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fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/JLT.2019.2950889, Journal of
Lightwave Technology
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The Outlook for PON Standardization:


A Tutorial
Jun Shan Wey 魏君珊, Senior Member, IEEE

 FSAN Full service access network


Abstract— In light of the 5G deployments, edge computing, and GEM GPON encapsulation method
the future high bandwidth services, the industry is rethinking the
optical access network architecture design. Passive optical GPON Gigabit PON
network (PON) with its efficient fiber infrastructure plays an HSP Higher speed PON
essential role in the design transformation. This paper reviews the
ITU-T ITU telecommunication standardization sector
driving forces shaping the new generations of PON systems in the
coming years; and discusses the course of action in the FSAN LAG Link aggregation group
Group, ITU-T, and IEEE standards bodies to address the LA Limiting amplifier
impending requirements.
LD Laser diode
Index Terms—Passive optical networks, time-division multiple LDPC low density parity-check code
access, wavelength-division multiple access. MAC Media access control
MCRS Multi-channel reconciliation sublayer
NOMENCLATURE
MIMO Multiple input multiple output
APD Avalanche photodiode
MPMC Multi-point MAC control
ATM Asynchronous transmission mode
NG-PON2 Next generation PON 2
BER Bit error rate
NRZ Non-return-to-zero
BM Burst-mode
OAM Operation, administration, and management
BOSA Bi-directional optical sub-assembly
BPON Broadband PON ODN Optical distribution network
CDR Clock data recovery OLT Optical line terminal
CO DBA Cooperative dynamic bandwidth allocation OMA Optical modulation amplitude
CPRI Common public radio interface ONU Optical network unit
CTI Cooperative transport interface OPL Optical path loss
CU Central unit OPP Optical path penalty
DBA Dynamic bandwidth allocation OSI Open system interconnection
DML Directly modulated laser PAM4 Pulse amplitude modulation 4-Level
DS Downstream PCS Physical coding sublayer
DW Downstream wavelength PHY Physical layer
DU Distributed unit PLOAM Physical layer OAM
eCPRI evolved Common public radio interface PMA Physical media attachment
EDB Electrical duobinary PMD Physical media dependent
EML Externally modulated laser PON Passive optical network
EPON Ethernet PON QAM Quadrature amplitude modulation
EQ Envelope quantum RAN Radio access network
ER Extinction ratio RU Remote unit
FEC Forward error correction Rx Receiver

This paper was first submitted for review on 18 June 2019; revised on 27 Copyright© 2015 IEEE. Personal use of this material is permitted.
August 2019 and 3 October 2019; accepted on 23 October 2019. However, permission to use this material for any other purposes must be
Jun Shan Wey is with ZTE TX, Inc., Morristown, NJ 07960, USA (e-mail: obtained from the IEEE by sending a request to pubs-permissions@ieee.org.
wey.junshan@ztetx.com).

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SDO Standards development organization be realized by well-established industry standards. Specifically,


SERDES Serial-deserial standards are required to ensure PON systems coexist on
SOA Semiconductor optical amplifier deployed infrastructure, create volumes to drive down cost, and
enable interoperability among different vendors’ equipment.
TC Transmission convergence
TDM Time-division-multiplex
TDMA Time-division-multiple access
TDP Transmitter and dispersion penalty
TIA Trans-impedance amplifier
TOSA Transmitter optical sub-assembly
TWDM Time and wavelength division multiplex
Tx Transmitter
US Upstream
UW Upstream wavelength
WDM Wavelength division multiplex
XG(S)- 10 Gb/s (symmetric) PON
PON
XGEM XG-PON encapsulation method Fig. 1 Timeline of PON standards and the associated maximum aggregated
downstream (DS) bandwidth. Blue dots: ITU-T PON. Orange dots: IEEE
Ethernet PON. For multi-wavelength PONs, data labels also show the
maximum DS line rate per wavelength channel. Specific aggregated
bandwidth for Super-PON is not shown as it depends on the number of
I. INTRODUCTION wavelength channels supported.

P ASSIVE Optical networks (PONs) are telecommunication


technologies for point-to-multipoint broadband access over
passive optical fiber infrastructure. Since the early 1990s, they
Standardization of early generation PON systems was fairly
straightforward. Between each adjacent generation, the main
considerations were about increasing the data rate and to a
have been demonstrated and deployed worldwide to support
lesser degree increasing the transceiver power budget in order
services for residential (Fiber-to-the-Home), business (Fiber-
to deliver higher bandwidth to more subscribers. Simple! This
to-the-Office), and mobile (Fiber-to-the-Cell) customers.
trend no longer holds true. The 5G New Radio and advanced
In a PON system, an optical line terminal (OLT) located in
video services have created tremendous opportunities while
an operator’s central office transmits data to multiple optical
imposing demanding challenges for the access network [3]. Not
network units (ONUs) at customer premises over an optical
only are there more users, more devices per user, more
distribution network (ODN). There are two general types of
bandwidth per device, but also more high-data-rate applications
PON systems: time-division-multiplexed/time-division-
and higher user expectations. Many other issues such as latency,
multiple-access (TDM/TDMA) PON; and wavelength-
timing synchronization, and security also need to be addressed.
division-multiplexed (WDM) PON. In a TDM/TDMA-PON,
The industry is now rethinking the access network
the OLT broadcasts the downstream (DS) signal to each ONU
architecture and the impending requirements. The access
in different recurring timeslots on a single wavelength channel.
standards development organizations (SDOs), at the forefront
Each ONU transmits its upstream (US) signal bursts in the
of guiding the research and development strategy, are thus
assigned timeslots on another wavelength channel. For
motivated to charter new paths towards future PON standards
simplicity, we use TDM-PON throughout the rest of this paper
to ensure a healthy ecosystem for the industry supply chain.
instead of the full terminology TDM/TDMA-PON. With
WDM-PON, each ONU is assigned its own dedicated
This paper, based on the author’s tutorial at the OFC 2019
wavelength channel, forming a logical point-to-point system.
conference [4], discusses recent activities and the outlook for
Over the past 20 years, many generations of PON systems have
PON standardization in the next few years. The target
been standardized and deployed. Figure 1 illustrates the
deployments are before 2025 anticipating the market demands,
timeline of PON standards and the associated maximum
operators’ deployment timelines, and technology maturity. The
aggregated downstream bandwidth. For further reading of
discussion is structured as follows: Section II provides an
gigabit PON technologies, see [1].
overview of existing PON standards and touches on the
According to a recent market report [2], the total global PON
standards development process. Section III describes the
equipment revenue will reach $7.6 billion by 2023. The
market drivers. Section IV discusses the major optical design
projected annual sales volume is 7.2 million for OLT ports and
challenges. Section V takes up the bulk of this paper and
140 million for ONU ports. Such high volume and low price
describes emerging PON standards being developed in IEEE
expectation, especially for residential customers, must be
and ITU-T.
supported by a healthy industry supply chain, which can only

