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ORIGINAL ARTICLES

Psychometric Properties of the Defense Style Questionnaire


(DSQ-40) in Adolescents
Titta Ruuttu, MA(Psych),*†‡ Mirjami Pelkonen, PhD,*† Matti Holi, MD, PhD,*§
Linnea Karlsson, MD, PhD,*储 Olli Kiviruusu, BSocSc,* Hannele Heilä, MD, PhD,*
Virpi Tuisku, MSocSc,* Annamari Tuulio-Henriksson, LicPhil,* and Mauri Marttunen, MD, PhD*†¶

unconsciously, individuals can be aware of their residuals.


Abstract: This study examined the psychometric properties of the
Defense Style Questionnaire (DSQ-40) in adolescents. Internal con-
Based on this premise, the first Defense Style Questionnaire
sistency, factor structure, and discriminant and concurrent validity (DSQ), an 81-item measure, was created by Bond et al.
of the DSQ-40 were studied in 211 adolescent psychiatric outpa- (1983). They relied on factor analysis when developing this
tients aged 13 to 19 years and 199 age-matched and sex-matched self-report measure and named their four factors maladaptive
controls. Principal components analysis yielded four internally con- action patterns (immature), image-distorting, self-sacrificing
sistent components: mature, neurotic, image-distorting, and imma- (neurotic), and adaptive (mature) defenses. The revised 88-
ture defense styles. The outpatients reported more immature, image- item DSQ was published by Bond and Vaillant (1986) and
distorting, and neurotic styles and less mature style than did the was later modified by Andrews et al. (1989) to make it largely
controls, suggesting adequate discriminant validity. As a demonstra- consistent with the DSM-III-R draft glossary of defense mech-
tion of convergent and concurrent validity, the severity of psychi- anisms. The resulting 72-item DSQ loaded on three factors,
atric symptoms assessed by the General Health Questionnaire and labeled as mature, neurotic, and immature defense styles. The
psychosocial adjustment assessed by the Global Assessment of DSQ-40 was derived from the 72-item version with the goal
Functioning Scale correlated theoretically meaningfully with the of creating a briefer instrument (Andrews et al., 1993). Along
different defense styles. The DSQ-40 appears to be a reliable and with the work of Bond et al. (1983), several studies with
valid instrument for adolescents. different methods (clinical observer ratings, projective test
Key Words: defense mechanisms, adolescents, defense style data, or self-report inventories) have provided empirical ev-
questionnaire, psychometrics. idence for Vaillant’s hierarchical model.
The DSQ has proved a substantially valid measure among
(J Nerv Ment Dis 2006;194: 98 –105) adults. Various versions of the DSQ have been found able to
differentiate between normal controls and, among others, psy-
chiatric populations (Spinhoven et al., 1995), subjects with
anxiety disorders (Pollock and Andrews, 1989), subjects with
P sychological defense mechanisms can be adaptive when
maintaining emotional homeostasis or dysfunctional
when constricting mental functioning and distorting reality.
personality disorders (Sammallahti and Aalberg, 1995), and
child abusing parents (Andrews et al., 1993). The DSQ has
Based on clinicians’ ratings, Vaillant (1971) presented a also distinguished borderline female patients from those with
model of ego defenses according to which defenses can be other types of personality disorders (Bond et al., 1994), and
arranged on a continuum of ego maturity from immature to even different groups of anxiety disorder patients (Andrews
mature. Empirical research on defenses with self-report in- et al., 1989). Comparable psychometric properties have been
ventories assumes that although defenses primarily operate reported for different forms of the questionnaire (Andrews
et al., 1989; 1993; Bond et al., 1989; Bonsack et al., 1998;
Muris and Merckelbach, 1996; Sammallahti et al., 1996;
*Department of Mental Health and Alcohol Research, National Public Spinhoven et al., 1995). As with the 72-item scale, the
Health Institute, Helsinki, Finland; †Department of Adolescent Psychi-
atry, Peijas Hospital, Hospital District of University of Helsinki, Vantaa, 40-item DSQ has proven to be an internally reliable instru-
Finland; ‡Department of Psychology, University of Helsinki, Helsinki, ment with relatively high Cronbach ␣ values, split-half reli-
Finland; §Department of Psychiatry, Helsinki University Central Hospi- ability, test-retest reliability, and item-scale correlations
tal, Helsinki, Finland; 㛳Department of Psychiatry, Turku University (Andrews et al., 1993; Watson and Sinha, 1998). Both the
Central Hospital, Turku, Finland; and ¶Department of Psychiatry, Uni-
versity of Kuopio, Kuopio, Finland. DSQ-72 and DSQ-40 have been suggested to explain psychi-
Send reprint requests to Titta Ruuttu, National Public Health Institute, atric symptomatology (Holi et al., 1999; Watson, 2002).
Department of Mental Health and Alcohol Research, Mannerheimintie Factor analysis studies of the DSQ in adults have yielded two
166, FIN-00300 Helsinki, Finland.
Copyright © 2006 by Lippincott Williams & Wilkins
to five more or less theoretically coherent defense styles
ISSN: 0022-3018/06/19402-0098 depending on the version of the measure and the population
DOI: 10.1097/01.nmd.0000198141.88926.2e studied (Andrews et al., 1989; Bond et al., 1983; Bonsack et

