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Neuropsychologia 40 (2002) 1930–1947

Mechanisms underlying perseveration in aphasia:


evidence from a single case study
Stephen J. Gotts a,∗ , Antonio Incisa della Rocchetta b , Lisa Cipolotti b,1
a Department of Psychology—Baker Hall, Carnegie Mellon University & Center for the Neural Basis of Cognition, Pittsburgh, PA 15213, USA
b Neuropsychology Department, The National Hospital for Neurology and Neurosurgery, Queen Square, London WC1N 3BG, UK

Received 18 June 2001; received in revised form 30 April 2002; accepted 30 April 2002

Abstract
Aphasic individuals often inappropriately and unintentionally repeat recent responses, errors termed recurrent perseverations. In a series
of picture naming experiments, we investigated the impact of manipulating stimulus factors on the number of perseverations produced
by an aphasic patient (E.B.) with markedly impaired naming skills. E.B. produced significantly more perseverations to pictures with low
frequency names and following stimulus repetition. In contrast, semantic relatedness and presentation rate failed to influence perseveration.
Our results are considered in the context of theories that relate recurrent perseverations to intact priming mechanisms [Brain 121 (1998)
1641; Aphasiology 12 (1998) 319; J. Exp. Psychol. Learn. Mem. Cogn. 19 (1993) 243]. We conclude that these theories can correctly
predict some but not all aspects of E.B.’s perseverations. In particular, they failed to predict that: (1) perseverations often appeared to reflect
the earlier sequential proximity of stimuli and responses; and (2) perseverations became less likely as more experimental trials intervened,
a trend that did not interact with presentation rate. We review evidence relating recurrent perseverations to neuromodulatory deficits and
we conclude that a theory of the functional role of neuromodulation in the cerebral cortex proposed by Hasselmo [Neural Netw. 7 (1994)
13] is capable of accounting for all aspects of E.B.’s perseverative behavior.
© 2002 Elsevier Science Ltd. All rights reserved.
Keywords: Acetylcholine; Dysphasia; Naming; Neuromodulation; Perseverations; Priming

1. Introduction cessing are not completely clear, their existence seems to


reflect the persistence of recently processed information and
Aphasic patients produce a wide range of errors in lin- the failure of current stimulus processing to override this
guistic tasks. These errors have been of interest to language persistence. To the extent that persistence and competition
researchers because they provide a relatively unique win- are intrinsic features of language processing, perseverations
dow into the contents of information processing and serve may provide important insights into the functioning of the
as detailed constraints on theories of the normal language normal language system and how it breaks down in aphasia.
system [7,13,33,35,67]. One type of aphasic error that is Studies of perseveration in aphasia have yielded a number
particularly interesting in this regard is the perseveration of general characteristics. Perhaps the most striking of these
[1,12,37]. Perseveration refers to the inappropriate repeti- is that a previous response may be provided again after a
tion or continuation of a previous response when a different number of intervening stimuli or responses [2,12,30,37,64].
response is expected [31]. For example, in a picture naming The often delayed nature of these perseverations has led
task an aphasic patient who correctly provided the response some researchers to refer to them as recurrent, distinguishing
“dog” to a picture of a dog, might provide the same re- them from types that appear to be an extension or continu-
sponse several trials later to the picture of a horse. While ation of the immediately preceding response [62,63]. While
the implications of these errors for theories of language pro- it can be difficult to distinguish true recurrent perseverations
from responses repeated by chance due to an impoverished
vocabulary, rigorous methods designed to assess the inci-
∗ Corresponding author. Tel.: +1-412-521-6176; fax: +1-412-268-2798. dence and time course of perseverations have shown that they
E-mail addresses: gotts@cnbc.cmu.edu (S.J. Gotts),
can occur after delays of up to 10–15 trials [12]. However,
l.cipolotti@ion.ucl.ac.uk (L. Cipolotti).
1 Co-corresponding author. Tel.: +44-171-837-3611x3295; they do appear to decrease in likelihood as the number of
fax: +44-171-813-2516. intervening trials increases and are most common after little

0028-3932/02/$ – see front matter © 2002 Elsevier Science Ltd. All rights reserved.
PII: S 0 0 2 8 - 3 9 3 2 ( 0 2 ) 0 0 0 6 7 - 2
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1931

or no delay [12]. Recurrent perseverations may be on whole a fast presentation rate was used compared to a slower rate
words, part words or even parts of drawings, sometimes (response–stimulus interval (RSI) of 1 s versus 10 s). A few
occurring as a blend of a previous response and the current researchers have suggested that perseverations often share
target [1,6,12,53,64,65]. Individual aphasic patients may a phonological or semantic relationship with the stimuli
perseverate on more than one task, although some patients that elicit them [1,37,65]. However, an obvious relationship
appear to perseverate only on certain tasks [12,14,53]. For does not always exist. In the only study to date that has
these patients, tasks that do not elicit perseverations tend to carefully controlled for chance relationships between tar-
be those performed at or near ceiling [12,53]. gets and perseverations, Hirsh [30] demonstrated that most
Recent theories developed from psychological and neu- perseverations produced by an aphasic patient (C.J.) with
ropsychological perspectives have attempted to account for severe naming difficulties were unrelated either semanti-
the existence of recurrent perseverations by appealing to cally or phonologically to their corresponding target names.
the same mechanisms proposed to underlie priming effects Nevertheless, it was of interest that when all of the target
in normal subjects ([12,37,73]; see also [56]). One such stimuli that led to the same perseverated responses were
theory, proposed by Cohen and Dehaene [12], holds that considered, these targets were likely to be semantically
cognitive representations at many processing levels com- and phonologically related. It should be noted that most
monly persist for some period of time following initial previous studies have not controlled for the chance repeti-
activation. Subsequent processing may be facilitated if an tion of responses, as appropriate methods have only been
identical or similar stimulus is presented while activity still developed recently [12].
persists, a phenomenon referred to as priming. If a different The current investigation is aimed at understanding the
stimulus is presented, the corresponding input overrides influence of stimulus factors on aphasic perseveration and
persistence through a competitive process. When brain the implications that these findings have for existing theo-
damage degrades or “deafferents” input to a certain level ries. We present the case of an aphasic patient (E.B.) who
of processing, representations persisting in activity are not was markedly impaired on naming tasks and exhibited a
always effectively overridden, resulting in perseverations. large number of verbal recurrent perseverations. In three
A related view has emerged from research aimed at iden- experiments, we manipulated stimulus factors that have
tifying the neurophysiological basis of perseverations. Sand- been shown previously to influence lexical priming effects
son and Albert [63] proposed that recurrent perseverations in normal subjects, as well as aphasic performance, and as-
result from low levels of acetylcholine. Indeed, recurrent sessed their impact on E.B.’s perseverations. This allowed
perseverations have been shown to correlate with choliner- us to examine the potential relationship between recurrent
gic deficits and drugs that mimic acetylcholine can reduce perseverations and priming effects and afforded comparison
perseverations [20,54,70]. Many studies have suggested that with other patterns of aphasic performance.
the functional role of acetylcholine in the central nervous
system is to modulate the dynamics of cortical processing
and learning, making cells more sensitive to feedforward, 2. Case report
bottom-up sensory inputs (see [26] for a review). Under
a cholinergic deficit, processing becomes “sluggish”, less E.B. is a 71-year-old, right-handed homemaker. She was
dominated by feedforward input and more dominated by admitted at the National Hospital in May 1998, with a recent
intracortical inputs. Perseverations can then result from the history of epileptic fits. A malignant left fronto-temporal
reduced ability of feedforward input to override residual ac- meningioma was diagnosed and subsequently excised in
tivity. They might also result from heightened intracortical the first week of June. Post-operatively she developed lan-
plasticity and the formation of associations between jointly guage difficulties that are described below. A follow-up
activated cortical representations. Later activation of one of post-operative MRI scan carried out at the time of the ex-
these representations could then inappropriately re-activate perimental investigation (last week of June 1998) showed
an “associated” representation (see [25] for discussion). the extent of cortical lesion (see Fig. 1).
Despite these theoretical developments, relatively few The Brodmann’s areas (BAs) unequivocally involved
studies have attempted to assess the impact of stimulus were: BAs 44, 45, 46, 10, 22 and 6. BAs 20, 38, 39 and 37
factors on recurrent perseverations. Halpern [24] studied were spared. BA 47 also appeared spared.
the influence of part of speech, level of abstraction, lexical
frequency and word length on the number of persevera-
tions produced by a mixed group of aphasics performing 3. Neuropsychological assessment
word-repetition and word-reading tasks. Only word length
was found to have a significant effect with more persever- E.B. was referred to the Neuropsychology Department
ations produced to longer target words. Santo Pietro and for assessment of her language difficulties. She was as-
Rigrodsky [64] found that in sentence completion, picture sessed on a shortened verbal scale of the WAIS-R; her
naming and word-reading tasks, aphasics produced more verbal IQ score, prorated from four subtests, was in the
perseverations to stimuli of low lexical frequency and when defective range (see Table 1).
1932 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947

