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Article history: If behavioral ethics research from the past two decades has taught us nothing else, it has made it
Available online xxx abundantly clear that humans are morally fallible. Indeed, there are everyday examples—in the
workplace and beyond—of people who unwittingly violate their personal moral values, finding numerous
ways to rationalize and justify otherwise morally objectionable behavior. In this article, we argue that
Keywords: acknowledging one’s own moral fallibility and developing moral humility can be an influential step in
Moral humility
helping bridge the gap between a person’s values and behaviors. Specifically, we define and make the
Behavioral ethics
case for moral humility as a fundamental virtue that can help people better avoid unethical behavior and
Ethics
Morality
enable virtuous behavior. Specifically, we explore the potential effects of having low (insufficient), high
(optimal), and extremely high (excessive) levels of moral humility on multiple outcomes at the
individual, interpersonal, and organizational levels. Our hope is to encourage future research on this
important but underexamined construct.
© 2018 Elsevier Ltd. All rights reserved.
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Moral humility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Acknowledging our moral fallibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Moral humility: defined . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
The Aristotelian ‘mean’ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Moral humility at the individual level . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Optimal moral humility: moral awareness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Insufficient moral humility: moral blind spots . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Excessive moral humility: moral permissiveness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Ability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Optimal moral humility: moral safeguards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Insufficient moral humility: moral biases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Excessive moral humility: moral indecision . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Aftermath . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Optimal moral humility: ethical learning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Insufficient moral humility: moral disengagement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Excessive moral humility: moral apathy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Moral humility at the interpersonal level . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Optimal moral humility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Perceptions of integrity and high moral character . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Learning from others by seeking moral feedback . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Treating others with moral regard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
* Corresponding author.
E-mail addresses: isaac.smith@cornell.edu (I.H. Smith), m-kouchaki@kellogg.northwestern.edu (M. Kouchaki).
https://doi.org/10.1016/j.riob.2018.12.001
0191-3085/© 2018 Elsevier Ltd. All rights reserved.
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Introduction as moral individuals (Monin & Jordan, 2009; Dunning, 2007; Mazar,
Amir, & Ariely, 2008)—a motive that plays an important but often
Every day, people who view themselves as good, honest individuals end up tacit role in many of life’s daily experiences. However, while
violating their own personal moral values, sometimes even unknowingly. In the
individuals generally care about morality and have good intentions,
workplace, for example, people lie to co-workers, falsify documents, succumb to
conflicts of interest, violate health and safety regulations, cyber loaf, and the list they often behave in ways that are contrary to their moral values.
goes on. Sometimes, these actions are followed by a sense of regret, implying that Over the past several decades, a host of personal, social, and
people recognize their moral lapses. At other times, people unknowingly act in ways contextual factors have been identified that increase the likelihood
that violate their own values—perhaps due to a simple lack of moral awareness, or that people will engage in unethical behavior—sometimes without
maybe due to self-deception (Tenbrunsel & Messick, 2004). Such examples of
everyday immorality suggest that people often engage in behaviors that are likely
even realizing it. Scholars have developed theories and coined
inconsistent with the very morals and values they hold dear. Indeed, if behavioral terms such as bounded ethicality (Chugh, Bazerman, & Banaji,
ethics research from the past two decades has taught us nothing else, it has made it 2005), moral disengagement (Bandura, 1999, 2016), and ethical
plainly clear that humans are morally fallible. In this article, we argue that fading (Tenbrunsel & Messick, 2004) to help explain how good
recognizing one’s own moral fallibility—and developing moral humility—is an
people can do bad things, and still feel good about themselves. For
important step leading to moral growth and learning.
From a developmental perspective, humility implies a certain level of example, at the individual level, people often use neutralization
teachability. We posit that moral humility, in particular, can foster moral conduct techniques(Bandura, 1999; Bersoff, 1999; Sykes & Matza 1957)—
and ethical learning, as it helps people learn about their own biases and moral such as making advantageous comparisons (e.g., “it’s not like I’m
fallibility (i.e., behavioral ethics), helps people learn from others and learn for robbing a bank”) or blaming victims (e.g., “it’s their own fault, they
themselves what they believe is right and wrong (i.e., normative ethics), and helps
people learn how to better align their behavior with their belief systems (i.e., the
had it coming to them)—to rationalize and justify otherwise
intersection between behavioral and normative ethics). immoral behavior. There are also social and organizational factors
The purpose of this article is to make the case for moral humility as a that help people feel okay about misbehaving, such as institution-
fundamental virtue that can help people avoid unethical behavior and enable alized corruption (Baucus, 1994; Ashforth & Anand, 2003;
virtuous behavior, and to explore potential outcomes of moral humility at the
Rodriguez, Uhlenbruck, & Eden, 2005) that socially normalizes
individual, interpersonal, and organizational levels—all with an eye toward
encouraging future research on this important and morally relevant construct. unethical behavior at a particular organization, or the displace-
ment of responsibility (Bandura, Barbaranelli, Caprara, & Pastorelli,
1996), that allows someone to claim that they were ‘just following
Moral humility orders.’ Indeed, the infamous Milgram experiments (Milgram,
1963, 1965) clearly demonstrated that ordinary people are capable
Acknowledging our moral fallibility of horrendous atrocities, like ostensibly administering life-
threatening electric shocks to an innocent stranger, just because
Most people have a basic need for self-worth (Brown,1986; James they were instructed to do so by an authority figure.
1890; Tesser 1988), and self-worth is affected by moral self-views Similarly, a variety of other contextual factors have been shown
(Crocker & Wolfe, 2001; Dunning, 2007). People therefore generally to influence people’s ethical and unethical behavior—likely outside
develop a strong motive to view themselves and be viewed by others of their own awareness. Kouchaki and Smith (2014), for example,
Please cite this article in press as: I.H. Smith, M. Kouchaki, Moral humility: In life and at work, Research in Organizational Behavior (2018),
https://doi.org/10.1016/j.riob.2018.12.001
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RIOB 118 No. of Pages 18
found that after the unremarkable experiences of everyday life, theologians, and even organizational scholars. From a philosophi-
people seemed to have less self-control in the afternoon than the cal perspective, the Kantian view of humility has been defined as,
morning, resulting in more cheating behavior in the afternoon. “that meta-attitude that constitutes the moral agent's proper
This effect seems to be more pronounced for “morning people,” perspective on himself as a dependent and corrupt, but capable
whose natural circadian rhythms leave them with even less and dignified rational agent” (Grenberg, 2005, p.133; but see
cognitive energy in the afternoon (Gunia, Barnes, & Sah, 2014; Louden, 2007). From a theological perspective, humility is a
Ingram et al., 2016). Contextual factors can also affect ethical foundational principle in many of the world’s major religions,
behavior by influencing the way people frame a particular including Buddhism, Christianity, Hinduism, and Islam (Owens &
situation or decision. Kern & Chugh (2009), for example, found Hekman, 2012). And even in organizations, humility has been
that people are more likely to engage in unethical behavior when a considered one of the “organizational virtues” that can help
decision is framed as though they have something to lose (vs. gain). organizations build a strong moral foundation (Cameron, Dutton, &
And simply the presence of money has been shown to prime a Quinn, 2003).
