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Luciola da C. Menezes Costa PhD, Christopher G. Maher PhD, Mark J. Hancock PhD, James H. McAuley PhD,
Robert D. Herbert PhD, Leonardo O.P. Costa PhD
L
ow-back pain is a highly prevalent A recent systematic review4 summarized the Christopher G. Maher,
condition associated with work absen- prognostic factors for persistent disabling low- cmaher@georgeinstitute
.org.au
teeism, disability and large health care back pain but did not describe the clinical course.
costs; however, there is still disagreement about The only meta-analysis to investigate the clinical CMAJ 2012. DOI:10.1503
prognosis. For example, the European guidelines course of acute low-back pain was published in /cmaj.111271
for the management of low-back pain states that 2003.5 This review concluded that both pain and
90% of patients with acute low-back pain disability improve rapidly within weeks (mean
recover in six weeks.1 In contrast, some well- reduction of 58% of initial scores in the first
conducted cohort studies show a less optimistic month) and recurrences are common. A limita-
picture, providing short-term estimates of recov- tion of this review was that, although it retrieved
ery ranging from 39% to 76%.2,3 This wide range 15 studies, only 5 were cohort studies; the
of estimates of prognosis is likely explained by remaining 10 were randomized controlled trials.
differences in cohorts and definitions used to Randomized trials often have narrow inclusion
define the onset or conclusion of an episode of criteria and low rates of participation, which
low-back pain. Because very different definitions make them less suitable for inferring prognosis.
of recovery are often used, it is difficult to obtain The best design to describe the prognosis of a
pooled estimates of recovery rates. Instead, it condition is a cohort study enrolling a representa-
might be more useful to describe the clinical tive sample of incident cases (i.e., by including
course of low-back pain in terms of expected patients at a similar early point in their condi-
changes in pain or disability over time. tion).6,7 Such studies are known as inception
© 2012 Canadian Medical Association or its licensors CMAJ, August 7, 2012, 184(11) E613
Research
cohort studies. To the best of our knowledge, no weeks duration and/or (b) persistent low-back
review has yet investigated the clinical course of pain cohorts that included participants with non-
pain and disability among people with persistent specific low-back pain for more than 12 weeks
low-back pain (subacute and chronic). Thus, the but less than 12 months. For inclusion, the stud-
prognosis for people with persistent low-back ies had to report pain or disability outcomes or a
pain is still uncertain. global measure of recovery.
The aim of our study was to systematically We excluded studies that included patients with
review the clinical course of pain and disability specific diseases such as tumours, fractures, arthri-
in patients with acute and persistent low-back tis or cauda equina syndrome (but not sciatica).
pain. We included only inception cohort studies.
Our second aim was to investigate whether pain Data extraction
and disability have similar courses. For each cohort, the following summary data
were obtained: sample source, sample size,
Methods inception time, outcomes (pain, disability and
recovery rates) and duration of follow-up. Con-
Study selection tinuous outcomes (pain and disability) were con-
We searched MEDLINE, CINAHL and Embase verted to a common 0–100 scale. Recovery rates
databases from 1950 to Nov. 22, 2011, to identify were based on the definitions used in the individ-
potentially eligible studies. The search strategy ual articles. If there were insufficient data pre-
used the study population terms suggested by the sented in a study report, we contacted the
Cochrane Back Review Group together with a authors to request these data.
strategy for searching MEDLINE for prognosis We classified the study cohorts as acute low-
studies. The terms used to identify the study popu- back pain cohorts or persistent low-back pain
lation included “low-back pain,” “back pain” or cohorts. This classification was based on the
“backache.” Terms used to identify prognosis stud- mean or median duration of pain at study entry.
ies included “inception,” “survival,” “life tables,” If the cohort had a mean or median duration of
“log rank,” “prospective” and “follow-up studies.” pain at study entry of less than six weeks, it was
The complete search strategies from all databases classified as an acute low-back pain cohort. If the
are included in Appendix 1 (available at www study had mean or median duration of pain at
.cmaj.ca/lookup/suppl/doi:10.1503/cmaj.111271/- study entry for greater than or equal to six
/DC1). Additionally, we performed a comprehen- weeks, the study cohort was classified as a per-
sive examination of reference lists from eligible sistent low-back pain cohort. When means or
studies. We included only studies published in medians were not available, we used the mid-
peer-reviewed journals. There were no language or point of the range of the inclusion criteria for
geographic restrictions. pain duration. We also extracted data with regard
Two reviewers screened the titles and to prognostic factors from all cohorts. Because
abstracts of each citation (Luciola Costa and Leo of the high variability of prognostic factors
Costa). For each potentially eligible study, these investigated by each study and the different sta-
authors obtained the full article and assessed tistical approaches used, we extracted data for
whether the study fulfilled the inclusion criteria. univariate analyses only.