98 The Journal of Nervous and Mental Disease • Volume 194, Number 2, February 2006
The Journal of Nervous and Mental Disease • Volume 194, Number 2, February 2006 DSQ-40 in Adolescents

al., 1998; Flannery and Perry, 1990; Reister et al., 1993; symptoms. Finally, we aimed to assess concurrent validity by
Rutherford et al., 1998; Sammallahti and Aalberg, 1995). exploring the association between defense use and psychos-
It is agreed that the use of defenses matures from ocial adjustment.
infancy to adulthood as a part of normal personality devel-
opment (Cramer, 1987; Evans and Seaman, 2000; Vaillant, METHODS
1971; Vaillant and Vaillant, 1990). The most primitive de-
fenses emerge in infancy as normal responses to distress Subjects
(Freud, 1948; Spitz, 1961). These immature defenses recede This study forms part of the Adolescent Depression
during maturation and form the foundation for the more Study, a longitudinal naturalistic clinical research and devel-
mature and complex defenses developing in adolescence and opment project on adolescent mood disorders in a sample of
young adulthood (Vaillant, 1977). Furthermore, different de- 218 consecutive adolescent psychiatric outpatients and 200
fenses emerge at different chronological periods of develop- controls from the cities of Kerava and Vantaa in the greater
ment. The use of denial, for example, is predominant and Helsinki area of southern Finland. The study population was
age-appropriate in the preschool years but then declines drawn from two adolescent psychiatric outpatient clinics. The
in importance and is considered immature among adults screened patients with a total sum score of ⱖ10 on the BDI
(Cramer, 1987; Vaillant, 1977). Neurotic and immature de- and a sum score of ⱖ5 on the General Health Questionnaire
fense styles significantly decrease in both sexes during the (GHQ)–36 were interviewed for DSM-IV disorders using the
transition to young adulthood, whereas mature defense style Schedule for Affective Disorders and Schizophrenia for
scores do not change significantly between late adolescence School-Aged Children—Present and Life-Time (Kaufman et
and young adulthood (Tuulio-Henriksson et al., 1997). Thus, al., 1997). The clinical sample (N ⫽ 218) consisted of those
the standards for appropriate functioning of the defense who met the diagnostic criteria of current depressive mood
mechanisms in adolescence are somewhat different from disorder. The control group consisted of a random sample of
those in adulthood. age-matched and sex-matched students from four schools in
Steiner et al. (Feldman et al., 1996; Steiner and Feldman, the same area; 200 adolescents were assessed in a manner
1995; Steiner et al., 2001) have developed adolescent ver- identical to the outpatient group.
sions of the DSQ. Several studies have reported theoretically Based on unpublished analyses of the data, the study
meaningful results for the adolescent versions of DSQ, using population included a wide spectrum of mood disorders and
different numbers of reworded items, different factor struc- accompanying psychiatric disorders (Karlsson et al., Personal
communication). Eight subjects were excluded from the
tures, and even different Likert scales (Erickson et al., 1996;
present analyses because they did not complete the DSQ-40
Evans and Seaman, 2000; Feldman et al., 1996; Muris et al.,
(N ⫽ 7) or more than a third of answers in the questionnaire
2003; Steiner and Feldman, 1995). In adolescent studies, both
were missed (N ⫽ 1). Thus, the final sample consisted of 410
adult and modified versions have been used. Some adoles-
subjects (211 outpatients, 199 controls) with a mean age of
cent versions have discriminated normal from pathological
16.4 years (SD ⫽ 1.6, range, 13–19 years): 333 females
(Feldman et al., 1996; Steiner and Feldman, 1995) and
(81%) and 77 males.
delinquent youths (Feldman et al., 1996). Immature defense
style has associated with psychological symptoms (Chan, Measures
1997; Evans and Seaman, 2000; Muris et al., 2003) in The DSQ-40 (Andrews et al., 1993) produces scores for
nonclinical adolescents, and with psychosocial adjustment both defense styles and separate defenses. It comprises 40
both in clinical (Smith et al., 1992) and nonclinical adoles- items in a 9-point Likert format. The 40 items are used to
cents (Erickson et al., 1996). Factor analysis studies have derive scores for 20 defense mechanisms, two items for each.
yielded two (Evans and Seaman, 2000), three (Feldman et al., Immature, neurotic, and mature styles are usually reported.
1996; Muris et al., 2003), or four (Nasserbakht et al., 1996; Scores for defense mechanisms and defense styles are formed
Steiner, 1990) DSQ factors in adolescents. Although these by averaging the ratings for relevant items. The original
earlier findings suggest that DSQ may be useful for adoles- English version of the DSQ-72 was translated into Finnish
cents, none of these versions has been used widely or become and satisfactorily back-translated.
established. The adult DSQ-40 is a widely used and practical Psychiatric symptomatology was measured with the
DSQ version that, in the present authors’ view, has face GHQ (Goldberg, 1972), a self-report instrument designed to
validity among adolescents. We are not aware, however, of identify short-term changes in mental health. It is validated in
psychometric studies on the DSQ-40 in adolescent samples. both adult and adolescent samples (Goldberg et al., 1997;
Moreover, little information is available on the general psy- Winefield et al., 1989). The GHQ-36, a shortened version of
chometric properties of DSQ-40. the GHQ-60 (Goldberg and Williams, 1988), is a state mea-
The aim of the present study was to analyze the psy- sure of how much the subject feels that their present state
chometric properties of DSQ-40 in adolescents by assessing “over the past few weeks” is unlike their usual state. For
its factorial construct, stability of this in subgroups, and items, there is a 4-point response scale for presence of a
reliability of extracted components. We also evaluated dis- symptom, scored bimodally as “not at all” (0); “same as
criminant validity by assessing differences in defenses by usual” (0); “rather more than usual” (1); and “much more
patient status, age, and sex, and convergent validity by than usual” (1). For psychometric analyses, it is possible to
determining whether defenses associated with psychiatric use a simple Likert scale (0-1-2-3), which was employed in

