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Characterization of Focused Seepage Through an Earthfill Dam Using


Geoelectrical Methods

Article  in  Ground Water · December 2013


DOI: 10.1111/gwat.12151 · Source: PubMed

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Case Study/

Characterization of Focused Seepage Through an


Earthfill Dam Using Geoelectrical Methods
by S. J. Ikard1 , A. Revil2,3 , M. Schmutz4 , M. Karaoulis5 , A. Jardani6 , and M. Mooney7

Abstract
Resistivity and self-potential tomography can be used to investigate anomalous seepage inside heterogeneous
earthen dams. The self-potential (SP) signals provide a unique signature to groundwater flow because the source
current density responsible for the SP signals is proportional to the Darcy velocity. The distribution of the SP
signals is also influenced by the distribution of the resistivity; therefore, resistivity and SP need to be used in
concert to elucidate groundwater flow pathways. In this study, a survey is conducted at a small earthen dam
in Colorado where anomalous seepage is observed on the downstream face at the dam toe. The data reveal SP and
direct current resistivity anomalies that are used to delineate three anomalous seepage zones within the dam and to
estimate the source of the localized seepage discharge. The SP data are inverted in two dimensions using the
resistivity distribution to determine the distribution of the Darcy velocity responsible for the observed seepage.
The inverted Darcy velocity agrees with an estimation of the Darcy velocity from the hydraulic conductivity
obtained from a slug test and the observed head gradient.

Introduction lead to the formation of piping through the dam and


Earthen dams are designed to allow a limited amount the development of subsurface voids, both of which can
of uniform seepage through their cores and foundations. cause sinkholes on the crest or side-slopes (Fell et al.
When seepage exceeds than what is permitted, internal 2003; Bendahmane et al. 2008). The occurrence of such
erosion may occur and increase locally the permeability localized seepages zones may therefore result in the
of preferential flowpaths. As the permeability is increased sudden failure of an earthen dam (Foster et al. 2002;
through erosion of finer particles, the hydraulics of Fell et al. 2003). These processes are responsible for the
seepage zones will also change over time. This can second cause of catastrophic failures for earthen dams, for
about 46 % of all documented failures (Foster et al. 2000,
1
Department of Geophysics, Colorado School of Mines, Green 2002; Fell et al. 2003; Wan and Fell 2004).
Center, Golden, CO; ikardsj@hotmail.com The highly uncertain outcomes and timescales over
2
ISTerre, CNRS, UMR CNRS 5275, Université de Savoie, Le which seepage zones can evolve to threaten the safety
Bourget du Lac, France.
3 Corresponding author: Department of Geophysics, Colorado condition of an earthen dam mandate a need for improved
School of Mines, Green Center, Golden, CO; arevil@mines.edu methodologies that allow for (1) noninvasive detection
4
EA 4592, Institut Polytechnique de Bordeaux, 1 allée Daguin, capabilities with improved resolution over broad and
Pessac, France; schmutz.myriam@gmail.com compact spatial scales, (2) rapid deployment and detection
5 Department of Geophysics, Colorado School of Mines, Green

Center, Golden, CO. capabilities so that the geometrical evolution of seepage


6 Morphodynamique Continentale et Côtière, M2C, UMR zones can be monitored in real time, and (3) the
CNRS 6143, Université de Rouen, Mont Saint Aignan, France; ability to provide quantitative estimates of seepage-related
abderrahim.jardani@univ-rouen.fr hydraulic parameters in real time with improved accuracy.
7 Department of Civil & Environmental Engineering, Colorado
Our goal in this study is to take advantage of some
School of Mines, Golden, CO, mmooney@mines.edu
Received June 2013, accepted November 2013. recent developments in self-potential tomography (SPT)
© 2013, National Ground Water Association. (Soueid Ahmed et al. 2013), in order to detect preferential
doi: 10.1111/gwat.12151 flowpaths in earthen dams. The self-potential (SP) method