In cases of disagreement, a third reviewer (C.M.
or M.H.) was consulted and a decision was made Quality assessment
by consensus. We defined low-back pain as pain We rated the quality of the studies using an adap-
or discomfort localized below the costal margins tation of the methodologic criteria suggested by
and above the inferior gluteal folds, with or with- Altman.6 These criteria relate to sampling (2
out leg pain. Nonspecific low-back pain, the items), completeness of follow-up (2 items) and
most common form of low-back pain, is a classi- description of prognostic outcomes (1 item). The
fication based on the exclusion of patients with a same criteria have been used in previous system-
specific cause for their low-back pain (e.g., frac- atic reviews on the prognosis of acute low-back
ture, infection, cancer). It is sometimes called pain5 and whiplash.9
low-back pain of unknown origin.1,8
We included studies that were prospective Statistical analysis
cohort studies and that included a well-defined We conducted a meta-analysis using the pain and
inception cohort (episode inception) of partici- disability outcome data. Pain and disability were
pants with low-back pain. Specifically, we modelled as a function of time. Time was treated
included studies that had (a) acute and subacute in two ways. The first approach used the time of
low-back pain cohorts that included participants study entry as the reference time. We called this
with nonspecific low-back pain of less than 12 “inception time uncorrected.” The second
approach transformed the time data from each time as an independent variable. The reference
study by adding the mean or median inception time was considered to be day 1.
time. We called this “inception time corrected.” The regression model was used to obtain
Inception time uncorrected analyses provide pooled point and interval estimates of outcomes
prognoses that would apply at the time of study at baseline and at 6, 26 and 52 weeks. The
entry, whereas inception time corrected analyses exception was that estimates of baseline values
provide prognoses that would apply at the time were not obtained for analyses of inception time
of onset of acute or persistent low-back pain. corrected because this involved extrapolating the
We obtained pooled estimates of the time fitted curves substantially beyond the range of
course of pain and disability using linear mixed the data. To test if pain and disability had a simi-
models. The mixed models included a random lar clinical course, we combined the pain and
study-specific intercept to account for the depen- disability data and added to the model an addi-
dence of repeated observations within studies. tional covariate coded 0 for pain outcomes or 1
Each study was assigned a weight equal to the for disability outcomes.
inverse of the mean variance of the estimates
from that study. We modelled time as a continu- Results
ous variable. Both pain and disability declined
linearly with log time, so all analyses used log We screened 28 613 potentially relevant studies
Records identified
n = 28 613
Excluded
• Duplicate record n = 5 099
Excluded n = 23 216
• Not related to low back pain,
• RCTs
• Mixed population (e.g. neck and back pain)
• Ineligible designs (e.g., case-control studies,
cross-sectional studies, systematic reviews)
• Conference proceedings
Included articles
n = 43
Unique cohorts
n = 33
Figure 1: Selection of studies for inclusion in the systematic review. RCT = randomized controlled trials.
and evaluated 298 full-text articles. Of these, 43 (Figure 1). The description of the included cohorts
articles reporting 33 cohorts (11 166 participants) is presented in Table 1. Many reports contained
met all criteria and were included in the review insufficient data; we contacted the authors of 24
Onset of pain
No. of before study
Study Source of participants Area participants entry Outcomes extracted Follow-up
10
Bakker et al. General practitioner Nether- 97 < 6 wk Pain (NRS 0–10), recovery 6 mo
lands rates
Bousema et al.11 General practitioner and Nether- 124 4–7 wk Pain (VAS 0–100), 12 mo
advertisement lands disability (QBPDQ 0%–
100%), recovery rates
Breen et al.12 Two primary care trust England 75 < 12 wk Pain (NRS 0–10), disability 8 wk
localities (RMDQ 0–24)
Carey et al.13 Urban and rural primary US 1633 < 10 wk Recovery rates 2, 4, 8, 12
Sundararajan care and chiropractors, and 24 wk
et al.14 orthopedic and
neurosurgeons, and health
maintenance organization
providers
Carey et al.15 Urban and rural primary US 96 12–22 wk Disability (RMDQ 0–23), 18 mo
care and chiropractors, recovery rates
