QUESTION: TRUE OR FALSE (2 pts each)

TRUE OR FALSE

1. Registration is a corporation, corporate entity or income venture that are

demonstrated by a diploma, agreement or instrument

ANSWER: FALSE / SECURITIES

2. Requirement of Registration of Securities is distributed inside the

Philippines except if an authorization statement has been submitted and
approved by the Commission

Answer: TRUE

IDENTIFICATION

3. ______ issued by a recipient or trustee in liquidation that have been

officially approved by the appropriate arbitrator body

ANSWER: Diplomas/ Diploma

4. Every issuer who meets the requirements in _______ of this section must
file with the Commission

Asnwer: Subsection 17.2

MULTIPLE CHOICE

1. It is the shareholders of the company, ability to participate, or

involvement in a corporation, or income venture that are demonstrated by
a diplomas

A. Diploma
B. Securities
C. Mandate
D. Corporation

2, Registration is requires under ______ shall not be applicable to any security

sold in some of the following transactions
A. Subsection 10.1
B. Subsection 8.2
C. Subsection 7.5
D. Subsection 6.3