business decision frame (vs. ethical frame) and lead people to However, while there clearly seems to be a link between
behave less ethically (Kouchaki, Smith-Crowe, Brief, & Sousa, humility and morality, in this article we take a more nuanced
2013). Finally, even incidental emotions like anxiety (Kouchaki & approach and explore moral humility specifically—conceptualized
Desai, 2015), haptic factors like darkness and dimmed lighting as a domain-specific construct, in contrast to the broader attribute
(Zhong, Bohns, & Gino, 2010), and even air pollution (Lu, Lee, Gino, of general humility. Previous research suggests that a person’s
& Galinsky, 2018) have been shown to increase unethical behavior degree of humility can vary by context or across domains. For
and intentions. example, people can have humility with respect to one aspect of
In sum, a large body of research now demonstrates that well- their lives (e.g., general intelligence) while simultaneously lacking
intentioned people can behave in ways that are inconsistent with, humility with respect to another (e.g., athletic ability). Consistent
and even betray, the moral values to which they subscribe. In other with a domain-specific approach to studying humility (e.g., Leary
words, by virtue of being human, it seems that people are morally et al., 2017; Owens et al., 2018), we conceptualize moral humility
fallible. We assert that recognizing one’s own moral fallibility is a as comprising the definitional attributes of general humility,
key aspect of moral humility, and an important step toward closing described previously, but applied specifically to the domain of
any gaps between a person’s espoused values and their enacted human moral functioning. We therefore define moral humility as
behaviors. follows:
Moral humility is a virtue composed of having (a) a recognition of
Moral humility: defined one’s own moral fallibility, (b) an appreciation for the moral
strengths and moral views of others, and (c) a moral perspective
General humility, as a trait or virtue, has long been the topic of that transcends the self
complex discussions across philosophical, religious, and scientific
Our definition of moral humility is informed by and closely
disciplines (Aquinas, 1989; Kesebir, 2014; Morris, Brotheridge, &
related to Owens et al.’s (2018) definition of expressed leader
Urbanski, 2005; Owens, Johnson, & Mitchell, 2013). Although there
moral humility, which also applies a general definition of humility
is not necessarily a simple, consensus definition of humility,
to the moral context. But our definition is broader, including
psychology and organizational scholars have recently begun to
intrapersonal humility in addition to the interpersonal humility
integrate philosophical and religious perspectives into a concep-
that Owens et al. (2018) address. Moreover, our definition applies
tualization of humility as a construct that centers around three
to all aspects of a person’s individual morality, whereas Owens
core attributes: (1) acknowledging the limitations of one’s own
et al. (2018) focus their definition on situations in which leaders
abilities (2) valuing and having an appreciation for others’
specifically face ethical dilemmas or moral issues. Like Owens et al.
strengths and contributions, and (3) having a perspective that
(2018), however, we expect the components of our definition to
transcends the self (e.g., Kesebir, 2014; Owens, Johnson, & Mitchell,
work together and often reinforce each other.
2013; Porter & Schumann, 2018; Tangney, 2000).
First, humility entails a willingness to recognize the limitations
The Aristotelian ‘mean’
of one’s own abilities. Humble people are able to take a hard look at
themselves and non-defensively acknowledge their own weak-
For Aristotle (1893), simply having a particular virtue is
nesses, limitations, and imperfections, while still recognizing their
insufficient; it is important to have the right amount of that virtue:
individual strengths (Kesebir, 2014). In this sense, humility does
“Virtue, then, has to deal with feelings or passions and with
not necessarily imply self-denigration or a lack of confidence, but it
outward acts, in which excess is wrong and deficiency also is
can reflect a healthy awareness of one’s present capabilities.
blamed, but the mean amount is praised and is right . . . excess
Second, humility involves an openness to and recognition of other
and deficiency are characteristic of vice, hitting the mean is
people’s strengths and abilities. Humble people are often
characteristic of virtue” (p. 46, italics added).
teachable, appreciating the strengths and contributions of others
and seeing value in trying to learn from them (Owens et al., 2013). For example, having too little courage may lead to inaction and
And third, humility is characterized by a perspective that cowardice; whereas having too much courage may lead to
transcends an exclusive focus on the self (Kesebir, 2014). Humble recklessness and ill-advised risk-taking. True moral virtue, then,
people are often able to keep their own successes and abilities in lies in finding the mean between deficiency and excess. Similarly,
proper perspective, understanding that they are simply one part of we assert that having too little or too much moral humility can lead
a larger, connected whole (Morris et al., 2005; Tangney, 2000). to negative outcomes. In general, we conceptualize moral humility
These three attributes of humility can co-occur and reinforce one as existing on a continuum and expect a curvilinear (i.e., inverted
another. As humble people acknowledge their own fallibility and u-shaped) relationship between moral humility and positive
appreciate the strengths of others, they often feel more connected outcomes. We posit that people with low (or insufficient) levels
to forces larger than themselves—like humanity, nature, or even of moral humility will be more likely to suffer from moral blind
Deity (Worthington, 2007). spots and biased moral judgments, to be more likely to justify and
As it relates specifically to the moral domain, humility has been rationalize immoral behavior, and to become entrenched in their
considered a foundational part of morality by philosophers, (perhaps faulty) attempts to live their moral values. In contrast, we
Please cite this article in press as: I.H. Smith, M. Kouchaki, Moral humility: In life and at work, Research in Organizational Behavior (2018),
https://doi.org/10.1016/j.riob.2018.12.001
G Model
RIOB 118 No. of Pages 18
propose that people who exhibit increasingly high levels of moral Moral humility at the individual level
humility (approaching some optimal level) will be more likely to
recognize their own moral fallibility and institute safeguards to Traditionally, scholars have used a rational lens to explore
protect against moral lapses; they will demonstrate a teachability moral decision making, often assuming that people employ a
that will aide in their moral development. However, at extremely systematic, deliberative process when facing ethical dilemmas
high (excessive) levels of moral humility, we suggest that an (e.g., Kohlberg, 1981; Rest, 1986). Rest’s (1986) influential four-
extreme moral relativism and moral permissiveness may result, component model, for example, outlines a rational and generally
leading people to struggle with important morally relevant sequential decision-making process: having an initial moral
decisions and situations. awareness, making a moral judgment, being motivated and having
In Fig. 1, we graphically depict the curvilinear relationship we moral intentions to appropriately act in response to the moral
propose between moral humility and its associated outcomes—as judgment, and, finally, engaging in moral behavior. In recent
moral humility increases from low to high to excessively high. In decades, however, this rationalistic approach has been augmented
the section that follows, we integrate our perspective on moral by a large body of research examining the intuitive and sometimes
humility with both behavioral ethics and organizational research. automatic (versus deliberative) decision-making processes that
Although we rely on a large body of empirical evidence that heavily influence people’s moral decisions and behaviors (see
demonstrates the prevalence of human moral fallibility, the ideas Haidt, 2001; Reynolds, 2006; Sonenshein, 2007).
we present on the potential role of moral humility in promoting Attempting to integrate these different lines of research, Moore
(and sometimes hindering) ethical learning—and, ultimately, and Gino (2015) recently presented a psychological process model
moral behavior—is largely theoretical, with the hope of generating of moral decision making, introducing an approach-ability-
new avenues for future empirical research. The category labels (see aftermath (AAA) framework that provides a “systematic way of
Fig. 1) and section headings that follow, therefore, are in no way thinking about how rationalist approaches such as Rest’s can be
meant to present an exhaustive review of relevant literature, nor a disrupted by non-deliberative processes” (p. 238). Their frame-
typology (with mutually exclusive categories) of potential out- work describes the intuitive, contextual, and sometimes noncon-
comes of having different levels of moral humility; rather, we scious influences that affect how people approach moral decisions,
organize our discussion in a way designed to fuel new research whether they have the ability to enact their moral judgments, and
questions and promote future theorizing. Lastly, our treatment of how they understand and encode their behavior in the immediate
high (optimal), low (insufficient) and extremely high (excessive) aftermath.
levels of moral humility are not meant to imply a categorical At the individual level, we argue that optimal levels of moral
conceptualization of moral humility; these simply represent humility can play an important role in promoting ethical learning
prototypical levels with which to explore and discuss the various and mitigating psychological barriers to moral behavior (e.g.,
consequences of moral humility. As mentioned above, we view biases, rationalizations, moral blindness). In this section, we use
moral humility as lying on a continuum, with positive outcomes Moore and Gino’s (2015) AAA model as an organizing framework
increasing as moral humility increases from low to high, up to an from which to discuss the role of moral humility. The temporal
inflection point. Beyond that point, however, at excessive levels of nature of their model is critical, because we expect moral humility
moral humility, we predict that additional negative outcomes to influence moral decision making differently at different stages of
will emerge. the process.