orthopedic and
neurosurgeons, health
maintenance organization
providers
Costa et al.16 Primary care practitioners Australia 406 12 wk Pain (1–6), disability (1–5), 9 and 12
(general practitioners, recovery Rates mo
physiotherapists and
chiropractors)
Coste et al.17 Primary care practitioners France 103 < 72 hr Pain (VAS 0–100); 8, 15 d and
disability (RMDQ 0–24), 1, 2 and 3
recovery rates mo
Coste et al.18 Primary care practitioners France 113 < 72 hr Pain (VAS 0–100); 8, 15 d and
or rheumatologists disability (RMDQ 0–24), 1, 2 and 3
recovery rates mo
Epping-Jordan Naval medical center US 140 6–10 wk Pain (DDS 0–20), disability 6 and 12
et al.19 (SIP 0%–100%), recovery mo
Shaw et al.20 rates
Wahlgren et al.21
Williams et al.22
Faber et al.23 General practitioners and Nether- 103 3–12 wk None 3 and 6 mo
occupational health lands
physicians
Ferguson Primary and urgent care US 32 < 4 wk Pain (0–5), disability (VAS 2, 4, 6, 8,
et al.24,25 facilities 0–150), recovery rates 10 wk and
6 mo
Gatchel et al.26,27 Industrial medicine clinic US 421 < 6 wk None 6 and 12
and orthopedic practices mo
Grotle et al.2,28 Primary health care Norway 123 < 3 wk Pain (NRS 0–10), disability 1, 2, 3 and
providers (RMDQ 0–24), recovery 4 wk and 3,
rates. 6, 9 and 12
mo
Gurcay et al.29 Tertiary care referral Turkey 99 < 3 wk Recovery rates 1, 2, 4, 8
hospital and 12 wk
Hasenbring General or orthopedic Germany 177 < 12 wk Pain (NRS 0–10), disability 6 mo
et al.30 practitioners (PDI 0–10)
Continued
studies2,3,11-23,26-35,37-39,42-44,46,49 and received additional cient definition of the sample: 17 (51.5%) studies
data for 18 cohorts.2,3,11–19,21,22,28,30,33,35,38,39,42-44,46,49 Our explicitly described methods for assembling a
pooled analyses are based on summary data from representative sample. In total, 24 (72.7%)
24 cohorts (4994 participants). cohorts had a follow-up of at least 80%, and
87.9% of cohorts had a follow-up for at least one
Methodologic quality prognosis outcome at three months or longer
Almost all of the studies (97%) provided suffi- (Table 2).
Onset of pain
No. of before study
Study Source of participants Area participants entry Outcomes extracted Follow-up
31
Hazard et al. Vermont Department of US 166 within 11 d None 3 mo
Reid et al.32 Labor and Industry of low-back
pain
Heneweer Primary care physical Nether- 66 < 12 wk Pain (VAS 0–100), 2, 4, 8 and
et al.33 therapy centres lands Disability (QBPDQ 12 wk
0%–100%), recovery rates
Henschke et al.3 Primary care practitioners Australia 969 > 24 h but < 2 Pain (1–6), disability (1–5), 6 wk, 3 and
(general practitioners, wk recovery rates 12 mo
physiotherapists and
chiropractors)
Klenerman General practitioners England 300 < 1 wk Recovery rates 2 and 12
et al.34 mo
Koleck et al.35 General practitioner France 99 10–90 d Pain (VAS 0–10), recovery 12 mo
rates
Kovacs et al.36 Primary care centres Spain 366 < 12 wk Pain (VAS 0–10), disability 2 wk and 8
(RMDQ 0–24) wk
Lehmann Occupational physicians US 60 2–6 wk None 6 mo
et al.37
Melloh et al.38 Primary care settings New 62 < 12 wk Pain (NRS 0–100), 3, 6, 12 wk
Zealand disability (ODI 0–100), and 6 mo
recovery rates,
Poiraudeau Rheumatologist France 443 4–12 wk Pain (4-points), disability 3 mo
et al.39 (QBPDQ 0–20), recovery
rates
Reeser et al.40 Primary and tertiary care US 368 < 6 wk Disability (MODEMS 6 wk, 3 and
facilities 0–100) 12 mo
Schiottz- General practices Denmark 524 < 14 d Recovery rates 1, 6 and 12
Christensen mo
et al.41
Shaw et al.42-44 Community-based US 568 < 2 wk Pain (VAS 0–10), disability 1 and 3 mo
occupational health clinics (RMDQ 0–100)
Sieben et al.45 General practices Nether- 44 < 2 wk Disability (RMDQ 0–24) 2 wk, 3 and
lands and 12 mo
Belgium
Sieben et al.46 General practices Nether- 222 < 3 wk Pain (VAS 0–100), 3, 6 and 12
lands disability (QBPDQ 0–100) mo
Suri et al.47 Outpatient clinics US 77 < 12 wk Pain (NRS 0–10), disability 6 wk
(ODI 0–100)
Swinkels- General practitioners and Nether- 555 < 4 wk Pain (VAS 0–100), 6 wk and 6
Meewisse et al.48 physiotherapists lands disability (RMDQ 0–24) mo
Thomas et al.49 Community-based US 43 < 4 wk Pain (McGill), disability 3, 6 and 12
(RMDQ 0–24) wk
Valat et al.50 General practitioner and France 2493 < 1 wk Recovery rates 7 ± 1 wk of
rheumatologist follow-up
Note: Note: DDS = Descriptor Differential Scale, MODEMS = Musculoskeletal Outcomes Data Evaluation and Management System, NRS = Numerical Rating Scale,
ODI = Oswestry Disability Index, QBPDQ = Quebec Back Pain Disability Questionnaire, RMDQ = Roland Morris Disability Questionnaire, SIP = Sickness Impact
Profile, VAS = Visual Analogue Scale.
