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NJAS - Wageningen Journal of Life Sciences 74–75 (2015) 1–7

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Review

Cocoa production in West Africa, a review and analysis of recent


developments
Marius Wessel a,∗ , P.M. Foluke Quist-Wessel b,1
a
Emeritus professor Wageningen University, Arnhemseweg 78, 6711 HG Ede, the Netherlands
b
Director and Senior Agronomist of AgriQuest, Narcissenstraat 10, 6666 BA Heteren, the Netherlands

a r t i c l e i n f o a b s t r a c t

Article history: This paper reviews the present condition of cocoa growing in West Africa where some six million ha are
Received 24 September 2014 planted with cocoa which provide about 70 percent of the total world production. Côte d’Ivoire and Ghana
Received in revised form 28 July 2015 are the largest producers, followed by Nigeria and Cameroon. In the beginning of the 21st century the
Accepted 7 September 2015
cocoa production increased from about 2,000,000 tons to about 3,000,000 tons in 2010 and subsequent
Available online 26 September 2015
years. While in this period expansion of the cocoa area (at the expense of forest land) contributed to
increased production, nowadays more cocoa has to come from higher yield per ha which is very low at
Keywords:
present. This paper highlights at first cocoa growing in each of the cocoa producing countries and then
Pests
Diseases deals with the common constraints and options to higher yields, especially those in Côte d’Ivoire and
Replanting Ghana. The major causes of low yield are a high incidence of pests and diseases, the old age of cocoa
Rehabilitation farms and lack of soil nutrients.
Fertilizers Concerns about declining output due to aging and diseased trees have urged the government of Côte
Amazon hybrids d’Ivoire and Ghana to launch large rehabilitation and replanting schemes which provide farmers with
Agroforestry improved planting materials, plant protection chemicals and fertilizers. As owners of small farms do not
Intensification earn enough income from their cocoa to purchase external inputs, the traditional mixed planting of cocoa
Prospects
and forest and fruit trees and some oil palms is discussed as an alternative to a high input approach. This
low input low output system is sustainable but not the way forward to higher yields.
It is thought that in the short run higher cocoa prices and improved management including pest and
disease control and to a certain extent fertilizer use offer scope for a larger cocoa output. In the more
distant future the predicted climatic change and increased land use for food production will reduce the
size of the cocoa area and affect the leading position of West Africa on the world cocoa market. This
review shows that at present the conditions for sustainable production are not met and concludes that
important structural changes in the cocoa sector are needed to reach this goal. These changes concern the
economic viability of cocoa on small farms, extensive land use and the ecological impact of the current
cocoa growing practice. The implementation of these changes requires area specific programs with as
their common goal increased economic and environmentally sustainable cocoa production on less land.
© 2015 Royal Netherlands Society for Agricultural Sciences. Published by Elsevier B.V. All rights
reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Production in the main cocoa growing countries of West Africa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2.1. Côte d’Ivoire . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2.2. Ghana . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2.3. Nigeria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2.4. Cameroon . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2.5. Common causes of low yield . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

∗ Corresponding author. Tel.: +31 (0) 318 616082.


E-mail address: mwessel@tiscali.nl (M. Wessel).
1
Tel.: +31 (0) 6 25401772.

http://dx.doi.org/10.1016/j.njas.2015.09.001
1573-5214/© 2015 Royal Netherlands Society for Agricultural Sciences. Published by Elsevier B.V. All rights reserved.
2 M. Wessel, P.M.F. Quist-Wessel / NJAS - Wageningen Journal of Life Sciences 74–75 (2015) 1–7