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Ruuttu et al. The Journal of Nervous and Mental Disease • Volume 194, Number 2, February 2006

this study. The total score obtained by summing the scores of TABLE 1. Four-Component Solution of the Quartimax
the individual items is a measure of severity of the illness and Rotated PCA of the DSQ-40 in a Sample of 410 Adolescentsa
can range from 0 to 108 (Goldberg and Williams, 1988).
The Global Assessment of Functioning Scale (GAF), Loadings
designed for Axis V in the DSM-IV (American Psychiatric Rotated Component Matrix 1 2 3 4
Association, 1994), was completed for every subject as part Immature defense style
of the diagnostic interview. Current overall psychological Projection .74 ⫺.21
functioning was rated on a scale of 0 to 100 according to Passive aggression .74 .21
DSM-IV Axis V definitions. Autistic fantasy .67 ⫺.19 .18
Somatization .65
Statistical Methods
Displacement .63 ⫺.13 ⫺.11
Data were analyzed with SPSS 11.0 (SPSS Inc., 2001). Acting out .54 .22
Principal components analysis (PCA) with quartimax rotation Mature defense style
was used, as Bond et al. (1983) employed in their original Humor ⫺.29 .67
study. The number of components was based on Cattell’s Sublimation .67 .18
scree test and interpretability. PCA was first carried out for Suppression ⫺.36 .59 .19
the entire sample and then separately for the outpatient and Rationalization ⫺.22 .59 .27
control groups, for males and females, and for younger Anticipation .39 .49 ⫺.26
(13–15 years) and older adolescents (16 –19 years). To obtain Image-distorting defense
defense-style scores, the average score for all the defenses style
loading on the respective factor was calculated. Because no Denial .76
previous work to our knowledge has attempted to factor the Dissociation .11 .12 .74
DSQ-40 for adolescents, exploratory rather than confirmatory Devaluation .42 .20 .52
factor analysis was used. The internal consistency of the Isolation .38 .41
scales was determined by calculating the Cronbach ␣ coeffi- Splitting .32 .33 .31
cient for the whole group. The nonparametric Mann-Whitney Neurotic defense style
U test was used to detect differences in defense styles and Reaction formation .77
defense mechanisms between clinical and control groups, Undoing .14 .70
early and late adolescents, and the sexes. Pearson correlations Idealization .17 .23 .17 .55
were used to quantify the associations between the scales, and Pseudo-altruism .27 .33 ⫺.18 .52
between defenses and both GHQ scores and GAF ratings. Eigen values 4.1 2.5 1.8 1.34
% Total variance explained 18 11 10 9.4
RESULTS a
Loadings below .10 were omitted.

Factorial Construct Validity


The principal components analysis of the 20 defense to Andrews’ solution. Cronbach ␣ values for the defense
scores carried out on the combined group revealed four styles calculated using Andrews’ factors were .57 for mature,
components (Table 1). The scree test and interpretability .60 for neurotic, and .75 for immature style.
supported the four-factor solution. The first six eigen values To evaluate further the stability and generalizability of
were 4.1, 2.5, 1.8, 1.34, 1.1, and .93. The loadings are shown the four-factor solution, the defense structure was also eval-
in Table 1. Four factors explained 49% of the total variance; uated according to treatment status, sex, and age (Table 3).
we named these four components as immature, mature, im- The results indicated rather slight variation in defense struc-
age-distorting, and neurotic styles. The internal consistencies tures between these groups.
obtained for these defense subscales, as measured by Cron- To facilitate comparison of different solutions, the results
bach ␣, were .78 for immature style, .62 for mature style, .62 of the three-factor component structure studies by Andrews et al.
for image-distorting style, and .60 for neurotic style. The (1993) and Feldman et al. (1996), the four-factor component
immature style correlated positively with image-distorting structure study by Bond et al. (1983), and our four-factor
style (r ⫽ 0.42) and with neurotic style (r ⫽ 0.22), the mature component structure study are shown in Table 3.
style correlated negatively with immature style (r ⫽ – 0.26)
and positively with neurotic style (r ⫽ 0.18), and the image- Discriminant Construct Validity
distorting style correlated with neurotic style (r ⫽ 0.22); all p We compared use of defenses between patients and con-
values were ⬍0.001. trols, between younger and older adolescents, and between the
We also performed the PCA using three factors, which sexes to determine whether there were differences in how these
enabled us to directly compare the three components of our groups used defenses (Table 4). The patients reported greater
data with those of Andrews et al. (1993). This also yielded use of immature, image-distorting, and neurotic styles than did
two factors both containing immature defenses, plus a third the controls. Of the individual defenses, patients used every
factor consisting of neurotic and mature defenses. The results immature defense more, as well as devaluation, isolation, split-
of the three-component solution in the whole group are ting, reaction formation, undoing, and pseudo-altruism. Further,
shown in Table 2, where the defenses are arranged according the patients used less mature defense style and, of individual