952 Vol. 52, No. 6–Groundwater–November-December 2014 (pages 952–965) NGWA.org


is a passive geophysical method sensitive to groundwater m2 /s/V), f (≈0.90) denotes the fraction of counterions
flow (Sill 1983; Rozycki et al. 2006; Bolève et al. 2009, in the Stern layer (the inner part of the electrical dou-
2011). Indeed, the source current density responsible for ble layer), and CEC denotes the CEC (in C/kg) of the
the occurrence of SP signals is directly proportional to the material.
Darcy velocity. However, the subsurface distribution of The ERT method has been extensively used on dams
electric resistivity must also be known in order to interpret to determine the subsurface architecture of earthen dams
SP signals (Jardani et al. 2007). To our knowledge, and to perform monitoring of changes in porosity (Nasser
SP and resistivity data are rarely used in concert to 1994; Panthulu et al. 2001; Cho and Yoem 2007; Sjodahl
localized concentrated seepage in earth dams. In this et al. 2006; Blome et al. 2011). An electrically conductive
study, we apply the SP and direct current (DC) resistivity pathway can be conductive because of the high porosity
methods to a small leaking earthen dam in Colorado of the material or because of the presence of clay with
at which focused seepage has been observed on the a high CEC and therefore a low permeability (Revil and
downstream toe. Cathles 1999). Therefore, ERT is sensitive to the presence
of conductive pore fluids but is not a flow indicator,
and therefore, any interpretation should be carefully
Description of the Geophysical Methods analyzed and informed with additional geophysical and
hydraulic data. As discussed in the following section,
Electrical Resistivity Tomography the SP method is naturally a complementary method
DC resistivity method is an active geophysical to ERT.
method that employs specific geometrical configurations
of electrode arrays to inject very low-frequency currents The SP Method
into the subsurface and measure a voltage drop response The SP method is a passive geophysical technique
at a set of electrodes. The ratio of the measured voltage directly sensitive to groundwater flow (e.g., Ikard et al.
drop by the imposed electrical current, corrected for 2012; Revil et al. 2012). It has been extensively used
the geometry of the array, corresponds to an apparent qualitatively to investigate preferential groundwater flow
resistivity. A pseudosection corresponds to a collection of pathways in dams and embankments (Ogilvy et al. 1969;
apparent resistivity measurements (Griffiths and Barker Corwin 1985; Butler et al. 1989; Butler et al. 1990;
1993). The pseudosection can be inverted in either two Alsaigh et al. 1994; Panthulu et al. 2001; Minsley et al.
dimensions (2D) or three dimensions (3D) to produce 2011) and more recently quantitatively (Bolève et al.
an electrical resistivity tomogram (e.g., Loke and Barker 2007a, 2009, 2011; Moore et al. 2011; Bolève et al.
1996) that displays an estimate of the true subsurface 2012). Recent algorithms have been indeed developed
resistivity distribution. This approach is called electrical to invert SP data in order to localize preferential
resistivity tomography (ERT) and has been broadly used flowpaths using cross-correlation (Rozycki et al. 2006)
in hydrogeophysics. and stochastic methods (Ikard et al. 2012) and to estimate
The inverse of the resistivity, the electrical con- the groundwater flow pattern and Darcy velocity using
ductivity, is related to two fundamental properties of deterministic inversion algorithms (Bolève et al. 2009,
the porous soils and rocks, namely the connected 2011).
porosity φ and the cation exchange capacity CEC A SP mapping survey is simple to perform and
(Revil 2013a, 2013b): requires only a voltmeter characterized by a high internal
impedance (>10 M), a cable reel, and two nonpolariz-
1
σ = σw + σS (1) ing electrodes to passively measure naturally occurring
F voltages.
  The occurrence of SP signals associated with ground-
1 water flow originates at the pore scale. The pore water
σS ≈ ρS β(+) (1 − f ) CEC (2) inside of a porous material is never electrically neutral.

There is usually an excess of charge in order to com-
where σ w (in S/m) corresponds to the pore water con- pensate for the deficiency of electrical charges on the
ductivity, σ S (in S/m) denotes the electrical conductivity mineral surface at the pore walls (Overbeek 1952, see
associated with the electromigration of the cations in Figures 1a and 1b). The flow of the pore water is respon-
the diffuse layer coating the surface of the grains (see sible for the advective drag of this excess of electrical
Figure 1a and 1b), F (dimensionless) is the formation charges (Figure 1c). This advective current density (flow
factor related to the porosity by Archie’s law (F = φ − m , of charges per unit surface area of a cross section of the
Archie 1942, m is called the cementation exponent or porous material and per unit time) is called the stream-
first Archie exponent and is typically in the 1.5 to 2.5 ing current density in the literature (Overbeek 1952; Sill
range), ρ S (in kg/m) denotes the mass density of the solid 1983; Levenston et al. 1999).
phase (typically 2650 kg/m3 for silicates), β (+) (m2 /s/V) Revil and colleagues developed a new formulation of
corresponds to the mobility of the counterions in the the streaming current density that is valid for any pore
diffuse layer, the external part of the electrical dou- size (Jardani et al. 2007; Revil and Mahardika 2013). In
ble layer (see Figure 1b) (β (+) (Na+ , 25◦ C) = 5.2×10−8 this formulation, the source current density is associated

NGWA.org S. J. Ikard et al. Groundwater 52, no. 6: 952–965 953


(a) Sketch of a charged capillary

Mineral

r z
O
Pore R

Mineral

L
(b) Sketch of the electrical double layer (c) Source current density
Shear plane
X− M+ OHP
M+
A−
X− M+ M+
Bulk pore solution

X− M+
M+ M+
Mineral surface

Stern layer


X
X− M+
M+ A−
X−

X−
M+
M+
X− M+ M+
A−
Flow
X− A −
Mineral
− + M+ M+
X M

o-Plane d-Plane

Figure 1. Description of the electrical double layer and the streaming current density. (a) Sketch of a single capillary of
radius R coated by the electrical double layer. (b) Sketch of the electrical double layer showing the Stern layer of sorbed
counterions and the diffusion layer; M+ denotes the metal cations while A− denotes the anions. The charge of the diffuse and
Stern layer counterbalances the charge on the mineral surface. A consequence of the electrical double layer is the existence
of an excess of electrical charge in the pore water, located in the vicinity of the mineral surface. The o-plane refers to the
mineral surface and the d -plane to the interface between the Stern layer and the diffuse layer. (c) The flow of water through
the pore network drags this excess of charge generating a streaming current density (modified from Revil et al. 2011).

V caused
with the drag of the effective excess of charge Q the ground surface (e.g., Revil et al. 2012). A classical
by the flow of the pore water and is therefore given by mistake is to mix the local potentials in the elec-
trical double layer coating the surface of the grains
V u
jS = Q (3) with the macroscopic field that is measured in SP
studies. These physical quantities are unrelated to one
where u (in m/s) denotes the Darcy velocity and Q V another.
3
(in C/m ) denotes the excess of electrical charge that is With respect to the macroscopic electrical field, the
carried along with the flow of the pore water. For pH generalized Ohm’s law for the total current density j is
comprised between 5 and 8, Jardani et al. (2007) found written as
that the QV is controlled by the permeability k (in m2 )
j = σ E + jS (5)
and they developed the following empirical relationship:
where σ denotes the electrical conductivity of the porous
V = −9.2 − 0.82 log10 k.
log10 Q (4) material. Equation 5 is combined with a conservation
equation for the electrical charge that is written as (Sill
Equation 4 holds for a broad range of porous rocks 1983)
and soils (see also an updated data set in Revil and
Mahardika 2013). ∇· j = 0 (6)
In conductive materials, the source current density
jS is responsible for an electrical field and the tangen- The combination of Equations. 5 and 6 yields the
tial component of this electrical field is measured at following elliptic partial differential equation for the

