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ARTICLE IN PRESS

Land Use Policy 21 (2004) 371–380

Evaluation of land administration systems


Daniel Steudler, Abbas Rajabifard, Ian P. Williamson*
Department of Geomatics, The University of Melbourne, Victoria 3010, Australia
Received 5 December 2002; received in revised form 4 May 2003; accepted 29 May 2003

Abstract

Currently there are no internationally accepted methodologies to evaluate and compare the performance of land administration
systems. This is partly because land administration systems are in constant reform, and probably more importantly, they represent
societies’ different perceptions of land. This paper describes the development of a framework to measure and compare the
performance of land administration systems. The research is of particular relevance since it develops a management model which
links the operational aspects of land administration with land policy.
r 2004 Elsevier Ltd. All rights reserved.

Keywords: Land administration systems; Cadastre; Benchmarking; Evaluation; Performance indicators

The evolving context of land administration 2014 (Kaufmann and Steudler, 1998), and the Bathurst
Declaration (UN-FIG, 1999). The Bathurst Declaration
Land administration systems, and in particular their concludes that sustainable development requires a
central cadastral components, are essential elements of sound land administration system.
countries’ national infrastructures (UN-FIG, 1999). The In their paper on cadastral trends, Ting and William-
United Nation-Economic Commission for Europe states son (1999) identify different phases in the relationship
in their Land Administration Guidelines that ‘‘these between humankind and land, depending on the
systems are concerned with the administration of land different rates of development of countries. They
as a natural resource to ensure its sustainable use and established a cumulative model of cadastral develop-
development and are as such concerned with the social, ments: (i) land as wealth, (ii) land as a commodity, (iii)
legal, economic and technical framework within land as a scarce resource, and finally (iv) land as a scarce
which land managers and administrators must operate’’ community resource. They conclude that ‘‘each of these
(UN-ECE, 1996). phases in the humankind/land relationship elicited a
The context in which land administration systems and corresponding layer of complexity in the function of
the central cadastral component are operating is cadastral systems from a simple record of ownership
increasingly evolving. Not only were traditional cadas- and fiscal tool, to a cornerstone of land markets and
tral systems slow in responding to the changing needs of then increasingly detailed land-use planning’’; and that
society (Dale and McLaughlin, 1988), but also the ‘‘the world is at different points in the continuum. Many
relationship of humankind to land became more developing countries are only just establishing more
dynamic over the last few decades and particularly the formal cadastral records for fiscal and also land market
last decade. This evolution is reflected in the resolutions purposesy while ywestern nations are rushing to
of the successive efforts of the International Federation create multi-purpose cadastres that take a community
of Surveyors (FIG): the Statement on the Cadastre (FIG, approach to sustainable development issues whilst
1995), the Bogor Declaration (UN-FIG, 1996), Cadastre maintaining private ownership.’’
Cadastres are evolving into broader land administra-
*Corresponding author. Tel.: +61-3-8344-4431; fax: +61-3-9347-
tion systems addressing a diversity of issues, ultimately
4128. supporting not only land ownership and land markets,
E-mail address: ianpw@unimelb.edu.au (I.P. Williamson). but increasingly also sustainable development.

0264-8377/$ - see front matter r 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.landusepol.2003.05.001
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372 D. Steudler et al. / Land Use Policy 21 (2004) 371–380

Components of land administration system Reasons for evaluating land administration systems

