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ArthurDiane 2015 3TheEmploymentProcess FundamentalsOfHumanRe
ArthurDiane 2015 3TheEmploymentProcess FundamentalsOfHumanRe
3
Preparation, Recruitment,
Interviewing and Documentation
Learning Objectives
All rights reserved. May not be reproduced in any form without permission from the publisher, except fair uses permitted under U.S. or applicable copyright law.
INTRODUCTION
Several years ago I was approached by one of the attendees at a seminar I was
conducting on employment interviewing. She introduced herself as Dana, an
HR administrator with a mid-sized retail firm. She explained that she dis-
agreed with a statement I’d made just before our break: “You said that a com-
monly held belief by many nonprofessional interviewers is that interviewing
is little more than effortless conversation, but in reality, the most effective in-
terviewers are those who are in control of the interview, having completed
several preparatory steps before meeting their applicants. Where I work, in-
terviewers don’t spend time preparing; instead, they basically ask the appli-
cants to ‘tell me about yourself,’ ask a few follow-up questions, and then sit
back and listen.”
I thought for a moment and then said, “Dana, you appear to be saying
that applicants have control of the employment process, and interviewers are
reactive—merely recipients of information. It becomes a matter of chance as
to whether employees work out or not. I’d like to suggest that when interview-
ers take a proactive role in the employment process, everyone benefits—and
Copyright 2015. AMA Self-Study.
63
© American Management Association. All rights reserved.
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64 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
Think About It . . .
Do you agree with Dana and believe that interviewers don’t need to prepare prior to an interview?
____ yes; ____ no.
Should interviewers ask just a few questions and let applicants do all the talking?
____ yes; ____ no
____________________________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
INTERVIEW PREPARATION
Like Dana, many people believe that interviewing does not require prepara-
tion. This is largely based on observations of interviews conducted by pro-
fessionals who can make employment interviews seem like effortless
conversation. In reality, these interviewers have put a great deal of work be-
hind this casual front by completing three key preparatory steps at the begin-
ning of the employment process.
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 65
Intangible Requirements
Intangible criteria can help balance specific educational or experiential require-
ments. Examples of intangibles include attitude, creativity, initiative, man-
agement style, personality, and temperament. These factors can be significant,
but only when examined in relation to the requirements of the opening. In
other words, they must be job-specific. Intangibles can be particularly helpful
if two or more applicants have similar concrete qualifications; you can then
compare intangible job-related criteria to help make the final decision. Be
careful not to weigh intangible elements too heavily or select someone solely
on the basis of any of these factors.
Reporting Relationships
When familiarizing yourself with reporting relationships, ask yourself two
sets of questions. The first involves the reporting relationship between two
positions: What positions will this job report to, both directly and indirectly?
What positions report directly and/or indirectly to this job? What is the rela-
tionship between this job and other jobs in the department and the organiza-
tion, in terms of level and scope of responsibility? The second set of questions
involves the reporting relationship between two individuals: What is the man-
agement style of the person in charge? What are the traits that he or she values
in an employee?
Work Environment
A position’s work environment encompasses many factors, such as standing
for long periods of time, exposure to chemicals or fumes, working in cramped
quarters, or working in a very noisy location. Unless logistically impractical,
a visit to the job site should be part of the interview. This way there will be
no surprises and new employees know exactly what to expect when reporting
to work on the first day.
Exemption Status
As stated earlier, all employees are classified as exempt or nonexempt. The
Fair Labor Standards Act (FLSA) defines the term exempt as meaning not
entitled, by law, to overtime compensation; that is, employers are not required
to pay exempt employees for time worked in excess of 40 hours per week. Ex-
emption status is determined by a duties test and a salary basis test, both of
which are available through the Department of Labor, Wage and Hour Divi-
sion. The term generally pertains to executives, managers, and some supervi-
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66 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
sors. The term nonexempt refers to employees who are entitled to overtime
compensation. The FLSA requires employers to pay nonexempt employees
no less than the prevailing minimum hourly wage. Any nonexempt employee
required to work in excess of 40 hours per week must be compensated at a
rate of not less than one-and-one-half times the worker’s regular rate.
Union Status
Be prepared to tell applicants whether they will be required to join a union,
and to provide information relative to initiation fees or required dues, and
any other relevant details.
