted in a call for large-scale preven-
PREVENTION OBESITY CONTROL EFFORTS
The Centers for Disease Control and Prevention (CDC) has
tion efforts. The likely benefits of obesity prevention have
examined the importance of population-based efforts to control
been recognized by organizations devoted to public health,
obesity and increase physical activity. Results from these anal-
including the Robert Wood Johnson Foundation. The foun-
yses are available in the CDC Guide to Community Preventive
dation has vowed to devote $500 million in funds to combat
Services as a resource for local officials to develop community-
childhood obesity, with a goal of reversing the obesity
specific and site-specific plans to improve health.6

Statement of author disclosure: Please see the Author Disclosures Population-Based Interventions
section at the end of this article. The CDC Guide to Community Preventive Services provides a
Requests for reprints should be addressed to Anne M. Wolf, RD, MS,
Department of Public Health Sciences, University of Virginia School of systematic review of the effectiveness of population-based
Medicine, 5030 Rutherford Rd, Charlottesville, VA 22901. interventions in preventing obesity, including school-based
E-mail address: AMW6N@virginia.edu interventions, worksite interventions, healthcare system inter-

0002-9343/$ -see front matter © 2009 Elsevier Inc. All rights reserved.
doi:10.1016/j.amjmed.2009.01.004
S20 The American Journal of Medicine, Vol 122, No 4A, April 2009

Table 1 Centers for Disease Control and Prevention (CDC) Evidence-Based Recommendations for Promoting Physical Activity

Intervention Description
Informational approaches
Community-wide campaigns Large-scale, highly visible, community-wide campaigns through television, radio,
newspapers, movie theaters, billboards, and mailings
“Point-of-decision” prompts Signs posted at elevators and escalators encouraging individuals to use stairs
Behavioral and social approaches
Individually adapted health behavior change Teach behavioral skills to help incorporate physical activity into daily routines
programs
School-based physical education Longer classes, encouraging students to be more active during class
Nonfamily social support Social networks of exercise groups
Environmental and policy approaches
Creation of and/or enhanced access to Groups working to change the environment to promote physical activity with the
places for physical activity combined creation of, or improved access to, for example, walking trails and exercise
with informational outreach activities facilities.
Adapted from Physical activity, 2007 in The Community Guide.8

ventions, and community-wide interventions.6 Analyses have ical activity, including informational approaches, behavioral
been completed for school-based interventions and inter- and social approaches, and environmental and policy ap-
ventions in the workplace. proaches.7 The CDC review of the literature has identified
Worksite interventions are supported by the available multiple strategies for increasing physical activity that are
literature and were therefore recommended by the CDC to strongly supported by the literature. These strategies are
combat obesity. The CDC suggests multicomponent inter- summarized in Table 1, and additional details are available
ventions that target diet, physical activity, and behavioral in the published document.8 Additional strategies to pro-
changes, because these strategies have been found to be mote physical activity are currently under review, including
effective when delivered through the workplace.6 Single- transportation policy and infrastructure changes to promote
component programs that targeted only nutrition, physical nonmotorized transit and new urban planning approaches
activity, or behavioral intervention lacked sufficient evi- that change zoning and land use.8
dence for support based on systematic reviews.7 The CDC
report noted that worksite interventions to prevent and con-
trol overweight and obesity are cost-effective, with an esti- US DEPARTMENT OF AGRICULTURE DIETARY
mated cost of less than $1 per employee per year to reach GUIDELINES AND WEIGHT CONTROL
1% of the population at risk, which may be an important The US Department of Agriculture (USDA) Dietary Guide-
selling point in encouraging employers to support these lines for Americans are updated every 5 years and were last
onsite programs.7 A full summary of the systematic reviews published in 2005.9 Individuals should be encouraged to
that resulted in the CDC recommendations for obesity pre- follow these established dietary guidelines regularly for
vention in schools and the workplace was published in long-term weight maintenance.
2005.7 The guidelines stress the importance of a diet rich in
Although insufficient evidence is available to fully rec- fruits and vegetables, suggesting that individuals with a
ommend systematic school-based interventions, the CDC 2,000-calorie daily target should consume 2 cups of fruits
guide noted that several program elements should be con- and 2.5 cups of vegetables each day (1 c ⫽ 0.24 L), which
sidered when designing future policies aimed at combating translates to ⱖ9 daily servings of fruits and vegetables.
childhood obesity. Modest positive changes were found Furthermore, the guidelines emphasize that individuals
with interventions that integrated nutritional education with should choose a variety of fruits and vegetables from all 5
physical activity; allotted additional time for physical activ- vegetable subgroups (dark green, orange, legumes, starchy
ity during the school day; included noncompetitive sports, vegetables, and other vegetables) several times each week.9
such as dance, in the physical education curriculum; and In support of these recommendations, the CDC offers pub-
emphasized the limitations of sedentary activities, espe- lications to support a large-scale campaign to increase fruit
cially television viewing. Internet use and video games were and vegetable consumption.10
also cited as possible sources of additional sedentary time The USDA also recommends that individuals consume
that were worthy of future investigation.7 ⱖ3 ounce-equivalent (1 oz ⫽ 30 mL) servings of whole
grain products daily and emphasizes that ⱖ50% of grain
Physical Activity Recommendations products consumed should come from whole grains.9 This
The CDC Guide to Community Preventive Services likewise level of whole grains in the diet, along with suggested
offers a systematic review of efforts designed to increase phys- amounts of fruits and vegetables, contributes to the daily
Wolf and Woodworth Strategies and Challenges in Obesity Prevention S21

Table 2 Key Recommendations of the US Department of Agriculture (USDA) Dietary Guidelines for Americans, 2005

Category Recommendations at the 2,000-Calorie Level


Food group
Fruits and vegetables Choose a diet rich in fruits and vegetables, consuming 2 cups of fruits and
2.5 cups* of vegetables each day, which translates to ⱖ9 daily servings
Grains Consume ⱖ3 or more ounce-equivalent† servings of whole-grain products
daily; ⱖ50% of grain products consumed should come from whole grains
Macronutrients
Fiber 28 g/day
Total fat 20%-35% of calories consumed should come from fat
Saturated fat ⬍10% of calories consumed should come from saturated fat
Physical activity
To prevent chronic disease ⱖ30 min of moderate-intensity physical activity on most days of the week
To help manage body weight and avoid weight gain ⱖ60 min of moderate- to vigorous-intensity physical activity on most days
of the week
To help maintain weight loss 60-90 min of moderate-intensity physical activity daily
Adapted from Dietary Guidelines for Americans.9
*1 c ⫽ 0.24 L.

1 oz ⫽ 30 mL.

fiber intake of 25 to 30 g/day recommended by the USDA A TOXIC ENVIRONMENT: INCREASED


and the American Heart Association (AHA).11 Of note, AVAILABILITY AND CONSUMPTION OF
Howarth and colleagues12 found that high-fiber diets of 25 UNHEALTHY FOODS
to 30 g/day increase satiety, reduce hunger, and improve
weight loss. The authors concluded that the prevalence of Portion Control, Sugar-Sweetened Drinks,
obesity could be reduced if individuals increased target and Sodium Intake
daily fiber levels from 15 g to 25 to 30 g, with the goal Portion control at each meal is critical to maintain weight
achieved by replacing refined grain products with whole and prevent weight gain over time, and has been cited as an
grains and increasing fruit and vegetable consumption. important contributor to the current obesity epidemic. Rolls
According to the USDA guidelines, individuals should and associates15 demonstrated a significant relation between
limit total fat intake to 20% to 35% of daily calories, with the amount of a particular food (macaroni and cheese)
most fats coming from polyunsaturated or monounsaturated offered at each meal and the amount of that food consumed
sources.9 Meta-analyses of low-fat diets that consist of only (P ⬍0.0001). The authors noted that in contrast to obser-
25% to 30% of total calories from fat confirm that these vations from previous studies, larger portion sizes led to
recommendations likely contribute to weight loss. One greater amounts of energy consumed: overall, 30% more
meta-analysis of 16 studies of low-fat diets with 19 inter- energy was consumed with the largest portion size com-
vention groups concluded that this dietary strategy results in pared with energy consumed with the smallest portion size.
weight loss of 3.2 kg greater than that in control groups.13 These findings stress the importance of portion control and
Another meta-analysis of 37 studies likewise found a pos- highlight the likely health ramifications of convenience
foods that are offered in ever-increasing portion sizes.
itive correlation between fat intake and weight loss.14
The habitual consumption of high-calorie, sugar-based
The 2005 update of the USDA dietary guidelines repre-
drinks is another appropriate target to control daily energy
sents the first time that physical activity recommendations
intake and prevent weight gain. In another study by Rolls
were offered, with the goals of promoting health, psycho-
and associates,16 sugar-based drinks consumed with meals
logical well-being, and weight maintenance.9 The guide- increased the overall energy intake during the meal because
lines recommend that adults should engage in ⱖ30 minutes individuals demonstrated a lack of compensation by con-
of moderate-intensity physical activity on most days of the suming fewer food calories during the meal. Drinks sweet-
week to prevent chronic disease. To help manage body ened with the artificial sweetener aspartame, meanwhile, did
weight and avoid weight gain, the guidelines suggest that not increase the amount of food consumed during the meal
individuals should engage in ⱖ60 minutes of moderate- and therefore did not increase energy intake. Sugar-based
to vigorous-intensity activity on most days of the week; drinks also had a lower ability to quench thirst than did
to help maintain weight loss, moderate-intensity exercise aspartame-sweetened drinks and water, suggesting that a
of 60 to 90 minutes daily is recommended. A summary of higher amount of sugar-based drink, and consequently a
the USDA dietary and exercise guidelines is presented in greater energy intake, may be consumed during a meal if
Table 2.9 this type of drink is chosen as a meal accompaniment.16 In
S22 The American Journal of Medicine, Vol 122, No 4A, April 2009