3. The impact of major pests and diseases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3


3.1. Cocoa Swollen Shoot Virus Disease . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3.2. Phytophthora Pod Rot . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3.3. Mirids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
4. Rehabilitation and replanting of cocoa fields . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
4.1. Rehabilitation of mature cocoa fields . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
4.2. Partial or complete replanting of old cocoa fields . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
4.3. The use of improved planting material . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
4.4. The use of Upper Amazon hybrid cocoa without shade. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5
5. The role of fertilizers in increasing the yield of farmers’ cocoa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
6. Cocoa agroforestry as an alternative to a high-input approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
7. Prospects for future cocoa production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
7.1. Short-term demand and supply . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
7.2. Problems of the cocoa sector in the long run . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
8. Towards sustainable cocoa production: growing more cocoa on less land . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
8.1. The economic viability of cocoa on small farms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
8.2. Extensive land use and low yields, the need for intensification of the cropping system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
8.3. Reduction of negative ecological effects of cocoa cultivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
8.4. An integrated approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

1. Introduction production area, a government policy to stimulate cocoa growing


as an export crop, the availability of large virgin forest areas and a
In West Africa cocoa is mainly grown by small holders who tradi- large scale labour migration from the north [4].
tionally planted their cocoa at random under thinned forest shade. The spectacular production increase in the 2013-2014 season,
It is a low input cultivation system which uses the forest soil fertility however, is mainly attributed to a 40 percent increase in the farm
and the existing shade. This simple method explains that some six gate price which prompted farmers to invest more time and inputs
million ha of the West African forest zone are planted with cocoa, in their plantations [5]. This rapid increase shows that there was a
which provides about 70 percent of the total world production. At latent production capacity that could be mobilized quickly. Accord-
present Côte d’Ivoire and Ghana are the largest producers followed ing to FAOSTAT data [6] the harvested area was about 2.5 million
by Nigeria and Cameroon. The cocoa production increased from, ha in 2012. The yield has remained 500–600 kg per ha during the
about 2,000,000 tons in 2000 to about 3,000,000 tons in 2010 and last 20 years. Average cocoa farm sizes of 3 and 4 ha are mentioned
subsequent years (Table 1). The average yields however remain low but no reliable statistics are available. Almost all Upper Amazon
because many farms are old and extensive cultivation methods are cocoa hybrids (see 4.3.) in the south-western part of the country are
used. Farmers wishing to increase their cocoa output established grown without shade. The major constraints facing the cocoa sector
new farms elsewhere in the forest zone. This search for new land are apart from deforestation and land degradation, the widespread
has led both in Ghana and Côte d’Ivoire to large-scale deforesta- occurrence of pests and diseases, early ageing of unshaded trees,
tion. As at present little land is available for the expansion of the no access to credit and agricultural inputs, and lack of land owner-
cocoa area a further increase in production has to come from an ship [4]. At present the negative impact of the no-shade and low
increase in yield of the existing mature trees and the replanting input use is manifesting itself in high tree mortality and declining
of old unproductive cocoa farms. This paper reviews at first cocoa yields [7]. To improve this situation and to stop further deforesta-
growing in the main cocoa producing countries and then deals with tion the department of agriculture has launched the Programme
the major causes of low yields and options to higher productivity, Quantité-Qualité-Croissance  2QC  2014-2023, to improve and
especially those found in the two largest cocoa producing countries intensify the existing farmers coffee and cocoa production systems.
Côte d’Ivoire and Ghana. These causes are high incidence impact of This envisages that by 2023 a cocoa area of 800,000 ha (including
pests and diseases, old age of cocoa farms and lack of soil nutrients. 150,000 ha affected by swollen shoot disease) has been replanted
As the options to improvements imply the use of costly external with improved planting material and that about 1,000,000 ha of
inputs cocoa agroforestry is discussed as alternative to a high input cocoa has been rehabilitated by proper management and input
approach. Finally the prospects of cocoa production in West Africa use [8]. In addition the Cocoa Fertilizer Initiative has started a
and the conditions for its future economic and environmental sus- programme in 2012 to deliver fertilizers to 200,000 farmers by
tainability are discussed. 2020 [9].