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Throughout this paper, we use the approximate values, 10 the Higher-Speed PON (HSP) project [11]. These PON
Gb/s, 25 Gb/s, and 50 Gb/s, to describe the line rates with the generations and the associated maximum aggregated bandwidth
understanding that the exact values depend on the data frame have been introduced in Fig. 1.
structure and overhead design in different standards. The ITU-T PON family of standards has originated from the
Asynchronous Transmission Mode (ATM) technology and
II. EXISTING PON GENERATIONS AND STANDARDS adopts the SONET/SDH based technologies. It relies on the
DEVELOPMENT PROCESS GPON Encapsulation Method (GEM) encoding, purpose-built
Three major industry organizations are leading the efforts on chipsets and burst-mode optics. The standards include a
PON standardization: the Full Service Access Network (FSAN) comprehensive specification for ONU Operation,
Group [5], the ITU Telecommunication Standardization Sector Administration, and Management (OAM), integrated Quality of
(ITU-T) Question 2/Study Group 15 (Q2/15), and the IEEE Service, and encryption capabilities.
802.3 Ethernet Working Group. The ITU-T organizes the PON recommendations using the
Two roads diverged in PON standardization in early 2000, suffix to distinguish the content in each standard. Taking the
with the FSAN and ITU-T Q2/15 specifying GPON and IEEE G.989 (NG-PON2) series as an example, G.989.1 specifies
802.3 for Ethernet PON (EPON) families of standards. Each general characteristics and requirements, G.989.2 specifies the
SDO follows its own development process, which is oftentimes physical media dependent layer, and G.989.3 specifies the
not well understood by the general public. transmission convergence layer.
Standardization is a long process. After a standard is B. IEEE 802.3 Ethernet PON
completed; a series of lab testing and field trials must be
In early 2000, the IEEE 802.3 began the Ethernet in the First
conducted before commercial deployment. Historically, it takes
Mile project as many in the industry were attracted to the
10 years for volume deployment between two PON generations.
potential of cost-effective Ethernet components for PON. The
The next cycle of PON system upgrades is expected in 2023-
EPON standards are based on Ethernet frame and datalink
2025. To anticipate the demand, the SDOs began investigating
protocols via peer-to-peer connection without a centralized
new generation PONs in 2015.
clock or control. A loose timing option was adopted since
In this section, the decisions leading to the two
Ethernet optics, although cost effective, are not suited for burst-
standardization paths as well as the standards development
mode operation. Basic Ethernet OAM mechanisms are used.
processes in ITU-T Q2/15 and IEEE 802.3 are explained.
Before the IEEE standardization process can be started, the
A. The FSAN and ITU-T Q2/15 interested parties must make a project authorization request
Established in 1995, the operator-led FSAN group, in (PAR) and establish five criteria for standards development
collaboration with ITU-T Q2/15, played a key role on the B- (CSD) – broad market potential, compatibility, distinct identity,
PON standard [6] and since then has been guiding the industry technical and economic feasibilities. Once the project is
through the completion of generations of ITU-T PON family of approved, a Task Force is formed to develop the physical
standards (called Recommendations in ITU-T). (PHY) and data link layer specifications.
Unlike the ITU-T where each recommendation receives its
own designated number, each new Ethernet standard is added
as new clauses in Amendments of the 802.3 standard. For
example, the 802.3ca Task Force is developing the 25G/50G
EPON standards, where the final PHY layer specification will
be in Clauses 141 and 142, and the data link layer specification
in Clauses 143 and 144 of the 802.3 Ethernet Standard [12].
Despite the many similarities between the two paths of PON
standards, the major difference is that EPON uses a single Layer
2 network to carry IP traffic for data, voice, and video, while
ITU-T PON uses the (X)G-PON encapsulation method
(XGEM) to map the user data/voice/video and the PHY bit
stream. There have been ongoing efforts to converge the two
standardization paths to ensure that common optical
components are shared by the two systems. Although
Fig. 2. FSAN Roadmap. SDN; software defined networking, NFV: network agreement has not been reached on the best path to fully align
function virtualization, IoT: internet of things the two standards, the two SDOs nevertheless have worked to
align with each other’s specifications whenever possible and
The most recent FSAN roadmap, Fig. 2, illustrates its vision the two families of standards bear many resemblances.
for future PON development direction, as well as ITU-T PON
systems since 2004: G-PON [7], 10 Gb/s asymmetric XG-PON III. MARKET DRIVERS FOR NEW GENERATION PON SYSTEMS
[8], NG-PON2 [9], and 10 Gb/s symmetric XGS-PON [10]. The
In 2015, the ITU-R laid out its vision of the international
group is presently working towards a future PON system under
mobile telecommunication requirements in the IMT-2020