school-aged children, the incidence of childhood obesity when the surrounding environment and community do not
was found to be 1.6 times greater with each serving of support these efforts.
sugar-sweetened drinks consumed per day. Likewise, base- Prevention efforts should be designed to exert influence at
line consumption of sugar-based drinks and changes in the level of the individual, the overall community environment,
consumption over the course of the study independently and governmental policy. Social networks, including churches,
predicted changes in body mass index (BMI).17 Interven- community groups, schools, and other organizations, are im-
tions that stress reductions in the amount of sugar-based portant targets for intervention to achieve large-scale obesity
drinks consumed may have an important impact on obesity prevention at the population level.20
prevention.
Increases in sodium intake by the American population Obesity Prevention: A Global Call to Action
in recent decades may be another important underlying The obesity crisis has been highlighted by the fact that the
factor in the current obesity epidemic. According to the Salt World Health Organization (WHO) has recognized obesity
Institute, a North American trade organization, total pur- as a critical concern that needs to be addressed through
chases of salt intended for human consumption in the global health policy. The Global Alliance for the Prevention
United States increased by 86%, and per capita sales in- of Obesity and Related Chronic Disease is a worldwide
creased by 55%, between 1983 and 1998.18 Meanwhile, initiative to combat obesity and comprises 5 organizations
energy consumption from sugar-sweetened beverages in- linked to the WHO, including the International Association
creased by 135% from 1977 to 2001, and milk consumption for the Study of Obesity (IASO), the World Heart Federa-
declined by 38% during the same period. A higher level of tion (WHF), the International Diabetes Federation (IDF),
dietary sodium results in a greater degree of thirst, which the International Pediatric Association (IPA), and the Inter-
may contribute to obesity in an environment of high levels national Union of Nutritional Sciences (IUNS). In response
of energy consumed from sugar-sweetened drinks, espe- to a call to action from the WHO to prevent chronic disease
cially carbonated soft drinks. Overall, it is estimated that linked to unhealthy diet, sedentary lifestyles, and tobacco
Americans now consume an additional 278 calories each use, the Alliance is now in the process of developing guide-
day because of changes in patterns of drink consumption.18 lines that focus on preventing childhood obesity through
improvements in diet and physical activity, as well as de-
Food Consumption Outside of the Home veloping local, best-practice prevention models.21
An increase in the number of meals consumed outside of the
home and a simultaneous decrease in the number of meals CHALLENGES IN ACHIEVING WEIGHT LOSS AND
prepared at home have also been cited as contributing to the MAINTAINING WEIGHT
problem of obesity. In a study of 73 adults who completed Despite increasing levels of concern and the introduction of
questionnaires on the frequency of food intake from various large-scale public health initiatives, obesity prevention ef-
restaurant settings, McCrory and coworkers19 reported that forts to date have been essentially ineffective in reversing
the frequency of eating foods from restaurants serving fried obesity trends in the United States. The Trust for America’s
chicken, burgers, pizza, Chinese food, Mexican food, fried Health, a nonpartisan health advocacy organization, has
fish, and other convenience foods was directly associated reported that US obesity prevention efforts are failing.22
with body fatness. A greater frequency of consuming these The organization cites several critical barriers to effective
restaurant foods was also associated with higher levels of obesity prevention: funds and political prioritization are
total fat and saturated fat intake and lower levels of fiber lacking to support sustained obesity prevention efforts; obe-
intake. Although healthy meals prepared at home may be sity research is not being translated effectively into clinical
ideal, public education efforts should at least emphasize practice; the public perceives obesity as an individual con-
healthy food choices and closer attention to restaurant and cern; and current measurements of success and behavior
convenience foods consumed on a regular basis. change, including BMI and weight loss, are limited. Public
Current patterns of food consumption in the United education programs that highlight the health risks of over-
States highlight the importance of public education efforts weight and obesity may be required to motivate individuals
designed to improve eating habits and public health. to lose weight. Moreover, substantial policy changes are
Whereas education may be 1 component in a larger strategy necessary to promote obesity prevention efforts.
to reduce the obesity trend, society-wide changes will ulti-
mately be necessary to bring about lasting change.
SUMMARY
The high prevalence of obesity represents a public health
THE ROLE OF THE COMMUNITY IN OBESITY crisis that requires effective prevention efforts to stem the
PREVENTION rising costs of managing cardiometabolic risk and other
Society can play a critical role in supporting obesity pre- substantial health problems that arise with excessive body
vention efforts. As suggested by the CDC recommendations weight. Although the problem of obesity is now being
for physical activity,8 obesity prevention strategies should recognized with large-scale prevention efforts, it is clear
recognize the limitations of individual lifestyle changes that treatment strategies are needed to address the health
Wolf and Woodworth Strategies and Challenges in Obesity Prevention S23

risks and resulting medical costs in the large population of Community Preventive Services. MMWR Recomm Rep. 2005;54:1-12.
individuals who already suffer from obesity. Lifestyle mod- Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/rr5410a1.
htm. Accessed March 24, 2008.
ification that emphasizes a healthy diet and regular exercise
8. Centers for Disease Control and Prevention (CDC). Physical activity.
is the ideal route to combat overweight and obesity, but In: Guide to Community Preventive Services (The Community Guide).
many individuals may realize lasting weight loss only with [CDC Website.] Updated December 7, 2004. Available at: http://
advanced treatment interventions. Current obesity prevention www.thecommunityguide.org/pa/. Accessed March 24, 2008.
efforts should be driven by interventions through schools and 9. US Department of Health and Human Services (HHS), US Department of
worksites that promote healthy diets and regular exercise, and Agriculture (USDA). Dietary Guidelines for Americans. [HHS Website.]
Updated October 16, 2006. Washington, DC: Office of Disease Preven-
these interventions should be complemented by larger envi-
tion and Health Promotion, US Dept of Health and Human Services,
ronmental and policy initiatives that expand opportunities 2005. Available at: http://health.gov/dietaryguidelines/. Accessed March
for physical activity. 24, 2008.
10. Centers for Disease Control and Prevention (CDC). Eat a variety of fruits
& vegetables every day [campaign]. Publications. [CDC Website.] Avail-
AUTHOR DISCLOSURES able at: http://www.fruitsandveggiesmatter.gov/publications/index.html.
The authors who contributed to this article have disclosed Accessed December 30, 2008.
the following industry relationships: 11. Krauss RM, Deckelbaum RJ, Ernst N, et al. Dietary guidelines for
healthy American adults: a statement for health professionals from the
Anne M. Wolf, RD, MS, has disclosed that the commercial Nutrition Committee, American Heart Association. Circulation. 1996;
entities with which she has relationships do not produce 94:1795-1800.
healthcare-related products or services relevant to the 12. Howarth NC, Saltzman E, Roberts SB. Dietary fiber and weight
regulation. Nutr Rev. 2001;59:129-139.
content she is planning, developing, or presenting for
13. Astrup A, Grunwald GK, Melanson EL, Saris WH, Hill JO. The role
this activity. of low-fat diets in body weight control: a meta-analysis of ad libitum
Kristina A. Woodworth has no relevant financial relation- dietary intervention studies. Int J Obes Relat Metab Disord. 2000;24:
ships with a commercial entity producing healthcare- 1545-1552.
related products and/or services. 14. Yu-Poth S, Zhao G, Etherton T, Naglak M, Jonnalagadda S, Kris-
Etherton PM. Effects of the National Cholesterol Education Program’s
Step I and Step II dietary intervention programs on cardiovascular
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type 2 diabetes with lifestyle intervention or metformin. N Engl J Med. intake in normal-weight and overweight men and women. Am J Clin
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Nutr. 2002;76:1207-1213.
2. Orchard TJ, Temprosa M, Goldberg R, et al, for the Diabetes Preven-
16. Rolls BJ, Kim S, Fedoroff IC. Effects of drinks sweetened with
tion Program Research Group. The effect of metformin and intensive
sucrose or aspartame on hunger, thirst and food intake in men. Physiol
lifestyle intervention on the metabolic syndrome: the Diabetes Preven-
Behav. 1990;48:19-26.
tion Program randomized trial. Ann Intern Med. 2005;142:611-619.
17. Ludwig DS, Peterson KE, Gortmaker SL. Relation between consump-
3. Tuomilehto J, Lindström J, Eriksson JG, et al, for the Finnish Diabetes
tion of sugar-sweetened drinks and childhood obesity: a prospective,
Prevention Study Group. Prevention of type 2 diabetes mellitus by
observational analysis. Lancet. 2001;357:505-508.
changes in lifestyle among subjects with impaired glucose tolerance.
N Engl J Med. 2001;344:1343-1350. 18. Karppanen H, Mervaala E. Sodium intake and hypertension. Prog
4. Després JP. Dyslipidaemia and obesity. Baillières Clin Endocrinol Cardiovasc Dis. 2006;49:59-75.
Metab. 1994;8:629-660. 19. McCrory MA, Fuss PJ, Hays NP, Vinken AG, Greenberg AS, Roberts
5. Robert Wood Johnson Foundation Announces $500-Million Commit- SB. Overeating in America: association between restaurant food con-
ment to Reverse Childhood Obesity in US [press release]. Princeton, sumption and body fatness in healthy adult men and women ages 19 to
NJ: Robert Wood Johnson Foundation, April 4, 2007. Available at: 80. Obes Res. 1999;7:564-571.
http://www.rwjf.org/newsroom/product.jsp?id⫽21938. Accessed De- 20. Stokols D. Translating social ecological theory into guidelines for
cember 14, 2008. community health promotion. Am J Health Promot. 1996;10:282-298.
6. Centers for Disease Control and Prevention (CDC). Guide to Commu- 21. Global Alliance for the Prevention of Obesity and Related Chronic
nity Preventive Services (The Community Guide). [CDC Website.] Disease [Website]. Available at: http://www.preventionalliance.net/.
Updated June 14, 2005. Available at: http://www.thecommunityguide. Accessed March 24, 2008.
org/obese/default.htm. Accessed March 24, 2008. 22. Trust for America’s Health. F as in Fat: How Obesity Policies Are
7. Katz DL, O’Connell M, Yeh M-C, et al. Public health strategies for Failing in America, 2006 [report]. [TFAH Website.] August 2006.
preventing and controlling overweight and obesity in school and work- Available at: http://healthyamericans.org/reports/obesity2006/. Ac-
site settings: a report on recommendations from the Task Force on cessed March 24, 2008.
Supplement issue

