Professional Documents
Culture Documents
SAEP-13
Environmental Impact Assessment & Permitting Process
Document Responsibility: Environmental Protection Standards Committee
Contents
1 SCOPE ................................................................................................................. 5
2 CONFLICTS AND DEVIATIONS .......................................................................... 5
3 REFERENCES ..................................................................................................... 5
3.1 SAUDI ARAMCO REFERENCES .............................................................................. 5
3.2 SAUDI ARABIAN GOVERNMENT ENVIRONMENTAL REGULATIONS AND STANDARDS .... 7
3.3 INDUSTRY CODES AND STANDARDS...................................................................... 9
4 TERMINOLOGY ................................................................................................... 9
4.1 DEFINITIONS ....................................................................................................... 9
4.2 ACRONYMS ...................................................................................................... 15
5 INSTRUCTIONS................................................................................................. 16
5.1 ENVIRONMENTAL PERMIT TO CONSTRUCT........................................................... 16
5.2 ENVIRONMENTAL PERMIT TO OPERATE (EPO) .................................................... 36
6 RESPONSIBILITIES ........................................................................................... 37
6.1 ENVIRONMENTAL PROTECTION DEPARTMENT (EPD) ........................................... 37
6.2 FACILITIES PLANNING DEPARTMENT (FPD) ......................................................... 38
6.3 PROJECT MANAGEMENT .................................................................................... 39
6.4 PROPONENT DEPARTMENT ( PROJECT SPONSOR) ............................................... 39
6.5 GENERAL ENGINEERING SERVICES CONTRACTOR (GES+)/CONTRACTOR ............. 40
6.6 EIA CONSULTANT ............................................................................................. 41
6.7 THIRD-PARTY DEVELOPERS ............................................................................... 42
6.8 ENGINEERING PROCUREMENT & CONSTRUCTION CONTRACTOR ........................... 42
DOCUMENT HISTORY................................................................................................. 42
APPENDIX A: EPC REVIEW & APPROVAL PROCESS .............................................. 44
APPENDIX B: ENVIRONMENTAL SCREENING & PRELIMINARY SCOPING (ESPS)
........................................................................................................................... 45
APPENDIX C: ENVIRONMENTAL CLASSIFICATION FORM ...................................... 62
APPENDIX D: MINIMUM CONTENT OF EMP FOR CATEGORY 1 PROJECTS ......... 66
APPENDIX E: STRUCTURE & CONTENT OF EIA STUDY FOR CATEGORY 2
PROJECTS ........................................................................................................ 71
APPENDIX F: STRUCTURE & CONTENT OF EIA SCOPING REPORT (CATEGORY
3) ........................................................................................................................ 75
List of Figures
Figure 1: Environmental Screening & Scoping Process ................................................ 19
Figure 2: Project Classification Process ........................................................................ 22
Figure 3: Category 1 EIA Review & Approval Process .................................................. 23
Figure 4: Category 2 EIA Review & Approval Process .................................................. 28
Figure 5 EIASR Development & Approval Process ....................................................... 31
Figure 6: Category 3 EIA Review & Approval Process .................................................. 36
Figure 7: Environmental Permit to Operate Process ..................................................... 37
Summary of Changes
Paragraph Number
Change
Previous Current Type
Revision Revision (New, Technical Change(s)
Modification,
(31 (18 Deletion…
December September etc.)
2019) 2022)
1 Scope
SAEP-13 defines the requirements for assessing the environmental impacts of
projects/activities and provides appropriate mitigation measures at their early
development stages. The procedure also describes the process of obtaining the
National Center for Environmental Compliance (NCEC) Environmental Permit to
Construct (EPC) and Environmental Permit to Operate (EPO). Obtaining EPC
requires conducting:
3 References
All referenced specifications, standards, codes, drawings, and similar material
are considered part of this engineering procedure and are applicable to their full
extent.
4.1 Definitions
• Marine environments;
• Areas within 10000 meters of designated or proposed Saudi Wildlife Commission
Biodiversity Protection Areas;
• Areas within 2000 meters of designated Important Bird Areas;
• Areas within 2000 meters of designated Important Plant Areas;
• Areas within 1000 meters of permanent or semi-permanent wetlands;
Guide to Health Impact Assessments in the Oil and Gas Industry (IPIECA: the
global oil and gas industry association for environmental and social issues).
Master Appropriation: A Master Appropriation authorizes the purchase of
equipment or certain other projects, the full scope of which cannot be defined at
the time the Expenditure Request is approved. As a practical matter, the scope
of a Master Appropriation is usually sufficiently defined to allow preparation of
lists of scope to be executed or equipment to be purchased. Examples of Master
Appropriations include Maintain Potential projects, computing, and research
equipment, and BI-19, Miscellaneous Projects and Purchases. Authorization to
disburse funds is controlled by the preparation and approval of a release under
the Expenditure Request that identifies the equipment to be purchased or work to
be done. Releases are prepared for equipment to be purchased or work to be
performed during the period specified in the Master Appropriation. The life of a
Master Appropriation extends until all expenditures against related releases are
complete.
Mitigation (World Bank definition): Measures taken to reduce adverse impacts
on the environment.
Permit: A document granted by the NCEC before commencement of activity.
