Professional Documents
Culture Documents
V. OBJECTIVES :
After completing this module, you are expected to explain fully the basic concepts, principles
and philosophy of the Probation system. Describe the relationships of the probation administration
with other pillars of the criminal justice system, recommend or provide solutions to problems involving
probation investigation and supervision. Discuss the operation of the probation in the country and
apply learned concepts in everyday life.
The Bachelor of Science in Criminology as one of the various programs offered in CICOSAT
Colleges dedicates this module in line with the institutional outcomes for you to manifest lifelong
learning and becoming a responsible member of the family, community and society as an exemplary
model to deter others in committing crimes, exercise the profession competently and generate new
knowledge contributory to national development by imparting knowledge with regards to
community based programs offered by the government. Helps you to express yourself effectively
using various modes of communication during the course and be able to work in a spirit of
collaboration and teamwork. Sharpen your critical and creative thinking to analyze and provide so-
lution discipline-related on moral challenges or problems and make sound decision as a profes-
sional in the field of correction and public safety. Moreover, it activates your global awareness,
community engagement by participating on various community/ industries activities relevant to the
field of specialization like community relation in addressing global and local concerns. Be responsible
socially and ethically by holding personal values and beliefs consistent with the institutions core values
as well as to become actively participate in professional/civic organization and engage in various
activities to promote empowered leaders. These serve as hallmark of the CICOSAT graduates and
indicators of the institution success.
The field of criminology is the study of crime and the various agencies of justice as they
operate and react to crime, criminals and victims. The College of Criminal Justice Education under
CICOSAT Colleges is committed to meet the national standards of competent instruction and training
ensuring the production of excellent and competitive graduates. Therefore, we are dedicated to
provide you with a strong leadership and professionalism in the different aspects of criminal justice
through the program outcomes by actively participating in the profession and by applying your
knowledge and skills in law enforcement, criminal jurisprudence and correctional administration. This
course will help you to engage in other related careers in the field of criminology like guest lecturer,
researcher, publicist, trainers etc. by sharing your expertise in community development. As you go
through the various activities, you can confidently communicate orally and in written from both in
English and Filipino, including local language in the conduct of law enforcement,
criminal jurisprudence and correctional administration.
VI. COURSE REQUIREMENT : Quizzes, Assignments, Major Examination.
This module includes course content and schedule which will serve as your guide in the
sequence of our lessons, the activities to be conducted as well the time and date of submission of
your outputs. Note that this module is good for 28 days only. It is a must that you read your lessons
based in the course schedules, follow the instructions strictly and submit the outputs on time indicated.
Late submission or failure to do the assigned task on time will be given consideration based on the
justification of your explanation but expect a deduction of points.
Please be patient and eager to read each lesson in every module and do your best to
accomplish the assigned task and activities per lesson. Remind yourself as well that all outputs must be
submitted and/or answered via online using Google Classroom for those with Internet connectivity. In
case you are not capable of submitting outputs online, you can do the activities using the space
provided or separate sheets on each lessons then submit the same on the indicated schedule.
Remember that distance learning mode assumes that you are independent learner, but feel free and
do not hesitate to reach me out via SMS (0910069657), via messenger (Account name : Aub Rey) or
via email (amocicosat13@gmail.com) for any questions or clarifications. I am much willing to guide
you and I will appreciate more if we can build up a good rapport in assisting you under this type of
learning modality.
For the assignments, rubrics are given in every activity. In answering via online or in the
provided answer sheet per lesson, please take note that there is an allotted time duration to avoid
any forms of dishonesty. For quizzes, corresponding points are given, in case when answering on your
module, remind yourself that erasures automatically a demerit on the total points or consider wrong. In
addition, aside from assignments and quizzes you need to be prepared for the major
examinations, (Midterm and Final Examination) to pass this course subject.
Good luck to you and I hope you will find this type of learning modality a fun learning as you
go over with each lessons and gain required competencies after completing this module.
Have you ever thought why there are people so called as criminals? Are you aware how our
criminal justice system works? What will happen once you have been convicted as a criminal? Is there
really a chance for new hope to reform when criminals committed in jail? Or is it justifiable that a
criminal can go back to the community and serve it’s sentence out of the premise of prison or jail?
How deep is your knowledge about our Correctional System in the Philippines?
As a Criminology student, you need to be armed with a plan that serves as your guide in your
mission as a future law enforcer and a public servant, a coordinates to direct you to have a better
understanding of the different principles, and a weapon not just to protect but buckled up yourself to
engage. Even so, your skills and knowledge will give you the supreme power as to prepare your
journey to save lives & properties, secure their safety and even sacrificing yourself for our country.
This module focus to explain what is community based correction as one of the approaches
used by the government correctional system to reform & rehabilitate person outside the premise of
correctional institutions like jail and prisons. It includes the introduction of the Philippine Correctional
system to understand its structures as well as recognizing the entities in charge in providing community
based programs. In addition, this module also emphasize to make you understand the benefits,
purpose and function of community based correction. In the last part, it is an eye opener for you to
examine and analyze the current issues and concerns of our correctional system with regards to
non-institutional corrections.
Remember in trying to search the answer on the essential or focus of the question :
Do convicts deserve to go back & undergo rehabilitation in the community? Or our
government must stick to its approach that criminals must serve and suffer their sentence in a
correctional institution because they deserve it?
There is now a principle of NON-INSTITUTIONAL CORRECTION that works for the reintegration
of convicted individual to society which is known as RESTORATIVE JUSTTICE. It advocates the
alteration of the behavior of convicts through the use of holistic but non-incarcerated methods
of rehabilitation, (Braithwaire, 1900-1990). It is like helping the convicts to enter the society in a
way they can be accepted by the society. This system has its impact on the society in general
as well, as it helps the society understand and accept the fact that convicts are also part of the
society. (EzineArticles.com)
The above mentioned are the programs offered under Non-Institutional or Community-based Corrections
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Commutation of Sentence
The reduction of the duration of prison sentence of a prisoner
Reprieve
The deferment of the implementation of the sentence for an interval period of time; it
does not annul the sentence but merely postpones or suspends it’s execution
Amnesty
A special form of pardon bestowed to a certain person who are usually political offenders.
May be granted Before or After Conviction and needs the concurrence of the congress.
Probation
A disposition under which a defendant, after conviction and sentence is released subject to
the imposed by the court and to the supervision of a probation officer.
Parole
A conditional release of an offender from a correctional institution after he has served the
minimum of his prison sentence or indeterminate penalty.
You can watched this short video for more details about Executive Clemency, Probation & Parole
https://youtu.be/pMyJFxQigYU
https://youtu.be/RrlzRD6FoKQ
https://youtu.be/kXUZhaWdc3c
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Correction is the fourth pillar of the Philippine Criminal Justice system composed of two major
and equally significant components:
Institutional-Based Correction
Non-institutional- Based Correction ( Community Based Correction)
Both are being implemented by the three department of the executive branch of government.
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
BUREAU OF JAIL MAN- it has the jurisdiction over all municipal, city and dis-
AGEMENT AND PE- trict jails nationwide.
NOLOGY (BJMP)
PROVINCIAL LOCAL it operates all provincial jails not turned over to the
GOVERNMENT UNITY BJMP
Philippine Correctional System is fragmented in basis due to E.O 324 signed by the
former President Ramos on April 12, 1996.