+
Outcomes
Moral Humility
Individual Approach: Moral Blind Spots Approach: Moral Awareness Approach: Moral Permissiveness
Outcomes Bounded ethicality/ethical fading Moral attentiveness Moral blindness
Extreme moral universalism Ethical learning orientation Extreme moral relativism
Please cite this article in press as: I.H. Smith, M. Kouchaki, Moral humility: In life and at work, Research in Organizational Behavior (2018),
https://doi.org/10.1016/j.riob.2018.12.001
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Please cite this article in press as: I.H. Smith, M. Kouchaki, Moral humility: In life and at work, Research in Organizational Behavior (2018),
https://doi.org/10.1016/j.riob.2018.12.001
G Model
RIOB 118 No. of Pages 18
humility implies an over-reliance on one’s existing moral views Having moral blind spots presumes that someone has moral views
and experiences. For instance, even for people who consider being and beliefs, but that one’s moral perspective is partially blocked by
moral a central aspect of their very identity (Aquino & Reed, 2002) a lack of moral awareness, self-serving biases, or features of a given
and therefore strive to be ethical, a lack of moral humility can lead context. Moral blindness, on the other hand, implies difficulty in
to moral blind spots such that their deeply-held moral values and seeing with a clear moral perspective at all. Lacking confidence in
beliefs are so ingrained in their worldview that they fail to consider their own moral views or beliefs, those with too much moral
the possibility that there are moral considerations that they have humility might approach ethical situations in one of two ways. If
previously not considered. they do not care about being moral (e.g., low moral motivation, low
As an example, consider these extreme cases of various moral identity), they will approach ethical decisions with
philosophical schools of thought related to normative ethics. A indifference. If they do care about being moral (e.g., high moral
strict utilitarian (e.g., Mill, 1863)—who bases ethical decisions on motivation, high moral identity), they may approach ethical
the premise of “the greatest good for the greatest number of decisions with great uncertainty and perhaps trepidation. In either
people”—may fail to see it as morally problematic for an case, moral permissiveness could result, as their indifference or
emergency room doctor to intentionally kill a forgotten homeless uncertainty may lead to an “anything goes” approach to moral
person and harvest his or her organs to save a greater number of decision making.
lives. A strict deontologist (e.g., Kant, 1785/1994; Kant, 1785)— Excessive moral humility might also lead to moral relativism, a
who bases ethical decisions on adherence to what they view as view that moral beliefs are not objectively true, but products of
universal rules (e.g., be honest)—may fail to see a compelling culture or tradition that are relative to the standards of a particular
moral case for lying to a Nazi guard asking whether they are person or group. On the positive side, moral relativism can help
hiding some Jewish people in their attic. And the strict virtue promote tolerance for other people, groups, and societies (Gowans,
ethicist (e.g., Aristotle, 1893)—who bases ethical decisions on 2018). Taken to the extreme, however, moral relativism might be
whether an action is consistent with and contributes to them misused to justify almost any behavior (Rai & Holyoak, 2013).
being a good moral person of character—may fail to realize that Regarding behavior that violates one’s one moral values, the
their self-serving biases (which we discuss in greater detail in a phrase, “when in Rome, do as the Roman’s do,” comes to mind.
later section) or inappropriate cultural norms may cloud their Regarding an acceptance of others’ behavior that violates one’s
judgment vis-à-vis what constitutes virtuous behavior. own moral values, there is the phrase, “to each his own.” We expect
While debating the merits and intricacies of these philosophical that having excessive moral humility can lead to extreme moral
perspectives is beyond the scope of this article, we present these relativism, which may manifest itself in moral permissiveness
examples simply as illustrations of how adopting a strict moral related to the acceptance of one’s own and others’ behavior.
universalist position based on one’s current moral views and
experiences may ironically be the source of potential moral lapses. Ability
And we suggest that having insufficient moral humility—and the
consequent lack of moral teachability—can increase the likelihood The second part of Moore and Gino’s (2015) model involves
of well-intentioned people being blinded by their own moral zeal. whether people have the “ability” to actually enact moral
However, it is important to note that we are not trying to imply that behaviors in the moment. The last decade of behavioral ethics
people should not stick to their values, live by their beliefs, or strive research has identified numerous factors that lead people to
to be as moral as they can. Rather, we believe that acknowledging violate their own moral values, despite their best efforts (e.g.,
one’s moral fallibility and exercising moral humility will actually Mead, Baumeister, Gino, Schweitzer, & Ariely, 2009). We argue that
better enable people to do those things more effectively—as they people with high levels of moral humility will not only recognize
are more likely to look over their shoulder and check their moral the biases and self-serving motivations that inhibit their moral
blind spots. behavior, but by recognizing their own moral fallibility, they will be
more likely to develop moral habits and routines and institute
Excessive moral humility: moral permissiveness certain moral safeguards that will increase their ability to live by
At the other end of the spectrum, having too much, or excessive, their beliefs.
moral humility can similarly have deleterious effects. Person-by-
situation interactionist models (e.g., Treviño, 1986) emphasize the Optimal moral humility: moral safeguards
important role of both personal (e.g., moral values) and situational People with high levels of moral humility recognize their own
factors in ethical decision making, and how they often work in moral limits and thus may be more likely to proactively develop
conjunction. We argue that when moral humility is excessively moral safeguards to protect themselves against situations and
high, decision makers may become too morally permissive, temptations that provide opportunities to behave unethically. For
allowing the demands of the situation to override their personal example, time pressure has been shown to increase unethical
moral values or beliefs. Whereas having insufficient moral behavior (Shalvi et al., 2012) and decrease helping behavior (Darley
humility may lead to moral blind spots, as people give too much & Batson, 1973). On the other side of the same coin, Gunia et al.
credence to their own moral views while failing to account for (2012) demonstrate that having time to contemplate can help
other morally relevant aspects of a situation, having excessive people make more ethical decisions (but see Moore & Tenbrunsel,
moral humility presents the opposite challenge, as people’s own 2014). Whereas most people would probably like to think that time
moral values and standards become secondary to situational and pressure has little to no effect on their moral behavior, those with
contextual factors and the views of others. Having excessive moral moral humility are more likely to acknowledge the pitfalls
humility may thus lead people to be morally permissive, lacking associated with time pressure and may therefore look for ways
the proverbial backbone required to stand up for their own beliefs to avoid making important ethical decisions in a hurry.
