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This paper was first submitted for review on 18 June 2019; revised on 27 Copyright© 2015 IEEE. Personal use of this material is permitted.
August 2019 and 3 October 2019; accepted on 23 October 2019. However, permission to use this material for any other purposes must be
Jun Shan Wey is with ZTE TX, Inc., Morristown, NJ 07960, USA (e-mail: obtained from the IEEE by sending a request to pubs-permissions@ieee.org.
wey.junshan@ztetx.com).
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Throughout this paper, we use the approximate values, 10 the Higher-Speed PON (HSP) project [11]. These PON
Gb/s, 25 Gb/s, and 50 Gb/s, to describe the line rates with the generations and the associated maximum aggregated bandwidth
understanding that the exact values depend on the data frame have been introduced in Fig. 1.
structure and overhead design in different standards. The ITU-T PON family of standards has originated from the
Asynchronous Transmission Mode (ATM) technology and
II. EXISTING PON GENERATIONS AND STANDARDS adopts the SONET/SDH based technologies. It relies on the
DEVELOPMENT PROCESS GPON Encapsulation Method (GEM) encoding, purpose-built
Three major industry organizations are leading the efforts on chipsets and burst-mode optics. The standards include a
PON standardization: the Full Service Access Network (FSAN) comprehensive specification for ONU Operation,
Group [5], the ITU Telecommunication Standardization Sector Administration, and Management (OAM), integrated Quality of
(ITU-T) Question 2/Study Group 15 (Q2/15), and the IEEE Service, and encryption capabilities.
802.3 Ethernet Working Group. The ITU-T organizes the PON recommendations using the
Two roads diverged in PON standardization in early 2000, suffix to distinguish the content in each standard. Taking the
with the FSAN and ITU-T Q2/15 specifying GPON and IEEE G.989 (NG-PON2) series as an example, G.989.1 specifies
802.3 for Ethernet PON (EPON) families of standards. Each general characteristics and requirements, G.989.2 specifies the
SDO follows its own development process, which is oftentimes physical media dependent layer, and G.989.3 specifies the
not well understood by the general public. transmission convergence layer.
Standardization is a long process. After a standard is B. IEEE 802.3 Ethernet PON
completed; a series of lab testing and field trials must be
In early 2000, the IEEE 802.3 began the Ethernet in the First
conducted before commercial deployment. Historically, it takes
Mile project as many in the industry were attracted to the
10 years for volume deployment between two PON generations.
potential of cost-effective Ethernet components for PON. The
The next cycle of PON system upgrades is expected in 2023-
EPON standards are based on Ethernet frame and datalink
2025. To anticipate the demand, the SDOs began investigating
protocols via peer-to-peer connection without a centralized
new generation PONs in 2015.
clock or control. A loose timing option was adopted since
In this section, the decisions leading to the two
Ethernet optics, although cost effective, are not suited for burst-
standardization paths as well as the standards development
mode operation. Basic Ethernet OAM mechanisms are used.
processes in ITU-T Q2/15 and IEEE 802.3 are explained.
Before the IEEE standardization process can be started, the
A. The FSAN and ITU-T Q2/15 interested parties must make a project authorization request
Established in 1995, the operator-led FSAN group, in (PAR) and establish five criteria for standards development
collaboration with ITU-T Q2/15, played a key role on the B- (CSD) – broad market potential, compatibility, distinct identity,
PON standard [6] and since then has been guiding the industry technical and economic feasibilities. Once the project is
through the completion of generations of ITU-T PON family of approved, a Task Force is formed to develop the physical
standards (called Recommendations in ITU-T). (PHY) and data link layer specifications.
Unlike the ITU-T where each recommendation receives its
own designated number, each new Ethernet standard is added
as new clauses in Amendments of the 802.3 standard. For
example, the 802.3ca Task Force is developing the 25G/50G
EPON standards, where the final PHY layer specification will
be in Clauses 141 and 142, and the data link layer specification
in Clauses 143 and 144 of the 802.3 Ethernet Standard [12].
