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FIG. I . Subject with head in frame ready for stimulation. Note left hand strapped
down for GSR recording, and right forefinger resting on button. In the actual ex-
periments electrodes were attached to the neck, right arm, and left leg, and a pneu-
mograph was employed.
VOL. XI. NO. 1
MALMO AND SHAGASS II
6 men and 5 women, were drawn from the medical was about to become painful. The subject's eyes
and nursing staffs of the Institute. Median age was remained closed throughout the test.
24 years. It should be. emphasized that these were During instructions the subject was informed
"hospital controls," and that the results obtained that the forehead would be the place stimulated.
with them are most probably not representative of He was told to expect a sensation of warmth,
an average nonpatient population. However, since mounting into heat which might suddenly swell
we were trying to study groups representative of into a stab of pain.
different degrees of anxiety, it seemed appropriate The subject was requested not to talk during the
to include a small selected group in whom the level test, except when the examiner asked him a ques-
of anxiety could confidently be expected to be at a tion. Exactly thirty seconds following each stimulus
minimum. the examiner asked the subject two questions:
Degree of anxiety in the various groups: The "How did that feel to you?" and "Did you press
groups may be arranged from greatest to least de- the button?"
gree of anxiety as follows: 1) anxiety-patient group;
2) mixed patient group; and 3) control group. No Apparatus
attempt was made to rate the early schizophrenics
with respect to degree of anxiety. All recordings were ink tracings on paper. Five
tracings were recorded by the polygraph of an
Offner electroencephalograph. Samples from two
Stress Procedure typical records are presented in Fig. 2. Respiration
The total period of examination, which lasted was recorded pneumographically. The other four
about an hour, was divided into three parts. During tracings were made by the electrograph pens.
the first part the subject was reassured, given in- 1) EEG: Right-sided parietal and frontal leads
structions, and prepared for the test (i.e., his fore- were placed 3 cm. lateral to the midline. The leads
head was blackened and electrodes were attached). were chlorided silver discs, applied with collodion.
Following this there was a seven-minute rest period 2) Muscle potentials: EMG electrodes were like
during which the subject was asked to relax. After those for EEG. Two EMG electrodes were placed
this seven-minute period the test proper commenced. on the left side of the neck. One electrode, intended
During stimulation, light from a 500-watt lamp was to be relatively indifferent, was placed in the mid-
focused on the forehead of the subject by means of line approximately over the fifth cervical spine. The
a condensing lens (see Fig. 1). Stimuli were pre- other was placed 2 in. lateral and 1 in. superior to
sented1 by means of an electronically controlled the first. A grounded electrode was attached to the
shutter, which when open permitted light to pass right side of the neck to eliminate 60-cycle inter-
to the subject's forehead. ference. 3) EKG: The third channel of the electro-
Twelve stimuli were spaced at intervals of exactly graph was used to record EKG Lead II, for the
one and a half minutes. All stimuli were three purpose of measuring heart rate. 4) The fourth
seconds in duration, except the last stimulus whose channel was used for the purpose of recording finger
duration was only one second. Intensities were movements. The pick-up employed was a rugged
varied by means of a Variac transformer which Rochelle salt crystal with a push-button resting
controlled the voltage through the lamp. The inten- upon it.
sity series expressed in watts was 500, 270, 340, 400, Both finger movement and muscle potentials were
270, 340, 400, 270, 340, 400, 500, 500. The stimulus recorded with the intention of obtaining a clear
order was arranged so as to induce the maximum record of fluctuation or change in amplitude. There-
amount of expectancy. The range of intensities for fore, in order to facilitate observation of such
the three-second stimuli was from approximately changes, the attempt was made to keep background
0.23 Gm. cal./sec./cm.2 to approximately 0.44 Gm. level of activity constant by manipulating the ampli-
cal./sec./cm.2. The most intense stimulus felt defi- tude level. Thus, in all cases, the scores for finger
nitely painful to everyone. movement and muscle potentials represented fluctua-
During the test the subject sat leaning forward tions from a background level which was approxi-
slightly with his chin in a rest. His left hand was mately the same (visually) for each subject. Figure
strapped down (palm up) for skir, ^sistance record- 2 shows records for a control subject and a patient
ing, and his right forefinger rested on a button in which it may be seen that the background level
which he was instructed to press during stimula- is the same for both, even though at times the
tion when he thought that the heat on his forehead patient's record shows marked departure from it.