Clinical course of pain and disability these were acute low-back pain
Twenty-one cohorts reported pain outcomes. cohorts2,3,11,12,17,18,,24,25,28,30,36,40,42-49 and 6 were persis-
Fifteen cohorts2,3,10-12,17,18,24,25,28,30,36,42,43,44,46-49 were tent low-back pain cohorts.15,16,19,20,21,22,33,38,39 Pain
classified as acute low-back pain cohorts and and disability data are shown in Figures 2 and
six16,19–22,33,35,38,39 were persistent low-back pain 3. In the acute pain cohorts, the inception time
cohorts. Twenty-two cohorts reported disability uncorrected variance-weighted mean (95%
scores from at least one follow-up point: 16 of confidence interval [CI]) pain score (out of a
80 80
60 60
40 40
20 20
0 0
0 10 20 30 40 50 60 0 10 20 30 40 50
Time since pain onset, wk Time since study entry, wk
80 80
60 60
40 40
20 20
0 0
0 10 20 30 40 50 60 0 10 20 30 40 50
Time since pain onset, wk Time since study entry, wk
Figure 2: Course of pain in patients with acute and chronic low-back pain. Cohorts are represented by individual data points.
difference was not statistically significant (p = study (when available). A large number of poten-
0.2). However, the clinical course of pain was tial prognostic factors were tested, with demo-
more favourable than the clinical course of dis- graphic and clinical characteristics being the most
ability in the persistent pain cohorts (p = 0.002). frequently evaluated. Reporting of the strength of
association was very inconsistent among the stud-
Recovery from low-back pain ies, which made it impossible to pool these data.
Recovery was measured in 19 (57.6%) of the
included cohorts. Given the heterogeneity of the Interpretation
studies in terms of the definitions of low-back The results of our meta-analysis of the course of
pain, recovery and length of follow-up, it was acute and persistent low-back pain based on data
not possible to pool the data. Most studies from inception cohort studies are consistent with
reported that the majority of patients with acute findings from previous studies of acute low-back
low-back pain had recovered by 12 weeks. pain. Our review confirms the broad finding of
Among patients with persistent low-back pain, previous reviews that the typical course of acute
recovery occurred in less than half of the patients low-back pain is initially favourable: there is a
at the longest follow-up time. Recovery rate data marked reduction in mean pain and disability in
are presented in Table 4. the first six weeks. Beyond six weeks, improve-
ment slows and thereafter only small reductions
Prognostic factors in mean pain and disability are apparent up to
Appendix 2 (available at www.cmaj.ca/lookup one year. By one year, the average levels of pain
/suppl/doi:10.1503/cmaj.111271/-/DC1) presents a and disability for acute low-back pain were low
description of prognostic factors evaluated by each (mean pain score [inception time uncorrected] of
80 80
60 60
40 40
20 20
0 0
0 20 40 60 0 20 40 60
Time since pain onset, wk Time since study entry, wk
Persistent low-back pain Persistent low-back pain
100 100
Disability, score out of 100
Disability, score out of 100
80 80
60 60
40 40
20 20
0 0
0 20 40 60 80 100 0 20 40 60 80 100
Time since pain onset, wk Time since study entry, wk
Figure 3: Course of disability in patients with acute and chronic low-back pain. Cohorts are represented by individual data points.