100 © 2006 Lippincott Williams & Wilkins


The Journal of Nervous and Mental Disease • Volume 194, Number 2, February 2006 DSQ-40 in Adolescents

mature defenses were, without exception, associated with


TABLE 2. Three-Component Solution of the Quartimax
Rotated PCA of the DSQ-40 in a Sample of 410 Adolescentsa high global adjustment, and the immature, image-distorting,
and neurotic defenses with low psychosocial adjustment. The
Loadings patterns of correlation were generally similar for patients and
Rotated Component Matrix 1 2 3 controls, although weaker for patients.
Mature defense style
Sublimation ⫺.36 .52 DISCUSSION
Humor ⴚ.60 .36 The main finding of this psychometric study was that
Anticipation .51 the adult version of DSQ-40 is a valid measure for adoles-
Suppression ⴚ.66 .18 .18 cents. It scored well for the different aspects of validity and
Neurotic defense style reasonably for internal consistency of defense styles.
Undoing .11 .50 .11
Factorial Construct Validity
Pseudo-altruism .69
This is the first study to investigate the structure and use
Idealization .56 .23
of defense mechanisms among adolescents using the DSQ-40.
Reaction formation .56 ⫺.12
The three-component structure found in adults in the original
Immature defense style
DSQ-40 study (Andrews et al., 1993) was not verified as such
Projection .72 .16 .24
in this adolescent sample. We considered a three-factor so-
Passive aggression .56 .14 .44
lution, but it was not easily interpretable: two immature
Acting out .37 .39
factors emerged with mature defenses also loading negatively
Isolation .28 .48
on the other factor, and the third factor was a mixture of the
Devaluation .15 .15 .66
neurotic and mature defenses. Instead, a more subtle, four-
Autistic fantasy .65 .21 .25
factor solution resulted. The first factor consisted of immature
Denial ⫺.15 .69
defenses: projection, passive aggression, autistic fantasy, so-
Displacement .61 .21
matization, displacement, and acting out. These defenses
Dissociation .74
describe maladaptive action patterns that very often emerge
Splitting .24 .26 .39
in object relationships, and may appear quite provocative.
Rationalization ⴚ.55 .16 .31
The individual deals with emotional conflicts by indirectly
Somatization .56 .24 .12
and often self-detrimentally expressing feelings toward some-
a
Loadings below .10 were omitted. one or something.
The second factor consisted of mature defenses: humor,
sublimation, suppression, rationalization, and anticipation.
defenses, less humor, suppression, and rationalization than did These defenses reflect constructive ways of mastering con-
the control adolescents. Females reported less use of mature and flict. The third factor, consisting of denial, dissociation,
image-distorting style than did males. Of the individual de- devaluation, isolation, and splitting, is descriptive of image-
fenses, females reported more use of somatization, displace- distorting coping. It is associated with narcissistic and bor-
ment, anticipation, and reaction formation than males, but less
derline personality patterns, and it differs from the immature
suppression, denial, and devaluation. Younger adolescents (aged
style in being image-oriented rather than action-oriented. The
13–15) reported more rationalization and splitting than did older
individual refuses to acknowledge some aspect of reality. We
ones (aged 16 –19). There were no differences in the use of
interpreted splitting to be included in the image-distorting
defense styles by age group. style, even though its loadings were equal to immature and
Convergent Construct Validity neurotic factors. The defenses that loaded on the fourth factor
To analyze the association between psychiatric symp- (reaction formation, undoing, idealization, and pseudo-altruism)
toms and defenses, correlations between the GHQ-36 and are described as neurotic defenses. These intermediate defenses
DSQ scores were calculated (Table 5). Psychiatric symptom- are more private than the immature ones and thus do not occur
atology had a strong positive association to immature defense in response to interpersonal events as immature defenses
style and a negative association to mature defense style. usually do. The rearranging of ideas and feelings is typical,
Image-distorting and neurotic styles were also positively for example, so that a person can see him/herself as exces-
correlated with GHQ-36 scores. The correlations were gen- sively kind and helpful. Our findings on the content of the
erally parallel for patients and controls. four extracted components and the correlations between the
styles support Vaillant’s (1971) view that defenses form a
Concurrent Criterion Validity continuum from immature or pathological to adaptive or
To determine concurrent criterion validity for the mature.
DSQ-40, the individual defense scores and composite factors Despite the fact that the items, number of components,
were correlated with the ratings on the GAF (Table 5). There and age of subjects differed between the studies we exam-
were significant correlations between psychosocial adjust- ined, our findings were very similar to those reported by
ment and both individual defenses and all four composite Bond et al. (1983), Andrews et al. (1993), and Feldman et al.
factors for the total study group. Specifically, 15 of the 20 (1996). In terms of the number of factors, our component
correlations for the total study group were significant; the structure differed from that in the original DSQ-40 study on

