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- Consider the implications of this treatment of inherent case for systems of case and (6) a. On widział coś miłego. Accusative Environment
agreement in other languages. He.NOM saw.3.SG something nice.GEN
‘He saw something nice.’
ROADMAP b. ... z czymś miłym. Instrumental Environment
- Case alternations in Polish: Numerals, negation, and coś … withINST something.INST nice.INST
- Semi-lexicality and its interaction with case alternations ‘… with something nice.’
- Treating inherent case as a PP-case: Deriving case alternations
- Implications of PP-case for systems of case and agreement (7) Something nice
NOMINATIVE Coś miłego GEN.M.SG
2. Case alternations in Polish ACCUSATIVE Coś miłego GEN.M.SG
GENITIVE Czegoś miłego GEN.M.SG
Numerals: INSTRUMENTAL Czymś miłym INST.M.SG
DATIVE Czemuś miłemu DAT.M.SG
(2) a. Pięć ptaków spało. Nominative Environment LOCATIVE Czymś miłym LOC.M.SG
Five birds.GEN slept.N.SG
‘(The) five birds slept.’ Generalizations:
b. ...z pięcioma ptakami Instrumental Environment INSTRUMENTAL, DATIVE, and LOCATIVE cases behave similarly, taking precedence over
withINST five.INST birds.INST the GENITIVE of numerals, negation and coś.
‘...with five birds.’ NOMINATIVE and ACCUSATIVE allow GENITIVE assignment.
GENITIVE case is ambiguous as to whether it patterns with the INSTRUMENTAL, DATIVE,
(3) Five birds and LOCATIVE, or NOMINATIVE and ACCUSATIVE.
NOMINATIVE Pięć ptaków GEN.PL
ACCUSATIVE Pięć ptaków GEN.PL With regards to these cases, Przepiórkowski (1999: 123) conducted a number of tests to
GENITIVE Pięciu ptaków GEN.PL determine their “structural” or “inherent” nature. This is repeated in the table below:
INSTRUMENTAL Pięcioma / Pięciu ptakami INST.PL
DATIVE Pięciu ptakom DAT.PL GEN OF NOMINALIZATION Dużo / nic Po NP[INST]
LOCATIVE Pięciu ptakach LOC.PL NEG
Verbal arguments
NOM - + + + +
ACC + + + + +
GEN (of negation) + NA + + +
GEN (lexical) NA NA - - -
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DAT - - - - -
INST - - - - - (10) Dziewczyny spały.
Girl.F.PL.NOM slept.NV.PL
Nominal arguments ‘(The) girls slept.’
GEN (of NA + - + +
nominalization) The verbal agreement is not the result of N.SG features on the numeral. If it were, then the
GEN (lexical) NA NA - - - coordination of two numeral phrases should allow the same range of agreement as the
DAT - - - - - coordination of two N.SG nouns. This is false – agreement remains N.SG:
INST - - - - -
(11) a. Krzesło i biurko rozbiły się.
Tests consisted of the following: Chair.N.SG and desk.N.SG broke.NV.PL PT
GEN OF NEG: Ability to be marked GENITIVE in the presence of negation ‘A chair and desk broke.’
NOMINALIZATION: Ability to be marked GENITIVE in nominalizations b. Pięć krzeseł i sześć biurek rozbiło się.
Dużo/nic: Availability of these elements in a particular case positions Five chair.GEN and six desk.GEN broke.N.SG PT
Po: Availability of the distributive marker po ‘Five chairs and six desks broke.’
NP[INST]: Possibility of being predicated on by an INSTRUMENTAL nominal
We can understand this if we treat the N.SG as default agreement (Preminger 2011; Dziwirek
The genitive appears to function both as a structural and inherent case, depending on context. 1990). Numerals are an agreement target, but they lack gender, leading to default agreement.1
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(9) Pięć dziewczyn spało. This analysis adopts a nominative-genitive interpretation of Polish numeral morphology (Doroszewski 1952;
Five girl.F.PL.GEN slept.N.SG Klockmann 2014). See Appendix 1 for discussion of the issue and the competing accusative interpretation (Franks
1994, 2002; Przepiórkowski 1999).
‘(The) five girls slept.’ 2
For many speakers, verbal agreement with numeral 1000 is only possible if some modifier is present.
