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Aggression and Violent Behavior 18 (2013) 484–490

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Aggression and Violent Behavior

The evolution of rape: The fitness benefits and costs of a forced-sex


mating strategy in an evolutionary context
Menelaos Apostolou
University of Nicosia, 46 Makedonitissas Ave., 1700 Nicosia, Cyprus

a r t i c l e i n f o a b s t r a c t

Article history: Past theorizing on the evolution of rape adduced the hypothesis that this act constitutes the behavioral ex-
Received 15 November 2012 pression of a mechanism which has evolved to enable men of low mate value to circumvent female choice.
Received in revised form 27 June 2013 This has recently been questioned on the grounds that during human evolution, women's mate choices
Accepted 27 June 2013
were controlled by their parents. It, therefore, remains unclear which were the evolutionary forces likely to
Available online 6 July 2013
have shaped this mechanism and whether such a mechanism exists in the first place. Accordingly, this
Keywords:
paper employs anthropological and historical evidence in an attempt to reconstruct the evolutionary context
Rape in which a forced-sex mating strategy emerged. On the basis of this evidence, it is argued that forced sex is
Forced-sex mating strategy the outcome of an innate conditional strategy which enables men to circumvent parental and female choice
Parental choice when they experience a competitive disadvantage, or when the costs of doing so are low. The implications of
Female choice the operation of this mechanism during human evolution are further explored.
Anti-rape mechanisms © 2013 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 484
2. The evolutionary context of rape. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 485
3. The evolution of rape . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 485
3.1. Circumventing parental choice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 485
3.2. Circumventing female choice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 486
3.3. Opportunistic sexual access . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 486
4. Parental anti-rape mechanisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 487
5. Forced-sex mating strategy across cultures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 488
5.1. Forced-sex mating strategy in agropastoral and in hunting and gathering societies . . . . . . . . . . . . . . . . . . . . . . . . . . 488
5.2. Forced-sex mating strategy in post-industrial societies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 488
6. General discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 488
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 489

1. Introduction In the latter hypothesis, the asymmetry in parental investment,


with females investing more in their offspring than males, turns the
Certain men under certain conditions pursue a forced-sex mating former into the scarce reproductive resource over which the latter
strategy (i.e., rape). This raises the question of the evolutionary ori- strive to gain sexual access (Trivers, 1972). This puts women in a po-
gins of this behavior. Two main hypotheses have been proposed. sition where they are able to exercise choice. Women do not choose
First, this strategy is the byproduct of other adaptations such as a randomly, but instead prefer men with characteristics such as good
high libido, desire for novelty in sexual partners, and willingness to genes, high social status, and control of resources which are beneficial
engage in casual sex (Thornhill & Palmer, 2000). Second, rape is an for them (Buss, 2003).
adaptation that has evolved to enable men to increase their reproduc- These female preferences mean that men who lack desirable qual-
tive success (Thornhill & Palmer, 2000). ities are unlikely to be chosen as mates, suffering in effect consider-
able reproductive costs. Given that men vary in their qualities, at
E-mail address: m.apostolou@gmail.com. every point in time there should be several men who find themselves

1359-1789/$ – see front matter © 2013 Elsevier Ltd. All rights reserved.
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M. Apostolou / Aggression and Violent Behavior 18 (2013) 484–490 485

in the unfavorable position of lacking what women want. According- parental control over the mate choices of children, particularly daugh-
ly, a forced-sex mating strategy is likely to constitute a behavioral ters (Apostolou, 2012a,b).
adaptation that enables men of low mate value to circumvent female Overall, the anthropological and historical records indicate that if
choice, and, in effect, resolves the problem of sexual access (Thornhill a forced-sex mating strategy has indeed evolved, this took place in a
& Palmer, 2000). context where mating was regulated and sexual access to women
This hypothesis has recently been questioned on the grounds that was controlled by their parents. For a forced-sex mating strategy to
during human evolution female choice was a weak selection force be- be the outcome of an evolved psychological mechanism, it must
cause women's mate choices were controlled by their parents have recurrently generated reproductive benefits for the ancestral
(Apostolou, 2012b). It has been argued instead that if a forced-sex men who followed it (McKibbin, Shackelford, Goetz, & Starratt,
mating strategy constitutes indeed a behavioral adaptation, it primar- 2008). Therefore, the next step is to identify the benefits of this strat-
ily evolved to circumvent parental choice. It therefore remains egy in the context of human evolution.
unclear which evolutionary forces have shaped such a mechanism.
