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Abstract—From Complex Adaptive Systems theory, this II. RECOMBINATION AND TECHNOLOGICAL COMPLEXITY
paper examines the evolution of Lead-Acid Batteries for
Alternative Energy Vehicles. By taking advantage of the The emergence of new technologies has been analyzed
methodology developed by Strumsky et al, we represent from different perspectives. It is possible to distinguish, in
quantitative: i) different degrees of novelty of the inventive principle, the following three approaches:
activity, and ii) evolution on their complexity. Results show that,
i) Gradualism. Technologies emerge and evolve through
Lead-Acid Batteries have become a complementary technology,
the variation of previous technologies and the selection of the
for the design of all Alternative Energy Vehicles, rather than a
rival technology. most suitable ones. The accumulation of gradual variations
and continuous improvements, resulting from deliberate
Keywords—Recombination, Complexity, Technological modifications or unplanned discoveries, varies the set of
classes, Lead Acid Batteries, Alternative Electric Vehicles elements and/or physical structures that make up a particular
technology [14-18]. Technological complexity comes from
I. INTRODUCTION the growing differentiation, specialization, and integration of
Throughout XX century, lead-acid batteries (LAB) its physical parts [19]. In this perspective, the analysis of
became the dominant design in automotive industry due to patents is only presented as examples [20-22].
their low cost, safety, and level of performance [1-3]. ii) Combination/Accumulation. Technologies emerge and
However, with the emergence of AEVs, LAB faces new evolve as new combinations of existing ones. These represent
requirements in terms of functionality, life cycle, design, a cumulative synthesis [23] that is available, as building
development and production cost [2,4,5]. blocks, for the development of others [24-31]. Technologies
From economics of innovation [6,7] and theory of are combinations of “mechanical” elements that accumulate
Complex Adaptive Systems [8-11] the present research has as as part of the social heritage [32]. This approach does not
its central objective study the technological evolution of LAB, explain the emergence of unprecedented technologies;
based on their inventive activity, for the period 1980-2013. likewise, it lacks a unit to quantify the inventive activity and,
We address the following research questions: 1) What is the in terms of the measurement of complexity, it is not possible
participation of LAB in the inventive activity of the total to precisely identify the original block from which the
number of batteries designed for AEVs?; 2) Within the cumulative synthesis begins to be generated.
technological progress of AEV, has the technological iii) Recombination of natural phenomena. Origination of
complexity of LAB increased?; 3) What are the main types of new technologies is a process that, to fulfill a purpose, links a
novelty that characterize the technological evolution of the phenomenon with a need [8]. Thus, a new principle is
LAB? and 4) In terms of exploration/exploitation activities, is generated. However, the principles can rarely be used crudely;
there a foreseeable concentration of exploitation in a mature to use them it is necessary to program a family of phenomena
technology such as the LAB? and encapsulate them in physical devices to create a physical
The discussion is organized as follows. The next section architecture. This architecture has a modular, hierarchical, and
explains the relationship between complexity, recombination, nested structure; that is, it is made up of components or
and technology exploration and exploitation activities from modules linked to central and complementary functions;
the perspective of Complex Adaptive Systems (CAS). Section where, a group of components exploit a family of phenomena
3 describes the use of patent classes to quantify technological associated with the central function; while others use
complexity and identify the various types of inventive novelty phenomena and principles to perform complementary
- based on the taxonomy of Strumsky et al [12,13]. Section 4, functions (protect and regulate devices, supply power, or
using the USPTO patents, for the period 1981-2013, presents perform other tasks). Any component or module is a
the proportion of LAB with respect to advanced batteries for technological subsystem composed, in turn, of other
AEVs. In same section, presents the main findings about the subsystems [8,9].
changes in the complexity of LAB and some explanations of The technological components are interconnected,
them, also the proportions of the different types of inventive interact, and communicate with each other (the output of one
novelty and of exploration/exploitation activities, that together is the input of the others) and work in a coordinated manner to
account for the persistence of the technological activity in achieve a common purpose, each of them performing a
LAB, and some reasons that explain the identified patterns are necessary task. This chain of interactions and interconnections
described. Section 5 concludes. ends up affecting the entire architecture [10], in the sense that
changes at one level imply changes at the others, to
reconfigure and thus adapt the central and complementary
purposes.