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School of Materials Science and Engineering, University of Science and Technology of China, Shenyang 110016, P. R. China
Janus two-dimensional (2D) materials have attracted much attention due to possessing unique
properties caused by their out-of-plane asymmetry, which have been achieved in many 2D families.
In this work, the Janus monolayers are predicted in new 2D MA2 Z4 family by means of first-
principles calculations, MoSi2 N4 and WSi2 N4 of which have been synthesized in experiment(Science
369, 670-674 (2020)). The predicted MSiGeN4 (M=Mo and W) monolayers exhibit dynamic, ther-
modynamical and mechanical stability, and they are indirect band-gap semiconductors. The inclu-
sion of spin-orbit coupling (SOC) gives rise to the Rashba-type spin splitting, which is observed in
the valence bands, being different from common conduction bands. Calculated results show valley
polarization at the edge of the conduction bands due to SOC together with inversion symmetry
breaking. It is found that MSiGeN4 (M=Mo and W) monolayers have high electron mobilities.
Both in-plane and much weak out-of-plane piezoelectric polarizations can be observed, when a uni-
axial strain in the basal plane is applied. The values of piezoelectric strain coefficient d11 of the
Janus MSiGeN4 (M=Mo and W) monolayers fall between those of the MSi2 N4 (M=Mo and W) and
MGe2 N4 (M=Mo and W) monolayers, as expected. It is proved that strain can tune the positions
of valence band maximum (VBM) and conduction band minimum (CBM), and enhance the the
strength of conduction bands convergence caused by compressive strain. It is also found that tensile
biaxial strain can enhance d11 of MSiGeN4 (M=Mo and W) monolayers, and the compressive strain
can improve the d31 (absolute values). Our predicted MSiGeN4 (M=Mo and W) monolayers as
derivatives of 2D MA2 Z4 family enrich Janus 2D materials, and can motivate related experimental
works.
FIG. 1. (Color online) The top view (a) and side view (b) crystal structure of MSiGeN4 (M=Mo and W) monolayer. The
rhombus primitive cell and the rectangle supercell are marked by black and green lines.
Mo W TABLE I. For MSiGeN4 (M=Mo and W) monolayers, the
lattice constants a0 (Å), the gaps with GGA and GGA+SOC
Frequency H 9
Frequency H 9
(eV), and Rashba energy (meV).
Name a0 Gap Gap-SOC ER
MoSiGeN4 2.963 1.116 1.126 0.8
WSiGeN4 2.964 1.428 1.408 4.2
monolayers, along with strain effects on their electronic
. ī 0 .
. ī 0 .
structures and piezoelectric properties. Finally, we shall
give our discussion and conclusions.
FIG. 2. (Color online) The phonon band dispersions of
MSiGeN4 (M=Mo and W).
II. COMPUTATIONAL DETAIL
conductor (SGS) to ferromagnetic semiconductor (FMS) We perform DFT36 calculations for structural relax-
to SGS to ferromagnetic half-metal (FMHM) with in- ation and electronic structures by using the Perdew-
creasing strain33 . The valley-dependent properties of Burke-Ernzerhof generalized gradient approximation
monolayer MoSi2 N4 , WSi2 N4 and MoSi2 As4 have been (PBE-GGA) for the exchange and correlation function,
studied by the DFT calculations34,35 . as implemented in the Vienna ab initio simulation pack-
It’s a natural idea to achieve Janus 2D materials in age (VASP)37–40 . To describe the electron-ion inter-
the new septuple-atomic-layer 2D MA2 Z4 family. In action, we use the projector augmented wave (PAW)
this work, inspiring from the already synthesized MSi2 N4 method. For energy band calculations of MSiGeN4
(M=Mo and W) by introducing Si during CVD growth (M=Mo and W) monolayers, the SOC is also taken into
of M2 N (M=Mo and W)30 , we construct the MSiGeN4 account. A cutoff energy of 500 eV for the plane wave
(M=Mo and W) monolayers, which may be achieved basis set is used to ensure an accurate DFT calculations.
by introducing Si and Ge during CVD growth of M2 N For the convergence of electronic self-consistent calcula-
(M=Mo and W). Their electronic structures, carrier mo- tions, the total energy convergence criterion is set to 10−8
bilities and piezoelectric properties have been investi- eV, and the Hellmann-Feynman forces on each atom are
−1
gated, and show distinct Rashba spin splitting and out- less than 0.0001 eV.Å . A vacuum spacing of more than
of-plane piezoelectric polarizations compared to MSi2 N4 32 Å is adopted to decouple the spurious interaction be-
(M=Mo and W) monolayers32. It is found that the strain tween the layers.