Proponent: Is the organization that owns, operates, and maintains the
completed facility. The Proponent is responsible for signing the Mechanical
Completion Certificate as owner of the facility.
Project Leader (IPT leader): A representative from FPD who leads the IPT
during FEL1 and FEL 2 stages, or a representative from the Construction Agency
who leads the IPT during FEL 3 stage and thereafter up to the project
completion.
Project Management: is the Construction Agency team assigned to the project
during project planning and execution.
Project Proposal (PP): A document prepared by the IPT during FEL 3 (led by
the Construction Agency) which defines the actual facilities to be built, in
sufficient detail to obtain an ER Cost Estimate from PMOD. Please refer to
SAEP-14 for details of the Project Proposal guidelines.
Project Scope Definition (PSD): A document that describes the key technical
requirements and features of a design project. The PSD serves as the high-level
technical design basis for the project to allow the potential GES+/Contractors to
bid on developing the FEL 2 DBSP.
4.2 Acronyms
API American Petroleum Institute
BAT Best Available Technology
BI Budget Item
DBSP Design Basis Scoping Paper
CCE Circular Carbon Economy
CCS Carbon Capture and Sequestration
CCU Carbon Capture and Utilization
CE Circular Economy
CEMP Construction Environmental Management Plan
CMS Capital Management System
ECF Environmental Classification Form
EIA Environmental Impact Assessment
EIASR Environmental Impact Assessment Scoping Report
EK&RD Engineering Knowledge & Resources Division
EMP Environmental Management Plan
EMS Environmental Management System
EPD Environmental Protection Department
EPC Environmental Permit to Construct
EPO Environmental Permit to Operate
ERA Expenditure Request Approval
FEL Front End Loading
FPD Facilities Planning Department
5 Instructions
This procedure applies on Saudi Aramco projects/activities and operating
facilities that require Environmental Permit to Construct (EPC) and
Environmental Permit to Operate (EPO) by the permitting government authority,
NCEC. The following instructions describe the processes and requirements for
obtaining EPC and EPO.
• BI-10 projects;
• BI-15 Projects;
• BI-19 Projects;
• Master appropriations that are anticipated to have adverse environmental impact
(such as some exploration and drilling operations); and
• Other company activities that are anticipated to have adverse environmental impact.
For third-party projects, the initial EIA shall be conducted during the Technical
and Functional Requirements (TFR) and the final EIA shall be completed during
60% PP phase. The third-party Developer shall comply with MEWA/NCEC
regulations, SAEP-13 requirements and applicable MSAERs. The third-party
developer shall also comply with IFC Performance Standards & Guidelines for
financing. Applicability of other non-environmental related MSAERs shall be
discussed with the concerned Departments.
Projects and activities within the Royal Commission areas (Jubail, Ras Al Khair
and Yanbu & Jizan) shall comply with both NCEC and RCER.
This procedure describes the purpose, content and submission & approval
process for obtaining the EPC for each project category which includes:
5.1.1.1 Purpose
Initially, an Environmental Screening process shall be performed during FEL 2
Study phase. This process shall determine if the project/activity will have any
adverse environmental impacts during its life cycle (construction, commissioning,
operation and decommissioning) and warrants preparation of an EMP or EIA. If
no adverse environmental impacts were identified during these phases, no EPC
will be required. If any adverse environmental impacts were identified, an EPC
will be required and these impacts shall be included in EIA Scope of Work to
support the IPT Leader in developing the PSD. The ESPS shall also determine
the anticipated project’s category, justify allocating funds for the EIA consultant
and assist the EIA consultant in the preparation of the Classification form.
• Projects that are associated with minor construction activities with no adverse
environmental and health impacts.
• Installation of hardware and software projects (e.g. Digital Transformation).
• Upgrade and replacement in-kind projects (e.g. control panels, pumps, and
switchgears).
• Security systems installation, replacement or upgrades at new or existing facilities.
• Demolition and renovation activities that are not anticipated to have environmental
and health impacts.
•
Note:
The Preliminary Scoping process is performed based on EPD best judgement to
support IPT Leader during PSD development to determine project’s category and EIA
during DBSP bidding process. However, the final project’s category shall be
determined by the NCEC during the formal classification process.
5.1.1.2 Content
1) IPT Leader shall initiate a CRM request and provide all necessary information on the
project to EPD Lead Reviewer to prepare the ESPS (Appendix B).
2) EPD Lead reviewer shall review the project and prepare the ESPS. If an EPC is required,
the project shall be categorized based on its characteristics and anticipated environmental
impacts. If no adverse environmental impacts were identified and therefore no EPC is
required, the IPT leader shall exclude the EMP or the EIA study from the DBSP
deliverables.
3) IPT Leader shall use the completed ESPS during PSD development. The PSD
environmental scope of work shall include the anticipated environmental impacts from the
ESPS and preliminary project’s category.
5.1.2.1 Purpose
The purpose of this process is for NCEC to review and determine which category
the proposed projects shall fall under. The NCEC shall classify projects/activities
according to their environmental impacts, into one of three categories based on:
The NCEC shall issue updated indicative lists for the classification of various
projects/activities, in accordance with the provisions of these Regulations.
Activities shall be classified as follows:
• Has limited adverse environmental impacts that do not exceed project’s boundaries,
and
• Does not require mitigation measures during operations
5.1.2.2 Content
The content of ECF is listed in Appendix C. The EIA consultant shall submit the
from to NCEC in Arabic format.