and fight for what they think is right—indeed, at the extreme, they Avoiding time pressure is just one of many possible moral
may never think that they are right; they may suffer from moral safeguards that someone might employ, but the morally humble
blindness. might also be better at avoiding tempting situations in general. A
Although simply using them as explanatory descriptors (as large body of research has demonstrated the difficulties people
opposed to validated constructs), we differentiate between moral have exhibiting self-control (Muraven & Baumeister, 2000; but see
blindness and what we referred to previously as moral blind spots. critiques of ego-depletion theory, e.g., Hagger et al., 2016; Vadillo,
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Gold, & Osman, 2016), which can be the source of many moral In general, people are driven to pursue their self-interest, and
indiscretions and lead people to put themselves in tempting morality often serves as an important constraint on their self-
situations (Mead et al., 2009). People who acknowledge their own serving desires. That is not to say that all self-serving desires are
moral fallibility may thus be more likely to set specific rules or immoral, but many immoral behaviors are performed in the
boundaries for themselves. For example, to protect against pursuit of self-interest at some level. One way that good people can
infidelity, some married couples try to avoid being alone in a do bad things (and still feel good about themselves) is by engaging
room, with a closed door, with a member of the opposite sex. Some in a process of motivated moral reasoning. As people reason
people avoid working in certain industries to avoid having to through and process information, their decisions can be non-
compromise their standards. Some people may avoid spending consciously influenced by their personal motivations and prefer-
leisure time with certain individuals to avoid being tempted to ences (Kunda, 1990). Having a self-serving motivation to arrive at a
engage in questionable behavior. In short, we expect people with certain conclusion (e.g., wanting to engage in behavior X, and thus
optimal moral humility to be sensitive to the environments they wanting to believe that behavior X is not really that bad) can bias
put themselves into, and to self-select into situations where moral people’s reasoning in a way that leads them to rationalize or justify
temptations are less frequent and less intense. their desired behavior. It has been well documented that people
An additional means by which moral humility can increase a give more weight to evidence that supports their predetermined
person’s ability to enact ethical behavior is by encouraging people views or preferences (e.g., Ditto, Scepansky, Munro, Apanovitch, &
to develop moral habits and moral routines. As we argued Lockhart, 1998; Norton, Vandello, & Darley, 2004), and such
previously, we expect people with moral humility to be more motivated reasoning can happen within the moral domain,
likely to adopt an ethical learning orientation, largely due to their specifically (Ditto, Pizarro, & Tanenbaum, 2009). When faced with
moral teachability and appreciation for others’ moral strengths. a temptation to behave immorally, people are motivated to
Colby and Damon (1992) found that moral exemplars were more determine that the behavior in question does not violate their
open to the ideas of those around them and had a unique desire for personal moral values (e.g., Paharia, Vohs, & Deshpandé, 2013).
personal growth. And people focused on moral progress, growth, We submit that having low moral humility can increase the
and development may be more likely to look for ways to establish likelihood that people will exhibit moral over-confidence and
patterns and routines aimed at moral improvement. For example, a motivated moral reasoning. Although over-confidence seems to be
religious person might regularly read sacred texts, attend worships a pervasive tendency that many people demonstrate in general
services, and participate in daily prayer. An environmentalist (see Moore & Healy, 2008), we argue that having too little moral
might make it a habit to recycle everything and commute to work humility will exacerbate this tendency even further, with respect
on a bike. Others might make it a habit to write in a gratitude to morality. First, if people fail to recognize their own moral
journal every night, donate a specified amount to charity each year, fallibility, they will be less likely to keep their moral confidence in
or perform a random act of kindness each week—often with the check, and less likely to question the morally relevant conclusions
goal of becoming a better person. We predict that people with they draw. Second, if people are not morally teachable, their lack of
moral humility, other things equal, will be more likely to engage in appreciation for the moral views and strengths of others will only
these types of moral routines, and that these habits and routines increase their moral over-confidence, and they will be more likely
can serve as moral safeguards—protecting against both temptation to discount the moral perspectives and insights of others while
and selfishness—helping people to better live their espoused seeking out information or evidence that supports their own
moral values. desired conclusions. And finally, if people struggle to have a moral
perspective that extends beyond themselves, as is implied by
Insufficient moral humility: moral biases having insufficient moral humility, they will be less likely to
When moral humility is too low, however, morally relevant account for the potentially harmful implications of their actions for
biases may be more likely to take hold of a person’s decision- others. This may, in turn, increase their susceptibility to motivated
making process. In particular, a pervasive decision-making bias moral reasoning since their self-focused motivations bias their
that has been demonstrated time and time again is over- ethical decision-making process. Having insufficient moral humil-
confidence. For example, when Steinman, Shlipak, and McPhee ity can thus bias a person’s moral reasoning and hinder their ability
(2001) asked physicians whether they thought that promotions to enact moral behaviors. Moreover, some moral biases (e.g., moral
from pharmaceutical sales representatives unduly influenced the over-confidence) likely have a reciprocal relationship with moral
way that other physicians prescribe drugs to patients, 84% humility, such that the more over confidant people become in their
responded, “yes.” When those same physicians were asked moral abilities, the less likely they will be to exhibit moral humility.
whether they themselves were influenced, only 39% said, “yes.” A negative cycle may thus emerge, with increasing moral biases
In a more light-hearted example, US News and World Report and decreasing moral humility.
conducted a survey in which they provided respondents with a list
of famous people, and asked them if the people were likely to go to Excessive moral humility: moral indecision
heaven. Only 19% reported that O.J. Simpson would go to heaven Having too much moral humility can also have negative effects
(this was two years following a murder trial in which he was on a person’s ability to be moral, leading to moral indecision. People
acquitted), whereas 79% reported that Mother Theresa would go to who place too much credence on the moral strengths of others,
heaven (presumably due to her life-long commitment to serving while taking their own moral fallibility to heart, may begin to doubt
the poor in India). When survey respondents were asked about their own ability to make moral decisions effectively. Having a path
themselves, however, a full 89% reported that “yes,” they would go forward that is unclear, and trying to account for too much input, can
to heaven. People often have an over-confidence bias, thinking that present a burden to decision makers, resulting in feelings of conflict
they are better than other people. In terms of moral over- as different views push and pull them in different directions, leading
confidence, this general bias, which is a natural outcome of having to indecisiveness (Janis & Mann, 1977). Consequently, such people
insufficient moral humility, can inhibit a person’s ability to behave might develop weak moral courage and low moral efficacy, two
morally, because they may be less likely to avoid compromising capacities theorized to underlie much of the moral motivation
situations, and they will put less thought into taking precautions to required to enable people to behave ethically (Hannah, Avolio, &
protect against the possibility of succumbing to selfish and self- May, 2011). We therefore predict that people with excessive moral
serving motivations at the expense of their moral values. humility may experience moral indecision—something akin to
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paralysis by analysis—having a difficult time navigating competing assert that having moral humility will enable people to learn more
views and standing firm on their own moral values. from their experience, as they are more inclined to realize that
Moreover, moral indecision is likely to be accompanied by their exemplary behavior is only one small part of a larger whole.
negative emotions, and even post-decision regret (Frost & Shows, Considering the positive potential outcomes of behaving virtuous-
1993). For example, Krosch, Figner, and Weber (2012) found that ly (Haidt & Kesebir, 2010)—e.g., praise from others, feelings of
people who faced more decision conflict when making hypotheti- social worth, positive emotions—those with optimal moral
cal moral choices anticipated worrying about their decisions more humility may be more likely to realize that future self-interest
in the future, and experienced greater physiological arousal during might inhibit such virtuous behavior in the future (and the
the decision-making process, as measured by skin conductance. It attendant positive outcomes), resulting in a motivation to learn
therefore seems that having excessive moral humility may not only how to institutionalize moral goodness in one’s life. In sum, we
impede a person’s ability to behave morally, but it may lead to argue that following a morally virtuous behavior, instead of feeling
negative downstream consequences as well. licensed to subsequently behave unethically (Monin & Miller,
2001; Kouchaki & Jami, 2018), those with high moral humility
Aftermath might be more self-reflective and morally teachable, which can
enhance their ethical learning and moral development.