954 S. J. Ikard et al. Groundwater 52, no. 6: 952–965 NGWA.org


SP ϕ (in V) (Sill 1983): where ρ = 1/σ denotes the electrical resistivity of the
porous material (in  m). We will see in the following
∇· (σ ∇ϕ) = ∇· jS (7) how this coefficient can be measured in the laboratory
(Bolève et al. 2007b; Malama and Revil 2013).
The right-hand side of Equation 7 corresponds to Forward modeling of the SP signals associated with
the SP source term associated with the Darcy velocity groundwater flow was pioneered by Sill (1983). Figure 2
distribution and the heterogeneity in the distribution of shows the 2D forward modeling of the SP signals
the volumetric charge density. associated with the existence of a preferential seepage
In terms of laboratory measurements, the magnitude in an earthen dam (hydraulic conductivity K = 10−6 m/s)
of the SP signals can be estimated from the streaming with granular sand-silt materials (K = 10−5 m/s) and
potential coupling coefficient. This coefficient is quanti- with a clay core (K = 10−9 m/s). We see the presence
fied as follows. We first express Darcy’s law in a saturated of a negative anomaly upstream and the presence of
porous media as u = − K ∇h, where h (m) denotes the a positive anomaly downstream at the dam toe. The
hydraulic head and K (m/s) the hydraulic conductivity amplitude of these SP anomalies is controlled both by
(Darcy 1856). The streaming potential coupling coeffi- the conductivity of the pore water (fresh water implies
cient C (in V/m) is defined as the variation of the SP higher SP anomalies) and by the head gradient. We
ϕ for a variation of the hydraulic head h when flow is propose the use of SPT, a method recently proposed
allowed through a core sample and the end-faces are not initially by Jardani et al. (2007), to use SP signals to
short-circuited. C is given by determine the flowpath of an observed seepage in a small
  dam in Colorado. The algorithm that will be used for
∂ϕ V K ρ
C≡ = −Q (8) the inversion of the SP data is described in the next
∂h j=0 section.

10

6
Self-potential (mV)

2
Ref
0 .

−2
Modeled self-potential
−4

−6
8 10 12 14 16 18 20 22 24 26 28

Elevation (m) Re (0 mV)f Distance (m)


10
-1 mV 1 mV
8
2 mV
-4 mV
6 4 mV

4 7 mV
Lake Flow pa
th
2 7 mV
4 mV
Clay core
0
0 2 4 6 8 10 12 14 16 18 20 22 24 28 28
Distance (m)
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
Water saturation

Figure 2. Example of SP modeling on an earthen dam with a clay core. We have created a flowpath with an increased
permeability channeling water through the clay core. The groundwater flow is used to simulate the SP signals. The SP signals
are collected at the ground surface to create the SP profile (adapted from Bolève et al. 2009). Note that the position of
the positive SP anomaly coincides with the seepage area. Computation performed with the finite-element package Comsol
Multiphysics 3.5.

