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The anatase phase of titanium dioxide (TiO2 ) has at- conduction-band structure was observed, resulting from
tracted a lot of attention due to its rich physics and the coupling of an electron with a lattice distortion and
important applications. As a transparent conductor it leading to an increase in the effective mass of the charge
can be used in solar energy harvesting and flat-panel carriers. This provides evidence that the charge carriers
displays;1 n-type-doped TiO2 is highly transparent and are no longer bare electrons, but behave as an interact-
has shown electrical conductivity comparable to that of ing quasiparticle called a large polaron, which is an inter-
Sn-doped In2 O3 (ITO), which is the most widely used mediate state between localized small polarons and free
transparent conductor.1,2 In addition, TiO2 is known to electrons.
have excellent photocatalytic capabilities.3 Recent stud- Electron transport calculations using first-principles
ies show that the electrical transport is important for the methods are typically based on the DFT band structure
overall efficiency of catalysis: the better performance of and assume that this non-interacting electronic structure
anatase compared to rutile (another polymorph of TiO2 ) is not affected by the electron-phonon interaction. This
was attributed to the difference in mobility between the might be a good approximation for materials where the
two phases.4 electron-phonon interaction is weak, but the ARPES ex-
Despite the evident importance of the electronic con- periments indicate that in the case of anatase TiO2 it is
ductivity, the dominant carrier transport mechanism in necessary to include the impact of the electron-phonon
anatase TiO2 is still controversial—in particular, whether interaction on the band structure.
it is based on band electrons or on small polarons. The In the present work, we investigate the electron-phonon
conduction mechanism has previously been investigated interaction and transport in anatase TiO2 using first-
using density functional theory (DFT). It was found that principles calculations combined with many-body pertur-
due to the strong electron-phonon interaction excess elec- bation theory. This approach allows us to examine the
trons localize at Ti3+ sites, forming small polarons.5–7 effect of band-structure renormalization on the electron
Based on this result, hopping was suggested as the main mobility and thus go beyond the typical assumption of
conduction mechanism. Small polarons, however, turned a rigid band structure. The renormalization of the band
out to be energetically unfavorable compared to delocal- structure leads to slower velocities of large polarons com-
ized states in calculations where orbital-dependent ex- pared to bare electrons. Subsequent mobility calculations
ternal potentials were added to obey Koopmans’ theo- using Boltzmann transport theory show a striking impact
rem.8 Furthermore, transport measurements show that on transport: the renormalization of velocities leads to
the mobility exceeds 10 cm2 /Vs at room temperature; in a reduction in mobility by up to 44% compared to the
addition, the mobility decreases with increasing temper- “bare” mobility. The resulting mobility also decreases
ature for T > 50 K.9 This experimental result contradicts substantially with temperature.
the small-polaron hopping mechanism, which gives rise to We perform DFT calculations using the Quan-
much lower mobilities (≪ 1 cm2 /Vs) and should show an tum ESPRESSO package11 with the LDA exchange-
increase in mobility with increasing temperature (based correlation functional,12 and ultrasoft pseudopotentials13
on the increased likelihood of overcoming the hopping in which the Ti semicore 3s and 3p states are treated as
barriers at higher temperatures). valence electrons. The plane-wave basis has a cutoff of
While small-polaron hopping cannot provide a satisfac- 50 Ry and we use a 6×6×6 special k-point grid. The
tory explanation of the experimental results, the strong phonon spectrum is calculated using density functional
electron-phonon interaction is clearly of importance for perturbation theory (DFPT)14 on a 4×4×4 q-point grid,
the electrical properties, as was demonstrated by angle and interpolated along symmetry lines of the Brillouin
resolved photoemission spectroscopy (ARPES) on single Zone (BZ).
crystals of TiO2 .10 A substantial renormalization of the DFT-LDA provides good structural properties, includ-
2
TABLE I. Zone-center optical phonon frequencies (in cm−1 )
for anatase TiO2 calculated using DFT-LDA and compared
with experiment.
Modes LDA Exp. (Ref. 18) Exp. (Ref. 19)
/'$ Eg 160 — 144
(QHUJ\H9
7L Eg 166 — 197
2 Eu (TO) 253 262 —
Eu (LO) 343 366 —
A2u (TO) 351 367 —
B1g 388 — 399
Eu (TO) 454 435 —
/'$U B1g 501 — 519
F A1g 524 — 513
D E B2u 551 — —
Eg 647 — 639
= ˁ ; A2u (LO) 728 755 —
Eu (LO) 874 876 —
FIG. 1. Conduction-band structure of anatase TiO2 calcu-
lated using LDA (dashed red line) and LDA+U (solid blue 900
line), based on the optimized geometry obtained with LDA,
and plotted along high-symmetry lines of the BZ for the primi- 800 Eu(LO)
A2u(LO)
tive cell. The conduction-band minimum is used as the energy 700
Frequency (cm-1)
reference in both cases. The inset shows the conventional cell
of anatase TiO2 ; large blue spheres are Ti atoms, small red 600
spheres O atoms.