The UN-ECE (1996) defines land administration as Evaluation became a field of interest in the early 1960s
‘‘the processes of determining, recording and dissemi- in the USA, mainly for evaluating development aid
nating information about the tenure, value and use of projects (Cracknell, 2000). Evaluation is concerned with
land when implementing land management policies. It is questions such as: are we doing the right thing, are we
considered to include land registration, cadastral sur- doing things right, and what lessons can we learn from
veying and mapping, fiscal, legal and multi-purpose the experiences? (SDC, 2000).
cadastres and land information systems.’’ Evaluating or measuring the performance of a process
Dale and McLaughlin (1999) define land administra- or a system is a basic prerequisite for improving
tion as ‘‘the process of regulating land and property productivity, efficiency, and performance: ‘‘you can’t
development and the use and conservation of the land, improve what you can’t measure’’ or ‘‘if you cannot
the gathering of revenues from the land through sales, measure it, you cannot manage it’’ (Kaplan and Norton,
leasing, and taxation, and the resolving of conflicts 1996). This perception led in the late 1970s to the
concerning the ownership and use of the land.’’ Like concept of benchmarking, when Xerox in 1979 decided
the UN-ECE, Dale and McLaughlin identify owner- to examine its unit costs and to compare them with
ship, values, and use as the three key attributes of those of its Japanese competitors. Xerox found that the
land (Fig. 1). They continue that land administration Japanese competitors sold their products for the same
functions can be divided into four functions: juridical, amount that it cost Xerox just to produce them (Evans,
fiscal, regulatory, and information management. The 1994). Influenced by Xerox’s efforts, Camp (1989) later
first three functions are traditionally organised around wrote the text book Benchmarking which became a
three sets of organisations while the latter, information widely recognized reference as an industry standard for
management, is integral to the other three components searching for best practices and for establishing bench-
(Fig. 2). marking procedures.
Along with the staggering progress in information In the land administration field, the coordination and
technology, the information management function has development of reform projects and the evaluation of
considerably been developed over the last few decades, national land administration systems became more and
with many efforts to establish information systems more of an issue over the last decade. The UN-ECE
dealing with land information. Meeting of Officials in Land Administration (MOLA)
established in 1996 an inventory of aid projects on a
European level (unpublished), which revealed that in
Land some recipient countries up to 30 projects were
Ownership simultaneously being sponsored by donor organizations,
all having more or less the same goals, but with little or
no coordination. One of the reasons for this situation
was that there was a general unwillingness in many
recipient countries to recognize that for land adminis-
Land tration projects, institutional and managerial issues were
Administration more critical than technical aspects (Onsrud, 1999). The
international understanding of the situation grew over
Land Land
the last few years, and some initiatives were taken to
Values Use better coordinate cadastral projects.
With a recent ‘Comparative Study of Land Admin-
Fig. 1. The three key attributes of land (Dale and McLaughlin, 1999).
istration Systems’, the World Bank (2003) aims to
provide a basis for a more informed assessment of land
administration initiatives. The study systematically
reviews the characteristics, accessibility, costs, and
Juridical Fiscal Regulatory sustainability of different land titling and registration
Component Component Component
options based on information compiled in a number of
(land (land (land case study countries. The need for a more comprehen-
ownership) values) use) sive approach in land administration is illustrated by
Lavadenz et al. (2002), who observed that:
Information Management Component
ydespite the significant resources being invested by
the donor community for modernizing land admin-
Fig. 2. The four basic components of land administration. istration infrastructure, there is little systematic
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D. Steudler et al. / Land Use Policy 21 (2004) 371–380 373