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Ruuttu et al. The Journal of Nervous and Mental Disease • Volume 194, Number 2, February 2006

TABLE 3. Component Structures of the Four-Component Solutions of PCA With Quartimax Rotation for the Whole
Adolescent Sample and Subgroups, and the Component Structures of Bond’s, Andrews’, and Feldman’s Studies
Group Sex Age Study
a,b
Bond 1983 Andrewsa 1993 Feldmanc 1996
Total Patients Controls Females Males 13ⴚ15 y 16ⴚ19 y DSQ-81 DSQ-40 DSQ-59
N ⴝ 410 N ⴝ 211 N ⴝ 199 N ⴝ 333 N ⴝ 77 N ⴝ 125 N ⴝ 285 N ⴝ 209 N ⴝ 712 N ⴝ 515
Projection Im Im Im Im Im Im Im Im Im Im
Passive aggression Im Im Im Im Im Im Im Im Im Im
Autistic fantasy Im Im Im Im Im Im Im — Im Im
Somatization Im Im Im Im Im Im Im Im Im Im
Displacement Im Im Im Im Im Im Im Im Im —
Acting out Im Im N Im Im Im Im Im Im Im
Humor M M ⴚIm M M M M M M M
Sublimation M M M M Im M M M M M
Suppression M M ⴚIm M M M M M M M
Rationalization M M ⴚIm M M M M — Im —
Anticipation M M M M Im Im M — M M
Denial Id Id Id Id Id Id Id N Im Im
Dissociation Id Id Id Id Id Id Id Im Im —
Devaluation Id Id Id Id Im Id Id — Im —
Isolation Id Id Id Id Im Im Id — Im —
Splitting Id N/Im/Id N Im/Id N N Im Id Im Im
Reaction formation N N M N N N N N N N
Undoing N N M N N N N — N Im
Idealization N N N N N N M Id N —
Pseudo-altruism N N M N Id N Im N N N
Im, Immature factor; M, mature factor; Id, image-distorting factor; N, neurotic factor.
a
Studies mainly on adults.
b
Bond referred to neurotic defenses as “self-sacrificing style,” which, in its final form, contained reaction formation and pseudo-altruism.
c
Feldman referred to neurotic defenses as “prosocial.”

adults by Andrews et al. (1993); in our adolescents, the tion clustered together for the control sample. The neurotic
immature defenses loaded themselves on two distinct com- factor did not emerge as such a coherent factor for the school
ponents: immature action-oriented and immature image-dis- sample as it did for the whole sample and patients: the
torting. On the other hand, our immature factors were defenses traditionally described as neurotic (pseudo-altruism,
very similar to those described by Bond et al. (1983) and reaction formation, and undoing) loaded on the mature factor
Sammallahti and Aalberg (1995), who also ended up with among the controls. Otherwise, the mature factor and the
four-factor solutions. Studies using the DSQ-40 have usually neurotic factor were highly consistent across all groups.
chosen a three-factor solution without performing a factor Defenses that were named immature in the DSQ-40 study by
analysis. To our knowledge, the only exceptions are the two Andrews et al. (1993) divided into two distinct factors in
adult studies conducted by Watson and Sinha (1998) and almost the same manner in every subgroup.
Punamäki et al. (2002). The former resulted in a five-factor The component structure was quite similar for males
solution, but the results were reported using three factors,
and females, but due to the low number of males, this result
whereas the latter was reported using four factors. Here, the
must be interpreted with caution. Neither were there any
emergence of two distinct immature components—action and
image distorting—may be explained by the legacy of the major age differences in defense structure between younger
different phases of development still clearly being present and older adolescents. This invariability supports the stability
during adolescence. Apart from the subjects’ age, the diver- and generalizability of the DSQ-40 among youths.
gent findings between the present study and the study by Contrary to the theoretical coherence of the factor
Andrews et al. could reflect Finnish-Australian cultural dif- structure, the internal reliabilities of the extracted defense
ferences. This is supported by the similarities in our factor styles were only reasonable. The Cronbach ␣ values, how-
structure to another Finnish study of the DSQ (Sammallahti ever, were fully comparable to earlier ones calculated on
and Aalberg, 1995). Comparison of the present findings with factors of 40-item (Andrews et al., 1993; Punamäki et al.,
the original DSQ study (Bond et al., 1983) was complicated 2002) or even longer versions of the DSQ (Andrews et al.,
by the different amounts and contents of items. 1993; Sammallahti and Aalberg, 1995). Internal reliabilities
The factor structure of the whole group slightly differed have tended to remain modest, probably due to the heterog-
from that of the controls. Acting out, splitting, and idealiza- enous nature of defenses loading on one factor.