Failure to describe these forces, and thus the presence (or absence) 3. The evolution of rape
of recurrent benefits associated with this strategy, also makes it
unclear whether rape is the expression of a behavioral adaptation or 3.1. Circumventing parental choice
a byproduct of other behavioral adaptations. The purpose of this
paper is to identify these evolutionary forces and develop a compre- When they look for sons-in-law, parents are after men who are
hensive evolutionary framework that will account for the phenome- endowed with qualities which are beneficial for them. Evidence from
non of rape. contemporary and historical societies indicates that parents are inter-
ested in finding sons-in-law who have a high resource-generating
2. The evolutionary context of rape capacity, come from good families, control wealth, and have a good
character (Apostolou, 2010a, 2012a,b; Borgerhoff Mulder, 1988;
An evolutionary framework needs to be applied if the ultimate Koster, 2011). Men who lack desirable qualities such as social status
causes of a behavioral mechanism are to be identified. The application and find themselves in a context where mating is regulated, suffer a
of evolutionary reasoning in understanding human behavior is based considerable reproductive disadvantage as they are likely to be exclud-
on the assumption that the human mind has been shaped predomi- ed from mating or have to settle for women of a low mate value.
nantly by evolutionary forces operating in an ancestral environment In more detail, parents with daughters of high mate value (e.g.,
which is different from that found in Western societies (Tooby & attractive and young) are not going to be willing to give them as
Cosmides, 1990). Therefore, by employing anthropological and his- wives to men of lower mate value (i.e., men who lack desirable traits).
torical evidence on pre-industrial societies, we can identify the evolu- Accordingly, if a man of low mate value aspires to meet parental
tionary pressures which are likely to have shaped a forced-sex mating approval, he needs to address parents whose daughters also have a
strategy. low mate value (i.e., are older, unattractive, have children from previ-
Parents and children have conflicting interests over mating that is, ous marriages, etc.), and who are thus more willing to accept him as a
the mate choices of the former do not serve the best interest of the latter son-in-law. In effect, this man will suffer considerable fitness losses as
(Apostolou, 2008b; Buunk, Park, & Dubbs, 2008; Trivers, 1974). This he will have to settle for a woman of low mate value or opt out from
gives the incentive to parents to place the mating decisions of their the reproductive process.
children under their control and choose as spouses for them those indi- There are two related factors working with parental choice which
viduals who best serve their interests (Apostolou, 2010b). Moreover, act to reduce low mate value men's ability to attract desirable wives.
owing to asymmetry in parental investment, with women being the One is polygyny, which is practiced in the majority of pre-industrial
scarce reproductive resource to which men strive to gain access, parents societies and acts to exclude low status men from obtaining repro-
are more interested in controlling the mate choices of their daughters ductive access (Blood, 1972). The reason is that high mate value
than of their sons (Perilloux, Fleischman, & Buss, 2008). men are able to attract multiple wives, leaving those at the bottom
In the majority of pre-industrial societies, parents are successful in of the hierarchy single. In the same vein, hypergyny, that is, women
doing this. That is, in societies in which subsistence is based on hunt- marrying up the social hierarchy, a common finding in many socie-
ing and gathering the most common mode of long-term mating is ar- ties, pulls women out of the lower classes, leaving many low-status
ranged marriage (Apostolou, 2007). This is also the case in societies men without wives (Boone, 1986).