3.1. Language tasks

E.B.’s spontaneous speech was sparse, marred by fre-


quent anomia, recurrent perseverations and neologisms. The
informational content was rather limited. For example, in
describing the “cookie jar” scene from the BDAE [22], she
said: “this is the cookie jar . . . he’s getting up to cook
(actually a boy on a stool stealing the cookies and about
to fall off) . . . the cookie jar . . . he’s got her cooking
he is ki..ke..kee..ker cooking of . . . ”. Her description of
the “beach” scene (from the Queen Square Screening Test
for cognitive deficits [75]) was: “that’s a small place boat
(boy falling off a boat), this is a small plot plause (boy
building sandcastle) . . . that’s a small plause (father and
son playing ball) . . . ”. E.B.’s perseverations were largely
whole-word, although she exhibited occasional phonemic
perseverations. She appeared to be aware of her persever-
ations, frequently following them by saying “no, no it’s
not”.

3.1.1. Word and sentence repetition


In contrast to her markedly impaired speech output, her
ability to repeat three-syllable, high frequency words and
four–seven word sentences was preserved. The few errors
that she made in the word-repetition task were recurrent
Fig. 1. Post-operative MRI scan of patient E.B. showing the extent of the
cortical lesion. Brodmann’s areas (BAs) 44, 45, 46, 10, 22 and 6 were
perseverations.
affected.
3.1.2. Word retrieval
In contrast, on the Raven’s Colored Progressive Matrices, Her naming skills were gravely impaired. She was barely
she obtained an adequate score. Only her visual memory able to score on the Graded Difficulty Object Naming
functions were assessed on the Short Visual Recognition Test [43] and was only able to name a few items on the
Memory Test [76] and were found to be impaired. Her vi- Oldfield Picture Naming Test [51]. The majority of her
suospatial constructional skills were relatively preserved, as errors in these tests consisted of recurrent perseverations.
indicated by her low-average score on the block design sub- For example, she correctly named in succession the pic-
test of the WAIS-R. tures of a clock and a drum. When presented the picture
of a book, she said: “a drum . . . no a clock . . . no a
Table 1 drum . . . ”.
Neuropsychological assessment
Intellectual functions 3.1.3. Word and sentence comprehension
Verbal IQ 59 Clinically, her comprehension skills appeared relatively
Digit span 4 well preserved. She was able to follow a simple conversa-
Vocabulary 1 tion, to understand task instructions and to execute simple
Arithmetic 3
Similarities Failed to score
verbal commands. On formal testing, however, her perfor-
Block design 7 mance was poor both on a test of single word comprehension
Raven 26/36 75th percentile (British Picture Vocabulary Scale [15]) and on a test of sen-
Memory tence comprehension (Test for the Reception of Grammar
SVRMT for faces 16/25 <5th percentile [4]). In both tasks, she showed a tendency to perseverate in
Language her responses.
GDONT 2/30 Very poor
Oldfield 9/30 Very poor 3.2. Assessment of word retrieval, production,
BPVS 80/150 Poor
comprehension and transcoding skills
TROG 56/80 Poor
Raven: Raven’s Colored Progressive Matrices [60]; SVRMT: Short
In order to assess E.B.’s word processing skills in more
Visual Recognition Memory Test [76]; GDONT: Graded Difficulty Object
Naming Test [43]; Oldfield: Oldfield Picture Naming Test [51]; BPVS: detail, we administered oral and written naming, spoken
British Picture Vocabulary Scale [15]; TROG: Test for the Reception of word–picture matching, reading, writing and repetition tasks
Grammar [4]. across different semantic categories.
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1933

Table 2
Percent correct in oral and written naming, spoken word–picture matching, reading, repetition and writing to dictation as a function of semantic category
Animals Body parts Colors Countries Objects Average

ONAME 30 60 80 10 70 50
WNAME 55 60 75 20 45 51
SWPM 100 90 100 50 100 88
READ 100 100 95 95 95 97
REP 95 100 95 100 95 97
DICT 90 100 80 100 100 94
Average 78.3 85 87.5 62.5 84.2 79.5
ONAME: Oral naming; WNAME: Written naming; SWPM: Spoken word–picture matching; READ: Reading; REP: Repetition; DICT: Writing to dictation.

3.2.1. Materials and (5) omission—silence, statement of no response or an


There were five categories of nouns: 10 animals, 10 body empty comment. The analysis revealed that in both naming
parts, 10 colors, 10 countries and 10 objects. The stimuli tasks, her errors were mostly whole-word perseverations
were all of high frequency and were partly based on those (32.5% of total errors; e.g. after having correctly named
used by McKenna and Warrington [42] (for further details the picture of a skirt, she said “skirt” to the two successive
see [9]). pictures, a tent and a ball) and omissions (31.4% of total
errors; e.g. horse—“. . . this is a lovely.”). A few semantic
3.2.2. Procedure errors (14% of total errors; e.g. watch—“clock”) and unre-
Six different conditions were tested: (1) oral naming; lated errors (16.2% of total errors; e.g. arm—“. . . up one
(2) written naming; (3) spoken word–picture matching; (4) side”) were also present.
reading; (5) repetition; and (6) writing to dictation. She
completed all these conditions, in this order, on two sepa- 3.2.4. Comments
rate sessions on the same day. Written naming, reading and The results from this assessment indicate that E.B. had
repetition were tested once again, in this order, in two sepa- severe oral and written naming impairments even for very
rate sessions in the following days. In all conditions, except high frequency words. In contrast, her performance in the
spoken word–picture matching, items were presented in- comprehension task was near ceiling. This pattern suggests
dividually and serially, blocked by category. In the spoken that her naming difficulty with these items was not primarily
word–picture matching condition, arrays were comprised of attributable to a severe semantic impairment. Furthermore,
five items from a given category. In the naming tasks, E.B. her preserved reading, repetition and writing skills indicated
was asked to say or write the name corresponding to the pic- that her oral and written output impairments were not due to
ture. In the reading task, E.B. was asked to read aloud single a deficit at the level of motor planning and articulation of a
words, each typed on a card. In the writing to dictation phonemic or a graphemic sequence. E.B. showed persevera-
task, the examiner said each word once and E.B. was asked tions predominantly in the naming tasks. The purpose of the
to write it down. In the word-repetition task, the examiner following experimental studies is to investigate the underly-
said each word once and the patient was asked to repeat ing mechanism responsible for her recurrent perseverations.
the stimulus immediately after the examiner. In the spoken
word–picture matching task, the examiner named each of the
five items in turn and the patient was required to point to the 4. Experimental investigation
appropriate item.
In the following experiments, we manipulated a number
3.2.3. Results of stimulus factors and assessed their influence on E.B.’s
The percentage of correct responses in each condition for tendency to produce recurrent perseverations while naming
each of the five categories is given in Table 2. E.B.’s per- pictures. Given the growing theoretical focus on the poten-
formance on comprehension, reading, writing and repetition tial relationship between perseveration and priming effects,
tasks was almost at ceiling for all of the categories. In sharp we decided to concentrate on factors that have been shown to
contrast, her oral and written naming performance was poor. influence priming effects in normal subjects. Priming theo-
E.B.’s errors in oral and written naming tasks were ries of perseveration hold that perseverations result from the
analyzed. Errors were classified as: (1) perseveration— failure of weakened or degraded perceptual input to over-
the repetition of a previously emitted response; (2) ride representations that are persisting in activity [12,37,73].
semantic—category coordinate, associate or subordinate; The basic prediction that follows from these theories is that
(3) phonological—including at least 50% of the target’s because priming and perseverations are due to the same
phonemes; (4) unrelated—real or nonsense word bearing mechanisms (namely persistent activity), stimulus factors
no semantic or phonological relationship with the target; that influence one should also influence the other. While
1934 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947

