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Background: Nasal saline irrigation has become standard age and residence times at specific locations and times. The
of care in various sinonasal conditions, including allergic nasal cavity experiences almost complete coverage of irri-
and nonallergic rhinitis, chronic rhinosinusitis, and in the gation, while overflow from the nasal cavity facilitates mod-
postoperative patient. Evidence regarding the mechanisms erate coverage of the ipsilateral maxillary (40%) and an-
and dynamics of liquid flow through the sinonasal cav- terior ethmoid sinuses (30%). Negligible coverage of the
ity remains limited due to inadequate experimental mod- sphenoid and frontal sinuses was noted.
els (cadaveric, 3-dimensional [3D] printed, imaging of la-
beled dyes and radioisotopes). We aimed to develop a Conclusion: Detailed physical mechanisms of liquid irriga-
computational fluid dynamics (CFD) model of nasal irriga- tion injected from a commonly used squeeze bole were
tion to demonstrate sinonasal surface coverage, residence shown. Ipsilateral maxillary and ethmoid sinus penetration
times across the mucosal surfaces, and shearing force of are primarily due to overflow rather than direct jet entry,
irrigation. confirming the recommendation of larger volumes of irri-
gation to “flood” the sinus ostia.
C 2019 ARS-AAOA, LLC.
International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019 1
Inthavong et al.
The creation of accurate models of irrigation flow, with shearing force of irrigation. It is expected that the visual
measurable results, permits the testing of various parame- results and quantitative analysis could lead to potential de-
ters, including patient factors (head position, squeeze pres- vice modifications to improve both topicalization of medi-
sure), anatomical factors (presence of septal deviation, cations and irrigation force for lavage.
turbinate hypertrophy), surgical factors (extent of sinus
surgery), and device factors (squeeze bottle vs gravity-feed,
nozzle size, angle, position). Materials and methods
Existing experimental evidence has been largely derived Nasal cavity model
from cadaveric7 or 3-dimensional (3D) printed models, as-
A realistic nasal cavity geometry was reconstructed from
sessed with nasendoscopes.8, 9 Such models are limited by
a high-resolution CT scan of a healthy 25-year-old, Asian
their capacity to only examine individual sinuses, the re-
female (161 cm height, 53 kg mass, without nasal sep-
liance on subjective human interpretation without precise,
tum deviation, turbinate hypertrophy, or sinusitis) at rest-
quantifiable data, and the inability of cadaver specimens
ing conditions. The CT data was acquired using a (Siemens
to accurately reflect the physiological conditions of the live
Healthineers, Erlangen, Germany) Dual Source CT scanner
patient.9–11
with image parameters of 0.39 × 0.39 mm pixel size, 512 ×
Other attempted models have used contrast-enhancing
512 pixels image dimensions, and 0.5 mm slice thickness.
dyes or radioisotopes followed by computed tomography
The nasal cavity and the entire paranasal sinuses includ-
(CT) or scintigraphic imaging, respectively. Such models
ing the maxillary, ethmoid, frontal, and sphenoid sinuses
have demonstrated data on sinus distribution of liquids
were extracted using 3D-Slicer’s segmentation tool by a
but are only able to assess residual volumes and are unable
computer engineer in conjunction with an ear, nose, and
to provide real-time information on the how the irrigation
throat (ENT) surgeon. The geometry of the face was re-
flow interacts with sinonasal anatomy during the irrigation
tained, and a hemisphere with a diameter of 200 mm was
process.12
attached in front of the face. The soft palate was artifi-
To date, limited evidence from such models has shown
cially “closed” in the computational model by creating a
that patient head position,7, 13 the extent of surgical ac-
boundary wall surface. The sinonasal cavity model under-
cess, and the type of nasal irrigation device14, 15 have been
went mesh independence and mesh quality tests reported in
demonstrated to affect irrigation penetration, distribution,
Zhang et al.22 The final model contained 1.1 million poly-
and force within various paranasal sinuses. As a result,
hexcore cells (equivalent to 4.6 million tetrahedral cells)
the use of nasal irrigation with a squeeze bottle was rec-
with 5 prism layers (first layer height of 0.07 mm, and to-
ommended in international consensus statements for the
tal height of prism layer of 0.64 mm) using ANSYS-Fluent
treatment of CRS.16 Cadaveric studies have demonstrated
v19.2 meshing. The surrounding hemisphere was set as a
that only around 2.5% of irrigation fluid is retained in the
pressure-outlet condition (Fig. 1A), and the entire domain
nasal cavity or paranasal sinuses, with the highest residual
was initially set as air with zero velocity. The liquid jet was
volume in post–endoscopic sinus surgery (ESS) patients fol-
introduced as a mass flow inlet at the squeeze-bottle nozzle
lowed by non-operated controls and patients with CRS.17
which had a 5-mm diameter. All other surfaces were set
Computational fluid dynamics (CFD) represents a novel,
to a wall boundary condition. Figure 1B shows the nasal
validated method of modeling air and fluid flows through
geometry with a squeeze bottle (featuring a tapered noz-
the sinonasal tract that is highly accurate, quantifiable, re-
zle) inserted into the left nostril until the nozzle occluded
producible, and allows multiple permutations to be rapidly
the nostril opening. The nozzle insertion distance (from the
assessed to determine the ideal combination of parameters.