When Prevention Fails: Obesity Treatment Strategies


Louis J. Aronne, MD,a Thomas Wadden, PhD,b Kathy Keenan Isoldi, MS, RD, CDE,c Kristina A. Woodworthd
a
Department of Medicine, Weill Cornell Medical College, and Comprehensive Weight Control Program, New York-Presbyterian
Hospital, New York, New York, USA; bDepartment of Psychology, University of Pennsylvania School of Medicine, and Center for
Weight and Eating Disorders, University of Pennsylvania, Philadelphia, Pennsylvania, USA; cClinical Nutrition Services,
Comprehensive Weight Control Program, New York-Presbyterian Hospital, New York, New York, USA; and dSciMantis
Communications, Inc, Pen Argyl, Pennsylvania, USA

ABSTRACT

The obesity epidemic has resulted in increasingly urgent calls for large-scale prevention strategies.
Meanwhile, effective treatment approaches that result in sustainable weight loss are needed to attenuate the
cardiometabolic risks that may lead to comorbid illnesses and early mortality. Public education efforts
geared toward those afflicted with obesity should emphasize that a relatively modest reduction in body
weight dramatically reduces disease risk, thereby improving overall long-term health. Setting realistic
weight loss goals with patients should reduce the overwhelming frustration often associated with the belief
that large amounts of weight loss are needed for improved health. This misconception often impedes
overweight and obese individuals from seeking treatment. Effective strategies are available to help overweight
and obese individuals achieve reasonable weight loss goals. Important challenges exist in preventing
weight regain following weight loss intervention. Studies are underway to identify new therapeutic
strategies to effectively reduce weight, as well as to provide long-term data on successful weight loss
maintenance strategies.
© 2009 Published by Elsevier Inc. • The American Journal of Medicine (2009) 122, S24 –S32

KEYWORDS: Exercise; Diet and lifestyle intervention; Obesity treatment; Pharmacotherapy; Weight loss

Obesity rates in the United States have more than doubled and increased physical activity, as well as appropriate phar-
from 1960 to 2000,1 suggesting that current efforts to pre- macologic treatments, have been shown to promote modest
vent excess weight gain in this country have been unsuc- weight loss.6,7 However, many individuals continue to en-
cessful. Obesity confers an increased risk of developing counter multiple obstacles that prevent maintenance of lost
debilitating and life-threatening illnesses, including cardio- weight over long periods.
vascular disease and type 2 diabetes mellitus, that often Strategies that reduce weight and maintain weight loss
leads to substantial comorbid disease burden and early mor- over time should be made available to all overweight and
tality.2 Substantial health benefits can be realized with rel- obese individuals; however, individuals who are most vul-
atively modest weight loss.3,4 However, research reports nerable to substantial, long-term health risks should be
indicate that many obese individuals unrealistically desire to targeted for intensive risk factor reduction. Treatment strat-
lose ⬎25% of their body weight.5 Public education efforts egies, including novel pharmacologic options, are being
should stress the benefits of modest, obtainable weight loss investigated for their role in reducing weight and supporting
to encourage overweight and obese individuals to engage in long-term weight loss in obese individuals. This review
weight loss interventions. Effective strategies, including highlights important issues in obesity treatment and the role
lifestyle interventions that emphasize calorie restrictions of multifaceted management strategies in achieving long-
term weight loss success.
Statement of author disclosure: Please see the Author Disclosures
section at the end of this article.
Requests for reprints should be addressed to Louis J. Aronne, MD, INITIAL PATIENT PRESENTATION AND
Weill Cornell Medical College, Comprehensive Weight Control Program,
New York-Presbyterian Hospital, 1165 York Avenue, New York, New
EVALUATION
York 10028. Obese and overweight patients who are at risk for health
E-mail address: ljaronne@med.cornell.edu complications should receive a complete physical examination

0002-9343/$ -see front matter © 2009 Published by Elsevier Inc.


doi:10.1016/j.amjmed.2009.01.005
Aronne et al Obesity Treatment Strategies S25

Table 1 Overweight and obesity classifications by body mass Table 2 Waist circumference thresholds for abdominal
index (BMI) obesity by race/ethnicity

Classification BMI Race/Ethnicity Men Women


Underweight ⬍18.5 White/black/Hispanic* ⬎102 cm (⬎40 in) ⬎88 cm (⬎35 in)
Normal weight 18.5-24.9 White† ⱖ94 cm (ⱖ37 in) ⱖ80 cm (ⱖ31 in)
Overweight 25-29.9 South Asian ⱖ90 cm (ⱖ35 in) ⱖ80 cm (ⱖ31 in)
Obesity (class 1) 30-34.9 Chinese ⱖ90 cm (ⱖ35 in) ⱖ80 cm (ⱖ31 in)
Obesity (class 2) 35-39.9 Japanese ⱖ85 cm (ⱖ33 in) ⱖ90 cm (ⱖ35 in)
Extreme obesity (class 3) ⱖ40 *National Cholesterol Education Program Adult Treatment Panel III
Adapted from JAMA.2 (NCEP ATP III) definition.

International Diabetes Federation (IDF) definition.
Adapted from Circulation,13 IDF,14 and JAMA.15

and review of blood chemistries to investigate whether excess


weight gain is owing to a physiologic cause, such as thyroid Assessment of Abdominal Obesity
dysfunction. Clinicians should review current medication use Whereas BMI is an important screening tool, waist circum-
with their patients to screen for likely weight gain culprits, ference provides important additional prognostic informa-
because many medications can induce weight gain.8,9 Medi- tion, especially when BMI is not substantially increased but
cations that may promote weight gain include, but are not an unhealthy level of excessive adiposity is still suspected.11
limited to, common diabetes treatments (sulfonylureas, thiazol- Waist circumference correlates with abdominal obesity, the
idinediones, insulin), antiepileptics (gabapentin, sodium val- presence of which confers a higher absolute disease risk.11
proate), antipsychotics (clozapine, risperidone, olanzapine), To accurately measure waist circumference, the clinician
steroid hormones (corticosteroids), tricyclic antidepressants, should stand to the right of the patient and locate the
and certain other antidepressants.8,10 patient’s right iliac crest by palpating the upper hipbone. A
Initial patient evaluations should include assessments of horizontal mark should be drawn at the uppermost lateral
body mass index (BMI), waist circumference, and overall border of the right iliac crest, and the mark should be
medical risk.2 The clinician should aim to evaluate the crossed with a vertical mark. A tape measure should be used
patient’s personal motivations for wishing to lose weight. It to measure the waist circumference at this point, taking care
is important to also discuss the patient’s understanding of to keep the plane of the tape parallel to the floor and avoid
the possible risks of weight loss interventions, the benefits compression of the skin with the tape. The measurement is
of effective weight loss, the patient’s history of methods and made at the end of a normal expiration.11
outcomes of previous weight loss attempts, anticipated sup- Waist circumference is an important surrogate measure
port from family and friends, personal attitudes toward of abdominal obesity and disease risk. A higher risk for
physical activity, time availability, and possible barriers to diabetes, dyslipidemia, hypertension, and cardiovascular
weight loss, including financial limitations.2 Although the disease has been associated with a waist circumference
content of this important discussion appears lengthy, the infor- ⬎102 cm (⬎40 in) in men and ⬎88 cm (⬎35 in) in women.
mation can be obtained rather quickly, will set the foundation One study demonstrated effective utility of waist circum-
for continued follow-up care, and ultimately will lead to ference as a predictor of the metabolic syndrome, type 2
improvement in overall weight loss outcome. diabetes, and other cardiometabolic risk factors.12 However,
waist measurements do not add any value in estimating
Body Mass Index disease risk in individuals with a BMI ⱖ35.2 Moreover, it
BMI is an important screening tool to assess patients with should be emphasized that waist circumference thresholds for
excess body weight and stratify treatments according to the abdominal obesity vary with race/ethnicity (Table 2).13-15 In
likelihood of underlying disease risk. BMI is calculated by summary, waist circumference, along with BMI, should be
dividing an individual’s weight in kilograms by the squared used to assess obesity, cardiovascular disease risk, and the
product of the individual’s height in meters.2 The determi- efficacy of weight loss regimens.11
nation of BMI may provide a better determination of global
disease risk than does assessing the patient’s weight alone. Cardiometabolic Risk Assessment
However, BMI is a limited diagnostic tool in very muscular Excess weight increases the risk of developing cardiovas-
individuals and those with little muscle mass, such as el- cular and metabolic diseases and ensuing complications.
derly patients.2 Clinical judgment, as well as the use of Overweight and obese individuals who have a history of
varied tools to assess risk, should aid in appropriately diag- established coronary heart disease (CHD), other atheroscle-
nosing overweight or obesity. Overweight and obesity clas- rotic diseases, type 2 diabetes, or sleep apnea are at the
sifications by BMI are presented in Table 1. Persons with a highest level of absolute risk for morbidity and mortality.2
BMI of 25 to 29.9 are classified as overweight, whereas Overweight and obese patients should be evaluated for these
those with a BMI ⱖ30 are considered obese.2 conditions and managed appropriately. A high level of ab-
S26 The American Journal of Medicine, Vol 122, No 4A, April 2009

1 Patient encounter

2 Hx of ≥ 25 BMI?

Yes

3 BMI measured in past


2 years?