JANUARY-FEBRUARY, 1949
12 REACTION TO STRESS
GSR: The galvanic skin response (GSR) was tioning and the interval immediately after; 5)
recorded separately, by means of an Esterline-Angus thirty seconds preceding the next stimulus.
recording milliameter. Measurements were made
from chlorided silver electrodes attached to the palm 1. Finger Movement
and dorsum of the left hand. Special precautions This was scored on a plus-or-minus rating sys-
were taken to avoid recording any changes due tem. A single rating was made for each of the five
to movement of the hand (see Fig. i ) . The hand time periods described above, thus allowing a total
formed one arm of a Wheatstone bridge which was of sixty ratings for the twelve stimuli. A plus rating
fed from a 1.5 volt cell through a potentiometer. was scored if finger movement exceeded the base-
This was adjusted to keep the electrode current line level of oscillation (see Fig. 2). In addition, if
below 5 microamperes, thus reducing disturbances the subject pressed the button voluntarily when
due to polarization. The output of the bridge was stimulated, to signal pain, a plus rating was made.
fed into a DC amplifier which drove the recording
milliameter. 2. Neck Muscle Potentials
All recording equipment was operated in an These were rated on a plus-or-minus basis for
adjoining room. Although some of the noise inci- the same five time intervals, and in the same way
dent to operation of this equipment was transmitted as finger movement (Fig. 2).
through the walls to the subject's room, it was
3. Respiration
greatly reduced and did not appear to have an
appreciable effect upon the subject's reactions. Respiration was scored in two ways: a) Respira-
The examiner who occupied the subject's room tory deviation percentage: This was obtained by
managed the Variac, and put the questions to the counting the number of respirations which deviated
subject at the appropriate times. This examiner also in either rate or amplitude or both beyond certain
made behavioral notes, among them careful records limits arbitrarily set from the subject's own pre-
of head movement. stimulation averages.
For rate a 30 per cent deviation in either direc-
tion was set as the limit, and for amplitude a 50 per
Treatment of Data cent deviation. Respirations were not measured dur-
In the analysis of the tracings, the general prin- ing the question period because of the uncontrolled
ciple was followed of scoring disturbance as devia-
tions from the subject's own base line of physiologic
activity.1 Wherever possible, as with heart rate,
direct measurements were made. Where quantita-
tive measurement was not feasible, due to either
the nature of the recordings or the amount of labor
which would be involved (a single record occupied -i~4-J^Li'--W»-I~J~^^^
about 150 feet of paper), standardized rating
methods were employed. All ratings were carried
out by a technician from whom the nature of the
case was concealed.
The records were divided into five time segments
for scoring purposes, each segment being contiguous
and the divisions covering the entire record for the
eighteen-minute stimulation session. These segments HU80U WtHTIM,
TABLE I 60 •
NUMBER, LATENCY, AND DURATION
OF BUTTON PRESSURES
Median Median cc
Group Mean No. latency duration
(sec.) (sec.) 60
EARLY SCHIZ.
Control 2.9 2.76 0.86 a.
Mixed patient 3-7 2.61 1.12 0 no
Anxiety 6:6 1.97 1.49
Early schizophrenic 7.0 1.15 2.49 3
O
To this extent, the results support the view that schizophrenic group studied here resembled the
anxiety involves anticipation of pain. anxiety group closely with regard to quantitative
ii) EARLY SCHIZOPHRENIA: There was a surprising degree of finger movement disturbance, their volun-
degree of resemblance between the involuntary tary reactions tended to bear less relation to the
finger reactions of anxiety-patients and early schizo- physical characteristics of the stimulus. Of the 11
phrenics. In the case of voluntary pressure, how- schizophrenics studied, there were 6 who pressed
ever, there were important differences between the button on nearly every stimulus, 2 who never
these two groups. Figure 8 shows that the schizo- pressed, and 3 who reacted normally, pressing only
phrenic group appeared to respond less dis- on the most intense stimuli. These results fall into
criminately than any other group when it came to line with one of the commonly accepted charac-
signaling pain. This difference may be readily ascer- teristics of schizophrenia: reaction unrelated to the
tained by comparing the relative frequencies of reality situation.
reaction to the most and least intense stimuli. The
2. Neck Muscle Potentials
schizophrenic group reacted to the most intense
stimulus only 1.5 times as frequently as to the least The data for the neck muscle potential records
intense, whereas the ratio was 4.2 for the anxiety- will be considered together with those from ob-
patients, 6.3 for the mixed patient group, and 72:0 servation of head movement. These two types of
for the control group. Also the data in Table I observation are closely related, because overt head
show that the schizophrenic responses had the movement appears in the muscle record as a burst
shortest latency and the longest duration of any. of potentials.
