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Received 18 June 2001; received in revised form 30 April 2002; accepted 30 April 2002
Abstract
Aphasic individuals often inappropriately and unintentionally repeat recent responses, errors termed recurrent perseverations. In a series
of picture naming experiments, we investigated the impact of manipulating stimulus factors on the number of perseverations produced
by an aphasic patient (E.B.) with markedly impaired naming skills. E.B. produced significantly more perseverations to pictures with low
frequency names and following stimulus repetition. In contrast, semantic relatedness and presentation rate failed to influence perseveration.
Our results are considered in the context of theories that relate recurrent perseverations to intact priming mechanisms [Brain 121 (1998)
1641; Aphasiology 12 (1998) 319; J. Exp. Psychol. Learn. Mem. Cogn. 19 (1993) 243]. We conclude that these theories can correctly
predict some but not all aspects of E.B.’s perseverations. In particular, they failed to predict that: (1) perseverations often appeared to reflect
the earlier sequential proximity of stimuli and responses; and (2) perseverations became less likely as more experimental trials intervened,
a trend that did not interact with presentation rate. We review evidence relating recurrent perseverations to neuromodulatory deficits and
we conclude that a theory of the functional role of neuromodulation in the cerebral cortex proposed by Hasselmo [Neural Netw. 7 (1994)
13] is capable of accounting for all aspects of E.B.’s perseverative behavior.
© 2002 Elsevier Science Ltd. All rights reserved.
Keywords: Acetylcholine; Dysphasia; Naming; Neuromodulation; Perseverations; Priming
0028-3932/02/$ – see front matter © 2002 Elsevier Science Ltd. All rights reserved.
PII: S 0 0 2 8 - 3 9 3 2 ( 0 2 ) 0 0 0 6 7 - 2
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1931
or no delay [12]. Recurrent perseverations may be on whole a fast presentation rate was used compared to a slower rate
words, part words or even parts of drawings, sometimes (response–stimulus interval (RSI) of 1 s versus 10 s). A few
occurring as a blend of a previous response and the current researchers have suggested that perseverations often share
target [1,6,12,53,64,65]. Individual aphasic patients may a phonological or semantic relationship with the stimuli
perseverate on more than one task, although some patients that elicit them [1,37,65]. However, an obvious relationship
appear to perseverate only on certain tasks [12,14,53]. For does not always exist. In the only study to date that has
these patients, tasks that do not elicit perseverations tend to carefully controlled for chance relationships between tar-
be those performed at or near ceiling [12,53]. gets and perseverations, Hirsh [30] demonstrated that most
Recent theories developed from psychological and neu- perseverations produced by an aphasic patient (C.J.) with
ropsychological perspectives have attempted to account for severe naming difficulties were unrelated either semanti-
the existence of recurrent perseverations by appealing to cally or phonologically to their corresponding target names.
the same mechanisms proposed to underlie priming effects Nevertheless, it was of interest that when all of the target
in normal subjects ([12,37,73]; see also [56]). One such stimuli that led to the same perseverated responses were
theory, proposed by Cohen and Dehaene [12], holds that considered, these targets were likely to be semantically
cognitive representations at many processing levels com- and phonologically related. It should be noted that most
monly persist for some period of time following initial previous studies have not controlled for the chance repeti-
activation. Subsequent processing may be facilitated if an tion of responses, as appropriate methods have only been
identical or similar stimulus is presented while activity still developed recently [12].
persists, a phenomenon referred to as priming. If a different The current investigation is aimed at understanding the
stimulus is presented, the corresponding input overrides influence of stimulus factors on aphasic perseveration and
persistence through a competitive process. When brain the implications that these findings have for existing theo-
damage degrades or “deafferents” input to a certain level ries. We present the case of an aphasic patient (E.B.) who
of processing, representations persisting in activity are not was markedly impaired on naming tasks and exhibited a
always effectively overridden, resulting in perseverations. large number of verbal recurrent perseverations. In three
A related view has emerged from research aimed at iden- experiments, we manipulated stimulus factors that have
tifying the neurophysiological basis of perseverations. Sand- been shown previously to influence lexical priming effects
son and Albert [63] proposed that recurrent perseverations in normal subjects, as well as aphasic performance, and as-
result from low levels of acetylcholine. Indeed, recurrent sessed their impact on E.B.’s perseverations. This allowed
perseverations have been shown to correlate with choliner- us to examine the potential relationship between recurrent
gic deficits and drugs that mimic acetylcholine can reduce perseverations and priming effects and afforded comparison
perseverations [20,54,70]. Many studies have suggested that with other patterns of aphasic performance.
the functional role of acetylcholine in the central nervous
system is to modulate the dynamics of cortical processing
and learning, making cells more sensitive to feedforward, 2. Case report
bottom-up sensory inputs (see [26] for a review). Under
a cholinergic deficit, processing becomes “sluggish”, less E.B. is a 71-year-old, right-handed homemaker. She was
dominated by feedforward input and more dominated by admitted at the National Hospital in May 1998, with a recent
intracortical inputs. Perseverations can then result from the history of epileptic fits. A malignant left fronto-temporal
reduced ability of feedforward input to override residual ac- meningioma was diagnosed and subsequently excised in
tivity. They might also result from heightened intracortical the first week of June. Post-operatively she developed lan-
plasticity and the formation of associations between jointly guage difficulties that are described below. A follow-up
activated cortical representations. Later activation of one of post-operative MRI scan carried out at the time of the ex-
these representations could then inappropriately re-activate perimental investigation (last week of June 1998) showed
an “associated” representation (see [25] for discussion). the extent of cortical lesion (see Fig. 1).