Despite the many similarities between the two paths of PON
standards, the major difference is that EPON uses a single Layer
2 network to carry IP traffic for data, voice, and video, while
ITU-T PON uses the (X)G-PON encapsulation method
(XGEM) to map the user data/voice/video and the PHY bit
stream. There have been ongoing efforts to converge the two
standardization paths to ensure that common optical
components are shared by the two systems. Although
Fig. 2. FSAN Roadmap. SDN; software defined networking, NFV: network agreement has not been reached on the best path to fully align
function virtualization, IoT: internet of things the two standards, the two SDOs nevertheless have worked to
align with each other’s specifications whenever possible and
The most recent FSAN roadmap, Fig. 2, illustrates its vision the two families of standards bear many resemblances.
for future PON development direction, as well as ITU-T PON
systems since 2004: G-PON [7], 10 Gb/s asymmetric XG-PON III. MARKET DRIVERS FOR NEW GENERATION PON SYSTEMS
[8], NG-PON2 [9], and 10 Gb/s symmetric XGS-PON [10]. The
In 2015, the ITU-R laid out its vision of the international
group is presently working towards a future PON system under
mobile telecommunication requirements in the IMT-2020
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report [3]. The report shows the peak data rate could reach 20 V. EMERGING PON STANDARDS
Gb/s with an end-to-end latency of 1 ms by the year 2020 under In 2015, after 10G-EPON systems had been successfully
the most stringent condition. deployed for over 6 years, the Multiple-System Operators in the
The global wireless optical fiber-based fronthaul equipment United States were motivated to plan for upgrades from 10 Gb/s
expenditures are expected to grow from $343Million in 2018 to to 25 Gb/s for residential and to 40 Gb/s for business services.
$1.5Billion in 2023, 80% of which will be from 5G networks In December 2015, the IEEE 802.3ca Task Force was initiated
[2]. The amount of data traffic and the number of networked to specify a 25G/50G/100G EPON system [14].
devices are expected to grow in an astounding rate in the next In January 2019, another PON project, commonly known as
few years. By 2022, the data traffic will exceed 4 the Super-PON, was started in IEEE802.3cs [15] primarily to
exabytes/month – 82% from IP video. The total number of address greenfield deployments and central office
networked devices will reach 28.5 billion – 82% are mobile consolidation. This PON system aims to support 10 Gb/s in the
devices [13]. The increases in the number of users, devices, DS and 2.5/10 Gb/s in the US to a large subscriber base (16
bandwidth, as well as higher data-rate applications and higher wavelength channels with 64 subscribers sharing each channel)
user expectations, will have great impact on the access for over 50 km reach. In July 2019, Q2/15 approved a
networks as all the traffic must be carried over an access complementary project, G.9807.3, to standardize Super-PON
segment at some point. PON, with its point-to-multipoint [16].
connectivity, highly efficient fiber utilization, and massive Contemplating the standardization directions in ITU-T
deployments world-wide, is well positioned to be the transport Q2/15, the driving question was whether to extend the multi-
technology for all this traffic. wavelength NG-PON2 system or to begin a single wavelength
higher-speed PON project. The group completed the G.Sup64
IV. DESIGN CHALLENGES Supplement (similar to a whitepaper) [17] to analyze the
Five major design challenges when planning new generation technological feasibility and potential standardization paths. To
PON systems are highlighted below. maximize current market volumes of 10 Gb/s line-rate based
Coexistence with legacy PONs and migration to new XG(S)-PON and NG-PON2 systems, and to protect future
generations: this challenge depends on the operator’s revenue potential, the group ultimately decided on the Higher-
business model, market timing, deployment plan, and Speed PON project (G.hsp) to specify a single-wavelength 50
technology choices. It ultimately affects the wavelength plan Gb/s TDM-PON and Nx50Gb/s TWDM-PON systems [11].