2. Production in the main cocoa growing countries of West 2.2. Ghana


Africa
In Ghana the cocoa production has steadily risen from 300,000
This review starts with the largest cocoa producing country Côte tons in 1995 to 900,000 tons in 2014 (Table 1). According to Asante-
d’Ivoire and ends with the smallest one Cameroon. Poku and Angelucci [10] the main factors that have contributed to
the increase in Ghana’s cocoa production are the support meas-
2.1. Côte d’Ivoire ures of the government-owned cocoa marketing board COCOBOD.
These include increases in farm gate prices, introduction of free pest
In Côte d’Ivoire the annual production increased from 900,000 and disease control programmes, the introduction of packages of
tons in 1995 to 1,500,000 tons in 2011. This increase is related to hybrid seeds, fertilizers, insecticides and fungicides, improved mar-
an expansion of the cocoa area which began in the 1970s when keting facilities and the repair of roads in cocoa growing areas. An
the cocoa production shifted from the southeast to the southwest. important factor is also the expansion of the cocoa growing area,
This development is the outcome of land scarcity in the traditional especially in the Western Region. According to FAOSTAT [6] the
M. Wessel, P.M.F. Quist-Wessel / NJAS - Wageningen Journal of Life Sciences 74–75 (2015) 1–7 3

Table 1
West African and world production of cocoa beans (thousand tons).

1984-1985 1989-1990 1994-1995 1999-2000 2004-2005 2009-2010 2010-2011 2012-2013 2013-2014

Cameroon 120 125 107 120 130 205 229 225 210
Côte d’Ivoire 565 708 876 1300 1273 1242 1511 1449 1741
Ghana 175 295 304 440 586 632 1025c 835 897
Nigeria 151 170 140 165 190 235 240 238 250
West Africaa 1011 (52)b 1298 (54) 1427 (60) 2025 (69) 2179 (70) 2314 (64) 3005 (70) 2747 (69) 3098 (71)
World 1944 2412 2368 2937 3289 3635 4312 3945 4365

Sources: 1984-2000. Cocoa Growers’ Bulletin 40 (1988), 45 (1992), 50 (1996), 52 (2000) [1].
2004-2015. ICCO Quarterly Bulletin of Cocoa Statistics XXXI (2006), XXXIX (2013), XL (2014) [2].
a
West Africa: total production of Cameroon, Côte d’Ivoire, Ghana and Nigeria.
b
Between brackets: percentage of world cocoa production.
c
Although there is no official data it is anticipated that about 75,000 to 100,000 tons cocoa beans may have been smuggled from Côte d’Ivoire into Ghana in
2010-2011 [3].

harvested area increased from 1.0 million ha in 1995 to 1.6 mil- 2.5. Common causes of low yield
lion ha in 2010. This expansion has led to large-scale deforestation.
Most cocoa farms are small, 2 ha or less [11]. Because of inad- This review shows that the four major cocoa producing
equate management and input use the planting of potentially countries have most causes of low yield in common. These are low
high-yielding Amazon hybrids has hardly increased and the aver- input use, inadequate maintenance and pest and disease control,
age yield of the majority of the farmers has remained low, about poor shade management, little or no fertilizer use and old age of
400 kg per ha [12]. Another reason for the low average yield in cocoa farms. How these factors cause low yields is shown in Fig. 1. In
Ghana is the age of many cocoa fields. To deal with the age prob- this model the farm gate cocoa price, high input prices, no access to
lem COCOBOD has announced a National Cocoa Rehabilitation loans and credits and the small farm size are considered as external
Programme providing 20 million cocoa seedlings to farmers for factors beyond the control of the individual farmer. They affect the
free in 2012 and a rehabilitation and replanting scheme which general conditions for cocoa production but have no direct effect
includes the replanting of 20 percent of the existing cocoa farms in on yield. Direct effects have the constraints and options for higher
2014 [12,13]. yields which operate within the cropping system. These are high-
lighted in the following paragraphs and further discussed in the last
two sections of this paper.
2.3. Nigeria