You can visit this websites for more details about the entities mentioned above;
http://probation.gov.ph/
https://www.dswd.gov.ph/
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
The idea behind non-institutional correction program is that, most convicts can be effec-
tively held accountable for their crimes at the same time that they can fulfill legitimate living
standards in the community. Most convicts do not pose an imminent danger to themselves or to
others and can therefore remain in the community to maintain relationships. Rehabilitating con-
victs within the community confers several benefits such as:
The convicts will remains in the community in which he or she has responsibilities. He can con-
tinuously engage to his legitimate sources of livelihood to support himself and his family and
the government can collect taxed form him;
Convicts under community- based correction are more capable to compensate their victims
through restitution or to pay-back the community through community service; and
Community – based corrections programs do not expose convicts to the subculture of vio-
lence existing in jails or prisons.
Other benefits:
A. Strengthening family ties through avoidance of broken family relationships.
The treatment and rehabilitation of convicted offender is done outside the institutional
facilities, hence family members will not suffer broken family due to imprisonment of one
if its members;
B. Prevention of Influence Contamination
Putting convicted felon to prison may expose him to hardened criminals who might
influence him to be more hardened criminal than before;
C. Engagement of Community Involvement
Rehabilitation can be more effective with the help of the members of the community.
D. Assurance of Individualizes Treatment Approach
These programs provide individualize treatment program for the convicts which is if not
available, it is hard to attain in correctional institution.
It is more economical than institutional-based correction on the part of the Govern-
ment.
FUNCTIONS
Client monitoring and supervision to ensure program compliance
Ensuring public safety
Employment assistance
Individual and group counseling
Educational training and literacy services
Networking with other community agencies and business
Reducing jail and prison overcrowding
The focus of this module is to explain the role of Parole and Probation
Administration as one of the entities providing community based-corrections in the
administration of justice. You are expected to internalize its function and appreciate their
responsibilities in the efforts for the holistic development and reformation of the criminals.
Furthermore, the enlightenment on how PPA helps the community, criminals and
the victims by means of providing rehabilitation as a resort of restorative justice are
included under this module , together with the statement of the vision, mission, goals,
functions and mandate of the administration. The detailed explanation of the
administration seal, rehabilitation programs offered by the administration, its organization-
al structure as well as the legal basis of its establishment and function is one of the em-
phasis topics to better understand the operation of the PPA.
Towards the end of this, after finishing this module you must be more aware and
can be able to help the administration in the pursue of achieving the restorative
justice by participating the programs, exert cooperation and extend
efforts in achieving the prime concern of the admin-
istration, to rehabilitate the criminals in our community as
part of the community based program.
Remember in trying to search the answer on the essential or focus of the ques-
tion :
As a future Criminologist and an aspirant public servant, may this module gives
you the insight on how to embrace other methods of giving rehabilitation
programs that fits on the needs of the victim and the criminals not solely in the
sense of retribution just because the criminal deserves to be punished. Are you ready to open
your minds and begin to understand in depth the role of PPA in leading the concept of restora-
VISION
A model component of the Philippine Correctional System that shall
enhance the quality of life of its client through multi-disciplinary pro-
grams and resources, an efficient organization, and a highly profes-
sional and committed workforce in order to promote social justice
and development.
MISSION
To rehabilitate probationers, parolees and pardoned and promote
their development as an integral persons by utilizing innovative inter-
ventions and techniques which respect the dignity of man and rec-
ognize his divine destiny.
FUNCTIONS GOALS
to administer the parole and probation Promote the reformation of criminal of-
system fenders and reduce the incidence of
to exercise supervision over parolees, recidivism, and
pardonees and probationers Provide a cheaper alternative to the
to promote the correction and rehabili- institutional confinement of first-time
tation of criminal offenders offenders who are likely to respond to
individualized, community-based treat-
ment programs.
MANDATE
The Parole and Probation Administration is mandated to conserve and/or redeem convict-
ed offenders and prisoners who are under the probation or parole system.
VOLUNTEER PROBATION
ASSISTANT (VPA)
PROGRAM
THERAPEUTIC
COMMUNITY (TC)
It process provides a healing opportunity for affected parties to facilitate the recov-
ery of the concerned parties and allow them to move on with their lives.
Citizens of good standing in the community may volunteer to assist the probation
and parole officers in the supervision of a number of probationers, parolees and
conditional pardonees in their respective communities. Since they reside in the
same community as the client, they are able to usher in the reformation and reha-
bilitation of the clients hands-on.
In collaboration with the PPO, the VPA helps pave the way for the offender, victim and
community to each heal from the harm resulting from the crime done. They can initiate
a circle of support for clients and victims to prevent further crimes, thereby be partici-
pants in nation-building.
It is an environment that helps people get help while helping themselves. It operates
in a similar fashion to a functional family with a hierarchical structure of older and
younger members. Each member has a defined role and responsibilities for sustaining
the proper functioning of the TC. There are sets of rules and community norms that
members commit to live by and uphold upon entry. The primary ―therapist‖ and
teacher is the community itself, consisting of peers, staff/probation and parole offic-
ers and even Volunteer Probation Aides (VPA), who, as role models of successful per-
sonal change, serve as guides in the recovery process.
PPA Administrator
-The administration is headed by Administrator which is appointed by the President
of the Philippines.
QUALIFICATION:
At least 35 years of age
Holder of Master Degree or its equivalent in either Criminology, Social Work, Cor-
rection, Penology, Psychology, Sociology, Public Administration, law, police sci-
ence or related fields
Have at least 5 years supervision experience, or member of Philippine Bar with at
least 7 years of supervisory experience
DUTIES:
Act as Executive Officer of the Administration
Exercise supervision and control over all Probation Officer
Promulgates subject to the approval of the Secretary of Justice and necessary
rules relative to the methods and procedures of the probation process
Submits annual report to the Secretary of Justice, in such form as latter may pre-
scribe, concerning the operation, administration and improvement of the proba-
tion system
Recommend to the Secretary of Justice the appointment of the subordinate per-
sonnel of the administration and other offices established in PD 986 as amended
Provides for planning, research and evaluation of the probation system and pro-
gram
Appoints citizen of good repute and probity to acts as a volunteer probation aids
Generally performs such duties and exercise such powers as may necessary or in-
cidental to achieve the objectives of PD 968 as amended
ASSISTANT ADMINISTRATOR
-Also appointed by the President.
QUALIFICATION:
At least 35 years of age
Holder of Master Degree or its equivalent in either Criminology, Social Work, Cor-
rection, Penology, Psychology, Sociology, Public Administration, law, police sci-
ence or related fields
Have at least 5 years supervision experience, or member of Philippine Bar with at
least 7 years of supervisory experience
DUTIES:
Assist the Administrator in the planning, organizing, directing and controlling the
activities and function of the Administration
Serves as Deputy to the Administrator and acts as such in the absence of the latter
Assists in the formulation of the policies, rules and regulations and in the implemen-
tation and/or execution of the programs and projects of the Administration
Perform such duties as may be assigned by the Administrator
QUALIFICATION:
Possess at least Bachelor’s Degree with a major in social work, sociology, psycholo-
gy, criminology, penology, corrections, police science, police administration or re-
lated field
Has at least 3 years of experience in work requiring any of the above mentioned
discipline or is member of Philippine Bar with at least 3 years of supervisory experi-
ence
DUTIES:
Implements laws, policies, programs, rule and regulation of the Administration in the
Regional Office
Provide economical, efficient and effective probation service to the people in the
region
Coordinate with Regional Officer of the Department, Bureau and agencies in the
area
Coordinate with local government units in the area; and
Perform such functions as may be provided by law or may be assigned by the Ad-
ministrator
QUALIFICATION:
Possess at least Bachelor’s Degree with major in Social Work, Sociology, Criminolo-
gy, Penology, Corrections, Police Science, Police Administration or related field
Have at least 3 years of experience in work requiring any of the above mentioned
discipline or is a member of Philippine Bar with at least 3 years of supervisory experi-
ence.