The final part of Moore and Gino’s (2015) model refers to the
“aftermath” and psychological ramifications of people’s morally Insufficient moral humility: moral disengagement
relevant behavior, although they focus primarily on how people As alluded to previously, people with too little moral humility
deal with and encode their immoral behavior. They suggest that are more likely to defensively seek ways to justify and rationalize
most people, because they desire to see themselves as ethical their immoral actions. For instance, in the aftermath of a morally
(Mazar et al., 2008; Monin, 2007), are highly adept at construing questionable behavior, a person with insufficient moral humility
their morally questionable behavior in ways that allow them to still might be more likely to morally disengage (Bandura, 2016). Moral
feel good about themselves in the aftermath. We posit that having disengagement refers to a cognitive process by which people
low moral humility will increase the likelihood of this happening, decouple their morally questionable behaviors from their moral
and that people can subsequently become entrenched in moral values in a way that helps them avoid self-censure. Bandura et al.
rationalizations that may perpetuate their unethical behavior. (1996) outlined a number of specific mechanisms of moral
Conversely, we also extend Moore and Gino’s (2015) focus on the disengagement, including, blaming the victim (e.g., it’s their
aftermath of morally relevant behavior to include not only people’s own fault; they had it coming to them), diffusion of responsibility
reactions to their own immoral behavior, but to their virtuous (e.g., everybody else does it), displacement of responsibility (e.g.,
behavior as well. We argue that because those with high moral my boss told me to do it), moral justifications (e.g., it’s for the
humility will be more open to admitting past mistakes, they will be greater good), and advantageous comparisons (e.g., it’s not as bad
more likely to productively assess their moral successes in a as what others are doing). Through a process of motivated moral
constructive manner that leads to further moral growth and reasoning, discussed earlier, we expect that people who lack the
development. In short, we assert that moral humility can help moral humility required to non-defensively acknowledge their
facilitate ethical learning. moral indiscretions will be more likely to use such mental
Importantly, most behavioral ethics research focuses primarily gymnastics to justify their behavior.
on understanding one-time decisions, often overlooking the Similarly, research has demonstrated that a desire to maintain
dynamic and recurring nature of moral decision-making and positive moral self-views can even lead people to strategically forget
how the psychological aftermath of one moral decision effects an moral rules that govern their behavior. Shu, Gino, and Bazerman
individual’s future decisions and behavior. Adopting a longer-term (2012), for example, demonstrated a case of motivated forgetting, in
perspective on ethical decision making, we contend that people’s which a sample composed mostly of university students was asked to
ethical and unethical actions—and their aftermath—ought to be participate in a laboratory experiment containing both a compre-
more fully considered in examinations of ethics and morality. hension task and a problem-solving task. They were asked to read an
academic honor code, followed by a performance task in which they
Optimal moral humility: ethical learning could earn extra money by cheating. Participants who cheated were
We expect people with high moral humility to have a able to remember fewer rules from the academic honor code.
motivation to refine their moral character (being aware of personal Moreover, Kouchaki and Gino (2016) found that people recall their
moral short-comings) and to recognize opportunities to learn from past unethical behaviors (versus past ethical, positive, or negative
other people (as they appreciate others’ moral strengths and behaviors) with less vividness and clarity, increasing the likelihood
capabilities). This combination of awareness, motivation, and that they take similar unethical actions in the future. They called this
opportunity recognition will lead the humble to be morally phenomenon unethical amnesia, wherein people tend to forget their
teachable—that is, open to people and experiences that can help unethical actions, or remember them with less clarity over time
them grow and develop, from a moral perspective. compared to other types of behaviors.
Furthermore, in the aftermath of an unethical decision, we Whereas people with high levels of moral humility are more
expect those with moral humility to be self-reflective. They will be likely to recognize their moral shortcomings and seek to rectify
more likely to acknowledge that their choice was a mistake, rather them, we expect those with insufficient moral humility to be more
than seeking to justify it. And after non-defensively accepting that susceptible to moral disengagement, motivated forgetting, and
there is a discrepancy between their behavior and the person they unethical amnesia—as they try to distance themselves from
want to become, we expect them to seek ways to learn from their potential feelings of wrongdoing or regret, so as to resist having
past mistakes. This ethical learning (see Chugh & Kern, 2016) will to acknowledge that they have violated their own values. As a
then positively influence the way they approach future situations consequence, over time, in the aftermath of behaving unethically,
(i.e., with an ethical learning orientation) and lead them to develop such people may even be more likely to cognitively encode entire
further moral safeguards to help bridge the gap between their classes of morally questionable behavior as acceptable, as repeated
moral values and their behavior. rationalizations and justifications become ingrained in their moral
Even in the aftermath of a morally virtuous behavior—such as a world view—a world view about which they are over-confident and
random act of kindness, or a courageous display of integrity—we motivated to maintain.
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Excessive moral humility: moral apathy ethical decision making in important, and perhaps novel, ways. We
Too much moral humility, on the other hand, can ultimately result now turn to a discussion of the implications of moral humility at
in apathy, as people become confused and then discouraged by their the interpersonal level.
lack of strong moral convictions. After approaching moral situations
with an extreme openness to competing moral views—and the Moral humility at the interpersonal level
consequent lack of moral courage and moral efficacy—those with
excessive moral humility may look back on the aftermath of their In addition to all of the intra-individual effects of moral
morally relevant behaviors with a very low sense of certainty about humility on a person’s ethical decision-making process, moral
the appropriateness, or inappropriateness, of their actions. This can humility is important at the interpersonal level as well. In this
lead to moral confusion, a state of ambiguity related to what is right section, we specifically focus on several interpersonal outcomes
or wrong, in general. As finding a clear path to making correct moral that serve as examples of how moral humility affects the way we
decisions remains difficult over time, people with excessive moral are perceived, how we perceive and treat others, and whether we
humility may become discouraged, as they continually vacillate rely on others to help us with our own moral growth and learning.
between alternative moral world views. As a consequence, moral Again, our treatment of these topics and the list of interpersonal
apathy may be the result, as moral confusion and moral discourage- outcomes we focus on are not exhaustive; our purpose is to prime
ment lead people to lose their energy, enthusiasm, and even interest the pump and help spark empirical research on these and similar
in moral concerns. In the aftermath of moral behavior, therefore, we ideas.
argue that moral humility is critical to continued moral development
and ethical learning. But having too little moral humility can result in Optimal moral humility
moral disengagement, and having too much can result in
moral apathy. There are many interpersonal benefits to having a high level of
moral humility. Focusing on just three, we argue that those with
Summary high levels of moral humility will be more likely to (1) be perceived
as having high moral character and integrity, (2) learn from and
At the individual level, we have argued that people with high seek moral feedback from others, and (3), treat others with moral
moral humility will be more likely to approach morally relevant regard and positively influence others’ ethical behavior.
decisions and situations with moral awareness and moral
attentiveness. We expect that they will also be more likely to Perceptions of integrity and high moral character
approach moral issues with an ethical learning orientation, We assert that people with high moral humility will be
demonstrating an openness to refining their own character. Those perceived by others as having high moral character and integrity. It
with low moral humility, however, may approach moral situations may seem slightly paradoxical that someone who openly admits
with moral blind spots, failing to recognize the ethical implications their moral mistakes would be viewed by others as having
of a given decision (e.g., bounded ethicality), or refusing to integrity, but we expect the very fact that morally humble people
acknowledge the potentially legitimate moral views of others (e.g., acknowledge their moral fallibility—and the attendant outcomes
extreme moral universalism). In contrast, those with extremely associated with doing so—will actually increase others’ evaluations
high levels of moral humility might approach ethical decisions of their character and integrity. Indeed, Peterson and Seligman
with an undue sense of moral permissiveness, struggling to (2004) called humility a morally valued trait—that is, people
maintain a clear moral perspective (e.g., moral blindness), being recognize and value humility as a character strength in others.
too accepting of potentially unethical behavior (e.g., extreme moral People tend to encode observations of others in ways that are
relativism). evaluative of broad traits, such as competence, warmth, and
We have also argued that people with optimal moral humility morality (e.g. Fiske, Cuddy, & Glick, 2007; Goodwin, Piazza, &
will have an enhanced ability to enact their moral judgements, Rozin, 2014). Recent research has demonstrated that people often
being more likely to establish moral safeguards, develop moral view morality, as a dimension, differently than competence and
habits and routines, and avoid tempting situations in general. warmth (Goodwin, Piazza, & Rozin, 2014; Leach, Ellemers, &
Conversely, we argued that the ability of those with low moral Barreto, 2007). And perceptions and evaluations of moral character
humility to make and enact moral judgments may be limited by an and integrity play a critical role in interpersonal and intergroup
increased susceptibility to moral biases, motivated moral reason- relations. For example, Brambilla, Sacchi, Rusconi, Cherubini, and
ing, and moral overconfidence. On the other end of the spectrum, Yzerbyt (2012) showed that global impressions of other people
we asserted that those with excessive moral humility might suffer were more affected by their supposed morality than by their
from moral indecision, with lower levels of moral courage and sociability or competence, because social judgments are closely
moral efficacy. linked to perceptions of whether other people have beneficial or
Finally, in the aftermath following morally relevant decisions harmful intentions. Moreover, within a person’s ingroup, Leach
and behavior, we have argued that those with high moral humility et al. (2007) found people were prouder of their group when
will be more likely to engage in ethical learning, being more apt to information was shared about their group’s morality, versus their
self-reflect with an attitude of moral teachability; whereas, those group’s sociability or competence.
