Professional Documents
Culture Documents
Nerve Function
A. Lee Dellon, MD, FACS ABSTRACT: A numerical grading scale for median and ulnar func-
Division of Plastic Surgery ~ion is outlined: This system, based upon the known pathophys-
and Department of Iology of chronic nerve compression, creates a hierarchical scale
Neurological Surgery, of mutually exclusive categories for motor and sensory function.
Johns Hopkins University School The scale is responsive to incorporating new technologies for
sensorimotor evaluation if these should offer advantages in com-
of Medicine,
puter-assisted evaluation, validity, or reliability. The scale is as-
Baltimore, Maryland sumed to be nonuniform, and nonparametric statistical analYSis,
such as use of the Wilcoxon rank-sum test, is appropriate. Where
motor function may predominate the peripheral nerve function,
such as the ulnar nerve, in contrast to the median nerve, the scale
may be uniquely defined to reflect this attribute. Pilot study ex-
amples of application of the numerical scoring system are given,
and specific areas to better define the scale through research are
suggested.
Without assessment, we cannot treat, we cannot grading scale for peripheral nerve function. The in-
communicate, and we cannot progress. creasing availability of therapists trained in hand
ev~lu~~ion techniques, the increasing emphasis upon
Elaine E. Fess, 19841
rehablhty and validity of testing instruments and pro-
~edures, ar:d the recent proliferation of computer-
D espite the progress made by hand therapists,
neuroscientists, and surgeons in under-
standing and quantitating peripheral nerve function,
lmked deVIces to quantitate peripheral nerve func-
tion9~11 suggest. that the time for such a grading sys-
tem IS now. It IS the purpose of this article to con-
there remains little uniformity in the reporting of end
results of nerve repair, in staging chronic nerve ceptualize a grading scale, making it available for
discussion, investigation, and refinement.
c?mpression, or in describing the degree of a pe-
npheral neuropathy. Despite the worldwide aware-
ness of the existence of the Highet's "British System" CRITERIA FOR A NUMERICAL
of Sl-4 and Ml-5 for grading the results of nerve
GRADING SCALE
repair/ and of the ability of the Semmes-Weinstein
nylon monofilaments to measure the perception of a
force applied to the skin,3.4 many therapists and sur- . A peripheral nerve grading scale must distin-
ge~ns employ traditional, but poorly defined, de-
gmsh between differing degrees of sensory and mo-
scnptors such as "poor," "fair," "good," and "ex- t?r function. A technique must be available to quan-
htat~ each degree of impairment in sensory function
cellent" to describe functional outcome. Such
descriptors f~il to permit detailed statistical analysis and m motor function. It is recognized that the future
m~y see t~e development of new technologies that
of preoperatIve versus postoperative conditions, or
r~lative improvement in motor versus sensory func-
WIll permIt more accurate, more reliable, or more
hon. Furthermore, these traditional descriptors frus- valid me~sures .of each of these degrees of impair-
trate any attempt to do intercenter or cooperative ment. It IS deSIrable for the grading system to be
end-result studies, now termed "meta-analysis." 5,6 expressed in a numerical scale so that statistical anal-
Unfortunately, even when the British System is used, ysis will be facilitated. While a uniform scale, that is,
it fails to specify the meaning of "some two-point one with the same "spacing" between points on the
discrimination," as in its S3 + category. Sadly, even scale, would be ideal, it is recognized that this may
when the Semmes-Weinstein mono filaments are used not be possible either to achieve or to demonstrate.
their unique numerical markings are so poorly under~ Therefore, in my opinion, statistical analysis that does
stood that interpretations of their meaning and sta- not ~ssume ~n interval distribution, i.e., nonpara-
tistical analysis are frequently erroneous. 7 ,s metnc analYSIS, must be applied instead of the usual
It should be possible to develop a numerical "t-test." The clinical tests used to localize sensori-
motor function to a point along the scale should be
sufficiently (1) valid, (2) reliable, (3) cost-effective,
Presented at the American Society for Peripheral Nerve meeting, and (4) available. Ideally, all numerical grades of the
Houston, Texas, April 28, 1993. scale should be mutually exclusive.