DUTIES
Investigate all person referred to him for investigation by the proper court or Admin-
istration
Instruct all probationers under his supervision or the Volunteer Probation Aides (VPA)
on the terms and conditions of the probation
Keep himself informed of the conduct and condition of probationers under his
charge and use all suitable methods to bring about on improvement in their con-
duct and conditions
PROBATION OFFICER
Conduct post-sentence investigation
Assist the Provincial or City Probation Officer to carry out his duty effectively
Deals directly with the VPA regarding the conduct of visitation and supervision and
provision of counseling and other social services appropriate to the rehabilitation of
the probationer.
STAFF SERVICES
Provides technical expertise for the most implementation of the program.
Composed of different division divided into different sections
ADMINISTRATIVE DIVISION
-Responsible for providing the Administration with well planned, directed and co-
ordinated services relating to personnel, records, supplies, equipment, disburse-
ment, custodial and janitorial work.
SECTIONS:
PERSONNEL SECTION – administer personnel management program of the admin-
istration which includes selection and placement, classification and pay, employ-
ee relations and personnel actions and transaction.
TRAINING DIVISION
Responsible for the training programs/activities of the Administration which in-
clude the development of programs of instruction, training schedule, the conduct
of training and related activities and the preparation of resource materials and
training handouts.
Functions:
Train probation officers and probation aids, citizen volunteers and personnel of
the community agencies and institution providing service and assistance to pro-
bationers.
Establish and operate national and regional centers
Keep abreast with the changing philosophy of corrections, methods of correction-
al treatment, techniques of behavior modification, guidance and counseling and
resource development and management
Evaluate training program, conduct researches on curriculum development and
enrichment and develop new method of instruction
And others instructed by the Administration
Module 2. Parole & Probation Administration
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
SERVICE OBJECTIVES:
1. To provide the courts with relevant information and judicious recommendation for the
selection of offenders to be placed on probation.
2. To provide the Board of Pardons and Parole with necessary and relevant information which
can be used in determining a prisoner’s fitness for parole or any form of executive clemen-
cy.
3. To provide the Dangerous Drugs Board with pertinent information and prudent recommen-
dations for the determination of first-time minor drug offenders to be placed on suspended
sentence,
4. To effect the rehabilitation and the integration of the probationers, parolees pardonees
and first time minor offenders as productive, law abiding and socially responsible members
of the community.
5. To prevent recidivism and protect the community through a well-planned supervision of
probationers, parolees, pardonees, and first-time minor drug offenders.
6. To make use of innovative, ad financially and technically feasible projects to uplift the mor-
al, spiritual and economic condition of probationers, paroles, pardonees and first time mi-
nor drug offenders by utilizing available community resources as much as possible.
7. To continuously assess and improve professional performance in post-sentence, pre-parole/
executive clemency, and suspended sentence investigation, case management, and oth-
er related works.
8. To periodically review the Probation law and its implementing rules as to reconcile the
same with the evolving realties in the field.
9. To assiduously observe and uphold the professional ethics in the delivery of service.
ADMINISTRATIVE OBJECTIVES:
2. To achieve a united approach to Agency goals through integrated planning and constant
coordination among all units.
3. To develop a more efficient and up-to date system for the collection, collation and analysis
of data relative to probation, parole and suspended sentence case loads, and their manage-
ment.
4. To recruit qualified employees and volunteer aides, and to promote their continuing profes-
sional development.
5. To continuously improve staff and the line service through adequate personnel supervision,
relevant research, and periodic evaluation.
6. To generate greater public and inter-agency support for probation through as integrated
and systematic public information programs
7. To activate the participation in the government’s jail decongestion program, and in this con-
nection, to give priority to detention prisoners in our public information drives.
8. To cooperate and coordinate with other agencies of the government in the accomplish-
ment of national program thrusts.
Laws/Rules/Regulations Description
- M e m o r a n d u m o f
Agreement between
Dangerous Drugs Board and
Parole and Probation
Administration
August 17, 2005
-Sections 54 and 57 of Repub- The Parole and Probation Administration
lic Act No. 9165 was given the task to supervise a person
―The Comprehensive who is placed on probation or community
Dangerous Drugs Act of service under the voluntary service pro-
2002‖ August 30, 2002 gram.
Laws/Rules/Regulations Description
Republic Act No. 10707 The amendments to P.D. 968 were: a) Sec-
―An Act Amending Presi- tion 4--‐ Grant of Probation, b) Section 9 – Dis-
dential Decree No. 968, oth- qualified Offenders, c) Section 16 – Termina-
erwise known as the Proba- tion of Probation, d) Section 24 – Miscella-
tion Law of 1976, as amend- neous Powers of Regional, Provincial and
ed‖ City Probation Officers, e) Field Assistants,
November 26, 2015 Subordinate Personnel, and f) Section 28 –
Volunteer Probation
Assistants
This module overview the world of probation as an offered individualized and community-
based correction. It includes the details in tracing the historical background on the evo-
lution of probation system in international and Philippine setting. It goes with the ex-
planation of the purposes, advantages and Ii focuses also on the provisions and
other legal basis in the practice of implementing probation law. After finishing this
module, you are expected to understand and be more aware how probation sys-
tem helps in promoting restorative justice and achieving the goal of our govern-
ment in the prevention of crime commission.
Remember in trying to search the answer on the essential or focus of the question :
As a future Criminologist and an aspirant public servant, may this module gives you
the insight on how to embrace other methods of giving rehabilitation programs that
fits on the needs of the victim and the criminals not solely in the sense of retribution just
because the criminal deserves to be punished.
Are you ready to open your minds and begin to understand deeper how probation system in
works?
Criminals are no doubt that needs rehabilitation and reformation. We, as part of the community
pillar have a great responsibility to help the government to eradicate the commission of the
crime and it’s an impact on the flow of our criminal justice system. But the question here is, do
criminals deserve to go back in the community to serve their sentence as an individualized cor-
rection treatment? What do you think? Well then, brace yourself and lets begin to understand
what is PROBATION all about.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
A term coined by John Augustus, from the Latin verb "probare" – which means to
prove or to test.
It is a procedure under which the court releases a defendant found guilty of a
crime without imprisonment subject to the condition imposed by the court and
subject to the supervision of the probation service.
It may be granted either through the withholding of sentence (suspension of im-
position of a sentence) or through imposition of sentence and stay or suspension
of its execution. The former generally considered more desirable.
It is a privilege granted by the court to a person convicted of a criminal offense
to remain in the community instead of actually going to prison/jail.
