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R e s e a r c h Ar t i c l e
Barbara Ruozi1, Giovanni Tosi1, Massimo Tonelli2, Lucia Bondioli1, Adele Mucci3, Flavio Forni1,
and Maria Angela Vandelli1
1
Departments of Pharmaceutical Science, University of Modena and Reggio Emilia, Modena, Italy, 2Departments
of C.I.G.S., University of Modena and Reggio Emilia, Modena, Italy, and 3Departments of Chemistry, University of
Modena and Reggio Emilia, Modena, Italy
Abstract
Despite of the several approaches applied to the physicochemical characterization of liposomes, few
techniques are really useful to obtain information about the surface properties of these colloidal drug-
delivery systems. In this paper, we demonstrate a possible new application of tapping mode atomic force
microscopy (AFM) to discriminate between conventional and pegylated liposomes. We showed that the
For personal use only.
differences on liposomal surface properties revealed by the phase images AFM approach well correlate
with the data obtained using classical methods, such as light scattering, hydrodynamic, and nuclear mag-
netic resonance analysis.
Keywords: Liposomes; atomic force microscopy; phase tapping mode images; photon correlation
spectroscopy; 1H HR-MAS NMR
Address for Correspondence: Maria Angela Vandelli, Department of Pharmaceutical Sciences, University of Modena and Reggio Emilia, Via Campi 183,
Modena, Italy; Fax: +39059360113; E-mail: vandelli.mariaangela@unimore.it
(Accepted 28 October 2008)
ISSN 0898-2104 print/ISSN 1532-2394 online © 2009 Informa UK Ltd
DOI: 10.1080/08982100802584071 http://www.informapharmascience.com/lpr
60 Ruozi et al.
soft samples such as liposomes, two types of operating the presence of PEG coverage on the liposome surface
dynamical modes are currently used. In the “non con- and the stability of our preparations. The data were then
tact-mode” AFM, the oscillation amplitude is fixed and implemented with the AFM studies; on the basis of the
the output signal is related to the resonance frequency. phase images, we demonstrated that this microscopical
In the “intermittent contact-mode” (dynamic force mode approach is a useful tool to discriminate between lipo-
or tapping-mode AFM), the oscillation frequency of the somes with different surface characteristics.
tip is maintained near its frequency recording two type
of images (Albrecht et al., 1991; Zhong et al. 1993): 1) the
“height image” coming from the record of changes in Materials and methods
z-axis of the piezo necessary to maintain the fixed oscil-
lation amplitude through a feedback loop and 2) the Materials
Journal of Liposome Research Downloaded from informahealthcare.com by University of Southern Denmark on 11/21/13
“phase image” generated on the phase-delay oscillator Cholesterol (Chol) was obtained from the Sigma-
with respect to the excitation signal. The image contrast Aldrich Company (Milan, Italy). Egg-yolk phosphati-
in the phase imaging describes the variation of the phase dylcholine (PC) was purchased from Fluka (Büchs,
during the cantilever oscillation (Koop-Marsaudon et al., Switzerland). Monocholesteryl PEG amine (Chol-PEG-
2000). The phase lag is affected by the tip-sample adhe- NH2) (Figure 1) was synthesised according to Pan et al.
sion, the elasticity, and the viscosity, which is related to (2007).
the composition and other different properties, such A MilliQ water system (Millipore, Bedford,
as the hydrophilicity and hydrophobicity of the sample Massachusetts, USA), supplied with distilled water,
surface. Thus, the tapping mode AFM is an extremely provided high-purity water (18 MΩ) for these experi-
versatile probe for local surface studies (Magonov et al., ments. All other chemicals were obtained commer-
1997; Tamayo and Garcia, 1996; Whangbo et al., 1998; cially as reagent-grade products and used without
Noy et al., 1998). purification.
Therefore, we propose the application of the phase
For personal use only.
O
H 2N NH O
75
Table 1. Atomic force microscopy (AFM) and photon correlation spectroscopy (PCS) data of liposomes.