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Some of these elements lack the ability to form a plural (under a quantifier interpretation). If For example, according to Brattico (2011) and Norris (2014), Finnish and Estonian numerals
semi-lexical (in the sense here), we might conclude that they lack a number feature, which are incapable of pluralizing in this construction. If they are to pluralize (i.e., when quantifying
makes them invisible to verbal agreement in English. pluralia tantum nouns), then they no longer engage in case alternations, instead showing case
agreement throughout, seemingly behaving like adjectives.
(25) *Numbers of students were attacked.
(26) ???Bunches of teenagers are sitting outside eating ice cream. (33) kahe-d püksi-d Estonian
(27) *Majorities of women have faced some form of discrimination. two-NOM.PL pant-NOM.PL
‘two pairs of pants’ (Norris 2014: 81)
Although, for number, for example, this improves if modifiers are added (but see also
footnote 2 in this regard): (34) Minä näin kahde-t sakse-t. Finnish
I saw two-ACC.PL scissors-ACC.PL
(28) Very large numbers of students choose to seek some form of education or training ‘I saw two scissors.’ (Brattico 2011: 1045)
(COCA: Corpus of Contemporary American English)
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Summarizing:
Polish shows a relation between semi-lexicality and case alternations.
Case alternations are also found in other languages, particularly with elements which
we might consider to be semi-lexical.
Languages without case (English) show a similar pattern of ignoring the higher (38) a. Transitive (ACC) b. Transitive (ERG) c. Intransitive (ACC/ERG)
element for purposes of agreement.
We see here a correlation between semi-lexicality and the invisibility of the higher TP TP TP
element for certain processes (case, agreement).
XPNOM XPERG XPNOM/ABS
4 Case alternations: Inherent case as a PP-case
ZPACC ZPABS
The Polish case alternation divide appears to respect the inherent-structural case divide
(although see Brattico 2010, 2011 who shows that this does not follow in Finnish). Questions:
a. Why is lexical/inherent case assigned first?
Babby (1987) proposes the following case hierarchy for Russian: b. Why is lexical/inherent case not assigned through a case computation?
(35) Lexical/Inherent case > Structural case If we assume there is a P-head involved in lexical/inherent case assignment
which creates a barrier to external processes, then, plausibly, this P-head makes
Lexical case: Idiosyncratically assigned case the nominal invisible to case computations, regardless of when it is assigned.
Inherent case: Theta related case
Case spreading/stacking (Richards 2007; Matushansky 2008, 2010; Pesetsky 2013):
Question: How are lexical/inherent and structural case assigned? Case assignment spreads downwards from the head which initiates the assignment until
some barrier is reached. If a language does not allow multiple Spell-Out of case, some
Answers: mechanism will determine which case appears overtly.
Standard Minimalism (Chomsky 1986, 2000, 2001; Řezáč 2008): With regards to the question of structural case, we have three answers:
Structural case is assigned as a reflex of agree. NOMINATIVE case is assigned through Minimalism: It is assigned through an agreement relation with some functional head.
agreement with T and ACCUSATIVE through agreement with v. Inherent case is related Dependent case: It is calculated on the basis of the structural configuration.
to theta role assignment (Chomsky 1986), assigned through a P-head (Řezáč 2008). Case stacking: Percolation of it is triggered by some head.
Dependent case (Marantz 1991; McFadden 2004; Bobaljik 2008; Preminger 2011; With regards to the question of inherent case, the approaches appear to converge:
Baker in progress): Minimalism: It is assigned through a P-head (Řezáč 2008)
Dependent case: It is assigned early, possibly due to being embedded under a P-head.
Cases are assigned in a particular order, given in the hierarchy below. Dependent and
unmarked case are computed on the basis of structural configuration. Case stacking: Percolation of it is triggered by some head (a P-head in Pesetsky 2013)
(36) Lexical/Inherent case > Dependent case (ERG, ACC) > Unmarked case (ABS, NOM) Let us assume that inherent/lexical case is assigned by some form of a preposition (P-head).
We will leave open the nature of structural case assignment.
(37) Dependent Case Assignment (roughly):
a. Accusative: If two nominals are present in the same domain, mark dependent case Now we return to case alternations:
(ACC) on the lower one and unmarked case (NOM) on the higher one. If there is
only a single nominal, mark it with the unmarked case (NOM). 4.1 Case alternations with numerals in Polish:
b. Ergative: If two nominals are present in the same domain, mark dependent case
(ERG) on the higher one and unmarked case (ABS) on the lower one. If there is (39) a. Pięć ptaków spało. Nominative Environment
only a single nominal, mark it with the unmarked case (ABS). Five birds.GEN slept.N.SG
‘(The) five birds slept.