Despite these theoretical developments, relatively few The Brodmann’s areas (BAs) unequivocally involved
studies have attempted to assess the impact of stimulus were: BAs 44, 45, 46, 10, 22 and 6. BAs 20, 38, 39 and 37
factors on recurrent perseverations. Halpern [24] studied were spared. BA 47 also appeared spared.
the influence of part of speech, level of abstraction, lexical
frequency and word length on the number of persevera-
tions produced by a mixed group of aphasics performing 3. Neuropsychological assessment
word-repetition and word-reading tasks. Only word length
was found to have a significant effect with more persever- E.B. was referred to the Neuropsychology Department
ations produced to longer target words. Santo Pietro and for assessment of her language difficulties. She was as-
Rigrodsky [64] found that in sentence completion, picture sessed on a shortened verbal scale of the WAIS-R; her
naming and word-reading tasks, aphasics produced more verbal IQ score, prorated from four subtests, was in the
perseverations to stimuli of low lexical frequency and when defective range (see Table 1).
1932 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947
Table 2
Percent correct in oral and written naming, spoken word–picture matching, reading, repetition and writing to dictation as a function of semantic category
Animals Body parts Colors Countries Objects Average
ONAME 30 60 80 10 70 50
WNAME 55 60 75 20 45 51
SWPM 100 90 100 50 100 88
READ 100 100 95 95 95 97
REP 95 100 95 100 95 97
DICT 90 100 80 100 100 94
Average 78.3 85 87.5 62.5 84.2 79.5
ONAME: Oral naming; WNAME: Written naming; SWPM: Spoken word–picture matching; READ: Reading; REP: Repetition; DICT: Writing to dictation.
individual theories do differ somewhat in how activation is been preceded by one that is related in meaning, a phe-
computed and how links or connections are modified with nomenon referred to as semantic priming [45,47,49].
experience, the similarities across theories allow us to con- If a stimulus at least partially activates semantically
sider at least two general classes of stimulus factors. Factors related representations, then processing a semantic as-
that weaken or slow processing of current stimuli should sociate shortly thereafter may be facilitated by some
give rise to more perseverations because representations that residual activity. However, if a persistently active rep-
are persistently active are less effectively overridden. Al- resentation receives an additional boost from a seman-
ternatively, factors that enhance the activity levels of active tically related current stimulus, there is also a chance
representations should also give rise to more perseverations that this representation will inappropriately generate a
because it is more difficult for input to override them. Along perseverative response [72,73]. Perseverations should
these lines, we chose to manipulate the following stimulus be more likely when stimuli are all highly related in
factors. meaning because there will be more opportunities for
a weak current stimulus to boost a semantically related
(1) Lexical frequency can be thought of as a factor that al- persistent representation.
ters the strength or speed of current stimulus process-
ing. Words that are low in frequency are less practiced While these four stimulus factors have not been manip-
and are named more slowly than high frequency words ulated in single case studies of aphasic perseveration, all
[18,48]. Frequency has also been shown to influence four have been manipulated previously in studies of aphasic
priming effects across a variety of tasks [3,52,66]. If one comprehension performance. Warrington and Cipolotti [77]
assumes that low frequency words have weaker corre- investigated the effects of varying frequency, rate, repeti-
sponding input, they should elicit a greater number of tion and semantic relatedness on the spoken word–picture
perseverations than high frequency words because it will matching performance of patients believed to suffer from
be harder for them to override persistently active repre- either refractory or degraded-store impairments. Refractory
sentations. While there has been some support for this in patients were affected by presentation rate, semantic relat-
previous studies [30,64], frequency has yet to be directly edness and repetition but not by frequency. Degraded-store
manipulated in a single case study of perseveration. patients, on the other hand, were strongly affected by lexical
(2) Presentation rate can be thought of as a factor that in- frequency but not by rate, semantic relatedness or repetition.
fluences the activity levels of persistent representations. A comparison of E.B.’s pattern of naming performance with
Passive or spontaneous decay of activation is a common these other documented patterns might yield additional in-
feature of many parallel processing theories ([12,37]; sight into the mechanisms underlying aphasic perseveration
see also [13,40,55]). As persistent activity passively and how they differ from mechanisms revealed by other
decays over time, it will eventually reach a low level. neurological conditions.
