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INTRODUCTION
Paleolithic studies in the Iberian Peninsula have played a central role in the
history of archaeology and contributed key insights into debates on human
evolution. It was in Spain and Portugal that learned individuals from diverse
disciplines and national origins conducted some of the first archaeological
investigations of the European Paleolithic. They included Portuguese geolo-
gist Carlos Ribeiro, Spaniards Enrique de Aguilera y Gamboa, better known as
the Marqués de Cerralbo (1845–1922), and Hermilio Alcalde del Río
(1866–1947), Basque archaeologist and ethnologist Father José Miguel de
Baradiarán (1889–1991), German Hugo Obermaier, French prehistorian and
priest Henri Breuil (1877–1961), and Russian-Polish paleontologist Georges
Zbyszewski (1909–1999).1 Prehistorians and the public first learned of the
possibility of Paleolithic cave art in 1880, after Marcelino Sanz de Sautuola
(1831–1888) and Juan Vilanova y Piera presented the art of Altamira at the
International Congress of Anthropology and Prehistoric Archaeology in
Lisbon, although not everyone, such as French prehistorian Gabriel de
Mortillet (1821–1898), believed the paintings were authentic. The earliest
traces of hominid occupation in Western Europe are found on the Iberian
Peninsula, with dates pushing 1–1.4 mya for sites in the Guadix-Baza Basin in
Andalucía. In addition to these firsts, research at Paleolithic sites, such as the
Atapuerca and La Pasiega caves in Spain, and the Lagar Velho rock-shelter and
Côa Valley in Portugal, have revolutionized and complicated our thinking
about the timing of key evolutionary milestones, the relationship between
Neanderthals and anatomically modern humans (AMH),2 and the symbolic
behavior of Neanderthals.
This chapter summarizes the ecological contexts for these cultural and
biological processes, outlines the chronology and cultural sequences for the
Iberian Lower and Middle Paleolithic, and discusses key findings and debates,
with reference to relevant relationships to neighboring regions, such as
33
southwest France and North Africa.3 Any effort to synthesize the archaeology
of such a geographically heterogeneous region, particularly for the Paleolithic
with its unfathomable gaps in evidence, has to be done with great humility.
New sites are discovered, aDNA (ancient DNA) studies revise phylogenies of
early hominins, and ongoing analyses and dating of archaeological contexts and
landscapes regularly shape our understandings of ancient hominin behavior.
Furthermore, research is uneven throughout the peninsula, and it is unclear
whether the absence of sites in a region represents the absence of occupation.
The main challenge is that there are relatively few sites dated to the first one
million years of occupation. Even if these hundred or so sites were evenly
divided over this span of time, we would still be looking at “pings” of hominin
activities spaced over 10,000-year intervals. This chapter discusses what these
isolated pings tell us.
Figure 2.1 Lower and Middle Paleolithic sites discussed in the text (key sites). 1. El
Sidrón; 2. Tito Bustillo; 3. Altamira; 4. El Castillo & La Pasiega; 5. Aranbaltza III; 6.
Arlanpe; 7. Axlor; 8. Amalda; 9. Valdegoba; 10. Sierra de Atapuerca; 11. Abrigo del
Molino; 12. Torralba & Ambrona; 13. Pinilla del Valle; 14. El Cañaveral; 15. Áridos;
16. Maltravieso; 17. Côa Valley; 18. Foz do Enxarrique & Vilas Ruivas; 19. Lapedo
Valley & Gruta de Aroeira; 20. Almonda; 21. Alto de Leião; 22. Ardales; 23. Forbes’
Quarry, Gorham’s & Vanguard Caves; 24. Benzú; 25. Guadix-Baza sites; 26. Cueva
Negra; 27. Cueva Antón; 28. Cueva de los Aviones; 29. Sima de las Palomas; 30. Cova
Foradà; 31. Cova Negra; 32. Bolomor; 33. Quebrada; 34. Tragó; 35. Roca dels Bous &
Cova Gran; 36. Cova del Gegant; 37. Abric Romaní; 38. Vallparadís; 39. Bañolas; 40.
Ain Hanech & El-Kherba.