decision. To investigate the feasibility of supporting 5G transport in a
Re-use deployed ODN: deploying the fiber infrastructure is PON context, the Q2/15 group completed the G.Sup66
by far the biggest investment for an operator. New PON Supplement in 2018 [18]. This Supplement reviews the 5G
systems thus must be compatible with the existing ODN. transport requirements and discusses potential PON use cases
Typically, the maximum fiber reach is 20 km with a to support 5G fronthaul transport.
maximum ODN loss budget of 30 dB. As in previous PON
standards, a 15 dB maximum differential optical path loss is In the following sub-sections, we will focus on three topics
budgeted. of interest: A) IEEE 802.3ca 25G/50G-EPON, B) ITU-T
Optical design choices: The transceivers must provide Higher Speed PON, and C) PON for 5G transport.
sufficient power budget to transmit data over the deployed
ODN at the desired data rate. Specific considerations include A. IEEE 802.3ca 25G/50G EPON
modulation format, dispersion tolerance, the use of forward-
The 802.3ca Task Force was initially formed with an
error-correction (FEC), and upstream burst-mode
ambitious objective to standardize a 100G-EPON by bonding
transmission. Another important consideration is whether to
four 25 Gb/s wavelength channels together. The objective was
use single wavelength or multiple wavelengths to reach a
scaled back to a 2x25Gb/s system in November 2017 as neither
higher system capacity. Recently, bonding of multiple
the technological maturity nor the market needs could be
wavelength channels is also been considered.
anticipated before the deployment timeline. A stable draft
Low latency transmission: As the end-to-end (from user to
standard is now going through the Working Group Ballot
core network) one-way latency in 5G can be as low as 1 ms,
process [12]. In the rest of this sub-section, we will discuss the
the latency budget allowed for the transport network, e.g.,
system architecture, wavelength plan, optical design choices,
PON, can be as low as 100 s. Such low latency is difficult and wavelength channel bonding.
to meet with conventional TDM-PON. Techniques to
improve dynamic bandwidth allocation (DBA) and to
eliminate delay caused by the quiet window during ONU 1) System Architecture
activation are being investigated. The major differentiator of the 50G-EPON from previous
Minimizing cost: As access networks are extremely cost generation EPONs is the bonding of two 25 Gb/s wavelength
conscious, methods to minimize cost must be thoroughly channels to achieve 50Gb/s aggregated data rate. A 50G-EPON
investigated. Often times, technologies developed in other system architecture is illustrated in Fig. 3. In this example, the
domains with mass market deployment are leveraged. 50G OLT consists of a 50G MAC (Media Access Control), two
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sets of 25G PHY, and transceiver optics. Several flavors of selection criteria depend on the coexisting systems, penalties
ONUs are possible, i.e., 25G/10G, 25G/25G, and 50G/50G for due to chromatic dispersion in optical fiber, and cost
DS/US line rates. The ODN supports a minimum 1:32 split and minimization, especially for ONUs. Taking into account of all
fiber reach of 20 km. of these, fixed wavelength channels (no tunable optics) with
sufficient wavelength tolerance (for high yield) in the O-band
(low dispersion penalty and high volume optics) were selected.
Coexistence with either 10G(E)-PON or G(E)-PON, but not
both, was agreed as three generations coexistence would be too
costly to implement.
Although the standard does not dictate the specific optical
transceiver technologies, it is nevertheless developed assuming
techno-economic feasibility and component availability at the
time of deployments. The assumptions are to use uncooled
Fig. 3. IEEE 50G-EPON system architecture
directly modulated laser (DML) at ≤ 1310nm with 20nm
The 50G-EPON standard, following the IEEE Ethernet wavelength tolerance in the ONU in order to minimize the cost
layered model, specifies parameters in the PHY and Data Link and avoid dispersion compensation. In the OLT, where higher
layers. Figure 4 shows the mapping of 50G-EPON structure to cost optics can be tolerated, cooled externally modulated laser
the Open System Interconnection (OSI) reference model. This (EML) at ≤ 1360 nm with 4 nm wavelength tolerance are
figure, although labeled for the OLT, also applies to the ONU. assumed to minimize the dispersion penalty and to avoid high
fiber loss in the E-band. The gap between downstream
wavelength (DW) and upstream wavelength (UW) was chosen
to be <45 nm to balance the filter excess loss and dispersion
penalty.