NGWA.org S. J. Ikard et al. Groundwater 52, no. 6: 952–965 955


Self-Potential Tomography W m = σm2 I denotes the weighting diagonal matrix that
With the finite-element method, Equation 7 can be represents the weight of the a priori model used in the
written in matrix form as (Soueid Ahmed et al. 2013) minimization controlled iteratively from the regularization
parameter.
dp = Km (9) The minimization of the objective function
∂P λ (m)/∂m = 0 is conducted with the Gauss-Newton
where dp represents the predicted SP data at a set algorithm implemented in Matlab (see Richards et al.
of stations, m represents the vector of current density 2010 and Soueid Ahmed et al. 2013). The program was
(for each cell and in 2D, the current density has two initiated with a prior model and λ = 1, which reduces at
components), and K is called the kernel and corresponds each iteration to half of the value at the previous iteration.
to the Green’s functions of the problem, which accounts After the third iteration, the SP data are reproduced with a
for the resistivity distribution. An extensive discussion small RMS error of 0.12%. The current density vector is
about the computation of the kernel for the source current translated into Darcy velocity using the linear relationship
density is given by Jardani et al. (2008), and more between current density and Darcy velocity u = jS /Q V
recently, a free software has been developed by Soueid for the value of QV that determined from laboratory tests
Ahmed et al. (2013). An important point is that the kernel to quantify the coupling coefficient.
cannot be computed correctly without the knowledge of
the resistivity distribution. Therefore, ERT is an important
ingredient of SPT.
The inversion of the SP signal recorded at the Description of the Test Site
ground surface involves a reconstruction of the spatial
distribution of the amplitude and direction of the source Localization and Geometry
current density vector m given a set of observed data do The field site is an earthfill dam (no clay core;
(N -vector of observed SP data). Deterministic inversion properties described in next section) that impounds a small
with Tikhonov regularization is used, considering the reservoir in the Rocky Mountains near Avon, Colorado.
minimization of an objective function, which is the sum of The reservoir is flanked by the steep, brushy sub-alpine
at least two terms. The first term is the data misfit function side-slopes of the drainage gulch and collects surface
for which the difference (according to a given norm, and groundwater from a 7.8 km2 drainage basin. It has
usually the L2 norm) between the predicted and observed a normal storage capacity of 24,670 m3 . The reservoir
data should be minimized. However, for potential field surface area is approximately 8094 m2 at the maximum
problems, the solution of the inverse problem is highly storage elevation of 2411 masl (meters above sea level),
nonunique and many models can reproduce the data and the maximum reservoir depth is 5.8 m at full capacity.
equally well. Therefore, a regularizer is added to the cost The dam has a structural height of 11 m (referenced to
function. The idea is to use a groundwater flow model (set the downstream dam toe), a hydraulic height of 10 m,
up with a minimum of constraints, for example, flow in and 1 m of freeboard elevation between the emergency
a homogeneous material with the correct topography and spillway S1 and embankment crest at the maximum
the correct boundary conditions) as prior model (denoted pool elevation (Figure 3b). The dam is 37 m wide at
as m0 ). The idea is to start the inversion from this model the base and is 4.9 m wide at the crest. The crest
and to perturb iteratively this prior model using the SP is at an elevation of 2412 masl and spans 122 m in
data as additional constraints. length between the side-slopes of the drainage gulch.
The objective function to minimize, P λ (m), is The upstream slope of the embankment is lined with rip-
defined as rap on a 2:1 slope (horizontal:vertical) to an elevation
of 2409 masl and has 3:1 grade below. The downstream
P λ (m) = Wd (Km − do )22 + λ2 W m (m − m0 )22 slope has a 2:1 grade to the toe at 2402 masl, where
(10) the downstream slope intersects the natural topography
of the gulch. Portions of the downstream slope near the
where do denotes the vector of observed SP data, the toe of the maximum cross section are significantly steeper
subscript 2 corresponds to the L2 norm, λ the regular- (as much as 1.6:1).
ization parameter that is incorporated
 with the constraint The dam has two spillways. The primary spillway
0 < λ < ∞, and m = Jxs , Jzs corresponds to the model (see Spillway S1 in Figure 3b) is a 630-mm diameter
vector with the two components of the source current corrugated metallic pipe through the west abutment into
density (x and z components). The model vector has there- the reservoir. We have checked that the corrugated
fore 2M components (M is the number of cells used to metallic pipe is responsible for a small negative SP
discretize the subsurface) and 
 the kernel matrix K has anomaly that does not influence the overall SP map
N × 2M components Kij = Kij , Kij .
x z
discussed later. The emergency spillway (shown in
In Equation 10, the matrix Wd = diag{1/
1 , . . . , 1/
N } Figure 3b as Spillway S2) on the east abutment is an
denotes a diagonal weighting square (N × N ) matrix. open channel graded from 9 m wide at the concrete cutoff
Elements along the diagonal of Wd correspond to the wall marking the spillway crest into a 3.7-m wide channel,
reciprocal of the standard deviation squared. The matrix approximately 26 m downstream.

956 S. J. Ikard et al. Groundwater 52, no. 6: 952–965 NGWA.org


Position of the profiles Anomalous Seep
(a) Inlet A seep has been observed at the downstream toe
of the maximum cross section of the dam (see “seep
area” in Figure 4). During this study, visible water exiting
the dam at the downstream toe (i.e., seep) was observed
over a distance of few meters parallel to the dam crest
approximately intersecting resistivity line P6 (see position
P1 Reservoir in Figure 3a). The discharging seepage water flows
S1
continuously under the hydraulic load of the maximum
P5 reservoir storage behind the dam. Visual observations
S2 Ref. recorded by field engineers and state regulators on several
Pz1 occasions over a period of 2 years have indicated that the
P1 seepage exiting the downstream toe is between 0.6 L/s and
P1 1 P3
P2 1.9 L/s when the reservoir is at full capacity.
P10 P8 P6
P7 P9 P4
P12
0 25 50
Meters N
Data Acquisition
SP and DC resistivity surveys were completed in
(b) Picture of the test site summer 2011 to identify the source of anomalous seepage
emanating from the dam toe. The reservoir water level was
Spillway S1
held constant at the maximum storage level (2412 masl)
throughout the survey. The seepage zone water was
Reservoir water gauge observed to be clear. The electrical conductivities of the
Crest Reservoir at low level
reservoir water and seepage water were measured to be
308 μS/cm and 440 μS/cm (at a temperature of 8.7o C),
respectively, using a conductimeter.
Spillway S2
Twelve DC resistivity profiles were collected parallel
and perpendicular to the dam covering the crest, spillways,
Figure 3. Description of the test site. (a) Position of the DC
resistivity and SP profiles for the reconnaissance survey. Five downstream slope, and a portion of the downstream topog-
DC resistivity profiles (P1 to P5) were acquired parallel to raphy and side-slopes of the drainage gulch (Figure 3a).
the dam crest with a 2.5-m electrode spacing, and six profiles Resistivity measurements were acquired with an ABEM
(P6, P7, P8, and P10 to P12) were acquired perpendicular to Terrameter SAS4000 using a Wenner array with 64 elec-
the dam crest with a 1-m electrode spacing. One profile (P9) trode separated by 2.5 m for profiles parallel to the dam
was collected oblique to the East abutment, perpendicular
to a suspected seepage path through the abutment, with crest and separated by 1 m for profiles perpendicular to
a 1-m electrode spacing. A total of 1049 SP stations were the crest. The measured contact resistivity between the
acquired along DC survey lines with a 1.25-m spacing electrodes and the ground was less than 1 k. The resis-
parallel to the crest and a 1-m spacing perpendicular to the tivity measurements were repeated to achieve a standard
crest (Ref. denotes the position of the reference for the SP deviation of the apparent resistivity that was less than 3%
measurements). (b) Picture of the reservoir lake at low level
with the position of the two spillways S1 and S2 and the
of the mean value.
crest of the earth dam. The overflow pipe is also visible in The resistivity profiles along the upstream edge (P1)
the middle of the dam (see “Reservoir water gauge”). and downstream edge (P3) of the crest were separated
by 5 m, and DC resistivity profiles on the downstream
slope parallel to the crest (P2, P4, P5) were separated by
about 10 m (Figure 3a). The profiles perpendicular to the
Properties of the Dam Materials crest (P6 to P12) had an average separation of 16 m. One
Geotechnical properties and internal zoning of the additional profile (P9) was performed perpendicular to a
dam are unknown. The few available inspection records suspected seepage path through the East abutment using
and engineering reports (Blair 2003, 2004, 2010a, 2010b) 59 electrode takeouts and an electrode separation of 1 m.
have assumed that the dam is composed of homogeneous A total of 1049 SP stations were monitored along the
earthfill resembling soils encountered in test pits exca- DC resistivity profiles with a handheld Fluke 289 volt-
vated at the east abutment of the dam, due to the close meter and two nonpolarizing Petiau Pb-PbCl2 electrodes
proximity of the test pits to original 1936 borrow area. The (Petiau 2000). A reference Petiau electrode was buried
State of Colorado assumes that the dam is homogeneous in a shallow hole that was excavated above the reservoir
earthfill composed of silty clay materials compacted to on the east side-slope of the gulch (see position “Ref”
95% maximum density during emplacement (Blair 2003, in Figure 3a), and a roving Petiau electrode was used at
2004, 2010a, 2010b), but this is unconfirmed. Quantita- each of the 1049 stations. All SP data were measured
tive geotechnical data regarding the original construction as the potential difference between the roving electrode
materials and those used in historical modifications are and the reference electrode. The station separation for
not available. SP measurements was 1.25 m for profiles parallel to the