• Measure weight, height, BMI ≥25 OR waist 6 7 BMI ≥ 30 OR {[BMI


Yes
4 circumference > 35 in 25 to 29.9 OR waist Yes
and waist circumference
(88 cm) (F) > 40 in circumference > 35 in
8
• Calculate BMI (102 cm) (M) Assess risk factors (F) > 40 in (M)] AND ≥
2 risk factors }
Clinician and patient
devise goals and
No
14 treatment strategy for
Yes No weight loss and risk
Hx ≥ 25 BMI? 12 factor control
Yes
15 13
Does patient want to
No
lose weight?
Brief reinforcement/ Advise to maintain
9
educate on weight weight/address other
management risk factors No Progress
being made/goal
achieved?
Yes No
Periodic weight, BMI,
16 and waist
circumference check Maintenance
Assess reasons
counseling:
• Dietary therapy for failure to
lose weight
• Behavior therapy
Examination • Physical activity
10
Treatment 11

* This algorithm applies only to the assessment for overweight and obesity and subsequent decisions based on that
assessment. It does not reflect any initial overall assessment for other cardiovascular risk factors that are indicated.

Figure 1 Treatment algorithm for the assessment of patients with overweight and obesity. BMI ⫽ body mass
index; F ⫽ females; Hx ⫽ history; M ⫽ males. (Adapted with permission from The Practical Guide:
Identification, Evaluation, and Treatment of Overweight and Obesity in Adults.2)

solute risk is also associated with individuals who exhibit Lifestyle Intervention Using Behavioral
ⱖ3 of the following characteristics: hypertension, cigarette Modification
smoking, high low-density lipoprotein (LDL) cholesterol Lifestyle modification is recommended as the primary treat-
levels, low high-density lipoprotein (HDL) cholesterol lev- ment intervention for overweight and obese individuals.
els, impaired fasting glucose, a family history of early Behavior modification uses strategies focusing on behavior
cardiovascular disease, and advanced age (ⱖ45 years in change targeted at reducing overeating and sedentary activ-
men, ⱖ55 years in women).2 A suggested treatment algo- ities to achieve and maintain weight loss. This type of
rithm to address excess weight and cardiometabolic risk has intervention has been found to be effective in multiple,
been developed and published by the National Heart, Lung, short-term clinical trials.16
and Blood Institute (NHLBI) (Figure 1).2
Dietary Strategies for Weight Loss. Components of the
ideal weight loss plan have been elusive, and the benefits of
DECIDING ON TREATMENT
the low-fat versus low-carbohydrate diet for weight loss debate
The NHLBI Practical Guide has recommended appropri-
continues. Low-fat and low-carbohydrate diets have been in-
ate weight loss therapy in patients with a BMI ⱖ30; vestigated for their ability to achieve and maintain weight loss.
likewise, weight loss interventions are recommended in In a meta-analysis by Nordmann et al, 5 trials that included 447
patients with a BMI ⱖ25 or a high waist circumference individuals were evaluated to compare the efficacy of low-
plus ⱖ2 risk factors.2 fat interventions compared with low-carbohydrate interven-
Clinicians should discuss available treatment options tions in reducing weight and cardiometabolic risk factors.17
with the patient to develop an effective weight loss strategy Whereas those following the low-carbohydrate diets
that is appropriate for the level of risk and the individual’s achieved greater weight loss within the first 6 months of the
lifestyle. Regardless of the amount of weight a patient intervention, at the 12-month mark after diet initiation no
wishes to lose, it is important that the patient be assured that significant difference in weight loss was shown between the
significant health benefit can be achieved with even modest 2 diet types. Weight loss may have been linked to adherence
weight loss. rates; investigators noted a higher rate of adherence to the
Aronne et al Obesity Treatment Strategies S27

low-carbohydrate diet over the first 6 months of the inter- corporated into the daily diet in conjunction with a calorie-
vention, but no detectable difference in adherence rates for restricted, low-fat diet.23 Sustained reductions in energy
the 2 dietary strategies was found at 12 months.17 intake, maintenance of weight loss, and improvements in
Researchers reported differences in lipid profile response cardiometabolic risk factors over a span of 4 years were
to the low-fat and low-carbohydrate diets. Greater decreases reported.
in total cholesterol and LDL cholesterol levels were found
in patients following the low-fat diet, and increased levels of Exercise and Weight Loss. Exercise is a component of any
HDL cholesterol and reduced triglyceride levels were re- lifestyle modification program aimed at improving health
ported in patients following the low-carbohydrate diet.17 and reducing body fat. Increasing daily physical activity
Personal preference, readiness to begin a diet program, helps overweight and obese individuals achieve and main-
and the individual’s ability to incorporate a particular diet tain a healthy body weight. The 2005 Healthy Guidelines
into his or her daily routine are important determinants of for Americans, developed by the United States Department
diet efficacy. Furthermore, individual physiologic response of Agriculture (USDA) and the Department of Health and
to a particular dietary intervention appears to play an im- Human Services (DHHS), recommends 60 to 90 minutes of
portant role. In a recent trial of 73 obese adults aged 18 to daily physical activity to maintain weight loss.24
35 years, researchers found that patients with serum insulin Obese individuals who engage in regular exercise, re-
levels above the median following a 75-g glucose challenge gardless of weight loss outcome, find improved health that
lost significantly greater amounts of weight and body fat if appears to attenuate cardiovascular risk. Research supports
they were on the low-glycemic-load diet compared with that there are many health benefits gained in both men and
participants who were on the low-fat diet. Researchers pos- women by being physically fit. In an observational cohort
tulate that the difference found may be owing to variance in study of 21,925 men 30 to 83 years of age, Lee and col-
individual hormonal response.18 leagues25 reported that moderate-to-high levels of physical
Very-low-calorie diets (VLCDs) have waned in popularity fitness reduced mortality risk, regardless of body composi-
since the 1980s. A meta-analysis of low-calorie diets (LCDs) tion. Lean men in the study exhibited increased longevity
and VLCDs, totaling approximately 800 cal/day, was per- only if they also exhibited cardiorespiratory fitness. Unfit,
formed to determine the efficacy and safety of VLCDs.19 lean men had a 2-fold greater mortality risk than did fit, lean
VLCDs consist of mainly liquid meal replacements along men, and unfit, lean men had a greater mortality risk than
with some conventional foods. Results of the meta-analysis did fit, obese men. Obese men who were fit did not have an
revealed that short-term weight loss was greater in patients increased mortality risk. In an analysis of 2,506 women and
treated with VLCDs; however, long-term weight loss results 2,860 men enrolled in the Lipids Research Clinics Study,
in patients treated with LCDs or VLCDs were comparable. researchers reported an independent effect of fitness on all
The authors proposed that VLCDs may have the greatest causes of mortality.26 In this cohort of subjects, higher
utility if followed by a long-term management plan provid- quintiles of BMI conferred a higher mortality risk; however,
ing additional therapeutic support, such as pharmacologic fitness was more strongly associated than was BMI with
therapy, to sustain the initial weight loss of 15% to 25% mortality outcomes.
observed with VLCDs in other studies.19-21 Research suggests that increasing time spent exercising
Meal replacements have become popular options for may not induce weight loss in the short term, but does
individuals who do not have time to prepare food or who prevent the loss of muscle mass. Redman and colleagues27
have difficulty controlling portion size. The variety of pre- reported that although exercise represents a favorable
packaged meals, shakes, and snack bars has expanded over change in energy balance that may result in weight loss,
the past few years, and the usefulness of these products in body composition and fat distribution are similarly affected by
aiding weight management has been studied. One study exercise or reduced caloric intake. The authors noted, however,
compared 2 diets of identical energy intake, including a that exercise has independent salutary effects on cardiovascu-
standard diet and a diet containing meal replacements eaten lar and metabolic outcomes, most likely explaining the data
twice per day (once as a meal and once as a snack).22 reported by Lee and colleagues25 correlating improved fitness
Researchers found that patients receiving the meal replace- level with decreased mortality, regardless of BMI.
ment diet lost a significantly greater amount of weight
(6.9% vs. 5.9% of initial weight; P ⬍0.0001) than did Potential Long-Term Impact of Behavior
patients restricted to the standard diet. Blood pressure, se- Modification
rum triglyceride, and blood glucose levels decreased with Successful weight loss with behavioral therapy that focuses
weight loss in both groups during the course of this on lifestyle modification has the potential to improve health
27-month study. Investigators concluded that the use of and prevent the progression to type 2 diabetes in vulnerable
meal replacements in conjunction with a low-fat, calorie- individuals. The Diabetes Prevention Program (DPP) Re-
restricted diet is an effective strategy for promoting weight search Group reported that in individuals with glucose in-
loss and lasting change in eating patterns.22 Support for this tolerance, intensive lifestyle interventions—including a re-
premise was found in a trial of longer duration. Researchers duced-fat and reduced-calorie diet, regular moderate
followed a group of dieters using 1 meal replacement, in- physical activity, and behavior modification techniques de-
S28 The American Journal of Medicine, Vol 122, No 4A, April 2009