where subsistence is based on agriculture and animal husbandry, In this context, then, a forced-sex mating strategy can reduce the
and in both society types, daughters are controlled more than sons reproductive costs that a man is likely to suffer by circumventing pa-
(Apostolou, 2010b). rental choice, giving sexual access to women of high mate value,
This evidence indicates that strong parental control over mating women that these men could not have accessed otherwise. This pre-
has been prevalent during most of human evolution. In particular, dicts that rapists are predominantly young men of low mate value,
the genus Homo appeared on earth approximately 2 million years which appears to be so (Thornhill & Palmer, 2000; Thornhill &
ago and until about 10,000 years ago all humans were living as Thornhill, 1983). This predicts further that the victims of rape should
hunters and gatherers (Lee & Devore, 1968). The way of life of these predominantly be high mate value women that these rapists could
ancestral foragers probably resembled that of their modern counter- not have accessed otherwise. Consistent with this prediction, the ma-
parts (Lee & Devore, 1968). Accordingly, the patterns of mating jority of rape victims are usually young women at the peak of their
found among modern foragers such as arranged marriage are likely fertility (Greenfield, 1997; Kilpatrick, Edmunds, & Seymour, 1992;
to have been prevalent among ancestral ones, a hypothesis that is Thornhill & Palmer, 2000).
supported also by research based on phylogenetic analysis which at- Parents prefer as in-laws individuals who have a high resource ac-
tempts to reconstruct the conditions in ancestral societies (Walker, quisition capacity and control wealth (Apostolou, 2010a; Borgerhoff
Hill, Flinn, & Ellsworth, 2011). Mulder, 1988). Accordingly, when they find themselves with a
In the same vein, the patterns of mating prevalent in contemporary daughter of high mate value, they demand a high bridewealth (i.e.,
agropastoral societies are likely to have been prevalent in ancestral the wealth that the man has to pay for the marriage to proceed) to
agropastoral ones (Apostolou, 2010b). This hypothesis is corroborated ensure that their prospective son-in-law satisfies these properties
by evidence from the historical record. More specifically, a study of 16 (Apostolou, 2008a). To get these resources a man relies on the
historical societies found that the prevailing patterns were of strong support of his family (Goody & Tambiah, 1973). Moreover, a man's
486 M. Apostolou / Aggression and Violent Behavior 18 (2013) 484–490

wealth is also determined by the wealth he receives from his parents, likely to receive offers from men of high mate value; however, this
usually in the form of inheritance (Hartung, 1976). Thus, a man's will not increase his fitness much as the reproductive years of these
wealth status is to a large extent determined by his family resources. women have already been or will soon be exhausted.
Men with older brothers are in a disadvantageous position to A man is expected to come across female choice also within mar-
claim family resources so they have to settle for low mate value riage. In particular, a man's mate value may decline if, for instance, he
women or leave the reproductive process altogether (e.g., go into suffers an injury from a fight, or experiences a status loss. This will
the Church). There are various reasons for this, one being that older make his wife see him as a less desirable mate. In addition, in a con-
brothers, by arriving first, have an advantage over those born later. text where mating is regulated, a man may successfully pass through
For instance, older brothers may have already exploited the family's parental choice, but this does not mean that he will immediately gain
resources before younger brothers are in a position to make a claim. sexual access to his wife, as the latter may refuse to allow him to do
Primogeniture, practiced in many societies, means further that little so. For instance, a daughter who is married to a man she finds physi-
wealth passes to younger brothers. cally repulsive with an unattractive personality may refuse him sexu-
Overall, men with older brothers usually have little wealth at their al access. This is a likely scenario given that when parents choose
disposal that they can divert to reproduction. In turn, this means that spouses for their children they give less weight to traits such as beau-
it pays more for a man with older brothers than a first-born or only ty and exciting personality than their children desire (Apostolou,
son to follow a forced-sex strategy. This suggests that there will be an 2008b; Buunk et al., 2008).
older brother effect, with the probability of following a forced-sex mat- In all of the cases above, a forced-sex mating strategy can provide
ing strategy being positively related to the number of older brothers a fitness benefits by enabling men to circumvent female choice. The fe-
man has. male choice within marriage cases predict further that rape would
Consistent with this prediction at least three studies have found also take place within marriage. Consistent with this prediction, be-
an older brother effect. To begin with, Lalumière, Harris, Quinsey, tween 10% and 26% of women report experiencing marital rape
and Rice (1998) correlated birth order with an overall phallometric (Russell, 1990; Watts, Keogh, Ndlovu, & Kwaramba, 1998). It is fur-
index of deviant sexual interests for a group of rapists, and found ther predicted that rape will be more likely to take place when the
that the degree of deviant response was positively related to the mate value of the husband decreases (e.g., he loses his job) or the
number of older brothers, but not to the number of older sisters. Sim- mate value of the wife increases (e.g., she loses weight). To the
ilarly, Lalumiére et al. (2000) investigated the relationship between knowledge of the authors, this has not been examined, but the litera-
birth order and sexual aggression against women in a sample of com- ture indicates that sexual and non-sexual spousal violence are
munity males who reported having engaged in sexual aggression occasioned by sexual jealousy and impeding marital separation
with adult women and rapists from secure institutions. Their sample (Mahoney & Williams, 1998; Thornhill & Palmer, 2000). As it is usual-
also included community males who did not report having engaged ly the case that women whose husband has experienced a mate value
in sexual aggression. They found that the number of older brothers, decrease seek partners outside marriage or divorce (Buss, 2000), this
but not the number of older sisters or younger siblings of either sex, can be considered evidence in favor of this hypothesis.