Map: Antonio Blanco-González
Figure 2.3 Lithics from Barranco León. (a) Limestone core; (b) flakes.
A from: Barsky et al. 2010, fig. 10; drawings: D. Cauche; courtesy: H. de Lumley. B from: Barsky et al. 2010,
fig. 21; drawings: D. Cauche, V. Celiberti, and M. Montesinos; courtesy: I. Toro-Moyano and H. de Lumley
percussion instruments and worked cobbles. The only hominin fossil recovered,
to date, is a deciduous molar from layer D, associated with lithics and mammal
bones. Different methods were used to date this layer, including electron spin
resonance, biochronological studies using morphological and morphometric
data of vole (Mimomys savini),12 and fossil amphibians and reptiles.13 These data
indicate that the site was occupied during a warm interglacial peak between MIS
(Marine Isotope Stage) 43 and 49, between 1.36 and 1.47 mya. A second
deciduous molar was found 9 m from the first, but whether it is that of a
hominin or a hippopotamus is debated.14
Another early hominin site in the Guadix-Baza Basin is Fuente Nueva 3,
located around 4 km from Barranco León.15 Fauna, including hippopotamus
and elephants, and lithics similar to Barranco León were recovered, but no
fossil hominins, to date. Paleomagnetic, biochronological data, and climate
reconstruction indicate that the site, like Barranco León, was occupied during
a warm interglacial peak between MIS 43 and 59, although it is somewhat
more recent (by ca. 60,000 years).16 The site has provided indirect evidence in
the form of coprolites and lithics for competition between hyenas and homi-
nins over an elephant carcass.17
A third Early Pleistocene site in the Guadix-Baza Basin is Venta Micena.
Dated to 1.6–1.5 Ma, it is associated with a rich accumulation of faunal remains
that were consumed or modified by hyaenids (Pachycrocuta brevirostris) and
provides additional insights into the paleoenvironmental context and primary
competitors of the earliest hominins in Iberia.18 Venta Micena was made
famous when paleontologists discovered a 10 cm cranial fragment (VM-0) in
1982.19 The fossil was lauded as evidence of the “first European” who came to
Iberia by crossing the Strait of Gibraltar. Later studies, which involved further
cleaning of the fossil, revealed a crest that more strongly suggested that it was
not a hominin at all, but Equus, a “common and ordinary horse” or donkey.20
Competing with the Guadix-Baza sites for the earliest hominin traces in
Iberia are the caves of the Sierra de Atapuerca, some 700 km to the north, near
Burgos, Spain. A UNESCO World Heritage Site, the caves were first dis-
covered in the late nineteenth century when workers for the British Mining
Company cut the Sierra to create a long trench for a mine railway (known as
the Trinchera del Ferrocarril), linking the towns of Monterrubio de la Demand
and Villafría, and exposed cavities and infillings.21 To date, fifty infilled cavities
are known. Among these are the Early and Middle Pleistocene sites of Sima del
Elefante, Gran Dolina, Sima de los Huesos, and Galería (Figure 2.4). Excav-
ations at these sites and analyses of their finds are ongoing. The sierra is a special
place, as it is dotted with sites spanning over one million years of human
history.22 Its rich history is due to its location overlooking the Arlanzón River
and valley (Figure 2.5), which would have attracted wild game, as well as its
proximity to the Bureba Pass, which provides passage between the Ebro and
Douro river basins and access to both the Atlantic and Mediterranean.
The earliest evidence for hominins in the Atapuerca system is at Sima del
Elefante, or Trinchera Elefante (TE).23 First tested in 1986 by Aguirre and
systematically excavated beginning in 1996, the site is a deep cave, with
deposits 25 m thick and divided into 21 litho-stratigraphic units, with its
earliest levels (TE8–TE14) dated by paleomagnetism to the Early Pleistocene,
between 1.1 and 1.4 Ma. Within these levels, fauna, stone tools (primarily
flakes and flake fragments made from local cherts), and three hominin fossils
were found. The fossils include a mandible, proximal hand phalanx, and
humerus fragment.24 Originally all assigned to Homo antecessor, more recent
analyses of the mandible have suggested a less specific Homo sp. designation for
it and the other fossils. Later levels of the site, TE18–TE19, dated to the Middle
Pleistocene, have also produced abundant fauna and lithics.
