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Quantum physics and gravity are believed to combine at complicated by the unconventional time-derivative term but
the Planck scale, m P ⯝1019 GeV. Experimentation at this can be performed following the procedure in Ref. 关6兴. We
high energy is impractical, but existing technology could de- find
tect suppressed effects from the Planck scale, such as viola-
tions of relativity through Lorentz or CPT breaking 关1兴. At 1
experimentally accessible energies, signals for Lorentz and 共 h eff兲 ab ⫽ 兩 p兩 ␦ ab ⫹ 关共 a L 兲 p ⫺ 共 c L 兲 p p 兴 ab . 共2兲
CPT violation are described by the Standard-Model Exten- 兩 p兩
sion 共SME兲 关2兴, an effective quantum field theory based on
the Standard Model of particle physics. The SME incorpo-
rates general coordinate-independent Lorentz violation. To leading order, the 4-momentum p is p ⫽( 兩 p兩 ;⫺p).
The character of the many experiments designed to study The analysis of neutrino mixing proceeds along the usual
neutrino oscillations 关3兴 makes them well suited for tests of lines. We diagonalize (h eff) ab with a 3⫻3 unitary matrix
Lorentz and CPT symmetry. The effects of Lorentz violation U eff , h eff⫽U eff†
E effU eff , where E eff is a 3⫻3 diagonal ma-
on propagation in the vacuum can become more pronounced trix. There are therefore two energy-dependent eigenvalue
for light particles, and so small effects may become observ- differences and hence two independent oscillation lengths, as
able for large baselines. Applying this idea to photons has led usual. The time evolution operator is S a b (t)
† ⫺iE efft
to the best current sensitivity on any type of relativity viola- ⫽(U eff e U eff) ab , and the probability for a neutrino of
tion 关4兴. type b to oscillate into a neutrino of type a in time t is
In this work, we study the general neutrino theory given P b → a (t)⫽ 兩 S a b (t) 兩 2 .
by the minimal renormalizable SME 关2兴. In this setup, as in The CPT-conjugate Hamiltonian h eff C PT
is obtained by
the usual minimal Standard Model, SU(3)⫻SU(2)⫻U(1) changing the sign of a L . Under CPT, the transition ampli-
symmetry is preserved, the right-handed neutrino fields de-
tudes transform as S a b (t)↔S ¯* ¯ (⫺t), so CPT invariance
couple and so are unobservable, and there are no neutrino a b
mass differences. The neutrino behavior is contained in the implies P b → a (t)⫽ P ¯ a →¯ b (t). Note that the converse is
terms false in general 关7兴. For instance, the model described below
violates CPT but satisfies the equality.
↔
Since oscillations are insensitive to terms proportional to
L傻 21 iL̄ a ␥ D L a ⫺ 共 a L 兲 ab L̄ a ␥ L b
the identity, each coefficient for Lorentz violation introduces
1 ↔ two independent eigenvalue differences, three mixing angles,
⫹ i 共 c L 兲 ab L̄ a ␥ D L b , 共1兲 and three phases. The minimal SME 共without neutrino
2
masses兲 therefore contains a maximum of 160 gauge-
invariant degrees of freedom describing neutrino oscillations
where the first term is the usual Standard-Model kinetic term 关8兴. Of these, 16 are rotationally invariant. The existing lit-
for the left-handed doublets L a , with index a ranging over erature concerns almost exclusively the rotationally invariant
the three generations e, , . The coefficients for Lorentz case 关9–12兴, usually with either a L or c L neglected and in a
violation are (a L ) ab , which has mass dimension one and two-generation model with nonzero neutrino masses. A
controls the CPT violation, and (c L ) ab , which is dimen- wealth of effects in the general case remains to be explored.