A disposition under which the defendant after conviction and sentence is re-
leased subject to the conditions imposed by the court and the supervision of a
probation officer
Note:
Probation officer is one who investigate for the courts a referral for probation or
supervise a probationer or both while Probationer is one who is placed under pro-
bation,
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
1. AS A SYSTEM OF INSTRUCTION
The probationer will be placed under the supervision of probationer officer who
shall be directly in charge of supervising and monitoring the progress of the rehabili-
tation program based on the conditions imposed by the court. Such control of the
court shall considered continuing in character until such time that the court orders
the discharge from probation of the convict.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Probation was first legally established in the US. They are the country that first enacted
the law but its origin from English common law brought to us by the colonists.
Henry II in the 13th century compromised between church and state- member of
the clergy brought before the king’s court maybe claimed for that jurisdiction by
the Bishop or Chaplain requesting him on the ground that he is subject to the ec-
clesiastical court only.
The benefit result the compromise is that jurisdiction is that jurisdiction is main-
tained with the Kings court but sentencing, Greater Leniency is done resulting to
escape from death penalty. King would not present evidence so if found guilty-
degraded or put to penance.
It was fought for by Archbishop Thomas Becket and conceded by Henry II in 1176
in the aftermath of Becket's murder. It exempted clergy from trial or sentence in a
secular court on charges arising from a range of felonies and offences. This ex-
emption extended from tonsured clerics to include nuns, and later it was allowed
to all who could prove themselves literate by reading a verse of Scripture when
charged with certain violations of the law. The reasoning was that literacy was
the accepted test of clerical status. It was abolished by Parliament in 1827.
(https://www.encyclopedia.com/social-sciences-and-law/law/law/benefit-
clergy)
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Eventually, the courts began the practice of "binding over for good be-
havior," a form of temporary release during which offenders could take
measures to secure pardons or lesser sentences. Controversially, certain courts
in due time began suspending sentences.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Two names are most closely associated with the founding of probation:
(1) Matthew Davenport Hill, an 18th century English barrister and judge; and
(2) John Augustus, a 19th Century Boston boot-maker.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
John Augustus, the "Father of Probation in USA," he is recognized as the first true proba-
tion officer. Augustus was born in Woburn, Massachusetts, in 1785. He died on June 21, 1859.
By 1829, he was a permanent resident of Boston and the owner of a successful boot-
making business ( Boston Shoemaker) start to work at age of 21 years of age. It was undoubtedly
his membership in the Washington Total Abstinence Society that led him to the Boston courts.
Washingtonians abstained from alcohol themselves and were convinced that abusers of alco-
hol could be rehabilitated through understanding, kindness and sustained moral suasion, rather
then through conviction and jail sentences.
In 1841 at age of 57 he became interested in court work, John Augustus attended police
court to bail out a "common drunkard," the first probationer. The offender was ordered to ap-
pear in court three weeks later sentencing. He returned to court a sober man, accompanied by
Augustus. To the astonishment of all in attendance, his appearance and demeanor had dra-
matically changed. Augustus thus began an 18-year career as a volunteer probation officer.
Not all of the offenders helped by Augustus were alcohol abusers, nor were all prospective pro-
bationers taken under his wing. Close attention was paid to evaluating whether or not a candi-
date would likely prove to be a successful subject of probation. The offender's character, age
and the people, places and things apt to influence him/her were all considered.
Augustus was subsequently credited with founding Investigations, one of three main con-
cepts of modern probation, the other two being Intake and Supervision. Augustus, who kept de-
tailed notes on his activities, was also the first to apply the term "probation" to this process of
treating offenders. By 1858, John Augustus had provided bail for 1,946 men and women, young
and old. Reportedly, only ten of this number forfeited their bond, a remarkable accomplishment
when measured against any standard. His reformer's zeal and dogged persistence won him the
opposition of certain segments of Boston society as well as the devotion and aid of many Boston
philanthropists and organizations. The first probation statute, enacted in Massachusetts shortly
after this death in 1859, was widely attributed to his efforts. Out of 2000 person whom he ex-
tended his help only 10 were ungrateful, out of 1100 cases only one case was forfeited.
Methods of Augustus
Provide bail for temporary suspension of punishment of sentence
Then he sought counsel and assist his charges in finding homes securing employment and
adjusting family difficulties
At the End of probation he brought offender back to court-if no further charges are found-
judge imposes nominal fine cost if man is poor, August advanced fine as loan.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
EDWARD H. SAVAGE
An ex-chief of police Boston named as the 1st paid probation officer in 1878.
Calvin Coolidge
30th USA President who signed the 1st Federal Probation Act effective on March 4, 1925.
John Marshall
US Chief Justice who used his discretion in modifying the prescribed penalties and gradually
developed more humane methods of dealing with violators of law.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Following the passage of that first statute, probation spread gradually throughout
the United States and subsequently to many other countries;
States statutory provision of Probation:
VERMONT
The 2nd state to enact probation law with the signing of Vermont act of 1898 but the
first state to adopt the County Plan of Probation.
Each county court was required to appoint a probation officer whose duty is to
make an investigation of accused persons as the request of any court. They are author-
ized to recommend that such persons, if convicted, be placed on probation.
All court were permitted to use probation in any case regardless of age or of-
fense, after conviction and imposition of sentence, for such time and upon such condi-
tions as it may prescribe. Thus, Vermont unlike Massachusetts provided for probation only
after suspension of sentence.
An important provision was added that the compensation of each probation officer shall
be determined by the court that appointed him, shall be paid from the state treasury on
vouchers approved by the said court. An unusually liberal provisions, quite the opposite
of the requirement in Massachusetts and other states that the probation must pat trial
costs, permitted the officer to spend for their temporary support and travelling expenses.
Such reasonable sum as the court may deem expedient to be repaid to the officer out
of the state treasury on vouchers approved by the court.
RHODE ISLAND
The 3rd sate that passed probation law
The 1st state who completely administered the probation system
Act of 1899 empowered the Board of State Charities and Corrections to appoint a
state probation officer and additional probation officers, at least if whom be a wom-
an, to serve all courts in the state, The court were authorized ay any time before sen-
tence to provisionally place any offender, juvenile or adult, who can lawfully be ad-
mitted to bail, except persons charged with treason, murder, robbery, rape, arson or
burglary, under the control and supervision of a probation officer.
=======================================================================
NEW JERSEY
The 4th sate to pass general probation law after New England model in 1900.
NEW YORK
The 5th state to enact adult probation
CALIFORNIA
The 6th state to enact adult probation and juvenile court laws, both in 1903.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
TAKE NOTE:
MASSACHUSETTS—occurred the first practical demonstration of probation, first use of term as
a court service and enactment of the 1st probation law.
CHICAGO—established the 1st juvenile court in 1899. The juvenile court movement contribut-
ed greatly to the development of probation as a legally recognized method of dealing with
offenders.. Illinois Juvenile Court formalize the intake process.
JUVENILE PROBATION DEVELOPS (1899) Minnesota and Illinois enacted laws giving
probation service to children only.