3. The impact of major pests and diseases


In Nigeria cocoa production has steadily grown from 165,000
tons in 1999-2000 to 250,000 tons in 2013-2014 (Table 1), mainly
Pests and diseases cause major economic losses in cocoa. This is
as a result of high grower prices and to a limited extent also to the
particularly so in West Africa with its very large number of small
government support as outlined in the 2011 Cocoa Transformation
and often isolated cocoa farms in which adequate pest and disease
Action Plan [14]. The total harvested area amounts to 640,000 ha
control is lacking.
and the average yield is about 400 kg per ha.1 Yield improvement
is constrained by the age of the farmers (most of them are over 60
years old), a lack of proper farm management, low farm input use, 3.1. Cocoa Swollen Shoot Virus Disease
inadequate supply and high costs of recommended chemicals, poor
access roads to the major cocoa production areas and an inadequate In all cocoa growing areas of West Africa the Cocoa Swollen
extension service. Many cocoa fields are old and there is an urgent Shoot Virus Disease (CSSVD) occurs. Especially in Ghana virulent
need for replanting of old farms. The Cocoa Transformation Action strains have destroyed large cocoa areas in the past. Removal of
Plan envisages to improve this situation and to raise the production millions of infected trees and planting of virus tolerant Upper Ama-
to 500,000 tons by 2015. zon hybrid cocoa have controlled the disease to a certain extent,
but have not prevented the occurrence of new virus outbreaks in
newly planted areas in Ghana [17]. Quite recently virus outbreaks
2.4. Cameroon were also found in western Côte d’Ivoire, where the CSSVD was
thought to have been eradicated since the 1950s [18]. Given the
In Cameroon the cocoa production has almost doubled in the size of the cocoa area and the fact that also symptomless trees may
last decade to the current level of about 220,000 tons. The aver- carry the virus, it is clear that removal of infected trees does not
age yield is low, about 300-400 kg per ha. The main yield limiting stop the disease from spreading. The ultimate answer to the CSSVD
factors are the age of the cocoa trees, an inadequate input supply problem is a preventative strategy based on the breeding of resis-
system and climatic conditions [15]. Due to high rainfall during tant varieties. As long as these are not available planting of the most
the cropping season the Phytophthora pod rot (black pod) dis- resistant hybrids is seen as the best solution. In swollen shoot areas
ease causes great yield losses in the shaded (agroforestry) cocoa the newly planted fields should be surrounded by non-CSSVD host
farms which can only be controlled by very frequent spraying crops such as citrus, oil palm or coffee to prevent virus infection
with copper fungicides. This is expensive and not totally effective, from adjacent cocoa trees. Farmers are not in favour of this concept
and in practice little fungicide is used [16]. The high rainfall also although the so-called barrier crops bring in extra income [17,18].
causes post-harvest losses due to inadequate drying and storage
facilities.
3.2. Phytophthora Pod Rot

In West Africa Phytophthora Pod Rot (PPR) or black pod disease


1
According to FAOSTAT [6] the cocoa area, production and yield are about: is caused by two pathogen species P. palmivora and P. megakarya.
1,200,000 ha, 360,000 tons and 300 kg per ha respectively. These species cause in parts of Ghana and Côte d‘Ivoire mean annual
4 M. Wessel, P.M.F. Quist-Wessel / NJAS - Wageningen Journal of Life Sciences 74–75 (2015) 1–7

Low farm
gate price

Inadequate:
High input - maintenance
prices - pest and
Low input disease control
Low income Low yields
use - nutrient supply
from cocoa
No access
to loans and Age of cocoa
credit farms

Small farm
size

Fig. 1. Causes of low yield in farmers’ cocoa in West Africa.