These findings indicate that, although the early a) Muscle potential score: The mean scores for
each time segment of the muscle potential record
II are plotted in Fig. 9. This graph reveals a striking
similarity to Fig. 7 in the relationships among the
10 groups. An exception occurred in the time segment
which included questioning (point E), where
muscular activities associated with talking (head
movement) appeared to be responsible for the high
muscle potential scores in all groups.
In the total score for the muscle potential
record, the score for the question period was
omitted, thus allowing for a maximum possible
score of 48. The mean total scores for the groups
were as follows: 1) controls, 8.9; 2) mixed patient
group, 16.0; 3) anxiety-patient group, 21.0; 4) early
schizophrenics, 20.3. All intergroup differences, ex-
cept for those between the schizophrenics and the
other two patient groups, were statistically reliable.
These data demonstrate that the degree of neck
muscle potential disturbance in the stress situation
was related to degree of anxiety. Here, as with
finger movement, the reactions of the early schizo-
phrenic group were similar to those of the anxiety
group.
b) Head movement: A careful record of overt
head movements occurring during the three-second
period of thermal stimulation and the 12 seconds
A B O D E immediately after was kept. Two classes of head
TIME SEGMENT movements were recorded: 1) the movement was
FIG. 9. Relation between amount of disturbance in muscle designated as Mi if the subject moved his head in
potential records and stimulation in the four groups. A, the frame; 2) if he moved his head away from
Thirty seconds preceding next stimulus. B, Three-second
the forehead stops and lifted his chin out of the
period of stimulation. C. Seventeen seconds immediately
following stimulation. D, Ten seconds before question. rest, the movement was called M2. In scoring these,
E, Thirty-second period beginning with first question. 1 point was assigned to Mr, and 2 points were
JANUARY-FEBRUARY, 1949
i8 REACTION TO STRESS
or no head movement was observed. In such cases
HEAD WITHDRAWAL the neck potentials may be attributed to an increase
CONTROL of tension with no movement or very slight move-
ment which could not be observed.
MIXED PT. GROUP
These data on neck muscle potentials and head
movement may be interpreted similarly to the finger
movement results. They show that the greater the
ANXIETY-PT.
w//////////////////. degree of anxiety, the higher the general level of
neck potential disturbance in the stress situation,
EARLY SCtflZ.
V//////////////M and the greater the reactivity to painful stimulation.
20 40 60 80 100
The increased reactivity in anxiety may also be
PERCENT CASES considered to reflect an impaired capacity to control
or inhibit motor reactions under stress. Here, as
NONE (ONE OR MORE with finger movement, the early schizophrenic
patients resembled the anxiety group.
FIG. IO. Number of head withdrawals during stimulation. 3. Respiration
a) Respiratory deviation percentage: This score
scored for M2. If M2 occurred, no Mi's were is the percentage of all respirations which deviated
scored. Thus a maximum of 2 points for each beyond certain limits of rate and amplitude.
of 12 stimuli could be scored, making a possible Respirations were scored for the twenty-second
total of 24 for the entire test. period preceding the stimulus, during the three-
The median head movement scores for the groups second stimulus and- for seventeen seconds follow-
were as follows: control group, 1.13; mixed patient ing it, and for the ten seconds preceding the ques-
group, 2.71; anxiety-patient group, 5.25; early
schizophrenic group, 3.75. Statistically reliable dif- 40
ferences between the control and each of the three
patient groups were found, also between the mixed
patient group and the anxiety group.
Figure 10 shows the percentage of cases who
withdrew the head from the frame completely at
some time during the test (M2). No M2's occurred
in the control group, whereas 39 per cent of the
mixed patient group, 61 per cent of the anxiety
cases and 55 per cent of the schizophrenics with-
drew the head at least once. This difference be-
tween patients and controls agrees with the findings
of Chapman and his co-workers (4).
Inspection of Fig. 9 reveals that the most striking
differences between the groups representing various
degrees of anxiety occurred during the period of
the stimulus and immediately after (points B and
C). This finding suggested that overt head move-
ment might be mainly responsible for the difference
in neck muscle potential scores. To check this pos-
sibility, the muscle potential scores for the time
segments during the stimulus and after were cor-
related with the head movement scores for the 75
patients. A statistically significant positive correla- A B C
tion (r^.65) was found, indicating that a con- TIME SEGMENT
siderable proportion of the neck muscle potential FIG. 11. Relation between respiratory deviation in each
disturbance may be attributed to overt head move- group and stimulation. A, Twenty-second period preceding
next stimulus. B, During three-second stimulation and for
ment. However, there were many patients with seventeen seconds following it. C, Ten seconds preceding
high neck muscle potential scores, in whom little question.