individual theories do differ somewhat in how activation is been preceded by one that is related in meaning, a phe-
computed and how links or connections are modified with nomenon referred to as semantic priming [45,47,49].
experience, the similarities across theories allow us to con- If a stimulus at least partially activates semantically
sider at least two general classes of stimulus factors. Factors related representations, then processing a semantic as-
that weaken or slow processing of current stimuli should sociate shortly thereafter may be facilitated by some
give rise to more perseverations because representations that residual activity. However, if a persistently active rep-
are persistently active are less effectively overridden. Al- resentation receives an additional boost from a seman-
ternatively, factors that enhance the activity levels of active tically related current stimulus, there is also a chance
representations should also give rise to more perseverations that this representation will inappropriately generate a
because it is more difficult for input to override them. Along perseverative response [72,73]. Perseverations should
these lines, we chose to manipulate the following stimulus be more likely when stimuli are all highly related in
factors. meaning because there will be more opportunities for
a weak current stimulus to boost a semantically related
(1) Lexical frequency can be thought of as a factor that al- persistent representation.
ters the strength or speed of current stimulus process-
ing. Words that are low in frequency are less practiced While these four stimulus factors have not been manip-
and are named more slowly than high frequency words ulated in single case studies of aphasic perseveration, all
[18,48]. Frequency has also been shown to influence four have been manipulated previously in studies of aphasic
priming effects across a variety of tasks [3,52,66]. If one comprehension performance. Warrington and Cipolotti [77]
assumes that low frequency words have weaker corre- investigated the effects of varying frequency, rate, repeti-
sponding input, they should elicit a greater number of tion and semantic relatedness on the spoken word–picture
perseverations than high frequency words because it will matching performance of patients believed to suffer from
be harder for them to override persistently active repre- either refractory or degraded-store impairments. Refractory
sentations. While there has been some support for this in patients were affected by presentation rate, semantic relat-
previous studies [30,64], frequency has yet to be directly edness and repetition but not by frequency. Degraded-store
manipulated in a single case study of perseveration. patients, on the other hand, were strongly affected by lexical
(2) Presentation rate can be thought of as a factor that in- frequency but not by rate, semantic relatedness or repetition.
fluences the activity levels of persistent representations. A comparison of E.B.’s pattern of naming performance with
Passive or spontaneous decay of activation is a common these other documented patterns might yield additional in-
feature of many parallel processing theories ([12,37]; sight into the mechanisms underlying aphasic perseveration
see also [13,40,55]). As persistent activity passively and how they differ from mechanisms revealed by other
decays over time, it will eventually reach a low level. neurological conditions.
Consistent with this, greater priming effects are ob-
served after shorter delays, showing dramatic reductions 4.1. General procedures
over several seconds [23,44,46]. Perseverations should,
therefore, also be more likely under a fast presentation In all experiments, E.B. was simply required to provide
rate with shorter delays between stimuli because height- spoken names for pictures presented to her by the exper-
ened persistent activity will be more difficult to override. imenter. If she had not provided a response within 10 s,
There has also been some support for this prediction in an omission was scored and the picture was removed. The
a large group study of aphasic patients [64], but it has RSI, i.e. the period of time between the offset of her re-
yet to be tested in a more detailed single case study. sponse and the presentation of the next picture, was strictly
(3) Repetition can be thought of as another factor that in- maintained. As in other studies of aphasic perseveration,
creases the activity levels of persistent representations. naming trials were structured serially into blocks, and errors
Each time a stimulus is repeated, residual activity is were tabulated across trials [1,12,14,30,37,53,64]. Different
presumed to increase a certain amount, making it easier blocks corresponded to particular experimental conditions,
to respond the next time the same stimulus is presented. allowing effects of the stimulus factors to be assessed by
This suggestion is supported by the observation of rep- comparing error totals for the different conditions (see also
etition priming, faster identification following one or [14,24,53,64,77]). It is important to note that this basic ap-
more stimulus repetitions [52,66,71,81]. Perseverations proach differs somewhat from priming paradigms in which
should be more likely following repetition because it trials are structured into prime–probe combinations and
will be increasingly difficult to override persistently properties of the prime stimuli are varied orthogonally from
active representations. properties of their probe stimuli [45,46]. In general, the
(4) Semantic relatedness, like presentation rate and rep- application of such a paradigm would dramatically increase
etition, can be thought of as a factor that influences the number of naming trials necessary to obtain effects in
the activity levels of persistent representations. Normal a single patient because each “probe” trial on which per-
subjects are faster at processing a stimulus if it has just severations could be elicited would need to be preceded
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1935

by at least one prime stimulus. We have opted to use a straints effectively decreased the size of E.B.’s spared vo-
more standard paradigm for eliciting perseverative errors in cabulary and inflated the estimate of chance perseverations,
which each naming trial within a block serves as a potential resulting in a more conservative estimate of true persevera-
“prime” for subsequent trials and a potential “probe” for tions. Across all experiments, 16/136 perseverations (12%)
previous trials. The basic predictions of priming theories of were thrown out due to this filtering process (Note 1).
perseveration are not expected to depend critically on these
Note 1. Previous methods for estimating chance persever-
methodological differences.
ations have involved randomly scrambling the orders of
trials within blocks and comparing the actual trial-to-trial
4.2. Scoring of errors
time course of perseveration with randomized ones [12,30].
These methods implicitly require that blocks are long
4.2.1. Perseverations
enough to include a representative sampling of the response
A perseveration was scored if the current response con-
dimension being perseverated (e.g. phonemes, words, etc.),
tained at least half of a previous response and was not the
a requirement that is strongly violated in our experiments.
correct response (e.g. having responded “swan” on a previ-
The method that we have developed will yield estimates
ous trial, responding “swan” or “swat” to the picture of a cow
similar to other methods for long blocks but appears more
on the current trial). To simplify scoring, only responses re-
appropriate when shorter blocks are employed, as the other
peated within the current block of trials were counted as per-
methods will heavily overestimate the base probability of
severations, and perseverative responses that were repeated
particular responses in these circumstances.
on a single trial were counted only once. Any spontaneous
self-corrections were allowed, although the error responses
4.2.2. Omissions
were still scored and included. The number of persever-
An omission was scored if E.B. gave no response or indi-
ations was tabulated across trials for each block, and the
cated that she did not know the name of the current picture.
number for each block was further collapsed across blocks
Similarly to perseverations, the number of omissions was
that sampled the same levels of experimentally manipulated
tabulated across trials for each block in each experimental
stimulus factors. As others have pointed out previously
condition.
[12,17,30], errors might be erroneously scored as persever-
ations if patients are simply generating responses randomly
4.2.3. Other errors
from their spared vocabularies, particularly if their spared
All incorrect responses that were not perseverations or
vocabularies are small in size. To control for this possibility,
omissions were scored as other. We initially employed a
we developed a method for filtering out chance persever-
more complicated scoring system that included phonolog-
ations. Chance levels of perseveration were estimated by
ical, semantic and visual errors, as well as circumlocutions
replacing all of E.B.’s error commissions (errors other than
and neologisms. However, each of these error types turned
omissions) with new error responses randomly selected from
out to be relatively infrequent and no individual types ap-
her known vocabulary (i.e. responses that had been correctly
peared to be significantly influenced by the experimental
provided at least once throughout the course of the experi-
manipulations. For the sake of simplicity, the other clas-
ments). We considered it unlikely that E.B. would select re-
sification was adopted. The number of other errors was
sponses completely at random without some constraints due
tabulated across trials for each block in each experimental
to the target stimuli or familiarity with particular responses.
condition. In cases where E.B. spontaneously corrected
Therefore, selection of the new error responses was subject
herself, errors were still tabulated.
to both weighted frequency/familiarity and semantic cate-
gory constraints such that errors were from the same broad
superordinate semantic category as the target stimulus and 4.3. Experiment 1: frequency, presentation rate,
tended to be high in lexical frequency [8]. Chance persever- repetition and semantic relatedness
ations were tabulated in the same way as E.B.’s actual error
responses and the entire process was repeated 100 times to The aim of the first experiment was to determine if fre-
yield a stable estimate of chance. The distance or lag in tri- quency, presentation rate, repetition and semantic related-
als between each perseverative response and its most recent ness would influence E.B.’s tendency to produce recurrent
previous utterance was also recorded, as earlier studies have perseverations in picture naming. In order to assess this, we
shown the time course of perseverative phenomena to be im- modified a word–picture matching test described in detail
portant [12] (discussed later in greater detail). For each trial by Cipolotti and Warrington (Experiment 5 in [10]) and
lag in each experimental condition, the number of actual used it as a picture naming task.
perseverations was compared with its corresponding chance
estimate. If this number exceeded the 95% prediction inter- 4.3.1. Stimuli
val for the chance estimate, the actual perseverations were The stimuli consisted of colored pictures of 16 objects,
retained in the total (see [50] for discussion of prediction 16 animals and 16 foods. Each category of stimuli was di-
intervals). The application of frequency and semantic con- vided into four sets of four items. There were 12 stimulus
1936 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947