Consistent with this, greater priming effects are ob-
served after shorter delays, showing dramatic reductions 4.1. General procedures
over several seconds [23,44,46]. Perseverations should,
therefore, also be more likely under a fast presentation In all experiments, E.B. was simply required to provide
rate with shorter delays between stimuli because height- spoken names for pictures presented to her by the exper-
ened persistent activity will be more difficult to override. imenter. If she had not provided a response within 10 s,
There has also been some support for this prediction in an omission was scored and the picture was removed. The
a large group study of aphasic patients [64], but it has RSI, i.e. the period of time between the offset of her re-
yet to be tested in a more detailed single case study. sponse and the presentation of the next picture, was strictly
(3) Repetition can be thought of as another factor that in- maintained. As in other studies of aphasic perseveration,
creases the activity levels of persistent representations. naming trials were structured serially into blocks, and errors
Each time a stimulus is repeated, residual activity is were tabulated across trials [1,12,14,30,37,53,64]. Different
presumed to increase a certain amount, making it easier blocks corresponded to particular experimental conditions,
to respond the next time the same stimulus is presented. allowing effects of the stimulus factors to be assessed by
This suggestion is supported by the observation of rep- comparing error totals for the different conditions (see also
etition priming, faster identification following one or [14,24,53,64,77]). It is important to note that this basic ap-
more stimulus repetitions [52,66,71,81]. Perseverations proach differs somewhat from priming paradigms in which
should be more likely following repetition because it trials are structured into prime–probe combinations and
will be increasingly difficult to override persistently properties of the prime stimuli are varied orthogonally from
active representations. properties of their probe stimuli [45,46]. In general, the
(4) Semantic relatedness, like presentation rate and rep- application of such a paradigm would dramatically increase
etition, can be thought of as a factor that influences the number of naming trials necessary to obtain effects in
the activity levels of persistent representations. Normal a single patient because each “probe” trial on which per-
subjects are faster at processing a stimulus if it has just severations could be elicited would need to be preceded
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1935
by at least one prime stimulus. We have opted to use a straints effectively decreased the size of E.B.’s spared vo-
more standard paradigm for eliciting perseverative errors in cabulary and inflated the estimate of chance perseverations,
which each naming trial within a block serves as a potential resulting in a more conservative estimate of true persevera-
“prime” for subsequent trials and a potential “probe” for tions. Across all experiments, 16/136 perseverations (12%)
previous trials. The basic predictions of priming theories of were thrown out due to this filtering process (Note 1).
perseveration are not expected to depend critically on these
Note 1. Previous methods for estimating chance persever-
methodological differences.
ations have involved randomly scrambling the orders of
trials within blocks and comparing the actual trial-to-trial
4.2. Scoring of errors
time course of perseveration with randomized ones [12,30].
These methods implicitly require that blocks are long
4.2.1. Perseverations
enough to include a representative sampling of the response
A perseveration was scored if the current response con-
dimension being perseverated (e.g. phonemes, words, etc.),
tained at least half of a previous response and was not the
a requirement that is strongly violated in our experiments.
correct response (e.g. having responded “swan” on a previ-
The method that we have developed will yield estimates
ous trial, responding “swan” or “swat” to the picture of a cow
similar to other methods for long blocks but appears more
on the current trial). To simplify scoring, only responses re-
appropriate when shorter blocks are employed, as the other
peated within the current block of trials were counted as per-
methods will heavily overestimate the base probability of
severations, and perseverative responses that were repeated
particular responses in these circumstances.
on a single trial were counted only once. Any spontaneous
self-corrections were allowed, although the error responses
4.2.2. Omissions
were still scored and included. The number of persever-
An omission was scored if E.B. gave no response or indi-
ations was tabulated across trials for each block, and the
cated that she did not know the name of the current picture.
number for each block was further collapsed across blocks
Similarly to perseverations, the number of omissions was
that sampled the same levels of experimentally manipulated
tabulated across trials for each block in each experimental
stimulus factors. As others have pointed out previously
condition.
[12,17,30], errors might be erroneously scored as persever-
ations if patients are simply generating responses randomly
4.2.3. Other errors
from their spared vocabularies, particularly if their spared
All incorrect responses that were not perseverations or
vocabularies are small in size. To control for this possibility,
omissions were scored as other. We initially employed a
we developed a method for filtering out chance persever-
more complicated scoring system that included phonolog-
ations. Chance levels of perseveration were estimated by
ical, semantic and visual errors, as well as circumlocutions
replacing all of E.B.’s error commissions (errors other than
and neologisms. However, each of these error types turned
omissions) with new error responses randomly selected from
out to be relatively infrequent and no individual types ap-
her known vocabulary (i.e. responses that had been correctly
peared to be significantly influenced by the experimental
provided at least once throughout the course of the experi-
manipulations. For the sake of simplicity, the other clas-
ments). We considered it unlikely that E.B. would select re-
sification was adopted. The number of other errors was
sponses completely at random without some constraints due
tabulated across trials for each block in each experimental
to the target stimuli or familiarity with particular responses.
condition. In cases where E.B. spontaneously corrected
Therefore, selection of the new error responses was subject
herself, errors were still tabulated.