signed to achieve a weight loss goal of 7% of initial body regain diminished after the first year, ⱖ50% of individuals
weight—reduced the incidence of type 2 diabetes by 58%, returned to baseline weight within 5 years of treatment.29
compared with a matched control group, after a follow-up Long-term maintenance of lost weight has been exceed-
period averaging 2.8 years.28 Furthermore, lifestyle inter- ingly difficult for many dieters to achieve. Experts point to
ventions were substantially more effective than was met- overlapping physiologic mechanisms designed to defend
formin therapy in preventing progression to type 2 diabetes. body fat as a survival strategy as 1 major obstacle to long-
A total of 53% of the 3,234 participants enrolled in the term weight loss success.30 Additionally, exposure to an
DPP Research Group study had the metabolic syndrome at environment that supports overconsumption of food and
baseline, according to the National Cholesterol Education inactivity presents multiple daily challenges for overweight
Program Adult Treatment Panel III (NCEP ATP III). The and obese individuals.31
NCEP ATP III defines the metabolic syndrome by the Long-term behavioral therapy is most likely required to
presence of ⱖ3 of the following characteristics: waist cir- achieve the lasting benefits of weight loss interventions.
cumference ⬎102 cm (⬎40 in) in men and ⬎88 cm (⬎35 Regular follow-up strategies, including contact through on-
in) in women, serum triglyceride levels ⱖ1.7 mmol/L site meetings, telephone calls, mailings, or Internet commu-
(ⱖ150 mg/dL), HDL cholesterol levels ⬍1.03 mmol/L nication, have been suggested to improve lasting weight
(⬍40 mg/dL) in men and ⬍1.3 mmol/L (⬍50 mg/dL) in loss outcome.29
women, blood pressure of ⱖ130/85 mm Hg, and fasting The ongoing Look AHEAD (Action for Health in Dia-
plasma glucose levels of ⱖ6.2 mmol/L (ⱖ110 mg/dL).28 betes) study will better determine the long-term impact of
Lifestyle intervention was most effective in preventing lifestyle interventions on the rate of serious cardiovascular
the development of the metabolic syndrome in patients not events (cardiovascular death, nonfatal myocardial infarc-
afflicted with the syndrome at baseline. The 3-year cumu- tion, and nonfatal stroke) in a population of overweight and
lative incidences of the metabolic syndrome were 51%, obese individuals with type 2 diabetes.32 Lifestyle interven-
tions consist of reduced-calorie diets, increased physical
45%, and 34% in the placebo, metformin, and lifestyle
activity, and portion-controlled foods; individuals receiving
groups, respectively. In life table analyses, the incidence of
this intervention strategy will be compared with a control
the metabolic syndrome was reduced by 41% in the lifestyle
group receiving diabetes support and education alone. Par-
group and by 17% in the metformin group, compared with
ticipants will be followed for up to 11.5 years during the
placebo.28 Resolution of the metabolic syndrome in patients
course of the study.
who met the criteria at baseline was significant between
Lifestyle interventions have generally demonstrated the
groups, with the greatest reduction reported in the lifestyle
ability to achieve weight loss of 8% to 10% of initial
group. At 3 years, the metabolic syndrome was resolved in
weight,33 but lifestyle changes may be most effective when
18%, 23%, and 38% of patients in the placebo, metformin,
coupled with pharmacologic treatment to improve weight
and lifestyle groups, respectively (P ⬍0.001).28
loss outcome. A 1-year study of men and women that
The Finnish Diabetes Prevention Study Group enrolled compared lifestyle intervention alone (30 group counseling
individuals with impaired glucose tolerance to receive no sessions), sibutramine therapy alone, the combination of
intervention or an intervention program with a goal of ⱖ5% both regimens, and sibutramine plus brief therapy sessions
weight loss through counseling to reduce fat intake, increase delivered in the primary care setting found that the combi-
intake of fiber-rich foods, and engage in 30 minutes of nation of sibutramine and group counseling achieved the
physical activity daily.4 In findings similar to those reported greatest degree of weight loss, averaging 12.1 ⫾ 9.8 kg
by the DPP Research Group, patients receiving lifestyle (0.45 kg ⫽ 1 lb).6 A study in women likewise found that
intervention had a 58% lower risk of developing type 2 sibutramine plus group lifestyle modification sessions
diabetes than did those who received no intervention (P resulted in significantly greater weight loss than did sibu-
⬍0.001).4 tramine alone (P ⬍0.05), and the benefits of this strategy
persisted at 1 year.5 A combination strategy that includes
Can Behavioral Therapy and Lifestyle lifestyle modifications as well as pharmacotherapy could
Interventions Achieve Long-Term Success? therefore be a more effective intervention for lasting
Behavioral therapy aimed at fostering lifestyle modifica- weight loss.
tions has been reported as effective in aiding overweight
and obese individuals in achieving weight loss, as well as in Pharmacotherapeutic Strategies for Managing
reducing cardiometabolic risk. However, weight regain fol- Overweight and Obesity
lowing weight loss success remains a significant challenge The NHLBI Practical Guide suggests that individuals who
limiting the benefits of intervention. A review of behavioral already exhibit cardiometabolic risk and have a BMI of 27
treatment of obesity notes that individuals receiving behav- to 29.9 may receive pharmacotherapy to aid weight loss
ioral therapy for periods of 20 to 30 weeks regained ap- efforts.2 In those without comorbidities, pharmacologic in-
proximately 30% to 35% of weight initially lost within the tervention is reserved for those with a BMI ⱖ30. The
year following treatment.29 Although the rate of weight Practical Guide emphasizes that pharmacotherapy should
Aronne et al Obesity Treatment Strategies S29

Table 3 Efficacy and safety of weight loss medications

FDA Approval Weight Loss Pooled Data Length of


Medication Year/Intended Use Action (placebo-corrected) Treatment (wk) Common Side Effects
Phentermine 1959/Short-term Sympathomimetic ⫺3.6 kg 7
2-24 7
Palpitations, tachycardia,
weight loss7 amine7 elevated blood
pressure,
gastrointestinal
effects7
Orlistat 1999/Long-term weight Lipase inhibitor7 ⫺2.75 kg7 527 Diarrhea, flatulence,
loss7 bloating7
Sibutramine 1998/Long-term weight Combined ⫺4.45 kg7 527 Increased blood pressure,
loss7 norepinephrine increased pulse, dry
and serotonin mouth, insomnia,
reuptake constipation30
inhibitor7
Bupropion 1985/Antidepressant; Weight loss may ⫺2.77 kg7 24-527 Dry mouth, diarrhea,
smoking cessation30 be due to constipation,
inhibition of insomnia7
norepinephrine
and dopamine
uptake30
Topiramate 1996/Seizure disorder7 Weight loss ⫺6.5%7 247 Paresthesia, taste
mechanism aversion7
unknown30
Zonisamide* 2000/Seizure disorder7 Weight loss ⫺5.0%7 167 Fatigue; small, but
mechanism significant increase in
unknown30 serum creatinine30
Metformin† 1994/Diabetes mellitus Insulin sensitizer; ⫺2.0 kg3,30 14630 Gastrointestinal
suppresses
hepatic glucose
production
*Data obtained from only one trial.

Data obtained from the Diabetes Prevention Program Trial; individuals with impaired fasting glucose were treated with drug.
Adapted from N Engl J Med,3 Ann Intern Med,7 and J Clin Endocrinol Metab.30

be used as only 1 aspect of a comprehensive strategy of market approved for other uses, such as antidepressants and
behavioral therapy, dietary changes, and increased physical drugs used to prevent seizures, have also been shown to
activity to reduce weight and maintain lost weight.2 The promote weight loss in preliminary clinical trials. However,
American Medical Association (AMA) also discourages the these drugs are not approved for weight loss because of lack
use of pharmacotherapy without supportive lifestyle mod- of randomized large-scale trials to support their efficacy and
ification counseling. Additionally, the AMA suggests that safety.7 In a meta-analysis of agents currently used for
pharmacotherapy for weight loss should be limited to weight loss management, sibutramine, orlistat, and phenter-
agents approved by the US Food and Drug Administra- mine, as well as the agents bupropion and topiramate, were
tion (FDA).34 shown to promote weight loss for ⱖ6 months, when admin-
istered in conjunction with lifestyle modification.7 The
Available Pharmacologic Agents. Available pharmaco- meta-analysis found that only modest weight loss occurred
therapy options for overweight and obesity include anorexi- with pharmacotherapy, averaging ⬍5 kg at 1 year, but the
ants (appetite suppressants) and a lipase inhibitor.2 Anorexi- authors noted that this weight loss amount may be clinically
ants work to either promote satiety or reduce appetite. significant.
Orlistat is a novel gastric and pancreatic lipase inhibitor that
prevents the absorption of 33% of the fat consumed in Emerging Therapies. Investigational agents for weight
meals.7 The mechanism of action and side-effect profile of loss are understandably attractive to both clinicians and
approved weight loss agents are listed in Table 3.3,7,30 The patients because of the difficulty many individuals encoun-
choice of agent is often limited by the relative ability of the ter in reducing weight and maintaining weight loss. Bupro-
patient to tolerate anticipated side effects. pion and topiramate are approved for other uses and are still
Although sibutramine, phentermine, and orlistat are all being investigated for their utility in weight loss. Bupropion
approved by the FDA for weight loss, other agents on the is a norepinephrine and dopamine uptake inhibitor that is
S30 The American Journal of Medicine, Vol 122, No 4A, April 2009