nozzle tip to the nostril) was 10 mm.
Despite this, only a few CFD studies of nasal irrigation
have been performed. These include Zhao et al.18 and Craig
et al.,19, 20 who explored squeeze-bottle nasal irrigation and Jet flow stream (volume of fluid modeling)
found the nose-to-ceiling head position was superior to the In general, the practical consensus on administration tech-
nose-to-floor position for irrigation to the sphenoid sinuses; nique is a 45-degree forward head tilt, although there is no
and Salati,21 who investigated gravity-fed nasal irrigation evidence-based recommendation for this approach. Salati21
(using neti pots) and found that maximum saline distribu- evaluated 4 different head positions for a gravity-fed neti
tion in the nasal cavity was observed in the Mygind head pot nasal irrigation. These were supine (lying with head
position. back), 90 degrees (tilting the head sideways at 90 degrees),
This study aimed to characterize nasal irrigation by iden- head back (head oriented 45 degrees upward from the
tifying the critical fluid dynamics mechanisms that dom- ground), and head forward (head inclined downward at
inate the jet stream flowing through a human sinonasal 45 degrees to the ground).19 Instructions that accompany
cavity. It is expected that these key flow behaviors would the Flo R
sinus rinse bottle (ENT Technologies, Hawthorn
persist despite different patients and different parameters. East, VIC, Australia) suggest the head be angled forward
New, and highly quantitative analysis techniques were de- at 45 degrees (head over sink). In our model, a head tilt
veloped for determining sinonasal surface coverage of nasal position of 45 degrees forward was used, with the nozzle
irrigation, residence times across the mucosal surfaces, and jet aligned vertically.
2 International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019
CFD of nasal irrigation
35
30
flow rate (mL/sec)
25
20
15
10
0
0.0 0.5
5 1.0 1.5 2.0 2
2.5 3.0
cs)
time (sec
o
D Head tilt of 45 to the horizontal E Jet flow rate profile used as a first case
FIGURE 1. (A) The complete computational domain labeled by the boundary conditions. (B) Lateral view (left chamber side) of the nasal cavity with irrigation
bottle inserted into the left chamber. The paranasal sinuses are colored as: yellow (maxillary sinus), blue (sphenoid sinus), red (ethmoid sinuses), and green
(frontal sinuses). (C) Coronal slice at x3 showing the left chamber only, depicting the poly-hexcore internal computational mesh. (D) Forward head tilt showing
a 45-degree angle and the direction of the liquid jet (denoted by dashed blue arrow), which is vertically aligned, and (E) the jet profile set to a quasi-constant
flow without the effects of ramping up/down durations. Please refer to supplementary video animation demonstrating the nasal irrigation setup.
The nozzle jet diameter was 5 mm based on a commer- Computational model setup
cially available nasal irrigation bottle (FloR
; ENT Tech- The Eulerian volume of fluid model was used to track the
nologies). The liquid jet was introduced into the airway interface between the liquid jet and the air described by
from zero to a flow rate of 35 mL/second (approximately the mass, and momentum conservation equations. The im-
1.79 m/second) held for 2 seconds. This gave a total vol- plicit body force option was applied to consider the partial
ume of 70 mL based on preliminary testing of short physical equilibrium of the pressure gradient and the body forces.
squeezes of the current 200-mL Flo R
bottle, where less than The Green-Gauss node-based method was used to calcu-
one-half the volume was ejected/used. The squeeze dura- late gradients at cell centers from face gradients and the
tion represented a rapid squeeze with the hand. The initial PRESTO! scheme was used for pressure interpolation. The
ramp-up and ramp-down times were both set at 0.01 sec- Second Order scheme was used for discretization of the
onds, selected to preclude ramp periods as a physical test momentum and turbulence equations. A second-order im-
variable. Future experiments will include sinusoidal ramp plicit scheme was used for the temporal discretization of
profiles of longer duration, which are more likely to accu- the transient term. A variable time step (t), based on a
rately reflect physical conditions. fixed Courant number of 1, was used.