significantly predicted rapist versus non-rapist group membership. Finally, in societies where marriages are arranged, rape within
Another study employed a sample of offenders detained in a medi- marriage enhances the strength of parental choice as a sexual selec-
um secure psychiatric unit in the United Kingdom which was comprised tion force because it makes the choices of parents on their daughters
of men with sexual convictions and men with non-sexual violent con- consequential. This predicts that in these societies the parents of a
victions (MacCulloch, Gray, Phillips, Taylor, & MacCulloch, 2004). It man may prompt him to force sex on his wife if she refuses, and the
was found that fraternal birth order was significantly correlated parents of the bride may also encourage or at least accept such action.
with the number of sexual convictions; however, no association was This prediction also remains to be examined.
found between fraternal or sororal birth order and violent convictions In a pre-industrial context, a forced-sex mating strategy can pro-
in either the sex offender or violent offender group. Two more studies vide considerable reproductive benefits to low mate value men by en-
found an older brother effect on sexual aggression with the effect ap- abling them to circumvent parental and female choice. This strategy is
proaching, but not passing, the significance level (Côté, Earls, & not of course cost-free or else most men would adopt it most of the
Lalumiére, 2002; Langeving, Langeving, & Curnoe, 2007). time. In particular, a rapist is likely to meet the fierce reaction of a
It is important to note that the byproduct hypothesis of rape also woman's parents and other kin (see below), he is likely to meet the
predicts that rapists are going to be of low mate value and their vic- resistance of the woman (which might result in injury), and he is like-
tims of high mate value (Thornhill & Palmer, 2000). What it does ly to meet the retaliation of the woman, especially in the case of mar-
not predict is that the number of older brothers increases the proba- ital rape. There are, however, instances where this strategy can
bility of following a forced-sex mating strategy. The presence of the circumvent parental and female choice at low cost for the men who
older brother effect therefore constitutes evidence in support of the adopt it.
hypothesis that a forced-sex mating strategy is the product of an
evolved psychological mechanism and not a byproduct of other
mechanisms. 3.3. Opportunistic sexual access

3.2. Circumventing female choice Pre-industrial societies are not peaceful, warfare and raids are
being common among them (Ember & Ember, 1995). There is consid-
In societies where mating is regulated, women also have space to erable variability among societies in the frequency of warfare and
exercise mate choice. For instance, they can do this in extramarital re- hostilities. Some are warlike, such as the Spartans in Ancient Greece
lationships or in later marriages when their parents have died and the Yanomamo in contemporary South America, whereas others
(Apostolou, 2010b). Consequently, a man can address female choice are much more peaceful like the !Kung in South Africa. Even in the
directly. Yet, women are after men with desirable traits such as high latter societies, however, wars and raids are not unheard of, but sim-
resource acquisition capacity and physical attractiveness (Buss, ply less frequent (Lee, 1979). Actually, warfare is found in the major-
2003). This indicates that a man who lacks these qualities is unlikely ity of pre-industrial societies (Ember & Ember, 1995), which hints
to be able to meet pass through female choice if he addresses high that it would also have been present during most of human evolu-
mate value women. He will be more successful, however, if he ad- tionary time, a suggestion which is supported by the historical and
dresses low mate value women, such as older ones, who are less archeological records (e.g., Bowles, 2009; Lambert, 2002).