Historically, the British System2 is a prototype
Dr. Dellon has a financial interest in the Disk-Criminator and is of t~is scale, but the sensory and motor grades were
a co-patent holder of the Pressure-Specifying Sensory Device.
not mtegrated, requiring, therefore, a dual designa-
Correspondence and reprint requests to A. Lee Dellon, MD, Suite tion to describe each nerve, e.g., S3M4. Furthermore,
104, 3901 Greenspring Avenue, Baltimore, MD 21211. the numerical integers used for the scale proved to
152 JOURNAL OF HAND THERAPY
be insufficient, requiring the addition of "+" cate- TABLE 1. Pathophysiologic Basis for Peripheral Nerve
Grading
gories into the sensory side, e.g., 52 + and 53 +.
Finally, the grades were poorly defined and usually Degree of
not able to be quantified. Other grading schemes Severity Pathophysiologic Clinical
have been reported for specific peripheral nerve stud- Mild Blood - nerve barrier Symptoms, no signs
ies, such as McGowan's classification for ulnar nerve breakdown
entrapment at the elbow, described in 1950, which
Moderate Demyelination Symptoms plus thresh-
lacked a sensory component. 12 The electrophysio- old signs
logic definition of an ulnar grading scale by Eisen
and Danen 13 in 1974 is not suited to widespread clin- Severe Axonal loss Symptoms plus inner-
ical use by the hand surgeon or therapist, and re- vation density signs
quires the assumption that the electro physiologic
measurement correlates with either patient symp-
appearance of clinical signs: symptoms without clin-
toms or hand function, which, in my experience, it
ical signs, progressing to symptoms associated with
does not. 14 The classification of Dellon in 1983 of
clinical signs of threshold change, and, finally, symp-
degrees of chronic nerve compression was applied
toms associated with clinical signs of innervation
to the carpal tunnel syndrome and cubital tunnel
density change (Table 1).
syndrome. 1s The grades of compression, which were
termed "early," "moderate," and "severe," are clin-
ically relevant, and correlated with measurements, CLINICAL ASSESSMENT TECHNIQUES
such as vibratory perception with the tuning fork,
vibratory threshold with a vibrometer, and two-point THAT CAN SUPPORT A GRADING SCALE
discrimination, that could be obtained readily. This
grading scheme, however, did not permit indepen- Fess has stressed the desirability during clinical
dent reporting of the sensory versus the motor com- assessment of employing standardized tests, i.e., tests
ponent of the peripheral nerve function, and also did that ideally have been proven to be both valid and
not lend itself easily to statistical analysis. reliable, are well-described in terms of equipment
specifications and methods of use, and have nor-
mative data available. l From a practical point of view,
Fess notes that "unfortunately only a small number
PATHOPHYSIOLOGIC BASIS FOR A of tests meet all requirements of standardization. The
PERIPHERAL NERVE GRADING SCALE remaining hand assessment instruments fall at vary-
ing levels along the validity and reliability con tin-
Investigation of the pathophysiology of chronic uums ... instrument selection should be predicated
nerve compression has demonstrated that the earliest on satisfying as many of the standardization requi-
changes are related to disruption of the blood-nerve sites as possible, thus ensuring an identifiable level
barrier, causing endoneurial and subperineurial of quality control." 1
edema. This isJollowed by progressive demyelina- Clinical assessment that is available today for the
tion, and finally by degeneration of nerve fi- motor system threshold includes manual muscle
bers. 16 - 18 Electrophysiologic changes, such as delay testing23 and, for specific muscles, such as those that
in conduction, do not occur until there is thinning are median- and/or ulnar-innervated, quantitative
of the myelin, with decrease in amplitude not oc- measurements such as pinch and grip strength. 24-26
curring until there is axonal loss.19 For the motor system innervation density assess-