Probation was first introduced in the Philippines during the American colonial
period (1898 - 1945) with the enactment of Act No. 4221 of the Philippine Legislature on 7 Au-
gust 1935. This law created a Probation Office under the Department of Justice, led by Chief
Probation Officer appointed by American Governor-General with the advice and consent of
the US Senate. Act 4221 provides that probation is for 1st time offenders 18 years of age and
above convicted of certain crimes. On November 16, 1937, after barely two years of exist-
ence, the Supreme Court of the Philippines declared the Probation Law unconstitutional be-
cause of some defects in the law's procedural framework.
People vs. Vera (CASE)
It challenged the constitutionality of Act 4221 on 3 grounds
Encroached the pardoning power of the Chief Executive
It constitutes an undue delegation of legislative power; and
It denies the equal orotection of the laws.
In 1972, House Bill No. 393 was filed in Congress, which would establish a pro-
bation system in the Philippines. This bill avoided the objectionable features of Act 4221 that
struck down the 1935 law as unconstitutional. The bill was passed by the House of Represent-
atives, but was pending in the Senate when Martial Law was declared and Congress was
abolished.
On 24 July 1976, Presidential Decree No. 968, also known as Adult Probation Law of
1976, was signed into Law by the late President of the Philippines Ferdinand E. Marcos. The
operationalization of the probation system in 1976-1977 was a massive undertaking during
which all judges and prosecutors nationwide were trained in probation methods and proce-
dures; administrative and procedural manuals were developed; probation officers recruited
and trained, and the central agency and probation field offices organized throughout the
country. Fifteen selected probation officers were sent to U.S.A. for orientation and training in
probation administration. Upon their return, they were assigned to train the newly recruited
probation officers. The probation system started to operate on January 3, 1978. As more pro-
bation officers were recruited and trained, more field offices were opened.
The concept of probation stems from faith in man’s capacity to change for the better and in the
ultimate good that will redound to society by rebuilding rather than destroying those who have
offended it.
Thus, as early as the thirteenth century, efforts were made to mitigate the harshness of penal
laws through more enlightened and rehabilitative approaches in the treatment and correction
of offenders. These included the release of accused members of the clergy to ecclesiastical au-
thorities, judicial reprieve or temporary suspension of sentence or execution, deportation, and
release on recognizance wherein a misdemeanant bound himself before the court to ―keep the
peace and be on good behavior.‖ These practices in early English Courts became the forerun-
ners of probation which was later established in England and the United States.
In the Philippines, provisions for juvenile probation has been embodied in Article 80 of the Re-
vised Penal Code since its enactment in 1932. Thus, sentence was suspended for offenders under
16 years of age accused of a grave or less grave felony, who were then placed in the care and
custody of public or private entities. This was amended on December 10, 1974 by Presidential
Decree No. 603, known as the Child and Youth Welfare Code, and by Presidential Decree No.
1179 which set the age of minority to below 18 years of age at the time of the commission of the
offense. Likewise, Republic Act No. 6425 or the Dangerous Drugs Act of 1972 provided for the sus-
pension of sentence and probation of a first-offender under 18 years of age at the time of the
commission of the offense but not more than 21 years at the time when judgment should have
been promulgated.
The move to integrate adult probation in the Philippine criminal justice system began early in the
twentieth century when the Philippine Legislature approved Act No. 4221 on August 7, 1935. This
created a Probation Office under the Department of Justice, and provided probation for first
offenders 18 years of age and above who were convicted of certain crimes. Unfortunately, there
were defects in the law’s procedural framework so that, on November 16, 1937, the Supreme
Court declared it unconstitutional in the case of People of the Philippines vs. Vera on the
grounds of ―undue delegation of legislative power‖ and violation of the ―equal protection of the
law‖ clause.
A second attempt was made when then Congressmen Teodulo C. Natividad and Ramon D.
Bagatsing introduced House Bill No. 393 during their last months in Congress. Passed in the Lower
House, this was pending in the Senate when Martial Law was proclaimed in 1972.
The agitations for the adoption of an adult probation law continued. In 1973, the technical staff
of the Bacolod City Police Advisory Council, headed by Lt. Col. Arcadio S. Lozada and assisted
by US Peace Corps Volunteer Alvin L. Koenig, prepared a proposed Probation Decree which in-
corporated pertinent provisions of the Natividad and Laurel Bills. This was submitted to the Secre-
tary of Justice and the National Police Commission after a thorough perusal by a study commit-
tee of the Integrated Bar of the Philippines and subsequent indorsement by its national Board of
Directors.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Late in 1975 the National Police Commission, sitting en banc and headed by
Defense Secretary Juan Ponce Enrile who was the concurrent Chairman of NAPOL-
COM, heard the report ―Meeting the Challenge of Crime‖ of the Philippine delega-
tion to the 5th United Nations Congress held in Geneva, Switzerland in September 1975.
At that time, the Philippines was among the few participating countries without an
adult probation system. Citing the role of probation in an integrated approach to
crime prevention, the delegation urged priority action on the establishment of the sys-
tem. This was the turning point that led to the passage of the law. The Inter-Disciplinary
Committee on Crime Prevention created in 1974 by Secretary Enrile and chaired by
Commissioner Teodulo Natividad, then pursued the preparation of the probation de-
cree. Eighteen technical hearings were conducted, attended by 60 resource persons,
after which the draft decree was presented at the Seminar on the Probation System
sponsored by the NAPOLCOM, Philippine Constabulary and Integrated National Police,
and the University of the Philippines Law Center on April 24, 1976. This was studied and
overwhelmingly endorsed by 369 participants representing various sectors of society. A
final draft of the decree was subsequently prepared, then reviewed and endorsed to
the President of the Philippines by the Minister of Justice, Minister of National Defense,
and Chief Justice of the Supreme Court.
Thus, the law was born on July 24, 1976. It was during the closing ceremonies of the
First National Conference on a Strategy to Reduce Crime held at Camp Aguinaldo,
Quezon City, that President Ferdinand E. Marcos signed Presidential Decree (P.D.) No.
968, otherwise known as the Probation Law of 1976, in the presence of nearly 800 rep-
resentatives of the country’s criminal justice system.
The startup of the probation system in 1976-1977 was a massive undertaking during
which all judges and prosecutors nationwide were trained in probation methods and
procedures; administrative and procedural manuals were developed; probation offic-
ers recruited and trained, and the central agency and probation field offices orga-
nized throughout the country. The 1st Batch of probation officers during their observa-
tion tour of US Probation System (Los Angeles Training Academy on April 1, 1977). Fif-
teen selected probation officers were sent to United States for orientation and training
in probation administration. Upon their return, they were assigned to train the newly re-
cruited probation officers.
The probation system started to operate on January 3, 1978. As more probation officers
were recruited and trained, more field offices were opened.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
1932
Probation System in the Philippines started with the enactment of Juvenile Probation
Law for those under the age (16) as embodied in Article 80 of the PRC, Act No. 3815
which become effective on January 1, 1932 which have been amended by PD 603 on
December 10, 1974 also known as Child and Youth Welfare Code, as further amened
by PD 1179, PD 1210 and RA 7610 also RA 9165 suspension of sentence and probation of
a first-offender under 18 years old.
AUGUST 7, 1935
Act No. 4221 also known as First Adult Probation Law was enacted by the Philippine Leg-
islature. It created the Probation office under the Department of Justice led by Chief
Probation Officer appointed by the American Governor-general. The Philippines then
was a territory under USA.