sets in total. Half of the sets contained pictures with high Frequency had a significant influence on E.B.’s naming
frequency names and the other half contained pictures with performance. Pictures with low frequency names elicited
low frequency names. Crossed with frequency and category more total errors (χ 2 (d.f. 1) = 54.28, P < 0.001), per-
was semantic relatedness. Half of the sets contained pictures severations (χ 2 (d.f. 1) = 11.16, P < 0.001), omissions
that were closely related semantically (i.e. close) and half (χ 2 (d.f. 1) = 9.13, P < 0.005) and other errors (χ 2
contained pictures that were more distantly related, with- (d.f. 1) = 5.27, P < 0.05). Rate had a significant effect
out crossing a major category boundary (i.e. distant). Thus, on total errors, with a greater number of errors under a fast
there were four types of sets for each of the three categories rate (χ 2 (d.f. 1) = 4.70, P < 0.05). However, rate had no
(i.e. close high frequency; close low frequency; distant high significant effects on individual error types. Perseverations
frequency; distant low frequency). were more than doubled following repetition, although this
effect just failed to reach significance (χ 2 (d.f. 1) = 2.8,
4.3.2. Procedure P < 0.1). Repetition did have a significant influence on
Each of the 12 stimulus sets was tested both at a fast rate other errors (χ 2 (d.f. 1) = 10.4, P < 0.01). This effect
(RSI = 1 s) and a slow rate of presentation (RSI = 15 s) in could not be attributed easily to any single standard speech
blocks. Pictures were presented individually and in a given error type (e.g. neologism, circumlocution, etc.). Semantic
block, each of the four pictures was presented twice in a relatedness failed to have significant effects on any error
pseudo-random order. The 12 sets were administered in a types. There were no significant interactions involving any
predetermined order such that fast-rate and slow-rate blocks of the variables.
alternated. Successive blocks differed in category, frequency
and semantic relatedness. 4.3.4. Comments
Consistent with the results of the group study conducted
4.3.3. Results by Santo Pietro and Rigrodsky [64], E.B. was more likely to
The incidence of each error type and the correspond- produce perseverations and other errors when the picture to
ing percentage of total error are presented for each factor be named had a low frequency name. However, in contrast to
individually in Table 3. Comparisons for each error type their results, rate did not significantly affect perseverations,
were carried out by computing a χ 2 statistic using the total influencing instead total errors with a slight trend for more
number of trials that contained a particular error type and omissions at a fast rate. This raises the possibility that not all
the total number of trials that did not contain the error type, aphasics who perseverate are similarly affected by presenta-
yet afforded an opportunity to make one (Note 2). This al- tion rate. Repetition and semantic relatedness also failed to
lowed us to detect changes in error number across different have significant effects on perseveration, although there was
experimental conditions while normalizing for differences a trend for more perseverations following repetition. The
in opportunities to make those errors. We chose this over failure to observe these effects led us to conduct a second ex-
an approach using percentage of total error because such periment (consideration of the effects of stimulus factors on
an approach would implicitly assume independence of the omissions and other errors will be deferred until Section 6).
mechanisms that produce different error types.
Note 2. It is important to mention that the independence 4.4. Experiment 2: presentation rate, repetition and
assumption of the χ 2 -test may not be strictly satisfied here. semantic relatedness
While this assumption is often relaxed in analyses of aphasic
errors [12,67,78,79], we have verified the results for perse- In Experiment 1, rate, repetition and semantic relatedness
verations and total errors in each experiment with repeated did not have significant effects on E.B.’s perseverations.
measures ANOVAs calculated over the number of errors Experiment 2 aimed to replicate and extend these results
elicited per experimental block. Moreover, results that are using a different set of items. A word–picture matching test
highly significant or that replicate across experiments are of common household objects was modified and used as a
unlikely to be strongly undermined by this issue. picture naming task.

Table 3
Experiment 1: the effect of frequency, presentation rate, repetition and semantic relatedness on number of errors
Frequency Rate (RSI) Repetition Semantic relatedness

High Low P Fast (1 s) Slow (15 s) P First Second P Close Distant P

Perseverations 7 (25) 25 (32) <0.001 19 (32) 13 (29) NS 9 (19) 23 (43) <0.1 17 (31) 15 (30) NS
Omissions 11 (39) 29 (38) <0.005 25 (42) 15 (33) NS 16 (33) 24 (45) NS 22 (40) 18 (36) NS
Other 10 (36) 23 (30) <0.05 16 (27) 17 (38) NS 23 (48) 6 (11) <0.01 16 (29) 17 (34) NS
Total errors 28 77 <0.001 60 45 <0.05 48 53 NS 55 50 NS
The values given in parentheses are percentage of total.
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1937