pod losses of about 40 percent and even higher [19,21]. The high- rehabilitation. Detailed field trials in ten cocoa districts in Côte
est incidence of PPR is found in the shaded cocoa in Cameroon. d’Ivoire have shown that on sites with 25 to 30 year old cocoa
Regular removal of infected pods and shade reduction to lower trees rehabilitation is feasible and profitable. Good maintenance
the humidity can reduce pod losses to a certain degree but usu- and integrated pest and disease control raised the average yield
ally additional chemical control by regular spraying of fungicides over a four year period by 40 percent, from around 500 to 700 kg per
is needed. Most farmers, however, are unable to adopt this tech- ha. Additional fertilizer use raised the yield further to 1000 kg per
nology because of the high costs of the fungicides and application ha from the third year of application onwards [25]. At present large-
problems. In practice little fungicide is used [19,20]. scale rehabilitation and replanting programs are in progress in Côte
d’Ivoire and Ghana (see paragraph 2). As participants will face less
3.3. Mirids favourable growing conditions and limited financial resources their
future yields will be lower than those reported from the experimen-
Mirids (Distantiella theobroma and Sahlbergella singularis) are the tal sites.
most important insect pest of cocoa in West Africa. They cause
annual crop losses of about 25 percent in Ghana [22] and 30-40 4.2. Partial or complete replanting of old cocoa fields
percent in Côte d’Ivoire [21]. By feeding on young twigs and flush
leaves mirids damage the cocoa which often results in deteriora- Old farms can be partially or completely replanted. Trials in Côte
tion of the canopy and in extreme cases in the death of the trees. d’Ivoire have shown that the planting of young trees among old
The greatest damage occurs in lightly shaded and unshaded cocoa trees (partial replanting) can be successful and more profitable than
where the highest insect populations are found and more or less the planting of trees under temporary banana and Gliricidia sepium
permanently new flushes are formed. Although proper shade man- shade on fields cleared from a natural fallow vegetation [25]. An
agement can prevent major pest outbreaks additional chemical advantage of partial replanting is that farmers continue to have
control with insecticides is often needed. Surveys in Ghana have some income from trees that remain. One of the drawbacks is the
shown that due to the high costs of spraying equipment, chem- risk of spreading of diseases from the trees that are left. Partial
icals and labour most farmers do not practice insect control. In replanting in swollen shoot affected areas is therefore not feasi-
the absence of appropriate measures the Ghanaian government ble. On old farms where the majority of trees are low-yielding and
has been financing pest control programs including mass spray- many trees are missing complete replanting is considered the best
ing of entire areas. In view of the concern that mass spraying of option. Farmers are generally not in favour of complete replant-
pesticides can affect human health and the environment, the use ing because of immediate loss of income and high clearing and
of plant-based instead of synthetic pesticides was investigated. A establishment costs [26]. They prefer the planting of new cocoa
profitable method was developed but it required labour and cap- trees on new fields. Young farmers especially see the expansion of
ital investments which farmers are mostly unable to secure [23]. land and planting it with cocoa as a long-term investment and as
Further research on Integrated Pest Management (IPM) methods a means to establish land ownership [27]. Planting trees on virgin
proposes a strategy based on the use of cultural practices and host forest land is attractive because of the accumulated soil fertility and
variety resistance, while depending on pest population and dam- the absence of weeds. As long as new land is available expansion of
age level supplementary application of insecticides may be needed the cocoa area is for most farmers a better economic option than the
[24]. Before this strategy can be put into practice farmers have to replanting of old fields and intensifying their cultivation practices in
be taught the principles of mirid biology and damage assessment. existing fields.

4. Rehabilitation and replanting of cocoa fields 4.3. The use of improved planting material

4.1. Rehabilitation of mature cocoa fields The provision of improved planting material is one of the key
elements of the government supported replanting schemes. It
Paragraph 2 has highlighted that the old age of cocoa trees is concerns distribution of seeds and seedlings of vigorous Upper
one of the main causes of low yields. There are two options to deal Amazon hybrids which come early into bearing and can poten-
with this problem: rehabilitation of existing farms or the planting tially produce high yields over a 25 to 30 year period and have
of new trees. As the economic lifetime of cocoa trees is between a degree of resistance to the Cocoa Swollen Shoot Virus Disease
30 and 40 years only farms less than 30 years old may qualify for (CSSVD). These hybrids were developed in the second half of the
M. Wessel, P.M.F. Quist-Wessel / NJAS - Wageningen Journal of Life Sciences 74–75 (2015) 1–7 5