1) GES+/Contractor shall assign the EIA Consultant subsequently to the DBSP award or
at equivalent phase for non-CMS projects.
2) IPT Leader and GES+/Contractor shall provide the EIA Consultant with all necessary
information required, including ESPS, to complete the ECF.
3) The EIA Consultant shall complete and submit the ECF to IPT Leader for review and
approval.
4) The IPT Leader shall initiate a CRM request to EPD Lead Reviewer to review the ECF
and provide comments within 5 working days.
5) Once the ECF is reviewed and approved by the IPT Leader and EPD Lead Reviewer,
the EIA Consultant shall submit the form to NCEC along with the associated submittal
fees.
6) The NCEC reviews the ECF and issue its decision regarding the project’s
environmental classification within 10 working days from the date of receiving the form.
NCEC decision may include:
a. The ECF meets NCEC requirements.
b. Request for correction of information or completion of missing
information. The NCEC shall issue its final decision within 10 working
days from the date of receiving the required information in full or the
modified ECF.
7) If additional information is required, the EIA Consultant shall provide such information
and submit the revised ECF to IPT Leader and EPD Lead Reviewer for review and
approval within 5 working days.
5.1.3.1 Purpose
The EMP shall identify all the environmental aspects and impacts associated with
the project’s construction and operational activities and provide appropriate
mitigation measures.
5.1.3.2 Content
The EMP shall be prepared based on the project’s characteristics and its
anticipated environmental impacts. The report shall be developed in both English
and Arabic languages.
Refer to Appendix D for the minimum content of EMP.
1) Once the project is determined by NCEC as Category 1, the EIA Consultant shall
develop and submit the EMP to the IPT Leader for review and approval.
2) The IPT Leader shall initiate a CRM request to EPD Lead Reviewer to review the EMP
and provide comments within 10 working days. If there are any comments or
clarifications, the EIA consultant shall respond to these comments and resubmit the
revised EMP to the EPD Lead Reviewer for verification and approval.
3) The EIA Consultant shall submit the EMP to NCEC along with the associated review
fees.
4) The NCEC reviews the EMP and anticipated to provide a response within 10 working
days. If there are no comments or additional information required, an EPC is issued to
the EIA consultant.
5) If the NCEC have comments on the EMP, the EIA consultant shall address these
comments and resubmit the plan to the IPT Leader and EPD Lead Reviewer for review
and approval within 5 working days. Once the EMP is approved by EPD, the EIA
Consultant shall resubmit the EMP to the NCEC for review and approval.
The Category 2 EIA shall be conducted during DBSP phase (FEL 2) and
approved by 60% PP (FEL 3).The study shall be prepared by NCEC and Saudi
Aramco approved EIA Consultant.
5.1.4.1 Purpose
The EIA shall provide sufficient information on the project and its anticipated
environmental and health impacts to aid in decision-making, planning,
formulation of appropriate development actions and:
5.1.4.2 Content
Category 2 EIA shall describe the objectives of the project and summarize its
development phases, construction schedule, anticipated resources required and
emissions generated during construction and operations.
The EIA shall also describe the existing baseline environmental conditions and
identify the anticipated environmental impacts that will occur during project’s life
cycle, including construction, operation, upset conditions and decommissioning.
Baseline conditions shall include but not limited to ambient air quality; climate;
soil and groundwater contamination; water resources; marine environment;
• Identify all potential pollution sources during routine construction and operation phases
of the project.
• Identify and assess impacts on the environment and natural resources including but
not limited to water resources; air, noise; solid and hazardous waste infrastructures;
biodiversity; and archeology.
• Include the specific requirements of delivering biodiversity and ecosystem net gain
from the project to be compliant with CP45 and its GI 430.003.
• Result in generating a detail project emission inventory that will support reporting,
accounting of GHG and evaluating the possibility of reducing GHG emissions during
construction and operational phases. The GHG reporting shall include absolute
emission: CO2, CH4, N2O, SF6, and their equivalents in CO2e, using API Compendium
of Greenhouse Gas Methodologies for the Oil and Natural Gas Industry (2009) as
primary reference.
• Identify GHG emissions mitigation opportunities during construction and operations
through the carbon management hierarchy concept (avoid, reduce, replace or offset)
and estimate these mitigation measures based on CO2e.
• Identify opportunities to create or restore wetlands using treated wastewater to attract
native flora and fauna.
• Evaluate project alternatives (e.g. location, processes and technologies) that might
reduce environmental & health impacts and fulfill project’s objectives. Alternative
technologies that promote CE opportunities during construction and operation phases
of the project shall be identified.
5) Once NCEC approves the EIA study and issues EPC, PM, shall implement
through the Engineering, Procurement & Construction Contractor and sub-
contractors the CEMP mitigation measures during construction activities.
6) In the discovery of important new information or significant project scope
changes not captured in the approved EIA, the report shall be revised to
reflect all changes and resubmitted to EPD for review and approval. The EIA
Consultant shall resubmit the final EIA to NCEC for their review and approval
for issuing the EPC.
5.1.5.1.1 Purpose
EIA Scoping is the process of determining the content and extent of the EIA
study to be submitted to EPD and the NCEC for review and approval.