sionless. It is attractive to view these coefficients as arising The presence of Lorentz violation introduces some novel
from spontaneous violation in a more fundamental theory features not present in the usual massive-neutrino case. One
关5兴, but other origins are possible 关1兴. is an unusual energy dependence, which can be traced to the
The Lorentz-violating terms in Eq. 共1兲 modify both inter- dimensionality of the coefficients for Lorentz violation. In
actions and propagation of neutrinos. Any interaction effects the conventional case with mass-squared differences ⌬m 2 ,
are expected to be tiny and well beyond existing sensitivities. neutrino oscillations are controlled by the dimensionless
In contrast, propagation effects can be substantial if the neu- combination ⌬m 2 L/E involving baseline distance L and en-
trinos travel large distances. The time evolution of neutrino ergy E. In contrast, Eq. 共2兲 shows that oscillations due to
states is controlled as usual by the effective Hamiltonian coefficients of type a L and c L are controlled by the dimen-
(h eff) ab extracted from Eq. 共1兲. The construction of (h eff) ab is sionless combinations a L L and c L LE, respectively.
axis and X axis toward the vernal equinox 关13兴. In what the equatorial plane, all off-diagonal terms in h eff vanish and
follows, we show that this simple model, which we call the there is no oscillation.
‘‘bicycle’’ model, suffices to reproduce the major features of The features of atmospheric oscillations in the model are
the known neutrino behavior other than the LSND anomaly, compatible with published observations. For definiteness, we
despite having only two degrees of freedom rather than the take ⌬m 0°2
near the accepted range required in the usual
four degrees of freedom used in the standard description with analysis and E 0 below the relevant energies: ⌬m 0° 2
⫺3 ⫺19 ⫺20
mass. ⫽10 eV and E 0 ⫽0.1 GeV (c̊⫽10 , ǎ⫽10
2
GeV).
Diagonalizing the Hamiltonian for the model yields High-energy atmospheric neutrinos then exhibit the usual en-
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LORENTZ AND CPT VIOLATION IN THE . . . PHYSICAL REVIEW D 70, 031902共R兲 共2004兲
FIG. 1. P → averaged over azimuthal angle for the bicycle FIG. 3. ( P e → e ) adiabatic averaged over one year 共solid兲 and at
model 共solid兲 and for a conventional case with mass 共dotted兲. intervals between an equinox and a solstice 共dashed兲.
ergy dependence, despite having zero mass differences. The nox and a solstice. Over much of the year, it remains near the
zenith-angle dependence of the probability P → averaged average. There is a strong reduction near each equinox, but
over the azimuthal angle also is comparable within existing the adiabatic approximation fails there because oscillations
experimental resolution to a conventional maximal-mixing cease, and so the true survival probability peaks sharply to
case with two generations and a mass-squared difference unity. The combination of effects produces ripples in the
⌬m 2 ⫽2⫻10⫺3 eV2 , as is shown in Fig. 1 for latitude binned flux near the equinoxes, which might be detected in
⯝36°. However, the model predicts significant azimuthal de- detailed experimental analyses of existing or future data.
pendence for atmospheric neutrinos, which is a signal for Although detection of the semiannual variation would
Lorentz violation. For example, consider neutrinos propagat- represent a definite positive signal for Lorentz violation, its
ing in the horizontal plane of the detector. Neutrinos origi- absence cannot serve to eliminate this type of model. Simple
nating from the east or west have cos ⌰⫽0, ⌬m 2⌰ ⫽0, and modifications of the model exist that exhibit similar overall
hence no oscillations. In contrast, those entering the detector behavior for solar and atmospheric neutrinos but have only a
from the north or south experience a pseudomass of ⌬m 2⌰ small semiannual variation. As an illustration, consider the
⫽⌬m 0° 2
cos2. Figure 2 shows the survival probability aver- replacement of the coefficient (a L ) eZ with a coefficient
aged over zenith angle as a function of azimuthal angle. Al- (a L ) eT of half the size. This has the effect of replacing the
though this model predicts no east-west asymmetry beyond solid and dashed curves of Fig. 3 with those shown in Fig. 4.