Note: Lexical/Inherent cased nominals are invisible to this operation.
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withINST five.INST birds.INST Aside: We seem to see a distinction between probes internal to the extended projection
‘...with five birds.’ (Grimshaw 1991) and probes external to it: P-cases, demonstratives, and adjectives can access
the embedded nominal, while verbs seem unable to.
Numerals trigger genitive case assignment. Under a(n) …
o agreement approach, the genitive case assigner agrees/assigns in all case (42) Tei / tychj ładnei / ładnychj pięći ptakówj spało.
contexts (implicitly requires some form of case stacking). Those.NOM.PL/GEN.PL pretty.NOM.PL/GEN.PL five.NOM birds.GEN slept.N.SG
o dependent case approach, genitive case is assigned as a default only if no other ‘Those pretty five birds slept.’
case is assigned before the closure of the extended projection (PP), (Norris
2014) Required assumption: Cases assigned external to the extended projection (NOMINATIVE,
o case stacking approach, genitive case is assigned in all case contexts. ACCUSATIVE) cannot access the embedded nominal, while cases assigned internal to it (P-
o (How might we disambiguate among these approaches?) cases) can.
Assume P-heads have a selectional requirement for lexical nouns. This gives us the result that P-cases appear on the lexical noun, while NOMINATIVE and
Let’s model this relation through agreement, where the P-head is a probe with a full ACCUSATIVE do not.
set of phi-features.
Case alternations with Polish coś: Assuming coś to be semi-lexical, the same analysis as applies
(40) PP to numerals applies to coś.
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(46) Nie mam ochoty uczyć Marii lepić garnków. b. Raam-ne roTii khaayii thii.
Not have.1SG liking.GEN teach.INF Mary.GEN mold.INF pots.GEN Raam-ERG breadF.ABS eat.PERF.F be.PAST.F
‘I don’t feel like teaching Mary how to make pottery.’ (Przepiókowski 1999: 149) ‘Raam had eaten bread.’
c. BaccoN-ne siitaa-ko dekhaa thaa.
Regardless of which theory we use to model it, that theory must allow for negation to childrenM-ERG SitaF-DAT see.PERF.M.SG be.PAST.M.SG
trigger multiple instances of GENITIVE. ‘The children had seen Sita.’ (Mahajan 1990: 73)
Treating inherent/lexical cases as P-cases, the embedding of the nominal inside the PP
makes it invisible to external processes, such as GENITIVE assignment via negation: With two absolutive arguments (found with verbs which optionally mark ergative), agreement
targets the highest:
(47) NegP
(50) a. Us-ne yah baat səmjhii.
NegGEN VP He-ERG(M) this matter.F understand.PERF.F
‘He understood this matter.’
V(DAT/INST) PP b. Vo yah baat səmjhaa.
He.M this matter.F understand.PERF.M
PDAT/INST DP ‘He understood this matter.’ (Mahajan 2012: 207)
Noun[+NUM, +GEND] + DAT/INST (* + GEN) Nepali (Indo-Aryan): Verbs agree with the highest argument, absolutive or ergative:
(51) a. ma bas-en
Hence, we see a lack of GENITIVE assignment in the context of P-cases. I-ABS sit-PST.1.SG
‘I sat.’
Summarizing: b. mai-le mero lugā dho-en
If we treat inherent/lexical case as representing nominals embedded within PPs, the I-ERG my clothes-ABS wash-PST.1.SG
case alternation facts of numerals, negation, and coś follows for Polish. ‘I washed my clothes.’ (Sharma and Deo 2002: 9)
Numerals: Due to the semi-lexicality of the numeral, the P-head probes past the
numeral to the noun, thereby marking both numeral and noun.
Negation: The P-head is a barrier to the GENITIVE marking of negation. Proposal: Variation is not with regards to where a language draws a line on the accessibility
hierarchy, but rather, with regards to whether languages treat ergative as a PP-case or not.
5. Inherent case as a PP-case: Relations between case and agreement Hindi: Ergative is a PP-case – agreement cannot target ergative subjects.
Nepali: Ergative is not a PP-case, but a structural case – agreement can target ergative
Prediction: If PP-cases are invisible to external case assignment processes, then presumably, subjects.
they are also invisible to other external processes, such as agreement.