102 © 2006 Lippincott Williams & Wilkins


The Journal of Nervous and Mental Disease • Volume 194, Number 2, February 2006 DSQ-40 in Adolescents

TABLE 4. Differences,a Means, and SDs in Use of DSQ-40 Defenses by Patient Status, Age, and Sex in a Sample of 410
Adolescent Outpatients and Controls
Patient Status Age Sex
Patients Controls 13–15 y 16–19 y Females Males
N ⴝ 211 N ⴝ 199 N ⴝ 125 N ⴝ 285 N ⴝ 333 N ⴝ 77
Mean (SD) Mean (SD) P Mean (SD) Mean (SD) P Mean (SD) Mean (SD) P
Immature 5.2 (1.2) 3.6 (1.2) ⬍0.001 4.5 (1.4) 4.5 (1.4) 0.976 4.6 (1.4) 4.2 (1.5) 0.051
Projection 5.3 (1.9) 3.1 (1.8) ⬍0.001 4.3 (2.1) 4.2 (2.1) 0.611 4.3 (2.2) 4.0 (2.0) 0.401
Passive aggression 4.6 (1.9) 3.6 (1.7) ⬍0.001 4.3 (1.9) 4.1 (1.8) 0.334 4.1 (1.8) 4.2 (2.0) 0.881
Autistic fantasy 5.1 (2.3) 3.4 (2.0) ⬍0.001 4.2 (2.3) 4.3 (2.4) 0.541 4.4 (2.4) 3.9 (2.2) 0.182
Somatization 5.2 (2.0) 3.6 (1.8) ⬍0.001 4.2 (2.0) 4.6 (2.1) 0.084 4.6 (2.2) 4.0 (2.0) 0.021
Displacement 5.0 (1.9) 4.1 (1.7) ⬍0.001 4.5 (1.9) 4.6 (1.9) 0.924 4.7 (1.9) 4.0 (1.9) 0.006
Acting out 5.7 (1.9) 4.7 (1.8) ⬍0.001 5.3 (1.8) 5.2 (2.0) 0.650 5.3 (1.9) 4.9 (1.8) 0.228
Mature 4.7 (1.2) 5.4 (1.0) <0.001 5.1 (1.1) 5.0 (1.2) 0.616 5.0 (1.2) 5.3 (1.2) 0.029
Humor 5.6 (2.0) 6.9 (1.5) ⬍0.001 6.3 (1.8) 6.2 (1.9) 0.921 6.2 (1.9) 6.4 (1.8) 0.535
Sublimation 4.4 (2.0) 4.8 (1.7) 0.056 4.6 (1.9) 4.6 (1.9) 0.869 4.6 (1.9) 4.8 (1.8) 0.267
Suppression 3.7 (2.0) 5.0 (1.8) ⬍0.001 4.5 (1.9) 4.3 (2.1) 0.284 4.1 (1.9) 5.1 (2.1) ⬍0.001
Rationalization 4.5 (1.8) 5.2 (1.5) ⬍0.001 5.1 (1.7) 4.7 (1.7) 0.023 4.8 (1.6) 5.1 (1.9) 0.080
Anticipation 5.2 (1.7) 5.1 (1.6) 0.413 5.0 (1.6) 5.2 (1.7) 0.305 5.2 (1.7) 4.9 (1.6) 0.034
Image-distorting 3.9 (1.1) 3.5 (1.0) <0.001 3.8 (1.1) 3.7 (1.1) 0.103 3.7 (1.1) 4.0 (1.1) 0.044
Denial 3.1 (1.8) 2.9 (1.5) 0.573 3.1 (1.7) 3.0 (1.6) 0.398 2.9 (1.6) 3.4 (1.7) 0.008
Dissociation 3.3 (1.7) 3.1 (1.6) 0.680 3.3 (1.6) 3.1 (1.7) 0.202 3.1 (1.6) 3.5 (1.7) 0.056
Devaluation 3.9 (1.5) 3.6 (1.3) 0.018 3.8 (1.5) 3.8 (1.4) 0.848 3.7 (1.4) 4.1 (1.5) 0.036
Isolation 4.4 (2.0) 3.4 (1.9) ⬍0.001 4.0 (1.9) 3.9 (2.1) 0.807 3.9 (2.0) 4.0 (2.2) 0.924
Splitting 5.0 (1.9) 4.5 (1.9) 0.030 5.0 (2.0) 4.6 (1.9) 0.043 4.7 (1.9) 4.7 (2.0) 0.933
Neurotic 4.8 (1.3) 4.4 (1.2) 0.002 4.7 (1.3) 4.6 (1.3) 0.489 4.7 (1.2) 4.4 (1.3) 0.061
Reaction formation 4.9 (1.9) 4.4 (1.7) 0.005 4.6 (1.8) 4.7 (1.9) 0.544 4.8 (1.8) 4.3 (1.7) 0.008
Undoing 4.9 (2.0) 4.5 (1.7) 0.033 4.8 (1.8) 4.6 (1.9) 0.390 4.7 (1.8) 4.7 (1.9) 0.942
Idealization 4.4 (2.3) 4.2 (2.0) 0.360 4.6 (2.2) 4.2 (2.1) 0.074 4.3 (2.1) 4.2 (2.2) 0.832
Pseudo-altruism 5.1 (1.7) 4.7 (1.5) 0.026 4.8 (1.6) 5.0 (1.7) 0.396 5.0 (1.6) 4.6 (1.7) 0.051
a
Differences tested with Mann-Whitney U test.

