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SYMPOSIUM: CEREBRAL PALSY

Augmentative and alternative its broadest sense, the term AAC refers to any mode or channel of
communication that supports speech and/or writing, including

communication for children intrinsic modalities such as gesture, and formal systems such as
communication aids. Most commonly however, AAC is used to

with cerebral palsy refer to formal systems (signing and/or communication aids) that
are explicitly introduced and taught. In this paper, the term AAC
will be used in this latter sense. Importantly however, AAC
Michael Clarke
intervention cannot be considered in isolation from the full range
Katie Price of communication methods used by children with CP. Conse-
quently, the term total communication is a helpful one that can
be used to capture the diversity of communication resources used
by such children.
Abstract This review outlines the broad categories of AAC systems and
Children with cerebral palsy (CP) can experience a range of significant
tools available to children with CP as part of a total communica-
speech, language and communication difficulties. Those children with little
tion approach, and principles of AAC assessment and interven-
or no intelligible speech can benefit from the provision of augmentative
tion. The review focuses on support for face-to-face interactions
and alternative communication (AAC) systems. AAC approaches include
involving children for whom speech is not a useful communica-
training in the use of manual signs and/or symbol systems, as part of
tion resource in the short or long term. This includes how children
a ‘total communication’ approach, whereby all possible communicative
for whom AAC may support the understanding of language as
modalities are considered as potentially useful. For children with severe
well as expressive communication.
motor impairment where the potential for signing is limited, intervention
typically focuses on supporting symbol use organized on high-tech and
low-tech communication aids. This review describes the categories of Types of AAC: signs and symbols
AAC systems available to children with CP, and outlines AAC assessment
Typically, AAC is classified as manual signs and symbols.
and intervention principles, drawing on the World Health Organisation’s
Manual signs refer to prescribed systems of hand shapes and
International Classification of Function, Disability and Health for Children
movements, body positioning, and facial expression, to include
and Youth (ICF-CY). Given the complex health, motor, sensory, learning
formal sign languages as used by people with hearing loss.
and communication needs of children with CP, AAC related assessment
Depending on the severity of motor impairment, children with
and intervention requires a multi-disciplinary perspective.
CP can be precluded from the use of signing as an effective mode
of communication, although they may still use a range of
Keywords augmentative and alternative communication; AAC; cerebral approximated signs in corporation with other communicative
palsy; children; children with disability; communication; communication
modalities. More typically, intervention with children with
aids; communication disorders; disability and health; dysarthria;
severe motor impairment aims to establish the use of symbols to
international classification of function
support communication.
Symbols refer to graphic or object representations of
language. Examples of symbols used by children with CP include
pictures and photographs, with orthography representing the
Introduction most advanced graphic symbol system. By selecting and signal-
Children with a clinical description of cerebral palsy (CP) who ling their choice of symbol children are able to communicate
have little or no functional speech, and who may have a poor meaning to their communication partner(s). Children who have
prognosis for speech development, face significant barriers to yet to develop literacy, or who experience difficulty in this area,
communication with others. Such children are heavily reliant on are provided with picture and/or photo-based symbol sets or
the use of communication modalities such as unintelligible systems. A symbol set is a vocabulary or glossary of language
vocalizations and kinesic resources (e.g. gestures, facial expres- terms represented in graphic form. Symbol systems tend to be
sion, use of eye gaze) in their interactions with others. However, more complex and have their own structural rules where, for
use of these modalities alone provides only limited opportunities example, different combinations of symbols or symbol elements
for self-expression. Consequently, children may also be intro- can be linked to generate ‘grammatical’ language units.
duced to formal augmentative and alternative communication Children with profound learning disabilities who have not
(AAC) systems such as sign systems and communication aids. In developed understanding of the symbolic nature of graphic
symbols may be supported in their understanding of language
and their expressive communication through the use of tangible
Michael Clarke PhD MRCSLT is a lecturer in speech and language sciences objects of reference in frequently occurring everyday activities.
in the Developmental Science Department at University College Symbols are organized on high-tech and low-tech communica-
London, London, UK. Conflict of interest: none. tion aids. High-tech communication aids are electronic devices
that produce spoken voice. These can be PC-based or dedicated
Katie Price MA MRCSLT is a Senior Specialist Speech and Language communication aids also known as speech generating devices
Therapist in the Communication, Learning and Technology (CLT) (SGD) or voice output communication aids (VOCAs). Professor
Service, Great Ormond Street Hospital for Children NHS Trust, London, Steven Hawking is an example of a successful adult user of high-
UK. Conflict of interest: none. tech AAC. In recent years, there has been a growing trend for the