The spectrum assignment for 50G-EPON, as well as for other
PON generations, is shown in Fig. 5. Deployments of 50G-
EPON will follow a stepwise approach. The initial step, a 25G-
EPON, will be the pair of downstream wavelength 0 (DW0) and
upstream wavelength 0 (UW0) for coexistence with Gigabit
PON or the pair of DW0-UW1 for coexistence with 10 Gb/s
PON. Both 25 Gb/s and 10 Gb/s in the upstream are supported.
As the demand grows, DW1 and UW2 can be added utilizing
dynamic channel bonding to achieve 50 Gb/s data rate.
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1) System Architecture
The single wavelength 50 Gb/s HSP system architecture is
illustrated in Fig. 8. The OLT consists of a 50 Gb/s MAC, 50
Gb/s PHY, and transceiver optics. Three flavors of ONUs are
possible: 50G/10G, 50G/25G, and 50G/50G for DS/US data
rates.
For a higher-speed TWDM-PON, the group is considering
two wavelength channels each for DS and US in the initial draft.
The higher-speed PtP WDM overlay will support 10 Gb/s, 25
Gb/s, and 50 Gb/s symmetrical transmission.
Fig. 7. MCRS Channel Structure
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consists of multiple PHY bursts separated by guard bands – see The other method is protocol-based bonding, which is similar
the bottom part of Fig.11. In the IEEE EPON systems, the DS to the method used in 802.3ca, where each XGEM frame is
frame does not have a fixed length. partitioned into multiple quanta and transmitted over different
wavelength channels.
The G.hsp.ComTC will also support wavelength channel
bonding for TWDM-PON to reach higher speeds. Two In summary, we reviewed the system architecture,
candidate methods for channel bonding are being considered: wavelength plan, optical design choices, and TC layer
The first is a flow-based or LAG (link aggregation group)-like specifications for single-wavelength 50G-PON. The first
method that performs bonding in the service layer. Different recommendation in the series (on requirements) was consented
service data flows are bonded on different wavelength channels. in July 2019. The PMD and TC specifications are in early stage
of development.
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C. PON Standards for 5G Transport Table 2 summarizes the transport bandwidth requirements
Recognizing the rapid growth in radio access networks for the eight split options [18]. These values are calculated
(RAN), in 2016 the FSAN operators initiated a project to study assuming 100 MHz radio frequency bandwidth, 256-QAM
how PON as an optical access technology can play a role in the (quadrature amplitude modulation), 8 MIMO (multiple input
RAN evolution [28]. As a follow-up of that project and focusing multiple output) layers, and 32 antenna ports for radio
specifically on 5G, Q2/15 completed the G.Sup66 Supplement frequency range <6 GHz. A general guidance from the FSAN
in November 2018 to further analyse 5G wireless fronthaul operators for the transport bandwidth at both backhaul and F1
transport in a PON context [18]. is <10 Gb/s during 5G Phase 1 rollout (radio bandwidth up to
In this section, we give an overview of the G.Sup66 3.5 GHz), increasing to 25/50 Gb/s in Phase 2 (radio bandwidth >
Supplement – starting with highlights of the 5G transport 6 GHz) [33], and up to 86 Gb/s in a later Phase.