The EIASR shall:
For programs that include multiple BIs or phases, the EIASR shall include an
implementation plan indicating how the major elements of the EIA will be
incorporated into the project schedule. For example, if a site preparation BI
precedes final scope development for a BI for process facilities, terrestrial
ecology surveys will have to be completed before scope is finalized for site
preparation, but air dispersion modeling cannot be completed until scope is well-
developed for process facilities.
The EIASR shall also indicate if an environmental risk assessment is required
prior to final site selection. For example, a site risk assessment may be
recommended for a residential development on a site that is known, or suspected
to have been, previously contaminated. A site risk assessment is not a substitute
for an EIA.
5.1.5.1.2 Content
Refer to Appendix F for NCEC minimum content of the EIASR.
1) The EIA Consultant shall prepare and submit the EIASR to the IPT Leader for
review and approval within 10 days of NCEC project’s classification as
Category 3.
2) The IPT Leader shall initiate a CRM request to EPD Lead Reviewer to review
the EIASR and provide comments, if any, within 10 working days. If there are
any comments or clarifications, the EIA Consultant shall respond to these
comments and resubmit the revised EIASR within 5 working days.
3) Once the EIASR is reviewed by all concerned SMEs and approved by EPD
Lead Reviewer, the EIA Consultant shall submit the study to NCEC along with
the associated review fees.
4) The NCEC is anticipated to review the EIASR and issue its approval if there
are no observations, otherwise, it shall provide the EIA Consultant with the
observations within 15 working days from the date of the report receipt.
5) The NCEC may notify the EIA Consultant of extending the deadline for not
more than 10 additional working days to review the EIASR. If the NCEC does
not issue its approval or observations within the extension period, the permit
applicant may consider the EIASR approved and shall comply with it when
conducting the EIA study for category 3 projects/activities.
5.1.5.2.1 Purpose
Category 3 EIA shall provide detailed information on the project and its
anticipated environmental and health impacts to aid in decision-making, planning,
formulation of appropriate development actions, and to act as an instrument for
sustainable development. The EIA shall also:
When a project consists of multiple BIs located within a single site, FPD should
combine these BIs in one comprehensive EIA, whenever practical, to optimize
resources and avoid delays in project’s schedule.
5.1.5.2.2 Content
For Category 3 projects, the EIA shall adequately describe in details the
objectives of the project and summarize its development phases, construction
schedule, anticipated resources required and emissions generated during
construction and operations.
The EIA shall describe the existing baseline environmental conditions and
identify the anticipated environmental impacts that will occur during the lifecycle
of the project, including construction, operation, upset conditions and
decommissioning. Baseline conditions shall include but not limited to ambient air
quality; climate; soil and groundwater contamination; water resources; marine
environment; biodiversity; archeology; socioeconomic and health conditions;
existing wastewater and waste management infrastructures; landscape and
visual amenity. The baselines data shall be specific to the project’s location.
Resources with great significance to CE shall be covered during the baseline
survey including energy, water, land and mineral resources. Key index on these
resources shall include total utilization volume, utilization efficiency, utilizable
reserves and supply & demand structures. Information on other relevant
industries that can benefit from the project by-products shall also be identified
(e.g. resource recovery and recycling industry; reclaimed water networks; waste
trading platforms; research and development institutes).
The EIA shall also:
• Identify all potential pollution sources during routine construction and operation phases
of the project.
• Assess impacts of the project on the environment and natural resources including but
not limited to water resources; air, noise; solid and hazardous waste infrastructures;
biodiversity; archeology; landscape; visual and amenity.
• Include the specific requirements of delivering biodiversity and ecosystem net gain
from the project to be compliant with CP45 and its GI 430.003.
• Provide mitigation measures that can reduce the amount of resources consumption
and end-of-pipe discharges, promote reuse and recycling of byproducts and waste
heat (e.g. cogeneration, waste to energy, waste trading platforms and eco-design
parks) shall be considered during the planning, design, construction and operation
phases of the project.
• Evaluate project alternatives (e.g. location and technology) that might reduce
environmental & health impacts and fulfill project objectives.
• Evaluate alternative technologies that promote CE and CCE that include, but not
limited to: utilizing other processes such as steam methane reforming to produce blue
hydrogen, materials that minimize waste generation; water resources optimization;
CCS/CCU; and energy & emission reduction opportunities.
• Recommend appropriate cost-effective measures that will eliminate, minimize,
mitigate, and/or compensate adverse environmental impacts, and describe how
implementation of these recommendations will be monitored during construction and
operation.
• Generate a detail project emission inventory during construction and operations to
support reporting, accounting of GHG and evaluating the possibility of reducing GHG
emissions. The GHG reporting shall include absolute emission: CO2, CH4, N2O, SF6,
and their equivalents in CO2e, using API Compendium of Greenhouse Gas
Methodologies for the Oil and Natural Gas Industry (2009) as primary reference.
• Identify GHG emissions mitigation opportunities through the carbon management
hierarchy concept (avoid, reduce, replace or offset) and estimate these mitigation
measures based on CO2e.
• Identify opportunities to create or restore wetlands using treated wastewater to attract
native flora and fauna.
• Include an EMP for managing environmental mitigation measures during project’s
lifetime. The EMP shall be summarized in a table format and shall include:
o environmental and health aspects and impacts;
o significance level;
o monitoring frequencies;
o responsible stakeholder; and
o reporting requirements.