4.4.1. Stimuli 4.4.4. Comments


Stimuli were all black and white line drawings of com- Rate had a significant effect on correct performance
mon objects selected from the categories of clothing, house- that appeared attributable to more omissions at a fast rate.
hold utensils, kitchen utensils, furniture, office supplies and However, there was still no rate effect on perseverations.
vehicles (for further details, see Experiment 6 in [79]). In The effects of repetition and semantic relatedness on perse-
contrast to the last experiment, pictures were arranged in ar- verations did reach significance in this experiment (further
rays of six items each. There were a total of 12 arrays: 6 consideration of the rate × semantic relatedness interaction
semantically close in which all items were from the same in total errors will be deferred until Section 6). We decided
subordinate category of objects and 6 semantically distant to examine the effects of repetition and semantic relatedness
arrays that consisted of 1 item from each of the 6 subordi- further in a third experiment.
nate categories.
4.5. Experiments 3A and 3B: repetition and
4.4.2. Procedure semantic relatedness
Each array was tested at both a fast rate (RSI = 1 s)
and a slow rate of presentation (RSI = 10 s) in a blocked In Experiment 2, we found that both repetition and se-
design. On each trial, the experimenter indicated to E.B. mantic relatedness had significant effects on perseverations.
which drawing was to be named by pointing to it in the While there was a trend for more perseverations following
array. Each drawing was probed twice in a pseudo-random repetition in Experiment 1, neither repetition nor semantic
order. The 12 arrays were tested in a predetermined order relatedness yielded significant effects in that experiment.
such that the fast-rate and slow-rate blocks alternated, and In this experiment, we attempted to assess the replicability
successive arrays differed in semantic relatedness. of the repetition and semantic relatedness effects on perse-
verations. Warrington and Cipolotti [77] have demonstrated
4.4.3. Results previously that some aphasic patients who do not show
The incidence of each error type and the corresponding semantic relatedness effects for within-category manipu-
percent of total error are presented for each factor individu- lations may nevertheless show them for between-category
ally in Table 4. manipulations. Accordingly, we examined broader and more
Rate influenced total errors (χ 2 (d.f. 1) = 7.01, P < extreme semantic relatedness manipulations to ensure that
0.01) and omissions (χ 2 (d.f. 1) = 13.37, P < 0.001). any lack of effect would not be due to the specific semantic
However, it again had no significant effect on persevera- distance used. In Experiment 3A, we compared E.B.’s per-
tions. Repetition had a significant effect on total errors (Mc- formance on semantically distant arrays (all pictures in the
Nemar: χ 2 (d.f. 1) = 18.58, P < 0.001) and persevera- same category) with her performance on very distant arrays
tions (χ 2 (d.f. 1) = 15.13, P < 0.001), and there was a (each picture from a different category). Experiment 3B
non-significant trend for other errors (χ 2 (d.f. 1) = 3.15, involved an even more extreme manipulation, comparing
P < 0.1). Semantic relatedness had a significant effect on performance on semantically close arrays with very distant
perseverations (χ 2 (d.f. 1) = 4.62, P < 0.05). Addition- arrays.
ally, there was a significant interaction in total errors be-
tween rate and semantic relatedness (χ 2 (d.f. 1) = 4.39, 4.5.1. Stimuli
P < 0.05). E.B.’s performance in the distant condition was The stimuli consisted of colored pictures of 12 animals,
significantly better than in the close condition at a slow rate 12 objects and 12 foods, all with moderate to high frequency
(χ 2 (d.f. 1) = 5.45, P < 0.02), but not at a fast rate (χ 2 names (median frequency = 226.5, S.D. = 465.9 [8]). Pic-
(d.f. 1) = 2.59, P < 0.2). However, interpretation of this tures in each category were divided into four within-category
interaction was complicated by an order effect in testing. sets of three pictures each. Half of these within-category
The two worst conditions, fast-distant and close-slow, were sets were semantically distant and were used in Experiment
the last two administered (first versus last half: χ 2 (d.f. 1) = 3A (e.g. bread, ice cream and tomato), and other half were
8.34, P < 0.01). semantically close sets used in Experiment 3B (e.g. apple,

Table 4
Experiment 2: the effect of presentation rate, repetition and semantic relatedness on number of errors
Rate (RSI) Repetition Semantic relatedness

Fast (1 s) Slow (10 s) P First Second P Close Distant P

Perseverations 40 (41) 39 (51) NS 21 (28) 58 (58) <0.001 48 (54) 31 (36) <0.05


Omissions 30 (31) 8 (11) <0.001 18 (24) 20 (20) NS 17 (19) 21 (25) NS
Other 28 (29) 29 (38) NS 35 (47) 22 (22) <0.1 24 (27) 33 (39) NS
Total errors 98 76 <0.01 74 100 <0.001 89 85 NS
The values given in parentheses are percentage of total.
1938 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947

banana and orange). Between-category (very distant) sets Table 6


for both Experiments 3A and 3B were formed by taking Experiments 3A and 3B combined (individual error types): the effect of
repetition and semantic relatedness on number of errors
one picture from each of three different within-category sets
(e.g. horse, pipe and tomato). This resulted in a total of six Repetition Semantic relatedness
semantically distant/six very distant sets for Experiment 3A First Second P Distant Very distant P
and six semantically close/six very distant sets for Experi- Perseverations 0 (0) 9 (33) <0.05 5 (26) 4 (24) NS
ment 3B. In each experiment, a given picture occurred in ex- Omissions 4 (44) 12 (44) <0.1 11 (58) 5 (29) NS
actly one within-category set and one between-category set. Other 5 (56) 6 (22) NS 3 (16) 8 (47) NS
Total errors 9 27 <0.001 19 17 NS
4.5.2. Procedure The values given in parentheses are percentage of total.
The testing procedure was the same for both Experiments
3A and 3B. Each stimulus set was tested in a blocked fash-
ion at a fast rate of presentation (RSI = 1 s). Pictures were semantically very distant blocks from both experiments were
presented individually and in a given block, each of the three also pooled to form one very distant condition. The effects
pictures in a set was presented two times in a pseudo-random of repetition and semantic relatedness on individual error
order, resulting in six trials per block. Stimulus sets were types after pooling the data are presented in Table 6. There
presented in a predetermined order with successive sets dif- was an effect of repetition on E.B.’s total errors (McNemar:
fering in semantic relatedness. χ 2 (d.f. 1) = 12.19, P < 0.001) and perseverations (χ 2
(d.f. 1) = 4.81, P < 0.05), as well as a non-significant trend
4.5.3. Results for omissions (χ 2 (d.f. 1) = 3.45, P < 0.1). However, there
The effect of repetition and semantic relatedness on the was still no effect of semantic relatedness on any error type.
incidence of total errors is presented in Table 5 separately
for Experiments 3A and 3B. In Experiment 3A, there was 4.5.4. Comments
an effect of repetition on E.B.’s total errors (McNemar: χ 2 Repetition was found to influence E.B.’s perseverations,
(d.f. 1) = 5.82, P < 0.02), while semantic relatedness replicating the results of the previous experiments. Seman-
failed to yield a significant effect (χ 2 (d.f. 1) = 0.0, P < tic relatedness failed to have a significant effect on errors of
1.0). Unfortunately, the frequencies of individual error types any type even when broader and more extreme manipula-
were too small to reveal any more specific effects. In Ex- tions were used. This suggests that the influence of semantic
periment 3B, repetition again had a significant effect on to- relatedness on E.B.’s poor naming performance was weak
tal errors (McNemar: χ 2 (d.f. 1) = 5.82, P < 0.02), while at the best.
semantic relatedness again failed to elicit any significant ef-
fects (χ 2 (d.f. 1) = 0.34, P < 0.7). Frequencies of individ-
ual error types were also too small in this experiment to yield 5. Error analyses
more specific effects on error types. Given that repetition
and semantic relatedness yielded very similar patterns of re- We carried out three error analyses. These analyses al-
sults in both Experiments 3A and 3B, we pooled the data to lowed us to clarify: (1) the nature of the relationship be-
see if there might be significant effects on individual error tween perseverations and their corresponding target stimuli;
types. The semantically distant blocks from Experiment 3A (2) the relationship between target stimuli leading to the
were pooled with the semantically close blocks from Exper- same perseverative response; and (3) the influence of time
iment 3B into one distant (within-category) condition. The and intervening trials on the persistence of perseverations.

5.1. Analysis 1: the relationship between perseverations


Table 5 and their corresponding target stimuli
Experiments 3A and 3B (all errors): the effect of repetition and semantic
relatedness on number of errors
In the previous experiments, semantic relatedness had no
Repetition significant effect on the number of perseverations. Cohen
First Second Total and Dehaene [12] have recently suggested that persevera-
tions may occur at any of a number of processing levels
Experiment 3A
Distant 3 7 10 according to where in the processing system the input has
Very distant 3 8 11 been degraded or “deafferented”. Following this suggestion,
Total 6 15
if E.B.’s input to semantic processing were not greatly de-
graded, it might not be surprising that semantic relatedness
Experiment 3B
did not influence perseverations significantly. E.B.’s im-
Close 1 8 9
Very distant 2 4 6 pairment may arise instead from damage to a post-semantic
processing level that is necessary for naming, such as pho-
Total 3 12
nology and/or representations mediating between semantics
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1939

Table 7 scribed the performance of another aphasic patient (C.J.)