architecture and requirements followed by a discussion on
deriving PON bandwidth, latency, and system requirements to TABLE 2
5G WIRELESS TRANSPORT BANDWIDTH AND LATENCY REQUIREMENTS [18]
support 5G transport network. Ongoing work in Q2/15 and
collaboration with other SDOs are also discussed [29] [30]. Split Peak Uplink Peak Downlink One-way
Option Bandwidth Bandwidth Latency
1) 5G Transport Architecture and Requirements 2 (F1) 4016 Mb/s 3024 Mb/s 1-10 msec
3 Lower than Option 2 100 to
In a 5G wireless transport network, much focus is on network a few 100 µsec
4 4000 Mb/s 3000 Mb/s
centralization to efficiently support a massive scale of 7a 10.1-22.2 Gb/s 16.6-21.6 Gb/s
connected devices. A new network architecture design emerged 7b 37.8-86.1 Gb/s 53.8-86.1 Gb/s
to mitigate the stringent bandwidth and latency constraints 7c 10.1-22.2 Gb/s 53.8-86.1 Gb/s
while allowing for network centralization [31]. This new design 8 (CPRI) 157.3 Gb/s 157.3 Gb/s
redistributes the radio signal processing functions into new For 100 MHz radio bandwidth, 256-QAM modulation, 8 MIMO layers, 32 antenna ports.
functional elements: centralized unit (CU), distributed unit
(DU), and radio unit (RU). The top part of Fig. 12 shows the
radio signal processing functions and eight potential functional 2) PON Bandwidth Requirements
split options. The bottom part of Fig. 12 shows the functional The bandwidth requirement of a PON system to support 5G
components for 4G and examples for 5G [18]. transport is determined by the maximum aggregated data rates
plus additional overhead of the wireless signals, which is
referred to as the throughput at a particular functional split
interface. G.Sup66 describes in detail methods to calculate the
throughput at the F1 and Fx interfaces.
For the F1 interface, the amount of data to be transported
scales with the user traffic. Hence the transport network at this
interface can benefit from an architecture with statistical
multiplexing gain, such as TDM-PON. Here we describe one of
the methods according to [34] to estimate the throughput at F1.
A peak-capacity cell site is defined when one of its antenna
sectors (RUs) is operating at peak rate and the other two at
average rate. An average-capacity cell site is when all three
antenna sectors are running at average rate. In a typical
operating condition, the ratio of average-capacity and peak-
Fig. 12 Evolving from 4G to 5G (reprinted from [18]). Top: signal processing capacity cell sites is between 4 and 6. As an example, for a
function chain. Bottom: functional composition of network elements for 4G and
5G implementations. *CPRI (common public radio interface) is one possible network topology of 6 cell sites (1 at peak-capacity and 5 at
transport protocol for Option 8. NGC: next generation core, RRC: radio average-capacity) with 18 RUs, using 5G low frequency band
resource control, PDCP: packet data convergence protocol, RLC: radio link (3.5 GHz), 64 antenna ports, 8 MIMO layer, and 100 MHz radio
control, RF: radio frequency. channel bandwidth, the estimated throughput of a CU port is
about 21 Gb/s, which can be supported by a 25 Gb/s TDM-
Many different implementations of the functional splits are PON.
possible, each with unique merits and drawbacks. See [32] for For the Fx interface, due to the stringent latency requirement,
an in-depth review and analysis of the trade-offs among the it is generally agreed that PtP WDM overlay or a WDM-PON
different split options. The choice of a specific split option is preferred. As for the data rate, the industry is following the
depends on an operator’s deployment decisions. Two split eCPRI specifications of 25 Gb/s per wavelength channel [35].
points have been selected to address the diverse requirements: The latency requirement further limits the fiber reach. For most
a high layer split F1 interface and a low layer split Fx interface. operators, typical 5G fronthaul links are less than 10 km, which
The F1 interface has been specified by 3GPP as the Option 2 is within the capabilities of PON technology. Two use cases
split, while Fx is still open and could be Option 6, 7a, 7b, or 7c have emerged as preferred scenarios by operators: 1) overlaying
(Table 2). Note that the Option 7 split point has been further PtP WDM wavelength channels on legacy ODN to support
diversified to Options 7a, 7b, and 7c (not shown in Fig. 12) by macrocells, and 2) dedicated WDM PON for both macrocells
other industry groups, such as CPRI, O-RAN Alliance, and the and small cells.