M. Apostolou / Aggression and Violent Behavior 18 (2013) 484–490 487

War and raids give the opportunity to men of low mate value to woman (Buss, 2003), which, in turn, means that parents can now
circumvent female and parental choice without having to suffer con- only attract a less desirable in-law. Moreover, her parental invest-
siderable costs. In particular, the rape of a woman is likely to result in ment is likely to be committed through pregnancy to a man of
retaliation from her kin, her husband, and herself. In war, however, whom her parents probably do not approve (because if they did, he
such retaliation is minimal since parents may have been killed would not rape her but he would ask them for her in marriage), or
or wounded, and hostilities are usually against a different group, who is not willing to commit to a relationship (rape is a short-term
which means that after their conclusion there will be no interaction mating strategy). Rape is also likely to result in physical injuries and
between the victim, her kin and the rapist, and there will be few permanent scars or handicaps that decrease further the mate value
chances of him being identified. of a daughter. Rape may even result in the death of a daughter with
For the same reasons, war gives the opportunity to men of moder- detrimental fitness consequences for her parents.
ate and high mate value to gain reproductive access to women at In effect, the existence of a forced-sex mating strategy and its associ-
minimum cost. Note that, in a peacetime scenario, although these ated costs exercise considerable pressure on parents to find ways to min-
men can pass through the parental and female choice barrier, this imize them. One such way is for them to guard their daughters closely,
usually involves a considerable cost. For instance, a man has to com- which in many societies, takes the form of chaperoning. Among the
mit substantial investment such as the payment of the bridewealth Sacree hunters and gatherers in North America: “Mothers kept the
(Goody & Tambiah, 1973) so as to be allowed access by her parents. strictest watch over their unmarried daughters, and never allowed
In a wartime scenario, however, a man who follows a forced-sex mat- them to sleep or to wander away alone” (Diamond, 1938, p. 22).
ing strategy does not need to bear these costs, while at the same time Purdah is another way for parents to protect themselves from
retaliation costs are minimal. rape. This institution can take two forms: the physical segregation
In effect, war provides the opportunity to men, irrespective of of the sexes and the concealment of women's bodies. With regard
their mate value, to circumvent parental and female choices at a min- to the latter, one way to prevent their daughters from receiving
imum cost. A mechanism that enables a forced-sex mating strategy unwanted attention, is for parents to force them to cover their head
allows men to reap these opportunities. In other words, warfare when they are in public places (i.e., veiling) (Shirazi, 2001). Another
gives fitness benefits to those following a forced-sex mating strategy, form of purdah is keeping women at home and not allowing them
and these benefits can be quite substantial; for instance, during out of the house. For instance, in Classical Greece, women were con-
Rwanda's civil war, as many as 35% of 304 rape victims surveyed fined to a special compartment of the house, the gynaikonitis, usually
were likely to have become pregnant (McKinley, 1996). located on the upper floor (Flacelière, 1965).
Wartime is not the only situation where the opportunity to cir- As rape jeopardizes the interest of parents, social structures that
cumvent parental and female choice at a minimum cost is present. have evolved to serve different purposes are also likely to have been
Other instances include a man finding a woman who is unprotected shaped in a way that promotes rape prevention. For example, the sec-
and has no family or husband to revenge her rape, finding himself ular law in most societies prescribes heavy punishment for rape. In
in a situation where it is unlikely that he will be identified as the per- Classical Athens, the rape of a free Athenian woman was considered
petrator, and finding himself in a situation where the victim is unlike- a legal crime against her father or husband and was punishable by a
ly to go public (e.g., owing to her youth, weak character, and mental fine of 100 drachmas (Tetlow, 2005). This is also the case with divine
illness). law. For instance, in the Bible it is stated: “But if in the open country
In summary, during the period of human evolution, there were a man meets a young woman who is betrothed, and the man seizes
considerable fitness benefits for men who adopted a forced-sex mat- her and lies with her, then only the man who lay with her shall die”
ing strategy in instances where they found themselves with a low (Deuteronomy 22:25–28).