• Conservation of energy;
• Renewable resources development;
• Resources recycling and utilization; and
• Materials flow.
1) Determine all conditions and requirements for the issuance and renewal of
the EPO.
2) Issue EPO upon fulfillment of all conditions and requirements determined by
the NCEC, including all conditions and requirements for the EPC.
3) Renew EPO upon fulfillment of all conditions and requirements determined by
the NCEC.
4) Determine the validity term of the environmental permit for operation, which
shall not be less than three (3) years and not more than six (6) years.
5) Prescribe controls for the classification of activities and determine the term of
the environmental permit for operation for each activity, taking into
consideration the activity’s size, level of complexity in operations, and
operation and maintenance considerations.
6) Collect fees for the issuance and renewal of the EPO.
7) Reject [the request] to issue the environmental permit for operation, provided
that the rejection is reasoned.
6 Responsibilities
3) Resolving conflicts or issues between Saudi Aramco and the EIA Consultant.
4) Ensuring that EIA Consultant conduct the EIA as per Saudi Aramco and
NCEC requirements.
Document History
18 September 2022 Major revision to comply with the new government regulations for obtaining
environmental permits.
20 December 2020 Major revision. This procedure has been updated to include estimation of GHG
emissions for Scope 1 and Scope 2 that are anticipated form the project and Circular
Economy/ Circular Carbon Economy requirements.
31 December 2019 Major revision. This procedure has been updated to include estimation of Greenhouse
Gas (GHG) emissions that are anticipated to be generated from projects. Editorial
revision to replace Ministry of Energy, Industry, and Mineral Resources with Ministry of
Energy (MOE).
09 January 2019 Editorial revision to change contact person and replace Ministry of Petroleum and
Mineral Resources with Ministry of Energy (MOE), Industry, and Mineral Resources.
10 June 2018 Editorial revision to change standards committee from Environmental to Environmental
Protection.
09 March 2016 Editorial revision to change referenced to Saudi Aramco Sanitary Code (SASC) with
Saudi Aramco Environmental Health Code (SAEHC).
09 December 2014 Major revision. This procedure has been updated so that it is applicable to all projects
following the new Capital Management System that resulted from the rollout of the ATP
Capital Efficiency Initiative.
Study
FEL 2
Yes
Hire EIA
Consultant
Fill Classification
Form
No Revise EMP * No
Approve
Develop Approve EMP Submit EMP Approve Yes Issue EPC
Classification Revise Classification Category 1 Yes
No EMP 10 days 10 days 3 Years
Form Form
5 days
No
No Revise EIA * No
Yes
PP
Approve
FEL 2 – FEL 3
No Revise EIASR * No
No Revise EIA * No
Abbreviations Symbols
Stakeholders
EPC: Environmental Permit to Construct EIASR: Environmental Scoping Report
Draft Decision Revised Final
EMP: Environmental Management Plan NCEC: National Center for Environmental Compliance Start & Finsh Report GES+ IPT Lead/
EPD
EIA
NCEC
Report Making Report Proponent Consultant
EIA : Environmental Impact Assessment GES+: General Engineering Services
* Revised reports shall be submitted to EP for review and approval
Project
Title_________________________________________________________
Completed by:
Reviewed by:
Concurred by:
Approved by:
____________________________________________________________________
____________________________
5. Anticipated Impacts
Yes ( ) No ( )
If yes, describe the type and quantities of waste:
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
____________________________________
2. Does the project generate Construction and Demolition waste on a continuous basis
during construction activities?
Yes ( ) No ( )
If yes, describe the type and anticipated quantities of waste:
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
____________________________________
Yes ( ) No ( )
If yes, describe the type and quantities of waste:
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
____________________________________
Yes ( ) No ( )
If yes, describe the type and duration:
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
______________________________
Yes ( ) No ( )
If yes, describe the type and duration:
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
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________________
Yes ( ) No ( )
If yes, describe the type and duration:
______________________________________________________________
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______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
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________________
Yes ( ) No ( )
If yes, describe the type and duration:
______________________________________________________________
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______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
________________
Yes ( ) No ( )
If yes, describe the type and duration:
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
________________
6. Is there any specific air dispersion modeling tool and methodology that shall be used
for impact assessment?
Yes ( ) No ( )
If yes, describe:
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
______________________________________________________________
________________
5.3 GHG
1. Is it anticipated that the project will have GHG impacts during construction?
Yes ( ) No ( )
If yes, describe the type and duration:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
2. Is it anticipated that the project will have GHG impacts during operations?
Yes ( ) No ( )
If yes, describe the type and duration:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
3. Is there any specific GHG protocol or methodology be applied for GHG estimation?
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
__
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
________________
2. Is it anticipated that the project has any adverse impact on ecologically sensitive
areas during construction?
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
________________
3. Is it anticipated that the project will have any adverse impact on ecologically sensitive
areas during operations biodiversity?