NGWA.org S. J. Ikard et al. Groundwater 52, no. 6: 952–965 957


North Profile P6 South
20
September 2011
15 Seep
A2
10

Self-potential (in mV)


5

−5

−10

−15

−20
0 8 16 24 32 40 48 56
P1 Crest P3 Position (in m)
0 Resistivity (in ohm m)
Water P2 40 50 70 100 200 300
−2 Vadose zone
−4
P4
Depth (in meters)

−6 Seep
Aquifer P5
−8
Path 2
−10
River
−12

−14 Bedrock
Iteration 4, RMS 5%
−16

Figure 4. Example of 2D resistivity and SP profile normal to the dam structure (Profile P6, see position in Figure 1a). The
grey area corresponds to the area where seepage A2 can be observed at the ground surface. This seepage is associated with
a relative 20 mV positive SP anomaly with respect to the local minima on its flanks (surrounding values).

crest and 1 m for profiles perpendicular and oblique to associated SP data are shown in Figures 4 to 6. Data
the crest. At each SP station, a shallow hole was exca- quality was excellent due to a very good contact between
vated to expose moist soil and reduce contact resistance the stainless steel electrodes and the ground (contact
between the roving electrode and the ground. Stations on resistance generally < 1 k as discussed earlier).
the crest and some stations perpendicular to the west abut- Five profiles (P1 to P5) were also inverted in 3D
ment were watered with reservoir water to reduce contact with the software ERTLab (Morelli and Labrecque 1996,
resistance. The maximum contact resistance for all SP Santarato et al. 2011) using the finite-element method
stations was 40 k and on average was less than 15 k, with tetrahedrons. The 3D inversion only incorporated
much smaller than the internal impedance of the volt- the profiles collected parallel to the dam crest, the
meter (100 M). The potential difference was measured profiles normal to the dam were spaced too far apart
between the reference and roving Petiau electrodes before to bring pertinent information. The whole data set for
and after acquiring each 1049 station survey to correct the 3D inversion was composed of 319 electrodes,
for electrode drift. Telluric currents were assumed to be 2357 quadripoles, and 323 topographic data points. The
negligible due to the small, confined nature of the field inversion converged in three iterations leading to a low
site and were not monitored. Some SP profiles are shown RMS error of 5%. The topography was taken into account
in Figures 4 to 6 together with the resistivity profiles. A in the inversion. The mesh grid size was equal to 1.25 m in
SP map is shown in Figure 7. all directions. The result of the 3D tomography is shown
in Figure 8.

Electrical Resistivity Tomogram (ERT)


The inversion of the apparent resistivity data was Interpretation of the Geophysical Data
performed with RES2DINV (Loke and Barker 1996) The resistivity profiles show a shallow resistive layer
with the finite-element approach and a Gauss-Newton (resistivity in the range 200 to 300  m) just below the
algorithm. The 2D DC resistivity profiles and the ground surface, e.g., profile P6 in Figure 4. This layer

958 S. J. Ikard et al. Groundwater 52, no. 6: 952–965 NGWA.org


Profile P2
20
September 2011

10

Self-potential (in mV) 0

−10

−20

−30
0 50 100 150
Position (in m)
10
West East
5
Spillway B
0
Depth (in meters)

−5 Conductive body (Aquifer)


−10

−15
Bedrock
−20 Iteration 4, RMS 3.0%
−25 Resistivity (in ohm m)

−30 40 50 70 100 200 300

Figure 5. Example of 2D resistivity and SP profile parallel to the dam crest (Profile P2). The high density of measurement
can be used to determine the standard deviation to be 3 mV. This profile shows the lateral zone of saturation associated with
the aquifer. The SP signals are essentially uniform indicating a rather uniform seepage in the upper part of the dam.