20th century after Pound’s Upper Amazon cocoa collection was 6. Cocoa agroforestry as an alternative to a high-input
introduced from Trinidad to West Africa to obtain greater genetic approach
variability for breeding varieties resistant to CSSDV [28]. Edwin and
Masters [29] studied the yield gains in farmers’ cocoa in Ghana The above mentioned options to higher yields all mean a higher
that can be attributed to the use of Amazon hybrids. They found use of external inputs. As the owners of small farms are unlikely
that planting of hybrids was associated with 42% higher yields. to earn enough income from their cocoa to pay for these inputs,
The yields, however, varied considerably from 330 to 930 kg per ha the question arises if a low-input system is not a more appropri-
and the average yield of 500 kg was about half the achievable yield ate production model for them e.g. the traditional way of growing
on well-managed farms. Aneani and Ofori-Frimpong [30] studying cocoa with the shade of some forest and fruit trees and oil palms.
the yield gap between the farmers’ yield in Ghana and the poten- This system, nowadays called cocoa agroforestry, is still dominant
tial yield, showed that the mean cocoa yield was only 18 percent in Central Cameroon. Its sustainability is illustrated by the fact that
of both the experimental and farm-based potential yield of about around 80 percent of the farms are over 40 years old and that with-
1900 kg per ha. Both studies confirm the earlier findings of Ado- out fertilizer, cocoa yields are maintained over a long period with
mako and Adu-Ampomah [28] that there is apparently a strong little degradation of soil resources [33,34]. Yields are low, approx-
genotype-environment interaction: the hybrids are doing well in imately 300 kg per ha, because of the age of trees and the high
good conditions and rather badly in poor conditions. So far the incidence of Phytophthora pod rot (PPR). Alemagi et al. [16] studied
planting of Upper Amazon hybrids has contributed to a large and the prospects of higher profitability of the present system and men-
rapid increase in the total production but hardly to a higher average tion two options: intensification by the planting of additional trees
yield. and the use of fungicides to control PPR. The researchers stressed
the importance of planting timber trees because of the expected
reduction of forest degradation, deforestation and increased carbon
4.4. The use of Upper Amazon hybrid cocoa without shade sequestration. Farmers, on the other hand, favoured the planting
of fruit trees for personal consumption and to supply the local
Since the vigorous full-light tolerant Amazon hybrids became markets. By planting fruit trees farmers also avoid the problem of
available many farmers turned to growing cocoa without shade. getting a land title, which is required to obtain ownership of forest
Without shade frequent weeding and fertilizers are needed while trees but is not needed for fruit trees. Farmers viewed fungicides
insect damage tends to be wide spread and more frequent espe- to be effective but too expensive. Only farmers with an off-farm
cially where the cocoa canopy is incomplete. Because of lack of income had the ability to improve their cultivation system but pre-
knowledge and financial means farmers have not adopted the ferred to use the money to enlarge their cocoa farm. However this
appropriate cultivation practices. This has led to early degenera- situation might change if the role of agroforestry systems in carbon
tion and early death of cocoa trees which is now apparent in Côte sequestration could be recognised and farmers would receive extra
d’Ivoire and Ghana. The problems are so serious that some farmers income from carbon payment schemes [16,35]. A study of cocoa