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
________________
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________
5. Is it anticipated that the project will have any impact on marine biodiversity?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
6. Is it anticipated that the project will have any impact on freshwater biodiversity?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
5.5 Wastewater
1. Does the project generate sanitary wastewater during construction activities?
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
2. Does the project generate sanitary wastewater during operations?
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
3. Does the project generate industrial wastewater during operations?
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
5. Does the project have a wastewater treatment plant?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
2. Will the project utilize existing water supply system during operation?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
3. Will the project utilize treated wastewater during operations?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________
5.7 Soil
1. Will the project have impacts on soil during construction and operation?
Yes ( ) No ( ) NA ( )
If yes, describe
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
5.8 Marine
1. Is this an offshore project?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
5.9 Noise
1. Is it anticipated that the project will have noise impact during construction?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
3. Is it anticipated that the project will have noise impact during operations?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
2. Is it anticipated that the project will have any adverse impact on sensitive receptors
located within the project’s boundary?
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
3. Do the structure/materials to be demolished contain asbestos, especially, if built prior
to 2001?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
______________________________
5.11 Others
1. Beside the above, are there any other anticipated impacts?
Yes ( ) No ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________
2. Is there any modeling tools and methodologies to be used for impact assessment?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________
3. Is there any specific methodology or protocol for estimating projected greenhouse
gas (GHG) emissions?
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________
Yes ( ) No ( ) NA ( )
If yes, describe:
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
__
Entertainment Agricultural
Residential
Services Developmental
Commercial
Tourist Other
Infrastructur
e
Industrial (specify the International Standard Industrial Classification [ISIC]
code)
The reference shall be the latest version of the ISIC for the UN Department
of Economic and Social Affairs (DESA).
5. Nature of Activity:
New Establishment
Existing Establishment subject to:
Modificati Additi Expansi Rehabilita Dismant
on on on tion ling
6. Activity Objective:
7. Activity Location
City: ……………………………..
Area: …………………………….
Activity is located in a classified area: No Yes;
classification*: ……………………
Area: …………………………… hectares or cubic meters.
Coordinates: ……………………………………………….
A location map showing the nearest residential and commercial complexes
and environmentally sensitive areas surrounding it shall be attached.
If the area is classified as industrial, agricultural or residential, or has any
other classification.
8. Similar Activities:
• Is there a similar activity adjacent to the proposed activity? No Yes
• If yes, the number of similar activities shall be specified:
………………………
• Is there a similar activity in the Kingdom? No Yes
• If yes, the number and locations of similar activities shall be specified:
………………
• If the proposed activity is new in the Kingdom:
• Is there an activity similar to the proposed project outside the Kingdom?
No Yes
If yes, the country (or countries) shall be specified:
………………………………..
9. Types and Estimated Quantities of Raw Materials:
2. Manufacturing Capacity:
Minimum Capacity: …………………….…………………………
Ton/Day/Month/Year
Maximum Capacity: …………………………………………….…
Ton/Day/Month/Year
3. Estimated Number of Labor Force:
……………………………………………………………………….
Notes:
Undertaking:
I/we, the undersigned, hereby undertake that the above information is true
and accurate and that I/we have not intentionally deleted any information that
may render this application invalid. In case of any future modifications to the
Activity, the NCEC will be notified before proceeding therewith.
Signature of Permit Applicant (or officially authorized person):
Date:
1. Project Data:
Name of the
project:_________________________________________________________
Site:
_______________________________________________________________
Contact
information:______________________________________________________
2. General information:
Type of
project:_________________________________________________________
New installation ( ) Expansion of existing facility ( )
(Please attach a location map showing the distance from residential clusters)
3. Construction activities:
• Date of commencement and duration:
• The area to be developed and graded:
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
____________________________________________________________
4. Brief description of the project:
_______________________________________________________________
_______________________________________________________________
5. Technologies used (Please attach copies of the descriptive technical reports
and catalogs):
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
6. Volumes of inputs and consumables during construction and operation:
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
_______________________________________________________________
Construction Operation
Inputs (cubic meter (cubic meter per
per day) day)
Water for
Sanitary/Domestic
wastewater
Industrial/ Produced
and oily wastewater.
Water for other uses
(____________)
Energy (fuel)
Raw materials
(producing projects),
types and quantities in
detail
Other
Chapter
Chapter Title Headings and Subheadings
No.
Contents
Tables
Figures and
Numbers
Definitions
Non-technical
Summary of
Study
Introduction 1-1 General Information
1-2 Justifications, Objectives and
Scope of Work
1
1-3 Structure
1-4 Permit Applicant
1-5 Service Provider
Organizational 2-1 Organizational framework
and
2-2 Regulatory framework
Regulatory
Framework 2-2-1 National laws, regulations,
standards and conditions.
2-2-2 Regional laws, regulations,
2 standards and conditions.
2-2-3 International laws, regulations,
standards and conditions.
2-2-4 International agreements and
conventions to which the Kingdom is
a party.
Chapter
Chapter Title Headings and Subheadings
No.
2-2-5 Results of the Strategic
Environmental Assessment Study, if
available and applicable to the
Activity.
Activity 3-1 Identification of objectives and
Description justifications.
3-2 Proposed site for project.
3-3 Project elements with a potential
environmental impact.
3-4 Activities throughout project
phases.
3-5 Geographic scope of project.
3 3-6 Required area for project.
3-7 Project resources and types and
sources thereof.
3-8 Gas and liquid emissions and
ways to reduce them.
3-9 Solid waste (types and disposal
methods).