International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019 3
Inthavong et al.
FIGURE 2. Jet flow entering the nasal cavity during the early stages of irrigation between t = 0 seconds and t = 0.10 seconds.
Results fills the anterior nasal cavity. Due to the head tilt, the initial
jet flow also enters the anterior ethmoid sinus.
A video of key moments of the irrigation simulation can be
found online (Supporting Video 1).
Nasal irrigation (t = 0.50 to t = 2.50 seconds)
Early stages of nasal irrigation After the initial jet injection, the left main nasal passage be-
(t = 0 to t = 0.1 seconds) tween the septum wall and turbinates is now covered by the
The jet flow entering the nasal cavity in the early stages is liquid (Fig. 3). The nasopharynx is partially covered by the
shown in Figure 2, with front (anteroposterior) and lateral liquid, as the liquid turns and moves into the contralateral
views. The images are shown with transparent nasal walls, right nasal cavity, under the influence of gravity. The front
and the liquid (water) is colored in blue. The jet immediately view and right chamber views (Fig 3B, C) show the liquid
impacts onto the nearby lateral vestibule wall and the nasal moving along the floor of the right nasal cavity and exiting
septum (t = 0.012 seconds, t = 0.024 seconds) and quickly the right nostril after t = 0.5 seconds without ever reaching
4 International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019
CFD of nasal irrigation
FIGURE 3. Liquid flow through the nasal cavity at t = 0.50, 1.50, and 2.50 seconds from (A) the left chamber view, (B) front view, and (C) right chamber view.
Please refer to supplementary video animation demonstrating the nasal irrigation modelling.
the right frontal, ethmoid, or sphenoid sinuses. Flow enter- sloshing as it impinges on the posterior nasopharynx wall.
ing the right maxillary sinus was caused by liquid overflow- The liquid returns through the right nasal cavity, where
ing from the main passage. At the end of the nasal irrigation much of the liquid momentum has dissipated, and remains
squeeze (t = 2.0 seconds), the injection momentum ceases, along the floor. At the end of the simulation at t = 3.0
and the liquid decelerates to a rest state and remains in the seconds, there is still a significant amount of fluid remain-
nasal cavity as a pool under the influence of gravity. ing in the left cavity, including the anterior ethmoid and
maxillary sinuses. The velocity contours show regions of
high motion, which would correlate to higher wall shear
Water volume fraction and velocity magnitude
stress (WSS). While the left nasal cavity fills with the liq-
contours on coronal slices
uid in its inferior half, the velocity (which represents the
Instantaneous contours of water volume fraction (liquid/air jet flow direction) is primarily in the superior half, sug-
mixture) and velocity are shown in Figure 4, which shows gesting the jet impinges on the superior walls, and set-
(in more precise detail) the left main nasal passage filling, tles to the inferior half, filling up the region. In the right
leading to liquid flowing into the maxillary and ethmoid chamber, both velocity and water volume fraction contours
sinuses. Slice “x4” at the nasopharynx shows the liquid coincide.
International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019 5
Inthavong et al.
FIGURE 4. Coronal slices taken at locations x1, x2, x3, x4 (depicted in Fig. 1) showing the water volume fraction at (A) t = 1.0 second, (B) t = 2.0 seconds,
and (C) t = 3.0 seconds, and velocity magnitude contours at (D) t = 1.0 second, (E) t = 2.0 seconds, and (F) t = 3.0 seconds. *The maximum velocity magnitude
was 2.9 m/second but the contour legend was capped at 1 m/second to provide clearer visualization.
6 International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019
CFD of nasal irrigation
FIGURE 5. Transverse (axial) slices at y1, y2, y3, y4 (depicted in Fig. 1) showing the water volume fraction at (A) t = 1.0 seconds, (B) t = 2.0 seconds, (C) t =
3.0 seconds, and velocity magnitude contours at (E) t = 1.0 second, (F) t = 2.0 seconds, and (G) t = 3.0 seconds. *The maximum velocity magnitude was 2.9
m/second but the contour legend was capped at 1 m/second to provide clearer visualization.
International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019 7
Inthavong et al.
8 International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019
CFD of nasal irrigation
FIGURE 6. Nasal cavity surfaces were (A) unwrapped and the instantaneous surface coverage of the water volume fraction is shown at time (B) t = 0.1 seconds,
(C) t = 0.3 seconds, (D) t = 0.5 seconds, (E) t = 1.0 second, (F) t = 2.0 seconds, and (G) t = 3.0 seconds. Please refer to supplementary video demonstrating
full surface coverage mapping animation.
International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019 9
Inthavong et al.