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report [3]. The report shows the peak data rate could reach 20 V. EMERGING PON STANDARDS
Gb/s with an end-to-end latency of 1 ms by the year 2020 under In 2015, after 10G-EPON systems had been successfully
the most stringent condition. deployed for over 6 years, the Multiple-System Operators in the
The global wireless optical fiber-based fronthaul equipment United States were motivated to plan for upgrades from 10 Gb/s
expenditures are expected to grow from $343Million in 2018 to to 25 Gb/s for residential and to 40 Gb/s for business services.
$1.5Billion in 2023, 80% of which will be from 5G networks In December 2015, the IEEE 802.3ca Task Force was initiated
[2]. The amount of data traffic and the number of networked to specify a 25G/50G/100G EPON system [14].
devices are expected to grow in an astounding rate in the next In January 2019, another PON project, commonly known as
few years. By 2022, the data traffic will exceed 4 the Super-PON, was started in IEEE802.3cs [15] primarily to
exabytes/month – 82% from IP video. The total number of address greenfield deployments and central office
networked devices will reach 28.5 billion – 82% are mobile consolidation. This PON system aims to support 10 Gb/s in the
devices [13]. The increases in the number of users, devices, DS and 2.5/10 Gb/s in the US to a large subscriber base (16
bandwidth, as well as higher data-rate applications and higher wavelength channels with 64 subscribers sharing each channel)
user expectations, will have great impact on the access for over 50 km reach. In July 2019, Q2/15 approved a
networks as all the traffic must be carried over an access complementary project, G.9807.3, to standardize Super-PON
segment at some point. PON, with its point-to-multipoint [16].
connectivity, highly efficient fiber utilization, and massive Contemplating the standardization directions in ITU-T
deployments world-wide, is well positioned to be the transport Q2/15, the driving question was whether to extend the multi-
technology for all this traffic. wavelength NG-PON2 system or to begin a single wavelength
higher-speed PON project. The group completed the G.Sup64
IV. DESIGN CHALLENGES Supplement (similar to a whitepaper) [17] to analyze the
Five major design challenges when planning new generation technological feasibility and potential standardization paths. To
PON systems are highlighted below. maximize current market volumes of 10 Gb/s line-rate based
 Coexistence with legacy PONs and migration to new XG(S)-PON and NG-PON2 systems, and to protect future
generations: this challenge depends on the operator’s revenue potential, the group ultimately decided on the Higher-
business model, market timing, deployment plan, and Speed PON project (G.hsp) to specify a single-wavelength 50
technology choices. It ultimately affects the wavelength plan Gb/s TDM-PON and Nx50Gb/s TWDM-PON systems [11].
decision. To investigate the feasibility of supporting 5G transport in a
 Re-use deployed ODN: deploying the fiber infrastructure is PON context, the Q2/15 group completed the G.Sup66
by far the biggest investment for an operator. New PON Supplement in 2018 [18]. This Supplement reviews the 5G
systems thus must be compatible with the existing ODN. transport requirements and discusses potential PON use cases
Typically, the maximum fiber reach is 20 km with a to support 5G fronthaul transport.
maximum ODN loss budget of 30 dB. As in previous PON
standards, a 15 dB maximum differential optical path loss is In the following sub-sections, we will focus on three topics
budgeted. of interest: A) IEEE 802.3ca 25G/50G-EPON, B) ITU-T
 Optical design choices: The transceivers must provide Higher Speed PON, and C) PON for 5G transport.
sufficient power budget to transmit data over the deployed
ODN at the desired data rate. Specific considerations include A. IEEE 802.3ca 25G/50G EPON
modulation format, dispersion tolerance, the use of forward-
The 802.3ca Task Force was initially formed with an
error-correction (FEC), and upstream burst-mode
ambitious objective to standardize a 100G-EPON by bonding
transmission. Another important consideration is whether to
four 25 Gb/s wavelength channels together. The objective was
use single wavelength or multiple wavelengths to reach a
scaled back to a 2x25Gb/s system in November 2017 as neither
higher system capacity. Recently, bonding of multiple
the technological maturity nor the market needs could be
wavelength channels is also been considered.
anticipated before the deployment timeline. A stable draft
 Low latency transmission: As the end-to-end (from user to
standard is now going through the Working Group Ballot
core network) one-way latency in 5G can be as low as 1 ms,
process [12]. In the rest of this sub-section, we will discuss the
the latency budget allowed for the transport network, e.g.,
system architecture, wavelength plan, optical design choices,
PON, can be as low as 100 s. Such low latency is difficult and wavelength channel bonding.
to meet with conventional TDM-PON. Techniques to
improve dynamic bandwidth allocation (DBA) and to
eliminate delay caused by the quiet window during ONU 1) System Architecture
activation are being investigated. The major differentiator of the 50G-EPON from previous
 Minimizing cost: As access networks are extremely cost generation EPONs is the bonding of two 25 Gb/s wavelength
conscious, methods to minimize cost must be thoroughly channels to achieve 50Gb/s aggregated data rate. A 50G-EPON
investigated. Often times, technologies developed in other system architecture is illustrated in Fig. 3. In this example, the
domains with mass market deployment are leveraged. 50G OLT consists of a 50G MAC (Media Access Control), two