500
400
ing phonon dispersion curves (as we will show below), but 300 E (LO)
for the electronic structure a better description of Ti-d- u
200
derived conduction-band states is needed. We therefore
perform LDA+U calculations, with the on-site Coulomb 100
energy U =3.3 eV obtained selfconsistently using a linear-
0
response approach.15 Z Γ X P N Γ
Anatase TiO2 is a band insulator with a tetragonal
crystal structure and the I41 /amd space group as shown FIG. 2. (Color online). Calculated phonon band structure of
in the inset of Fig. 1. The calculated lattice parameter anatase TiO2 using the LDA functional.
of the primitive cell is 5.42 Å, in good agreement with
the experimental value of 5.45 Å.16 Each Ti atom is sur-
rounded by a slightly distorted oxygen octahedron. The ting of the polar LO and TO modes at the zone center as
crystal field of these distorted octahedra lifts the degen- shown in Fig. 2; in Eu modes ions oscillate in the (a-b)
eracy of the t2g states. As a consequence, the lowest plane, while in the A2u mode they oscillate along the c
conduction band is derived mainly from dxy states, lead- axis. LO-TO splitting for Eu modes therefore occurs only
ing to a highly anisotropic band structure: dispersion is for phonon wave vectors q with nonzero x or y compo-
much stronger along Γ-X than along Γ-Z (Fig. 1). The nents (e.g., along the Γ-X direction), and for A2u modes
next-higher conduction-band states have mainly dyz and the LO-TO splitting only occurs for q with nonzero z
dzx character. Figure 1 also shows that the conduction component (e.g., along the Γ-Z line). The calculated fre-
bands obtained with LDA+U show less dispersion than quencies of the optical modes at Γ are in good agreement
those obtained with LDA. The quality of the LDA+U with experiment, as shown in Table I.18,19
band structure is confirmed by the agreement of the elec- The coupling of an electron to lattice vibrations can
tron effective mass obtained with LDA+U (0.44 me ) with lead to different types of polaron states in solids. An
a value calculated using a hybrid functional (0.42 me ).17 electron placed in a continuous polarizable medium can
The LDA value is 0.37 me . form a large polaron via coupling to polar LO modes.
Anatase TiO2 has 6 atoms in the primitive cell, lead- In contrast to a small polaron, in which an electron is
ing to 18 phonon modes (3 acoustic + 15 optical modes). localized on a few atomic sites accompanied by a sig-
Among them, three pairs of polar optical modes consist- nificant lattice distortion, a large polaron is spread over
ing of transverse (TO) and longitudinal (LO) modes can many lattice sites with a much smalller lattice distortion.
be identified by group theory. Lattice vibrations cor- The atomic displacement due to polar LO modes follows
responding to polar LO modes generate a macroscopic the polaronic motion, effectively dressing the electron.
electric field at long wavelengths. This causes the split- Hence, large polarons move through the lattice similar
3
-0.08
TABLE II. Calculated mobilities at room temperature for
n=1018 cm−3 . The conduction band is described either at
the LDA or the LDA+U level, or taking renormalization
ω= k +Re∑k(ω)
-0.12 due to the electron-phonon interaction into account (with the
LDA+U results as the starting point).
Re∑k (eV)
2π X X
-0.4 -0.2 0 0.2 0.4 τk−1 = wq |gν (k, q)|2
~ ν q
ω− k (eV) (8)
× {(nqν + fk+q )δ(Ek+q − Ek − ~ωqν )
FIG. 3. Real part of the frequency-dependent self-energy for + (1 + nqν − fk+q )δ(Ek+q − Ek + ~ωqν )} .
the bottom of the conduction band (k=0). The x=y line gives
the amount of the eigenvalue renormalization at the intersec- This expression for the lifetime can be derived from the
tion with ReΣk , and the blue dotted line is the linearized imaginary part of the self-energy of the polarons.28 Equa-
self-energy at ~ω=ǫk , which approximates the renormalized
tion (8) can also be derived from Fermi’s golden rule.
eigenvalue near the intersection with the x=y line.