Salary Range
Whether this information is disclosed to an applicant at the initial interview
is a matter of company policy; regardless, interviewers should know what a
job pays so they can determine if the organization and the applicant are fi-
nancially compatible.
Benefits
Describing your company’s benefits package can be an excellent selling point,
especially for hard-to-fill positions. Interviewers are advised to prepare a 45–
60 second summary of company benefits, such as medical and disability in-
surance, dental coverage, life insurance, profit-sharing plans, stock bonus
programs, vacation days, personal days, leaves of absence, holidays, and tuition
reimbursement. Be sure, too, to mention any benefits that set your company
apart from the competition.
Growth Opportunities
Since most applicants are interested in upward mobility, it’s helpful to know
about the frequency of performance appraisals, salary reviews and increases,
policies regarding promotions, relationship of a position’s level and scope of
responsibilities to that of others within a job family, policies governing internal
job posting, likelihood of advancement, tuition reimbursement plans, and
training opportunities.
Exhibit 3-1 shows what you should know about a position you are trying
to fill.
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 67
xhibit 3–1
Step One of Interview Preparation: Becoming Familiar with a Position
Although the interviewer eventually does ask some questions, these are
usually not well thought-out or job-specific. From the applicant’s perspective,
listening to an interviewer repeat the information they themselves have pro-
vided is frustrating. It’s also unproductive for interviewers, because they’re
not learning anything about the person’s qualifications.
This scenario can easily be avoided by reviewing an applicant’s com-
pleted application and/or resume prior to the interview. Not only will you
become familiar with the person’s credentials, background, and qualifications
as they relate to the requirements and responsibilities of the job, but you can
identify areas to question during the interview. The applicant will also per-
ceive you as being prepared and thus likely to be more responsive.
Though it’s true that between job sites and online applications many em-
ployers have eliminated paper applications and resumes, many companies,
especially small businesses, still accept and even require them. Whatever the
format, applications and resumes are likely to remain an important part of
the employment process.
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68 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 69
assistant” and “vice president.” Sometimes, too, titles sound very grand,
but upon probing, you discover that they carry few substantive responsi-
bilities.
10. “Red-flag” areas. “Red-flags” refer to any information that does not seem to
make sense or that leaves you with an uneasy feeling. Make a note of these
and pursue them during the interview.
See Exhibit 3-2 for an abbreviated list of these checkpoints.
xhibit 3–2
Step Two of Interview Preparation: 10 Checkpoints for Reviewing the
Employment Application or Resume
1. Scan the overall appearance.
2. Look for blanks or omissions.
3. Review the applicant’s work history and make a note of gaps in time.
4. Consider overlaps in time.
5. Note any other inconsistencies.
6. Consider the frequency of job changes.
7. Be objective when evaluating salary requirements.
8. Review reasons for leaving previous jobs.
9. Look for clearly defined duties and responsibilities.
10.Pay attention to “red flags.”
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70 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
to the applicant respond, note any areas mentioned that you want to pursue
further. I’ve had as many as two dozen follow-ups to this one question. In fact,
this one question alone could yield enough information to fill an entire in-
terview if you listen closely to the applicant’s answer and use portions of it as
the basis for additional questions. Exhibit 3-3 offers some questions that may
be prepared prior to the interview.
Think About It . . .
First, review your original answers to the following questions. Apply what you’ve learned since
you first answered them.
Do you believe that interviewers don’t need to prepare prior to an interview? ____ yes; ____ no
Should interviewers ask just a few questions and let applicants do all the talking?
____ yes; ____ no
____________________________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
Are your answers the same as they were initially, or have they changed? Explain.
____________________________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
RECRUITMENT
Angela, the HR manager for a retail firm of 1,000 employees, nervously
scanned her list of e-mail messages, hoping there wouldn’t be another one
from Ted, the director of marketing. He was growing increasingly impatient
with her efforts over the past month and a half to fill his opening for an exec-
utive assistant. Angela has run out of qualified people to send. Aside from
posting the opening on the job opportunity section of their company website
and on a popular general job board, she didn’t know what else to do. She was
getting plenty of responses, but few seemed right for the job. She wondered
if she should explore other, “old-school” recruitment sources, but wasn’t the
Internet the only way to go these days? Her phone rang, interrupting her
thoughts. When she heard the voice on the other end, she swallowed hard: it
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 71
xhibit 3–3
Step Three of Interview Preparation: Plan Basic Questions
was Ted. He didn’t waste any time getting to the point: “What we need is a
recruitment plan,” he said emphatically. Ted was right; Angela had to explore
other avenues and develop a strategy for filling his opening. He continued,
“Let’s sit down together and go over some of our options. I think if we work
together as a team we’ll succeed.”