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sets of 25G PHY, and transceiver optics. Several flavors of selection criteria depend on the coexisting systems, penalties
ONUs are possible, i.e., 25G/10G, 25G/25G, and 50G/50G for due to chromatic dispersion in optical fiber, and cost
DS/US line rates. The ODN supports a minimum 1:32 split and minimization, especially for ONUs. Taking into account of all
fiber reach of 20 km. of these, fixed wavelength channels (no tunable optics) with
sufficient wavelength tolerance (for high yield) in the O-band
(low dispersion penalty and high volume optics) were selected.
Coexistence with either 10G(E)-PON or G(E)-PON, but not
both, was agreed as three generations coexistence would be too
costly to implement.
Although the standard does not dictate the specific optical
transceiver technologies, it is nevertheless developed assuming
techno-economic feasibility and component availability at the
time of deployments. The assumptions are to use uncooled
Fig. 3. IEEE 50G-EPON system architecture
directly modulated laser (DML) at ≤ 1310nm with 20nm
The 50G-EPON standard, following the IEEE Ethernet wavelength tolerance in the ONU in order to minimize the cost
layered model, specifies parameters in the PHY and Data Link and avoid dispersion compensation. In the OLT, where higher
layers. Figure 4 shows the mapping of 50G-EPON structure to cost optics can be tolerated, cooled externally modulated laser
the Open System Interconnection (OSI) reference model. This (EML) at ≤ 1360 nm with 4 nm wavelength tolerance are
figure, although labeled for the OLT, also applies to the ONU. assumed to minimize the dispersion penalty and to avoid high
fiber loss in the E-band. The gap between downstream
wavelength (DW) and upstream wavelength (UW) was chosen
to be <45 nm to balance the filter excess loss and dispersion
penalty.
The spectrum assignment for 50G-EPON, as well as for other
PON generations, is shown in Fig. 5. Deployments of 50G-
EPON will follow a stepwise approach. The initial step, a 25G-
EPON, will be the pair of downstream wavelength 0 (DW0) and
upstream wavelength 0 (UW0) for coexistence with Gigabit
PON or the pair of DW0-UW1 for coexistence with 10 Gb/s
PON. Both 25 Gb/s and 10 Gb/s in the upstream are supported.
As the demand grows, DW1 and UW2 can be added utilizing
dynamic channel bonding to achieve 50 Gb/s data rate.

Fig. 4 50G-EPON layered model mapping to the OSI reference model.


Applicable to both OLT and ONU. GMII: gigabit media-independent 3) Optical Design Choices
interface. MDI: medium dependent interface. Adapted from [12]
The optical design choices are determined by power budget
requirements and cost minimization [19][20]. Every penny and
The PHY layer consists of three sub-layers, the physical tenth of a dB count!
coding sublayer (PCS), the physical media attachment (PMA), When the 802.3ca was formed in January 2016, 10 Gb/s
and the physical media dependent (PMD). avalanche photodiodes (APDs) were the fastest receiver
The PMD sublayer handles the line rates, wavelength plan, commercially available for PON. The driving question
transceiver optical characteristics, ODN loss budget, reach, and therefore was which advanced modulation format to use: pulse-
coexisting systems. The PMA sublayer takes care of the amplitude modulation 4-Level (PAM4) or electrical duobinary
transmitter (Tx) and receiver (Rx) clock data recovery (CDR) (EDB)? When 25 Gb/s APDs became available in early 2017,
and alignment functions. The PCS sublayer is responsible for it was then an easy decision to select 25 Gb/s APD with non-
data encoding/decoding, scrambling/descrambling, frame return-to-zero (NRZ) modulation. The OLT and ONU
alignment, and forward error correction (FEC). transceiver characteristics are highlighted in Table 1 [12]. The
The multi-channel reconciliation sublayer (MCRS) enables link loss budget required is 29 dB in both the US and DS
multiple MACs to interface with multi PHYs by mapping the directions.
MAC serial data to/from parallel PHY paths.
TABLE 1. 50G-EPON OLT AND ONU TRANSCEIVER SPECIFICATIONS
In the Data link layer, the Multi-point MAC control (MPMC)
sublayer defines the mechanisms and control protocols required OLT ONU
to reconcile the 50G-EPON into the Ethernet framework. The Line Rate 25.78125 Gbaud 25.78125 Gbaud
Transmitter power +4.9 dBm +4.7 dBm
MPMC functions include allocation of transmission resources, (OMA)
ONU discovery and registration, and DBA. Transmitter power +4.8 dBm +4 dBm
(OMA minus TDP) (laser ER ≥ 9 dB) (laser ER ≥ 6 dB)
Receiver sensitivity −24.3 dBm −24.1 dBm
2) Wavelength plan (OMA)
OMA: Optical Modulation Amplitude. TDP: Transmitter and Dispersion Penalty.
The most important and difficult step in developing the PMD ER: Extinction Ratio
Layer specifications is to decide the wavelength plan. The

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It should be noted that the 25G/50G EPON adopts the