3-10 Work program schedule
3-11 Project size
Ambient 4-1 Physical environment
Environment
4-2 Biodiversity (land and marine)
Description
4 4-3 Socioeconomic aspects
4-4 Archeology and cultural heritage
4-5 Sensitive receptors
Identification 5-1 Methodology used to identify,
5
of Impacts, analyze and assess impacts.
Chapter
Chapter Title Headings and Subheadings
No.
Analysis and 5-2 Analysis and assessment of
Assessment potential impacts (for each applicable
environmental component)
expected to occur throughout project
phases, such as the cumulative and
residual impacts, including the
mathematical modeling forecasts for
pollutants [emitting] from sources (if
requested by the NCEC).
5-3 Summary of expected impact
assessment.
Environmental components
associated with the Activity may
include the following:
- Vegetation cover
- Air quality
- Noise
- Odors
- Water quality (surface water,
groundwater and sea water)
- Quality of soil and sediments
- Biodiversity (land and marine)
- Health and safety (occupational and
general)
- Landscape and visual amenity
- Land use
- Waste generation
- Socioeconomic aspects
- Archeology and cultural heritage
Chapter
Chapter Title Headings and Subheadings
No.
Plans 6-1 Preparedness and Emergency
Response Plan.
6-2 Environmental Rehabilitation and
Treatment Plan.
6 6-3 Proposed plan for environmental
impact mitigation (for each
environmental component).
6-4 Proposed plan for environmental
management and monitoring.
Abstract 7-1 Summary on how to treat
negative impacts on the environment
or public health, to what extent they
will be mitigated, improved or
controlled and how to enhance
7 positive impacts.
7-2 Summary of roles,
responsibilities and budget for the
environmental management plan
implementation.
Appendixes 8-1 References
8-2 Resumes of authors of study.
8-3 Technical documents of project
(data, drawings, sketches, maps,
8 etc.).
8-4 Cadastral maps of the Activity
site.
8-5 Material safety data sheets
(MSDS)
Environmental components
associated with the Activity may
include the following:
- Vegetation cover
- Air quality
- Noise
- Odors
- Water quality (surface water,
groundwater and sea water)
- Quality of soil and sediments
- Biodiversity (land and marine)
- Health and safety (occupational and
general)
- Landscape and visual amenity
- Land use
- Waste generation
- Socioeconomic aspects
- Archeology and cultural heritage
Plans 7-1 Preparedness and Emergency
Response plan.
7-2 Environmental Rehabilitation and
Treatment Plan.
7 7-3 Proposed plan for environmental
impact mitigation (for each
environmental component).
7-4 Proposed plan for environmental
management and monitoring.
• The EIA shall describe baseline soil resources, and make use of maps, tables and
accompanying narrative text to describe the soils upstream, downstream and in the
area of the project;
• Types, capacity and uses;
• potential uses of the land for industrial or residential settings;
• Stability and permeability;
• Erosion and sedimentation potential; and
• Quantity and quality available for revegetating and restoring the disturbed area at
time of closure.
1.1.3 Water Resources
1.1.3.1 Surface water
• Provide a map and identify and describe aquifers and underground waters adjacent
to the project, indicating the depth of the water table along with trend data;
• Hydrogeologic characteristics of the area (vadose zone and aquifers):
• Flow regime;
• Flow direction;
• Influences of geologic structures (faults, contacts, bedrock fracturing, etc.) and
surface water bodies;
• Location and characteristics of all existing springs and wells in the area of influence
(on topographic map) and their existing usage;
• Water table levels (dry and rainy season);
• Existing water quality data;
• Locations of all water quality monitoring stations in and around the project area (with
direction and distance from the site);
• Water quality data for each station for those parameters likely to be affected by
project construction, operation, or maintenance;
• Physical, chemical and biological water quality characteristics, including water
temperature, dissolved oxygen concentrations and salinity; and
• Representative number of groundwater samples to the site area (including as
appropriate, hydrocarbons, physical, chemical, heavy metals, radiological and
biological).
1.1.4 Air and Climate
Baseline information for air resources shall be collected and shall include at a
minimum the following:
Present a description of the noise and vibration levels for receptors near where
noise generating activities of the project may occur. The EIA shall include:
• Photos presenting baseline panoramic views of the facility site from potential
receptors;
• Viewsheds or other aesthetic or landscape resource; and
• Existing sources of visual pollution.
1.2 Biological Environment
The EIA shall provide detailed information on the location and condition of
ecosystems in and around the project area in the form of narrative, maps and
tables, including the following:
1.2.1 Vegetation/Flora
• Vegetative mapping of terrestrial habitats for the project area, including in the area
of transmission lines and any downstream area affected by the project; and
• Species and structure (abundance, density, status, plant communities, presence of
invasive species, etc.)
1.2.2 Aquatic and Terrestrial Wildlife/Fauna
1.2.2.1 Fish and Aquatic Resources
This section should highlight all endangered and threatened species and critical
habitat that potentially occur in the vicinity of the project.
1.2.4 Protected Areas
• Identify nearby human settlements including the following information for each
settlement:
• Population (size, gender and age distribution);
• Cultural characteristics;
• Economic activities (employers, employment and incomes);
• Community organizations;
• Literacy rates; and
• Public Health and Safety:
• Diseases in the project area (including the sources of data and the methodology used
to collect and analyze the data);
• Level of emergency services and access to clinics, doctors and hospitals;
• Existing practice for assessment of occupational health;
• Existing electromagnetic fields; and
• Skills, services and goods availability in the communities.