VOL. XI. NO. 1
MALMO AND SHAGASS
tion. The median respiratory deviation percentages patient groups were statistically reliable. Here also
for the four groups were as follows: control the early schizophrenics were more similar to the
group, 18.9; mixed patient group, 9.3; anxiety- anxiety group than to any other.
patient group, 29.3; early schizophrenic group, 22.5. The finding that the respiratory irregularity score
Figure 11 presents the median deviation per- was more closely related to degree of anxiety than
centages broken down into time segments. The the respiratory deviation measure may perhaps be
greatest degree of respiratory variation was shown understood in terms of the events that these scores
by the anxiety-patient group, the least by the mixed represent. The deviation percentage is an index of
patient group, with the controls and schizophrenics unsteadiness of respiration over a relatively long
intermediate. The deviation scores of the anxiety period of time; it measures the extent to which
group were reliably higher than those of the control respiration was disturbed in the stress situation as
and mixed patient groups. Also the difference be- a whole. The irregularity score is a measure of the
tween the mixed patient and the schizophrenic immediate disturbing effects of pain stimulation. In
groups was statistically reliable. this sense, it may be considered somewhat com-
These data indicate that respiratory variability parable to head withdrawal. These considerations
was greater in the more anxious patients. However, prompt the interpretation that the respiratory irregu-
the degree of respiratory variability did not cor- larity score is a measure that reflects motor control
respond exactly to the degree of anxiety, since the more than does the deviation percentage. Accord-
control group showed greater variability than the ingly it is not surprising that it also correlated better
mixed patient group. The respiration scores of the with degree of anxiety, since the other measures
early schizophrenics were intermediate between reflecting motor control, finger movement, and neck
those of anxiety-patients and controls. muscle potentials, correlated well with degree of
b) Respiratory irregularity during stimulation: anxiety.
This score represents the number of times that Further confirmatory data on this point are shown
thermal stimulation disturbed the contour of the graphically in Fig. 13. The results presented in
respiration curve (see Fig. 3). The median irregu- the figure indicate that the greater the degree of
larity scores for the groups were as follows: control anxiety, the greater the probability that respiratory
group, 1.7; mixed patient group, 3.0; anxiety-patient irregularity will occur at relatively low intensities
group, 9.1; early schizophrenic group, 7.0. The rela- of stimulation. The graphs in Fig. 13 should be
tionship between degree of anxiety and this meas- compared with those in Fig. 8. Considering the dis-
ure of the disturbing effect of pain stimulation is tinct difference between voluntary finger pressure
shown in Fig. 12. The differences between the and irregularity in breathing, it is remarkable that
anxiety-patient group and the control and mixed there is such a close resemblance between these
two families of curves. The general conclusions
which were drawn from the data (Fig. 8) on
RESPIRATORY IRREGULARITY voluntary pressures are therefore supported by
DURING STIMULATION these data on respiratory irregularity.
CONTROL 4. Heart Rate
a) T-score for heart rate: This score allovva tujn-
MIXED PT. GROUP
parisons of heart rates without consideration of
ANXIETY- PT.
sex. The mean scores for the groups were: controls,
V//////////////////S. 45.2; mixed patient group, 48.5; anxiety-patient
group, 51.5; early schizophrenics, 48.9. Although
EARLY SCHIZ. W////////////S. there was a tendency for the faster heart rates to
occur in the more anxious patients, no statistically
ZO 40 60 80 100
PERCENT CASES reliable differences were found.
The actual mean heart rates were 96 and 88 for
17 OR LESS the female and male patients respectively, and 94
and 81 for the controls. These relatively high rates
suggest that the stress situation caused some cardiac
FIG. 12. Respiratory irregularity during stimulation (see
Fig. 3). Score expressed in terms of number of stimulations
acceleration as a general reaction. However, the
during which irregularities occurred. Maximum score was differential reaction for anxiety was very slight.
12 (irregularity produced by every stimulus). b) Change in heart rate produced by stimulation:
JANUARY-FEBRUARY, 1949
20 REACTION TO STRESS
reliable difference between means was that between
the anxiety and mixed patient groups. Figure 14
presents a graphic comparison of the groups for
heart rate variability. It is seen that the scores are
arranged in a gradient conforming to degree of
anxiety, but that the points on this gradient are
much closer together than they were in the case
of the measures of striate muscle activity: ringer
movement, head withdrawal, and respiratory
irregularity.
d) Influence of respiration upon heart rate
variability: In order to determine the influence of
respiratory phase, the heart rates immediately pre-
ceding thermal stimulation and immediately fol-
lowing questioning were measured for 38 patients.