Optical Modulation Amplitude (OMA) minus penalty
methodology to specify transceiver optics [21]. This
methodology enables vendors to tradeoff Tx power, extinction
ratio (ER), and signal quality. In other words, the Tx launched
power requirement can be relaxed for Tx with high ER while
maintaining the same signal quality. For example, an ONU Tx
with ER < 6dB needs 0.7dB higher OMA than an ONU Tx with
ER ≥ 6dB to maintain the same OLT Rx sensitivity.
The ONU Rx sensitivity and the OLT Tx launch power are
both very challenging to meet. The use of a semiconductor Fig. 6. Schematics of the OLT and ONU optical module. BOSA: bi-
optical amplifier (SOA) as ether a pre-amplifier or a booster- directional optical sub-assembly. TOSA: transmitter optical sub-assembly.
amplifier was investigated, but the cost is still too high for the TIA: trans-impedance amplifier. LA: limiting amplifier. CDR: clock-data
recovery circuitry. SERDES: serial-deserial.
access market. In November 2017, the group elected to use the
low density parity-check code (LDPC) FEC to satisfy the power
budget requirement [22].
4) Dynamic Channel Bonding
The upstream burst-mode transmission is another major A key innovation of the 50G-EPON standards is the dynamic
challenge. As the data rate increases, the ONU burst-mode wavelength channel bonding to achieve higher data rates, in
(BM) Tx and the OLT BM Rx become drastically difficult to which data in one MAC instance is transmitted over multiple
implement [23]. envelopes on multiple MCRS channels. To understand this
Figure 6 shows the schematics of the OLT and ONU optical concept, we will first discuss the MCRS channel transmission
modules. The ONU requires a burst-mode laser diode (BM-LD) and reception.
with a fast on-off switch and control loop for laser bias current. As shown in Fig. 7, in an MCRS channel, signals are
Three critical components in the OLT process the incoming formatted as a transmission envelope consisting of multiple full
burst-mode signals: BM-TIA (trans-impedance amplifier) for frames and fragmented frames each representing a different
re-amplification, BM-LA (limiting amplifier) for gain control data stream. Each frame is constructed with multiple envelope
and decision threshold extraction for re-shaping, and BM-CDR quantum (EQ), which is the basic unit of transmission and 72-
for retiming (data recovery and phase alignment). Overall, the bits in length. Note that frame fragmentation has always been a
BM Rx must exhibit high sensitivity, wide dynamic range, short basic feature in ITU-T PONs and has been adopted by the
burst overhead, multi-rate operation, and no external signaling 25G/50G-EPON standard to improve transmission efficiency.
from MAC. The 50G-EPON standard specifies the maximum To achieve channel bonding, the EQs in one envelope are
values for laser on/off time at 128 ns, receiver settling time at interleaved over multiple MCRS channels so that the data can
800 ns, and CDR time at 400 ns [12]. be transmitted in a shorter time (higher speed).

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1) System Architecture
The single wavelength 50 Gb/s HSP system architecture is
illustrated in Fig. 8. The OLT consists of a 50 Gb/s MAC, 50
Gb/s PHY, and transceiver optics. Three flavors of ONUs are
possible: 50G/10G, 50G/25G, and 50G/50G for DS/US data
rates.
For a higher-speed TWDM-PON, the group is considering
two wavelength channels each for DS and US in the initial draft.
The higher-speed PtP WDM overlay will support 10 Gb/s, 25
Gb/s, and 50 Gb/s symmetrical transmission.
Fig. 7. MCRS Channel Structure

In summary, we reviewed the system architecture,


wavelength plan, optical design choices, and dynamic channel
bonding for 25G/50G-EPON. The standard entered the
Working Group Ballot phase in June 2019 and is on its way
towards final approval and publication.

B. ITU-T Higher Speed PON Recommendation (G.hsp)


One might wonder, why start a single-wavelength higher- Fig. 8 System architecture of a single-wavelength 50Gb/s PON
speed PON when there is already an NG-PON2 TWDM system
with a flexible and expansible architecture providing up to 80
Gb/s aggregated capacity? What better claim does a single- For all HSP systems on the legacy power splitter-based
wavelength, higher-speed PON have? The deliberations center ODN, the requirements include a maximum fiber distance of at
on the complexity and costs of the NG-PON2 TWDM system, least 20 km for general applications and 10 km for latency
as well as the timeline of anticipated upgrade from XG(S)-PON sensitive applications. For TDMA based systems, the common
for some operators not occurring until 2025 when single- TC layer will support maximum fiber distance of 60 km,
wavelength 50 Gb/s technologies will have matured. More maximum differential fiber distance of up to 40 km, and a
details about the physical layer design challenges of NG-PON2 minimum 1:256 split ratio.
can be found in [24][25]. The ITU-T PONs follow a layered structure illustrated in Fig.
To address these questions, the Q2/15 group launched a study 9. The PMD layer handles the ODN architecture, wavelength
in 2016 to investigate the feasibility of PON transmission plan, transceiver characteristics, wavelength multiplexing of
technologies at above 10 Gb/s per wavelength and the findings DS and US signals.
were published in the G.Sup64 Supplement [17]. At the The overall responsibility of the TC layer is to perform ONU
conclusion of this study, the group approved beginning a new ranging, registration, and activation. The service adaptation
work item for a higher speed PON (HSP) series of sublayer is responsible for the user data encapsulation,
recommendations (G.hsp). This project comprises a single multiplexing and delineation. The framing sublayer is
wavelength 50 Gb/s TDM-PON, an Nx50Gb/s TWDM-PON, responsible for PON management functionalities, e.g., physical
and PtP WDM overlay. The HSP TWDM-PON is included in layer OAM (PLOAM) and dynamic bandwidth allocation
the project, despite of concerns of 10 Gb/s based NG-PON2, in
(DBA). The PHY adaptation sublayer encompasses the
order to provide a migration path for NG-PON2 systems. At the
functions to improve signal detection, reception and
time of writing, the HSP TWDM-PON is under early stage
delineation, e.g., FEC coding/encoding, frame alignment, and
discussion and major decisions will likely be held off until the
single wavelength 50Gb/s TDM-PON Recommendation is encryption.
more developed. The ONU management and control interface (OMCI)
The first in the series, the HSP requirements recommendation addresses the overall ONU configuration, fault management
(G.hsp.req, G.9804.1) [11], was consented in the July 2019 and performance management.
SG15 plenary meeting. A common transmission convergence In comparison, the PMD layers in ITU-T and in 802.3ca are
(TC) layer specification (G.hsp.comTC) will cover the protocol largely equivalent. The TC layer corresponds to the combined
specifications for all three HSP systems and future expansions. PMA, PCS, MCRS, MAC, and MPMC layers. The OMCI
In the rest of this sub-section, we will discuss the system contains the Ethernet OAM functions and additional details that
architecture, wavelength plan, optical design choices, and the are not in the scope of the Ethernet standards. The EPON
TC layer. Be reminded that as the HSP PMD layer and TC layer standard specifies an extra MAC Control over Ethernet MAC,
specifications are still in the early development stages, the i.e., the MPMC layer.
discussion in this section related to those specifications only
reflects the current progress in Q2/15.