mate value and where the costs of following this strategy were low. Rape is found in almost all known human societies (Palmer, 1989;
These fitness benefits favor the evolution of a behavioral mechanism Rozée, 1993), which indicates that it must have been present in an-
that will enable this strategy to be followed. Such a mechanism can be cestral human societies as well. This means that during most of
predicted to work as follows: The lower the perceived risk of rape, the human evolution, evolutionary pressures have been exerted on par-
higher the probability that a forced-sex strategy will be adopted, with ents to protect themselves from suffering the costs of rape. These
a moderating factor being a man's own mate value. Thus, men of pressures are likely to have molded parental mechanisms that
lower mate value will be willing to follow this strategy even if the would decrease the probability that their daughters would be raped.
risks are relatively high, whereas men of high mate value will do so No research has attempted so far to identify such mechanisms; still,
only if they perceive the risks to be low. it can be argued that parents will be interested in closely guarding
Finally, one implication of the risk-assessment aspect of the their daughters when rape is consequential and when it is more likely
forced-sex mechanism is that it is likely to increase the probability to occur.
of rape within marriage. The reason is that a society is less likely to Accordingly, it is reasonable to assume that parents would be
condemn this act as it is usually believed that a woman should not more interested in guarding their daughters after puberty than before
deny sexual access to her husband. For instance, until very recently, it. Similarly, parents should be more interested in guarding their
in many Western societies it was not considered a crime if a man daughters if the latter are good-looking than if they are not. In addi-
forced his wife to have sex with him (Bergen, 1996; Russell, 1990). tion, parents may discourage their daughters from wearing revealing
Similarly, parents and kin are unlikely to retaliate, especially if they clothing or insist that a male relative accompanies their daughters or
are the ones who have chosen the husband. The reason is that this be- sisters at night (McKibbin, Shackelford, Miner, & Liddle, 2011).
havior not only does not harm parents' interests, but also can actually The presence of parental anti-rape mechanisms places evolution-
promote them since it makes their in-law choices consequential. ary pressure on men to counter-evolve adaptations that will enable
them to deal effectively with these mechanisms. Such an adaptation
4. Parental anti-rape mechanisms is likely to be a pre-disposition to assess a woman's family situation.
That is, a forced-sex strategy will not be particularly effective if a
Rape, irrespective of whether it is the product of an evolved mech- woman has both parents around and also many brothers to protect
anism or a byproduct of other evolved mechanisms, is costly for par- her. Therefore, potential rapists may target vulnerable women who
ents. Rape can compromise the scarce reproductive resource (i.e., the have no family or whose relatives are too weak to guard them, and
female), which parents control. The mate value of a daughter who is avoid women who come from powerful families, or who have rela-
raped is considerably reduced given that men value chastity in a tives near them to protect them. This leads to a further prediction
488 M. Apostolou / Aggression and Violent Behavior 18 (2013) 484–490

that rapists will be more willing to target women who live in big cities such as walking alone in the park or getting drunk when out, activi-
away from their families than those in rural areas or in pre-industrial ties that might expose them to the risk of sexual assault at times
societies where their families are nearby. close to ovulation (Bröder & Homann, 2003; Chavanne & Gallup,
The close guarding of women and the parental anti-rape mecha- 1998; McKibbin & Shackelford, 2011; McKibbin et al., 2009). In addi-
nisms make a forced-sex mating strategy a costly business. Neverthe- tion, rape is associated with considerable emotional pain for the vic-
less, the cost of exclusion from access to high mate value women tim; this pain is probably an adaptation that encourages women to
should be higher to justify the costs of this strategy. In other words, avoid any situations that may lead to similar incidents in the future
if, on average, the benefits of following this strategy did not outweigh (Thornhill & Thornhill, 1990). Note that these findings constitute fur-
its costs, such a strategy would have been eliminated by evolutionary ther evidence that rape was present during human evolutionary time;
forces. The fact that it has not, indicates that it brings or it has brought if rape were only a modern phenomenon there would not have been
fitness benefits which exceed or have exceeded fitness costs. sufficient time for such mechanisms to evolve.