Mean diameter [nm] (± SD)
Lipidic composition PCS measurements
Samples (molar ratio) AFM measurements (z-average diameter) Zeta potential [mV] (± SD)
1 PC:Chol 1:0.1 Ø = 350 ± 85 280 ± 61 –16 ± 5
h = 38 ± 9 (PDI 0.77)
1a (extruded liposomes) PC:Chol 1:0.1 Ø = 213 ± 75 172 ± 11 –11 ± 5
h = 18 ± 6 (PDI 0.24)
2 PC:Chol-PEG-NH2 1:0.1 Ø = 266 ± 63 183 ± 14 31 ± 7
h = 21 ± 7 (PDI 0.30)
The experiments were carried out at 25°C ± 1; samples ware analyzed without any dilution.
Journal of Liposome Research Downloaded from informahealthcare.com by University of Southern Denmark on 11/21/13
Canada) of a 200-nm pore size (19 cycles) to obtain Atomic force microscopy: Tapping mode measurements
liposomes with size comparable with that of sample 2.
The AFM experiments were performed with a Nanoscope
This sample is reported in Table 1 as sample 1a. All for-
IIIa (Digital Instruments, Santa Barbara, California, USA)
mulations were stored at 4°C, protected from light, and
operating in tapping mode at room temperature. Using
analyzed within 15 days.
a commercial silicon tip-cantilever (tip diameter ≅
5–10 nm) with a stiffness of about 40 Nm−1 and a reso-
Particle size and zeta potential nance frequency of around 150 KHz, both the height-
Liposomes were analyzed for particle size and zeta and the phase-imaging data were acquired simultane-
potential by PCS and laser Doppler anemometry using ously. All the AFM images were obtained, without any
a Zetasizer Nano ZS (Malvern, Worchestershire, UK; dilution of the samples, with a scan rate of 0.7 or 1 Hz
Laser 4 mW He-Ne, 633 nm, Laser attenuator Automatic, over a selected area in the dimension of 1.2 × 1.2 µm or
For personal use only.
transmission 100% to 0.0003%, Detector Avalanche 0.5 × 0.5 µm. Freshly cleaved mica was used as the sub-
photodiode, Q.E. > 50% at 633 nm, T = 25°C) without any strate for AFM observations.
dilution of the samples. The force applied to the surface is roughly adjusted
To evaluate the stability of lipidic samples, the by the ratio of the engaged or set-point amplitude Asp to
software was also used in trend mode, which allows the free-air amplitude A0. The set point amplitude was
multiple measurements in a range of temperature to adjusted to 10–25% of the free-air amplitude for “high
be recorded. The parameters selected were: initial force” and to 40–70% or 75–90% of the amplitude for the
and final temperatures of the trend 4 and 40°C; tem- moderate- and low-force imaging, respectively (McLean
perature interval 4°C; number of steps 10; number of and Sauer, 1997). All data presented in this paper were
measurements to be made at each step after equili- obtained in moderate force mode (set point adjusted to
bration time 2, and equilibration time at each tem- 50–60%).
perature 2 minutes. The equilibrium time of 2 minutes Images were processed and analyzed by using a
was capable of ensuring that the sample viscosity was program obtained from Digital Instruments software,
equilibrated before each determination. All the data version V5-31 (Veeco Group, Santa Barbara, California,
were collected as “mean count rate versus tempera- USA). The height and diameter of liposomes were meas-
ture versus average diameter.” ured from the profile section of AFM line scans analyz-
ing the height images.
NMR analysis
Results and discussion
1
H HR-MAS NMR spectra were recorded on an Avance-
400 spectrometer (Bruker BioSpin Corp, Billerica,
Characterization of liposomes: PCS and NMR studies
Massachusetts, USA) operating at 400.13 MHz and
equipped with a 1H/13C dual HR-MAS probe with gra- Table 1 summarizes the mean diameter obtained
dients at lock channel. Typically, 50 µL of samples pre- elaborating the AFM images, the z-average diameter
pared by using 99.96% D2O were loaded into a 4-mm (the mean diameter based on the intensity of scattered
ZrO2 cylindrical rotor equipped with a PTFE spherical light), and the polydispersity index (PDI; an estimate of
insert. A zgcppr standard pulse sequence was employed the width of distribution) measured by using the PCS
(Bruker software) for residual HDO signal presaturation of the conventional liposomes (sample 1) and PEG-
and spinning rate was maintained at 12,000 Hz. Spectral grafted liposomes (sample 2). The average diameter of
parameters were: SW 20 ppm, 2 second presaturation, PEG-grafted liposomes (sample 2) was lower than that