can effectively tune the electronic structures and piezo- The coefficients of the elastic stiffness tensor Cij and
electric properties of MSiGeN4 (M=Mo and W) mono- piezoelectric stress coefficients eij are calculated by us-
layers. ing strain-stress relationship (SSR) and density func-
The rest of the paper is organized as follows. In the tional perturbation theory (DFPT) method41 , respec-
next section, we shall give our computational details and tively. The Brillouin zone sampling is done using a
methods. In the next few sections, we shall present struc- Monkhorst-Pack mesh of 16×16×1 for Cij , and 9×16×1
2D
tural stabilities, electronic structures, carrier mobilities for eij . The 2D elastic coefficients Cij and piezoelec-
2D
and piezoelectric properties of MSiGeN4 (M=Mo and W) tric stress coefficients eij have been renormalized by the
3
The top view and side view of crystal structure of
Energy H 9
Energy H 9
MSiGeN4 (M=Mo and W) monolayers are shown in Fig-
ure 1, and the rhombus primitive cell and the rectan-
GGA GGA+SOC gle supercell are shown. The structure of monolayer
Mo Mo MSiGeN4 (M=Mo and W) could be regarded as a MN2
layer sandwiched by Si-N and Ge-N bilayers, which can
í í be constructed by replacing the Si/Ge atoms of top
SiN/GeN bilayer in MSi2 N4 / MGe2 N4 monolayer with
í í Ge/N atoms. If the Si-N or Ge-N bilayers is considered
. ī 0 . . ī 0 .
as a whole, the MSiGeN4 (M=Mo and W) monolayers
can be viewed as Janus 2D materials. The symmetry of
MSiGeN4 (M=Mo and W) monolayers (No.156) is lower
Energy H 9
Energy H 9
0
out-of-plane vibrations deviates from linearity, which
-0.245 W -0.245
agrees well with the conclusion that the ZA phonon
Energy (eV)
Energy (eV)
Mo
-0.250 -0.250 branch should have quadratic dispersion, when the
sheet is free of stress44,45 . All phonon frequencies of
-0.255 -0.255
the MSiGeN4 (M=Mo and W) monolayers are positive,
-0.260 -0.260 which confirms their dynamical stability, and they can
exist as free-standing 2D materials.
-0.265 -0.265
It is important to check the mechanical stability of
-0.270 -0.270 the MSiGeN4 (M=Mo and W) monolayers by elas-
K M K M
tic constants Cij . The hexagonal symmetry leads
to two independent elastic constants C11 and C12 for
FIG. 4. (Color online) The enlarged view of the valence bands
MSiGeN4 (M=Mo and W) monolayers. The calculated
near the Fermi level for MSiGeN4 (M=Mo and W) monolayers
using GGA (Left) and GGA+SOC (Right). C11 =C22 =486.71 Nm−1 /508.27 Nm−1 and C12 =144.14
Nm−1 /147.21 Nm−1 for MoSiGeN4 /WSiGeN4 mono-
layer. For hexagonal symmetry, the mechanical stability
of a material should satisfy the Born criteria of mechan-
ical stability46 :
2D 3D C11 > 0, C66 > 0 (1)
length of unit cell along z direction (Lz): Cij =LzCij
2D 3D
and eij =Lzeij . The phonon dispersion spectrums are where the C66 =(C11 -C12 )/2. The calculated Cij confirm
calculated by Phonopy code42 with a supercell of 5×5×1 the mechanical stability of MSiGeN4 (M=Mo and W)
using the finite displacement method, and a 3×3×1 k- monolayers. The Young’s modulus C2D (θ) can be calcu-
mesh is employed. The kinetic energy cutoff is set to 500 lated on the basis of the elastic constants47 :
eV. The constant energy contour plots of the spin texture 2
C11 C22 − C12
are calculated by the PYPROCAR code43 . C2D (θ) = (2)
C11 sin4 θ + Asin2 θcos2 θ + C22 cos4 θ
4
FIG. 5. (Color online) Spin texture calculated in a kx − ky plane centered at the Γ point and at an energy surface of -0.25
(-0.24) eV below the Fermi level for MoSiGeN4 [Top] (WSiGeN4 [Bottom]) monolayer. The red and blue colours show spin-up
and spin-down states, respectively.
2
where A = (C11 C22 − C12 )/C66 − 2C12 . It is worth thesized in experiment30 . If the Si and Ge are simulta-
noting that MSiGeN4 (M=Mo and W) monolayers neously introduced during CVD growth of M2 N (M=Mo
are mechanically isotropic. The calculated C2D is and W) to passivate its surface, it is possible to achieve
444.02 Nm−1 /465.63 Nm−1 for MoSiGeN4 /WSiGeN4 MSiGeN4 (M=Mo and W) monolayers.
monolayer, which are larger than ones of most 2D
materials48–51 , indicating that these monolayers are rigid.