Further evidence for continuous occupation of the peninsula during the
Late Early Pleistocene is found at Vallparadís, in northeast Spain. Alluvial and
fluvial sediments along the banks of Vallparadís River, where it flows through
the city of Terrassa, produced a rich sequence of Pleistocene deposits. In Layer
10 in Unit 7 at Vallparadís, sediments associated with Mode 1 stone tools made
from a range of raw materials (naturally transported to the site) and fauna, some
with cut marks, have been dated by ESR-Ur (electron spin resonance-
uranium series) to 0.83 0.07 Ma.25
Within the 18 m infill at Gran Dolina, another one of the Atapuerca caves,
archaeologists found the most abundant and well-dated evidence for early
Iberian – and European – hominins. Excavations began at Gran Dolina in 1981
(Figure 2.6).26 In 1994, archaeologists reached TD6 (the Aurora stratum), the
level where the first remains of a new species – H. antecessor – were found in
association with lithics and fauna (Figure 2.7). Using a range of methods, TD6
was dated to 800,000 ya (MIS 21). The fossils found in 1994 were the skull
fragments of a child, nicknamed El Niño de la Gran Dolina (Figure 2.8). Over
subsequent seasons, the remains of additional individuals were recovered that
display a mosaic of attributes similar to modern humans (e.g., midfacial
morphology), Neanderthals (e.g., minimally projecting mastoid process), and
some hominins of the Middle Pleistocene of China (e.g., buccal surface of
Figure 2.7 Gran Dolina stratigraphy. IRSL, infrared stimulated luminescence; OB,
optically bleached; OSL, optically stimulated luminescence; TD, Trinchera Dolina;
TIMS, thermal ionization mass spectroscopy; TT, thermally transferred.
From: Moreno et al. 2015, fig. 2
and humid with open landscapes, with differences between glacial and inter-
glacial episodes less marked than Northern Europe.33 The lithic industry was
Acheulean (mode 2), with those sites preserving the largest number of Acheu-
lean tools found in fluvial deposits of rivers on the Atlantic side of the
peninsula, often without associated fauna. Some argue that this is possible
evidence for crossing of the Strait of Gibraltar.34
One of the richest sources of information for the Middle Pleistocene is the
cave of Sima de los Huesos, another locality in the Atapuerca Range.35
Located at the bottom of a 13 m shaft, Sima de los Huesos is best known for
its large and well-preserved assemblage of hominins – totaling at least twenty-
eight individuals (Figure 2.10). Indeed, it contains the largest number of
Middle Pleistocene hominin remains found anywhere in the world. These
fossils were closely associated with fauna, including cave bear (Ursus deningeri)
and fox, and one Acheulean hand axe (nicknamed Excalibur) (Figure 2.11),
discovered in 1998. The biface was made from red quartz and dated to 430 kya
using a combination of methods. Many questions surround the finds. One of
the most intriguing is how these hominins (and fauna) got to be at the bottom
of the deep vertical shaft. Some archaeologists argue that they accidentally fell
into the shaft in a catastrophic event,36 while the excavators hypothesize that
the evidence more strongly suggests a human burial, with the hand axe being a
grave good.37 If a burial, it would be the oldest human burial known in the
world. The evidence supporting a catastrophic event (or a set of different
taphonomic processes) includes the mortality pattern of the hominins (no
infants, children, or old people, and a large number of adolescents and
prime-age adults). The evidence supporting a burial includes the presence of
the hand axe (and lack of other lithic debitage) and the absence of herbivores
(precluding the use of the site as a den for the carnivores). Forensic studies
point to perimortem trauma on some of the crania and, thus, to the possibility
of violence accounting for at least some of these individuals’ deaths.38 Another
point of contention is the hominin designation of the individuals and
their relationship to Homo erectus, Neanderthals, Denisovans, and
modern humans. The excavators have proposed their traits are attributable to
H. heidelbergensis. Researchers at the Max Planck Institute and a team of
colleagues sequenced the oldest mtDNA (mitochondrial DNA) of one of the
individuals, which showed Neanderthal-like skeletal features; yet, genetically it
appears to have shared a common ancestry with Denisovans, who lived from
Siberia to Southeast Asia at the time of Neanderthals.39 More recently, how-