In People of the Philippines vs. Vera, 37 O.G 164, the constitutionality of the 1st Adult Pro-
bation Law (Act 4221) was challenged under 3 principal grounds:
That said trespasses upon the power to exempt from punishment of the execution
That it constitutes an undue delegation of legislative power; and
It denies the equal protection of the laws
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
TEODULO C. NATIVIDAD
The Commissioner of the NAPOLCOM was designated in charge of the Inter-
Disciplinary Committee (IDC) by then Defense Secretary Juan Ponce Enrile, who
was also concurrent Chairman of the NAPOLCOM.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Laws/Rules/Regulations Description
PD 968 This law implies to adult convicts and 1st
July 24, 1976 time minor drug offenders (Section 70, RA
Probation Law 9165), and CICL (Sec 42, RA 9344).
(BELOW ARE THE AMENDMENTS)
PD 1257 Participation of the prosecutor in the deter-
December 1, 1977 mination of the application for probation
Amended section 4,7,15 & 33 of PD 968
Batas Pambansang Bilang 76 (BP 76) It provides for maximum probationable peri-
June 13, 1980 od of 6 years and one day
Amend sec. 9 of PD 968
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
ESTABLISHING A PROBATION SYSTEM, APPROPRIATING FUNDS THEREFOR AND FOR OTHER PURPOSES.
WHEREAS, one of the major goals of the government is to establish a more enlightened and hu-
mane correctional systems that will promote the reformation of offenders and thereby reduce the
incidence of recidivism;
WHEREAS, the confinement of all offenders prisons and other institutions with rehabilitation pro-
grams constitutes an onerous drain on the financial resources of the country; and
WHEREAS, there is a need to provide a less costly alternative to the imprisonment of offenders who
are likely to respond to individualized, community-based treatment programs;
NOW, THEREFORE, I, FERDINAND E. MARCOS, President of the Philippines, by virtue of the powers
vested in me by the Constitution, do hereby order and decree the following:
Section 1. Title and Scope of the Decree. This Decree shall be known as the Probation Law of
1976. It shall apply to all offenders except those entitled to the benefits under the provisions of
Presidential Decree numbered Six Hundred and three and similar laws.
Section 3. Meaning of Terms. As used in this Decree, the following shall, unless the context oth-
erwise requires, be construed thus:
(a) ―Probation‖ is a disposition under which a defendant, after conviction and sen-
tence, is released subject to conditions imposed by the court and to the supervision
of a probation officer.
(b) ―Probationer‖ means a person placed on probation.
(c) ―Probation Officer‖ means one who investigates for the court a referral for proba-
tion or supervises a probationer or both.
Section 4. Grant of Probation. Subject to the provisions of this Decree, the court may, after it
shall have convicted and sentenced a defendant and upon application at any time of said
defendant, suspend the execution of said sentence and place the defendant on probation
for such period and upon such terms and conditions as it may deem best.
Probation may be granted whether the sentence imposes a term of imprisonment or a fine
only. An application for probation shall be filed with the trial court, with notice to the appellate
court if an appeal has been taken from the sentence of conviction. The filing of the applica-
tion shall be deemed a waiver of the right to appeal, or the automatic withdrawal of a pend-
ing appeal.
An order granting or denying probation shall not be appealable.
(AMENDED by BP 76, PD 1990, RA 9344 & RA 10707)
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Section 6. Form of Investigation Report. The investigation report to be submitted by the proba-
tion officer under Section 5 hereof shall be in the form prescribed by the Probation Administra-
tor and approved by the Secretary of Justice.
Section 7. Period for Submission of Investigation Report. The probation officer shall submit to
the court the investigation report on a defendant not later than sixty days from receipt of the
order of said court to conduct the investigation. The court shall resolve the petition for proba-
tion not later than five days after receipt of said report.
Pending submission of the investigation report and the resolution of the petition, the defendant
may be allowed on temporary liberty under his bail filed in the criminal case; Provided, That, in
case where no bail was filed or that the defendant is incapable of filing one, the court may
allow the release of the defendant on recognize the custody of a responsible member of the
community who shall guarantee his appearance whenever required by the court.
Amended by PD 1257
Section 9. Disqualified Offenders. The benefits of this Decree shall not be extended to those:
(a) sentenced to serve a maximum term of imprisonment of more than six years;
(b) convicted of any offense against the security of the State;
(c) who have previously been convicted by final judgment of an offense punished by impris-
onment of not less than one month and one day and/or a fine of not less than Two Hundred
Pesos;
(d) who have been once on probation under the provisions of this Decree; and
(e) who are already serving sentence at the time the substantive provisions of this Decree be-
came applicable pursuant to Section 33 hereof
(AMENDED by BP 76 , PD 1990 & RA 10707)
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Section 10. Conditions of Probation. Every probation order issued by the court shall contain
conditions requiring that the probationer shall:
(MANDATORY)
(a) present himself to the probation officer designated to undertake his supervision at such
place as may be specified in the order within seventy-two hours from receipt of said order;s
(b) report to the probation officer at least once a month at such time and place as specified
by said officer.
Section 11. Effectivity of Probation Order. A probation order shall take effect upon its issuance,
at which time the court shall inform the offender of the consequences thereof and explain
that upon his failure to comply with any of the conditions prescribed in the said order or his
commission of another offense, he shall serve the penalty imposed for the offense under which
he was placed on probation.
Section 12. Modification of Condition of Probation. During the period of probation, the court
may, upon application of either the probationer or the probation officer, revise or modify the
conditions or period of probation. The court shall notify either the probationer or the probation
officer of the filing such an application so as to give both parties an opportunity to be heard
thereon.
The court shall inform in writing the probation officer and the probationer of any change in the
period or conditions of probation.
Section 13. Control and Supervision of Probationer. The probationer and his probation program
shall be under the control of the court who placed him on probation subject to actual supervi-
sion and visitation by a probation officer.
Whenever a probationer is permitted to reside in a place under the jurisdiction of another
court, control over him shall be transferred to the Executive Judge of the Court of First Instance
of that place, and in such a case, a copy of the probation order, the investigation report and
other pertinent records shall be furnished said Executive Judge. Thereafter, the Executive
Judge to whom jurisdiction over the probationer is transferred shall have the power with re-
spect to him that was previously possessed by the court which granted the probation.
Mo
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Section 15. Arrest of Probationer; Subsequent Disposition. At any time during probation, the
court may issue a warrant for the arrest of a probationer for violation of any of the conditions
of probation. The probationer, once arrested and detained, shall immediately be brought be-
fore the court for a hearing, which may be informal and summary, of the violation charged.
The defendant may be admitted to bail pending such hearing. In such a case, the provisions
regarding release on bail of persons charged with a crime shall be applicable to probationers
arrested under this provision. If the violation is established, the court may revoke or continue his
probation and modify the conditions thereof. If revoked, the court shall order the probationer
to serve the sentence originally imposed. An order revoking the grant of probation or modify-
ing the terms and conditions thereof shall not be appealable.
Amended by PD 1257
Section 16. Termination of Probation. After the period of probation and upon consideration of the report
and recommendation of the probation officer, the court may order the final discharge of the probation-
er upon finding that he has fulfilled the terms and conditions of his probation and thereupon the case is
deemed terminated.