32-k points, 64 scans. of conventional liposomes (sample 1). Moreover, the
62 Ruozi et al.
presence of PEG significantly reduces the size distribu- Since liposomes of the same size were required in
tion and the PDI. The presence of PEG coverage on the order to allow a comparison with sample 2 and to cor-
liposomal surface of sample 2 was suggested also by the rectly evaluate the physicochemical parameters, sample
higher positive surface charge due to the protonation in 1 liposomes were extruded. Both the z-average and the
the aqueous environment of the amino groups located polydispersity index of this extruded sample, called
at the end of the PEG molecules. sample 1a, indicate the presence of homogeneous pop-
These data agree with those reported in the literature ulation of large unilamellar vesicles (Table 1).
for the PEG-grafted liposomes. According to the litera- In order to study the relationship between pegyla-
ture (Ueno et al., 2003; Garbuzenko et al., 2005), the pres- tion and the liposome stability in terms of aggregation,
ence of a low amount of PEG molecules on the surface of solubilization and changes in molecular conformation,
liposomes (≤ 10% mol PEG-grafted lipid) easily prevents the size distribution, and scattering-intensity variations
Journal of Liposome Research Downloaded from informahealthcare.com by University of Southern Denmark on 11/21/13
the vesicles’ aggregation (reducing the attractive forces) were evaluated versus temperature. PCS can easily mon-
owing to steric hindrance due to the great hydration of itor temperature-dependent changes in the conforma-
polyethylene oxide. This limited aggregation results in a tion of polymer and lipidic particles. Figure 2 shows the
gradual reduction in the liposome size and size distribu- effect on the mean count rate and z-average diameter of
tion. Moreover, the curvature of the liposomal surface a lipidic vesicle produced by the temperature increase.
increases to balance the lateral repulsive force in the As reported by Michel et al. (2006), the measured count
lipidic bilayers produced by the extensive hydration rate could vary, since it is affected by the alteration in
around the polar head groups of PEG incorporated into the size and/or in the structure of the particle mem-
vesicles. These phenomena lead to the decrease of the brane and in the concentration of the sample. In the
mean diameters of vesicles (Ueno and Sriwongsitanont, present study, the concentration of the samples was
2005). 5 mg/mL without changes during the measurements;
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600 600
z- Average diameter (nm)
500 500
300 300
200 200
100 100
0 0
4 8 12 16 20 24 28 32 36 40
Temperature (°C)
600 600
z- Average diameter (nm)
500 500
Mean count rate (Kcps)
400 400
300 300
200 200
100 100
0 0
4 8 12 16 20 24 28 32 36 40
Temperature (°C)
Average diameter mean count rate
Figure 2. The z-average diameter (nanometers) and the mean count rate (kilo counts per second) obtained as a function of temperature (°C):
A: sample 1a and B: sample 2.
AFM phase imaging of soft samples 63
therefore, when the temperature changes, the variation be reduced. This feature is typical of solid and semisolid
in the measured scattering intensity, which reveals the materials, such as liposomes, cells, and tissue speci-
discontinuity in the mean count rate, can really reflect mens. This goal is achieved by spinning the samples (at
differences in the optical properties of the liposomes or rates in the range 3–15 kHz) along an axis held at 54.7
in size distribution. degrees with respect to the static magnetic field used in
The extruded liposomes (sample 1a) decreased their the magnetic resonance instrumentation. Signals from
size with the increase of the temperature, although it molecules that possess high mobility are narrow, while
can be emphasized that an anomalous swelling behav- those deriving from species possessing an intermediate
iour until about 20°C and variation in the mean count mobility are broader. Signals from structural species,
rate were observed. The thermally reduction of the such as those involved in cell membranes, give preva-
bending rigidity of the bilayers provided the size reduc- lently background contributions.