to both weighted frequency/familiarity and semantic cate-
gory constraints such that errors were from the same broad
superordinate semantic category as the target stimulus and 4.3. Experiment 1: frequency, presentation rate,
tended to be high in lexical frequency [8]. Chance persever- repetition and semantic relatedness
ations were tabulated in the same way as E.B.’s actual error
responses and the entire process was repeated 100 times to The aim of the first experiment was to determine if fre-
yield a stable estimate of chance. The distance or lag in tri- quency, presentation rate, repetition and semantic related-
als between each perseverative response and its most recent ness would influence E.B.’s tendency to produce recurrent
previous utterance was also recorded, as earlier studies have perseverations in picture naming. In order to assess this, we
shown the time course of perseverative phenomena to be im- modified a word–picture matching test described in detail
portant [12] (discussed later in greater detail). For each trial by Cipolotti and Warrington (Experiment 5 in [10]) and
lag in each experimental condition, the number of actual used it as a picture naming task.
perseverations was compared with its corresponding chance
estimate. If this number exceeded the 95% prediction inter- 4.3.1. Stimuli
val for the chance estimate, the actual perseverations were The stimuli consisted of colored pictures of 16 objects,
retained in the total (see [50] for discussion of prediction 16 animals and 16 foods. Each category of stimuli was di-
intervals). The application of frequency and semantic con- vided into four sets of four items. There were 12 stimulus
1936 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947
sets in total. Half of the sets contained pictures with high Frequency had a significant influence on E.B.’s naming
frequency names and the other half contained pictures with performance. Pictures with low frequency names elicited
low frequency names. Crossed with frequency and category more total errors (χ 2 (d.f. 1) = 54.28, P < 0.001), per-
was semantic relatedness. Half of the sets contained pictures severations (χ 2 (d.f. 1) = 11.16, P < 0.001), omissions
that were closely related semantically (i.e. close) and half (χ 2 (d.f. 1) = 9.13, P < 0.005) and other errors (χ 2
contained pictures that were more distantly related, with- (d.f. 1) = 5.27, P < 0.05). Rate had a significant effect
out crossing a major category boundary (i.e. distant). Thus, on total errors, with a greater number of errors under a fast
there were four types of sets for each of the three categories rate (χ 2 (d.f. 1) = 4.70, P < 0.05). However, rate had no
(i.e. close high frequency; close low frequency; distant high significant effects on individual error types. Perseverations
frequency; distant low frequency). were more than doubled following repetition, although this
effect just failed to reach significance (χ 2 (d.f. 1) = 2.8,
4.3.2. Procedure P < 0.1). Repetition did have a significant influence on
Each of the 12 stimulus sets was tested both at a fast rate other errors (χ 2 (d.f. 1) = 10.4, P < 0.01). This effect
(RSI = 1 s) and a slow rate of presentation (RSI = 15 s) in could not be attributed easily to any single standard speech
blocks. Pictures were presented individually and in a given error type (e.g. neologism, circumlocution, etc.). Semantic
block, each of the four pictures was presented twice in a relatedness failed to have significant effects on any error
pseudo-random order. The 12 sets were administered in a types. There were no significant interactions involving any
predetermined order such that fast-rate and slow-rate blocks of the variables.
alternated. Successive blocks differed in category, frequency
and semantic relatedness. 4.3.4. Comments
Consistent with the results of the group study conducted
4.3.3. Results by Santo Pietro and Rigrodsky [64], E.B. was more likely to
The incidence of each error type and the correspond- produce perseverations and other errors when the picture to
ing percentage of total error are presented for each factor be named had a low frequency name. However, in contrast to
individually in Table 3. Comparisons for each error type their results, rate did not significantly affect perseverations,
were carried out by computing a χ 2 statistic using the total influencing instead total errors with a slight trend for more
number of trials that contained a particular error type and omissions at a fast rate. This raises the possibility that not all
the total number of trials that did not contain the error type, aphasics who perseverate are similarly affected by presenta-
yet afforded an opportunity to make one (Note 2). This al- tion rate. Repetition and semantic relatedness also failed to
lowed us to detect changes in error number across different have significant effects on perseveration, although there was
experimental conditions while normalizing for differences a trend for more perseverations following repetition. The
in opportunities to make those errors. We chose this over failure to observe these effects led us to conduct a second ex-
an approach using percentage of total error because such periment (consideration of the effects of stimulus factors on
an approach would implicitly assume independence of the omissions and other errors will be deferred until Section 6).
mechanisms that produce different error types.
Note 2. It is important to mention that the independence 4.4. Experiment 2: presentation rate, repetition and
assumption of the χ 2 -test may not be strictly satisfied here. semantic relatedness
While this assumption is often relaxed in analyses of aphasic
errors [12,67,78,79], we have verified the results for perse- In Experiment 1, rate, repetition and semantic relatedness
verations and total errors in each experiment with repeated did not have significant effects on E.B.’s perseverations.
measures ANOVAs calculated over the number of errors Experiment 2 aimed to replicate and extend these results
elicited per experimental block. Moreover, results that are using a different set of items. A word–picture matching test
highly significant or that replicate across experiments are of common household objects was modified and used as a
unlikely to be strongly undermined by this issue. picture naming task.