discussion of the key elements of such a system and of lenders, donors and governments ‘‘yto coordinate
what constitutes effectiveness within particular socio- their efforts y’’ and that ‘‘ythe guiding principle for
economic, cultural and temporal contexts. the coordinated approach must be an agreed land
administration master plan, which would clarify the
A comprehensive framework for comparing and ultimate goals, the priorities and the sequence of
evaluating land administration system may provide projects to be implemented, the division of responsi-
some support to identify such key elements and also bilities between agencies and the cooperation between
for lesson learning. However, the aim of such a them.’’ As a result, the UN-ECE WPLA (2001) started
framework cannot be to imply similar policy objectives to offer assistance to national land administration
or strategic goals, but to develop a shared methodology authorities reviewing the current situation and perfor-
for the comprehensive evaluation of land administration mance of their land administration system and under-
systems. took evaluation missions to countries in transition. The
WPLA, however, relied on the background and
expertise of the participating consultants and so far
Current evaluation methods of land administration did not adopt a standardized method for evaluating and
systems assessing national systems.
Several development agencies adopted a method
The performance of land administration systems is called ‘Logic Framework Analysis’ (LFA) to investigate
currently being evaluated by different international and evaluate projects and programs in the field of
organizations, and national aid agencies as well as by overseas development. According to Cracknell (2000),
land administration agencies themselves in order to the LFA is used by the Canadian International
assess the systems for planning, sponsoring, or carrying Development Agency (CIDA), the German technical
out reform projects. There is, however, no internation- assistance agency (GTZ), the World Bank, and the
ally accepted or standardized method for evaluation; Swedish International Development Agency (SIDA)
evaluation depends very much on the organization that among others. It is also used by the Australian
carries out the evaluation, its agenda, its aims, and the development agency (AusAID, 2001).
commissioned consultants with their professional back- The first ‘Logical Framework’ was developed for the
grounds and experiences. United States Agency for International Development
On the international level, there have been few (USAID) at the end of the 1960s. It is a way of
attempts to standardize the procedures for evaluating structuring the main elements in a project, highlighting
or comparing land administration systems. This is logical linkages between intended inputs, planned
mainly because the land administration systems are activities and expected results (NORAD, 1999). There
reflecting the cultural and social context of the country are many versions of the LFA and considerable
in which they are operating, making them distinctly variation in terminology, but it basically comprises a
different and therefore difficult to compare with each simple 4  4 matrix, which breaks down a project into its
other. In 1997, the FIG-Commission 7 attempted to component parts, namely, inputs resulting in activities,
collect statistical data of national cadastral systems and output, immediate objectives (or project purpose) and
got feedback from some 50 countries (Steudler et al., wider objectives (or project goal), together with the risks
1997). There was a wealth of information collected for and assumptions involved, and indicators of progress
this project, but as the aim was to just make facts towards the achievement of objectives (Cracknell, 2000).
transparent, there also was a lack of a clear framework. A typical example of a logic framework analysis matrix
Over the last few years, the UN-ECE Working Party is presented in Table 1.
on Land Administration (UN-ECE WPLA) tried to SIDA for example bases its support for projects on
coordinate the evaluation of land administration system national policy criteria and submitted project proposals.
reforms in transition countries. For reforming and Before projects are approved, proposals are to be
improving these land administration systems, the then appraised in accordance with an LFA. As there are
chairman of the WPLA, Onsrud (1999) called for not many projects in the land administration field, SIDA

Table 1
Elements of the logic framework analysis matrix (presented in Cracknell, 2000 as a typical example)

Narrative summaries Indicators of progress Means of verification Risks and assumptions

Project Goal
Project Purpose
Outputs
Activities
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374 D. Steudler et al. / Land Use Policy 21 (2004) 371–380

has not a standardized framework for appraising land historical and social aspects, the cultural heritage as
administration projects and rather relies on the profes- well as the political, legal, and economic basis. The
sional experience of commissioned consultants, second element, the strategies, defines the way forward
although the LFA is still being used in this context to reach and satisfy the objectives; the evaluation of the
.
(Osterberg, 2001). strategies will include the set-up of the institutions and
In a paper presenting the German approach to organizations, and the financing structure. The third
cooperation with UN organisations, Zimmermann element, the outcomes, is the result of the activities
(2001) points out that ‘‘an extended profile for ‘Land arising from the objectives and strategies and the
Administrators’ working in international co-operation indicators will give the feedback to evaluate them. The
programs is needed to implement the new land admin- indicators must be monitorable and relevant. The fourth
istration paradigm based on good governance, right- element, the evaluation of the results, is the actual
based development and sustainability. Advisors in this process, which takes the outcomes and indicators into
field should be selected on the basis of the new paradigm account in order to evaluate and review the objectives
which sees them as qualified facilitators of difficult and strategies. This process has to be done on a regular
political, institutional, legal and technical processes of basis and looks at the performance and reliability of the
change brought about by state reform, macro-economic system as a whole and how the initial objectives and
adjustment and land policy reform.’’ He highlights that strategies are satisfied.
the present approaches taken for consulting and The four evaluation elements must be thought of as a
evaluating land administration systems are very different cyclical process, allowing a regular assessment of the
and that there is a clear challenge to address this issue. performance on the one hand and a regular review of the
initial objectives and strategies on the other. The review
cycle can for example be such that the strategies are
Development of an evaluation framework reviewed annually while the objectives might be
reviewed only every four years (Fig. 3).
An important decision that has to be taken at the In order to fill the elements with content, they have to
beginning of any evaluation relates to how it will be be brought in context with the relevant stakeholders.
carried out. For a better understanding, large projects or For that purpose, the organizational pyramid with the
systems have to be broken down and divided into three organizational levels provides a valuable basis.
comprehensible subgroups. In a World Bank seminar Any organization is structured into different divisions,
about ‘Public Sector Performance—The Critical Role of subdivisions and sometimes also external units, each
Evaluation’, Baird (1998) emphasized four elements that with separate functions. Regardless of the organization,
are central in how to evaluate the performance of an the three levels of the organizational pyramid can
organization or system. They are: generally be distinguished, representing the different
organizational tasks and responsibilities. The three
* well-defined objectives—to know where to go to; levels are the policy level, the management level, and
* clear strategy—to know how to get there; the operational level.
* outcomes and monitorable indicators—to know if on The organizational levels can be correlated with the
track; evaluation elements mentioned above as well as with
* evaluation of results—to gain input for improve- distinct groups of people carrying the responsibilities.
ments. The policy level can be related with the objectives, of
which the government or the executive board is
The first element, the objectives, defines the targets responsible. The management level includes the defini-
for the whole system; their evaluation might involve tion of the strategy, for which the administration or