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minimum 30 dB optical power budget that the transceivers must


meet while maintaining low costs.
To estimate the DS optical specifications, the known 25G-
EPON OLT Tx power (+4.8 dBm in Table 1) is used as the
baseline. According to [26], when using 50G Tx optics with
50G NRZ modulation, there is an estimated 3 dB power penalty
comparing to using 25G Tx optics with 25G NRZ modulation
due to reduced Rx SNR and dispersion penalty. When using the
same 25G Tx optics with 25G NRZ for 50G with PAM4
modulation, the estimated power penalty is 4.5 dB. The
minimum 50 Gb/s OLT Tx power is thus the baseline (+4.8
Fig. 9 ITU-T PON layered structure
dBm) plus the penalty at the respective modulation format:
+7.8 dBm for NRZ and +9.3 dBm for PAM4. Such high power
2) Wavelength plan can only be reached by using a booster amplifier due to
The thought process of developing the HSP PMD layer component availability. Feedback from component suppliers
specifications follows closely the steps in IEEE802.3ca. In suggest that the feasible ONU Rx sensitivity is around -22.2
Section 5-A-2, we described the 50G-EPON specifications. In dBm for NRZ and -20.7 dBm for PAM4, both measured at bit
this section, we discuss only the thought process in Q2/15 as the error rate (BER) of 10-2. As previous PON generations assume
work of the HSP PMD standard has just started. BER of 10-3 using Reed-Solomon FEC code, such Rx
As in the 802.3ca, the most important and difficult step in the sensitivities can only be met with advanced FEC.
Concerning the modulation format, although PAM4 allows
HSP PMD specification is also to determine the wavelength
the re-use of 25 Gb/s optics and has good dispersion tolerance,
plan. The process starts with determining the US wavelength
its complexity and power penalty were ultimately the deciding
placement as the ONU is the most cost sensitive element in factors in choosing NRZ as the preferred technology.
access networks. Coexistence with legacy G-PON and XG(S)- Several topics are still being studied. The driving questions
PON is preferred. A sufficiently wide spectral width is for the ONU are whether to use DML or EML, cooled or
necessary to ensure high yield optics and accommodate wide uncooled transmitters, APD or semiconductor optical amplifier
temperature variation (wavelength drift). It is necessary to stay (SOA)-PIN. The capability of soft- vs. hard-decision FEC is
close to the zero chromatic dispersion region to avoid using being explored. The group is also deliberating whether to relax
dispersion compensation. Synergy with the 50G-EPON and the Tx specifications by adopting the OMA minus TDP
reuse of optics in other volume markets are desired. For the DS methodology [21].
wavelength, in addition to the factors described above, there
4) TC Layer Specifications
needs to be sufficient gap from the US to allow for minimal
interference. Starting with the G.hsp project, Q2/15 established a common
For the single-wavelength 50G-PON wavelength plan, as TC Recommendation will be for future generation ITU-T
illustrated in Fig. 5, Q2/15 has decided to adopt the 25G-EPON PONs. This common TC layer structure will generally follow
DW1 at 1342+/2 nm as the DS wavelength. The US wavelength XG(S)-PON and NG-PON2 specifications to cover single-
follows an either-or plan similar to the 50G-EPON standard. wavelength TDM-PON, multi-wavelength TWDM-PON, and
For 10 Gb/s and 25 Gb/s upstream, US1 at 1300 ± 10 nm and PtP WDM overlay. Initial discussion on these topics has just
US2 at 1270 ± 10 nm are specified for coexistence with XG(S)- started.
PON and G(E)-PON, respectively. For 25 Gb/s upstream, a Here we describe the general ITU-T PON TC layer structure,
narrow band option of US1 (1300 ± 2 nm) is also allowed. For shown in Fig. 10 for DS and Fig. 11 for US [10][27]. In the
50 Gb/s upstream, the wavelength plan is still under discussion. Service Adaptation sublayer, for both DS and US directions,
The narrow wavelength band is needed to support service data units (SDUs), the user data, and high level
interoperability when an SOA preamplifier-filter-PIN Rx is management frames are first formed into XGEM frames
used at the OLT, or when the coexistence of 50 Gb/s and 25 (comparable to the Envelope in Fig. 7), and then passed down
Gb/s upstream signals is via TDM. In addition, some operators to the Frame Structure (FS) sublayer where multiple XGEM
need triple-generation coexistence (1 Gb/s, 10 Gb/s, and 50 frames are combined into one FS frame. The XGEM frames
Gb/s), which further complicates the analysis. For HSP support SDU fragmentation to enable efficient transmission.
TWDM-PON and PtP WDM overlay, the wavelength plan Note that fragmentation was not allowed in previous IEEE
discussion has not yet started at time of this writing. EPON generations, but was adopted into the 25G/50G-EPON
As most of the study is still ongoing, we will concentrate the standard. In the PHY Adaptation sublayer, FEC is applied to
following discussion on the single-wavelength 50G-PON. create a scrambled PHY frame, which enables the ONU/OLT
to obtain the optical link BER using the FEC correction results.
3) Optical Design Choices It should be noted that ITU-T PON uses a specific timing
A key requirement of the optical design is to satisfy the structure. In the DS direction, the data stream consists of a
optical path loss (OPL) budget class of 29 dB plus the optical continuous PHY frame, each at a fixed 125 s duration – see
path penalty (OPP) allowance of 1 dB. This determines the the bottom part of Fig 10. In the US direction, each PHY frame