Note that we do not simply assume the carrier lifetime
to be constant, which is a frequently used approxima-
90 tion. Equation (8) explicitly includes the k-point depen-
dence of τk , which is important to accurately describe
mobilities .25,30 The mobility tensor µαβ is obtained from
85 µαβ =σαβ /ne, where n is the carrier density. We employ
|vkp /vk| (%)
Our results show that the accuracy of conduction-band into account to accurately describe LO-phonon scatter-
states affects the mobilities. A proper description of d ing at room temperature, and this indeed produces values
states, as accomplished in LDA+U , reduces the mobil- within the experimentally observed range.
ity by as much as 25% compared to the LDA values. If Other titanates, such as SrTiO3 and rutile TiO2 , also
in addition band-structure renormalization is taken into exhibit mobilities that decrease with increasing temper-
account, the mobility is further reduced by 54%. This ature.38,39 Given that these materials also have strong
reduction is mainly due to the velocity renormalization; electron-LO-phonon interactions,we expect that large po-
indeed, the scattering rates for band-edge states are in- larons and the resulting band-structure renormalization
creased by only ∼20 % as a consequence of the band also play an important role in the transport properties
renormalization. We note that the conductivity in Eq. (7) of these materials. The effect may be even larger than
depends on the square of the group velocity. Thus, the in anatase, given that the experimental mobility at room
velocity renormalization modifies the mobility more sig- temperature is less than 10 cm2 /Vs. A recent study in-
nificantly than the scattering rate. vestigated the transport properties of SrTiO3 using the
The mobility, including the band renormalization ef- Kubo formula in which the spectral functions of electrons
fect, decreases with increasing temperature; from 70 interacting with phonons are considered.40 The results
cm2 /Vs at 200 K to 26 cm2 /Vs at 300 K for the in- also show that the change in the band structure due to
plane direction, consistent with experimental observa- the strong electron-phonon coupling reduces the mobil-
tions.1,9 We can attribute the decrease to the enhanced ity (by a factor of eight) compared to that of the bare
LO-phonon scattering at higher temperatures. electron.
Experimentally measured room-temperature values of In conclusion, we have investigated the mobility of
µ⊥ range from 17 to 30 cm2 /Vs for n =1018 -1020 cm−3 .1,9 large polarons in anatase TiO2 using first-principles cal-
These values could in principle contain contributions culations and the Boltzmann transport equation. We
from scattering mechanisms other than LO-phonon scat- explicitly included the band renormalization due to the
tering. Since the transport measurements were per- electron-phonon coupling within many-body perturba-
formed on single crystals9 or epitaxial films,1 we expect tion theory. While the scattering time is modified by
the impact of extended defects such as dislocations or 10%, the main effect on mobility stems from velocity
grain boudaries to be small. Regarding ionized impu- renormalization. The large polaron has a 44% lower mo-
rity scattering, we can estimate its contribution based bility than the mobility of bare electrons. Our results
on the experimental data. In Ref. 1 the mobility of an show that the formation of large polarons plays a crucial
epitaxial sample with n ∼ 1020 cm−3 was measured to role in the electron mobility of anatase TiO2 .
be about 100 cm2 /Vs at T <100 K. In a doped semi-
conductor the mobility at low temperatures is typically
dominated by ionized impurity scattering.37 Thus it is
reasonable to assume that the low-temperature mobility ACKNOWLEDGEMENTS
of 100 cm2 /Vs mainly arises from ionized impurity scat-
tering. In addition, it is known that the impact of this This work was supported by the Office of Naval Re-
scattering mechanism decreases as the temperature in- search (ONR) under grant numbers N00014-12-1-0976
creases.37 Accordingly, the mobility limited by only the (EXEDE MURI) and N00014-18-1-2704. Computing re-
ionized impurity scattering at room temperature is likely sources were provided by the Center for Scientific Com-
to be higher than 100 cm2 /Vs. We can therefore con- puting supported by the California NanoSystems Insti-
clude that, even at these high dopant concentrations, tute and the Materials Research Science and Engineer-
ionized impurity scattering does not contribute signifi- ing Center (MRSEC) at UC Santa Barbara through NSF
cantly to the mobility at room temperature, and that DMR 1720256 and NSF CNS 1725797, and by the Ex-
LO-phonon scattering will be the main mechanism limit- treme Science and Engineering Discovery Environment
ing the mobility. Our results in Table II indicate that it (XSEDE), which is supported by NSF grant number
is essential to take renormalization of the band structure ACI-1548562.
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