are thinking of giving up cocoa farming all together and replanting agroforestry in Ghana confirmed the sustainability of this system.
their fields with less demanding crops such as rubber and oil palm With medium shade of 10-15 trees per ha yields of 500 kg were
[4,31]. maintained over a very long period [36].
Whereas researchers consider cocoa agroforestry as a sus-
tainable production system, farmers generally favour a no-shade
5. The role of fertilizers in increasing the yield of farmers’ system. Ruf [27] studied this paradox in Ghana. His findings are that
cocoa especially young farmers are of the opinion that the availability of
high-yielding, light-tolerant hybrids makes the planting of shade
On-farm trials in the Ashanti region in Ghana [32] have shown trees superfluous and that farmers considering tree diversification
that fertilizers can increase the yield of mature cocoa by 50 percent preferred the planting of trees in separate plots. As for sustainable
and more on sites where environment and management are not the cocoa growing some degree of shade is needed to control insect
main yield limiting factors. In on-farm trials in Côte d’Ivoire in the damage and premature decline of yields, there is apparently a need
period 2005-2009 fertilizers increased the average yield from 600 for the development of shaded high and low-input cocoa systems
to 1000 kg per ha in the third year of application. This high response which are acceptable to farmers.
was obtained under favourable conditions, on sites of the Interna-
tional Institute of Tropical Agriculture (IITA) Sustainable Tree Crop
Program with an almost complete stand of 20-30 year old trees 7. Prospects for future cocoa production
and with good maintenance and integrated pest and disease con-
trol. Fertilizer use did not pay in the first two years of application 7.1. Short-term demand and supply
but became enumerative in the third year [25]. A review of on-
farm experiments in Côte d’Ivoire and Ghana [7] showed a wide The International Cocoa Organization (ICCO) [37] forecasts a 10
range of results and an average yield increase of 100 percent in the percent increase in the world cocoa production and a 25 percent
third year of application. On some sites in Côte d’Ivoire fertilizers increase of the cocoa price in the next decade. Based on this forecast
were also found to have a positive impact on the health and vital- the total cocoa production will be about 4,700,000 tons in 2022-
ity of cocoa trees. In Ghana with relatively high cocoa prices and 2023, with a supply deficit of 100,000 tons. If West Africa wishes to
subsidized fertilizers even the lowest responses looked profitable. maintain its present world market share a 10 percent increase in
In Côte d’Ivoire, however, with heavily taxed cocoa and no fertil- production is needed in the next decade. While in the past expan-
izer subsidy, fertilizer use was considered to be too risky. In both sion of the cocoa area contributed to an increase in production at
countries little fertilizer is used for cocoa, according to Ruf and Bini present more cocoa has to come from a higher yield per ha. On-
[7], about 33,000 tons in Côte d’Ivoire and 90,000 tons in Ghana. As farm trials have shown that with good maintenance and chemical
to the future the farmers’ decision on fertilizer use will depend on inputs 50 to 100 percent higher yields are feasible. In practice how-
the producer cocoa price, the costs of fertilizers and on their finan- ever farmers are unable to make these investments because they
cial resources to buy fertilizers in the initial years when fertilizer are trapped in a vicious circle of inadequate financial means, low
use is not profitable [25]. input use, high crop losses and low yields. Several factors affect this
6 M. Wessel, P.M.F. Quist-Wessel / NJAS - Wageningen Journal of Life Sciences 74–75 (2015) 1–7