The final discharge of the probationer shall operate to restore to him all civil rights lost or suspend as a
result of his conviction and to fully discharge his liability for any fine imposed as to the offense for which
probation was granted.
The probationer and the probation officer shall each be furnished with a copy of such order.
(AMENDED BY RA 10707)
Section 17. Confidentiality of Records. The investigation report and the supervision history of a
probationer obtained under this Decree shall be privileged and shall not be disclosed directly
or indirectly to anyone other than the Probation Administration or the court concerned, ex-
cept that the court, in its discretion, may permit the probationer of his attorney to inspect the
aforementioned documents or parts thereof whenever the best interest of the probationer
make such disclosure desirable or helpful: Provided, Further, That, any government office or
agency engaged in the correction or rehabilitation of offenders may, if necessary, obtain
copies of said documents for its official use from the proper court or the Administration.
Section 18. The Probation Administration. There is hereby created under the Department of
Justice an agency to be known as the Probation Administration herein referred to as the Ad-
ministration, which shall exercise general supervision over all probationers.
The Administration shall have such staff, operating units and personnel as may be necessary
for the proper execution of its functions.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Section 19. Probation Administration. The Administration shall be headed by the Probation Ad-
ministrator, hereinafter referred to as the Administrator, who shall be appointed by the Presi-
dent of the Philippines. He shall hold office during good behavior and shall not be removed
except for cause.
The Administrator shall receive an annual salary of at least forty thousand pesos. His powers
and duties shall be to:
(a) act as the executive officer of the Administration;
(b) exercise supervision and control over all probation officers;
(c) make annual reports to the Secretary of Justice, in such form as the latter may prescribe,
concerning the operation, administration and improvement of the probation system;
(d) promulgate, subject to the approval of the Secretary of Justice, the necessary rules relative
to the methods and procedures of the probation process;
(e) recommend to the Secretary of Justice the appointment of the subordinate personnel of
his Administration and other offices established in this Decree; and
(f) generally, perform such duties and exercise such powers as may be necessary or incidental
to achieve the objectives of this Decree.
Section 20. Assistant Probation Administrator. There shall be an Assistant Probation Administra-
tor who shall assist the Administrator perform such duties as may be assigned to him by the lat-
ter and as may be provided by law. In the absence of the Administrator, he shall act as head
of the Administration.
He shall be appointed by the President of the Philippines and shall receive an annual salary of
at least thirty-six thousand pesos.
Section 21. Qualifications of the Administrator and Assistant Probation Administrator. To be eli-
gible for Appointment as Administrator or Assistant Probation Administrator, a person must be
at least thirty-five years of age, holder of a master’s degree or its equivalent in either criminolo-
gy, social work, corrections, penology, psychology, sociology, public administration, law, po-
lice science, police administration, or related fields, and should have at least five years of su-
pervisory experience, or be a member of the Philippine Bar with at least seven years of supervi-
sory experience.
Section 22. Regional Office; Regional Probation Officer. The Administration shall have regional
offices organized in accordance with the field service area patterns established under the In-
tegrated Reorganization Plan.
Such regional offices shall be headed by a Regional Probation Officer who shall be appointed
by President of the Philippines in accordance with the Integrated Reorganization Plan and up-
on the recommendation of the Secretary of Justice.
The Regional Probation Officer shall exercise supervision and control over all probation officer
within his jurisdiction and such duties as may assigned to him by the Administrator. He shall
have an annual salary of at least twenty-four thousand pesos.
He shall, whenever necessary, be assisted by an Assistant Regional Probation Officer who shall
also be appointed by the President of the Philippines, upon recommendation of the Secretary
of Justice, with an annual salary of at least twenty thousand pesos.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Section 23. Provincial and City Probation Officers. There shall be at least one probation officer
in each province and city who shall be appointed by the Secretary of Justice upon recom-
mendation of the Administrator and in accordance with civil service law and rules.
The Provincial or City Probation Officer shall receive an annual salary of at least eighteen thou-
sand four hundred pesos.
His duties shall be to:
(a) investigate all persons referred to him for investigation by the proper court or the Adminis-
trator;
(b) instruct all probationers under his supervision of that of the probation aide on the terms and
conditions of their probations;
(c) keep himself informed of the conduct and condition of probationers under his charge and
use all suitable methods to bring about an improvement in their conduct and conditions;
(d) maintain a detailed record of his work and submit such written reports as may be required
by the Administration or the court having jurisdiction over the probationer under his supervi-
sion;
(e) prepare a list of qualified residents of the province or city where he is assigned who are will-
ing to act as probation aides;
(f) supervise the training of probation aides and oversee the latter’s supervision of probation-
ers;
(g) exercise supervision and control over all field assistants, probation aides and other person-
nel; and
(h) perform such duties as may be assigned by the court or the Administration.
Section 24. Miscellaneous Powers of Provincial and City Probation Officers. Provincial or City
Probation Officers shall have the authority within their territorial jurisdiction to administer oaths
and acknowledgments and to take depositions in connection with their duties and functions
under this Decree. They shall also have, with respect to probationers under their care, the
powers of police officer. (AMEMNDED BY RA 10707)
Section 25. Qualifications of Regional, Assistant Regional, Provincial, and City Probation Offic-
ers. No person shall be appointed Regional or Assistant Regional or Provincial or City Probation
Officer unless he possesses at least a bachelor’s degree with a major in social work, sociology,
psychology, criminology, penology, corrections, police science, administration, or related
fields and has at least three years of experience in work requiring any of the abovementioned
disciplines, or is a member of the Philippine Bar with at least three years of supervisory experi-
ence.
Whenever practicable, the Provincial or City Probation Officer shall be appointed from among
qualified residents of the province or city where he will be assigned to work.
Section 26. Organization. Within twelve months from the approval of this Decree, the Secretary
of Justice shall organize the administrative structure of the Administration and the other agen-
cies created herein. During said period, he shall also determine the staffing patterns of the re-
gional, provincial and city probation offices with the end in view of achieving maximum effi-
ciency and economy in the operations of the probation system.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Section 27. Field Assistants, Subordinate Personnel, Provincial or City Probation Officers shall be
assisted by such field assistants and subordinate personnel as may be necessary to enable them
to carry out their duties effectively.
Section 28. Probation Aides. To assist the Provincial or City Probation Officers in the supervision of
probationers, the Probation Administrator may appoint citizens of good repute and probity to
act as probation aides.
Probation Aides shall not receive any regular compensation for services except for reasonable
travel allowance. They shall hold office for such period as may be determined by the Probation
Administrator. Their qualifications and maximum case loads shall be provided in the rules prom-
ulgated pursuant to this Decree.
AMENDED BY RA 10707
Section 29. Violation of Confidential Nature of Probation Records. The penalty of imprisonment
ranging from six months and one day to six years and a fine ranging from hundred to six thou-
sand pesos shall be imposed upon any person who violates Section 17 hereof.