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consists of multiple PHY bursts separated by guard bands – see The other method is protocol-based bonding, which is similar
the bottom part of Fig.11. In the IEEE EPON systems, the DS to the method used in 802.3ca, where each XGEM frame is
frame does not have a fixed length. partitioned into multiple quanta and transmitted over different
wavelength channels.
The G.hsp.ComTC will also support wavelength channel
bonding for TWDM-PON to reach higher speeds. Two In summary, we reviewed the system architecture,
candidate methods for channel bonding are being considered: wavelength plan, optical design choices, and TC layer
The first is a flow-based or LAG (link aggregation group)-like specifications for single-wavelength 50G-PON. The first
method that performs bonding in the service layer. Different recommendation in the series (on requirements) was consented
service data flows are bonded on different wavelength channels. in July 2019. The PMD and TC specifications are in early stage
of development.

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C. PON Standards for 5G Transport Table 2 summarizes the transport bandwidth requirements
Recognizing the rapid growth in radio access networks for the eight split options [18]. These values are calculated
(RAN), in 2016 the FSAN operators initiated a project to study assuming 100 MHz radio frequency bandwidth, 256-QAM
how PON as an optical access technology can play a role in the (quadrature amplitude modulation), 8 MIMO (multiple input
RAN evolution [28]. As a follow-up of that project and focusing multiple output) layers, and 32 antenna ports for radio
specifically on 5G, Q2/15 completed the G.Sup66 Supplement frequency range <6 GHz. A general guidance from the FSAN
in November 2018 to further analyse 5G wireless fronthaul operators for the transport bandwidth at both backhaul and F1
transport in a PON context [18]. is <10 Gb/s during 5G Phase 1 rollout (radio bandwidth up to
In this section, we give an overview of the G.Sup66 3.5 GHz), increasing to 25/50 Gb/s in Phase 2 (radio bandwidth >
Supplement – starting with highlights of the 5G transport 6 GHz) [33], and up to 86 Gb/s in a later Phase.
architecture and requirements followed by a discussion on
deriving PON bandwidth, latency, and system requirements to TABLE 2
5G WIRELESS TRANSPORT BANDWIDTH AND LATENCY REQUIREMENTS [18]
support 5G transport network. Ongoing work in Q2/15 and
collaboration with other SDOs are also discussed [29] [30]. Split Peak Uplink Peak Downlink One-way
Option Bandwidth Bandwidth Latency
1) 5G Transport Architecture and Requirements 2 (F1) 4016 Mb/s 3024 Mb/s 1-10 msec
3 Lower than Option 2 100 to
In a 5G wireless transport network, much focus is on network a few 100 µsec
4 4000 Mb/s 3000 Mb/s
centralization to efficiently support a massive scale of 7a 10.1-22.2 Gb/s 16.6-21.6 Gb/s
connected devices. A new network architecture design emerged 7b 37.8-86.1 Gb/s 53.8-86.1 Gb/s
to mitigate the stringent bandwidth and latency constraints 7c 10.1-22.2 Gb/s 53.8-86.1 Gb/s
while allowing for network centralization [31]. This new design 8 (CPRI) 157.3 Gb/s 157.3 Gb/s
redistributes the radio signal processing functions into new For 100 MHz radio bandwidth, 256-QAM modulation, 8 MIMO layers, 32 antenna ports.
functional elements: centralized unit (CU), distributed unit
(DU), and radio unit (RU). The top part of Fig. 12 shows the
radio signal processing functions and eight potential functional 2) PON Bandwidth Requirements
split options. The bottom part of Fig. 12 shows the functional The bandwidth requirement of a PON system to support 5G
components for 4G and examples for 5G [18]. transport is determined by the maximum aggregated data rates
plus additional overhead of the wireless signals, which is
referred to as the throughput at a particular functional split
interface. G.Sup66 describes in detail methods to calculate the
throughput at the F1 and Fx interfaces.
For the F1 interface, the amount of data to be transported
scales with the user traffic. Hence the transport network at this
interface can benefit from an architecture with statistical
multiplexing gain, such as TDM-PON. Here we describe one of
the methods according to [34] to estimate the throughput at F1.
A peak-capacity cell site is defined when one of its antenna
sectors (RUs) is operating at peak rate and the other two at
average rate. An average-capacity cell site is when all three
antenna sectors are running at average rate. In a typical
operating condition, the ratio of average-capacity and peak-
Fig. 12 Evolving from 4G to 5G (reprinted from [18]). Top: signal processing capacity cell sites is between 4 and 6. As an example, for a
function chain. Bottom: functional composition of network elements for 4G and
5G implementations. *CPRI (common public radio interface) is one possible network topology of 6 cell sites (1 at peak-capacity and 5 at
transport protocol for Option 8. NGC: next generation core, RRC: radio average-capacity) with 18 RUs, using 5G low frequency band
resource control, PDCP: packet data convergence protocol, RLC: radio link (3.5 GHz), 64 antenna ports, 8 MIMO layer, and 100 MHz radio
control, RF: radio frequency. channel bandwidth, the estimated throughput of a CU port is
about 21 Gb/s, which can be supported by a 25 Gb/s TDM-
Many different implementations of the functional splits are PON.
possible, each with unique merits and drawbacks. See [32] for For the Fx interface, due to the stringent latency requirement,
an in-depth review and analysis of the trade-offs among the it is generally agreed that PtP WDM overlay or a WDM-PON
different split options. The choice of a specific split option is preferred. As for the data rate, the industry is following the
depends on an operator’s deployment decisions. Two split eCPRI specifications of 25 Gb/s per wavelength channel [35].
points have been selected to address the diverse requirements: The latency requirement further limits the fiber reach. For most
a high layer split F1 interface and a low layer split Fx interface. operators, typical 5G fronthaul links are less than 10 km, which
The F1 interface has been specified by 3GPP as the Option 2 is within the capabilities of PON technology. Two use cases
split, while Fx is still open and could be Option 6, 7a, 7b, or 7c have emerged as preferred scenarios by operators: 1) overlaying
(Table 2). Note that the Option 7 split point has been further PtP WDM wavelength channels on legacy ODN to support
diversified to Options 7a, 7b, and 7c (not shown in Fig. 12) by macrocells, and 2) dedicated WDM PON for both macrocells
other industry groups, such as CPRI, O-RAN Alliance, and the and small cells.
Small Cell Forum.