The Poisson’s ratio ν(θ) is also isotropic, and can be at- IV. ELECTRONIC STRUCTURE
tained by:
C12 Due to containing transition metal in MSiGeN4
ν 2D = (3) (M=Mo and W) monolayers, the SOC is also taken into
C11
account. In fact, it has been proved that the SOC
The calculated ν is 0.296/0.290 for MoSiGeN4 /WSiGeN4 has important effects on electronic structures of mono-
monolayer. layer MSi2 N4 (M=Mo and W), which exhibit rich spin-
To verify the stability of the MSiGeN4 (M=Mo and valley physics31,34,35 . Therefore, the SOC is considered
W) monolayers at room temperature, ab initio molecular for electronic structure calculations of MSiGeN4 (M=Mo
dynamics (AIMD) simulations are carried out with a su- and W) monolayers, and their energy band structures
percell of size 4×4×1 for more than 3000 fs with a time with both GGA and GGA+SOC are plotted in Figure 3.
step of 1 fs. The total energy fluctuations of MSiGeN4 Both GGA and GGA+SOC results show that MSiGeN4
(M=Mo and W) monolayers as a function of simulation (M=Mo and W) monolayers are indirect gap semiconduc-
time together with crystal structures at 300 K after the tors with the CBM at K point. To accurately determine
simulation for 3 ps are shown in FIG.1 of ESI. Calcu- VBM, the enlarged views of the valence bands near the
lated results show no obvious structural disruption with Fermi level for MSiGeN4 (M=Mo and W) monolayers us-
the total energy fluctuates being small after 3 ps at 300 ing GGA and GGA+SOC are plotted in Figure 4. For
K, which proves that MSiGeN4 (M=Mo and W) mono- GGA results, the valence bands of MoSiGeN4 around the
layers are thermodynamically stable. Γ point near the Fermi level are flat with the error less
The dynamical, thermal and mechanical stability of than 1 meV, and the VBM of WSiGeN4 deviates slightly
the MSiGeN4 (M=Mo and W) monolayers are proved by the Γ point. Due to the intrinsic out-of-plane electric field
phonon calculations, AIMD and elastic constants, sug- induced by the mirror asymmetry, the Rashba-type spin
gesting the possible synthesis of these monolayers. By splitting around the Γ point is observed, when the SOC
introducing Si during CVD growth of M2 N (M=Mo and is included. This gives rise to the deviation of VBM of
W), monolayer MSi2 N4 (M=Mo and W) have been syn- MSiGeN4 (M=Mo and W) monolayers with GGA+SOC.
5
-5.42
-3.80
vacuum
-5.44
vacuum
-3.82 Slope=-4.064
-5.46
-E
-3.84
-E
CBM
-5.48 Slope=4.168
VBM
E
-3.86
E
-5.50
-3.88
-5.52
-0.010 -0.005 0.000 0.005 0.010 -0.010 -0.005 0.000 0.005 0.010
x/x x/x
0 0
-5.42
-3.80
vacuum
-5.44
vacuum
-3.82 Slope=-3.746
-E
-5.46
-E
-3.84
CBM
VBM
-5.48 Slope=3.83
E
-3.86
E
-3.88 -5.50
-0.010 -0.005 0.000 0.005 0.010 -0.010 -0.005 0.000 0.005 0.010
y/y y/y
0 0
FIG. 6. (Color online) The band energies of the VBM and CBM of WSiGeN4 monolayer with respect to the vacuum energy as
a function of lattice dilation along both x and y directions using GGA+SOC. The red solid lines are linear fitting curves with
fitted slopes as the DP constant.
Energy H 9
Energy H 9
Energy H 9
Energy H 9
Energy H 9
Energy H 9
Energy H 9
Energy H 9
Energy H 9
Energy H 9
FIG. 7. (Color online) The energy band structures of WSiGeN4 monolayer using GGA+SOC with a/a0 changing from 0.90 to
1.10.
It is found that the gap values of MSiGeN4 (M=Mo and fully spin-polarized in the out-of-plane direction (only SZ
W) monolayers between GGA and GGA+SOC are very component), which is confirmed by our calculated results
close, and the related data are summarized in Table I. with FIG.2 of ESI being only SZ component. MSiGeN4
(M=Mo and W) monolayers have conduction band val-
From FIG.2 of ESI, the Zeeman-type spin splitting leys at K and K1. Although the VBM is not at the
around K/K1 point (the degenerate K and K1 valleys K/K1, the valleys are still well defined and not far in en-
) in the valence bands near the Fermi level is observed ergy. The similar results can be observed in monolayer
due to SOC together with inversion symmetry breaking. MoSi2 N4 , WSi2 N4 and MoSi2 As4 34,35 .
