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Genre theory or genre studies got underway with the Ancient Greeks, who felt that particular
types of people would produce only certain types of poetry. The Greeks also believed that
certain metrical forms were suited only to certain genres. Aristotle said,
“We have, then, a natural instinct for representation and for tune and rhythm—and
starting with these instincts men very gradually developed them until they produced
poetry out of their inventions. Poetry then split into two kinds according to the poet's
nature. For the more serious poets represented the noble deeds of noble men, while
those of a less exalted nature represented the actions of inferior men, at first writing
satire just as the others wrote hymns and eulogies”.
This is all based on Plato's mimetic principle. Exalted people will, in imitation of exaltation,
write about exalted people doing exalted things, and vice versa with the "lower" types
(Farrell, 383). Genre was not a black-and-white issue even for Aristotle, who recognized that
though the "Iliad" is an epic it can be considered a tragedy as well, both because of its tone as
well as the nobility of its characters. However, most of the Greek critics were less acutely
aware—if aware at all—of the inconsistencies in this system. For these critics, there was no
room for ambiguity in their literary taxonomy because these categories were thought to have
innate qualities that could not be disregarded.
The Romans carried on the Greek tradition of literary criticism. The Roman critics were quite
happy to continue on in the assumption that there were essential differences between the
types of poetry and drama. There is much evidence in their works that Roman writers
themselves saw through these ideas and understood genres and how they function on a more
advanced level.
After the fall of Rome, when the scholastic system took over literary criticism, genre theory
was still based on the essential nature of genres. This is most likely because of Christianity's
attraction for Platonic concepts. This state of affairs continued until the 18th century.
Locke, in An Essay Concerning Human Understanding (1690), had reduced data to its
smallest part: the simple idea derived from sense. However, as the science of cognition
became more precise it was shown that even this simple idea derived from sense was itself
divisible. This new information prompted David Hartley to write in his Observation on
Man (1749),
The possibility of an infinite number of types alarmed theologians of the time because their
assumption was that rigorously applied empiricism would uncover the underlying divine
nature of creation, and now it appeared that rigorously applied empiricism would only
uncover an ever-growing number of types and subsequent sub-types.
Then, in 1986, Ralph Cohen published a paper in response to Derrida's thoughts titled
"History and Genre." In this article Cohen argued that genre concepts in theory and in
practice arise, change, and decline for historical reasons. And since each genre is composed
of texts that follow, the grouping is a process, not a determinate category. Genres are open
categories. Each member changes the genre by adding, contradicting, or changing
constituents, especially those of members most closely related to it. The process by which
genres are established always involves the human need for distinction and interrelation. Since
the purposes of critics who establish genres vary, it is self-evident that the same texts can
belong to different groupings of genres and serve different generic purposes. (Cohen, 204)