the usual case, north-east or north-south asymmetries appear. The semiannual variations in this type of model lie below
Z
Similar ‘‘compass’’ asymmetries are typical in all direction- existing statistical sensitivities. Replacing also (a L ) with
T
dependent models. (a L ) is another option, which removes all orientation de-
The basic features of solar-neutrino oscillations predicted pendence in the model. Another example of a small modifi-
by the model are also compatible with observation. Observed T
cation is a 10% admixture of (a L ) ee , which raises the sur-
solar neutrinos propagate in the Earth’s orbital plane, which vival probability of 0.5 at low energies to about 0.6 without
lies at an angle ⯝23° relative to the equatorial plane. The appreciably affecting other results. The ensuing survival
value of cos2⌰ therefore varies from zero at the two equi- probability in the adiabatic approximation is shown as the
noxes to its maximum of sin223° at the two solstices. Assum- dotted line in Fig. 4. Other more complicated modifications
ing adiabatic propagation in the Sun, the average e survival that could be countenanced but that nonetheless retain the
probability is flavor of the simple model include allowing dependence on
directions other than Z, or even introducing arbitrary coeffi-
共 P e → e 兲 adiabatic⫽sin2 sin2 0 ⫹cos2 cos2 0 , 共5兲
cients (a L ) ee , (a L ) e , (a L ) e , and (c L ) ee , which yields a
model with 21 degrees of freedom. More general possibili-
where 0 is the mixing angle at the core, given by replacing ties also exist 关7兴. We conclude that positive signals for Lor-
⫺c̊E with ⫺c̊E⫹G F n e / 冑2 in Eq. 共4兲. Figure 3 shows the entz violation could be obtained by detailed fitting of exist-
adiabatic probability as a function of energy averaged over ing experimental data, but that it is challenging and perhaps
one year. The predicted neutrino flux is half the expected even impossible at present to exclude the possibility that the
value at low energies and decreases at higher energies, con- observed neutrino oscillations are due to Lorentz and CPT
sistent with existing data. Also shown is the adiabatic prob- violation rather than to mass differences.
ability at approximately weekly intervals between an equi- The observations from long-baseline experiments are also
compatible with the oscillation lengths in the simple two-
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RAPID COMMUNICATIONS
coefficient model. For example, the oscillation length directions and so involve a different propagation angle ⌰.
2 /⌬ 31 controls ¯ e survival and is short enough to affect The energy dependence and transitions will be similar to the
KamLAND 关26兴. An analysis incorporating the relative loca- usual mass case.
tions of the detector and the individual reactors would be of Although the simple bicycle model reproduces most ma-
definite interest but lies outside our scope. Note, however, jor features of observed neutrino behavior, it incorporates
that the average ¯ e survival probability is 具 P ¯ e →¯ e 典 ⫽1 only a tiny fraction of the many possibilities allowed in the
SME. More complexity could be introduced in performing a
⫺2 sin2 cos2⭓1/2. A complete analysis is therefore likely detailed fit to all existing data. Nonetheless, the model serves
to yield a reduced flux somewhat more than half the ex- to illustrate a few key phenomena introduced by Lorentz
pected flux, in agreement with current data. violation. It also shows that the presence of Planck-scale
The new class of long-baseline accelerator-based experi- Lorentz and CPT violation in nature could well first be re-
ments 关27兴, planning searches for oscillations in at GeV vealed by a definitive signal in neutrino oscillations.
energy scales and distances of hundreds of kilometers, will
be sensitive to sidereal variations. The model predicts This work was supported in part by D.O.E. Grant DE-
↔ mixing with an experiment-dependent pseudomass FG02-91ER40661 and by N.A.S.A. grant Nos. NAG8-1770
⌬m 2⌰ ⫽⌬m 0°2
cos2⌰ because their beamlines are in different and NAG3-2194.
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