approved for use as an antidepressant and smoking cessa- Cannabinoid Receptor Antagonist (rimonabant). The
tion aid.35 Although the drug is not approved for weight endocannabinoid system has been investigated as a novel
loss, randomized trials have been performed that suggest therapeutic pathway to target to manage weight in over-
a role in weight management; researchers continue to weight and obese individuals.40 Endocannabinoids are li-
exhibit interest in determining the relative efficacy and gands that are produced and degraded endogenously and
safety of bupropion compared with that of currently ap- activate the endocannabinoid system through coupling at
proved agents.35 specific receptor sites. To date, cannabinoid receptor–1
Topiramate, a therapy approved for migraine prevention (CB1) and cannabinoid receptor–2 have been identified and
and the treatment of seizures, has likewise attracted interest cloned. CB1 receptors appear to influence energy and appe-
for its potential use in weight management. Most recently, tite regulation, as well as glucose and lipid metabolism.40
topiramate, in conjunction with lifestyle modifications, was Preliminary animal studies demonstrated that endocannabi-
found to result in significant weight loss and improved noid levels increase with food deprivation,41 and exposure
glucose homeostasis (P ⬍0.001 for both vs. placebo) in to endocannabinoids increases food intake.42 Furthermore,
obese, drug-naive subjects with type 2 diabetes. However, mice lacking CB1receptors were leaner and consumed less
researchers note that the weight loss benefits of topiramate food.43,44 Exposure to increased levels of endocannabinoids
must be balanced against the potential for central nervous increased food intake in rats, and this effect was reversed with
system side effects.36 the administration of an investigational CB1 receptor blocker
(rimonabant), highlighting the role that the CB1receptor plays
Exenatide. Exenatide is a novel incretin mimetic that has in feeding signals.45
been approved by the FDA for adjunctive therapy to im- Subsequent clinical trials have supported the role of
prove glycemic control in patients with type 2 diabetes. CB1receptor antagonism in appetite reduction, weight loss,
Exenatide is an injectable medication taken twice daily and the reduction of cardiometabolic risk factors. In a random-
before mealtime and has been demonstrated to improve ized, double-blind, placebo-controlled study reported by
glucose regulation and promote weight loss in patients with Pi-Sunyer and associates,46 the administration of a CB1receptor
type 2 diabetes.37 In 2 randomized, placebo-controlled 30- antagonist (rimonabant) effectively reduced weight (– 6.3
week trials of exenatide in participants with type 2 diabetes, kg with 20 mg rimonabant vs. –1.6 kg with placebo;
Riddle and coworkers37 reported that adjunctive treatment P ⬍0.001) and waist circumference (– 6.1 cm with 20 mg
with exenatide reduced glycosylated hemoglobin (A1C) as rimonabant vs. –2.5 cm with placebo; P ⬍0.001) in over-
well as body weight (–1.4 and –2.1 kg for 5 ␮g and 10 ␮g weight and obese patients over a period of 2 years. Further-
bid, respectively, at 30 weeks).37 In open-label extensions more, rimonabant administration was associated with ben-
of these studies in which all patients received exenatide 10 eficial changes in HDL cholesterol (12.6% increase with
␮g bid, weight loss was progressive (⫺4.0 kg ) over 82 weeks rimonabant vs. 5.4% increase with placebo; P ⬍0.001) and
of treatment. Another analysis of the extension study data at 2 triglycerides (5.3% reduction with rimonabant vs. 7.9%
years similarly reported that adjunctive exenatide resulted in increase with placebo; P ⬍0.001). The magnitude of car-
progressive reductions in weight and sustained reductions of diometabolic risk factor reduction was much greater than
A1C, as well as improvements in blood pressure and liver would be expected from weight loss alone. The researchers
enzymes.38 Side effects noted with exenatide therapy were hypothesized that administration of a CB1 receptor blocker
mild-to-moderate nausea and hypoglycemia.37,38 has a direct effect on glucose and lipid metabolism beyond
the ability to reduce food intake and achieve weight loss. A
Combination Strategies. Combination pharmacotherapy similar 1-year trial conducted primarily at European sites
regimens that address the cardiometabolic risks of over- reported similar findings in support of rimonabant.47
weight and obesity while inducing reasonable weight loss In another trial targeting a population of high-risk over-
may represent a new strategy for long-term management. weight or obese individuals with drug-naive dyslipidemia,
Research is also addressing the effects of established treat- rimonabant administration resulted in substantial weight
ments for hypertension, dyslipidemia, and type 2 diabetes loss, reduced waist circumference, increased HDL choles-
and their relative ability to support weight loss achieved terol levels, and reduced triglyceride concentrations.48
with concomitant therapy in obesity. Scholze and associ- Rimonabant was also associated with favorable changes in
ates39 reported that in a population of obese, hypertensive LDL particle size, adiponectin levels, glucose tolerance,
patients, a combination antihypertensive regimen consisting insulin levels, and plasma C-reactive protein concentrations,
of angiotensin-converting enzyme inhibitors and calcium as well as a decrease in the proportion of individuals meeting
channel blockers was more effective than was a combina- the NCEP ATP III criteria for the metabolic syndrome.
tion ␤-blocker and diuretic regimen in supporting weight The safety and efficacy of rimonabant treatment in over-
loss in patients also receiving sibutramine. The authors weight and obese individuals with type 2 diabetes was
concluded that these findings may prompt further research investigated in a 1-year, randomized, placebo-controlled
on the specific effects of different therapeutic combinations trial in adults on monotherapy for diabetes control.49 In
in obesity and may guide future evidence-based treatment addition to significant declines in weight and waist circum-
recommendations for overweight and obesity. ference, and favorable changes in lipid profile, participants
Aronne et al Obesity Treatment Strategies S31

receiving rimonabant experienced a significant 0.7%, pla- Kathy Keenan Isoldi, MS, RD, CDE, has no relevant
cebo-corrected reduction in A1C levels, when compared financial relationships with a commercial entity produc-
with the placebo group. ing healthcare-related products and/or services.
Rimonabant therapy has been associated with mood dis- Kristina A. Woodworth has no relevant financial relation-
orders, including anxiety and depression. The Rimonabant ships with a commercial entity producing healthcare-
in Obesity (RIO)–North America trial reported higher rates related products and/or services.
of depression and anxiety in patients treated with rimon-
abant at doses of 5 mg/day or 20 mg/day than in placebo- References
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2. National Heart, Lung, and Blood Institute (NHLBI). The Practical
were higher in patients receiving rimonabant 20 mg/day
Guide: Identification, Evaluation, and Treatment of Overweight and
than in those receiving rimonabant 5 mg/day or placebo.47 Obesity in Adults. Bethesda, MD: National Heart, Lung, and Blood
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available in the future that will offer hope to patients combat- Report: Clinical Guidelines on the Identification, Evaluation, and
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AUTHOR DISCLOSURES tion No. 98-4083.
12. Scheen AJ, Van Gaal LF, Brohet C, de Backer G, Vissers E, Vanden-
The authors who contributed to this article have disclosed hoven G. Belgian Evaluation of Screening and Treatment of high risk
the following industry relationships: patients based on waist and age (BEST): focus on diabetes mellitus and
metabolic syndrome. Presented at the 65th Annual Scientific Sessions
Louis J. Aronne, MD, has received financial support for of the American Diabetes Association; June 12, 2005; San Diego, CA.
research from Amylin Pharmaceuticals, Inc, Glaxo- 13. Third Report of the National Cholesterol Education Program (NCEP)
SmithKline, Medtronic, Inc, Merck & Co, Inc, Obecure Expert Panel on Detection, Evaluation, and Treatment of High Blood
Ltd, Orexigen Therapeutics, Inc, Pfizer Inc, sanofi-aven- Cholesterol in Adults (Adult Treatment Panel III) final report. Circu-
tis Pharmaceuticals, Inc, and Transneuronix, Inc; is a lation. 2002;106:3143-3421.
14. International Diabetes Federation. The IDF Consensus worldwide def-
consultant for Manhattan Pharmaceuticals, Inc, Meta-
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bolic Therapeutics, Inc, and sanofi-aventis Pharmaceu- International Diabetes Federation, April 14, 2005. Available at: http://
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Inc and sanofi-aventis Pharmaceuticals, Inc; and has cessed April 16, 2007.
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Education Program (NCEP) Expert Panel on Detection, Evaluation,
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and Treatment of High Blood Cholesterol in Adults (Adult Treatment
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Supplement issue

An Obesity/Cardiometabolic Risk Reduction Disease


Management Program: A Population-Based Approach
Victor G. Villagra, MD
Ethel Donaghue Center for Translating Research into Practice and Policy at the University of Connecticut Health Center, Farmington,
Connecticut, USA; and Health & Technology Vector, Inc., Hartford, Connecticut, USA

ABSTRACT

Obesity is a critical health concern that has captured the attention of public and private healthcare payers
who are interested in controlling costs and mitigating the long-term economic consequences of the obesity
epidemic. Population-based approaches to obesity management have been proposed that take advantage of
a chronic care model (CCM), including patient self-care, the use of community-based resources, and the
realization of care continuity through ongoing communications with patients, information technology, and
public policy changes. Payer-sponsored disease management programs represent an important conduit to
delivering population-based care founded on similar CCM concepts. Disease management is founded on
population-based disease identification, evidence-based care protocols, and collaborative practices between
clinicians. While substantial clinician training, technology infrastructure commitments, and financial
support at the payer level will be needed for the success of disease management programs in obesity and
cardiometabolic risk reduction, these barriers can be overcome with the proper commitment. Disease
management programs represent an important tool to combat the growing societal risks of overweight and
obesity.
© 2009 Elsevier Inc. All rights reserved. • The American Journal of Medicine (2009) 122, S33–S36

KEYWORDS: Cardiometabolic risk; Chronic care model; Disease management; Obesity; Population-based

There is increasing concern among employers about the with their nonobese counterparts.1 This suggests that reduc-
adverse cost and productivity impact of the obesity epi- ing the number of obese patients reaching Medicare age
demic. In the United States, the impact of obesity on the could result in significant savings.
cost of care among Medicare beneficiaries has also received Although there is a general understanding that the obe-
attention. A study conducted by the RAND Corporation sity epidemic is the result of a complex interaction of social,
predicted that medical innovation will result in a healthier behavioral, and economic factors and that solutions will
population that lives longer but will likely also result in also require a broad array of strategies, the “medical prob-
increased Medicare spending because beneficiaries will be lem” of obesity presents itself to healthcare professionals as
accumulating costs over a longer period.1 The study con- a distinct management challenge. As employers become
cludes that improving treatments for chronic diseases, or aware of the adverse health and economic burden of obesity,
even eliminating some chronic diseases, will not mitigate requests for effective interventions amenable to large-scale,
the projected increase in costs. However, obesity may be an
“population-based” deployment are becoming more com-
important exception because, unlike other common chronic
mon. There is a growing body of evidence demonstrating
conditions, obesity results in a 40% increase in disability
which components of disease management programs are
and a 35% higher cost, without a concomitant reduction in
most effective2; however, the complex, multifactorial nature
life expectancy, among 70-year-old beneficiaries compared
of obesity poses unique challenges. Any sustainable pro-
gram designed to address obesity and reductions in related
Statement of author disclosure: Please see the Author Disclosures health risks will require a well-coordinated plan—an orga-
section at the end of this article.
nization of care capable of reaching tens of thousands of
Requests for reprints should be addressed to Victor G. Villagra, MD,
674 Prospect Ave, Hartford, CT 06105. individuals and a suitable financial base to deliver it cost-
E-mail address: victor.villagra@snet.net effectively. This article outlines the ideal conditions for the