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SYMPOSIUM: CEREBRAL PALSY

use of communication aid software on everyday portable devices themselves in conventional ways (e.g. children with significant
such as mobile phones, portable games consoles, and hand-held learning disabilities). AAC systems and tools for these children
tablet computers. It is possible that children and young people aim to support best possible communication throughout life.
may view such mainstream and apparently ‘desirable’ devices as
more acceptable than other systems, for example in relation to Theoretical issues
their self-image. For an extensive and independent search and
Children with CP are known to experience a diverse range of
comparison website for high-tech AAC systems the reader is
neurodevelopmental impairments that co-occur with their
directed to: www.speechbubble.org.uk. Low-/light-tech systems
primary physical disability including cognitive, sensory, behav-
are paper-based books or charts of pictures, photographs, symbols
ioural and communication impairments. In addition, for children
and words. The introduction of light-tech systems is a common
with severe motor impairment who are unable to produce
starting point for exploring AAC intervention with children,
intelligible speech, the course of development is likely to differ
families and schools. Despite the provision of high-tech aids,
from children with CP who have intelligible speech, and non-
children will need to maintain and develop a low-tech system, to
disabled children, both as a consequence of neurological differ-
ensure availability of a communication system at all times.
ences in the maturing brain, and the impact of intrinsic impair-
ments on interaction with their caregivers, peers, teachers etc.
Prevalence
To date, practitioners lack conceptual models of communi-
Reported prevalence figures for the proportion of children with cation development to guide intervention decision making for
communication disabilities related to CP vary, and there is children with motor impairment who rely on total communica-
currently a lack of knowledge about AAC provision specifically tion strategies and tools including AAC. Consequently, inter-
for this population. Some general guidance is available from vention practice has drawn on methods and findings from
published work. For example, the 2009 Report of the Australian a range of disciplines including developmental psychology and
Cerebral Palsy Register states that at the age of 5, 35% of children linguistics. It has been suggested that the application of models
with CP had some speech impairment, with 24% described as of typical development in guiding intervention practice may be
non-verbal. Also, in a recent whole population study of 152 relevant for very young children with CP with cognitive and
Icelandic children with CP, 84% were reported to communicate receptive language abilities commensurate with non-disabled
verbally, and 16% of children were described as non-verbal. children. However, the use of models of typical development
Twenty-one children were understood to use AAC methods, may become increasingly questionable when applied to older
most typically signing and gesture. No children were reported to children and children with more uneven profiles of cognitive and
use high-tech AAC systems. In England, the Office of the receptive language ability typical of the population of children
Communication Champion report estimates that 0.05% of chil- with CP.
dren and young people (with CP and other conditions) are likely
to benefit from high-tech AAC. International Classification of Function, Disability and Health
In recent years the World Health Organization’s International
Functional communication groups Classification of Function, Disability and Health (ICF), and the
later adaptation for children and youth (ICF-CY), have grown
Given that the population of children with CP is heterogeneous, increasingly influential in AAC assessment and intervention
consideration of the functional aims of AAC provision can prove practice. The ICF-CY provides a basis for reporting sociological,
informative to decision making. Three broad groups have been psychological and biological aspects of health and health-related
proposed: functioning. The model describes theoretical relationships
between body structures and functions (e.g. mobility, sensory
Expressive language group: these children experience a marked abilities), personal factors (e.g. age, gender), environmental
difference between their ability to understand language and their factors (e.g. attitudinal environment, provision of assistive
ability to express themselves because they lack intelligible technology), and activity/participation (e.g. communication
speech. These children are likely to use AAC systems and tools as and interpersonal interactions). While there is discussion in the
part of a total communication repertoire throughout their lives. literature concerning the ways in which concepts like activity
and participation may be differentiated and measured,
Supportive language group: these children may be provided practitioners can usefully draw on the ICF-CY framework to
with AAC intervention to maintain and develop communication support structured clinical reasoning that recognizes the poten-
skills in the relatively short term, with the expectation that tial impact multiple inter-related factors on AAC intervention.
speech intelligibility will respond positively to intervention and
maturation. Alternatively, children in this group may only aim to
Assessment
use AAC systems in specific interactional contexts where their
use of speech is not effective. For example, such children may For most children, AAC use takes significant time and effort to
not be expected to use AAC with familiar adults or friends who master, and requires a combination of motor, sensory, learning, and
have ‘tuned into’ their partially intelligible speech, but may find communicative skills, which the practitioner will need to consider.
AAC useful when interacting with less familiar people. Given the complex health, motor, sensory, learning and commu-
nication needs of these children, AAC related assessment requires
Alternative language group: children in this group experience a multi-disciplinary perspective. Aspects of assessment of children
significant difficulties in understanding language and expressing with CP who have little or no functional speech are outlined here.