Number of perseverations by target–perseverate relation and semantic who also exhibited a high number of unrelated persevera-
relatedness condition tabulated across Experiments 1–3
tions. Interestingly, when the target stimuli that led to the
Relation Semantic relatedness condition same perseverative responses were analyzed, they were
High related Low related Overall found to be semantically and/or phonologically related. For
Semantic 45 (63) 11 (22) 56 (47) example, if the stimulus dog elicited the response “desk”,
Phonological 0 (0) 3 (6) 3 (3) then a subsequent stimulus that was semantically related to
Combined 7 (10) 1 (2) 8 (7) dog (e.g. cat) might elicit the response “desk” again—even
semantic–
though dog and cat share no obvious relationship to desk.
phonological
Unrelated 19 (27) 34 (69) 53 (44) One potential explanation of this finding is that a rapid
association was being formed between target stimulus and
Total 71 49 120
unrelated error response. The next time the same target or
The values given in parentheses are percentage of total. one similar to it was presented, the same response might
be triggered, yielding a perseveration. Close inspection of
and phonology (see [34] for discussion). If this were the E.B.’s perseverative responses appears to support the idea
case, one might expect a high number of perseverations to that rapid associations were being formed between target
share a phonological or combined semantic–phonological stimuli and error responses, as well as between consecutive
relationship with their corresponding target stimuli. In order stimuli and responses. Perseverations that followed inter-
to examine this possibility, we re-analyzed E.B.’s persever- vening responses often appeared to be related to the initial
ations from the previous three experiments. Each persever- sequential proximity of target and response. Appendix A
ation was classified as being: (1) semantically related to the presents three examples of E.B.’s responses from experi-
target name (e.g. trousers—“jacket”); (2) phonologically mental blocks that illustrate this point. For instance, Exam-
related to the target name (i.e. sharing 50% of the target’s ple 1 shows that when the stimulus olives was presented,
phonemes: e.g. coat—“comb”); (3) semantically and phono- E.B. incorrectly provided “fig” from two trials back, a per-
logically related to the target name (e.g. shirt—“skirt”); or severation. The next stimulus dates directly followed olives,
(4) unrelated to the target name (e.g. apple—“horse”) (see eliciting another perseverative response “a fri-”. When dates
[30,36] for similar approaches to analyzing perseverative er- was presented again three trials later, the perseverative re-
rors). Results of this tabulation across all three experiments sponse “fig” was once again produced. Examples 2 and 3
are presented in Table 7 by semantic relatedness condition. provide similar instances of this phenomenon.
An interesting pattern is present when one examines per- In order to quantify this phenomenon and evaluate it sta-
severative errors in the high versus low semantic relatedness tistically, we determined the likelihood that a perseverative
conditions. In the high semantic relatedness conditions, most response to a particular target stimulus in the second half
perseverations shared a semantic relationship with their tar- of a block would be given within close temporal proximity
gets, with fewer unrelated perseverations. Phonological and of the same target stimulus in the first half of the block. We
combined semantic–phonological perseverations were rela- considered only perseverations that followed other inter-
tively infrequent. However, in the low semantic relatedness vening responses in the second half of each block because
conditions, most of the perseverations were unrelated to these perseverations could not be explained simply by as-
their targets, with a few semantic, phonological and com- suming that E.B. was stuck on an immediately preceding
bined semantic–phonological perseverations. The simplest response. For each of these perseverations, the target stimu-
explanation of this pattern of data is that E.B. was simply lus that elicited it was noted. If E.B. had provided the same
repeating recent responses and was relatively unaffected by response in the first half of the block, its distance in trials
the semantic relatedness manipulation. Recent responses from the earlier presentation of the same target was calcu-
would happen to be semantically related to current targets lated and tabulated across perseverations. The results from
in the high semantic relatedness conditions by virtue of these tabulations are presented in Fig. 2 by experiment,
the way in which stimuli were blocked and they would be along with two different sets of controls.
unrelated to current targets in the low semantic relatedness For the first control, we randomly scrambled the order
conditions. In other words, the factors giving rise to E.B.’s of the trials within the first half of each block 100 times
perseverations most of the time appear to be unrelated to and re-tabulated the number of responses provided at each
the meaning of the target or the phonology of its name. target–response distance. This allowed us to detect any struc-
ture present in the temporal order of targets and responses.
5.2. Analysis 2: the relationship between target stimuli The second control was similar to the first, but only involved
leading to the same perseverative response tabulation of correct responses at each target–response dis-
tance. This made it possible to determine how much of any
In the last analysis, we found that E.B. produced many observed temporal structure was simply an artifact of E.B.
perseverations that were unrelated to their corresponding correctly performing the naming task. For both controls,
target stimuli. In line with this observation, Hirsh [30] de- prediction intervals were generated for responses at each
1940 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947

Fig. 2. Experiments 1 and 2: number of times a perseverative response in the second half of each block was given near the same target stimulus in the
first half of each block. The distance in number of trials between the earlier target and response is given on the abscissa; negative distances indicate that
the response occurred before the target stimulus. Control estimates showing the target–response distances for randomly scrambled trial orders (all trials,
as well as correct only) are provided for comparison.

target–response distance based on variability present in the ation) was significantly greater than the control estimates
scrambled trial orders. If the actual number of responses based on randomly scrambling the order of all trials in the
given at a certain distance was outside of the control range, first half of the block (Experiment 1: P < 0.01; Experi-
the responses were taken to be significant at the level of the ment 2: P < 0.05). This indicated that the structure present
prediction interval (e.g. P < 0.01 indicates that the number in the temporal order of targets and responses was indeed
of responses was outside the 99% prediction interval—the non-random. A fraction of these earlier responses reflected
interval in which 99% of the control values lie). While there correct naming responses proximal to the earlier target.
were too few delayed perseverations in Experiment 3 to However, the number of perseverative responses that were
analyze, the same basic pattern was found for both Experi- provided just before or just after the same target stimulus
ments 1 and 2. Perseverative responses given in the second earlier exceeded the number explained by correct respond-
half of the block appeared to be provided at or near the same ing in both experiments (Experiment 1—target–response
target stimulus earlier, becoming less likely as responses distances of ±1 combined: P < 0.001, ±2 combined: P <
either substantially preceded or followed the earlier target. 0.005; Experiment 2—target–response distances of ±2 com-
The number of responses at a target–response distance of 0 bined: P < 0.03, ±3 combined: P < 0.1). These findings,
(i.e. the same target that later elicited the delayed persever- taken together, demonstrate that perseverations following
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1941

intervening responses were related to the initial temporal rate was not varied experimentally. The rate manipulation
proximity of target and response. The formation of rapid employed in Experiments 1 and 2 allowed us to examine
associations between stimulus and response might, there- the relationship between elapsed time, intervening trials and
fore, account for many of E.B.’s delayed and/or unrelated the persistence of perseverations more explicitly. We carried
perseverations. out a “lag” analysis similar to the ones carried out by Cohen
and Dehaene [12]. We matched each one of E.B.’s perse-
5.3. Analysis 3: the relationship between time, intervening verative responses with its most recent previous utterance
trials and the persistence of perseverative responses and then recorded the number of trials separating the two
responses (i.e. the trial lag). The distributions of trial lags
In Experiments 1 and 2, manipulating presentation rate are presented in Fig. 3 by experiment and presentation rate,
appeared to have no impact on E.B.’s perseverations. In con- along with estimates of the average number of chance perse-
trast, Santo Pietro and Rigrodsky [64] found that a group verations at each lag. As in earlier analyses, these persever-
of aphasics produced fewer perseverations at a slow rate ations represent those that had already survived the method
(RSI = 10 s versus 1 s). Unfortunately, they did not present of filtering chance perseverations described earlier.
data for individual patients. Their population may have been For both the fast and slow presentation rates in Experi-
heterogeneous with respect to the rate effect. The lack of a ments 1 and 2, perseverations were most common at short
rate effect is also interesting in the context of results reported trial lags. In fact, consecutive strings of the same response
by Cohen and Dehaene [12]. They showed that all three of were quite frequent, sometimes including as many as five
their patients were less likely to perseverate as the number or six consecutive trials and accounting for approximately
of intervening trials increased. If this decrement were due 55% of E.B.’s perseverations. Perseverations became more
to elapsed time rather than intervening trials, per se, fewer infrequent as the number of intervening trials increased,
perseverations would be expected under a slower presenta- decrementing rather continuously up to about four or five
tion rate. On the other hand, if the decrement were due to intervening trials—a pattern consistent with the results of
the processing of intervening trials, no rate effect would be Cohen and Dehaene [12]. Interestingly, this decrement was
expected. Cohen and Dehaene [12] were unable to distin- not significantly different under a slow presentation rate
guish between these two possibilities because presentation than under a fast rate (Experiment 1: χ 2 (d.f. 2) = 2.57,