0002-9343/$ -see front matter © 2009 Elsevier Inc. All rights reserved.
doi:10.1016/j.amjmed.2009.01.006
S34 The American Journal of Medicine, Vol 122, No 4A, April 2009

development of an obesity/cardiometabolic risk reduction able and expanding rapidly. Use of Web-based distance-
disease management program, its necessary components, learning technology and case-based training are examples of
and the role of patients, providers, and payers in such an recent advances in the science of knowledge transfer.
effort.
At the Payer Level
Appropriate financial support for an obesity/cardiometa-
THEORETICAL FRAMEWORK bolic risk reduction initiative is needed. An increasingly
The chronic care model (CCM)3 provides a useful theoret- popular mechanism for potentially stimulating behavior
ical framework for a population-based solution to the obe- change is physician pay-for-performance.10 Some programs
sity epidemic, and disease management offers an efficient are stimulating the management of isolated cardiometabolic
operational platform to put it into effect on a large scale. risks, such as hypertension, dyslipidemia, and tobacco use,
Disease management is a unique expression of the CCM but those efforts must be coordinated and expanded so that
and an innovative strategy for the diffusion of evidence- efforts converge in a patient-centric direction rather than
based interventions across large, geographically dispersed persist as isolated, risk-oriented initiatives. A logical next
populations.4,5 The components of the CCM include patient step would be to stimulate better management of overweight
self-care, community-based resources, continuity of care and obesity. An obesity/cardiometabolic risk reduction dis-
beyond traditional sites of care using telephonic and other ease management program could catalyze and expand cur-
forms of communication, information technology, decision rent pay-for-performance efforts to encompass all of the
support tools for patients and providers, delivery system elements of the metabolic syndrome. Financial benefits
redesign, and enabling public policy (Figure 1).3 The ele- would accrue to physicians, and patients would realize clin-
ments of disease management include population-based ical benefits. However, it remains to be seen whether the
identification methods, evidence-based contents, collabora- RAND study suggestion that obesity prevention efforts will
tive relationships with physicians, and ongoing evaluation translate into cost savings for payers is correct.
and feedback to patients, providers, and payers (Figure 2).6
At a Population Level
BARRIERS AND OPPORTUNITIES FOR AN A systematic, population-based identification of at-risk in-
OBESITY/CARDIOMETABOLIC RISK REDUCTION dividuals is critical for the success of any disease manage-
ment program.10 To that end, clinicians develop patient
DISEASE MANAGEMENT PROGRAM registries11 at the point of service, and payers query their
A number of barriers to an effective obesity/cardiometa- claims databases.12,13 Traditional lack of reimbursement for
bolic risk reduction disease management program can be obesity-related services has discouraged use of obesity In-
identified; however, solutions are also emerging. ternational Classification of Diseases–9th Revision (ICD-9)
codes in claims submission. Use of codes identifying the
At the Physician Practice Level metabolic syndrome also is very infrequent. For these
Physicians report a number of barriers to effective manage- reasons, cost-effective identification of obesity/cardiometa-
ment of obesity. Cited barriers include a lack of time to bolic risk reduction program candidates using administra-
address obesity during routine office visits, a lack of reim- tive databases is not possible. Alternative means of patient
bursement for these services,7 a sense that obesity is a identification are needed. Examples include increased use of
chronic disease with high recidivism rates, and inadequate health risk assessment by employers and insurance compa-
training and lack of training mechanisms for physicians in nies, development of patient self-referral mechanisms, and
the medical management of obesity. The CCM provides a expansion of practice-based patient registries. A coordi-
helpful template for practice redesign that would eventually nated, collaborative effort between payers and providers
overcome some of those barriers, but transforming physi- could combine strategies to identify and electronically reg-
cian practices would represent a lengthy process that is out ister large numbers of obese individuals amenable to disease
of step with the sense of urgency that the obesity epidemic management programs in a relatively short period.8
represents. A more desirable approach would be a col-
laborative arrangement between existing payer-sponsored WHAT WILL AN OBESITY/CARDIOMETABOLIC
disease management programs and individual physician RISK REDUCTION DISEASE MANAGEMENT
practices. Such an arrangement would offer multiple advan-
PROGRAM OFFER TO PATIENTS?
tages,8 including shortening the time required to deploy
An obesity/cardiometabolic risk reduction disease manage-
large-scale programs.9
ment program can offer patients a variety of concrete ben-
The solution to the perceived gap of physician low self-
efits. Specifically:
efficacy would be the development of effective obesity/
cardiometabolic risk reduction physician-training vehicles. ● Information: Disease management programs provide pa-
The knowledge base for effective treatments across the entire tients with information about their condition and its treat-
continuum of therapeutic alternatives spanning behavior mod- ment. The information is of the highest scientific quality,
ification, pharmacotherapy, and bariatric surgery is avail- but it is presented in simple-to-understand lay terms.
Villagra Obesity Disease Management Program S35

The Chronic Care Model

Health System
Community
Health Care Organization
Resources and
Policies
Self-Management Delivery Decision Clinical
Support System Support Information
Design Systems

Informed,
Activated Patient
Supportive, Prepared,
Integrated Productive Interactions Proactive
Community Practice Team

Figure 1 The chronic care model of healthcare delivery. (Adapted from Health Aff
(Millwood).3)

Disease Management

24-Hour
Claims Eligibility Provider Rx Lab HRA/QOL UM Health
Advice

Population-Based Patient identification


Population-based patient Identification
Interventions Interventions
Available Risk Stratification Applied

Mild Moderate Severe

Care
Management
Workstation
Figure 2 Components of the disease management concept of healthcare delivery. HRA ⫽
health risk assessment; Lab ⫽ laboratory; QOL ⫽ quality of life; Rx ⫽ prescriptions; UM ⫽
utilization. (Adapted from the Disease Management Association of America.6)

● Self-care skills: Disease management promotes greater ● Motivation: Care managers— highly trained nurses and
control and independence in patients by encouraging de- other clinicians who interact regularly with patients, usu-
velopment of their self-care skills, including self-moni- ally over the phone—provide a source of ongoing patient
toring practices such as use of food diaries. motivation to adopt healthful lifestyles.
S36 The American Journal of Medicine, Vol 122, No 4A, April 2009

● Support: Care managers actually support patients through Victor G. Villagra, MD, is a member of the Board of
their efforts to quit smoking, increase physical activity Directors of Genomas, Inc, a consultant for Healthways,
levels, adhere to diets, and manage their stress. Inc, and sanofi-aventis Pharmaceuticals, Inc, and an
● Self-efficacy: Through repetition, attainment of short-term independent contractor for the Disease Management As-
realistic goals, and encouragement, patients attain pro- sociation of America.
gressively higher levels of self-efficacy. Perception of
self-efficacy is among the strongest predictors of success
in lifestyle modification. References
1. Lakdawalla DN, Goldman DP, Shang B. The health and cost conse-
● Self-care tools: Disease management programs provide
quences of obesity among the future elderly. Health Aff (Millwood).
tools for self-care, such as scales for patients with con- 2005;24(suppl 2):W5R30-W5R41.
gestive heart failure, blood pressure cuffs for patients 2. Health & Technology Vector/Disease Management Association of
with hypertension, and, for individuals with access to America (DMAA). Disease Management Literature Finder (DM
computers, software for tracking and transmitting key LitFinder) [DMAA Website database]. Available at: http://www.dmaa.
information to their physicians. org/dmlibrary/start.asp. Accessed October 10, 2007.
● Visit planning: Care managers provide visit-planning 3. Wagner EH, Austin BT, Davis C, Hindmarsh M, Schaefer J, Bonomi
A. Improving chronic illness care: translating evidence into action.
coaching so that patients are able to maximize the value
Health Aff (Millwood). 2001;20:64-78.
of each physician visit. Physicians also benefit from more 4. Ellrodt G, Cook DJ, Lee J, Cho M, Hunt D, Weingarten S. Evidence-
effective and efficient patient visits. based disease management. JAMA. 1997;278:1687-1692.
5. Weingarten SR, Henning JM, Badamgarav E, Knight K, Hasselblad V,
PROGRAM LEADERSHIP AND COORDINATION Gano A Jr, et al. Interventions used in disease management pro-
grammes for patients with chronic illness—which ones work? Meta-
Under the guidance of physicians, an obesity/cardiometa- analysis of published reports. BMJ. 2002;325:925.
bolic risk reduction program would provide ongoing patient 6. Disease Management Association of America. Definition of disease
self-care education and support—a critical component for management. [DMAA Website.] Available at: http://www.dmaa.org/
long-term success of obesity/cardiometabolic risk reduction definition.html.
treatment plans. Program contents would be supported by 7. Tsai AG, Asch DA, Wadden TA. Insurance coverage for obesity
the best-available scientific evidence. This approach has treatment. J Am Diet Assoc. 2006;106:1651-1655.
8. Villagra VG. Integrating disease management into the outpatient de-
been shown to improve adherence to behavioral and phar-
livery system during and after managed care. Health Aff (Millwood).
macologic treatment plans among patients with chronic con- 2004;Web Exclusives(suppl):W4-281–W4-283.
ditions. In many cases, it has been shown to reduce use of 9. Casalino LP. Disease management and the organization of physician
the emergency room and hospital admissions and to lower practice. JAMA. 2005;293:485-488.
overall cost of care.14,15 These performance indicators align 10. Villagra V. Strategies to control costs and quality: a focus on outcomes
well with employers expectations. research for disease management. Med Care. 2004;42:III24-III30.
11. Wagner EH, Grothaus LC, Sandhu N, et al. Chronic care clinics for
diabetes in primary care: a system-wide randomized trial. Diabetes
SUMMARY Care. 2001;24:695-700.
The implementation of comprehensive obesity/cardiometa- 12. Koroukian SM, Cooper GS, Rimm AA. Ability of Medicaid claims
bolic risk reduction disease management programs faces data to identify incident cases of breast cancer in the Ohio Medicaid
barriers that can be readily overcome. Disease management population. Health Serv Res. 2003;38:947-960.
programs can result in a wider adoption of evidence-based 13. Solz H, Gilbert K. Health claims data as a strategy and tool in disease
management. J Ambul Care Manage. 2001;24:69-85.
treatments, a significant reduction in long-term treatment
14. Villagra VG, Ahmed T. Effectiveness of a disease management pro-
failures, and potentially lower overall costs of care. A co- gram for patients with diabetes. Health Aff (Millwood). 2004;23:255-
ordinated disease management initiative would represent a 266.
sensible response to employers’ and other payers’ demands 15. Sidorov J, Shull R, Tomcavage J, Girolami S, Lawton N, Harris R.
for action. Does diabetes disease management save money and improve out-
comes? A report of simultaneous short-term savings and quality
improvement associated with a health maintenance organization–spon-
AUTHOR DISCLOSURES sored disease management program among patients fulfilling health
The author of this article has disclosed the following indus- employer data and information set criteria. Diabetes Care. 2002;25:
try relationships: 684-689.
Supplement to
The American Journal of Medicine