PAEDIATRICS AND CHILD HEALTH 22:9 368 Ó 2012 Elsevier Ltd. All rights reserved.
SYMPOSIUM: CEREBRAL PALSY

Body structure and function AAC tools may be achieved through any reliable and repeatable
physical movement that may be used to activate one or more
Oro-motor examination
switches. Navigation through various options and the selection
Range, speed, consistency, accuracy, strength and steadiness
of vocabulary items may be conducted manually, with each new
(rhythmic, arrhythmic, tremor) of oro-motor function will be
activation of the switch highlighting a new option until the
assessed. This will involve observation of voluntary movements
desired target is reached. Alternatively, the device may auto-
of the articulators (lips, tongue, and mandible); examination of
matically scan through various options which may be selected by
the oral cavity, and neurological assessment of oral reflexes.
switch activation. Therefore, automatic switch scanning proce-
Children may be asked to produce movements related to
dures reduce the number of switch activations required to access
single muscle groups, or sequences of movement involving
the device, but the time required to access vocabulary may be
multiple muscle groups. Assessment will also consider respira-
increased.
tion, phonation (ability to produce voice), resonance (e.g. hypo/
hyper nasality), and prosody. For children with CP, assessment Cognitive ability and language understanding
of the child’s subsystems for speech (respiration, phonation, Attention, memory, and executive functions (e.g. cognitive skills
resonance, articulation) will require the child to adopt physical to plan, prioritize, and organize mental activities), have been
positioning that best supports controlled respiration and phona- identified as important aspects of cognitive functioning to
tion. Assessment protocols are available, such as the Diagnostic examine in children with CP; both to develop a general profile of
Evaluation of Articulation and Phonology or informal structured cognitive functioning, and specifically in relation to decision
observation may be preferred. Assessment of speech intelligi- making concerning AAC options. Assessment of cognitive ability
bility, may be informal and subjective (e.g. recording the in children with complex motor disorders can be difficult.
proportion of speech that is understood), or more usefully will However, if professionals and parents are confident that they
involve objective measurement using published procedures such have established a clear understanding of the child’s preferred
as the Children’s Speech Intelligibility Measure. purposeful and repeatable selection method (e.g. fist pointing)
Although oral motor behaviours for feeding such as chewing then assessment can be informative. Children who are unable to
and swallowing share neuroanatomic structures with speech, use gross motor movements to indicate choice, are reliant on
they are understood to develop under separate neural control. their use of gaze as a selection method. The term eye-pointing is
A description of such assessment falls outside the scope of this often used to describe the use of gaze to indicate choice.
paper. However, caution is required in attributing children’s looking
behaviours as eye-pointing. In assessment, direct fixation on an
Sensory functions item from an array may indeed be a signal that the child has
The majority of symbol-based AAC systems require a degree of made a selection. Alternatively, they may simply be looking at
functional visual skill. Therefore, knowledge of acuity, in partic- the item because it is interesting to them. Arguably, the most
ular near vision, and visual fields, will inform decision making. unambiguous realization of eye-pointing occurs when the child
Effective functional gaze control is also critical for children looks between the assessor and the selected item (or vice versa).
provided with AAC. For most children, AAC symbol displays are
first accessed by directing gaze toward and scanning the symbol Environmental factors
array. In identifying a target symbol, children are required to fix
gaze, to disengage and transfer gaze, and to search and selectively The ICF-CY taxonomy documents a host of environmental factors
attend to specific items. Children without recognized deficits that are of potential influence for AAC assessment and inter-
affecting use of gaze, such as oculomotor dyspraxia, routinely vention. Of particular relevance in the context of AAC provision
require careful assessment of functional gaze control. While to children with CP are factors relating to the family and school.
deceptively simple, failing to appreciate the extent of performance Parents and carers of children with disabilities can experience
of this core skill set will significantly hamper the development of heightened levels of stress and periods of difficulty coping.
carefully focused, and individualized intervention. Gaining insight into current parental stress and adjustment will
For children with significant visual deficits, auditory scanning influence the extent to which it may be appropriate to discuss
techniques are used, whereby vocabulary items are spoken AAC options, for example, in cases where the introduction of
allowed either automatically by a high-tech aid, or by AAC is linked with poor prognosis for the use of natural speech.
a supportive communication partner, and chosen items are It has long been recognized that the effect of AAC provision is
selected by the child using a recognized purposeful movement or influenced by parental and professional attitude towards AAC.
vocalization. For instance, parents’ experience of, and attitude toward, tech-
nology in general may influence discussion concerning the
Motor ability introduction of high-tech AAC, with parents who lack confidence
Assessment of motor ability will influence decision making with technologies possibly, unintentionally, limiting the potential
concerning methods of access to high- and low-tech AAC impact of high-tech devices.
systems. In general, access can be direct or indirect. Direct access Although the use of AAC tools has the potential to provide
to AAC systems includes strategies such as direct activation of a voice to children who might otherwise lack opportunities to
a touch screen using a finger or knuckle, for example, or using express themselves, interpersonal interaction involving the use
a pointing device such as a light source. In recent years the use of of AAC systems can vary in particular ways from conversation
eye-tracking technologies has made available eye control of between natural speakers. For example, conversations between
technologies as a direct selection technique. Indirect access to non-speaking children with CP and adults and their peers are