with extremely low moral humility will be more likely to morally Given the important evaluative, social function of determining
disengage and rationalize potentially questionable behavior. whether others are moral or not (i.e., will relations with them be
Moreover, we have argued that those with excessively high moral harmful or helpful), people are particularly attuned to moral cues
humility will be more likely to develop moral apathy, as they and information suggestive of others’ morality (Goodwin et al.,
become confused and then discouraged by their lack of strong 2014). We propose that moral humility can thus increase
moral convictions following important ethical decisions. Overall, perceptions of moral character and integrity, because, as we have
considering the potentially far-reaching consequences of moral argued previously, those with optimal moral humility will be more
humility—on a person’s approach to ethically relevant situations, morally aware, put up more moral safeguards, and engage in moral
their ability to enact moral judgments, and the way they respond in learning. We expect these things to lead to subtle (and sometimes
the aftermath—we suggest that further exploration of moral not so subtle) comments, behaviors, and actions that other people
humility will increase our understanding of moral functioning and will perceive as reflective of moral character and integrity.
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Learning from others by seeking moral feedback We submit that having optimal moral humility may increase
At the interpersonal level, considering the influence of moral the breadth of a person’s circle of moral regard, because their sense
humility on moral learning that we discussed earlier, we posit that of personal moral fallibility combined with their acknowledge-
having optimal moral humility will increase the likelihood that a ment that they are not alone in or at the center of the moral
person seeks moral feedback from others. Feedback is generally universe will make it less likely that they elevate their own moral
seen as a key mechanism by which environments enable individual importance above that of others. Moreover, appreciating the moral
development and learning, and, interpersonally, feedback often strengths and values of other people is likely to increase the
involves information about how others perceive and evaluate an likelihood of deeming them worthy of moral concern—and we are
individual’s behavior. Proactive feedback seeking is thus an more likely to treat others well when we deem them worthy of
important individual resource for individuals to obtain valuable moral consideration.
information (Ashford & Cummings, 1983). Not only can moral humility lead people to treat others with
When it comes to morality, because people fall prey to moral more moral concern, but having a high level of moral humility can
lapses and, at times, behave contrary to their own moral values, help people influence others to behave morally as well. For
they are especially in need of feedback in the moral domain. example, in one of the rare empirical studies on moral humility,
Unfortunately, we know very little about moral feedback, specifically, Owens et al. (2018) found that leaders who behave in
specifically. But in general, research on feedback-seeking behavior ways that exemplify moral humility (e.g., show they are open to the
has proposed two ways individuals gather information relevant to ideas of others in solving ethical issues; show appreciation for the
one’s own behavior: directly asking colleagues for feedback moral strengths of others; admit when they don’t know how to
(feedback inquiry) and observing and inferring feedback informa- solve an ethical issue) help to increase the moral efficacy (i.e., the
tion from the environment (feedback monitoring) (Ashford & confidence in their ability to perform in moral situations) of their
Cummings, 1983). A cost-value framework (Ashford, 1986; followers. They argued that expressions of leader humility led to
VandeWalle, Ganesan, Challagalla, & Brown, 2000) has been used follower moral efficacy as leaders exemplified how to approach
to explain feedback seeking behaviors, suggesting that individuals moral situations with care and deliberation, gave followers
consider the perceived value and costs of feedback to help them opportunities to practice engaging in morally challenging sit-
determine whether or not to seek it. We argue that having high uations by inviting them into the decision-making process, and by
moral humility increases the perceived value of feedback seeking validating followers’ moral strengths and abilities. There is thus
as the moral strengths and values of others are more greatly initial evidence that having moral humility can help others be
appreciated. Likewise, moral humility can decrease the perceived more moral as well.
cost of feedback seeking, since one of the major psychological costs
to receiving negative moral feedback is the moral threat it presents Insufficient moral humility
to a person’s moral self-views. However, by having a less inflated
view of one’s moral capacities (i.e., moral humility), we argue that Similar to the individual level, we expect that having low levels
moral feedback will be less threatening. Therefore, we expect that of moral humility will lead to some deleterious outcomes at the
by increasing some of the perceived value and decreasing some of interpersonal level as well. As a few examples to discuss, we assert
the perceived costs of obtaining moral feedback, moral humility that having insufficient moral humility can lead others to perceive
will increase moral feedback-seeking. a person as self-righteous, can lead a person to be intolerant of
This argument is consistent with the notion of having an ethical others, and can even lead people to unintentionally harm others.
learning orientation. Indeed, VandeWalle et al. (2000) found that
having a learning goal orientation positively predicted the Perceived as self-righteous
perceived value of and negatively predicted the perceived costs People often exhibit an inflated sense of their own morality,
of seeking feedback, resulting in more feedback seeking at work. believing they are more moral and generous than others—what some
We argue that having an ethical learning orientation will have a call the “holier than thou” phenomenon (Epley & Dunning, 2000).
similar effect on moral feedback-seeking. In the workplace, moral These self-serving assessments are not unique to morality (Taylor &
feedback seeking might include initiating moral conversations that Brown, 1988), but most people erroneously believe they are more
allow people to think out loud (Gunia et al., 2012). Conversations ethical than their peers (Tenbrunsel,1998). We assert that those with
allow individuals to make sense of situations and to compare their insufficient moral humility will be especially prone to exhibiting
interpretations with others’. behaviors reflective of this “holier than thou” attitude, leading others
to perceive them as self-righteous. As people refuse to acknowledge
Treating others with moral regard their own moral shortcomings and fail to recognize the moral
Because humility often increases a person’s focus on others, it is strengths, values, and capabilities of others, they will display an air of
often associated with interpersonal qualities, such as respect, care, moral superiority that others judge as self-righteous, giving others
empathy, and a commitment towards others (Davis et al., 2011; feelings of moral reproach—or a belief that someone is looking down
Tangney, 2000, 2002; Peterson & Seligman, 2004)—qualities that on their values and does not consider them morally equal.
promote prosocial behavior (e.g., Batson, Ahmad, Lishner, & Tsang, Moral reproach can lead to strong negative responses (Minson
2002). We have conceptualized moral humility as involving a moral & Monin, 2012), because people care about their morality and are
perspective that transcends the self, and one way to think about the particularly sensitive to criticism about their moral standing
effect of moral humility at the interpersonal level is to think about a (Aquino & Reed, 2002; Dunning, 2007; Monin & Jordan, 2009). For
person’s moral expansiveness (Crimston, Bain, Hornsey, & Bastian, example, there is evidence that too much ethical leadership can
2016), or the breadth of their circle of moral regard (Reed & Aquino, actually lead to less follower citizenship behavior, due to followers’
2003; Smith, Aquino, Koleva, & Graham, 2014). Philosophers (e.g., perceptions of moral reproach from their leaders (Stouten, van
Singer, 2011) and psychologists (e.g., Reed & Aquino, 2003) have used Dijke, Mayer, De Cremer, & Euwema, 2013), which breeds
the metaphor of expanding concentric circle to help visualize the resentment as they feel that their leader is looking down on them.