6 and disability score of 13), suggesting that heterogeneity. That is, the mean outcomes of
patients can expect to have minimal pain or dis- some cohorts differ substantially from the pooled
ability at one year. estimate. The cause of this heterogeneity is not
People with persistent low-back pain also expe- known, but it could be real (e.g., because of varia-
rienced substantial improvement in the first six tion in characteristics of particular study cohorts)
weeks, but there were only very small reductions or due to bias (e.g., high rates of loss to follow-up
in average pain and disability between 6 and 52 in some cohorts). A second issue is that there was
weeks (mean reductions in pain and disability evidence of a moderate amount of person-to-per-
score [inception time uncorrected] of 10 and 4, son variability within each study (which could be
respectively). Patients with persistent low-back due to, for example, initial pain intensity, dura-
pain could expect to have moderate levels of pain tion of symptoms, previous episodes, presence or
and disability at 12 months (mean pain and disabil- absence of sciatica, personal characteristics and
ity scores of 23 and 17, respectively). For both care received). The standard deviations for pain
acute and persistent low-back pain, there was mod- and disability were consistently around 20. As the
erate between-participant variability in outcomes. outcomes were normally distributed, about one-
We used a sensitive search strategy, which third of patients would have prognoses that differ
necessitated screening a large number of titles by more than 20 points from the study mean. The
(28 613 titles screened, 43 eligible articles, num- best way to explore this variability and to gener-
ber needed to screen = 665 titles). This means ate subject-specific prognoses that take into
that it is likely that most eligible studies were account suspected prognostic factors would be to
included in our review. We included only incep- perform a meta-analysis using individual patient
tion cohort studies because this type of design data. It may be possible to conduct such studies
minimizes bias in studies of prognosis.7 We were in the future.
able to pool pain and disability outcomes from Another possible explanation for the improve-
most of the eligible cohorts. Unfortunately, six ment of patients over time may be regression to
studies did not report continuous measures of the mean, which is a consequence of random
pain or disability, and the authors of these studies variation over time. Some of the randomness
did not respond to requests to provide data. will be “true” variation caused by biological,
Therefore, not all studies that collected continu- psychological or sociological mechanisms (e.g.,
ous measures of pain and disability were people’s pain will fluctuate unpredictably
included in our final analysis. because of their activity levels and mood) and
In this study, pooled estimates of the clinical some will be measurement error (because peo-
course of pain and disability were determined ple’s self-reports of their pain and disability will
using mixed linear models. There are at least two not be perfectly precise). It is probably impossi-
reasons why these data may provide inaccurate ble to properly partition out the contributions of
prognoses. First, there is obvious between-study these two sources of regression to the mean. But
Pooled estimate of mean pain (95% CI) Pooled estimate of mean disability (95% CI)
for practical purposes, it is probably not neces- We classified studies as acute or persistent
sary. The data have a useful pragmatic interpreta- based on the median or mean duration of symp-
tion because they indicate the time course of toms when provided or the midpoint of the range
self-reported reductions in pain and disability, if not available. It is possible that some studies
even though the cause of the reduction is not with means or medians close to our threshold of
known. six weeks could be similar to other cohorts with
To our knowledge, there has been only one a different classification. Only one study39 that
previous systematic review that has quantitatively provided accurate information on the duration of
synthesized study data on the clinical course of symptoms had a mean duration within one week
low-back pain.5 A strength of our review is that of our threshold. Studies including patients typi-
we retrieved more studies than the previous cally considered to have subacute low-back pain
review, and we used an analysis approach that (6–12 weeks) were included in our persistent
could accommodate outcomes measured at differ- group. Although it is possible that these patients
ent times. We were thus able to provide more pre- have a more favourable prognosis, the reason-
cise estimates of the course of acute low-back ably consistent pattern of results in our persistent
pain. The availability of more cohorts also made cohorts suggests this was not the case.
it practical to not include data from randomized
controlled trials. Typically, the inclusion and Conclusion
exclusion criteria in randomized controlled trials We found that patients with acute or persistent
are more restrictive than those used in cohort low-back pain improved markedly in the first six
studies,7 which means that cohort studies are weeks, but beyond this time improvement
likely to provide more generalizable estimates of slowed. Even at one year, patients had low to
prognosis. Unlike the previous quantitative syn- moderate levels of pain and disability. Future
thesis that only considered the clinical course of research is needed to make more precise recom-
acute low-back pain,5 we also examined the clini- mendations on the standardization of recovery
cal course of persistent low-back pain. definitions of a low-back pain episode and to
Although we acknowledge that the identifica- develop an optimal search strategy to retrieve
tion of prognostic factors is important, it is a chal- prognostic studies. These improvements in
lenge to summarize this information because there research will facilitate the development of future
is great variability in the methods used to measure prognostic systematic reviews.
putative prognostic factors, build prognostic mod-
els, and quantify and report prognostic value.6,51 References
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