is interpreted as the vadose zone above the capillary The low-resistivity area below the crest (see Figure 5)
fringe. This is consistent with the fact that the water table is interpreted as a seepage zone of the groundwater that
is approximately 1 to 2 m below the ground surface at has entered the dam cross section from the reservoir.
piezometer Pz1 (see position in Figure 3a). Beneath the crest, the phreatic surface is uniformly
The resistivity profiles show areas of low-resistivity distributed in Profile P2 (see Figure 5), suggesting a
anomalies (on the order of 40 to 50  m, see Figures 4 uniform entry of reservoir water into the upstream slope of
to 6 and Figure 8). The conductivity of the pore water is the dam. The seepage separates into preferential flowpaths
σ w = 0.052 S/m (19  m resistivity, 529 μS/cm) measured in a downstream direction as shown in Profiles P2 and P5
in the field in piezometer Pz2 on July 9, 2012 (on parallel to the crest (Figure 6). Seepage starts to deviate
July 9, 2012, the background conductivity in piezometer from uniform into preferential channels in Profile P4 (not
Pz1 was measured and was 549 μS/cm). The referenced shown here) along the midsection of the downstream
values were 440 μS/cm and 308 μS/cm August 9, 2011 slope. In Profile P5 (Figure 6), we can clearly observe
during the reconnaissance survey. The porosity of the three localized channels in the dam shown by conductive
dam material is estimated to be around 0.30 (30%). anomalies (see also Figure 8 where these seepages are
This implies a formation factor F of about 11 (using named Paths 1, 2, and 3). Flow through the central path
a cementation exponent of 2.0 as default value, see appears to be the primary contribution to the observed
Archie 1942). σ = 0.025 S/m (using 40  m from the seep at the downstream dam toe (see position of the seep
resistivity tomogram) implies a surface conductivity σ S in Figures 4 and 7). Indeed, the high-conductivity seepage
of 0.020 S/m. This is a rather high value indicating that “Path 2” correlates at its termination with the position of
the earth material could be clayey. We interpret the low- the observed seep.
resistivity zones as areas of relatively high permeability SP data are complementary to the 2D/3D electrical
and the value of the permeability will be discussed further. resistivity tomograms in deciphering the position of the
However, as mentioned earlier, great care should be taken flowpaths. The positive SP anomalies (∼15 to 30 mV
in analyzing resistivity as it is influenced by the clay with respect to the reference electrode) are observed
content, the clay mineralogy, and porosity. downstream of the dam, in its central portion (see the

NGWA.org S. J. Ikard et al. Groundwater 52, no. 6: 952–965 959


Profile P5
20
September 2011
15
Seep
10

Self-potential (in mV)


A1
5

−5

−10

−15

−20
10 0 50 100 150
West Position (in m) East
5
Spillway S1 Spillway S2
Green vegetation
0
Depth (in meters)

−5
Path 3
Path 1
−10
Path 2
−15
Bedrock
−20

−25
Iteration 4, RMS 5.1%
−30
Resistivity (in ohm m)

40 50 70 100 200 300

Figure 6. Example of 2D resistivity and SP profile parallel to the dam crest (Profile P5). The high density of measurement
allows determining the value of the standard deviation (about 3 mV). This profile shows three well-developed flowpaths named
Path 1, Path 2, and Path 3. Path 2 is responsible for the observed seepage on the downstream toe of the dam. Its seepage is
associated with a positive SP anomaly with respect to the background value.

anomalies A1 and A2 in Figure 7). The maximum A2 (Figure 7) during the summers of 2009 and 2010.
positive SP anomaly was observed in Profile P6 (see A2 and A3 were also observed to have increased soil
Figure 4). Note that both spillways were carrying moisture (although not as significant as A1) with respect
water during the survey. The positive SP anomalies to surroundings.
on the downstream slope of the dam are interpreted
as zones of water upwelling in the vicinity of the
ground surface (see for instance the simulation shown in Self-Potential Tomography
Figure 2). The localization of these zones is consistent The goal of this section is to show how the SP
with the position of the preferential flowpaths interpreted data along Profile P6 can be interpreted quantitatively to
from the DC resistivity profiles. A clear seep is only estimate the Darcy velocity. For this purpose, we first
observed at the bottom of Profile P6 (see Figure 4). determine the streaming potential coupling coefficient of
However, other indicators of seepage (for instance green a core sample from the dam and then we proceed to invert
and abundant vegetation) have been observed at some the SP data in terms of source current density distribution,
locations on the downstream slope that are consistent which is then converted into a spatial distribution of Darcy
with positive SP anomalies (>10 mV with respect to velocity.
the background, see for instance Figure 6). The location
of anomaly A1 in Figure 7 has been consistently Laboratory Investigation
observed over several months to have significantly greener A sample of material representative of the aquifer
vegetation with respect to surroundings. This area was shown in Figure 4 has been collected at a depth of 2 m
noted to show increased soil moisture content with with an auger. The sample was estimated to be predom-
respect to surroundings and a “sloshing” sound when inantly silty clay through visual and textural analysis. It
DC electrodes were installed in this location. Tall, was representative of the texture and composition to the
dense vegetation and noxious weeds have been observed embankment fill materials described in the lithologic logs.
sprouting from the downstream slope at the location of The embankment fill materials is a disturbed version of

960 S. J. Ikard et al. Groundwater 52, no. 6: 952–965 NGWA.org


Area 2
(a) Self-potential map (with topography)
25
Area 1

Self-potential (in mV)


15

Elevation (m)
2415
5
2410
Seep −5
2405 A1
A3 A2
372080 −15
0
830 372060 −25
438
8280 372040
438
0
26 372020
88
Northing (m) 43
0
24
88 372000 Easting (m)
43

2 20
88
43
Area 2
(b) Thresholded resistivity tomography

Area 1

Seepage 3
Seep
Seepage 2
Seepage 1

Figure 7. SP and resistivity data. (a) SP map (total of 1049 SP stations). Negative SP anomalies on the abutments and
downstream slope in the approximate range of −15 to −30 mV are a result of flow through preferential paths imaged in
DC resistivity tomography. The positive SP anomalies in areas A1 to A3 may correspond to the upflow of water as shown
in Figure 2. Anomaly A2 indicates the potential for upflow paths near the observed seepage zone. The areas A1 and A3 are
characterized by very green vegetation. “Seep” corresponds to the position of the observed seep downstream the dam. (b)
Threshold resistivity distribution showing the anomalies less than 50 m in magnitude.