In each instance the rates were measured separately
for the inspiratory and expiratory phases of respira-
tion. Standard deviation of heart rate was then
correlated against the difference between the rates
for inspiration and expiration. The product-moment
correlation was 0.50, showing the importance of the
respiratory factor in increasing heart rate variability.
The only statistically reliable finding in all of
the data on heart rate was the difference in heart
10
rate variability between the anxiety and mixed
patient groups, which showed that greater variabil-
ity was associated with anxiety. In assessing the
500 270 340 400 500
(ISEC) heart rate results, it should be pointed out that this
STIMULUS INTENSITY (WATTS) is the first measure, of those so far considered,
FIG. 13. Frequency of respiratory irregularity upon stimula- which reflects autonomic activity alone. All of the
tion, plotted against intensity of thermal stimulation. Dura- measures which showed consistent relationships to
tion of all stimuli, three seconds, except least intense stimulus degree of anxiety reflect functions which are sus-
(500 watts for one second). Note relative flattening of curve ceptible to direct voluntary control. The data so
for early schizophrenics (this Fig. should be compared with
Fig. 8).
far seem to indicate that, for anxiety, the differential
reactions to stress may occur in those systems most
susceptible to voluntary control.
Trie changes in heart rate produced by thermal
stimulation and questioning were determined by
comparing the heart rates immediately after these HEART RATE VARIABILITY
stimuli with the rates preceding them. In general CONTROL
the pain stimulus appeared to produce a slight
average decrease in rate, but there was wide varia- MIXED PT. GROUP
tion in this respect. The questioning usually pro- V////////////JW/,
duced an increase in heart rate with the mean
ANXIETY-PT. W//////////////////////A
changes for the group ranging from 2.5 for the
mixed patient group to 5.2 beats per minute for
EARLY SCHIZ. V////////////////////A
the controls. No statistically significant differences
between the groups were found. 20 40 60 BO 100
c) Heart rate variability: The T-score for heart PERCENT CASES
rate unsteadiness permits comparison of subjects
without consideration of age or sex. The mean 46 OR MORE
scores for the groups were as follows: control group,
45.2; mixed patient group, 46.6; anxiety-patient FIG. 14. Heart rate variability. Score expressed in terms
group, 51.8; early schizophrenics, 52.5. The only of T-scores. The higher the score the greater the variability.
VOL. XI, NO. 1
MALMO AND SHAGASS
5. Galvanic Skin Response would anticipate that relatively small changes
The group averages for the various scores ob- would be more apparent in the records taken with
tained from the GSR record are presented in two grounds. Actually, more background oscilla-
Table II. tions were counted in the present study than in the
previous one, which tends to confirm this ex-
TABLE II pectation.
AVERAGE GALVANIC SKIN RESPONSE SCORES A further technical complication in the present
study resulted from the use of a small current (4 or
Median Median 5 microamperes) to avoid polarization effect. This
Median No. Os- No. Os- Median current would produce potentials of about 10 to 50
Per- dilations dilations inten- millivolts in the patient's circuit, and such potentials
ceniage before after sity
Group change stimulus stimulus ratio would be of the same order of magnitude as the
patient's body potentials. The measured effect would
Control 10.9 22.3 23.5 0.69 result from the algebraic sum of these potentials.
Mixed patient 8.9 25.5 14.3 0.85 Since the polarity of the body potentials could
Anxiety 7 ..4 22.3 16.0 0.71 vary, one could cancel the other in certain cases,
Early schizophrenic 10.6 33.0 24.8 0.55
and spuriously low background resistance readings
would be obtained.