ever, nuclear DNA studies suggest they were related to Neanderthals, not
Denisovans.40
In addition to Sima de los Huesos, investigations at two other Middle
Pleistocene sites have provided insights into hominin behavior, and perhaps
just as importantly, a window into the changing methods and practices in
Paleolithic archaeology over the 100 years, particularly with respect to the
increasing importance of taphonomic studies. These are Torralba and
Ambrona (Loma de los Huesos), two extensive open-air sites located 3 km
from each other in a lacustrine basin in Soria, northern Spain.41 In 1888,
construction on the Torralba railway station exposed a set of large elephant
bones. Following this discovery, Enrique de Aguilera y Gamboa, the 17th
Marqués de Cerralbo, excavated Torralba between 1909 and 1913, which he
followed up with the larger site of Ambrona from 1914 to 1916. After a lapse
during the Spanish Civil War, excavations resumed under the direction of
F. C. Howell, who worked at both sites between 1961 and 1963, and between
1980 and 1983 with Leslie Freeman.42 Santonja and Pérez-González continued
work in the 1990s through to the 2000s. The presence of large numbers of
animal bones, primarily elephant, but also horse, and Acheulean stone tools led
Howell and his team to infer, as did Cerralbo, that they represented contem-
porary sites where H. erectus hunted elephants and other game, such as equids,
bovids, and cervids, with spear points and butchered them. They also recog-
nized, however, that carnivores, such as lions, played a role in the faunal
assemblage as scavengers. Later work has undermined a number of these
conclusions. Butzer’s original determination that the two sites were situated
on the same morphosedimentary unit43 – the Torralba formation – was revised
after later geomorphological and chronometric studies.44 These studies showed
that the sites were actually located in different stratigraphic levels of the Rio
Masegar valley and that Ambrona dated to ca. 400–350 kya, while Torralba to
ca. 200 kya. The principal focus of debate, however, surrounds the degree of
postdepositional disturbance at the sites, which factor into how we can
interpret the distribution of finds, particularly in assessing the degree to which
the site was formed by cultural processes, such as hunting and butchering. For
example, Shipman and Rose used the scanning electron microscope to analyze
replicas of over hundred features deemed to be the strongest candidates for
butchery cut marks from both sites,45 but only 1 percent showed verifiable cut
marks. All, however, had evidence for sedimentary abrasion, which might
have obliterated any cut marks that existed. Binford’s analyses of the association
between different fauna and stone tools at Torralba suggested that hominins
there did not engage in elephant hunting, but were involved in scavenging or
natural processes.46 Additional challenges were directed at interpretations of
the ivory points that Howell and Freeman saw as intentionally fashioned;47
Villa and d’Errico’s reanalyses concluded that they were not intentionally
sharpened,48 and that hominins at that time did not make points from bone,
in contrast to later hominins.
Unlike Torralba, the picture at the Middle Pleistocene site of Áridos, near
Madrid, does suggest organized exploitation of elephant, although still not
hunting.49 In order to evaluate the degree to which H. erectus from Áridos,
Torralba, Ambrona, and Atapuerca were involved in planning behavior related
to stone procurement, Mosquera analyzed the raw materials and stone tool
types from these sites.50 Her study showed that there were patterns between
the raw materials used and the forms/functions of the tools, suggesting that H.
erectus was involved in planning and forethought and not in opportunistic use
of raw materials.
The Almonda karstic system in Portugal is another rich source of evidence
for Lower and Middle Paleolithic hominids (see Gruta de Oliveira, mentioned
later). At one of the caves – the Gruta da Aroeira – Acheulean bifaces, fauna,
and three hominid remains were recovered, including a cranium, which were
found in association with fauna and lithics. U-Th (uranium-thorium) dates on
calcitic crusts that formed on the cranium were dated to ca. 400 kya.51 The
Aroeira cranium is the oldest hominid fossil in Portugal to date. It shares
features with other Middle Pleistocene crania (such as from Bilzingsleben, in
eastern Germany) but also has distinctive traits (such as a raised articular
eminence) (Figure 2.12).