Fig. 3. Experiments 1 and 2: distributions of the lag in trials between perseverations and corresponding previous responses for fast and slow rates of
presentation.
1942 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947

P < 0.3; Experiment 2: χ 2 (d.f. 3) = 2.96, P < 0.5). It perseverations or other error types in Experiments 1, 3A and
is important to note that with respect to actual time, the 3B. Moreover, there was little evidence that perseverative re-
decrement is occurring at very different time courses for sponses shared a semantic relationship with the targets that
the two rate conditions due to the large difference in RSIs elicited them. While there was a significant interaction be-
used. For example, a perseveration in the fast condition that tween rate and semantic relatedness in total errors in Exper-
occurred after two intervening trials would be produced iment 2, the weight of the evidence suggests that semantic
roughly 12 s after its corresponding previous utterance (as- relatedness was not a critical factor mediating E.B.’s poor
suming an average naming latency of 3 s, consistent with naming performance.
our informal observations of E.B.’s naming times). A per- All of the stimulus factors used in the above experi-
severation following the same number of trials in the slow ments have been manipulated previously with other aphasic
condition of Experiment 1 would be produced after roughly patients. Patients proposed to suffer from refractory impair-
54 s. The fact that the trial lag distributions are not very ments perform poorly in a spoken word–picture matching
different across rate conditions for both Experiments 1 and task under conditions of fast presentation rate and repeated
2 suggests that the variable mediating the decrement is the stimuli, while their performance is relatively unaffected
number of intervening trials rather than time. by lexical frequency ([10,77]; see also [78,79]). Patients
proposed to suffer from damage directly to semantic rep-
resentations (i.e. a degraded-store impairment) exhibit a
6. General discussion contrasting pattern of effects in that they are unaffected
by rate, they perform consistently across repetitions, but
We investigated the residual naming abilities of an apha- they have particular difficulty identifying stimuli with low
sic patient (E.B.) who suffered from a marked anomia. E.B. frequency names [11,74,77,80]. Both patient groups suffer
produced many recurrent perseverations and omissions in from semantic impairments and are affected by the semantic
both oral and written naming of pictures with high fre- relatedness of distractors (see [59,69,77] for further discus-
quency names. Her comprehension, reading, writing and sion). Although the main focus of this investigation was
repetition abilities were relatively preserved, indicating that to examine the effects of manipulating stimulus factors on
her naming deficit was most likely due to damage affecting a E.B.’s perseverations, her overall naming performance as
post-semantic processing level, yet prior to the level of mo- reflected by total errors can be compared with the identifi-
tor planning and articulation of a phonemic or a graphemic cation performance of these other patients. Similarly to the
sequence. This is consistent with the anatomical evidence refractory patients, E.B. performed worse with a fast rate
available from the post-operative MRI scan (Fig. 1). Cortical and following a within-block repetition. However, like the
areas most selectively associated with semantic processing degraded-store patients, she was significantly affected by
did not appear to be affected by the lesion (i.e. BAs 20, lexical frequency. Despite her significant repetition effects,
28/38, 39 and 47; see [57] for a review). Instead, her lesion E.B. also tended to be consistent in which pictures she
appears to include areas that have been argued to reflect named correctly (Note 3). Unlike either patient population,
phonological processing and the willful generation of verbal E.B. was unaffected by semantic relatedness and appeared
responses to stimuli that activate many potential response to have spared comprehension abilities. The mixing of re-
options (i.e. BAs 44, 45 and 46, or Broca’s area [19,58,61]). fractory and degraded-store patterns along with marked
Results of the clinical assessment indicated that E.B.’s perseverative behavior might suggest that E.B. is suffering
perseverations were largely restricted to naming tasks. This from a substantively different type of impairment than ei-
provides further evidence for task selectivity in aphasic per- ther group of patient. E.B.’s pattern of performance also
severation (see also [12,14,53]). As in previous studies, the provides evidence that rate and repetition effects are not
tasks that elicited the fewest perseverations were also per- exhibited solely by patients with comprehension difficulties
formed near ceiling (e.g. spoken word–picture matching, (see also [38]).
reading, repetition and writing to dictation).
Note 3. Analyses identical to those carried out by Cipolotti
In three experiments, we assessed the influence of stim-
and Warrington [10,77] revealed that E.B.’s performance
ulus factors on E.B.’s perseverative tendencies. We found
across within-block repetitions was more consistent than
that perseverations were more likely for stimuli with low
expected by chance in two out of three experiments (Ex-
frequency names compared to those with high frequency
periment 1: χ 2 (d.f. 2) = 6.73, P < 0.05; Experiment 2:
names. Perseverations were also more likely following a
χ 2 (d.f. 2) = 6.31, P < 0.05; Experiments 3A and 3B
within-block stimulus repetition. While the rate of stimulus
combined: χ 2 (d.f. 2) = 1.37, P > 0.3).
presentation did have a significant influence on E.B.’s total
errors and number of omissions, it failed to influence either
the number of perseverations produced or their persistence 6.1. Relationship between priming and perseveration
across intervening trials. The within-block semantic relat-
edness of stimuli had a significant impact on perseverations Recent theoretical accounts developed from psychologi-
only in Experiment 2, failing to have a significant effect on cal and neuropsychological perspectives have suggested that
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1943