The only statistically reliable difference between These methodologic consideration's force extreme
the groups was the higher intensity ratio of the caution in the interpretation of our data. However,
mixed patient group as compared to the1 early schizo- the generally negative findings with the GSR
phrenics (medians of 0.85 and 0.55). This finding method are not inconsistent with the view that
is difficult to interpret because of certain methodo- functions less under voluntary control are less dif-
logic considerations discussed below. ferentiative between patients and normals, or
Ohmmeter measurements: Before the test, resist- among groups graded in terms of degree of anxiety.
ance was reliably lower for the controls than for
the entire group of patients. All groups showed 6. Electroencephalogram
a drop in resistance from pretest values when meas- The poor relaxation permitted by the stress sit-
urements were taken at the end of the test. But the uation and the fact that certain individuals never
decrease was reliably greater for patients than con- display much alpha rhythm caused a high propor-
trols. The only reliable difference yielded by inter- tion of our records to be unusable. The criterion
group comparisons showed that the mean resistance of 8 out of 12 measurable responses was set in
of the anxiety group before the start of the test order to make a record eligible for statistical con-
was higher than that of the controls, and that the siderations. Only 4 controls, 22 anxiety-patients, 16
pre-post change was greater in the anxiety group. of the mixed group, and 3 schizophrenics met this
In a previous investigation (13), we found a re- criterion. Consequently, the only valid comparison
liable difference between patients and controls with could be made between the anxiety-patients and the
respect to number of anticipatory oscillations before mixed group. This comparison revealed no statis-
stimulation. The failure to confirm this finding in tically significant differences between the blocking
the present study appears explainable largely in times of the two groups, either when the mean
terms of certain methodologic considerations.2 total blocking times or when the duration of block-
In the previous study the subject was grounded ing to stimuli of different intensity were considered.
at a single point, whereas in the present one an Superficial scanning of the records revealed no
additional ground lead was applied to the neck in gross abnormalities in any case. No systematic
order to eliminate 60-cycle interference in the qualitative analysis was attempted, since only one
muscle potential record. This additional ground area was recorded from. Such an analysis had
apparently had the effect of increasing the average yielded negative results in the previous study (13).
resting DC potential between palm and dorsum of Factors of age and sex: All of the quantitative
the hand. Our observations made with and without determinations used in this study were submitted
the neck grounded, indicated that this increase could to an analysis, designed to determine the influence
be as much as tenfold. From such an increase, one of age and sex on the findings. The effect of these
factors on the heart-rate measures was ruled out
2
The methodologic work upon which this conclusion is by scoring so as to take them into account.
based was carried out by Mr. John F. Davis. The sex factor may be disregarded in comparing
JANUARY-FEBRUARY. 1949
22 REACTION TO STRESS
the mixed patient and anxiety groups because chi- reactions reflected less discrimination between
square determinations showed no significant dif- stimuli and were more immediate and long-lasting.
ference between these two groups in respect to sex Similar findings were obtained with a dissimilar
proportions. This is important chiefly with respect response, that of respiratory irregularity. This poor
to the measures of head movement and muscle discrimination appears to reflect (at a simple level)
potential because, with these, the female patients the inappropriateness of response which is gen-
showed significantly more disturbance than the erally typical of schizophrenia.
males. The first finding, that of correlation between
For finger movement there was a tendency for severity of anxiety and degree of physiologic dis-
younger patients to show more disturbance than turbance, is what might have been expected. Such
older ones (correlation of -0.30). This means that correlations show that the measurements were suf-
the difference between the controls and anxiety- ficiendy sensitive for good differentiation, and re-
patients was not due to age, since the controls were veal in an objective way the fact that anxiety is a
a younger group. The early schizophrenics were state of widespread physiologic disturbance.
about the same age as the controls. The difference The second finding, that disturbance in the
between the mixed and anxiety groups may pos- skeletal muscles was particularly characteristic of
sibly have been influenced by age, since the former anxiety (and, in our particular experiments, de-
group was older. However, the influence of age cidedly more differentiative than heart rate, for ex-
must have been slight, since the age difference was ample) could not have been anticipated.