Source: Malacañang Records Office
RESOURCES
[PDF] Presidential Decree No. 0968, July 24, 1976
“SEC. 4. Grant of Probation. — Subject to the provisions of this Decree, the trial court may, after
it shall have convicted and sentenced a defendant for a probationable penalty and upon ap-
plication by said defendant within the period for perfecting an appeal, suspend the execution
of the sentence and place the defendant on probation for such period and upon such terms
and conditions as it may deem best. No application for probation shall be entertained or grant-
ed if the defendant has perfected the appeal from the judgment of conviction: Provided, That
when a judgment of conviction imposing a non-probationable penalty is appealed or re-
viewed, and such judgment is modified through the imposition of a probationable penalty, the
defendant shall be allowed to apply for probation based on the modified decision before such
decision becomes final. The application for probation based on the modified decision shall be
filed in the trial court where the judgment of conviction imposing a non-probationable penalty
was rendered, or in the trial court where such case has since been re-raffled. In a case involv-
ing several defendants where some have taken further appeal, the other defendants may ap-
ply for probation by submitting a written application and attaching thereto a certified true
copy of the judgment of conviction.
―The trial court shall, upon receipt of the application filed, suspend the execution of the sen-
tence imposed in the judgment.
―This notwithstanding, the accused shall lose the benefit of probation should he seek a review
of the modified decision which already imposes a probationable penalty.
―Probation may be granted whether the sentence imposes a term of imprisonment or a fine
only. The filing of the application shall be deemed a waiver of the right to appeal.
―An order granting or denying probation shall not be appealable.‖
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
SEC. 2. Section 9 of the same Decree, as amended, is hereby further amended to read as fol-
lows:
“SEC. 9. Disqualified Offenders. — The benefits of this Decree shall not be extended to those:
―a. sentenced to serve a maximum term of imprisonment of more than six (6) years;
―b. convicted of any crime against the national security;
―c. who have previously been convicted by final judgment of an offense punished by imprison-
ment of more than six (6) months and one (1) day and/or a fine of more than one thousand
pesos (P1,000.00);
―d. who have been once on probation under the provisions of this Decree; and
―e. who are already serving sentence at the time the substantive provisions of this Decree be-
came applicable pursuant to Section 33 hereof.‖
SEC. 3. Section 16 of the same Decree, as amended, is hereby further amended to read as fol-
lows:
“SEC. 16. Termination of Probation. — After the period of probation and upon consideration of
the report and recommendation of the probation officer, the court may order the final dis-
charge of the probationer upon finding that he has fulfilled the terms and conditions of his pro-
bation and thereupon the case is deemed terminated.
―The final discharge of the probationer shall operate to restore to him all civil rights lost or sus-
pended as a result of his conviction and to totally extinguish his criminal liability as to the of-
fense for which probation was granted.
―The probationer and the probation officer shall each be furnished with a copy of such order.‖
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
―VPAs shall not receive any regular compensation except for reasonable transporta-
tion and meal allowances, as may be determined by the Probation Administrator, for
services rendered as VPAs.
―They shall hold office for a two (2)-year term which may be renewed or recalled any-
time for a just cause. Their functions, qualifications, continuance in office and maxi-
mum case loads shall be further prescribed under the implementing rules and regula-
tions of this Act.
―There shall be a reasonable number of VPAs in every regional, provincial, and city
probation office. In order to strengthen the functional relationship of VPAs and the Pro-
bation Administrator, the latter shall encourage and support the former to organize
themselves in the national, regional, provincial, and city levels for effective utilization,
coordination, and sustainability of the volunteer program.‖
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
MAY AN ACCUSED WHO APPEALED THE CONVICTION APPLY FOR PROBATION ON REMAND OF THE CASE TO
THE TRIAL COURT?
As a rule, probation and appeal are mutually exclusive remedies. However, if the judgment of conviction
that was appealed imposed non-probationable penalty and the same was modified through the imposi-
tion of probationable penalty or conviction for a lesser crime, which is probationable, the accused shall
be allowed to apply for probation based on the modified decision before such decision becomes final.
The application for probation based on the modified decision shall be filed in the trial court, which tried
and convicted the accused or in a trial court where such case has been re-raffled.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
MAY AN ACCUSED IN A JOINT TRIAL APPLY FOR PROBATION EVEN IF THE OTHER CO-ACCUSED
APPEALED THEIR CONVICTION?
Yes. In a case involving several defendants where some have taken further appeal, the other
defendants may apply for probation by submitting a written application and attaching thereto
a certified true copy of the judgment of conviction.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
MAY THE OFFENDER BE RELEASED WHILE THE APPLICATION FOR PROBATION IS PENDING?
At the discretion of the court, the probationer may be released:
a. On the same bond filed during the trial;
b. On a new bond; or
c. To the custody of a responsible member of the community (if probationer is unable to file the
bond).
OUTSIDE TRAVEL
10days but not exceeding 30 days – probation officer may authorized the travel of proba-
tioner outside the area of operation
If 30 days – it must be file 5 days before the travel outside, approved by Probation authorities
If more than 30 days, probation authorities shall recommend for Court Approval.
CHANGE OF RESIDENCE
Probationer must file a request for change of residence at city or provincial Parole and Pro-
bation Officer to the court approval.
It approved, the RTC which has jurisdiction over the place have full control of the probation-
er
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Probation is given in cases that the ends of justice do not require that the offender
go to prison. This is also when all the following circumstances exist: that there is a strong like-
lihood that the defendant will reform; that there is a little danger of seriously injuring or
harming members of the society by committing further crimes; that the crime he commit-
ted is not one that is repugnant to society; that he has no previous record of conviction;
and that the deterrent effect of imprisonment on other criminals is not required. The person
who is placed on probation is not a free man because he is required to live within specified
area. He is deprived of certain rights and privileges of citizenship, but he retains some other
rights and is entitled to the dignity of man.
Purpose of Probation
The Wickersham Reports in 1931 (Report of the ― National Commission of Law Ob-
servance and Enforcement, ― page 146 of Report No. 9) states the purpose of probation as
follows:
“ Probation, like parole and imprisonment, has as its primary objective the protection of soci-
ety against crime. Its methods may differ, but its broader purpose must be to serve the great
end of all organized justice – the protection of the community… probation is an extension of
the powers of the court over the future behavior and destiny of the convicted person such as
is not retained in other dispositions of criminal case…
Here are the other purposes of Probation system aside on what’s indicated under Section 2
of PD 968:
A. To establish a more enlightened and humane correctional system that will promote the
reformation of offenders and thereby reduce the incidence of recidivism; and
B. To avid confinement of all offender in prisons and other institutions for rehabilitation that
surely constitutes an onerous drain on the financial resources of the government.
Module 3. Probation
The best preparation for tomorrow is doing your best today”
– H. Jackson Brown Jr.
Advantages of Probation
“ The great desideratum was the giving to young and new violators of law a chance
to reform and to escape the contaminating influence of association with hardened or veter-
an criminals in the beginning of the imprisonment… Probation is the attempted saving of a
man who has taken one wrong step and whom the judge think to be a brand who can be
plucked from the burning at the time of the imposition of the sentence. ―
Module 3. Probation
MODULE 6
LESSON 1- REPUBLIC ACT NO 6063, RELEASE ON
RECOGNIZANCE LAW, PROVIDES FOR THE RELEASE
OF THE OFFENDERS CHARGE WITH AN OFFENSE
WHOSE PENALTY IS NOT MORE THAN SIX(6)
MONTHS AND OR A FINE OF TWO THOUSAND
PESOS (₱2000) OR BOTH. TO THE CUSTODY OF A
RESPONAIBLE PERSON IN THE COMMUNITY.
INSTEAD OF BAIL OR BOND