psychological boundaries that someone might draw around the
groups, people, or even things that they deem worthy of moral Intolerant of others
consideration. The broader the circle, the more inclusive and Having insufficient moral humility can also lead a person to be
expansive one’s circle of moral regard. intolerant of other people. We argue that people with too little
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moral humility, who do not acknowledge their own weaknesses, others as having no moral backbone, as being morally weak. If
and who undervalue the moral strengths of others, are more likely people are all too aware of their own moral inabilities, their lack of
to view their own moral fortitude and moral judgments as moral efficacy and moral courage will negatively influence
infallible and judge the moral indiscretions of others more harshly perceptions of their moral competence and capabilities (Hannah
and less forgivingly. When such people observe the moral lapses of et al., 2011). Additionally, perceptions of moral weakness are likely
others, their first instinct will likely be to question others’ overall to be compounded even further if they demonstrate too great of an
integrity, failing to recognize that they too might have acted appreciation for the moral strength of others and give too much
similarly in a similar circumstance. Simply put, there is a disparity deference to others’ moral opinions. Moreover, the perception that
in the way people evaluate their own versus others’ behaviors. One those with excessive moral humility are morally weak may actually
reason for such a disparity is that people are fairly confident about be rooted in reality, as they lack the moral fortitude to stand up for
their own values and beliefs, but they have limited access to the their principles—which we address next.
values and beliefs of others (Pronin, 2008). Moreover, people are
more aware of the external factors and extenuating circumstances Unduly influenced by others
affecting their own versus others’ behaviors (Jones & Nisbett, When facing important moral issues, employees are often
1972). As a result, people tend to be less tolerant of others and exposed to social influences, and we argue that those with
punish others more harshly for their moral shortcomings, and we excessive moral humility are more likely to succumb to those
expect this intolerance to be amplified for those with low moral influences. Whereas high levels of humility are often associated
humility who will be less likely to see how they themselves might with a secure and affirmed self-concept (Chancellor & Lyubomir-
be susceptible to engaging in the same type of behaviors. sky, 2013; Tangney, 2000, 2002), we assert that excessive moral
Furthermore, there is evidence that seeing one’s own capability humility is reflective of a person’s insecurity and an extreme open-
for similar misdeeds is a predictor of forgiveness (Exline, minded acceptance of outside influences. In addition, humility, in
Baumeister, Zell, Kraft, & Witvliet, 2008). Therefore, as failing to excess, can relate to low self-esteem and self-efficacy, and people
admit one’s own moral fallibility decreases empathic understand- with low self-esteem are more susceptible to social influences
ing and forgiveness, we expect intolerance to increase as well. (Nisbett & Gordon, 1967). Therefore, we posit that those with too
much moral humility will be unduly influenced by other people.
Unintentionally harm others The lower levels of moral self-efficacy and moral courage
Finally, people with insufficient moral humility may even be associated with having excessive moral humility may present a
more likely to unintentionally harm other people. Harm and challenge when facing morally relevant pressure from others.
perceptions of harm often play a central role in discussions of Such pressure might take the form of direct requests to engage in
morality. Gray, Young, and Waytz (2012) go so far as to argue that unethical behavior, or perhaps, more innocently, persuasive
harm and perceptions of harm are the very essence of morality. attempts to convince them to see a situation from a moral
They assert that a behavior is considered to be immoral when an viewpoint that is different from their own. In either case, we
acting agent behaves in a way that harms a victim. The victim need expect people with too much moral humility to be more likely to
not be another person, however, but could be the environment, an comply with an unethical request or cede a moral point. They may
animal, or even Deity. We have previously argued that people with be more likely to succumb to peer pressure and violate their own
low moral humility will be less morally aware, and more likely to moral values, and they might be more easily convinced that their
suffer from cognitive biases and motivated moral reasoning that own moral perspective is incorrect. Additionally, while those with
can result in unintentional unethical behaviors and subsequent extreme humility are commendably less self-focused (Davis et al.,
moral disengagement related to those behaviors. Much, if not all, of 2011; Kesebir, 2014; Tangney, 2000; Peterson & Seligman, 2004)
this unintentional immorality involves the harming of some third- and direct less attention to themselves and their own personal
party. For example, failing to see the moral implications of a preferences, we would expect them to be less likely to act upon
particular business decision could result in unintentional harm to their own desires and thus be more influenced by (un)ethical
employees, long-term investors, or the environment. Having social influences (Pitesa & Thau, 2013). Thus, excessive moral
insufficient moral humility, therefore, may not only lead someone humility may serve as a roadblock to standing one’s ground and
to violate their own moral values, it can lead them to inadvertently living one’s values.
harm other people as well. Finally, the moral ambiguity that results from having too much
moral humility is also likely to increase one’s susceptibility to the
Excessive moral humility influence of others. Social influences and norms tend to have a
stronger effect when individuals are uncertain about what they
Similarly, having excessively high moral humility might lead to should do (Cialdini & Goldstein, 2004). The moral uncertainty and
negative interpersonal consequences. We argue that not only are ambiguity that results from having excessive moral humility thus
those with excessive moral humility perceived to be morally weak, makes it more likely that such a person would be affected by the
they will be more swayed by the moral opinions of others and more influence of others and social norms.
likely to succumb to external pressures to be unethical. Moreover,
we expect them to be less likely to intervene to protect victims of Failing to help or protect others
the immorality of others. In addition to preventing people from standing up for their
moral beliefs, having excessive moral humility might also prevent
Perceived as morally weak people from intervening to protect the moral rights of others. The
In general, people sometimes have negative associations with extreme moral relativism of those with too much moral humility,
the concept of humility (Tangney, 2000) such that humble people and the resulting moral permissiveness, may decrease the
can be seen as passive and lacking self-respect and confidence likelihood of an individual to speak up or stand up in defense of
(Peterson & Seligman, 2004). Indeed, Walker and Frimer (2007) the victims of unethical behavior. Indeed, the moral permissive-
found that a pronounced difference between moral exemplars and ness and moral apathy associated with excessive moral humility
ordinary individuals is that moral exemplars exhibited greater may allow moral concern for minority groups to wane, leading to
strength, mastery, control, autonomy, and independence. If moral the acceptance of such practices as institutionalized racism and
humility is excessive, therefore, people might be perceived by slavery.
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organizational leaders with insufficient moral humility, who fail to will fail to implement necessary structural fixes to ethical
acknowledge their own moral fallibility and suffer from ethical challenges in the workplace. Moreover, presumably ethical leaders
blind spots, such moral justifications can lead to pervasive who lack sufficient moral humility will be more likely to trigger
unethical practices in the workplace. psychological reactance in their followers. Finally, we have argued
that organizations with leaders and followers who have too much
Excessive moral humility moral humility will be more susceptible to collective corruption,
with fewer employees willing to blow the whistle and express their
Within organizations, having too much moral humility can have voice.
drastic consequences, even resulting in collective corruption. The Historically, research on behavioral ethics has primarily focused
moral permissiveness, moral indecision, and moral apathy on individual-level decision-making processes and the contextual
associated with excessive levels of moral humility increase the and social factors that influence such processes. However, it is
likelihood of unethical practices becoming normalized within a important to more fully consider the dynamic and recurring nature
company. This challenge is compounded even further by our of moral decision-making in the context of groups and organiza-
expectation that people with excessive moral humility will be less tions as well. By exploring moral humility within organizations, we
likely to blow the proverbial whistle or raise their voice against have sought to highlight how moral humility can play an important
immoral practices. As a result, we believe excessive moral humility role in influencing organizational outcomes both directly and
will lead to an increase in unethical workplace behavior. indirectly.