barely reliable statistically. In order to interpret this finding, we must ex-
For respiration there was no significant age or amine the nature of the motor reactions which were
sex factor operating. studied. Essentially, all of these may be considered
to have served the purpose of protecting the sub-
ject from painful stimulation; they were defense
Discussion reactions. The stress situation was so structured that
In the introductory section of this paper certain the subject could respond actively to stimulation in
questions were raised. With the data in hand we one or both of two ways: he could press the button
are now in position to answer them, at least in part. or he could draw his head away. The most appro-
The answers to these questions constitute the major priate behavior (in conformity with instructions)
findings which may be summarized as follows: was to remain quietly in position, and, when stimu-
1) Patients in whom anxiety was the predominant lation reached near painful intensity, to press the
clinical feature displayed a generally higher level of button briefly. Head withdrawal was an obvious
physiologic disturbance under stress than normal defense reaction, carried out in spite of instruc-
controls or patients in whom anxiety was absent or tions to the contrary. Button pressure could serve
secondary. In general, degree of anxiety appeared to as a "socially approved" defense reaction, in addi-
be related to degree of physiologic disturbance. tion to its intended purpose of signaling pain ex-
2) The clearest correspondence between degree of perience. The defense-function attributed to button
anxiety and degree of physiologic disturbance under pressure by some subjects is well illustrated by the
stress was found with measures of motor func- patient who said that he felt toward the button as
tions, such as finger movement and neck muscle a gunner in a plane must feel toward his gun. It
potentials. It thus appears that disturbances in was his only protection. The third type of motor
stsriate muscle activity may be particularly charac- reaction characteristic of anxiety was respiratory ir-
teristic of anxiety. 3) Overreaction to pain stimula- regularity upon pain stimulation. The respiratory ef-
tion, as reflected in signaling of pain experience fects of sudden pain such as gasping, crying out,
with stimuli of low intensity and withdrawal of the holding the breath, are well known. To the extent
head from the stimulus, occurred more frequently that such reactions serve a defensive purpose, the
where the degree of anxiety was higher. This find- respiratory irregularity measure may be considered
ing supports the view that the pathologic anxiety to reflect a function similar to button pressure and
state is associated with a heightened state of ex- head withdrawal.
pectation. 4) In most of the physiologic reactions Button pressure, head withdrawal, and respira-
studied, the early schizophrenic group resembled tory irregularity may be regarded as immediate re-
the most anxious group more than any other. In sponses to pain stimulation. On the other hand,
voluntary signaling of pain experience, this group finger movement (exclusive of voluntary pressures),
differed from all other subjects, insofar as their neck muscle activity, and respiratory unsteadiness,
VOL. XI. NO. 1
MALMO AND SHAGASS
would be interpreted as the "tonic" or background It follows that clinical manifestations of impaired
activities upon which the discrete reactions were motor control should be found in an interference
superimposed. The distinction here is similar to the with smooth muscular coordination, and in the de-
distinction between phasic and tonic action (9). velopment of skeletal tensional symptoms. This ex-
The "phasic" motor reactions served a defensive pectation is borne out in the fact that psychoneu-
purpose, while the "tonic" reactions constituted the rotics are known to have lower performance I.Q.'s
preparatory soil, or, as Freeman (6) has termed it, than verbal I.Q.'s (17). It has also been found that
the "postural substrate" for the defense reactions. psyehoneurotics were unable to delay their reactions
From this standpoint, the finding that both "tonic" in certain tests carried out by Luria (12).
and "phasic" disturbances were about equally well It is of interest to note that the physiologic re-
related to degree of anxiety, is not surprising, since actions which we found most significant in our
overexcitation in the "postural substrate" may be study of anxiety were those which are usually given
expected to lead to poor response adjustment (6). the least attention in accounts of the bodily changes
By assigning a defensive function to these motor in emotion. The main reasons for this neglect prob-
reactions, the results, relating motor disturbances ably lie in the difficulties of working with systems
to anxiety, may be readily understood. The stress over which so much voluntary control is possible.
situation probably caused some degree of bodily It would appear, however, that the study of striatc
change along the lines of Cannon's emergency re- muscle function in emotion should receive far more
action (3) in almost every subject, including the attention in this field of research.
controls. However, the extent to which the emer- Finally we come to the finding that the early
gency reaction remained confined to autonomic schizophrenic group resembled the group of anxious
systems, or extended into the motor response sys- neurotics in reacting to stress. Most of the physio-
tems, appeared to depend largely upon the level of logic work which has been done with schizophrenic
anxiety in the subject. A high degree of anxiety subjects has led to the general conclusion that the
was associated with increased discharge into the schizophrenic is sluggish in reaction, in comparison
skeletal muscles concerned with response to the with normals and neurotics. Of course, such studies
stress at hand. The less anxious subjects tended to have usually been conducted in institutions where
control their motor activities and to restrict them to the schizophrenic population is older and composed
appropriate responses. The more anxious subjects mainly of chronic, rather than early, schizophrenics.
tended to show an excess degree of preparatory Our schizophrenic group, on the contrary, was com-
activity during intervals between stimulation, and posed of early cases. Consequently our finding of
to overreact when the stimulus was applied. high physiologic reactivity in the schizophrenic
These results lead to the hypothesis that one of group is not really in conflict with other findings.
the distinctive characteristics of anxiety is the greater Cameron (1) has described a hyperactive pattern
probability that, under stress, reaction tendencies of nonspecific early symptoms of schizophrenia,
will go directly over into action. This implies an which includes such complaints as worry, uneasiness,
apprehension, and tenseness. Moreover the present
impairment of motor control or a reduction of the
findings are also in line with those of Pfister (15)
capacity to inhibit reactions in the interests of
who reported experimental evidence of heightened
superior response adjustment. A similar conclusion
cardiovascular response in the early stages of schi-
was drawn by Luria (12) from his studies of motor
zophrenia. Pfister found that as schizophrenia pro-
reactions, but he did not compare patients from the
gressed toward chronicity, reactivity became less and
standpoint of anxiety. These observations fit the
less, until finally the schizophrenic was more slug-
conception of anxiety evolved by Freud and by
gish than normal in his cardiovascular responses.