Table 3
Experiment 1: the effect of frequency, presentation rate, repetition and semantic relatedness on number of errors
Frequency Rate (RSI) Repetition Semantic relatedness
Perseverations 7 (25) 25 (32) <0.001 19 (32) 13 (29) NS 9 (19) 23 (43) <0.1 17 (31) 15 (30) NS
Omissions 11 (39) 29 (38) <0.005 25 (42) 15 (33) NS 16 (33) 24 (45) NS 22 (40) 18 (36) NS
Other 10 (36) 23 (30) <0.05 16 (27) 17 (38) NS 23 (48) 6 (11) <0.01 16 (29) 17 (34) NS
Total errors 28 77 <0.001 60 45 <0.05 48 53 NS 55 50 NS
The values given in parentheses are percentage of total.
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1937
Table 4
Experiment 2: the effect of presentation rate, repetition and semantic relatedness on number of errors
Rate (RSI) Repetition Semantic relatedness
Fig. 2. Experiments 1 and 2: number of times a perseverative response in the second half of each block was given near the same target stimulus in the
first half of each block. The distance in number of trials between the earlier target and response is given on the abscissa; negative distances indicate that
the response occurred before the target stimulus. Control estimates showing the target–response distances for randomly scrambled trial orders (all trials,
as well as correct only) are provided for comparison.
target–response distance based on variability present in the ation) was significantly greater than the control estimates
scrambled trial orders. If the actual number of responses based on randomly scrambling the order of all trials in the
given at a certain distance was outside of the control range, first half of the block (Experiment 1: P < 0.01; Experi-
the responses were taken to be significant at the level of the ment 2: P < 0.05). This indicated that the structure present
prediction interval (e.g. P < 0.01 indicates that the number in the temporal order of targets and responses was indeed
of responses was outside the 99% prediction interval—the non-random. A fraction of these earlier responses reflected
interval in which 99% of the control values lie). While there correct naming responses proximal to the earlier target.
were too few delayed perseverations in Experiment 3 to However, the number of perseverative responses that were
analyze, the same basic pattern was found for both Experi- provided just before or just after the same target stimulus
ments 1 and 2. Perseverative responses given in the second earlier exceeded the number explained by correct respond-
half of the block appeared to be provided at or near the same ing in both experiments (Experiment 1—target–response
target stimulus earlier, becoming less likely as responses distances of ±1 combined: P < 0.001, ±2 combined: P <
either substantially preceded or followed the earlier target. 0.005; Experiment 2—target–response distances of ±2 com-
The number of responses at a target–response distance of 0 bined: P < 0.03, ±3 combined: P < 0.1). These findings,
(i.e. the same target that later elicited the delayed persever- taken together, demonstrate that perseverations following
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1941
intervening responses were related to the initial temporal rate was not varied experimentally. The rate manipulation
proximity of target and response. The formation of rapid employed in Experiments 1 and 2 allowed us to examine
associations between stimulus and response might, there- the relationship between elapsed time, intervening trials and
fore, account for many of E.B.’s delayed and/or unrelated the persistence of perseverations more explicitly. We carried
perseverations. out a “lag” analysis similar to the ones carried out by Cohen
and Dehaene [12]. We matched each one of E.B.’s perse-
5.3. Analysis 3: the relationship between time, intervening verative responses with its most recent previous utterance
trials and the persistence of perseverative responses and then recorded the number of trials separating the two
responses (i.e. the trial lag). The distributions of trial lags
In Experiments 1 and 2, manipulating presentation rate are presented in Fig. 3 by experiment and presentation rate,
appeared to have no impact on E.B.’s perseverations. In con- along with estimates of the average number of chance perse-
trast, Santo Pietro and Rigrodsky [64] found that a group verations at each lag. As in earlier analyses, these persever-
of aphasics produced fewer perseverations at a slow rate ations represent those that had already survived the method
(RSI = 10 s versus 1 s). Unfortunately, they did not present of filtering chance perseverations described earlier.
data for individual patients. Their population may have been For both the fast and slow presentation rates in Experi-
heterogeneous with respect to the rate effect. The lack of a ments 1 and 2, perseverations were most common at short
rate effect is also interesting in the context of results reported trial lags. In fact, consecutive strings of the same response
by Cohen and Dehaene [12]. They showed that all three of were quite frequent, sometimes including as many as five
their patients were less likely to perseverate as the number or six consecutive trials and accounting for approximately
of intervening trials increased. If this decrement were due 55% of E.B.’s perseverations. Perseverations became more
to elapsed time rather than intervening trials, per se, fewer infrequent as the number of intervening trials increased,
perseverations would be expected under a slower presenta- decrementing rather continuously up to about four or five
tion rate. On the other hand, if the decrement were due to intervening trials—a pattern consistent with the results of
the processing of intervening trials, no rate effect would be Cohen and Dehaene [12]. Interestingly, this decrement was
expected. Cohen and Dehaene [12] were unable to distin- not significantly different under a slow presentation rate
guish between these two possibilities because presentation than under a fast rate (Experiment 1: χ 2 (d.f. 2) = 2.57,
Fig. 3. Experiments 1 and 2: distributions of the lag in trials between perseverations and corresponding previous responses for fast and slow rates of
presentation.