MIS 5–3. The extensive karstic systems and their preservational qualities as well
as the milder temperatures of the Late Pleistocene made the peninsula an
attractive place for hominins. More sites are known from the Late Middle
Paleolithic, between 60,000 and 40,000 BP (MIS 3), than from the Early
Middle Paleolithic.54 Some have posited that this was due to a demographic
increase, although it has been questioned why the earlier milder period (MIS
5) is so poorly represented archaeologically. Multi-proxy investigations at
Cueva Antón, a rock-shelter in a fluvial environment, suggest that this appar-
ent absence may be due to archaeologists’ overreliance on karstic sites for their
understanding of the Middle and Upper Paleolithic.55 Evidence from the deep
deposits at the site, which date from MIS 5 through 3, suggest that, during
milder conditions, woodland forests would have expanded, making karstic
caves and rock-shelters less attractive or visible to hominins. Sedimentary
dynamics may also be at play. In milder and wetter climatic periods, vegetation
would have fixed the soils on slopes, slowing down accumulation of deposits
in caves and exposing preexisting deposits to more erosion. In contrast, in
colder or more arid periods, erosion along slopes would produce more sedi-
ment that gets into caves and rock-shelters; thus, thicker deposits would be
formed and archaeological materials better preserved and have better chrono-
logical resolution.
Middle Paleolithic sites have been identified across the Strait of Gibraltar,
although most archaeologists do not believe there to have been interactions, or
significant interactions, between Neanderthals on both sides of the strait. The
cave site of Benzú, for example, has levels dated by optically stimulated
luminescence (OSL) and TL to between 250 and 70 kya, which were associ-
ated with Mode 3 tools and fauna.56
Lithic Technologies
Neanderthals in Iberia produced a range of flake tools using diverse raw
materials and production sequences.57 These tools included flakes, side
scrapers, cleavers, and points (Figure 2.13). Bifaces found at some Middle
Paleolithic sites in France and Northern Europe are absent in Iberia. Because
archaeologists have used different nomenclatures to describe stone tool types
throughout the peninsula, it is often difficult to compare assemblages with each
other and generate overall summaries.58 Most of the stone used was local and
included flint, quartzite, quartz, mudstone, and limestone.59 However, in
eastern Cantabria, some tools have been found at sites sourced to areas over
30 km away. At El Cañaveral, in central Spain, evidence for the exploitation of
the local flint outcrops was found, as well as hearths and debitage.60 Raw
material selection was likely due to a variety of factors, including a group’s
mobility and the tool’s function. A diversity of reduction sequences has been
Subsistence
The available evidence for Neanderthal diet in southeast Iberia, drawing on
faunal, isotopic, and use-wear studies, demonstrates, most importantly, that the
diet of Neanderthals in colder and more northerly regions of the Eurosiberian
zone was different than those in Iberia.66 For example, some large mammals
that went extinct in Northern Europe before MIS 5, such as hippopotamus
(Hippopotamus amphibius), elephant (Palaeoloxodon antiquus), or rhinoceros (Ste-
phanorhinus hemitoechus), continued to be present in Iberia and were hunted.
Furthermore, there is a higher carnivore:ungulate ratio at Iberian sites than in
more northerly zones. In general, and despite variability of space and time,
Neanderthals hunted a wide variety of medium- and large-bodied animals,
such as aurochs, rhinoceros, horse, red deer, and ibex. They also hunted small
game, such as rabbit, as well as exploited marine resources. Much less is known
of the plant foods they ate. The forests in Mediterranean Iberia would have
provided high-energy plants, such as hazelnuts. A study of plant microfossils
recovered on stone tools and teeth show the consumption of grasses. Isotopic-
ally, Neanderthals seem to have relied primarily on terrestrial proteins.