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3) PON Latency Requirements


As shown in Table 2, for the F1 and backhaul interfaces, one-
way transport latency is in the range of 1-10 ms. The latency
requirement is much more stringent for the Fx interface, which
could be as low as 100 s. Considering the one-way
propagation delay through optical fiber of about 5s/km, the
fiber reach for the Fx fronthaul is typically limited to 10 km to
allow for sufficient budget for processing delay.
TDM-PON is an attractive solution due to its advantage of
statistical multiplexing gain; however, the main issue for its
Fig. 13. WDM-PON for Fx fronthaul interface. [Reprinted from G.Sup66]
applicability in mobility use cases is the high latency during the
conventional ONU activation procedure. Because of the
framing structure and the need for a quiet window, a latency of 4) Overall System Requirements
250 μs during conventional ONU discovery and 202 μs during System requirements for PON to support 5G fronthaul
ranging can be experienced for 20 km differential distance [36]. transport must reflect the requirements set by the wireless
As ranging is not necessarily performed immediately after the networks, at the wireless-PON interface (F1 and Fx), and for
discovery process, the maximum latency is 250 μs instead of PON internal only.
the sum of the two values. For requirements set by the wireless networks, in addition to
Several methods have been proposed to mitigate the TDM- the bandwidth and latency topics discussed earlier,
PON latency issue [37]. For example, the proposals include 1) synchronization is another key concern. Potential factors
differentiated service classes where mobile traffic has the affecting the synchronization timing precision include:
highest priority, 2) cooperative DBA (CO DBA) [38] to different fiber propagation delay for US and DS wavelengths,
synchronize the mobile scheduler and PON scheduler, and 3) equalization delay accuracy, internal timing correction, and
dedicated wavelength for ONU activation using a newly system hardware timing error.
defined wavelength, a legacy PON system on the same ODN, At the PON-wireless interface, the CO DBA is required for
or a subset of the TWDM-PON wavelength. TDM-PON. For all PON systems, multiplexing schemes (the
For the PON-wireless interface, there has been ongoing effort aggregation function in Fig. 13) to interconnect OLT and
to build collaboration among the O-RAN Alliance [39], FSAN, CU/DU need to be realized so that one CU/DU can flexibly
and Q2/15 for 5G transport over low latency PON. In particular, support more than one OLT wavelength channel. Liaison
the O-RAN Working Group 4 has begun a Cooperative communications with wireless SDOs are currently in progress
Transport Interface (CTI) project to standardize the interface to determine the next steps.
between the 5G scheduler unit and a PON OLT port. As the CTI For PON internal requirements, such as the service data
project is complementary to the CO DBA specification in encapsulation, PON channel management and monitoring, OLT
Q2/15, the collaboration is expected to help speed up PON and ONU timing relationship, message and data security, and
standards to support 5G transport. protection mechanisms, will follow the existing PON
WDM-PON, a logical point-to-point system, does not require specifications as much as possible.
DBA nor ONU ranging. Signals from the OLT, each
transmitted over a different wavelength channel, are combined In summary, we reviewed several key aspects of G.Sup66
in a wavelength multiplexer before transmitting to the cell sites. and discussed how PON can support 5G transport. Progress is
In the ODN, a wavelength splitter, typically an array waveguide being made to reduce the latency for TDM-PON. Proposals to
grating (AWG) device, routes the individual wavelengths to begin standardizing a WDM-PON for mobility-centric
different ONUs, each of which is connected to an RU applications are under discussion and a decision is expected in
supporting one of the three sectors of an antenna. As its latency the February 2020 ITU-T SG15 Plenary meeting.
is largely limited by the transmission distance, WDM-PON is .
considered a good long-term solution for latency sensitive
fronthaul transport. VI. CONCLUSION
Figure 13 shows an example WDM-PON implementation for
The access network is undergoing a transformation not seen
dedicated mobility services, as envisioned by the FSAN
before. The industry is rethinking the network architecture in
operators. The key requirements include 25 Gb/s per
light of the 5G deployments, edge computing, and future high-
wavelength channel, 20 wavelengths in each transmission
bandwidth and low latency services. Emerging PON standards
direction per PON, and up to 10 km reach. Tunable, colourless
to support this transformation are being developed.
ONUs in the C-band are expected. TC and management layer
In this paper, we discussed the driving forces for new
specifications should provide similar operational experiences as
generation PON systems and standardization activities in the
legacy PON systems.
FSAN, ITU-T Q2/15, and IEEE 802.3. The IEEE 25G/50G-
EPON uses a dynamic channel bonding technique to achieve 50
Gb/s. The ITU-T Q2/15 has chosen to standardize a higher-
speed PON series Recommendation consisting of a single-
wavelength 50 Gb/s TDM-PON, Nx50 Gb/s TWDM-PON, and

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