OBJECTIVES STRATEGIES
OUTCOMES

for example and


for example
annually
every 4 years
INDICATORS
ASSESSMENT of
PERFORMANCE

Fig. 3. Basic evaluation elements and cycle of assessment (adapted from Selhofer and Steudler, 1998).
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D. Steudler et al. / Land Use Policy 21 (2004) 371–380 375

management of the organization is responsible. The Application of evaluation framework to land


operations required for the outcomes are handled in the administration systems
operational level of which the operational units are
responsible (Fig. 4). The evaluation framework that has been developed in
The organizational levels—policy, management, and the previous section can be applied to any organization
operational—provide the basis for defining the actual or administration system. It takes a comprehensive
fields or areas of evaluation. For evaluating an approach and considers issues such as the different
administration system as a whole, however, another stakeholders in the organisational pyramid, as well as
two areas need to be considered as well. Firstly the recurring and regular review of the objectives and
and according to the evaluation elements discussed strategies by the review process.
above, the ‘review process’, which is looking at how the The cyclical review process, supported by benchmark-
whole system performs and how objectives and strate- ing and feedback, corresponds with other accepted
gies are satisfied. Secondly, there are other ‘external concepts in land administration, e.g. the hierarchical
factors’ that have an impact across all three organiza- framework for re-engineering land administration sys-
tional levels. Factors such as human resources, capacity tems as presented by Williamson and Ting (2001) and
building, or technology all influence the organizational illustrated in Fig. 6. Global drivers of change are
levels in one way or another and need to be addressed. impacting on the whole social system and on the
Fig. 5 illustrates the evaluation areas together in humankind-to-land relationship. Together with the
context. existing land administration system, these factors
These evaluation areas provide the basis for the provide the input for the development of a conceptual
evaluation framework in which all areas are evaluated land administration system, which—through an imple-
separately, although with a holistic perspective and mentation process—is then developed into an opera-
respecting the overall purpose of the system. For the tional one. The initial vision and conceptual system
evaluation, the areas are to be broken down in smaller will then continually be refined through feedback,
units again, which are supported by performance
indicators, measuring the performance of key variables
such as quality, time, and cost in fiscal, social, cultural Administration System
and environmental terms. The evaluation of those areas
and indicators can then be done on the basis of
Policy level
predefined ‘good practice’ criteria, which are represent-
Review Process

External Factors
ing a presumed ‘ideal’ system. The criteria of this ideal
system are to be based on the actual objectives and
Management level
strategies of the system, on the results of previous
lesson-learning and comparison projects, or ideally
on both.
Operational level
Table 2 illustrates a generalized evaluation frame-
work where the evaluation areas are further expanded
with possible aspects, indicators and good practice
criteria. Fig. 5. Evaluation areas for evaluating administration systems.

Evaluation Organizational Levels Responsibility


Elements

Objectives Government /
Policy level Executive Board

Strategies Administration /
Management level Management

Outcomes Operational level Operational Units

Fig. 4. The relation between evaluation elements and organizational levels.