the soils excavated from on-site borrow areas, which have increasing with depth. The water table was encountered
been reported to be silty clays, although no quantitative at a depth of 15 m in Pz1 during installation. Pz1 is slot-
geotechnical data are available to confirm this assump- ted between depths of 11.5 and 15 m. The lithologic log
tion. The silty clay assumption, as well as the textural in Pz2 indicates that embankment fill was encountered
characteristics observed and recorded during the sample between depths of 0 m and 4.6 m and has the same char-
excavation, do justify the use of this high value. The acteristics as those encountered in Pz1. The gravel layer
hydraulically conductive nature of the sediments indicated encountered in Pz1 was also encountered in Pz2 between
by the slug test is in agreement with lithologic logs of depths of 4.6 and 8.6 m. The water table was encoun-
piezometer installation. Boring logs for piezometers Pz1 tered at a depth of 5.3 m during installation. Pz2 is slotted
and Pz2 were supplied by Hepworth-Pawlak Geotech- between 5 and 8.6 m. The logs show a more hydraulically
nical. Borings were drilled on July 28, 2004 using a conductive layer underneath the embankment fill.
track-mounted drill rig during a low pool storage condition Our goal was to use this sample to get an estimate of
in the reservoir. Unfortunately, geotechnical analysis of the streaming potential coupling coefficient to connect the
boring samples was not performed in a laboratory. Boring source current density to the Darcy velocity. The experi-
logs of Pz1 indicate that embankment fill was encountered mental setup used is shown in Figure 9a and the streaming
between depths of 0 m and 11 m consisting of sandy grav- potentials vs. hydraulic heads are shown in Figure 9b.
elly clay, scattered cobbles. The fill was medium stiff to Water from the reservoir was used for this experiment.
very stiff, moist, and dark brown in color. Gravel was The value of the streaming potential coupling coefficient
encountered below the embankment fill between depths is determined from the slope of the streaming potential vs.
of 11 and 15 m. The gravel was noted to be dense, sandy, hydraulic head data, which is equal to −2.6 ± 0.2 mV/m.
and silty with cobbles and small boulders and was red We also measured the resistivity (40  m) and the perme-
in color. It was also noted to be moist with saturation ability (k = 3.8 × 10−12 m2 , corresponding to a hydraulic

NGWA.org S. J. Ikard et al. Groundwater 52, no. 6: 952–965 961


(a) (a) (b)

Difference of electrical potential (mV)


5
Streaming potential coupling coefficient
−1
C = −2.6 ± 0.2 mV m

3
(b)
Water
h

2
R2 = 0.98
Ref
V 0 0.2 0.4 0.6 0.8 1.0
Permeable Porous sample Hydraulic head (m)
membrane

(c) Figure 9. Measurement of the streaming potential coupling


coefficient for a core sample from the dam. (a) Sketch of
the experimental setup where h denotes the hydraulic head.
(b) The measurements have been made with water from
the reservoir. The value of the streaming potential coupling
coefficient is −2.6 ± 0.2 mV/m.

for the aquifer. We specify the boundary conditions for the


head at the top and bottom of the profile and the ground-
Figure 8. 3D electrical resistivity tomogram from Profiles
water flow is modeled in steady state. For the matrix Wd ,
P1 to P5 (2357 apparent resistivity data). (a) 3D inversion we use a standard deviation of
=3 mV from the data
of the DC resistivity. (b, c) 2D plan view slices at different displayed in Figures 4 to 6. For the matrix W m , we use
depths below the topography. Three potential seepage paths σm2 =100 to let enough freedom to the inverted model to
are shown within the dam, diverging from uniform flow depart from the prior model m0 .
in a downstream direction. One path is imaged through
each abutment, and one path is imaged beneath the
A linear hydrostatic pressure head profile was com-
maximum cross section in the center of the dam. The central puted and applied to the upstream slope to vary the
preferential flowpath (Path #2) through the maximum cross hydraulic head applied to the model boundary based on
section of the dam appears to be the primary contribution relative elevation of the boundary with respect to the high
of flow into the seepage zone (spring) observed in Profile P6 pool water level. A seepage face was defined at the down-
(Figure 4) as well as in the field.
stream toe where seepage has been observed, as H = 0 m
under saturated conditions and a specified flux equal to
0 m3 /s otherwise. All other model boundaries were given
conductivity K = 3.7 × 10−5 m/s) of the soil sample. a specified flux equal to 0 m3 /s.
Substituting the value of the permeability into Equation 4, For the electrical model, a current flow boundary was
we obtain Q V = 1.5 C/m3 . Using Equation 8, the effec-
applied to the reservoir bed, upstream slope of the dam,
tive charge per unit volume is given by QV = −C/ (K ρ).
and the downstream seepage face. The current densities at
Using this formula with the measured parameters given these boundaries were computed from the electrokinetic
previously yields Q V = 1.5 C/m3 . The two estimates equations that couple the electric field to the Darcy
are therefore very close to each other. The value of velocity computed in the hydraulic model.
QV = 1.5 C/m3 will be used to convert the source current Modeling results are shown in Figure 10. The
density distribution into Darcy velocity. Using, however, current density vector is translated into Darcy velocity
V while the dam is heterogeneous can
a single value for Q using the linear relationship between current density and
only yield a rough estimate of the Darcy velocity. This Darcy velocity (see Equation 3) u = jS /Q V using Q V
will be discussed in the following section. = 1.5 C/m3 . The results of the SPT are consistent with
the position of the bedrock (for which the Darcy velocity
Inverting the SP Field should be very small). The two positive SP anomalies
The SP data from Profile P6 were inverted to are explained by the convergence of the flow due to the
understand the seep observed in the field at location A2 in fact that the bedrock is shallower in the vicinity of these
Profile P6 (see Figure 4). We consider N = 55 SP stations anomalies. The seepage corresponding to the spring is
along Profile P6 and we use M = 103 cells to discretize shown very well by the inverted Darcy flow, showing a
the subsurface as shown in Figure 10. high Darcy velocity oriented partly upward at the position
The prior model m0 used for the inversion of the SP of the SP anomaly.
data is determined from a simulation of the groundwater A slug test performed in piezometer Pz1 indicates
flow assuming the position of the bedrock/aquifer inter- that the permeability of the formation is on the order
face (from the resistivity data) and a uniform permeability of 10−12 m2 (K = 10−5 m/s), which is a pretty large