Small Cell Forum.
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(PON),” ITU-T G.983.x Series of Recommendations
Sept. 2019
[7] “Gigabit-capable passive optical networks (GPON),”ITU-T G.984.x
[38] T. Tashiro et al. “A Novel DBA Scheme for TDM-PON based Mobile
Series of Recommendations
Fronthaul,” Tu3F.3, Optical Fiber Commun. Conf., Mar. 2014
[8] “10-gigabit-capable passive optical network (XG-PON) systems,” ITU-T
[39] The O-RAN Alliance, http://www.o-ran.org/
G.987.x Series of Recommendations.
[9] “40-gigabit-capable passive optical network (NG PON2),” ITU-T
G.989.x Series of Recommendations
[10] “10-gigabit-capable symmetric passive optical network (XGS-PON) Jun Shan Wey (M’95–SM’11) received her Ph.D. degree in
systems,” ITU-T G.9807.x Series of Recommendations. Electrical Engineering from the University of Maryland,
[11] “Higher Speed Passive Optical Networks,” ITU-T G.9804.x Series of College Park. Since then, Shan has devoted her career to optical
Recommendations. G.9804.1 consented in July 2019.
[12] “Draft Standard for Ethernet Amendment: Physical Layer Specifications
communications R&D, and in particular PON standardization.
and Management Parameters for 2 5 Gb/s and 50 Gb/s Passive Optical She is currently a Senior Director of Fixed Networks
Networks,” IEEE P802.3ca D2.1, Aug. 2019. Technology Strategy and Standards at ZTE TX, Inc. Her prior
http://www.ieee802.org/3/ca/index.shtml affiliations include the Lab for Physical Sciences, Terabeam,
[13] Cisco Visual Networking Index (VNI): Forecast and Trends, 2017-2022
White Paper. Feb 2019
Myrio, Siemens, Nokia Siemens Networks, Coriant, and
[14] IEEE P802.3ca 50Gb/s Ethernet Passive Optical Networks Task Force. Lightnote Consulting. She is active in FSAN and ITU-T Q2/15,
http://www.ieee802.org/3/ca/index.shtml and participates in the IEEE 802.3ca and 802.3cp. She serves as
[15] IEEE P802.3cs Increased-reach Ethernet Optical Subscriber Access Task an editor of G.Sup66 (PON for 5G transport), G.9806 (BiDi PtP
Force. http://www.ieee802.org/3/cs/index.html
[16] “Wavelength multiplexed point-to-multipoint 10-Gigabit-capable passive
optical access), G.hsp.comTC (common TC), and the first
optical network,” ITU-T G.9807.3 Recommendation. In progress edition of G.989.2 (NG-PON2 PMD). Shan has taken part in
[17] ITU-T G.Sup64 Supplement, “PON transmission technologies above 10 the OFC technical program committee since 2015 – as the OFC
Gbit/s per wavelength,” Feb. 2018 2018 Optical Access Networks Subcommittee Chair and the
[18] ITU-T G.Sup66 Supplement, “5G wireless fronthaul requirements in a
PON context,” Revision 1, July 2019
OFC 2020 Network-Track Program Chair.
[19] V. Houtsma, D. van Veen, and E. Harstead, "Recent Progress on
Standardization of Next-Generation 25, 50, and 100G EPON," J.
Lightwave Technol. 35, 1228-1234, 2017 s
[20] J. Johnson, “50G EPON power budget proposal,” johnson_3ca_2_0518,
IEEE 802.3ca meeting, May 2018
[21] J. Johnson, “OMA relaxation for high extinction transmitters,”
johnson_3ca_1_0718, IEEE 802.3ca meeting, July 2018
[22] M. Laubach et al., ”FEC proposal for NGEPON,“ laubach_3ca_1a_1117,
IEEE 82.3ca meeting, Nov. 2017
0733-8724 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.