1942 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947
P < 0.3; Experiment 2: χ 2 (d.f. 3) = 2.96, P < 0.5). It perseverations or other error types in Experiments 1, 3A and
is important to note that with respect to actual time, the 3B. Moreover, there was little evidence that perseverative re-
decrement is occurring at very different time courses for sponses shared a semantic relationship with the targets that
the two rate conditions due to the large difference in RSIs elicited them. While there was a significant interaction be-
used. For example, a perseveration in the fast condition that tween rate and semantic relatedness in total errors in Exper-
occurred after two intervening trials would be produced iment 2, the weight of the evidence suggests that semantic
roughly 12 s after its corresponding previous utterance (as- relatedness was not a critical factor mediating E.B.’s poor
suming an average naming latency of 3 s, consistent with naming performance.
our informal observations of E.B.’s naming times). A per- All of the stimulus factors used in the above experi-
severation following the same number of trials in the slow ments have been manipulated previously with other aphasic
condition of Experiment 1 would be produced after roughly patients. Patients proposed to suffer from refractory impair-
54 s. The fact that the trial lag distributions are not very ments perform poorly in a spoken word–picture matching
different across rate conditions for both Experiments 1 and task under conditions of fast presentation rate and repeated
2 suggests that the variable mediating the decrement is the stimuli, while their performance is relatively unaffected
number of intervening trials rather than time. by lexical frequency ([10,77]; see also [78,79]). Patients
proposed to suffer from damage directly to semantic rep-
resentations (i.e. a degraded-store impairment) exhibit a
6. General discussion contrasting pattern of effects in that they are unaffected
by rate, they perform consistently across repetitions, but
We investigated the residual naming abilities of an apha- they have particular difficulty identifying stimuli with low
sic patient (E.B.) who suffered from a marked anomia. E.B. frequency names [11,74,77,80]. Both patient groups suffer
produced many recurrent perseverations and omissions in from semantic impairments and are affected by the semantic
both oral and written naming of pictures with high fre- relatedness of distractors (see [59,69,77] for further discus-
quency names. Her comprehension, reading, writing and sion). Although the main focus of this investigation was
repetition abilities were relatively preserved, indicating that to examine the effects of manipulating stimulus factors on
her naming deficit was most likely due to damage affecting a E.B.’s perseverations, her overall naming performance as
post-semantic processing level, yet prior to the level of mo- reflected by total errors can be compared with the identifi-
tor planning and articulation of a phonemic or a graphemic cation performance of these other patients. Similarly to the
sequence. This is consistent with the anatomical evidence refractory patients, E.B. performed worse with a fast rate
available from the post-operative MRI scan (Fig. 1). Cortical and following a within-block repetition. However, like the
areas most selectively associated with semantic processing degraded-store patients, she was significantly affected by
did not appear to be affected by the lesion (i.e. BAs 20, lexical frequency. Despite her significant repetition effects,
28/38, 39 and 47; see [57] for a review). Instead, her lesion E.B. also tended to be consistent in which pictures she
appears to include areas that have been argued to reflect named correctly (Note 3). Unlike either patient population,
phonological processing and the willful generation of verbal E.B. was unaffected by semantic relatedness and appeared
responses to stimuli that activate many potential response to have spared comprehension abilities. The mixing of re-
options (i.e. BAs 44, 45 and 46, or Broca’s area [19,58,61]). fractory and degraded-store patterns along with marked
Results of the clinical assessment indicated that E.B.’s perseverative behavior might suggest that E.B. is suffering
perseverations were largely restricted to naming tasks. This from a substantively different type of impairment than ei-
provides further evidence for task selectivity in aphasic per- ther group of patient. E.B.’s pattern of performance also
severation (see also [12,14,53]). As in previous studies, the provides evidence that rate and repetition effects are not
tasks that elicited the fewest perseverations were also per- exhibited solely by patients with comprehension difficulties
formed near ceiling (e.g. spoken word–picture matching, (see also [38]).
reading, repetition and writing to dictation).
Note 3. Analyses identical to those carried out by Cipolotti
In three experiments, we assessed the influence of stim-
and Warrington [10,77] revealed that E.B.’s performance
ulus factors on E.B.’s perseverative tendencies. We found
across within-block repetitions was more consistent than
that perseverations were more likely for stimuli with low
expected by chance in two out of three experiments (Ex-
frequency names compared to those with high frequency
periment 1: χ 2 (d.f. 2) = 6.73, P < 0.05; Experiment 2:
names. Perseverations were also more likely following a
χ 2 (d.f. 2) = 6.31, P < 0.05; Experiments 3A and 3B
within-block stimulus repetition. While the rate of stimulus
combined: χ 2 (d.f. 2) = 1.37, P > 0.3).