Journal of Liposome Research Downloaded from informahealthcare.com by University of Southern Denmark on 11/21/13
tion of liposomes. As the change in z-average was less Figure 3 shows the 1H HR-MAS (12,000 Hz) NMR
dramatic than the change in mean count rate, it can be spectra of conventional extruded liposomes (sample 1a)
also hypothesized as an alteration in the structure of and PEG-grafted liposomes (sample 2).
liposomes likely due to the polymorphic phase transi- In the spectrum of PEG-grafted liposomes, the lipidic
tion of the lipidic mixture (Epand et al., 2005). When the signals near 1.5–1 ppm have a wide line, suggesting an
liposomes were prepared using 10% mol of Chol-PEG- increased rigidity of the bilayer when compared to the
NH2 (sample 2), the z-average diameter decreased as the conventional liposomes. On the contrary, a PEG signal
temperature increased. On the contrary, the mean count near 3.7 ppm is much more narrow, thus indicating a
rates kept constant upon heating, indicating a good sta- good mobility of the PEG chain. As reported in the litera-
bility of this system. The decrease in the mean diameter ture (Hashizaki et al., 2005), the addition of PEG-lipid to
with increasing temperature in the pegylated sample liposomes produced a lateral phase separation both in
was already described by Garbuzenko et al. (2005). This the gel and liquid crystalline states. Moreover, the fluidity
behavior could be explained considering that the high in the interfacial region of liposomal bilayer membranes
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temperature increases the mobility of molecules, reduc- was markedly increased by the addition of PEG-lipids.
ing bilayer thickness. On the other hand, the grafted
PEGs strengthen the repulsive forces on the liposome
Characterization of liposomes: height and phase tap-
surface (Kenworthy et al., 1995).
ping mode images
Samples were analyzed through 1H-NMR with the
HR-MAS technique, which allows the broadening due to As demonstrated using PCS and the NMR approach,
the dipolar interactions and chemical shift anisotropy to conventional liposomes and PEG-grafted liposomes
(a)
(b)
(a)
0.00 µm 0.50 1.00 0.00 µm 0.50 1.00
0.00 0.00
27 nm
−7 nm
0.50 0.50
y: 1.00 µm
x: 1.00 µm
1.00 1.00
Journal of Liposome Research Downloaded from informahealthcare.com by University of Southern Denmark on 11/21/13
0.20 0.20
10 nm
y: 0.50 µm
−3 nm
0.40 x: 0.50 µm 0.40
Height images
3D images
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(b)
0.00 µm 0.50 1.00 0.00 µm 0.50 1.00
0.0 0.0
57 nn
0.50 0.50
−18 n
x: 1.2 µm y: 1.2 µm
1.00 1.00
x: 0.50 µm y: 0.50 µm
0.40 0.40
Figure 4. Tapping mode height images, 3D reconstructions, and phase images for A: sample 1a and B: sample 2. Area of scansion, 1.2 × 1.2 µm
and 0.5 x 0.5 µm.
showed several differences in physical-chemical param- Figure 4 shows the height, three-dimensional height
eters. To evaluate the surface properties and to complete (3D), and phase images of conventional extruded lipo-
the characterization, the tapping mode AFM approach somes (sample 1a; panel A) and PEG-grafted liposomes
was used. (sample 2; panel B) acquired at two different selected
AFM phase imaging of soft samples 65
areas of scansion (1.2 × 1.2 µm; 0.5 × 0.5 µm), using the 2001; Dubourg and Aimè, 2000; Wang et al., 2003; Scott
same force applied to the surface (set point amplitude and Bhushan, 2003). Particularly, the phase shift of soft
adjusted to 50–60% of the free-air amplitude). liquid-like samples was affected primarily by the wet-
The two types of images revealed a corresponding ting behavior of the samples (Tamayo and Garcia, 1996;
phase shift for the protrusions relative to the surface of Luna et al., 1998). Concerning this, Dong and Yu (2003)
the liposomes. The height images of the samples showed analyzed the effect of condensed water and organic
separated, and more defined, vesicles with a height of 20 coating on the nanoparticle surface and clearly corre-
nm and a diameter of approximately 200–250 nm. lated the superficial properties with the phase imaging
As expected, these data poorly correlate with the obtained by using the tapping mode AFM. In the same
particle size obtained by PCS, and it suggests that our way, the surface properties of our liposomes can be
vesicles were distorted during the AFM measurements. considered different from those of stiff and soft materi-
Journal of Liposome Research Downloaded from informahealthcare.com by University of Southern Denmark on 11/21/13
As described in our previous work (Ruozi et al., 2005) als, as liposomes are nanovesicles formed by the phos-
and confirmed by Nakano et al. (2008), liposomes com- pholipid layer enclosing an acqueous core. The phase
posed with the phospholipids having the lowest phase- shift could be affected primarily by the wetting and the
transition temperature (e.g., PC) showed a high fluidity bilayer hydration. Therefore, the AFM informations of
of liposomal membrane and tended to collapse by inter- liposomes could be related to the surface viscoelastic
action with the mica surface. Also, pegylated liposomes properties, rather than the hardness of the material. As
were flattened into the mica surface, showing their high liposomes are soft and the water is not only present into
fluidity. Considering the phase images, the investiga- the core, but also hydrates the bilayer and condenses
tions suggest the presence of remarkable differences in on the surface, the dark contrast in the phase image
the surface properties between the conventional and (negative phase shift) of sample 1a well describes the
the PEG-grafted liposomes. Conventional liposomes higher viscous/attractive forces between tip and sample.