Threshold change for a "motor" nerve, recog- ment, there is just the description of the degree of
nizing that every so-called motor nerve contains af- muscle atrophy. Clinical assessment that is available
ferents from the muscle spindles and Golgi tendon today for the sensory system threshold includes qual-
organs,20 would be equivalent to weakness of the itative descriptors of constant- and moving-touch and
muscle, and innervation density change would be vibratory perception,27.28 quantitative measurement
equivalent to loss ofaxons with subsequent atrophy of the slowly adapting fiber/receptor system, the cu-
of the muscle. Threshold change for a sensory nerve taneous pressure threshold with either the 5emmes-
would be an increased stimulus required for the slowly Weinstein nylon monofilaments3A·29.30 or the Pres-
adapting fiber/receptor system or for the quickly sure-Specifying Sensory Device,lO* or quantitative
adapting fiber/receptor system, i.e., constant touch- measurement of the quickly adapting fiber/receptor
pressure and moving touch-vibration. 21 Innervation system, the cutaneous vibratory threshold with a vi-
density change for the same sensory nerve subpopu- brometer. IS.31* For the sensory system innervation
lations is hypothesized to be an abnormal static or density assessment, there is the measurement of static
moving two-point discrimination. 22 and moving two-point discrimination with the Disk-
While the terms that I have used previously, Criminator32 - 34 or with the Pressure-Specifying Sen-
"early, moderate, and severe," for degrees of nerve sory DevicelO (Table 2).
compression lS represent the gradient of the above Clinical assessment techniques for the measure-
pathophysiologic changes of chronic nerve compres- ment of pain or sudomotor function or the perception
sion, it may be better to structure the proposed grad-
ing scale according to the classical clinical observa- *NK Biotechnical Engineering Co., P.O. Box 26335, Minneapolis.
tions that the patient's symptoms precede the MN 55426.
2 3 4 5 6 7 8 9
20 40 60 80 100 NUMERICAL SCORE
TIME AFTER DIAGNOSIS
(MONTHS) B ~
100
z 90
FIGURE 1. Life-table analysis of the results of nonoperative w
0 80
management of the cubital tunnel syndrome. For statistical z
0
purposes, a successful outcome of the nonoperative manage- 0.. 70
III
ment was not having an operation. Frocn the graph, 89% of W 60
a: anes.
thresh;
patients with symptoms only (score 1), 67% of patients with LL
severe
0
symptoms and abnormal sensorimotor thresholds (scores 2, 3, w
and 4), and 38% of patients with symptoms and abnormal
sensorimotor innervation density (scores 5, 6, and 7) did not "~
have surgery. These differences were significant at the p < w
(.)
0.001 level. From: Dellon AL, Hament W, Gittelshon A: Non- a:
w
0..
operative management of the cubital tunnel syndrome: An
eight year prospective study. Neurology, in press, 1993. 4 5 6 7
NUMERICAL SCORE
whether the results of treatment diminished with FIGURE 2. Twenty experts ranked the elements of the grad-
ing scale for the median nerve at the wrist (see Table 5). The
increasing degree of preoperative severity or whether
distribution of their responses for each of the grades from 0 to
it was relatively easier to achieve better results for 10 are viewed in relationship to the rank order of Table 5. (A)
sensory or for motor impairment. Table 7 contains If all respondents agreed exactly with the grading scale's se-
these comparisons, with the mean ± standard de- quence, there would be a series of sharply defined peaks in
viation instead of the median value being listed. Be- the numerical sequence 0 through 10. Note the excellent agree-
cause nonlinearity of the scale was assumed, all sta- ment on the ordering of the categories 0, I, 9, and 10. (8)
tistical comparisons were done with the nonparametric Focusing upon just the sensory categories, it is clear that most
respondents ranked mild threshold (thresh) abnormalities be-
Wilcoxon rank-sum test.