Recruitment Sources
With all the recruitment sources available you should never find yourself in
the position of saying, “I can’t find anyone!” Still, deciding which recruitment
source to tap each time you have an opening can prove challenging. Some
people take the easy way out and use the same source each time. Aside from
the possibility that market conditions and certain internal factors may have
changed, there is the possibility that this practice could lead to charges of sys-
temic discrimination—the denial of equal employment opportunity through
an established business practice, such as recruitment. Even though the dis-
crimination may be inadvertent, the disparate effect it produces may develop
into a prime area of vulnerability for employers.
Selecting the most productive recruitment source becomes even more
challenging during a tumultuous economic market. When unemployment
rates rapidly peak and dip, employers are left to wonder how and where to
find employees.
Despite the popularity of electronic recruiting, these sources don’t always
yield desired results. Consequently, an increasing number of companies are
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72 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
Electronic Recruiting
Many recruiters remain steadfast in their allegiance to online recruiting, even
if they don’t get the quality applicants they’re seeking. Whether you fall into
that category, or are someone who likes to mix things up a bit by exploring
both electronic sources and some of the more traditional ones discussed ear-
lier and in Exhibit 3-4, let’s see if we can clarify some of the factors that impact
electronic recruiting.
xhibit 3–4
Traditional Recruitment Sources
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 73
Internet Applicants
To comply with record-keeping requirements and to preclude charges of dis-
crimination, the Office of Federal Contract Compliance Programs (OFCCP)
of the U.S. Department of Labor, has determined that an “Internet Applicant”
is defined according to certain criteria:
• An individual submits an expression of interest in employment through the
Internet or related electronic data technologies;
• The contractor considers the individual for employment in a particular po-
sition;
• The individual’s expression of interest indicates the individual possesses
the basic qualifications for the position; and
• The individual at no point in the contractor’s selection process, prior to re-
ceiving an offer of employment from the contractor, removes himself or
herself from further consideration.
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74 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
The matter of exposure is essential. Even the most expensive website is in-
effective if not seen or accessed. Employers often purchase hypertext links or
hotlinks, buttons that lead directly into its server from popular employment
service sites. This allows web surfers to jump from one site to another, ensuring
easier access and greater exposure. It’s also a good idea to track how often the
site is being accessed and what pages are the most popular. Tracking the number
of hits on each page can offer insight into how the website should be redesigned
and what features should be revised, included, or eliminated down the road.
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 75
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76 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
Exercise 3–1
Recruitment
Let’s revisit Angela and Ted from earlier in this chapter. As you recall, Ted, the director of marketing,
was frustrated with Angela, the HR manager, because he felt that after a month and a half she
should have been able to find him a qualified executive assistant. He believed this was due largely
to the fact that she had limited her search to posting the opening on the job opportunity section of
their company website and on a popular general job board. Angela understood his concern, having
been cautioned by the company’s attorney to avoid over-reliance on electronic sources.
Compile a list of recruitment sources Angela can use that are more likely to result in finding
Ted a qualified executive assistant.
1. _________________________________________________________________________
2. _________________________________________________________________________
3. _________________________________________________________________________
4. _________________________________________________________________________
5. _________________________________________________________________________
6. _________________________________________________________________________
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 77
Competency-Based Questions
As stated earlier, competencies are skills, traits, qualities, or characteristics
that contribute to a person’s ability to perform the duties and responsibilities
of a job effectively. Competencies are the gauges for job success. Identifying job-
specific competencies enables you to assess how effective a person has been
in the past and hence how effectively he or she is likely to perform in their
next job. Accordingly, competency-based questions relate past job performance to
probable future on-the-job behavior by exploring four key areas: tangible or
measurable skills, knowledge, behavior, and interpersonal skills. Most jobs
emphasize the need for one category over the others, but every employee
should be able to demonstrate competencies in all four categories.