(sample 1a) comprised a dark frame as a consequence Practically, the AFM tip worked in the attractive regime
of a negative phase shift, while PEG-grafted liposomes with a dark phase contrast when it approached very
For personal use only.
appeared with a well-defined bright phase contrast viscous samples. Similarly, Haugstad and coworkers
(positive phase shift). (Haugstad and Jones, 1999; Haugstad et al., 2000) and
The force applied to the surface can dramatically Dong and Yu (2003) described the correlation between
change the phase data, making difficult the interpreta- bright and dark contrast in the phase image and the
tion of phase contrast results. To more rationally inter- humidity in the environment affecting the amount of
pret the AFM phase images, several researchers car- condensed water on the sample surface.
ried out the AFM experiments by using different forces The presence of PEG in liposome formulation leads
(Wabnig et al., 2007; Bar et al., 1997; Raghavan et al., the conversion from dark to bright frame in phase
2000), relating the force to the driving amplitude (A0) images (Figure 4, panel B). The bright phase contrast on
and the set-point amplitude (Asp) ratio. Owing to this the particle surface could be explained considering the
choice, the set point is the key factor capable of affecting presence of PEG chains on the liposome surface, along
both the relative phase and the relative height signal on a with the very high capacity of these hydrophilic mol-
heterogeneous sample. In fact, an inversion of the phase ecules to bind water (Tirosh et al., 1997). The amount of
and height contrast can occur as the set point is changed condensed water can modify the properties of the sam-
under certain conditions (Bar et al., 1998; Garcia et al., ple surface. In our opinion, the massive water condensa-
1998). Setting the force applied to the surface of the tion at the surface of PEG-grafted liposomes resulted in
liposomes, it was possible to correlate the change in a relative low viscosity environment. The bright contrast
energy dissipation during the scanning with the change due to a larger amount of condensed water can be noted
in material properties (when the morphology of samples as one of the characteristics of the samples containing
did not affect the analysis). a very liquid-like surface with low viscosity. In fact, the
Several theoretical and mathematical models have high level of hydration of PEG-grafted liposomes leads to
been developed to describe the nature of the phase con- the reduction of the attractive forces between the tip and
trast. Some reasearchers described the surface proper- the samples, while repulsive ones are increased. The low
ties of stiff samples by using Young’s modulus and viscosity of the surface produced by the PEG hydratation
ascribing a larger, brighter positive phase shift to a stiffer induces the tip to work in a repulsive regime. Besides,
surface, having a higher elastic modulus (Magonov considering that the interaction between the tip and the
et al., 1997; Leclère et al., 1996). Some materials, espe- surface could be due also to a different contact angle,
cially polymers and lipids, have been found to show the higher amount of condensed water on the liposome
viscoelastic behavior; consequently, these substances surface could increase the contact area. As described
tend to display both solid- and liquid-like characteris- by Magonov et al. (1997), considering the polyethylene
tics when subjected to the tip approach (Nguyen et al., surface, both the large contact area and soft surface
66 Ruozi et al.
Journal of Liposome Research Downloaded from informahealthcare.com by University of Southern Denmark on 11/21/13
Figure 5. Tapping mode height image, 3D reconstruction, and phase image for mixed match of liposomes (sample 1a/sample 2). Area of scan-
sion, 1.2 × 1.2 µm.
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