fore severe, e.g., 2 before 4, and the same for abnormal two-
point discrimination (2PD), e.g., 6 before 8. However, the re-
Results of Treatment for Recurrent Cubital lationship between the development of abnormal two-point
Tunnel Syndrome discrimination and the degree of threshold abnormality was
uncertain, e.g., 6 preceded 4 for many respondents. Further-
more, some ranked anesthesia (anes) as occurring before a
The numerical grading scale in Table 6 was eval- severe loss of two-point discrimination.
uated in a series of 40 patients who had recurrent
cubital tunnel syndrome, whose symptoms would be population into those with different degrees of se-
sufficiently severe and whose outcomes would be verity so that statistical analysis could be applied to
sufficiently variable to permit application of the full determine whether the results of treatment dimin-
range of the scale. The patients' sensorimotor eval- ished with increasing degree of preoperative severity
uations before and after surgery were graded ac- or whether it was relatively easier to achieve better
cording to the numerical scale in Table 6. 39 The sur- results for sensory or for motor impairment. Table 8
gery consisted of a submuscular transposition of the contains these comparisons, with the mean ± stan-
ulnar nerve by a musculofascial lengthening tech- dard deviation being expressed instead of the median
nique, and an internal neurolysis of the ulnar nerve, value. Because nonlinearity of the scale was as-
as indicated by the intraoperative findings. The mean sumed, all statistical comparisons were done with
length of follow-up was 38 months. Utilizing each the nonparametric Wilcoxon rank-sum test.
patient's worst preoperative score, i.e., the highest The nonoperative management of cubital tunnel
value for either motor or sensory, and comparing it syndrome. To determine whether this numerical
with the patient's worst postoperative score, i.e., the grading scale would permit sufficient specificity to
highest value for either motor or sensory, the grading evaluate a patient group by the Kaplan-Meier pro-
scale demonstrated that there was a statistically sig- portional hazards model, or what-is usually termed
nificant improvement resulting from the surgery (7.1 "life-table analYSis," the scale for ulnar nerve en-
preop versus 2.0 postop, p < 0.001). The numerical trapment at the elbow level, given in Table 6, was
grading scale permitted subgrouping of the entire applied to a cohort of cubital tunnel patients accrued
156 JOURNAL OF HAND THERAPY
from 1983 through 1987. This group was character-
ized by having sufficiently early or minimal-enough
symptoms and signs, or who otherwise refused sur-
gical treatment such that they were treated with a
standardized nonoperative regimen to reduce pres-
sure within the cubital tunnel. 40 The group com-
prised 164 cubital tunnel syndromes, with a mean
length of follow-up of 58.6 months. Failure of the
nonoperative treatment was defined as surgical in-
tervention. The patients were subgrouped such that
the most minimally involved group would be symp-
toms without signs, or grade 1; the next most in-
volved group was symptoms with signs of abnormal
threshold, or grades 2, 3, and 4; and the most in-
volved group was symptoms with signs of abnormal
innervation density, or grades 5,6, and 7. There was
no patient in this study with scales of 8 through 10
who was treated nonoperatively. Figure 1 illustrates
fiGURE 4. The Pressure-Specifying Sensory Device now has
the results of the life-table analysis, which demon-
an adjustable bar that dampens the oscillations of the exam-
strated a statistically significant increase in the per- iner's hand. When examining a hand with suspected near-
centage of patients having surgery (failing the non- normal sensibility, maximum dampening is selected by moving
operative management) in relation to the staging cre- the adjustable knob toward th e prongs. For the patient for
ated by the numerical grading scale. whom severe sensibility change is anticipated or found, the
prongs need their maximum available excursion, and the knob
is moved away from the prongs.