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They will be more likely to be seen as having high integrity and a adapted this measure to focus specifically on followers’ ratings of
strong moral character, and they will have a more expansive circle leader humility. Finally, Owens et al. (2018) recently adapted the
of moral regard for others. We predict that organizations with measure further to focus specifically on leader moral humility.
leaders and followers who have high moral humility will be more Sample items from their 11-item measure include, “My leader
likely to have ethical cultures, promote psychological safety, and shows he or she is open to the advice of others when dealing with
have lower rates of unethical workplace behavior. ethical issues,” “My leader admits it when he or she makes
Third, we predict that there will be an inflection point in the mistakes in solving ethical issues,” and “My leader takes notice of
inverted u-shaped relationship between moral humility and others’ moral strengths.” To our knowledge, Owens et al.’s (2018)
positive outcomes, such that people with excessively high levels examination of moral humility is the first attempt to operationalize
of moral humility (i.e., those to the right of the inflection point) moral humility as a domain-specific construct, and we believe
will be more morally permissive and display more extreme moral adapting this measure to contexts beyond leader-follower relation-
relativism. We expect excessive moral humility to be negatively ships may be the best first step to empirically examine the many
associated with moral courage and moral efficacy, leading to relationships we have proposed in this article. However, as we
indecisiveness related to ethical issues. Such people will be more noted earlier, while our definition of moral humility is informed by
likely to experience discouragement and confusion related to and closely related to Owens et al.’s (2018) operationalization, our
ethical decisions, perhaps resulting in a moral apathy that borders definition is slightly broader, including not only the interpersonal
on indifference. We predict that they will be more likely to be aspects of humility that they address (i.e., behavioral manifes-
perceived as morally weak, and that they will be unduly tations of humility that emerge in interpersonal contexts), but also
influenced by the moral views of others, as well as less likely to the intrapersonal aspects of humility (related to the thoughts,
speak up (i.e., whistleblowing, voice) when confronting morally reactions, and mental processing that occurs in the head of the
troubling situations. We also predict that organizations with individual). Perhaps a combination of self- and other-reports of
leaders and followers who have excessive moral humility will be moral humility could be employed in a single study to measure
more likely to have socialization processes and institutional forces both the psychological and interpersonal aspects of humility.
that normalize collective corruption, leading to increases in In addition, researchers might think of psychological manifes-
unethical workplace behavior. tations of humility that can be captured in behavioral tasks. For
In sum, we predict that higher moral humility will be associated example, by observing an individuals’ behavioral information-
with more of the positive and less of the negative outcomes we seeking tendencies about oneself, it might be possible to infer a
have outlined above, but that this seemingly monotonic relation- person’s self-assessment of their own moral fallibility. We hope
ship will reverse when levels of moral humility are so high as to that creative and psychometrically talented scholars will continue
become excessive, at which point increasing moral humility can to find innovative ways to more objectively measure moral
lead to more negative outcomes. Evoking Aristotle, once again, we humility.
predict that there is a high level of moral humility that is optimal, Another fundamental question is whether or not moral
some mean level between deficiency and excess. humility can be manipulated in the short term, allowing
researchers to conduct laboratory experiments with the goal of
Measurement concerns establishing causal links between moral humility and the many
outcomes we have presented here. A starting point would be to
Of course, essential to any empirical examination of moral target the component parts of our definition of moral humility,
humility are issues related to measurement. In the past, such as using a behavioral task or a recall prompt to increase the
researchers have doubted the validity of people rating their own salience of a person’s sense of their own moral fallibility. Or
level of general humility (Tangney, 2000), leading Tangney (2002) perhaps having people read a persuasive article or story that
to even note that perhaps humility is “one construct that is simply outlines or highlights the benefits of relying on the moral strengths
not amenable to self-reports” (p. 415). Not only might social of others. The difficulty will be in trying to isolate manipulations
desirability concerns influence people’s self-ratings of humility, that influence moral humility but not other closely-related
but the very nature of humility itself might lead people who are constructs.
insufficiently humble to report higher rates of humility than those Finally, at the organizational level, a potential measurement
who are truly humble, due to a lack of modesty and inaccurate self- strategy might be to assess an organization’s climate for moral
evaluations. Nonetheless, past work on general humility has often humility. Developing survey measures with the intention of
relied on self-reports. For example, the Honesty-Humility (HH) aggregating responses at the group or organizational levels and
subscale of the HEXACO–PI (Lee & Ashton, 2004) is a well- then conducting analysis with multilevel modeling might be an
established self-report measure. Other researchers have relied on initial step in this direction. That said, it should not be assumed
self-reports but have asked participants to compare themselves to that moral humility, as a construct, will maintain theoretical
others (e.g., the average college student), using a social comparison equivalence across different levels of analysis (Rousseau, 1985), so
measurement (Rowatt, Ottenbreit, Nesselroade, & Cunningham, a test of homology might thus be in order—that is, a test designed
2002). And in an effort to move completely away from self-reports, to examine whether the “processes and relationships among
Rowatt et al. (2006) developed an implicit associations test of variables at one level (e.g., the individual) are consistent with
humility, as compared to arrogance. To our knowledge, however, analogous processes and relationships at another level (e.g., the
there is still not compelling evidence that this implicit measure team or organization)” (Chen, Bliese, Matheiu, 2005, p. 376).
effectively predicts humble behaviors or perceptions of humility
from others. Additional avenues for future research
A more recent and perhaps more promising approach to
measuring humility has been to focus on the relational nature of Determining an “optimal” level
the construct, measuring people’s perceptions of others’ expres- A first major test of the fundamental premise of our assertions
sions of humility (e.g., Owens et al., 2013). Owens et al. (2013) relates to the curvilinearity of the relationship we propose
created a measure of expressed humility, asking people to rate the between moral humility and moral outcomes. Empirically, a
humility of another person within the context of their specific necessary first step is to test for a non-monotonic (i.e., curvilinear)
relationship with that person. Later, Owens et al. (2015) then relationship between moral humility and the many outcomes we
Please cite this article in press as: I.H. Smith, M. Kouchaki, Moral humility: In life and at work, Research in Organizational Behavior (2018),
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have proposed. Next, the inflection point where the outcomes of humility and positive moral outcomes is curvilinear: too little leads
increasing moral humility change from positive to negative might to moral blind spots; too much leads to moral permissiveness;
be meaningfully identified, taking into consideration the nuances while the right amount leads to a moral awareness and moral
of the sample, context, industry, organization, and even outcome of learning that helps people live up to the values they espouse.
interest—indeed, the optimal level of moral humility may be Organizationally, a strong sense of moral humility among leaders
different for different positive outcomes. In addition to testing our and followers might help promote an ethical culture and foster
basic assertions, such empirical examinations will also help psychological safety. Virtues such as moral humility are thus
translate our broad proposed relationships into more meaningful important for both individuals and organizations to consider.
and actionable implications, helping to clarify what “optimal” Exploring moral humility at different levels of analysis (i.e.,
moral humility means in practice. individual, interpersonal, and organizational) has led us to a
number of potential propositions. Knowledge of one's own moral
Moral learning fallibility might help reduce moral biases and moral disengage-
One of the important aspects of moral humility that we believe ment. Embracing the moral strengths of others might help
deserves particular attention is the notion of moral teachability, facilitate moral learning and moral feedback seeking. Looking
which facilitates moral learning. In contrast to much of the beyond one’s self-interest and having a broader perspective may
management and organizations literature, in which the moral increase the size of one’s circle of moral regard. Lastly, we
views and beliefs of organization members are often viewed—or at acknowledge that in covering such a wide range of theoretical
least examined—as relatively static and unchanging, we argue that ground, we have run the risk of sacrificing depth for breadth. Yet it
the moral views of workers and employees are greatly influenced is our hope that our broad discussion and many assertions related
by their experiences at work, across jobs, over a lifetime. In other to moral humility, at work and in people’s lives, will help open
words, people are continually engaging in moral learning, for the door to future research on this important but underexamined
better or worse, and we propose that a person’s moral humility virtue.
plays a crucial role in determining the path that such moral
learning (or the lack thereof) will take. Future research might
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