PAEDIATRICS AND CHILD HEALTH 22:9 369 Ó 2012 Elsevier Ltd. All rights reserved.
SYMPOSIUM: CEREBRAL PALSY

commonly characterized by distinct patterns of turn-taking participation will illuminate the relative importance that children
whereby naturally speaking participants take the role of initi- and young people themselves ascribe to aspects of participation
ator of conversational interactions, typically asking multiple and use of AAC tools. Establishing a profile of participation will
yes/no questions to which the answer is often already known. support families and practitioners in identifying potential inter-
Children with CP are often seen to adopt a respondent’s role, vention goals with strong ecological validity.
predominantly responding to their partners’ yes/no questions
with relatively simple affirmations or rejections/denials. Such Intervention
contributions are typically communicated non-verbally without
recourse to AAC use. While the use of questions by natural The provision of AAC to children is not an end in itself. Rather,
speakers can be an effective communicative strategy, concerns AAC provision is one aspect of broader intervention practice
are raised that the extensive use of this technique by these aimed at supporting and developing the child’s total communi-
children’s communication partners can have a detrimental effect cation repertoire. Intervention may take varied courses at any
on opportunities for children to develop language and self- one time given the relative significance of multiple factors that
expression, leading to long-term problems with isolation and can influence AAC related support: these factors will include
mental health. Assessment will therefore want to document child characteristics, environmental and participation related
commonly observed patterns of interaction between children factors, family and child motivations and preferences, and the
with CP and their peers, parents and professionals. perspectives of the clinical care and school education teams. In
Contributions to conversation that are mediated via commu- addition to supporting children to develop their skills in the
nication aids are produced significantly more slowly than speech, operation and use of AAC tools and strategies alongside their
and may be relatively limited in propositional content and other intrinsic communication skills, intervention will seek to
grammatical form. Overwhelmingly, children using communi- develop the communication skills and sensitivities of these
cation aids and their co-participants in conversation are required children’s communication partners (parents, peers, educational-
to work together to actively negotiate the intended meaning of ists). As noted, interactions between children with little or no
the child’s contribution. This requires additional ‘work’ on the functional speech using AAC systems can differ from the normal
part of the natural speaker. Consequently, individuals’ attitude expectations and practices observed in interaction between
toward the child, the AAC system, and to issues concerning naturally speaking participants. Intervention with communica-
disability, can significantly affect the outcome of AAC provision, tion partners commonly aims to establish sensitivity to, and
and children’s ability to take part in conversation and interper- engagement with, the total range of communicative modalities
sonal interaction more generally. used by children with CP. Intervention with children’s commu-
nication partners will also seek to alter and develop the
Personal factors commonly observed communication strategies used by natural
speakers (e.g. excessive use of yes/no questions), which can lead
Naturally, child age and gender are important factors to consider. to impoverished communication experiences for children with