The respective time-reversal symmetry requires that the
spin splitting must be opposite at the two distinct val- The constant energy 2D contour plots of spin texture
leys, which can be observed from FIG.2 of ESI. Moreover, calculated in a kx − ky plane centered at the Γ point are
due to the existence of the horizontal mirror, they are shown in Figure 5. The Rashba-type spin splitting of
6
TABLE II. For MSiGeN4 (M=Mo and W) monolayers, elastic modulus (C2D ) using GGA, effective mass (m∗ ) and deformation
potential (El ) using GGA+SOC, carrier mobility (µ2D ) at 300 K.
Carrier type C2D (Nm−1 ) m∗ El (eV) µ2D (cm2 V−1 s−1 )
Electrons x 444.02 0.41 -3.37 5205.14
MoSiGeN4 y 444.02 0.38 -3.13 6573.25
Holes x 444.02 -10.66 3.56 6.56
y 444.02 -10.67 3.39 7.22
Electrons x 465.63 0.30 -4.06 7046.80
WSiGeN4 y 465.63 0.28 -3.75 8767.94
Holes x 465.63 -8.73 4.17 19.45
y 465.63 -1.29 3.83 155.43
1000
TABLE III. Piezoelectric coefficients e11 (d11 ) and e31 (d31 ) of C 11
1 P
600
Name e11 d11 e31 d31
MoSi2 N4 4.395 1.144 - -
Cij
400
MoSiGeN4 5.116 1.494 -0.087 -0.014
MoGe2 N4 5.621 1.846 - - 200
16 10
e 11 8
11 S P 9
12 e 31 6
C/m
4
8 2
−10
d
0
10
4
−2
0.90 0.94 0.98 1.02 1.06 1.10
eij
0.10
0
31 S P 9
0.05
−4
0.90 0.94 0.98 1.02 1.06 1.10 0.00
14
e −0.05
d
11
12
e
C/m
31
10 −0.10
0.90 0.94 0.98 1.02 1.06 1.10
−10
8
10
2 31
in Figure 9, Figure 10 and Figure 11, respectively. For
0 MoSiGeN4 , these are shown in FIG.5, FIG.6 and FIG.7
−10
= Mo, W) monolayers, the most important difference is Calculated results show that compressive strain can
that Janus MSiGeN4 (M=Mo and W) monolayers have change the positions of CBM and VBM of MSiGeN4
out-of-plane piezoelectric polarization and Rashba effect (M=Mo and W) monolayers, and tune the strength of
due to their out-of-plane asymmetry. Although their out- conduction bands convergence. It is also found that
of-plane piezoelectric polarization and Rashba effect are biaxial strain can enhance d11 [d31 (absolute values)]
very weak, our works open a new avenue to achieve Janus of MSiGeN4 (M=Mo and W) monolayers by tensile
materials in the new 2D MA2 Z4 family. [compressive] strain. Our works will stimulate further
In summary, we investigate the electronic structures, experimental studies to achieve MSiGeN4 (M=Mo and
carrier mobilities, piezoelectric properties of MSiGeN4 W) monolayers, and will motivate farther exploration
(M=Mo and W) monolayers by the reliable first-principle on Janus monolayers in new 2D MA2 Z4 family.
calculations. They are found to exhibit mechanical,
thermodynamical and dynamic stability, and high ex- Conflicts of interest
perimental feasibility. It is found that MSiGeN4 (M=Mo There are no conflicts to declare.
and W) monolayers are indirect gap semiconductors.
When the SOC is considered, the Rashba effect can be
observed in the valence bands of MSiGeN4 (M=Mo and
W) monolayers. Their electron mobilities are very high ACKNOWLEDGMENTS
due to very light electron effective masses. The e11 /d11
of MSiGeN4 (M=Mo and W) monolayers can be induced This work is supported by the Natural Science Foun-
by a uniaxial strain in the basal plane, similar to MSi2 N4 dation of Shaanxi Provincial Department of Education
(M = Mo, W) monolayers. In addition to this, a vertical (19JK0809). We are grateful to the Advanced Analysis
piezoelectric polarization e31 /d31 can be produced upon and Computation Center of China University of Mining
application of uniaxial or biaxial strains due to the lack and Technology (CUMT) for the award of CPU hours
of reflection symmetry with respect to M atomic layer. and WIEN2k/VASP software to accomplish this work.
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