cycle. The most important one is the farm gate cocoa price. Past an extremely low income for many cocoa farming households. This
experience learns that an increase in price leads to higher yields. inhibits the adoption of more advanced farming practices, including
It prompts farmers to invest more time and money in their cocoa use of pesticides and fertilizers [11].
farms and to mobilize an apparently latent production capacity. The STCP recommends for the larger producers in the most
Other external production limiting factors are loan and credit facil- densely populated regions of the cocoa belt to implement inno-
ities, a reliable input and output delivery system and appropriate vations through the distribution of improved planting material
technical advice. To relieve these constraints various large-scale and fertilizers. Effectively this means selective replanting of larger
rehabilitation and replanting projects are ongoing in Côte d’Ivoire cocoa farms. Since farmers generally prefer planting of cocoa on
and Ghana. It is thought that, if farmers will get a fair share of the new fields to replanting of old fields, programmes must be devel-
expected higher world cocoa price and can benefit from the gov- oped which make replanting financially attractive. For the less
ernment support schemes, a 10 percent higher cocoa output from efficient cocoa producers STPC recommends a different set of poli-
West Africa can be realized in the next decade. cies that would either allow them to shift to other crops or support
The role of cocoa certification in raising farmers’ income and their transition to an alternative production system, for example
promoting ecologically sound cultivation methods is mentioned to a low input system, in which cocoa is intercropped with other
for the sake of completeness. So far the cocoa industry has com- economically valuable trees.
mitted itself to use certification to achieve these objectives while
organizations such as COCOBOD in Ghana do not consider it as the 8.2. Extensive land use and low yields, the need for intensification
way forward [12]. Up till now certification projects have had little of the cropping system
impact. Most farmers do not belong to farmers organizations and
cannot be reached while the price received by certified farmers is Realisation of the STCP recommendations implies a considerable
often not significantly different from that received by non-certified reduction of the existing low-yielding cocoa area and a transition
farmers. A positive point was that certification through its training of the present extensive cocoa growing practice into a more inten-
program was associated with much higher yields [38]. sive cultivation system. A condition for a successful intensification
is that replanting of cocoa is restricted to suitable soils and that
7.2. Problems of the cocoa sector in the long run farmers invest in high-quality planting material and in land prepa-
ration including the timely planting of shade trees. Furthermore
In the more distant future the West African position on the world they should be encouraged financially to give priority to the con-
cocoa market is uncertain. A study on the future climate in West trol of pests and diseases which cause 30 to 40 percent yield losses
Africa [39] predicts an increase in temperature which will reduce at present. Intensification requires a complete change of mind of
the size of the current cocoa growing area in Ghana and in Côte the farmers who are used to growing their cocoa at little costs on
d’Ivoire. In the area that will remain suitable for cocoa, farmers have fertile forest soils and to investing the returns from their cocoa crop
to adapt their agronomic management to the new conditions. The in health and education rather than in their cocoa farm. Security of
doubling of the West African population in the next 35 years [40] tenure of land ownership is considered as an important condition
and the development of large urban centres [41] such as Abidjan, and incentive for farmers to invest in their farm. It gives collateral
Accra and Lagos directly south of the cocoa zone, is likely to result for credit and other inputs and the security that investments will
in a greater demand for food and higher food prices. This makes provide future income to the farmer and his/her family [42]. Other
a shift from cocoa to food crop growing a realistic scenario. Both conditions which keep farmers away from making investments and
climatic change and population growth underline the necessity to the adoption of new technologies need further investigations.
grow more cocoa on less land. Another aspect of the rural-urban
migration is likely to be a shortage of farm labour and an exodus of 8.3. Reduction of negative ecological effects of cocoa cultivation
the future generation of cocoa farmers.
To reduce further deforestation for the expansion of cocoa land,
8. Towards sustainable cocoa production: growing more land use planning is needed to determine the areas which from
cocoa on less land the ecological point of view should be preserved under forest cover
and those which might be planted to cocoa. To ensure productive
The proposed and ongoing rehabilitation and replanting land use, cocoa planting should be restricted to suitable soils and
projects and a higher producer price offer scope for an increase land titles should only be granted to farmers who have successfully
in cocoa production. However before there can be sustainable pro- established and maintained a healthy cocoa farm.
duction, important changes in the cocoa growing sector are needed. Mass spraying of insecticides of existing cocoa fields is also a
These changes concern the economic viability of cocoa cultivation matter of concern. By the reduction of the low yielding cocoa areas
on small farms, the present extensive land use and low yields, and and by paying farmers a premium for removal of isolated and low
the ecological impact of cocoa growing. Criteria for sustainability yielding trees, the areas that are mass-sprayed with insecticides
such as farmer empowerment to ensure that the farmers obtain real can be reduced. From the economic and the environmental point
benefit from higher cocoa production [42] are beyond the scope of of view this would be a desirable development. To make cocoa cul-
this paper. tivation less dependent on the use of synthetic plant protection
chemicals further research on alternative pest and disease control
8.1. The economic viability of cocoa on small farms methods deserves priority.

The Sustainable Tree Crop Programme (STCP) 2001 survey in 8.4. An integrated approach
four West African cocoa production countries gives data on the eco-
nomic viability of cocoa on small farms. They show that the top 25 As the proposals for structural change of the cocoa sector
percent of households (ranked by the amount of cocoa produced) are interrelated, integrated programs are needed which take also
have average production costs four times lower and yields nearly into account aspects of the rural infrastructure such as education,
four times higher than the bottom 25 percent and that a significant health, and roads and access to credit and inputs. These plans
share of small farms incur losses [31]. A baseline survey of 3000 should not only be directed towards the continuity and growth of
cocoa farmers in Ghana confirms that low productivity results in cocoa production but also to ensure that cocoa farming provides a
M. Wessel, P.M.F. Quist-Wessel / NJAS - Wageningen Journal of Life Sciences 74–75 (2015) 1–7 7

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