presentation did have a significant influence on E.B.’s total
errors and number of omissions, it failed to influence either
the number of perseverations produced or their persistence 6.1. Relationship between priming and perseveration
across intervening trials. The within-block semantic relat-
edness of stimuli had a significant impact on perseverations Recent theoretical accounts developed from psychologi-
only in Experiment 2, failing to have a significant effect on cal and neuropsychological perspectives have suggested that
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1943
recurrent perseverations result from the same mecha- that E.B. produced many perseverations that were unrelated
nisms that give rise to priming effects in normal subjects either semantically or phonologically to their corresponding
([12,37,73]; see [56] for a similar view). For example, Co- targets, often after several intervening stimuli. When ana-
hen and Dehaene [12] have proposed a general information lyzed in more detail, we established that these persevera-
processing account that is capable of addressing a broad tions appeared to be related to the sequential proximity of
range of empirical effects associated with priming and earlier stimuli and responses. What might help to explain
perseveration. On their theory, cognitive representations these findings?
at many processing levels “persist” in activity for some
period of time following initial activation. Persistence is 6.2. Perseveration and cholinergic deficits
formulated in a general sense and may ultimately reflect
any of a variety of potential mechanisms (e.g. sustained Sandson and Albert [63] proposed that recurrent per-
activity, transient changes in links or connection strengths, severations result from cholinergic deficits and low levels
temporary changes to activation functions, etc.). In normal of acetylcholine. Consistent with this proposal, recurrent
subjects, persistence is facilitatory if an identical or similar perseverations have been shown to be correlated with low
stimulus is presented (i.e. priming). If a different stimulus cortical levels of choline acetyltransferase (ChAT) and high
is presented, the corresponding input overrides persistence numbers of senile plaques, indicating cholinergic deficits
through a competitive process. When brain damage deaffer- [20]. Drugs that mimic acetylcholine have also been shown
ents input to a certain level of processing, representations to reduce the number of perseverations elicited by patients
persisting in activity are not always effectively overridden, who are believed to suffer from cholinergic deficits (e.g.
resulting in perseverations. The format of the persevera- post-encephalitic amnesia [54]; Alzheimer’s disease [70]).
tions will then correspond to the format of the deafferented Cholinergic neurons located in subcortical nuclei of the
processing level (e.g. phonemes, words, digits, etc.). basal forebrain and brainstem send projections up to the
Several aspects of E.B.’s perseverative behavior are pre- cortex in segregated fiber bundles that diffusely innervate
dicted by this theoretical perspective. Factors that weaken different neocortical regions. The segregated nature of these
or slow the processing of a current stimulus such as reduced projections may allow for potentially selective effects of
lexical frequency should give rise to more perseverations damage due to a wide variety of pathologies and disease
because it is more difficult for weakened input to override processes [68].
persistent activity. Indeed, E.B. produced more persevera- A range of neuroscience studies has suggested that the
tions, as well as other types of errors, to pictures with low functional role of acetylcholine in the brain is to enhance the
frequency names. Factors that increase the activity levels processing of sensory inputs and to facilitate the encoding
of active representations such as repetition should also give of new memories [5,21,28,32]. Hasselmo and co-workers
rise to more perseverations because it will be more difficult [25–27,29] have attempted to explain these cognitive-level
for input to override enhanced persistent activity. Consistent functions in the context of a neural network model of
with this prediction, E.B. produced more perseverations the cortex that incorporates the cellular actions of acetyl-
following within-block repetition of the same stimuli. Se- choline. In general, the model makes a distinction between
mantic relatedness might also be expected to influence intrinsic/feedback and afferent cortical projections. Intrinsic
perseverations because persistently active representations projections arise from within a given cortical region and
can receive an additional boost from semantically related terminate in the same region. Afferent projections arise
stimuli, increasing the chance that they will inappropriately from outside a cortical region and pass information along
elicit perseverative responses. While we found little evi- in a bottom-up fashion from cortical regions involved in
dence for such an influence in our experiments, this is not earlier sensory processing. Feedback projections then send
necessarily inconsistent with priming accounts of persever- information back toward more sensory regions. Acetyl-
ation. As mentioned above, if E.B.’s damage did not deaf- choline largely suppresses transmitter release at intrinsic
ferent input to semantic processing but instead deafferented and feedback projections while simultaneously making
a post-semantic processing locus, one would not necessar- cortical cells more responsive to excitatory inputs and en-
ily expect to observe an effect of semantic relatedness on hancing synaptic plasticity effects. This leads to a dynamic
perseveration. Persistent activity at the level of semantic in cortical processing in which feedforward sensory inputs
processing might be overridden in a normal fashion. play a stronger role in determining the activity of neurons in
However, current priming theories of perseveration failed a cortical region. It also helps to reduce interference across
to predict other features of E.B.’s perseverative behavior. In stimuli in learning by preventing different neural represen-
contrast to the results of Santo Pietro and Rigrodsky [64], we tations from becoming co-activated via intrinsic/feedback
found no evidence for an effect of presentation rate on the projections and associated through synaptic plasticity.
number of perseverations that E.B. produced. We did find When levels of acetylcholine are low, intrinsic/feedback
evidence that perseverations became less likely as the num- projections are no longer strongly suppressed. Cells are
ber of intervening trials increased, although this trend did somewhat less excitable overall, although intrinsic/feedback
not interact with presentation rate. We also found evidence inputs contribute proportionately more to the activity that
1944 S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947
they do exhibit. As a result, synaptic modification will tion rate because the changes depend on the stimulus pro-
greater reflect the associations mediated by these recurrent cessing that occurs with each trial rather than on time, per se.