FIGURE 7. Water surface coverage as a percentage of the surface area of each region.
into the right nasal cavity, through the choanae. This con- toward the nasal chamber contralateral to the bottle may
firms the results from Govindaraju et al.,9 who showed be ineffectual for achieving high WSS but would increase
that irrigation with volumes of 150 and 200 mL led to liquid volume flow.
better sinus penetration than 100 mL for postoperative The results of this study developed quantitative measures
patients irrespective of head position. Craig et al.19 used for evaluating nasal irrigation and provided insight into the
CFD to demonstrate that sphenoid sinus penetration is best mechanisms underlying the physical behavior of the liquid
achieved through the nose-to-ceiling irrigation position. jet. These included: (1) liquid momentum force competing
In the right nasal chamber, more liquid passed along against a gravitational force, which relates to head tilt and
the floor and the lateral walls of the nasal cavity. This its influence; and (2) liquid overflow from the main nasal
is attributed to the centrifugal force produced as the liq- passage into the sinuses, which relates to ostia size. As an
uid swirls around the posterior nasopharynx performing example, the 45-degree head tilt orientation was aimed at
a U-turn. This also enhanced entry of fluid into the right improving sphenoid sinus penetration, but despite this, the
maxillary sinus. The velocity and WSSs were lower than ethmoid sinuses experienced 40% surface coverage, while
in the left chamber. This suggests the nasal chamber con- less than 1% surface coverage was found in the sphenoid
taining the squeeze bottle experienced the greatest liquid sinuses, suggesting that the liquid volume being injected is
surface coverage and highest WSS. Furthermore, head tilt a more sensitive parameter than head tilt orientation.9
10 International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019
CFD of nasal irrigation
FIGURE 8. Average WSS on surfaces of specific regions. WSS = wall shear stress.
This study expands on the CFD literature with several expected that the surface coverage method could be
technological innovations. Visualization of the 3D nasal adopted by future computational studies of nasal irriga-
cavity is exceptionally challenging due to its highly curved tion, it can be adopted by endoscopic video recordings of
and overlapping surfaces, and even when a computational nasal irrigation, where each video frame is image-processed
3D software is used to rotate the model to obtain the desired to pick up the surface coverage over time to obtain similar
view, not all surfaces can be viewed adequately. This study plots to Figure 7.
presented the 3D model including all paranasal sinuses into
a 2D representation, a technique that has yet to be used to
incorporate the paranasal sinuses. Summary
A second challenge is quantifying the effectiveness of the The physical mechanism of irrigation of a liquid formula-
nasal irrigation. We developed a new quantitative analysis tion injected into the nasal cavity via a squeeze bottle was
technique for determining sinonasal surface coverage shown. The fluid dynamics governing the liquid jet flow as
of nasal irrigation, residence times across the mucosal it passed through the nasal cavity was described. The key
surfaces, and shearing force of irrigation. Although it is features found were as follows:
International Forum of Allergy & Rhinology, Vol. 00, No. 0, xxxx 2019 11
Inthavong et al.
r impingement on the nasal vestibule walls, before filling intensity, and duration of flow. Future studies may also
the vestibule; provide insight and characterize the flow of nasal irriga-
r the jet flow momentum (a combination of velocity and tions in order to develop new ideas on device design and
liquid mass/volume) must overcome gravitational forces delivery to achieve greater paranasal sinus coverage.
to reach the nasopharynx;
r flow into the ethmoid and maxillary sinuses was more
likely than the frontal and sphenoid because the liquid Conclusion
jet can fill the adjacent spaces more readily; and Detailed physical mechanisms of liquid irrigation injected
r flow into the sinuses was produced from liquid overflow- from a commonly used squeeze bottle were shown. Ipsilat-
ing from the main nasal passage, rather than direct jet eral maxillary and ethmoid sinus penetration are primarily
entry. due to overflow rather than direct jet entry, confirming the
recommendation of larger volumes of irrigation to “flood”
To enhance overall jet dispersion, the results suggest that
the sinus ostia.
a larger jet diameter will reduce initial narrow vestibular
wall impingement and enhance the liquid jet dispersion over
a larger area. This leads to a larger liquid volume that
Acknowledgments
will enhance the liquid overflow into the sinuses while also
overcoming gravitational forces. We gratefully acknowledge the financial support provided
It is expected that a larger cohort of computational mod- by Garnett Passe and Rodney Williams Memorial Foun-
els may be undertaken using the existing evaluation method dation Conjoint Grant 2019 (Inthavong-Singh) and Aus-
to investigate the influences of head tilt, liquid volume, tralian Research Council (Project ID: DP160101953).
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