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376 D. Steudler et al. / Land Use Policy 21 (2004) 371–380

Table 2
Evaluation framework with possible aspects, indicators and good practice for each area

Evaluation area Possible aspects Possible indicators Good practice

Policy level * Objectives and tasks of the system * List of objectives and tasks * System is well defined by objectives
* Historic, legal, social, cultural * Historic and legal indicators and tasks
background * Social indicators * System responds to needs of society
* Equity in social and economic terms * Economic indicators (expenses, * System is equitable for all
* Viability of system (economical, incomes, fees, costs) * System is economically viable
social) * y * y
* y

Management * Structural definition of system * Definitions and characteristics * Structure of system is useful and
level * Strategic targets of system clearly defined
* Institutional and organizational * List of strategic targets * Strategies are appropriate to reach
arrangements * List of institutions and their and satisfy objectives
* Cooperation and communication responsibilities and strategies * Involved institutions have each
between institutions * Links between institutions clearly defined tasks and cooperate
* Involvement of private sector (legal, organizational, technical) and communicate well with each
* y * No. of contracts with private other
sector * Private sector is involved
* y * y

Operational level * Outcomes * Products for clients * Products are appropriate to respond
* Technical specifications * Technical indicators to objectives
* Implementation * Implementation factors * Technical specifications and
* y * y implementation are appropriate to
strategic needs
* y

External factors * Human resources (personnel, * Number of personnel, education * Appropriate no. of personnel in
training) * Continuing education relation to task and total population
* Capacity building (seminars, etc.) * Continuing education on a regular
* Professional association * No. of universities and students basis
* Technical developments * Is there a professional * Appropriate no. of universities and
* y association (y/n) students in relation to total
* New technologies on the market population
* y * Professional association takes an
active role
* New technologies are evaluated on a
continuing basis
* y

Review process * Review of objectives and strategies * Review of objectives and * Regular review process
* Performance and reliability of strategies (y/n) * System is efficient and effective
system * Turnover, time to deliver, no. of * System delivers in time and with few
* Customer satisfaction errors errors
* y * Review of customer satisfaction * Appropriate, fast and reliable service
(y/n) to clients
* y * y

benchmarking, and evaluation. This concept corre- ‘accounting system’ for land issues, ultimately support-
sponds with the above-developed evaluation framework. ing sustainable development. Like the accounting
Applying the above-developed evaluation framework system for an organization or a business, the cadastre
to land administration also corresponds with an has to follow certain rules and principles. For the
approach that has been presented by Kaufmann (2000) cadastre, these principles have traditionally been to
at the ‘1st International Seminar on Cadastral Systems, provide reliable and systematic information about
Land Administration and Sustainable Development’ in individual land parcels, primarily in support of land
Bogota! . He introduced a new perspective on cadastres taxes, land markets, and land-use planning, or as
and land administration and makes the analogy that the defined earlier for the fiscal, legal, and regulatory
cadastre—with its traditional role of administering functions of land administration.
information on rights, restrictions and responsibilities The analogy also takes the organizational levels from
on land—can be considered as sort of a book-keeping or the organizational pyramid into account, whereby the
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D. Steudler et al. / Land Use Policy 21 (2004) 371–380 377

policy level is responsible for the strategic goals whole spectrum of land administration. The toolbox
and the management level for the resources. In the principles are:
operational level, the operational tools for the
‘accounting system’ are controlled, providing the sound * Land policy principles: state and national land policy/
basis for the whole system. Fig. 7 illustrates the roles and responsibilities of the various land-related
analogy of the organizational levels between a activities such as land management, land reform, land
general business and land issues, which corresponds registration, cadastre and land administration/range
with the evaluation framework developed in the of humankind to land relationships/role of land
previous section. administration system in supporting land market, in
The aspects and possible indicators within the managing urban areas, in managing natural re-
evaluation framework would have to be developed for sources/recognition of growing complexity of rights,
the case ‘land administration’. We find support for that restrictions and responsibilities in relation to land/
in a recent paper by Williamson (2001), where he cost recovery of government services;
proposes a range of ‘best practices’ that are useful in * Land tenure principles: formal recognition of appro-
undertaking the establishment or re-engineering of land priate land tenure principles/recognition of indigen-
administration systems and that can be considered as ous and informal tenures/appropriate responses to
the major components of a land administration ‘tool- circumstances;
box’. These toolbox principles provide a suitable * Land administration and cadastral principles: cadas-
basis for the evaluation framework as they cover the tral concept and components of a cadastre/national

Globalisation Urbanisation Technology


Sustainable Development Micro-economic reform
Global Drivers of Change

Social System
Benchmarking and Feedback

Existing Land
Administration
Vision for System
humankind
to land Conceptual Operational
relation- Land Land
ship Strategic planning Administration Implementation Administration
System System

Fig. 6. Framework for re-engineering land administration systems (Williamson and Ting, 2001).