962 S. J. Ikard et al. Groundwater 52, no. 6: 952–965 NGWA.org


(a)
Fit of the self-potential data
20
Data
Best fit
10

Self-potential (in mV)


0

−10

−20
0 10 20 30 40 50
Horizontal distance (m)
(b)
Darcy velocity from the self-potential data (P6)
Crest Pz1
0
Δ
2
Ground surface
4
Depth (m)

6 Pz2
Aquifer

8
Seepage
10

12
Bedrock
14
0 10 20 30 40 50
Horizontal distance (m)

−5.5 −5.0 −4.5 −4.0 −3.5


Log10 (Darcy velocity, m/s)

Figure 10. Result of the inversion of the SP data along Profile 6 and flow Path #2. (a) Best fit of the experimental data at the
third iteration of the Gauss-Newton algorithm. The standard deviation on the data is considered to be 3 mV from the scatter
in the SP data. (b) Result of the Darcy velocity distribution assuming an excess of charge density of 1.5 C/m and the inverted
source current density obtained at the third iteration. The dashed line represents approximately the interface between the
bedrock and the aquifer determined from the resistivity data. The white area between the water table and the ground surface
corresponds to the vadose zone.

value. From the shape of the vadose zone shown in DC resistivity and SP during an instance of maximum
Figure 4, the head gradient is estimated to be on the reservoir capacity and therefore peak hydraulic loading. A
order of 0.33. Therefore, the Darcy velocity is about series of 2D resistivity profiles were inverted individually
3 × 10-6 m/s in the vicinity of the piezometer Pz1. The and combined for 3D inversion. SP data were collected
SP tomogram converted into Darcy velocity distribution along the resistivity profiles for comparison. The SP data
(Figure 10) indicates a higher Darcy velocity on the order were inverted to estimate Darcy velocities. The following
of 3 × 10−5 m/s in this region so it is possible that the conclusions have been reached:
SP tomogram slightly overestimates the Darcy velocity
possibly because of the value of QV chosen previously.
1. Resistivity identifies three potential flowpaths; how-
ever, resistivity is not a direct indicator of permeability
and fluid flow.
Conclusions 2. SP can be directly tied to permeability and the
A small earthen dam exhibiting concentrated internal source current density responsible for the SP signals
seepage and a visible seep at the toe was imaged using is proportional to the Darcy velocity. However, the

NGWA.org S. J. Ikard et al. Groundwater 52, no. 6: 952–965 963


distribution of the SP signals is also controlled by the with ground water flow. Hydrology and Earth System
resistivity distribution. Sciences 11: 1–11.
Bolève, A., A. Crespy, A. Revil, F. Janod, and J.L. Mattiuzzo.
3. We have proposed a SPT algorithm to image ground-
2007b. Streaming potentials of granular media: Influence of
water flow using the SP signals, collected at the ground the Dukhin and Reynolds numbers. Journal of Geophysical
surface of the earth dam and using the resistivity Research 112: B08204. DOI:10.1029/2006JB004673
distribution to reconstruct approximately the distribu- Butler, D., J.L. Llopis, T.L. Dobecki, M.J. Wilt, R.F. Corwin,
tion of the Darcy velocity. We identified a flowpath and G. Olhoeft. 1990. Part 2—Comprehensive geophysical
that agrees with an anomalous seepage observed investigation of an existing dam foundation: engineering
geophysics research and development. The Leading Edge
on the downstream of the dam toe and we determined 9, no. 9: 44–53.
the distribution of the Darcy velocity. Butler, D., J.L. Llopis, and C.M. Deaver. 1989. Part
1—Comprehensive geophysical investigation of an
existing dam foundation. The Leading Edge 8, no. 8:
10–18.
Acknowledgments Cho, I.K., and J.Y. Yoem. 2007. Crossline resistivity tomography
This work was supported by the NSF-funded Smart- for the delineation of anomalous seepage pathways in an
Geo Educational Program (Project IGERT: Intelligent embankment dam. Geophysics 72, no. 2: 31–38.
Corwin, R.F. 1985. The self-potential method and its engineering
Geosystems; DGE-0801692) and the NSF-funded PIRE applications—An overview. Geophysics 50: 282–282.
project. We thank Golder Associates, Inc., and Traer Creek Darcy, H. 1856. Les fontaines publiques de la Ville de Dijon.
LLC. for logistical support and site access and the three Paris: Dalmont.
referees for very constructive comments and the time Fell, R., C.F. Wan, J. Cyganiewicz, and M. Foster. 2003. Time
spent on our manuscript. for development of internal erosion and piping in embank-
ment dams. Journal of Geotechnical and Geoenvironmental
Engineering 129, no. 4: 307–314.
Foster, M.A., R. Fell, R. Davidson, and C.F. Wan. 2002.
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