Mowrer. Freud stated, "Anxiety, therefore, is the
expectation of the trauma, on the one hand, and, Our findings indicate that anxiety-level was high
on the other, an attenuated repetition of it." (7, p. in this group of early schizophrenics.
114). "Expectation" and "attenuated repetition"
would be reflected both in increased preparatory Summary and Conclusions
reaction and in overreaction to stimulation. Mowrer
regards anxiety as "the conditioned form of the 1. An unselected population of 75 patients was
pain reaction" (14, p. 555). From this, one would divided into three groups: A) 36 patients in whom
predict that in anxiety motor reactions of a de- anxiety was the predominant symptom; B) all other
fensive nature would appear inappropriately in patients, except early schizophrenics ( N = 28), and
some situations. C) 11 early schizophrenics. Eleven normal control
JANUARY-FEBRUARY, 1949
24 REACTION TO STRESS
subjects were employed in order to provide a base 3. CANNON, W. B.: Bodily Changes in Pain, Hunger,
line. Fear, and Rage. New York, Appleton, 1920.
4. CHAPMAN, W. P., FINESINGER, J. E., JONES, C. M., and
2. A standardized series of pain stimulations COBB, S.: Measurements of pain sensitivity in patients
were presented by a Hardy-Wolff stimulator. Phy- with psychoneurosis. Arch. Neurol. Psychiat. 57:321,
siologic recordings were taken continuously 1947-
throughout the test. Quantitative data obtained 5. FLEISCH, A., and BECKMANN, R.: Die raschen
from analysis of records were compared with the Schwan\ungen der Pulsjrequenz registriert mil dent
Pulszeitschrieber. Ztschr. f. d. ges. exper. Med. 80:
clinical status of the case. 487, 1932.
3. The results and major conclusions may be 6. FREEMAN, G. L.: The postural substrate. Psychol. Rev.
summarized as follows: A) In general, severity of 45:324, 1938.
anxiety appeared to be related to degree of physio- 7. FREUD, S.: The Problem of Anxiety. New York, Nor
ton, 1936.
logic disturbance. B) The clearest correspondence
8. HAGGARD, E. A., and GARNER, W. R.: An empirical
between degree of anxiety and degree of physiologic test of a derived measure of changes in skin resist-
disturbance under stress was found with measure- ance. J. Exp. Psychol. 36:59, 1946.
ments reflecting striate muscle activity such as finger 9. HERRICK, C ].: An Introduction to Neurology. Phila-
movement and neck muscle potentials. C) In gen- delphia, Saunders, 1928.
10. HUNT, W. A.: Recent developments in the field of
eral, the more severe the anxiety, the greater was emotion. Psychol. Bull. 38:249, 1941.
the overreaction to pain stimulation. D ) In terms 11. JACOBSON, E.: Progressive Relaxation. Chicago, Univ. of
of general level of responsiveness, the early schizo- Chicago Press, 1938.
phrenic group resembled the most anxious group 12. LURIA, A. R.: The Nature of Human Conflicts. New
more than any other. But in two quite different York, Liveright, 1932.
13. MALMO, R. B., SHAGASS, C , DAVIS, J. F., CLEGHORN,
types of reaction, the schizophrenic group showed R. A., GRAHAM, B. F., and GOODMAN, A. J.: Stand-
a relative lack of discrimination among the various ardized pain stimulation as controlled stress in
intensities. This poor discrimination appeared to physiological studies of psychoneurosis. Science 108:
reflect (at a simple level) the inappropriateness of 509, 1948.
response, which is generally typical of schizophrenia. 14. MOWRER, O.H.: A stimulus-response analysis of anxiety
and its role as a reinforcing agent. Psychol. Rev.
4. Current theories of action and of anxiety were 46 = 553. 1939-
discussed in the light of present findings. 15. PFISTER, H. O.: Disturbances of the autonomic nervous
system in schizophrenia and their relations to the
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