Organizational Tasks General Business Land Issues


Levels

Policy Setting of objectives: Sound economic Sustainable development


Level development

Management Define strategies and Company management Land management,


Level measures to meet resource management
them:

Define the Administrative units and Land administration func-


administrative accounts tions and organizations
business processes:

Operational System and rules for Accounting system – Cadastre – accepted


Level documenting and accepted principles of principles for documentation of
monitoring: bookkeeping: rights, restriction and respon-
• reliable sibilities:
• complete • reliable
• appropriate to needs • systematic, complete
• adaptable to development • appropriate to needs and
laws
• adaptable to development
• public

Fig. 7. Cadastre in relation to land management and administration (based on Kaufmann, 2000).
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378 D. Steudler et al. / Land Use Policy 21 (2004) 371–380

land information systems/visions for future/imple- * Spatial data infrastructure (SDI) principles: role of
mentation of reforms/adequate protection of land SDIs in supporting land administration/development
rights/trade of those rights: efficient, simple, quick, of ‘infrastructure’ vs. ‘business systems’/role of land
secure, at low cost; parcel layer in SDI/hierarchy and dynamic nature
* Institutional principles: government, ministerial, depart- of SDI;
mental structures/decentralization and deconcentration/ * Technical principles: user-driven technical solutions/
combination of all land administration activities into level of computerization according to country’s
one government agency/relationships between govern- capacity/technology’s provision for overall objectives
ment and private sector/professional organization; of system and reform;

Table 3
Evaluation framework for land administration systems

Area Aspects Possible indicators (not detailed and not exhaustive)

Policy level Land policy principles * Existence of a government policy for land administration (y/n)
* List of statements for land administration system role
* Existence of independent land board (y/n)
* y
Land tenure principles * Existence of formal recognition and legal definition of land tenure (y/n)
* Security of tenure (no. and solution of disputes)
* Social and economic equity (underrepresented groups)
* y
Economic and financial factors * Cost/benefit and fee structures, land tax revenue
* Economic indicators (value and volume of land market)
* Funding and investment structure
* y

Management level Cadastral and land administration * Adequate protection of land rights
principles * Support of land market (secure, efficient, simple, at low cost)
* y
Institutional principles * List of responsible departments and ministries
* Central or decentral organization
* Number of institutions and offices
* Private sector involvement, no. and volume of contracts
* y
SDI principles * Standards arrangements, core data
* Access network, pricing
* Data definition, modelling
* y

Operational level Technical principles * Data properties (capture method, quality and accuracy)
* Data maintenance, timeliness
* y

External factors Human resources * Number of personnel (public and private)


* Professional association
* y
Capacity building * Number of universities and students
* Funding structure for capacity building
* Ongoing education (no. of workshops, seminars)
* y
Research and development * Number of research institutes in the land administration field
* y
Technology * Freedom of systems and methods (y/n)
* Regular review of new technologies on market and assessment of fitness
for use (y/n)
* y

Review process Assessment of performance * User satisfaction indicators


* Degree of satisfaction of objectives and strategies
* Existence of a regular review process (y/n)
* y
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D. Steudler et al. / Land Use Policy 21 (2004) 371–380 379

* Human resource development and capacity building Acknowledgements


principles: sustainable long-term capacity of edu-
cated and trained personnel to operate the system The authors wish to gratefully acknowledge the
in both the public and private sectors/capacity Government of Victoria (Land Victoria), the University
building as a mainstream component of a reform of Melbourne and the members of the Centre for Spatial
project as opposed to add-ons/capacity building is Data Infrastructures and Land Administration at the
equally applicable to private sector as to public University of Melbourne for assisting and supporting
sector. the preparation of this paper and the associated
research. However, the views expressed in the paper
These toolbox principles provide a valuable basis for are those of the authors and do not necessarily reflect
establishing the evaluation aspects for land administra- the views of Land Victoria or the University of
tion and for identifying indicators for each aspect. The Melbourne.
aspects and indicators in Table 3 point towards an
operational evaluation framework and take the above-
developed criteria into account.
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