A comparison of lithic and faunal resources exploited by Neanderthals
between the cooler MIS 4 and milder MIS 3 suggests that territories contracted
over this span. That is, when conditions were cooler, they had to hunt and
forage over larger territories to support their populations; during warmer
periods, these territories shrunk.67
Some scholars argue, however, that Neanderthal hunting patterns did not
differ much from those of early modern humans of the Upper Paleolithic of
Iberia and that intensification, as defined by using lower ranked resources, was
in place by the Late Middle Paleolithic.68 However, this measure of intensifi-
cation is not shared by all archaeologists, who suggest that intensification, at
least in Mediterranean Spain, occurred much later, during the Pleistocene–
Holocene transition.69
Figure 2.14 Wooden tool (digging stick?) from Aranbaltza (before and after
conservation).
From: Rios-Garaizar et al. 2018, fig. 4; https://creativecommons.org/licenses/by/4.0/legalcode
density of lithics found in association with them, as hunting blinds.77 The site
was TL-dated to 54,000 12,000–11,000 BP.
Iberian Neanderthals
In 1848, Captain Edmund Flint of the Royal Navy found the first Neanderthal
in Iberia – a cranium of a female – at Forbes’ Quarry, Gibraltar (Figure 2.15).
This was only the second Neanderthal individual known in Europe following
the discovery in 1829 of a Neanderthal child in Engis, Belgium. These early
finds were not recognized as a new species, however, until the discoveries at
Feldhofer Cave in the eponymous Neander Valley, Germany in 1856.78 In
1887, Pere Alsius i Torrent (1839–1915), a pharmacist and prehistorian, dis-
covered what was thought to be the second Neanderthal fossil in Iberia – a
mandible in a quarry in Bañolas.79 A recent study of its morphological traits,
however, suggests that the mandible is from a modern human.80
Since then, more than thirty sites in Iberia have been identified with well-
dated and contextualized Neanderthal fossil remains.81 Those most recently
investigated include Sima de las Palomas del Cabezo Gordo, El Sidrón,
Bolomor, Cova Negra, Cova Foradà, Pinilla del Valle, Valdegoba, Cova del
Gegant, and Almonda. Most of the remains are isolated teeth and cranial
fragments, although a few are articulated skeletons that suggest burials, such
as those from Sima de las Palomas. Most date to MIS 3, which may indicate
that there was a demographic expansion in Iberia at that time, or perhaps there
are sampling biases.82
Because most Iberian Neanderthal finds are isolated cranial and dental
remains, our understanding of their postcranial morphology is relatively poor.
For this reason, the individuals (which total at least nine) from Sima de las
Palomas del Cabezo Gordo have contributed valuable insights into the overall
morphology of Iberian Neanderthals and South Europeans, in general.83
Palomas 96, the articulated partial skeleton of a young adult female is particu-
larly significant. Other than Palomas 96, which was discovered in 2006 and
2007, the only other skeleton in Mediterranean Europe with all limbs and
shoulder girdles well preserved is La Ferrassie 1 in France. In general, Nean-
derthals, wherever found, display appendicular hypertrophy – or robust arms
and legs, and this is the case with Palomas 96. But Neanderthals also exhibit
variability, as with all hominins. Palomas 96 is one of the shortest of the
Neanderthals known in Europe, and some aspects of her dentition and hands
are distinctive. Most surprisingly, however, her body proportions are indistin-
guishable from those of North European Neanderthals. This suggests that
there are factors other than, or in addition to, climate that structured the
morphology of Neanderthals.