recurrent perseverations result from the same mecha- that E.B. produced many perseverations that were unrelated
nisms that give rise to priming effects in normal subjects either semantically or phonologically to their corresponding
([12,37,73]; see [56] for a similar view). For example, Co- targets, often after several intervening stimuli. When ana-
hen and Dehaene [12] have proposed a general information lyzed in more detail, we established that these persevera-
processing account that is capable of addressing a broad tions appeared to be related to the sequential proximity of
range of empirical effects associated with priming and earlier stimuli and responses. What might help to explain
perseveration. On their theory, cognitive representations these findings?
at many processing levels “persist” in activity for some
period of time following initial activation. Persistence is 6.2. Perseveration and cholinergic deficits
formulated in a general sense and may ultimately reflect
any of a variety of potential mechanisms (e.g. sustained Sandson and Albert [63] proposed that recurrent per-
activity, transient changes in links or connection strengths, severations result from cholinergic deficits and low levels
temporary changes to activation functions, etc.). In normal of acetylcholine. Consistent with this proposal, recurrent
subjects, persistence is facilitatory if an identical or similar perseverations have been shown to be correlated with low
stimulus is presented (i.e. priming). If a different stimulus cortical levels of choline acetyltransferase (ChAT) and high
is presented, the corresponding input overrides persistence numbers of senile plaques, indicating cholinergic deficits
through a competitive process. When brain damage deaffer- [20]. Drugs that mimic acetylcholine have also been shown
ents input to a certain level of processing, representations to reduce the number of perseverations elicited by patients
persisting in activity are not always effectively overridden, who are believed to suffer from cholinergic deficits (e.g.
resulting in perseverations. The format of the persevera- post-encephalitic amnesia [54]; Alzheimer’s disease [70]).
tions will then correspond to the format of the deafferented Cholinergic neurons located in subcortical nuclei of the
processing level (e.g. phonemes, words, digits, etc.). basal forebrain and brainstem send projections up to the
Several aspects of E.B.’s perseverative behavior are pre- cortex in segregated fiber bundles that diffusely innervate
dicted by this theoretical perspective. Factors that weaken different neocortical regions. The segregated nature of these
or slow the processing of a current stimulus such as reduced projections may allow for potentially selective effects of
lexical frequency should give rise to more perseverations damage due to a wide variety of pathologies and disease
because it is more difficult for weakened input to override processes [68].
persistent activity. Indeed, E.B. produced more persevera- A range of neuroscience studies has suggested that the
tions, as well as other types of errors, to pictures with low functional role of acetylcholine in the brain is to enhance the
frequency names. Factors that increase the activity levels processing of sensory inputs and to facilitate the encoding
of active representations such as repetition should also give of new memories [5,21,28,32]. Hasselmo and co-workers
rise to more perseverations because it will be more difficult [25–27,29] have attempted to explain these cognitive-level
for input to override enhanced persistent activity. Consistent functions in the context of a neural network model of
with this prediction, E.B. produced more perseverations the cortex that incorporates the cellular actions of acetyl-
following within-block repetition of the same stimuli. Se- choline. In general, the model makes a distinction between
mantic relatedness might also be expected to influence intrinsic/feedback and afferent cortical projections. Intrinsic
perseverations because persistently active representations projections arise from within a given cortical region and
can receive an additional boost from semantically related terminate in the same region. Afferent projections arise
stimuli, increasing the chance that they will inappropriately from outside a cortical region and pass information along
elicit perseverative responses. While we found little evi- in a bottom-up fashion from cortical regions involved in
dence for such an influence in our experiments, this is not earlier sensory processing. Feedback projections then send
necessarily inconsistent with priming accounts of persever- information back toward more sensory regions. Acetyl-
ation. As mentioned above, if E.B.’s damage did not deaf- choline largely suppresses transmitter release at intrinsic
ferent input to semantic processing but instead deafferented and feedback projections while simultaneously making
a post-semantic processing locus, one would not necessar- cortical cells more responsive to excitatory inputs and en-
ily expect to observe an effect of semantic relatedness on hancing synaptic plasticity effects. This leads to a dynamic
perseveration. Persistent activity at the level of semantic in cortical processing in which feedforward sensory inputs
processing might be overridden in a normal fashion. play a stronger role in determining the activity of neurons in
However, current priming theories of perseveration failed a cortical region. It also helps to reduce interference across
to predict other features of E.B.’s perseverative behavior. In stimuli in learning by preventing different neural represen-
contrast to the results of Santo Pietro and Rigrodsky [64], we tations from becoming co-activated via intrinsic/feedback
found no evidence for an effect of presentation rate on the projections and associated through synaptic plasticity.
number of perseverations that E.B. produced. We did find When levels of acetylcholine are low, intrinsic/feedback
evidence that perseverations became less likely as the num- projections are no longer strongly suppressed. Cells are
ber of intervening trials increased, although this trend did somewhat less excitable overall, although intrinsic/feedback
not interact with presentation rate. We also found evidence inputs contribute proportionately more to the activity that
1944 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947

they do exhibit. As a result, synaptic modification will tion rate because the changes depend on the stimulus pro-
greater reflect the associations mediated by these recurrent cessing that occurs with each trial rather than on time, per se.
intrinsic/feedback fiber synapses. This situation may be Similar effects have been observed in list-learning contexts
problematic if multiple neural representations are active si- in which greater active rehearsal of stimuli during spaced
multaneously because spurious associations may be formed practice can potentially aid performance [16]. We view the
via the intrinsic/feedback projections, potentially corrupt- alternative possibility of active rehearsal during long RSIs
ing representations in the long term (see [25] for a detailed as unlikely in the current context because it would require a
discussion). great deal of effort and would not benefit E.B.’s performance
These neural mechanisms appear promising in explaining in the naming task.
both general and detailed aspects of E.B.’s perseverative be- It is important to point out that while we have focused
havior. Under a cholinergic deficit, the normal suppression discussion on how cholinergic deficits (or deafferentation)
of intrinsic and feedback projections is removed and cells are might account for E.B.’s recurrent perseverations, signif-
somewhat less excitable overall. One potential impact of this icant effects in omissions and other errors were also ob-
is that neural activity will sustain itself for longer through served. Although these errors did not always change along
the undamped intrinsic/feedback projections. This will re- with perseverations, it is possible that the mechanisms
quire that new stimuli override persistent activity at even that underlie the different error types are partially shared.
longer delays. Perseverations will be more likely, particu- For example, one might view an omission as reflecting an
larly to stimuli with low frequency names, because afferent elicited pattern of neural activity that is too different from
input contributes proportionately less to processing, making any known state to support a response (see [56] for a similar
it harder to override sustained activity. Many of these perse- view). Under a cholinergic deficit, sensory input might par-
verations will occur consecutively after previous responses tially overcome persistent activity, yielding a novel pattern
because representations are simply remaining active. Indeed, of activity that either produces no response (an omission)
these responses make up half of all of E.B.’s perseverations. or a response blend (a neologism or other error). Activity
Another potential impact of a cholinergic deficit is that patterns that are distorted by neurological damage may also
normal learning mechanisms that are mediated by synaptic be close enough to a known pattern to generate a simi-
plasticity will be somewhat disrupted. While plasticity ef- lar, yet incorrect response (other errors such as semantic,
fects will be reduced overall when acetylcholine levels are phonological or visual). Future studies will need to evaluate
diminished, some degree of synaptic modification will occur the relationship between different error types more explic-
at excitatory projections each time a stimulus is presented, itly across a range of stimulus factors and with a variety of
influencing processing on a longer time scale. When a stim- patients who either perseverate or do not.
ulus is repeated as in our experiments with E.B., persevera- It is also important to point out that the cholinergic
tions can become more likely because intrinsic and feedback deficit hypothesis of recurrent perseveration is not irrecon-
connections will be strengthened with each repetition. This cilable with priming theories of perseveration. Indeed, the
will lead activity to sustain itself more effectively, making explanatory principles involved are essentially the same,
it more difficult for afferent sensory input to override it. As namely residual activity, longer-term learning, and dimin-
sensory inputs arrive and start to override sustained activity, ished sensory input. However, it does introduce important
inappropriate associations between different co-activated biologically-based constraints on the form that processing
neural representations may also be formed though synap- and learning take, constraints not present in current prim-
tic plasticity because intrinsic/feedback connections are no ing theories. While we view this approach as promising in
longer suppressed. When a stimulus activates one of these accounting for E.B.’s perseverative behavior, particularly
neural representations again at a later time, activity may in its ability to address puzzling aspects such as the high
inappropriately re-activate the associated representation number of unrelated and delayed perseverations, much
through the intrinsic/feedback connections. This could help work remains to be done. Other patients who exhibit recur-
to explain E.B.’s delayed perseverations, as well as the rent perseverations need to be tested with these and other
phenomenon revealed by Error Analysis 2 showing that de- stimulus factors in order to establish better generality of the
layed perseverations reflect the earlier sequential proximity findings. Further studies are also needed in order to estab-
of targets and responses. Finally, the finding in Error Anal- lish stronger links between particular neurochemical deficits
ysis 3 that delayed perseverations become less likely with and changes in the incidence of perseverations, as well as
more intervening trials might reflect an interference effect changes in the magnitudes of priming effects. Along these
in synaptic modification and learning. While repeating the lines, it is interesting to note that norepinephrine and acetyl-
same stimulus or sequence of stimuli may lead to similar choline have similar cellular actions (see [26] for a review).
synaptic changes for each repetition, processing different Noradrenergic and cholinergic deficits might, therefore, be
stimuli on each trial may reverse or overwrite these changes expected to elicit similar behavioral consequences. Given
to a certain extent. Such interference effects are well-known the complexity of the data and candidate mechanisms, it will
in distributed neural network models of learning [39,41]. also be important to explore these issues more thoroughly
These effects would not necessarily interact with presenta- in the context of explicit computational models.
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1945

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