Survey of the Experts on the Grading Scale's
Rank Ordering
has come from my own personal experience. Another
approach to determining the validity of this grading
Thus far, the conceptualization has all been from scale, in addition to demonstrating that it can eval-
one individual: the rank ordering of the grading scale uate certain clinical situations as in the three pilot
projects above, would be to ask a panel of "experts"
TIBIAL NERVE PERONEAL NERVE to rank the same categories, and then compare their
(BIG TOE : PLANTAR) (FOOT : DORSUM) ranking with mine. In February 1992, a questionnaire
:;: was sent to 40 "experts" to do exactly this. They
30 :;:
0 RIGHT
were given a set of 11 cards with the category names
:!
~ LEFT
described in Table 5 for the median nerve and an-
E
E \ other set for the ulnar nerve as described in Table 6,
C" 20 :;: and asked "to structure a rank/order series of events
~ :;:
N
that constitute the natural history of the injured pe-
:iE :;:
~
ripheral nerve." Twenty responses were received from
c:t
a: :;: :; a group that included both orthopedic and plastic
(!) 10 :! :;:
N
~
surgeons who have published in the field of periph-
• l~ eral nerve surgery, as well as hand therapists rec-
o !TIl
1PS 2PS
r1
1PM 2PM
rb
1PS 2PS
rJ",
1PM 2PM
ognized for expertise in sensory rehabilitation and
sensibility testing. 41 Figure 2 illustrates the responses
for the median nerve and demonstrates how the re-
CUTANEOUS PRESSURE THRESHOLD sponses to this questionnaire help focus upon the
additional information that must be acquired to create
fiGURE 3; Example of relationship between changes in
threshold and two-point discrimination (2PD) determined with
a numerical grading scale that has widespread ac-
the Pressure-Specifying Sensory Device. These measurements ceptance. For example, it was unclear to most re-
are for a 34-year-old patient with bilateral tarsal tunnel syn- spondents where to place "persistent paresthesias,"
drome. The left tarsal tunnel had been released, with a neu- which is number 5. Is this because most respondents
rolysis of the medial and lateral plantar nerves in their distal do not ask their patients this historical question, and
tunnels seven months before these measurements. Note that therefore have insufficient information upon which
there is no difference in the thresholds between the left and to have made their decisions? This is the most likely
right peroneal nerves, which were without surgery. Note that explanation, because most respondents simply ranked
the thresholds for one-point static (7 PS) touch, one-point mov- this category just after 1, "intermittent paresthesia."
ing (7 PM) touch, and for two two-point static (2 PS) and two-
This illustrates a problem with the questionnaire, in
point moving (2PM) discriminations are decreased, i.e. , im-
proved in the left, operated on, foot for the big toe. Note that
that it did not provide information as to. whether the
threshold changes have improved before innervation density respondents truly had experience with each of the
changes, i.e., 2PD 74 for static and 72 for moving in both left categories, yet it also demonstrates an area for both
and right big toes. With further time after surgery, and further investigation as well as education. Similarly, is the
neural regeneration, a decrease in 2PD may be expected. problem with the overlap of threshold and mild two-
April-June 1993 157
316
A 110.0
105.0 ~
100.0 100
95.0
90.0 31.6
11
~
~I
85.0
w
Q
:i:
10.0 0
5
80.0
:.xl
0
Q.
75.0 r---' :z
til
::IE
ct 70.0 3.16
65.0
60.0 1.00 fiGURE 5. The Force-Defined
Vibrometer (N K Biotechnica l En-
.
55.0 1 1 36 1 1 3~ gin eering Co., Minneapo lis, MN).
50.0
1o 6 24 06214
.316 (AJ Example of th e va ri atio n in vi-
10 Hz 16 Hz 32 Hz 64 Hz 128 Hz 256 Hz 500 Hz bratory threshold with in creasing
force of application of th e vibro-
LEFT INDEX FINGER meter to the normal fin gertip , for
two different frequen cies. (B) Ex-
B 110 ·or···,.... :··ii:.:oo(i:.:i99i··· .. '·.. ...,.... ......... ....,', .. ..... ,. ."., ... ,.... ',.,.... ............ ,' .... 316
ample of the vibrogram of apatient
w ith lead neuropath y. (Fro m : Del-
Ion AL, Keough J: Th e surgical
10:5 .0; ................ ... .... .... . .. .. r- t-.: ......... ............ .. ........ .. .................. " .. .. .. :~ ... management of lead neuropathy.