The largest number of Neanderthal finds in Iberia, to date, were found deep
in El Sidrón Cave.84 The site has been studied using a full range of analytical
techniques, revealing a rare picture of Neanderthal lifeways. Spanish Republican
fighters used the cave as a hiding place during the Civil War, so, when
spelunkers discovered two mandibles in the cave in 1994, they presumed they
were those of soldiers. The Forensic Anatomical Institute carried out the first
excavations, and later, beginning in 2000, a team of archaeologists took over,
focusing on the area of the cave known as the Galeria del Osario. Over 2,550
bones of at least 13 Neanderthal individuals, including adults, adolescents, and
children, as well as males and females, were recovered.85 Different methods and
samples were used for dating the site. Some yielded recent dates (ca. 40,000 BP),
situating El Sidrón squarely in the debate about the (late) endurance of Nean-
derthals in Iberia, and northern Iberia, in particular, while others returned older
dates, ca. 49,000 BP. Given that more sophisticated protocols were used for the
older dates, these are currently favored.86 Approximately 350 flaked tools were
also found. They were largely made from flint (silex de Piloña) and quartzite,
sourced to within a 5 km radius of the site and made using the Discoidal and
Levallois methods. About 16 percent of the stone tools could be refitted, as well
as some of the human remains, which points to the unity of the assemblage
recovered in the Osario. One of the key questions addressed by the investigators
was how these remains come to be found inside the cave: Were they a burial or
were they a secondary deposit, originating from outside the cave? Geomorpho-
logical studies of the deposits where the archaeological materials were found
indicated that they were a secondary deposit from outside the cave, which
entered the cave in a collapse event. Studies of the mtDNA and nDNA of most
of the El Sidrón individuals were carried out, and these pointed to close
biological affinities. All the males were from the same lineage, while the females
were from different ones, suggestive of patrilocality. The genome of an adult
male was sequenced and found to have a Y chromosome not found in modern
humans, suggesting that this lineage is extinct.87 Another intriguing result of the
work at El Sidrón is evidence for cannibalism in the form of cut marks on many
of bones, apparently to extract marrow. Studies of the dental calculus on some of
the teeth identified fiber and coniferous wood, indicating that their teeth were
sometimes also used as tools.88 All of the individuals had dental hypoplasia,
pointing to dietary stress in their lives.89 Some fauna were recovered from the
site, but they are few and have carnivore marks, indicating that they were not
the food of the Neanderthals.
Neanderthal Art
Perhaps the most intriguing discovery in Iberian Neanderthal archaeology in
recent years has been evidence for symbolic behaviors, such as art, that had
been viewed as unique to modern humans. In some ways, this should not be
surprising, given what is known about Neanderthal burials in other parts of the
world, such as at Shanidar Cave, Kebara, and La Ferrassie.90 Given that much
of the research and rethinking of Neanderthal symbolic behavior has taken
place in just the past decade, this is likely an area of research that holds a great
deal of potential for exciting discoveries in the future. The evidence in Iberia is
reviewed in approximate order of their discoveries, given that the most
convincing cases represent the most recent research.
Perforated marine shells were found at Cueva de los Aviones, in Murcia, in
levels dated to 50,000 BP – nearly 8,000 years before AMH arrived in
Europe.91 At the site, the excavators recovered perforated shells of Acanthocar-
dia tuberculata (rough cockle) and Glycymeris insubrica (saltwater clam)
(Figure 2.16). Although the perforations on these shells are likely to be natural,
Figure 2.18 (a) View of the Gorham’s Cave Complex, UNESCO World Heritage
Site. (b) “Hashtag” image found in Gorham’s Cave Complex.
Photos: Courtesy of S. Finlayson
Middle Paleolithic/Upper
Paleolithic
Figure 2.20 Ebro frontier model, southward of the Ebro biogeographic boundary,
persistence of the Mousterian after ca. 41.5 cal (ca. 36.5 14C) ka.
Adapted: J. Zilhão
survived for several millennia longer. There, they were replaced by AMH
using Evolved and Late Aurignacian tools ca. 35,000 cal BP. In this scenario,
Neanderthals and AMH coexisted for ca. 7,000 years in Iberia.
The Ebro frontier model underwent critique and revisions.101 There were
problems with the dating of many sites used to develop the model. Most had
been radiocarbon dated, but suffered from pretreatment contamination prob-
lems, which tend to produce more recent dates. Thus, a project was under-
taken to use more rigorous protocols to remove contamination of samples and
redate them by accelerator mass spectrometry.102 The study concluded that
most of the dates for south Iberian sites previously used to support a late
survival of Neanderthals are problematic.
There remain, however, sites with late dates (post-42,000 cal BP) in south-
ern Iberia, indicating that Neanderthals and modern humans did coexist there
for some thousands of years, although the degree to which they interacted is
unclear. The youngest and most securely dated diagnostic fossils of Neander-
thals come from just a few samples. One of these is Gruta da Oliveira 1 in the
Almonda karstic system of Portugal, dated to 43,500 cal BP.103 Other late dates
for Iberian fossils come from several mandibles from Sima de las Palomas (49,
59, 80, and 88), dated to 43,000–40,000 cal BP.104 Other sites lack Neanderthal
remains but have Late Middle Paleolithic assemblages. At the Mousterian
SOME CONCLUSIONS
The cultural and biological history of the Iberian Peninsula during the lower
and Middle Paleolithic is complex, and many gaps in our understanding
remain, given the vast span of time involved and gaps in regional knowledge.