Hindi:
Bobaljik (2008) argues that case feeds agreement, where agreement targets the highest
nominal with an accessible case, where accessibility is language specific. (52) (a) Transitive (= 49b) (b) Intransitive (= 49a)
(48) Unmarked case (NOM, ABS) > Dependent case (ERG, ACC) > Lexical/Inherent case TP TP
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(c) Semi-transitive: Ergative subject and dative object ( = 49c) b. I-m-boonkoonkooma-na jiirlanboo.
3-PST-swell.up-REM.PST porcupine.fish
TP ‘The porcupine fish swelled up.’ (Bowern 2012: 463)
Question: What could there be that selects for an inherent subject in transitive clauses but not Babby, Leonard H. 1987. Case, prequantifiers, and discontinuous agreement in Russian.
intransitive clauses? Natural language and linguistic theory 5: 91-138.
Baker, Mark C. In progress. Case: Its Principles and its Parameters. Cambridge University
Answer: Some languages have transitivity morphemes, which serve to indicate that a clause is Press.
transitive. These morphemes do not occur in intransitive clauses. Barchas-Lichtenstein, Jena. 2012. Garifuna Quantification. In Handbook of Quantifiers in
Natural Language, Keenan, E.L. and D. Paperno (eds.), 165-226. Dordrecht:
(56) Bardi (Nyulnyulan language of Australia) Springer.
a. Aalin-nim i-rr-oo-moogar-n maalbarnd-0 garndi. Bobaljik, Jonathan. 2008. Where’s Phi? Agreement as a post-syntactic operation. In Daniel
Sea.eagle-ERG 3-AUG-TR-make-CONT nest-ABS on.top rock.LOC Harbour, David Adger, and Susan Bejar (eds.), Phi-Theory: Phi features across
‘Eagles make their nests on top of rocks.’ (Bowern 2012: 468) interfaces and modules, 295-328. Oxford University Press.
Bowern, Claire Louise. 2012. A Grammar of Bardi. Berlin: Walter de Gruyter.
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Brattico, Pauli. 2010. One-part and two-part models of nominal Case: Evidence from case Pesetsky, David. 2013. Russian Case Morphology and the Syntactic Categories. Cambridge,
distribution. Journal of Linguistics 46: 47-81. MA: MIT Press.
Brattico, Pauli. 2011. Case assignment, case concord, and the quantificational case Preminger, Omer. 2011. Agreement as a Fallible Operation. Cambridge, MA: MIT
construction. Lingua 121: 1042-1066. dissertation.
Chomsky, Noam. 1986. Barriers. Linguistic Inquiry Monograph 13. Cambridge, MA: MIT Przepiórkowski, Adam. 1999. Case Assignment and the Complement-Adjunct Dichotomy: A
Press. Constraint-Based Approach. Ph.D. Dissertation, University of Tübingen.
Chomsky, Noam. 2000. Minimalist Inquiries: The Framework. In Step by Step: Essays on Řezáč, Milan. 2008. Phi-agree and theta-related case. In Daniel Harbour, David Adger, and
minimalist syntax in honor of Howard Lasnik, Roger Martin, David Michaels, and Juan Susana Bejar (eds.), Phi-Theory: Phi-features across modules and interfaces. Oxford
Uriagareka (eds.), 89-153. Cambridge, MA: MIT Press. University Press.
Chomsky, Noam. 2001. Derivation by phase. In Ken Hale: A life in language, Michael Richards, Norvin. 2007. Lardil “case stacking” and the structural/inherent case distinction.
Kenstowicz (ed.), 1-52. Cambridge, MA: MIT Press. Unpublished manuscript. MIT. [http://ling.auf.net/lingBuzz/000405].
Deo, Ashwini and Devyani Sharma. 2002. Typological variation in the ergative morphology Rutkowski, Paweł and Kamil Szczegot. 2001. On the syntax of functional elements in Polish:
of Indo-Aryan languages. Manuscript. Stanford University. Numerals, pronouns, and expressions indicating approximation. In Adam
Doroszewski, Witold. 1952. Podstawy gramatyki polskiej. Część Pierwsza [Basics of Polish Przepiórkowski and Piotr Bański (eds.), Generative Linguistics in Poland: Syntax and
Grammar. Part I]. Warsaw: Państwowe Wydawnictwo Naukowe. Morphosyntax, 187-196. Warsaw: IPIPAN.
Dziwirek, Katarzyna. 1990. Default agreement in Polish. In Katarzyna Dziwirek, Patrick
Farrell, & Errapel Mejías-Bikandi (eds.), Grammatical Relations: A crosstheoretical Appendix 1: Polish numeral morphology
perspective, 147-161, Stanford, CA: CSLI Publications.