intrinsic/feedback fiber synapses. This situation may be Similar effects have been observed in list-learning contexts
problematic if multiple neural representations are active si- in which greater active rehearsal of stimuli during spaced
multaneously because spurious associations may be formed practice can potentially aid performance [16]. We view the
via the intrinsic/feedback projections, potentially corrupt- alternative possibility of active rehearsal during long RSIs
ing representations in the long term (see [25] for a detailed as unlikely in the current context because it would require a
discussion). great deal of effort and would not benefit E.B.’s performance
These neural mechanisms appear promising in explaining in the naming task.
both general and detailed aspects of E.B.’s perseverative be- It is important to point out that while we have focused
havior. Under a cholinergic deficit, the normal suppression discussion on how cholinergic deficits (or deafferentation)
of intrinsic and feedback projections is removed and cells are might account for E.B.’s recurrent perseverations, signif-
somewhat less excitable overall. One potential impact of this icant effects in omissions and other errors were also ob-
is that neural activity will sustain itself for longer through served. Although these errors did not always change along
the undamped intrinsic/feedback projections. This will re- with perseverations, it is possible that the mechanisms
quire that new stimuli override persistent activity at even that underlie the different error types are partially shared.
longer delays. Perseverations will be more likely, particu- For example, one might view an omission as reflecting an
larly to stimuli with low frequency names, because afferent elicited pattern of neural activity that is too different from
input contributes proportionately less to processing, making any known state to support a response (see [56] for a similar
it harder to override sustained activity. Many of these perse- view). Under a cholinergic deficit, sensory input might par-
verations will occur consecutively after previous responses tially overcome persistent activity, yielding a novel pattern
because representations are simply remaining active. Indeed, of activity that either produces no response (an omission)
these responses make up half of all of E.B.’s perseverations. or a response blend (a neologism or other error). Activity
Another potential impact of a cholinergic deficit is that patterns that are distorted by neurological damage may also
normal learning mechanisms that are mediated by synaptic be close enough to a known pattern to generate a simi-
plasticity will be somewhat disrupted. While plasticity ef- lar, yet incorrect response (other errors such as semantic,
fects will be reduced overall when acetylcholine levels are phonological or visual). Future studies will need to evaluate
diminished, some degree of synaptic modification will occur the relationship between different error types more explic-
at excitatory projections each time a stimulus is presented, itly across a range of stimulus factors and with a variety of
influencing processing on a longer time scale. When a stim- patients who either perseverate or do not.
ulus is repeated as in our experiments with E.B., persevera- It is also important to point out that the cholinergic
tions can become more likely because intrinsic and feedback deficit hypothesis of recurrent perseveration is not irrecon-
connections will be strengthened with each repetition. This cilable with priming theories of perseveration. Indeed, the
will lead activity to sustain itself more effectively, making explanatory principles involved are essentially the same,
it more difficult for afferent sensory input to override it. As namely residual activity, longer-term learning, and dimin-
sensory inputs arrive and start to override sustained activity, ished sensory input. However, it does introduce important
inappropriate associations between different co-activated biologically-based constraints on the form that processing
neural representations may also be formed though synap- and learning take, constraints not present in current prim-
tic plasticity because intrinsic/feedback connections are no ing theories. While we view this approach as promising in
longer suppressed. When a stimulus activates one of these accounting for E.B.’s perseverative behavior, particularly
neural representations again at a later time, activity may in its ability to address puzzling aspects such as the high
inappropriately re-activate the associated representation number of unrelated and delayed perseverations, much
through the intrinsic/feedback connections. This could help work remains to be done. Other patients who exhibit recur-
to explain E.B.’s delayed perseverations, as well as the rent perseverations need to be tested with these and other
phenomenon revealed by Error Analysis 2 showing that de- stimulus factors in order to establish better generality of the
layed perseverations reflect the earlier sequential proximity findings. Further studies are also needed in order to estab-
of targets and responses. Finally, the finding in Error Anal- lish stronger links between particular neurochemical deficits
ysis 3 that delayed perseverations become less likely with and changes in the incidence of perseverations, as well as
more intervening trials might reflect an interference effect changes in the magnitudes of priming effects. Along these
in synaptic modification and learning. While repeating the lines, it is interesting to note that norepinephrine and acetyl-
same stimulus or sequence of stimuli may lead to similar choline have similar cellular actions (see [26] for a review).
synaptic changes for each repetition, processing different Noradrenergic and cholinergic deficits might, therefore, be
stimuli on each trial may reverse or overwrite these changes expected to elicit similar behavioral consequences. Given
to a certain extent. Such interference effects are well-known the complexity of the data and candidate mechanisms, it will
in distributed neural network models of learning [39,41]. also be important to explore these issues more thoroughly
These effects would not necessarily interact with presenta- in the context of explicit computational models.
S.J. Gotts et al. / Neuropsychologia 40 (2002) 1930–1947 1945
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