Establishing the relative correspondence between developmental CP and hence impede children’s language, communication and
and chronological age will have important implications for cognitive development.
intervention. Developmental age can be determined via a range Intervention practice may also be informed by the published
of indicators including level of the child’s language under- evidence base relevant to AAC. There are often difficulties with
standing, and non-verbal and socio-cognitive abilities, as well as interpretation; given the heterogeneity of the population, where
their preferences, interests and motivations. evidence is available, it may not reflect practitioners’ caseloads,
or participants in research may not have been suitably described.
Participation Equally, intervention aims from published studies may not
Children with CP who have complex communication needs and mirror priorities identified by children, families and profes-
are provided with AAC tools experience restrictions in their sionals. Therefore, as well as seeking out evidence relevant to
participation in everyday activities. In ICF-CY terms, participation multi-modal communication support, intervention is likely to
is referred to as “involvement in a life situation”. Practitioners benefit from evidence drawn from strategies common to a range
working with families will want to establish the child’s profile of of paediatric populations with communication difficulties. A
participation, while bearing in mind the fact that for young chil-
dren, child participation is likely to be linked closely to family
participation. A profile of participation is likely to include the
range, type and frequency of engagement in activities in commu- FURTHER READING
nity and school contexts. Assessment of participation may be Australian Cerebral Palsy Register Group. Report of the Australian cerebral
informal or use established measures such as the Children’s palsy, register birth years 1993e2003, https://secure.cpregister-aus.
Assessment of Participation and Enjoyment. Assessment will com.au; 2009.
include determining the role of assistive technologies, including Clarke MT, Newton C, Griffiths T, Price K, Lysley A, Petrides KV. Factors
AAC, in supporting participation. For example, for children with associated with the participation of children with complex communi-
severe motor impairment, AAC systems may support opportuni- cation needs. Res Dev Disabil 2011; 32: 774e80.
ties for game play (particularly if they are PC-based), and envi- Clarke MT, Wilkinson R. Interaction between children with cerebral palsy
ronmental control. Where appropriate, gaining insight into and their peers 2: understanding initiated VOCA-mediated turns.
children and young people’s subjective experience of their Augment Altern Commun 2008; 24: 3e15.

PAEDIATRICS AND CHILD HEALTH 22:9 370 Ó 2012 Elsevier Ltd. All rights reserved.
SYMPOSIUM: CEREBRAL PALSY

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King G, Law M, King S, et al. Children’s assessment of participation and communication can be compromised by motor impairment
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Murray J, Goldbart J. Cognitive and language acquisition in typical and C Children with communication difficulties face many barriers to
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31e58. C Children may benefit significantly from the provision of
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council.org/council/communication-council-papers/meeting-on-16- and tools
september-2010/: 2010. C AAC is classified into manual signs and symbols
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PAEDIATRICS AND CHILD HEALTH 22:9 371 Ó 2012 Elsevier Ltd. All rights reserved.

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