Franks, Steven. 1994. Parametric properties of numeral phrases in Slavic. Natural Language There are two main competing hypotheses on the interpretation of Polish numeral 5+
and Linguistic Theory 12: 597-674. morphology: (1) Accusative Hypothesis and (2) Nominative-Genitive Hypothesis.
Franks, Steven. 2002. A Jakobsonian feature based analysis of the Slavic numeric quantifier
genitive. Journal of Slavic Linguistics 10: 141-181. (58) Numeral 5 paradigm:
Grimshaw, Jane. 1991. Extended Projection. Manuscript. Brandeis University, Waltham, MA. NON-VIRILE GENDER VIRILE GENDER
Losey, Wayne. 2002. Writing Gojri: Linguistic and sociolinguistic constraints on a (M.ANIM, M.INANIM, F, N) (MASC HUMAN)
standardized orthography for the Gujars of South Asia. MA Thesis. University of North NOMINATIVE pięć pięciu
Dakota. ACCUSATIVE pięć pięciu
Klockmann, Heidi. 2014. Polish numerals are semi-lexical adjectives and nouns. Proceedings GENITIVE pięciu pięciu
of the 22nd Formal Approaches to Slavic Linguistics (FASL). Michigan Slavic DATIVE pięciu pięciu
Publications. LOCATIVE pięciu pięciu
Mahajan, Anoop Kumar. 1990. The A/A-bar distinction and movement theory. PhD INSTRUMENTAL pięciu, pięcioma pięciu, pięcioma
Dissertation. MIT.
Marantz, Alec. 1991. Case and licensing. In German Westphal, Bejamin Ao, and Hee-Rahk According to the Accusative Hypothesis, 5+ numerals are accusative in nominative and
Chae (eds.), Eastern States Conference on Linguistics, 234-253. University of accusative cased positions. Motivation for this hypothesis comes from the syncretism of the
Maryland, Baltimore: Ohio State University. accusative and genitive for virile gender, but the nominative and accusative elsewhere:
Matushanksy, Ora. 2008. Predication: A case study. In Studies in Formal Slavic Linguistics.
Contributions from Formal Description of Slavic Languages 6.5, 213-239. Frankfurt (59) Nominal Paradigm:
am Main: Peter Lang. NON-VIRILE GENDER VIRILE GENDER
Matushansky, Ora. 2010. Some cases of Russian. In Gerhild Zybatow, Philip Dudchuk, Serge (ex: ‘girls’, FEM) (ex: ‘boys’, MASC HUMAN)
Minor, and Ekaterina Pshehostkaya (eds.), Formal Studies in Slavic Linguistics, NOMINATIVE dziewczyny chłopcy
Proceedings of FDSL 7.5, 117-135. Frankfurt am Main: Peter Lang. ACCUSATIVE dziewczyny chłopców
McFadden, Thomas. 2004. The Position of Morphological Case in the Derivation: A Study on GENITIVE dziewczyn chłopców
the Syntax-Morphology Interface. PhD dissertation. University of Pennsylvania.
McFadden, Thomas. 2014. Deducing the structural/inhernet/quirky case distinction from The Accusative Hypothesis assumes that in nominative case positions, the numeral is
competing theories of case. Paper presented at the 29th Comparative Germanic Syntax accusative, hence the syncretism (or lack thereof) with the genitive:
Workshop at the University of York.
Nelson, Diane and Ida Toivonen. (2000). Counting and the grammar: Case and numerals in
Inari Sami. In Diane Nelson and Paul Foulkes (eds.), Leeds Working Papers in
Linguistics 8: 179-192.
Norris, Mark. 2014. A Theory of Nominal Concord. PhD Dissertation. University of California, (60) Numeral Paradigm, Accusative Hypothesis:
Santa Cruz. NON-VIRILE GENDER VIRILE GENDER
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According to the Nominative-Genitive Hypothesis, 5+ numerals are genitive with virile gender,
but nominative with non-virile gender:
The main argument for this hypothesis comes from the paradigms of the numerals 2, 3, and 4.
Numeral 2, for example, allows either for agreement with a virile noun, or what appears to be
genitive case with default agreement.
This cannot be captured under the Accusative Hypothesis as it assumes the numeral to be
consistently Accusative across genders (this being its virtue for dealing with 5+ numerals). The
Nominative-Genitive Hypothesis gives us the tools to unify these phenomena.
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