Discriminant Construct Validity Convergent Construct Validity


The outpatients had more maladaptive and less adaptive The maturity of the defense style was clearly associated
defenses than their controls. Sex differences were also found with the amount of psychiatric symptoms as measured by the
in defense use. The defenses favored by girls (somatization, GHQ. Adolescents with greater use of mature style had fewer
displacement, anticipation, and reaction formation) are in line psychiatric symptoms, while those preferring immature, im-
with previous results (Feldman et al., 1996). The boys’ age-distorting, and neurotic styles had more psychiatric
emphasis on suppression, denial, and devaluation also some- symptomatology. These findings suggest that mature de-
what support the previous results found in adults (Watson, fenses protect against psychological symptoms, whereas im-
2002; Watson and Sinha, 1998) and adolescents (Feldman et mature defenses could predispose to psychopathology. This is
al., 1996). Because of suppression, the boys scored higher on supported by a follow-up study showing immature defenses
the mature defense style than the girls; the boys also used in late adolescence to predict psychiatric symptoms in young
more image-distorting defense style. It seems that when girls adulthood (Tuulio-Henriksson et al., 1997). The results are in
resort to immature coping, they tend to redirect their feelings line with reports that immature defense mechanisms are
or responses toward something (somatization and displace- positively related to several indices of psychopathology, such
ment), whereas boys fail to acknowledge some aspect of the as the GHQ (Chan, 1997; Tuulio-Henriksson et al., 1997),
external reality (denial and devaluation). Symptom Checklist 90 (Bond and Perry, 2004; Holi et al.,
Age differences were not significant for defense style 1999), DSM-IV Psychopathology Questionnaire for Youths
scores, but they were significant for two of the specific (Muris et al., 2003), and internalizing/externalizing symp-
defenses: rationalization and splitting were more rarely used toms on the Youth Self-Report behavior checklist (Evans and
by older adolescents. The use of these defenses appears to Seaman, 2000).
predominate in young adulthood, and both are usually in-
cluded in the immature defenses of adults (Andrews et al., Concurrent Criterion Validity
1993). The authors are unaware of prospective studies of the Defenses and adaptation were significantly related;
development of defenses in adolescence. greater maturity of defense style was consistently associated

© 2006 Lippincott Williams & Wilkins 103


Ruuttu et al. The Journal of Nervous and Mental Disease • Volume 194, Number 2, February 2006

TABLE 5. Pearson Correlations of Defense Mechanisms and Styles of the Defense Style Questionnaire (DSQ-40) With the
General Health Questionnaire (GHQ-36) and the Global Assessment of Functioning Scale (GAF) Among Adolescent
Outpatients and Age- and Sex-Matched Controls
GHQ-36 GAF
Total Patients Controls Total Patients Controls
(N ⴝ 410) (N ⴝ 211) (N ⴝ 199) (N ⴝ 410) (N ⴝ 211) (N ⴝ 199)
Immature 0.65*** 0.35*** 0.65*** ⴚ0.54*** ⴚ0.17* ⴚ0.40***
Projection 0.62*** 0.31*** 0.59*** ⫺0.55*** ⫺0.25*** ⫺0.38***
Passive aggression 0.36*** 0.12 0.43*** ⫺0.32*** ⫺0.14 ⫺0.25***
Autistic fantasy 0.49*** 0.25*** 0.48*** ⫺0.40*** ⫺0.13 ⫺0.27***
Somatization 0.50*** 0.25*** 0.45*** ⫺0.38*** ⫺0.08 ⫺0.20**
Displacement 0.40*** 0.25*** 0.42*** ⫺0.29*** 0.01 ⫺0.32***
Acting out 0.31*** 0.10 0.32*** ⫺0.28*** ⫺0.05 ⫺0.25***
Mature ⴚ0.45*** ⴚ0.37*** ⴚ0.34*** 0.35*** 0.17* 0.27***
Humor ⫺0.45*** ⫺0.32*** ⫺0.37*** 0.36*** 0.16* 0.24***
Sublimation ⫺0.16*** ⫺0.19** ⫺0.03 0.18*** 0.12 0.20**
Suppression ⫺0.46*** ⫺0.33*** ⫺0.39*** 0.36*** 0.15* 0.24***
Rationalization ⫺0.32*** ⫺0.23*** ⫺0.33*** 0.20*** 0.03 0.16*
Anticipation 0.02 ⫺0.10 0.11 ⫺0.03 0.06 ⫺0.04
Image-distorting 0.20*** ⴚ0.01 0.21** ⴚ0.25*** ⴚ0.12 ⴚ0.21**
Denial 0.01 ⫺0.07 0.01 ⫺0.09 ⫺0.07 ⫺0.08
Dissociation 0.02 ⫺0.01 ⫺0.02 ⫺0.06 ⫺0.08 ⫺0.01
Devaluation 0.13** ⫺0.00 0.14* ⫺0.17*** ⫺0.06 ⫺0.15*
Isolation 0.27*** 0.05 0.25*** ⫺0.30*** ⫺0.15* ⫺0.20**
Splitting 0.17*** 0.02 0.24*** ⫺0.16*** 0.01 ⫺0.20**
Neurotic 0.15** 0.05 0.08 ⴚ0.10* 0.11 ⴚ0.07
Reaction formation 0.11* 0.03 0.00 ⫺0.06 0.08 0.07
Undoing 0.15** 0.15* 0.03 ⫺0.11* 0.04 ⫺0.13
Idealization 0.04 ⫺0.07 0.10 ⫺0.04 0.11 0.06
Pseudo-altruism 0.12* 0.04 0.09 ⫺0.06 0.06 0.01
ADS, Adolescent Depression Study.
*p ⬍ 0.05; **p ⬍ 0.01; ***p ⬍ 0.001 (two-tailed test).