The evolutionary forces that have shaped rape protection mecha-
5. Forced-sex mating strategy across cultures nisms worked primarily on parents and not on their daughters. That
is, women were under the control of their relatives and later on of
5.1. Forced-sex mating strategy in agropastoral and in hunting and their husbands, who were mainly responsible for guarding them
gathering societies against rape. Consequently, evolution would not have prepared
women adequately for a modern world where, after reaching sexual
Societies which base their subsistence on agriculture and animal maturity, they are likely to be on their own for several years before
husbandry produce more wealth than societies which base their sub- getting married. This indicates that in a post-industrial context,
sistence on hunting and gathering. This has several implications for where mating is not regulated and parents are not there to guard
the fitness benefits of a forced-sex mating strategy. One such implica- their daughters, women may be more vulnerable to rape.
tion is that in agropastoral societies, parents have more to lose than What makes things worse is that, because of modern labor market
those in foraging societies if the mate value of their daughter is demands and labor mobility, women are likely to move to a different
compromised (Apostolou, 2010b). This is because in the former case city or even to a different country from the one where their parents
parents forfeit the opportunity to arrange a good marriage which is and relatives live, which renders them even more vulnerable to
likely to equate with losing access to considerable resources, some- rape. The high incidence of rape in Western societies (Kilpatrick et
thing that does not happen in the latter case given that hunting and al., 1992) may be partially explained by the inadequacy of women's
gathering societies produce little wealth. rape-protection mechanisms and the fact that they usually live
Consequently, parents have a stronger incentive to guard their away from their kin.
daughters in agropastoral societies and are likely to retaliate more harsh- Overall, because during most of human evolution that young
ly if any attempts are made to compromise the mate value of their female women have been protected by their parents from being raped,
relatives. Consistent with this hypothesis, female-guarding institutions there may have been insufficient evolutionary pressures on them to
such as the purdah are found predominantly in agropastoral societies evolve anti-rape mechanisms good enough to protect them in a
(Apostolou, in press). In effect, the fitness benefits of a forced-sex mating free-mate-choice world.
strategy are going to be lower in an agropastoral context than in a forag-
ing one, since in the former, it will be more difficult to circumvent paren- 6. General discussion
tal choice, and the cost of doing so is likely to be higher.
This is not the end of the story, however. Analysis of the anthropo- Across human cultures, certain men under certain conditions
logical record indicates that warfare is more frequent in agricultural adopt a forced-sex mating strategy. This paper supports the hypothe-
societies than in hunting and gathering ones (Nolan, 2003). This is sis that this strategy constitutes a behavioral expression of an innate
to be expected given that more wealth is produced in the former mechanism that increases fitness by enabling men to circumvent pa-
than in the latter, which gives an incentive to one group to attempt rental and female choice and exploit low-cost reproductive opportu-
to take control of the resources of the other. More frequent or nities. This argument is consistent with anthropological and historical
larger-scale warfare means more low-cost reproductive opportuni- evidence which indicates that there were recurrent fitness benefits
ties, which, in turn, indicates more fitness benefits accruing from a for men who adopted this strategy.
forced-sex mating strategy. One prediction that follows from this hypothesis is that this mech-
On the basis of these arguments, it can be predicted that in anism should be present in most men; that is, a forced-sex mating
agropastoral societies, the frequency of peacetime rape will be strategy is a conditional strategy that may be employed by most
lower and the frequency of wartime rape higher. A further prediction men under specific circumstances (McKibbin et al., 2008; Shields &
is that the transition from foraging to agropastoralism approximately Shields, 1983; Thornhill & Palmer, 2000). Consistent with this predic-
10,000 years ago should have resulted in a lower peacetime rape fre- tion, in one study, at least one-third of men admitted that they would
quency and a higher wartime rape frequency. rape under specific conditions (Malamuth, Huppin, & Paul, 2005).
Further support for this prediction comes from evidence of war rape
5.2. Forced-sex mating strategy in post-industrial societies which indicates that a forced sex-mating strategy is adopted by a
large proportion of men who engage in it (Smuts, 1996). For instance,
In order to protect themselves from the costs of the forced-sex the number of Red Army rapes in Berlin at the end of World War II
mating strategy, parents have developed specific protection mecha- were estimated to be around 1,000,000 (Grossman, 1999). These
nisms that reduce the chances that their daughters will be raped, were obviously not the doing of a small minority of Soviet soldiers.