J Hand Surg, submitted f o r publi-
100.0: .. .... · .. · .. · ...... .. .... .. ...... · ';. .. ................. ........... ......... .... ...... ....... . :. 1"''' 100
cation, 7993). Note that th e thresh-
olds are high, and th at there is no
perception of the low frequenc ies,
i .e., 70, 76, and 32 fo r th e inde x
· .. · 31.6
finger, and 70 and 76 for the little
finger.
3.16
70.0 : \
:{ ::<:
-'-
6:5.0 -'-.- - - - - - - 1
:, ':': -
, 1>-:
60.0 ., . .. . .. ....... .. .... ...... ... .... . , , :' 1.... ·1.00
point discrimination abnormalities due to a true dif- The surgical oncologist's approach to head and neck
ference of opinion, or does it reflect that most re- tumors based upon their size, location, involvement,
spondents do not measure both threshold and in- or regional nodes or distant metastases (the TMN
nervation density changes when they examine their classification) is another example .45 Grading the de-
patients? gree of involvement of joints enables more effective
management of osteoarthritis of the hip. 46 Develop-
ment of an appropriate grading scale for chronic pain
DISCUSSION is approaching a realityY I believe that creating a
universally acceptable numerical grading scale is es-
The history of clinical medicine is replete with sential to elevating the clinical care of the peripheral
examples of improved patient care based upon a bet- nerve to the scientific level it deserves. The under-
ter understanding of the histopathology and the standing of the pathophysiology of the peripheral
pathophysiology of the disease. The analysis and nerve and the clinical assessment techniques are now
communication of the information that forms the ba- available to achieve this goal.
sis of this progress usually rely upon a graded clas- The numerical grading scale conceptualized in
sification. The increased survival obtained in the cur- this article remains to be validated. By selecting two
rent approach to Hodgkin's disease is an excellent well-understood peripheral nerves, the median nerve
example of the necessity of such a graded scale. 42 - 44 at the wrist level and the ulnar nerve at the elbow
158 JOURNAL OF HAND THERAPY
level, it was possible to design three pilot studies to were to become used commonly, it might be most
test the applicability of this grading scale. The ease appropriate to use it for grading certain peripheral
with which the commonly utilized clinical assessment neuropathies instead of the cutaneous pressure
techniques can be converted into a numerical grade, threshold, while it may be that both types of thresh-
the ease with which the numerical grade can be an- old measurements will prove valuable.
alyzed statistically, and the variety of statistical anal- The numerical grading scale is presented here
yses possible suggest that this grading scale already only for the median nerve at the wrist and the ulnar
may be appropriately rank ordered and may, there- nerve at the elbow. Clearly, if this concept is ac-
fore, be valid. While some of the individual clinical cepted, it would be necessary also to apply this scal-
assessment tests, such as two-point discrimination, ing technique to each peripheral nerve for which we
have been validated with respect to predicting hand wish to express a diagnosis, a prognosis, and a treat-
function 48 - 51 and have been ranked, in general, in ment result. This will take the cooperation of an in-
relation to threshold testing,15,52,53 the relationships ternational panel of peripheral nerve experts. The
between motor and sensory components have not American Society for Peripheral Nerve has formed a
been previously documented, committee whose goal is to address the validity of
The experts' responses to the rank-order ques- such a scale and seek international collaborators for
tionnaire highlight areas of agreement, such as the their expertise with individual nerves.
sequence for both the median and ulnar nerves of 0,
1, 2 and 8, 9, 10. The experts' responses highlight
areas of potential ambiguity, such as the relationship REFERENCES
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11. Horch K, Hardy M, Jimenez S, Jabaley M: An automated tactile
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1950.
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196.
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