1.3.2 Infrastructure
• Roads
• This section of the EIA addresses baseline conditions of transportation and traffic
patterns on existing roads. The EIA shall provide information on following:
• Location and condition of all existing roads
• Surface materials
• Erosion and sediment control
• Traffic patterns and densities on roads within affected project vicinity (traffic survey)
• Safety levels and current circulation issues, and capacity
• Airports or airstrips, and their capacity and trends in use
• Other transportation infrastructure as applicable such as rail, pipelines, harbors etc.
1.3.2.2 Public health infrastructure
• Types of energy;
• Sources including location and description of generating facilities in the area of
influence;
• Transmission lines and/or pipelines; and
• Fuel storage facilities.
1.4 Cultural, Archeological, Ceremonial & Historic Resources
• Identify all cultural, archaeological, ceremonial and historic resources within the area
of influence, including the following information:
• Data and maps relating to archeological, cultural, ceremonial, and historic sites in
the direct vicinity of the project; and
• Traditional cultures, if any.
1.5 Land Use
Actual and potential showing location, size and proximity within and surrounding
the project area, including land use maps, and to extent possible, integrated
into one map.
The baseline data shall also identify any other sensitive receptors within the
geographical context of the project.
The assessment shall use best practice methodology, such as models, to
determine the specific range of impacts on environmental and socio‐economic
resources. The EIA shall identify which impacts are significant and the criteria
used to make this judgment. Critical data input from project description and
environmental setting analysis projecting the conditions in the environmental
baseline in the absence of the proposed project shall be used as the baseline
upon which potential impacts are forecast. The impact assessment section shall
include:
• Overall assessment of significance of direct, indirect and cumulative impacts for all
phases of the proposed project based upon analysis of magnitude, frequency, scope
and duration in context.
2.1.2 Soil Resources
Potential impacts to soil resources shall be described including but not limited to
the following:
2.1.2.1 Erosion, slope, vegetation removal & drainage patterns
Potential impacts to air resources shall be described including but not limited to
the following:
2.1.4.1 Impacts on ambient air quality
• Sources (e.g., windblown dust and fixed and mobile equipment emissions);
• Concentrations;
• Receptors (e.g., communities, schools, buildings, ecosystems); and
• Greenhouse gas generation.
Overall assessment of significance of direct, indirect and cumulative impacts for
all phases of the proposed project based upon analysis of magnitude,
frequency, scope and duration.
2.1.5 Noise and Vibration
Potential impacts from noise shall be described including but not limited to the
following:
2.1.5.1 Noise modeling
• Potential noise levels at different representative sites in the project area and in
communities near the project area; and
• Potential vibration due to blasting and movement of heavy equipment, and related
damage to materials and structures.
Overall assessment of significance of direct, indirect and cumulative impacts for
all phases of the proposed project based upon analysis of magnitude,
frequency, scope and duration.
2.1.6 Aesthetic and Visual Resources
• Loss or gains in habitat (e.g., spawning, rearing, juvenile, or adult habitats) from
changes in flow releases, reservoir storage, and flow diversions, including the effects
of any associated changes in water temperature and dissolved gas and dissolved
oxygen concentrations;
• Disturbance of aquatic and marine resources during construction, operations, or
maintenance activities, including equipment noise, erosion and sedimentation,
vehicular movements, or blasting;
• Entrainment and turbine mortality effects on fish populations in the project area;
• Competing flows (i.e., flows for recreation versus flows for fish habitat); and
• Disturbance of spawning and other habitats (noise, vibration, direct contact of habitat
from wading and other in‐water activities, etc.).
2.2.2.2 Wildlife Resources
The EIA shall assess potential positive and negative impacts to social-
economic‐ cultural resources including but not limited to the following:
• This section of the EIA addresses impacts of transportation and traffic patterns on
existing roads;
• The impacts of new and existing roads on water quality, biological resources and
land use should be addressed in those respective sections. The EIA shall assess
potential impacts to transportation systems including but not limited to the following:
• Potential changes to traffic patterns, densities, and traffic safety issues in area
affected by project;
• A determination of vehicular traffic density in the project area (before, during, and
after the proposed activities);
• Potential for traffic accidents;
• Congestion;
• Noise; and
• Potential impacts to previously inaccessible areas from improvement of roads.
2.4.2 Public health infrastructure
a. Avoid
b. Minimize
c. Rectify
d. Reduce
e. Offset
Identify mitigation plan shall assess feasible and cost-effective measures that
may eliminate or reduce potentially significant adverse environmental,
socioeconomic and/or public health impacts to acceptable levels. The plan shall
provide details of proposed work programs, schedules and responsibilities, and
describe how mitigation measures will be implemented.
10. Environmental Monitoring Plan
Specify the type of monitoring, who would do it, how much it would cost, and
what other inputs (e.g., training) are necessary. The plan shall indicate how
monitoring findings and outcomes will be reported. EP shall be included in the
distribution of environmental monitoring reports.
11. Environmental Management Plan Summary
o List of EIA Preparers: Individuals, qualifications, and organizations.
o References: Written materials used in study preparation.
o Records of Meetings with Government Agencies.