and these mechanisms can be effective. For instance, Figueredo et The circumstance likely to trigger the adoption of this strategy is if a
al. (2001) found that the presence of adult male kin living nearby de- man finds himself lacking the desirable traits that will enable him to
creased the likelihood of a female relative being raped. Similarly, compete successfully in the mating market, and if he perceives the risk
Kanin (1957) found that young women who grew up with older of doing so to be low. With regard to the former, neurodevelopmental
brothers were less likely to become the victims of rape. problems (e.g., brain damage, learning disabilities, and low IQ) or poor
Women themselves have also evolved anti-rape mechanisms. In social conditions (e.g., lack of family resources, low birth order, and ex-
particular, in a number of studies, women were found to change treme neighborhood conditions) are likely to act as clues that he will
their behavior over the ovarian cycle by selectively reducing activities not easily acquire resources and mating success by conventional
M. Apostolou / Aggression and Violent Behavior 18 (2013) 484–490 489

means. These clues may trigger anti-social tactics including a forced-sex context in which rape evolved. Accordingly, it has been suggested
mating strategy (Lalumiére, Harris, Quinsey, & Rice, 2005). This predicts that a forced-sex mating strategy aims predominantly to circumvent
that anti-social tactics and a forced-sex mating strategy will co-occur, female choice (Thornhill & Palmer, 2000). This is not plausible, how-
which seems to be the case (Lalumiére et al., 2005). ever, as anthropological and historical evidence indicates that during
The risk-assessment argument predicts further that this strategy is the period of human evolution women were controlled by their par-
likely to be followed when there is a considerable status difference ents (Apostolou, 2012b).
between the perpetrator and the victim, a scenario that will make This paper has argued that a forced-sex mating strategy is not a
the former believe that the latter will not go public or if she does, it byproduct of other mechanisms, but is an adaptation which evolved
will have no serious consequences for him. This accounts for the to enable men of low mate value to bypass parental and female
fact that men of high mate value commit rape. They do so not because choice, and enable men, irrespective of their mate value, to exploit
they cannot get desirable woman otherwise but because their status low-cost mating opportunities; a hypothesis that fits well with the
makes the cost of this act small or non-existent. For instance, General anthropological and historical records. It also fits well with observed
Gaddafi in Libya raped schoolgirls that were kidnapped to serve him rape patterns including the older brother effect which is not
as sex slaves (Cojean, 2012). He did so without consequences. accounted for by other theories. In addition, this framework offers
There are certain findings which may be interpreted as evidence several insights on rape and generates several testable hypotheses that
against the proposed hypotheses. In particular, sexual offenders usu- future research should address. For instance, it suggests that parents
ally report being sexually experienced and having had many consen- are equipped with anti-rape mechanisms that enable them to protect
sual sexual relationships before conviction (Gebhard, Gagnon, their daughters from men who follow a forced-sex mating strategy.
Pomeroy, & Christenson, 1965; Lalumiére et al., 2005). Still, the pri- It has to be said, nevertheless, that the proposed theoretical
mary hypothesis offered here is that a forced-sex mating strategy en- framework does not account for all forms of rape in all instances.
ables low mate value men to get sexual access to high mate value For example, it does not negate the possibility that rape occurs also
women. That is, the evolutionary problem that this strategy solves is as an outcome of psychopathology. It is argued here that rape is a re-
how to gain sexual access to high mate value women not women in productive strategy and thus instances where the rape is followed by
general. Therefore, being sexually experienced or having access to the murder of the victim fall outside this framework; their causes are
consensual sex is not evidence against this hypothesis. Such evidence probably pathological. Similarly, the present framework does not ac-
would be if low mate value rapists had many consenting sexual rela- count for individual differences in men adopting this strategy. For in-
tionships with women of high mate value. This remains to be investi- stance, in wartime not all men rape. This means that additional
gated, but given female and in in-law preferences, it is unlikely. theoretical and empirical work is required if all aspects of this strate-
Moreover, it has also been argued that a forced-sex mating strate- gy are to be identified. Any such attempts, however, should take into
gy enables men irrespective of their mate value to gain sexual access consideration the context in which this strategy evolved: namely, the
to women at low or no cost. This cost is not always non-existent, strong parental control over women, the space for women to exercise
however, or men may simply misjudge it. In consequence, a high mate choice, and the presence of low-cost mating opportunities.
mate value man may be arrested and convicted for engaging in this
act (e.g., the boxer Mike Tyson). Such a man, however, is likely to
have had many consensual sexual relationships with attractive References
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