Future research will, no doubt, produce some clarification to these histories
and our understanding of human lifeways, but will also likely generate some
surprises. That the earliest dates for hominin occupation, at ca. 1.4–1 mya, are
currently from sites in southern Iberia (Guadix-Baza Basin) and the similarity
of technologies, particularly Mode III/Mousterian lithics, found on both sites
of the strait112 point to the possibility that there was movement of hominins
between North Africa and the peninsula, at least at some moments during this
span of time. Further research, as is being carried out by scientists at the
University of Cadiz and at institutions in Tetuán and Rabat to produce an
archaeological map of north Morocco, may generate evidence needed to
better understand whether or not there was such movement, to what degree,
and what its impact was.113 Given that the milder conditions of the peninsula
could support higher densities of animal, plant, and human life during the
Pleistocene than Northern Europe, it was certainly not a peripheral zone, but a
core zone for human life at the time.
ENDNOTES
interpretation were played out in the popular Spanish press before thor-
ough scientific vetting.
21 Carbonell Roura et al. 2014.
22 Marcos-Sáiz and Díez Fernández-Lomana 2015.
23 Rosas et al. 2006a; Carbonell Roura et al. 2014.
24 Bermúdez de Castro et al. 2011; Lorenzo et al. 2015.
25 Martínez et al. 2010.
26 Carbonell Roura et al. 1999, 2014.
27 Bermúdez de Castro et al. 2017.
28 Fernández-Jalvo et al. 1999.
29 Allué et al. 2015.
30 Angelucci et al. 2013; Walker et al. 2013, 2016; Rhodes et al. 2016.
31 Walker et al. 1999.
32 Sahnouni 1998; Sahnouni et al. 2002.
33 Enamorado 1997:50.
34 Santonja and Pérez-González 2010.
35 Arsuaga Ferreras et al. 1997; Bischoff et al. 2003; Carbonell Roura et al.
2003, 2014.
36 Rabadà i Vives 2015.
37 Arsuaga Ferreras et al. 1997; Carbonell Roura et al. 2003.
38 Sala et al. 2016.
39 Meyer et al. 2014.
40 Meyer et al. 2016.
41 Santonja et al. 2014.
42 Howell 1965; Freeman 1994.
43 Butzer 1965.
44 Pérez-González et al. 2001; Santonja et al. 2005.
45 Shipman and Rose 1983.
46 Binford 1987.
47 Howell and Freeman 1983.
48 Villa and d’Errico 2001.
49 Villa 1990.
50 Mosquera Martinez 1998.
51 Daura et al. 2017.
52 Enamorado 1997:36–38.
53 Álvarez-Alonso et al. 2016.
54 Rios-Garaizar et al. 2015a.
55 Zilhão et al. 2016.
56 Ramos et al. 2008.
57 Rios-Garaizar et al. 2015a.
58 de la Torre et al. 2013.
59 Rios-Garaizar et al. 2015a.
60 Baena Preysler et al. 2008.
99 Vega Toscana 1990; Villaverde and Fumanal 1990; Straus et al. 1993;
Straus 1996a.
100 Zilhão 2000a.
101 For an updated formulation of the model, see Zilhão 2006; also Vaquero
et al. 2006; Daura et al. 2013.
102 Wood et al. 2013b; Higham et al. 2014.
103 Trinkaus et al. 2007; Willman et al. 2012.
104 Walker et al. 2008, 2010.
105 Cunha et al. 2008.
106 Zilhão et al. 2017.
107 Finlayson et al. 2006.
108 Marín-Arroyo et al. 2018.
109 Finlayson et al. 2006:852.
110 Finlayson et al. 2006.
111 Maroto et al. 2012.
112 Ramos Muñoz 2013.
113 Ramos Muñoz et al. 2017