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78 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
Open-Ended Questions
Open-ended questions require full, multiple-word answers. The answers gener-
ally lend themselves to discussion and result in statements upon which you
can build additional questions. Open-ended questions further encourage ap-
plicants to talk, allowing you to actively listen, assess verbal communication
skills, observe the applicant’s pattern of nonverbal communication, and pro-
vide time to plan subsequent questions.
The question, “Could you please describe your activities in a typical day
at your current job?” is a classic, generic, open-ended question. Here are ad-
ditional examples, this time for a job requiring customer service: “What is the
process that someone with a complaint is supposed to follow?” “What is your
role in the process?” “What do you do when a customer is not satisfied with
the answer you have given?” A classic ineffective open-ended question is “Can
you tell me about yourself ?” It can result in irrelevant and possibly inappro-
priate information that can ultimately lead to discrimination charges.
Open-ended questions should make up about 15 percent of the interview.
Hypothetical Questions
Hypothetical questions are based on anticipated or known job-related tasks for
an available position, phrased in the form of problems and presented to the
applicant for solutions. The questions are generally introduced with words
and phrases like: “What would you do if . . . ,” How would you handle . . . ,” or
“Consider this scenario . . .” They are, effectively, the opposite of competency-
based questions in that they look to the future.
Hypothetical questions allow for the evaluation of an individual’s rea-
soning abilities, thought processes, values, attitudes, work style, and approach
to different tasks. They are especially helpful when asked of applicants with
limited or no prior work experience.
Hypothetical questions typically comprise approximately five percent of
an interview.
Probing Questions
Probing questions allow the interviewer to look more thoroughly for additional
information. Best thought of as follow-up questions, they are usually short
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 79
and simply worded. Applicants who have trouble providing full answers to
questions usually appreciate the extra help that comes from a probing ques-
tion. These also show the applicant you are interested in what he or she is
saying and want to learn more.
Examples of probing questions include, “Why?,” “How often?,” “What
caused that to happen?” They usually constitute about five percent of the in-
terview.
Closed-Ended Questions
Closed-ended questions may be answered with a single word—generally yes or
no. They are most useful when seeking clarification or verification of infor-
mation in that they result in concise responses. Closed-ended questions should
not be used instead of open-ended or competency-based questions.
Here are some examples of effective closed-ended questions: “How often
do you travel in your current job?” “Based on what you have told me so far,
may I assume that you prefer working independently rather than as part of a
team?” “What did you major in while in college?” Closed-ended questions
should make up no more than five percent of an interview.
Exercise 3–2
Asking Questions That Get Results
You are interviewing an applicant for a sales position involving extensive customer contact. Prepare
five questions representing the different questioning techniques as you explore the person’s prior
experience with difficult customers.
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80 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
DOCUMENTATION
Notes taken during and after an interview become a permanent record of that
meeting. These notes will prove useful to the original interviewer as well as
others considering rejected applicants for future job openings. In addition,
post-interview documentation is often scrutinized as potential evidence in
employment discrimination suits.
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 81
These statements become objective and job-specific when they are fol-
lowed by job-related information. For example, “I feel Ms. Jenkins would make
an excellent manager of product planning” becomes effective when rewritten
as “I feel Ms. Jenkins would make an excellent manager of product planning
based on her experience in her present capacity as manager of product plan-
ning at Avedon Industries.”
Exercise 3–3
Using Objective Language
“In my opinion, Mr. Martin does not have what it takes to be a sales representative.”
____________________________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
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82 FUNDAMENTALS OF HUMAN RESOURCES MANAGEMENT
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THE EMPLOYMENT PROCESS: PREPARATION, RECRUITMENT, INTERVIEWING AND DOCUMENTATION 83
Review Questions
3. The three key preparatory steps at the beginning of the employment 3. (b)
process are:
(a) preparing key questions, planning the orientation program, and
documentation.
(b) becoming familiar with the job, reviewing the application or resume,
and preparing key questions.
(c) exploring various recruitment sources, becoming familiar with the job,
and reviewing the application or resume.
(d) exploring various recruitment sources, reviewing the application or
resume, and preparing key questions.
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