The Obesity Epidemic: Strategies in Reducing


Cardiometabolic Risk

CME SECTION
ASSESSMENT TEST

Provided by:

Release Date: April 2009 Expiration Date: April 30, 2010


CME ASSESSMENT TEST
The Obesity Epidemic: Strategies in Reducing Cardiometabolic Risk

Please circle the correct response to each question on c. Abstinence from alcohol
the Answer Sheet provided. A passing score of ⱖ70% d. Regular exercise regimen
must be achieved to receive CME credit.
7. In a trial conducted by the Diabetes Prevention
1. Approximately what percentage of Americans are Program Research Group that studied a popula-
currently classified as overweight or obese based on tion of individuals with elevated fasting glucose,
body mass index (BMI)? which of the following interventions had the
a. 30% greatest impact on lowering the risk of develop-
b. 25% ing type 2 diabetes:
c. 66% a. Metformin therapy
d. 75% b. Lifestyle interventions that achieved weight loss
2. The use of which assessment tool may be helpful in c. Weight loss medications
assessing health risks in individuals evaluated for d. Exercise alone
overweight and obesity?
a. BMI 8. Which of the following hormone levels increase(s)
b. Waist circumference proportionately with body fat?
c. Waist-to-hip ratio a. Leptin
d. All of the above b. Insulin
c. a and b
3. In its definition of the metabolic syndrome, a joint d. Cholecystokinin
statement by the American Heart Association and
the National Heart, Lung, and Blood Institute sug- 9. Which of the following organs or tissues produces
gested that the threshold for ______ be reduced inflammatory cytokines that have been linked to
from the threshold identified by the National Cho- insulin resistance and cardiovascular risk?
lesterol Education Program Adult Treatment Panel a. Liver
III (NCEP ATP III) to more accurately capture b. Small intestine
diabetic risk. c. Adipose tissue
a. Triglycerides d. Kidney
b. Fasting blood glucose
c. Abdominal obesity 10. As defined by the NCEP ATP III, the metabolic
d. Hypertension syndrome includes all of the following traits except:
a. Elevated waist circumference
4. Both the San Antonio Heart Study and a large popu- b. Elevated fasting triglyceride levels
lation-based study of familial type 2 diabetes found c. Decreased high-density lipoprotein cholesterol
that the metabolic syndrome is associated with an levels
increased risk of important health effects, including: d. Increased low-density lipoprotein cholesterol
a. Stroke levels
b. Myocardial infarction
c. All-cause mortality 11. The 2005 US Department of Agriculture (USDA)
d. All of the above Dietary Guidelines for Americans suggests that
5. Abnormal lipid metabolism is a manifestation of those with a target diet of 2,000 calories per day
obesity and increases the risk of: should consume:
a. Cardiovascular events a. 1 cup fruits, 2 cups vegetables
b. Gout b. 5 or more daily servings of fruits
c. Diabetes c. 9 or more daily servings of fruits and vegetables
d. Inflammation d. 4 or more daily servings of fruits and vegetables

6. In a study of female nurses followed over a period 12. Rolls et al demonstrated that which of the following
of 16 years, which trait did not contribute to lower factors significantly correlated with the amount of
risk of type 2 diabetes: one type of food consumed during a meal?
a. Maintenance of BMI ⱕ25 a. The amount of food offered
b. High-fiber, low-fat, low-glycemic-load diet b. The perceived palatability of the food

April 2009 THE AMERICAN JOURNAL OF MEDICINE姞 Vol 122 (4A) S43
c. The individual’s perceived hunger prior to meal c. There was no difference between the 2 diets at
initiation 12 months
d. The caloric content of the food d. Neither diet achieved measurable weight loss at
12 months
13. Which of the following dietary changes in the
American population has been linked to rising obe-
15. The National Heart, Lung, and Blood Institute
sity rates in recent decades?
Practical Guide suggests considering the addition
a. Increased fat content of food
of pharmacotherapy to an otherwise comprehensive
b. Increased fruit and vegetable consumption
strategy of behavioral therapy, dietary changes, and
c. Increased sodium content of food
increased physical activity to induce weight loss in
d. Increased consumption of dairy products
individuals falling within which of the following
14. In a meta-analysis by Nordmann et al, which dietary groups?
strategy was able to more effectively sustain weight a. BMI of 27 to 29.9 with comorbidities
loss over 12 months? b. BMI ⱖ30
a. Low-fat diet c. All individuals with a BMI ⱖ25
b. Low-carbohydrate diet d. a and b

S44 April 2009 THE AMERICAN JOURNAL OF MEDICINE姞 Vol 122 (4A)
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
CME ASSESSMENT TEST ANSWER SHEET

The Obesity Epidemic: Strategies for Reducing Cardiometabolic Risk


Instructions for Continuing Medical Education Credit:
This activity should take approximately 4.0 hours to complete. To receive AMA PRA Category 1 Credits™ for your
participation in this educational activity, you must complete both the posttest and the evaluation form. The
participants should review the educational objectives listed in the front of this supplement to determine if the content
relates to their individual learning needs. They should read the supplement carefully, paying particular attention to
the tables and other illustrative materials, and then circle the best answer for each of the 15 multiple-choice posttest
questions and complete the evaluation form on the following page. Evaluation of this activity is an integral part of
the CME process. CME certificate requests cannot be processed if the evaluation form is not complete. To receive
credit for this activity, follow the instructions provided on the posttest. Credit is valid through April 30, 2010. No
credit will be given after that date.
Mail completed posttest and evaluation to:

American Medical Association


Science, Research, and Technology
515 N. State Street, 8th Floor
Chicago, IL 60654
Or fax to: 312-464-5841, attn: Obesity CME Coordinator

ANSWER SHEET (circle the best answer to each question)


1. a b c d 4. a b c d 7. a b c d 10. a b c d 13. a b c d
2. a b c d 5. a b c d 8. a b c d 11. a b c d 14. a b c d
3. a b c d 6. a b c d 9. a b c d 12. a b c d 15. a b c d

REGISTRATION FORM

Name (please print) Degree


Specialty
Address

City State ZIP Code


Phone Fax E-mail
Medical Education Number Date of Birth (mm/dd/yy)
Signature

I verify that I have completed this CME activity (signature) _________________________


Detach and mail

Total Credits Claimed (not to exceed 4) ______________

April 2009 THE AMERICAN JOURNAL OF MEDICINE姞 Vol 122 (4A) S45
CME Evaluation Form
The Obesity Epidemic: Strategies in Reducing Cardiometabolic Risk
To assist us in evaluating the effectiveness of this activity and to make recommendations for future educational
offerings, please take a few minutes to complete this evaluation form. You must complete this evaluation form to
receive acknowledgment for completing this activity.
Please circle the appropriate number for each of the items below:
1 ⫽ Strongly 5 ⫽ Strongly
Disagree 2 ⫽ Disagree 3 ⫽ Neutral 4 ⫽ Agree Agree
Overall Evaluation
● Overall, I am satisfied with the quality of 1 2 3 4 5
this educational activity
● This activity presented scientifically rigorous, 1 2 3 4 5
unbiased, and balanced information
● This activity changed my knowledge and 1 2 3 4 5
attitudes about obesity
● The learning objectives were clearly stated 1 2 3 4 5
and achieved
Which of the following best describes the impact of this activity on your clinical practice (check one)?
䊐 This activity will not change my behavior because my current practice is consistent with what was taught
䊐 This activity will not change my behavior because I do not agree with the information presented
䊐 I need more information before I change my practice behavior
䊐 I will implement the information in my practice
Low Moderate High
Level of learning
Overall knowledge/skill level before the activity 1 2 3 4 5
Overall knowledge/skill level after the activity 1 2 3 4 5
Ability to describe the impact of obesity on public health, resource utilization, healthcare expenditures and mortality
risk, and quality of life
Before the activity 1 2 3 4 5
After the activity 1 2 3 4 5
Ability to recognize the role of adipose tissue as an endocrine organ and the effect that alterations in energy
homeostasis may have on fat storage and function
Before the activity 1 2 3 4 5
After the activity 1 2 3 4 5
Ability to discuss the endogenous endocannabinoid system and its effect on energy balance, fat storage, and the
adipose endocrine system
Before the activity 1 2 3 4 5
After the activity 1 2 3 4 5
Ability to identify effective strategies for recognizing patients at risk of cardiovascular and metabolic disease
Before the activity 1 2 3 4 5
After the activity 1 2 3 4 5
Ability to specify current and future options, including behavioral and pharmacologic strategies, to reduce risk factors
for cardiovascular and metabolic disease in the community setting
Before the activity 1 2 3 4 5
After the activity 1 2 3 4 5
Did you perceive commercial bias during this activity? Yes No

If yes, please specify:

How could this activity be improved?

Other comments:

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