with better psychosocial adjustment, and greater immaturity and correlates could be established. Third, a wider spectrum
with lower level of functioning. The results were less clear in of diagnoses and also a group of adults would have been
outpatients due to smaller variation in the GAF scores. Our useful for validation purposes. Fourth, our setting did not
findings confirm that self-report of defense styles correlates permit evaluation of test-retest reliability, which would have
with independent and reliable observer ratings of psycho- given a complete picture of the reliability of the DSQ-40.
social functioning in adolescent populations. They are also
consistent with previous findings among adolescents
(Erickson et al., 1996; Smith et al., 1992) showing matu- CONCLUSION
rity of defense style to be associated with level of psycho- We conclude that the adult version of DSQ-40 is
social functioning. appropriate for use in adolescents. The Finnish version of
DSQ-40 showed good psychometric properties in our sample
Strengths and Limitations of adolescent outpatients and controls, including factorial
Consecutive outpatients and age-matched and sex- structure, internal consistency, and concurrent and discrimi-
matched controls from the same area were used. Data collec- nant validity. The instrument discriminates between mature,
tion was comprehensive, and little information was missing. neurotic, image-distorting, and immature defense styles in
We used standardized and validated measures for assessing this age group. Defenses loaded on factors in a way that
psychiatric symptomatology and psychosocial functioning makes clinical sense. The outpatient group differed from the
(observer-rated measure). However, when generalizing these sex-matched and age-matched control group in the use of
findings, several limitations need to be taken into account. defense styles and even in most of the individual defense
First, the sample was not balanced for gender or age, since mechanisms. Defense mechanisms were related to psycho-
girls and older adolescents were overrepresented. The sample pathological symptoms and psychosocial adjustment. This
nevertheless successfully represents youths who present study reveals a heterogeneity of defenses among clinical
themselves to clinicians. Second, due to the cross-sectional adolescents that parallels normal adolescents. Because de-
design of the study, no causal relationships between defenses fenses differ in their relative maturity and in their develop-

104 © 2006 Lippincott Williams & Wilkins


The Journal of Nervous and Mental Disease • Volume 194, Number 2, February 2006 DSQ-40 in Adolescents

mental appropriateness, age has to be considered when mea- Holi MM, Sammallahti PR, Aalberg VA (1999) Defense styles explain psychi-
suring the adaptive success of defenses. Although most atric symptoms: An empirical study. J Nerv Ment Dis. 187:654 – 660.
Kaufman J, Birmaher B, Brent D, Rao U, Flynn C, Moreci P, Williamson D,
previous studies have favored a three-factor solution with Ryan N (1997) Schedule for Affective Disorders and Schizophrenia for
only one immature factor, the different nature of the two School-Age Children-Present and Lifetime Version (K-SADS-PL): Initial
extracted immature defense components suggests the need to reliability and validity data. J Am Acad Child Adolesc Psychiatry. 36:980 –
consider a more complex four-factor structure for adoles- 988.
cents. Longitudinal studies are needed to determine the va- Muris P, Merckelbach H (1996) The short version of the Defense Style
Questionnaire: Factor structure and psychopathological correlates. Pers
lidity of the DSQ-40 for predicting specific symptomatology Individ Diff. 20:123–126.
in adolescents. Muris P, Winands D, Horselenberg R (2003) Defense styles, personality
traits and psychopathological symptoms in nonclinical adolescents. J Nerv
ACKNOWLEDGMENTS Ment Dis. 191:771–780.
The authors thank research assistant Eevaliisa Orelma Nasserbakht A, Araujo K, Steiner H (1996) A comparison of adolescent and
adult defense styles. Child Psychiatry Hum Dev. 27:3–14.
for her contribution to patient recruitment and data manage- Pollock C, Andrews G (1989) Defense styles associated with specific anxiety
ment and Johanna Törrönen, MD, and Kirsi Kettunen, MD, disorders. Am J Psychiatry. 146:1500 –1502.
for their contribution in the interviews. This study was finan- Punamäki R, Kanninen K, Qouta S, Eyad E (2002) The role of psychological
cially supported by the Hospital District of University of defences in moderating between trauma and post-traumatic symptoms
Helsinki, Peijas Hospital, the Yrjö Jahnsson Foundation, and among Palestinian men. Int J Psychol. 37:286 –296.
Reister G, Fellhauer RF, Franz M, Wirth T, Schellberg D, Schepank H, Tress
the Finnish Konkordia Fund. W (1993) Psychometrische Erfassung von Abwehrmechanismen: Zusam-
menhang zwischen Fragebogen und Expertenrating. Erste Validitätsunter-
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